Corijn van Mazijk: Perception and Reality in Kant, Husserl, and McDowell

Perception and Reality in Kant, Husserl, and McDowell Book Cover Perception and Reality in Kant, Husserl, and McDowell
Routledge Studies in Contemporary Philosophy
Corijn van Mazijk
Routledge
2020
174

Reviewed by:  Daniel Guilhermino (PhD Student, Department of Philosophy, University of São Paulo, Brazil)

The decisive influence of McDowell in shaping the contemporary debate over non-conceptual content is well known. After the release of Mind and World (1994), almost any attempt to assign non-conceptuality to the contents of perception had to engage with McDowell’s conceptualist model of experience. The rich discussions inspired by conceptualism in the current literature on non-conceptual content, however, often ignore the original philosophical motivation behind McDowell’s thesis, or so goes the premise of Van Mazijk’s new book Perception and Reality in Kant, Husserl, and McDowell (2020). This motivation comes from the tradition initiated by Kant in the 18th century, and followed by Husserl in the late 19th, known as transcendental philosophy, whose main idea is to put into question that which is the fundamental presupposition of the sciences, namely the availability of reality to us. The central aim of Van Mazijk’s book is to recover this original transcendental concern of McDowell’s thought by inserting his conceptualism within this broader tradition mainly represented by Kant and Husserl. As a result, it ends up by exploring how Kantian and Husserlian approaches of transcendental problems avoid certain inconsistencies in McDowell’s conceptualism, thus providing better alternatives for understanding the relation between mind and world.

The book is structured in three parts, each containing two chapters dealing with those thinkers’ theories of perception, since perception represents the most basic way through which the world is made available to us. Given the author’s overall aim to offer a new critique of McDowell’s thought, both Kantian and Husserlian theories of perception are analyzed through the lens of the conceptualism debate. This is made possible with the help of the distinction between weak conceptualism and strong conceptualism, which represents the key distinction of the entire book. Weak conceptualism is defined as “the view that all intuition and perception is, for us at least, open to conceptual exercise” (4), and strong conceptualism as the view that “concepts structure sense experience, and this is in fact what first makes reality perceptually available” (4). All the discussions that follow are carried out in view of this important hermeneutical tool.

The book follows historical sequence, thus beginning with Kant and ending with McDowell. The author himself, however, suggests that the chapters could be read independently of one another, and that any reader specifically interested in McDowell and in contemporary philosophy of perception could begin with the two last chapters on McDowell. I would rather suggest that readers not familiar with the contemporary discussion of conceptualism in philosophy of perception do that. This way they will better understand what is mainly at stake in the discussions with Kant and Husserl in the remaining chapters.

The first part focuses on how Kant’s transcendental philosophy provides us the tools to have an immediate access to reality, and not, e.g., an inferential one. The overall purpose is to advocate a weak conceptualist reading of Kant’s theory of perception, in opposition to, for instance, McDowell’s strong conceptualist reading of it. After introducing the basics of Kant’s theory of knowledge in the first chapter, Van Mazijk proceeds, in the second chapter, to the transcendental deduction. An adequate reading of the deduction is essential to a conceptualist interpretation of Kant’s theory. For instance, according to Van Mazijk, McDowell’s reading of the deduction is at the basis of his strong conceptualist interpretation of Kant. The author reads McDowell as stating that Kant places the dependence of sensible intuition on the categories at the same level as the dependence of it on space and time (41). This is a mistake, Van Mazijk’s points out, as the necessity of a transcendental deduction is justified precisely due to the fact that the “pure concepts, in Kant’s view, stand at a certain distance from the world; they are not sine qua non conditions for sensible intuitions in the way space and time are” (40).

Van Mazijk’s analyses of the A and B-Version of the deduction yield basically the same conclusion, namely that Kant is mainly concerned with weak conceptualism, as long as he insists that appearances have to be relatable to a unitary consciousness (which does not compel them to be always necessarily related to a self-consciousness or standing I). Apperception, so goes Van Mazijk in a close reading of Kant, is defined in terms of potentiality: “Apperception, then, need not be understood as a permanent, onlooking I; it is rather itself the potential for the I to be awakened; a transcendental potential for becoming actively aware of what is intuited” (45).

Besides that, however, strong conceptualism seems to also play a role in the deduction, especially in the A-Version. This is due to the synthesis of imagination and its specific role in the openness of intuitions to conceptualization. The main idea seems to be the following: The adequacy of intuitions to pure concepts – what Kant calls their affinity (46) – is the product of the synthesis of imagination. This affinity is already to be found previously in the sensibility itself as an “aptitude” of intuitions to be associable with pure concepts. This means that the contents of sensibility must already have an affinity with the understanding. Now, the synthesis of the imagination, Kant states, is grounded in the categories (46). Therefore, the categories are constitutive of intuitions, which is exactly the strong conceptualist thesis. That is, intuition is open to conceptualization (weak conceptualism) precisely because it is conceptually structured (strong conceptualism). Van Mazijk concludes from this that “pure concepts might after all play an important role in intuition, insofar as they would supply the imagination with the forms of synthesis required to make intuitions open to conceptualization” (47). In the end, however, the greater prominence seems to be given to weak conceptualism: “It can be concluded that, in both versions of the deduction, Kant’s principal aim is to show that pure concepts apply unconditionally to any intuition” (49). With regard to strong conceptualism, Van Mazijk only states that we have “some textual support” (49) for it.

The second part deals with Husserl’s theory of perception and knowledge. The third chapter begins by introducing the basic elements of Husserl’s early theory of intentionality that comes from the Logical Investigations. They are the quality (the way of intending something), the object-reference and the matter (the Fregean sense) of the act (63). Another important element within the intentional structure of consciousness is the sensation content, which Van Mazijk interprets not as unstructured data, but as having some kind of non-intentional and non-conceptual structure (66). Despite being non-conceptual, sensations are not regarded as merely natural facts, and are not, therefore, excluded from the concern of philosophy as a matter of, e.g., physiology, as in Kant’s account.

Nevertheless, sensations do not play any role in Husserl’s account of knowledge as synthesis of fulfillment, as long as they do not have an articulable structure, that is, a propositional structure which can be also instantiated in beliefs. Van Mazijk begins his explanation of Husserl’s theory of fulfillment by stressing that “it is crucial to observe first that, in Husserl’s view, signitive acts alone can be defined as meaning acts” (68). Knowledge is then explained as a coincidence that happens between this empty act of meaning and an appropriate fulfilling act. When I merely entertain the thought of a blackbird in the garden, for instance, I have an empty signitive act of meaning. When I look and see the blackbird, this act of intuition comes into a coincidence with my former signitive act and gives rise to a synthesis of fulfillment (69). Van Mazijk goes on to explore that not only sensible perception can provide fulfillment, but also memory, categorial intuition of ideal states-of-affairs and universal intuition. (69-70). Importantly, the fulfillment does not rely on all the aspects of the act, but only on the intentional ones: “all and only intentional contents come up for fulfillment and allow of propositional articulation” (71). From this, the author concludes that Husserl “clearly defends a version of weak conceptualism” (71). The reason why this conceptualism is weak is because “the articulable content of the fulfilling act (say, a perceptual content) can play its fulfilling part only by virtue of the fact that it is not just a conceptual content” (79). That is, the fulfillment can provide warrant for empty beliefs due to the fact that it makes an extra-conceptual contribution to it.

The clarity with which the theory is presented hides, however, the greatest difficulties of Husserl’s text. There are, for example, some problematic passages in the Logical Investigations where Husserl states that “the very thing that we marked off as the ‘matter’ of meaning, reappeared once more in the corresponding intuition” (Husserl, 2001, 241). This kind of statement seems to challenge the author’s affirmation that “signitive acts alone can be defined as meaning acts” (68), since the “matter” – understood as the Fregean sense and hence as conceptual content – would make both signitive and intuitive acts as carriers of meaning. Another problem not faced by the author is one concerned with the concept of fullness. It is only stated, at the end of the section dealing with fulfillment, that it is the “peculiar character of fullness” that “distinguishes perception (as an intuitive act) from thinking (as an empty act) – instead of, say, a real causal relation to an object” (72). Nothing, however, is said about this peculiarity itself, and the difficulties that are implied by this statement are not deemed important by the author. I find this to be a mistake, since the exact way in which the fullness gives fulfillment is one of the most important and controversial aspects of Husserl’s theory, and its clarification seems to me to be necessary to make understandable the “extra-conceptual contribution intuition makes relative to our empty beliefs” (72) mentioned above. The apparent inconsistencies in Husserl’s description of fulfillment was, by the way, one of the initial motives for the dispute over conceptualism with regard to his theory of perception.

The second half of the third chapter deals with Husserl’s transcendental turn and offers an interesting and original reading of the phenomenological reduction. The reduction should show us that all the sorts of nature-reason divide that somehow sets consciousness apart from the world are in the wrong path. Rather, reason and nature form a whole that could be investigated from the perspective of consciousness (as manifestations in my streaming conscious life) and from the perspective of nature (as real facts in the world). This results in a view the author calls “the double aspect theory” (80), which allows both natural science and philosophy to study the relation between mind and world: the former studies it as a natural fact under a natural attitude, forming a space of nature; the latter as a relation in the streaming of conscious life under a phenomenological attitude, forming a space of consciousness (81).

I find this way of presenting the phenomenological reduction to be one of Van Mazijk’s most interesting contributions that should be explored in the approximations between Husserlian phenomenology and conceptualism. Particularly important is that it understands the space of consciousness as wider than the space of concepts, thus making room for non-conceptual and non-intentional sensations in the philosophical approach of consciousness. For instance, the naturalistic psychology of Husserl’s time tended to see everything that does not have a relation to an apperception as a natural fact. By the same token, McDowell tends to see everything that falls outside the conceptual space of reasons as a natural fact. From Husserl’s perspective, in Van Mazijk’s view, this results from a failure to see that the world is not divided into two separated regions, mind and world, but is rather “one totality of being (mind and world), which can be viewed either under the aspect of nature or that of consciousness” (87). Absolutely everything is encompassed by the space of consciousness, only that under its specific attitude, which is not the same of the natural sciences. There is no reason, therefore, to exclude the non-conceptual and the non-intentional from it.

The fourth chapter turns to Husserl’s later genetic investigations in order to demonstrate how phenomenology can accommodate all accomplishments of consciousness. Van Mazijk proceeds here to the concrete analyses of non-conceptual levels of perception, showing that they are not restricted to empirical investigations, as in Kantian and McDowellian pictures. The chapter exhibits the powerful scope of phenomenology, which ranges from the most basic level of mere sensation to conceptual thought. This is considered by the author “Husserl’s master thought”, namely that “the space of consciousness can be analyzed as a unitary whole” (117), and not only as empty a priori forms of knowledge (Kant) or as conceptual capacities in the space of reasons (McDowell).

The genetic investigations present our openness to the world in a stratified manner. Three levels of perceptual accomplishments as well as three levels of conceptual ones are distinguished by the author. The analysis of these accomplishments provides an occasion for an interesting discussion with McDowell. Husserl is said to obey a strict divide between perceptual and conceptual content (105). Thus, to perceive something as being thus and so and to judge something as being thus and so are two different things, one involving a perceptual content, the other involving a conceptual content. But how do we get from perception to judgment? This is, of course, one of the most important problems of McDowell’s Mind and World, and it is there solved by appealing to strong conceptualism: the conceptual contents determine the perceptual experience. Husserl, in turn, has another story to tell. It is possible to perceive something as being thus and so without forming a judgment about that, that is, it is possible to “perceptually explicate relations between things perceived, yet lacking the ability to attain the propositionally articulated content” (104). Therefore, it is not the judgment that determines perception, but the other way around: it is because we can intentionally (albeit non-conceptually) be related to things in perception, that we can form judgments about them, and not the other way around. In order to make a judgment, “the ego must repeat the passive process, but this time in a changed, active attitude” (105). By doing this, the ego “extracts” the contents of perception and informs them with propositional articulation in judgment.

This narrative is a bit obscured, however, as Husserl speaks of the propositionally structured object being “pre-figured” in perception (105). This paradoxical statement serves to complicate the matters in the attempt to fit Husserl in the conceptualist or non-conceptualist parties. Van Mazijk does not overlook this challenging problem and engages with it in the second half of the chapter by exploring Husserl’s notions of horizonal awareness, motivation and bodily action – which form a “kinesthetic system” (107-110) –, and also his concept of habit (acquired skill) (111-117). Generally speaking, the idea is that perception considered as a simple intentional relation to an object is, on Husserl’s account, an abstraction. It is not a starting point (as it is in almost any theory of perception), but a resulting process. The original genetic analyses provided in this section show that “for us, then, perception is saddled with concepts after all” (118). This, however, in the author’s view, is not enough to assign Husserl a strong conceptualist theory of perception, since “intellectual acts are not a condition of possibility for a rich perceptual intentionality”, and  “the fact that (some) perceptual contents are fit to figure in judgments does not derive from a capacity to judge; it is due to perception itself” (p118). Husserl remains, thus, in the end, a weak conceptualist.

The last part of the book focuses on the theory that orients all the discussions of the previous chapters, namely McDowell’s conceptualism. The fifth chapter introduces the central conceptualist claim that the contents of experience are all conceptual and explains how it arises as the only way out of the epistemological dilemma between the myth of the given and coherentism. As is well known, McDowell’s solution is to expand the conceptual domain beyond the mental sphere and to place it in the world, admitting experience to have conceptual content.

Having stated the conceptualist thesis, Van Mazijk goes on to ask some important questions that challenge its overall consistency. The author lists and analyzes 14 fragments from McDowell’s writings in order to find out what exactly does it mean to say that the contents of experience are conceptual. A close and detailed reading of these fragments reveal that McDowell oscillates between a weak and strong conceptualism, but in the long run favours the strong version. Strong conceptualism, in turn, raises the most important issues with respect to the consistency of McDowell’s idea. Particularly, it does not explain which concepts specifically are necessary to inform perceptual experience and leaves unanswered the question of how perception in non-rational animals is possible (since they do not possess concepts) (124-132).

After exploring these inherent difficulties in McDowell’s conceptualism thesis, Van Mazijk goes on to discuss how Kant and Husserl could offer better answers to them. The main purpose is to show that a weak conceptualism “should suffice to establish intuition’s inclusion in the McDowellian space of reasons” (133). That is, since weak conceptualism, either in its Kantian or Husserlian forms, avoids the issues raised above against McDowell’s strong conceptualism, then the former is preferable to the latter. With respect to Kant, the author states that it is at least conceivable that an imagination functioning differently from ours synthesizes intuitional contents in a non-conceptual manner (134). Therefore, it is at least thinkable, in the Kantian framework, to have a non-conceptual relation to the world. As to Husserl, it is said that both the early theory of fulfillment and the genetic investigations of later phenomenology offer good reasons not to account for the contents of perception under the unique category of the conceptual. Both Kantian and Husserlian more detailed distinctions in the realm of perceptual content should then make room for some kinds of nonconceptuality in the contents of perception that do not fall prey to the myth of the given, thus avoiding the necessity of strong conceptualism.

The sixth and final chapter criticizes the most important assumption of McDowell’s conceptualism, namely his division of spaces. In short, this division amounts to two ways of dealing with things: as natural lawful phenomena (the space of nature) or as rationally relevant exercises (the space of reasons). Van Mazijk proceeds to analyse how McDowell, in order to avoid any threat of non-naturalism, allows everything else but conceptual contents to be placed within the space of nature. This generates several problems. Among them, it makes it impossible for McDowell to give a satisfactory account of the genesis of reason (Bildung), thus making rationality a kind of miracle (150-153). A more adequate picture of perception, which does not preclude the possibility of offering a genesis of reason, is offered by Husserl, as the author showed in the fourth chapter. Another problem concerns the transcendental significance of McDowell’s enterprise. Conceptualism, in McDowell’s view, is said to refer to “prior conditions of being directed at reality” (156). This way, any claim concerning the space of nature (actually, any claim at all) must be made through the space of reasons. But this clearly contradicts McDowell’s affirmations that “thinking and knowledge can after all be conceived of as natural phenomena” (156). In Van Mazijk’s view, there is no way to conceive the space of reasons as being both condition of and conditioned by the space of nature (156). Both Kant and Husserl show that this is a “transcendental absurdity”, since it “conflates distinct levels of explanations” (161).

On the way towards a conclusion, Van Mazijk points out that it is precisely this division of spaces which makes conceptualism attractive after all. That is, only if one accepts that the space of reasons consists exclusively of concepts, one will tend to ascribe conceptuality to perception (in order to make it rationally intelligible). But, as all the analyses of both Husserlian and Kantian framework have shown, there are good reasons not to consider concepts to be the exclusive accomplishment of rationality and therefore not to accept this division of spaces. The rest of the chapter is then dedicated to reinforcing the main conclusion of the book, namely the idea that the Kantian and (specially) Husserlian accounts of perception and reality avoid the inconsistencies generated by McDowellian conceptualism and offer, therefore, better alternatives to it. The final preference is given to the Husserlian framework, as it “provide[s] the most interesting and viable alternative when it comes to determining reference for concepts of the mental, as well as for specifying the contents of various types of sensible operations” (157).

In sum, Van Mazijk’s rich book does an excellent job of showing how the three authors work towards the same epistemological problems and have shared ambitions. To all of them, the Cartesian approach on subjectivity is misguided; and to all of them, it is precisely this approach that is at the basis of the epistemological problems concerning the gulf between mind and world. As to the overcoming of the Cartesian picture, they all want to reject transcendental realism, that is, the idea that reality is radically independent of our knowledge. This way, Kant, Husserl and McDowell intend to show that the world is a priori a world of rational experience. The conflict emerges when McDowell achieves that by appealing to the exclusively conceptual configuration of the world, which is denied by both Kant and Husserl. In this way, the book successfully accomplishes one of its purposes announced in the preface of “connecting [McDowell’s work] to key figures of the German transcendental tradition”, and so of “uncovering a continuing tradition hidden underneath today’s more specialized and fragmented philosophical landscape” (7). Therefore, it should appeal to anyone interested in a historical study of Kant, Husserl and McDowell. As to its more original purpose, “to develop new critical reflections on core tenets of McDowell’s philosophy” (7), that is principally achieved by the author’s recourse to Husserl in order to advocate weak conceptualism. I am not convinced, however, that the Husserlian perspective as offered here by the author is free of difficulties. At most, it seems to me to be as problematic as McDowell’s views. The early theory of fulfillment, as I have said, has many problems concerning the concepts of matter and fullness. As to the genetic analyses, the author himself recognizes that Husserl’s work on habit poses serious difficulties to the overall interpretation of his theory as conceptualist (weak or strong) or non-conceptualist. It seems that these problems should be faced more at length if Husserl is to be seriously considered as an alternative to conceptualism.

Acknowledgments:

This research was supported by Grant #2019/01444-6, São Paulo Research Foundation (FAPESP).

References:

Van Mazijk, C. 2020. Perception and Reality in Kant, Husserl and McDowell. New York: Routledge.

Husserl, E. 2001. Logical Investigations, Volume II. J. N. Findlay, trans. London and New York: Routledge.

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Reviewed by: Elad Lapidot (University of Bern)

Is Catholicism a Religion?

Over the last decades, scholars have increasingly called into question the universal validity of the category “religion” as referring to a supposed ahistorical constant domain of all human mind and civilization, the domain of faith. The claim has characteristically been that, even though nowadays we often speak and think of religion this way, both in everyday life and in scholarship, in fact our notion of religion is a historical construct. This conceptual construct, so the claim, is fashioned after a specific cultural tradition, the Christian West, which, as part of obtaining or preserving its global epistemic hegemony, has asserted its own culture – Christianity – as a universal and superior feature of human nature as such: religion. Consequently, all cultures would have their religions: the Jewish, the Greek, the Chinese, the Indian, the Aztec, which could therefore be compared and evaluated in view of the underlying paradigm – and ultimate paragon – of religion, Christianity.

This sort of critique of religion is commonly deployed in postcolonial-like discourses, which confront the Christian West with its non-Christian others. Could the same critique apply within Christianity itself (West vs. East) or even within the Western? Wouldn’t the construct “religion” arise not only from a geo-political bias, i.e. the West, but also from a chrono-political bias, i.e. Modernity? And if so, wouldn’t it give effect and perpetuate a bias within the Christian West, namely in favor of modern Christianity, marked by Protestantism and Secularism, so as to undermine premodern, Catholic forms of Christian civilization? Is Catholicism a religion?

There is much in Baring’s intriguing new book to suggest that Catholicism is in fact not primarily a religion, but a philosophy, or even – philosophy. The main theme of the book is continental philosophy, whose center according to Baring is phenomenology. Its explicit concern is intellectual and institutional genealogy, “the Making of Continental Philosophy”, namely how a specific direction in 20th century philosophy, phenomenology, has been able to transform “from a provincial philosophy in southwest Germany into a movement that spanned Europe” (2), and so to become “continental”. Here and elsewhere in the book, Baring highlights the political significance of epistemic constellations, underlying the transnational, pan-European character of phenomenology as “continental” philosophy. His own historiography performatively turns away from national narratives (phenomenology in France, Husserl in Spain, Heidegger in Italy etc.) in search of a more transnational, universal ground. The movement that spread Husserl’s word among the nations (“the single most important explanation for the international success of phenomenology in the twentieth century”, 5), Baring suggests, is the one that goes under the name of the universal itself, the catholicos, Catholicism. Catholicism is the principal agent in this continental, transnational, catholic historiography of philosophy.

It is somewhat paradoxical that Baring’s professed transnational perspective nonetheless preliminary features phenomenology as belonging to “southwest Germany”, namely as originally particular, which accordingly begs the question of its continental success. According to this logic, this transnational success can only be accounted for by something beyond phenomenology itself, something more European, more universal, which would be Catholicism. However, in what sense would phenomenological philosophy itself not be sufficiently universal to account for its own universal spread? In what sense is Catholicism more obviously universal, and what explains its own international success, beyond the province of Rome?

Be that as it may, the notion of success, namely the ability of philosophy or thought, the ability of ideas, to obtain and expand their hold on the world, on reality, is central to Baring’s project. The primary transnational feature of Catholicism that the book foregrounds is its global institutional presence. Next to the transnational and universal, “catholic” historiographic perspective, Baring’s study accommodates Catholicism also in focusing on the worldly reality of the Church. The Catholicism that, as the book suggests, carried phenomenology across the continent is first and foremost a “network of philosophers and theologians that stretched across Europe” (7); “we can speak of ‘continental philosophy’ because phenomenology could tap into the networks of a Church that already operated on a continental scale” (11).

The story of “making” continental philosophy, as told in the book, is indeed concerned less with conceptual genealogy of ideas and more with how they spread. It’s a story of thought as an inter-personal, inter-institutional happening, where events of thinking take place between works, between thinkers. The great individual names of phenomenology – Husserl, Heidegger, Scheler, the “phenomenological trinity” Baring calls them (6) – are there, but they function as basic coordinates for describing the real plot, which is scholarship. Primary and secondary literatures switch here places. The main protagonists of this book are neither the great names nor the great book, but their less known scholarly recipients, the clerics, who read, translate, introduce, interpret, discuss and institutionalize ideas, convene conferences and found archives, journals and schools. Most importantly, and this is one of the great achievements of this book, the history of thought is told through formative debates, such that polemics – and with it politics – is posited at the heart of epistemology, a real at the heart of the ideal. Could polemics too – next to transnationalism and institutionalism – count as Catholic heritage?

At any event, Baring tells continental philosophy’s church history, and according to him the early church of phenomenology was Catholic. To quote some impressive facts:

“self-professed Catholic philosophers produced more than 40 percent of all books and articles on Husserl, Heidegger, and Scheler written in French, Italian, Spanish, Portuguese and Dutch in the period before World War II, making Catholic phenomenology by far the largest constituent part of the early European reception” (8-9);

“Within Europe, phenomenology has been most successful in Catholic countries, while tending to skip, at least at first, the Protestant strongholds of Scandinavia and the United Kingdom. Across the Atlantic, it has flourished in Latin America and at Catholic universities in the United States, such as Notre Dame, Boston College, DePaul, and Duquesne. The geography of phenomenology is best described, not by the contours of mainland Europe, but by the reach of the ‘universal Church’.” (11).

What is certain, in Baring’s account Catholicism does not just function as a contingent carrier of phenomenological philosophy, a vessel which would remain external to the content that it spreads. The Church is not simply a vehicle for Husserl’s word. The network of catholic intellectuals and institutions does not feature in this book as a mere logistical structure, but as the institutional embodiment of its intellectual content, of thought. Is Catholicism a religion? In this book, the Catholic emerges primarily as a philosophy. Insofar as Catholicism accounts for making phenomenology the philosophy of the European continent, Baring argues, it is because “before existentialism and before phenomenology, the first continental philosophy of the twentieth century was Catholic.” (19)

What is Catholic philosophy? This question is not really developed in the book, which has a very clear answer: medieval scholastic philosophy as it has been oriented by the works of Thomas Aquinas, namely Thomism. In the relevant period for the book, the first decades of the 20th century, Catholic philosophy consisted in the attempt to renew Thomism, namely in neo-Thomism or neo-scholasticism, which according to Baring was in these decades “the largest and most influential philosophical movement in the world” (8). Neo-Thomism was global philosophy, which makes one wonder about the reason it was only able to turn phenomenology “continental”, but no more than that. Neo-Thomism, as Baring portrays it, had set to itself a daring task. It translated medieval philosophy into modern terms not in order to modernize this philosophy, but, on the contrary, in order to effect “a philosophical conversion of modernity, a movement from modern to medieval metaphysics” (14). Neo-Thomism was the Catholic mission to the Moderns, aiming to reconvert modernity “back to Catholicism” (ibid.).

“Conversion” is a key word in Baring’s book. It is the basic description of the intellectual event that it portrays, and the plot is articulated by the personal conversions – official or not – of the protagonists. What was the nature of the conversion “back to Catholicism”, which neo-Thomists were trying to generate? The answer to this question lies at the heart of Baring’s historiographic thesis: it designates the ultimate purpose of Catholic, neo-Thomist philosophy, explains why phenomenology was deemed useful for Catholic intellectuals to pursue this purpose and so would account for why Catholicism helped phenomenology to its continental and international success.

Were neo-Thomists interested in converting modernity, modern thought and philosophy, from secularism or atheism back to religion? Obviously, as already indicated, neo-scholasticism was not looking to promote “religion” in its modern, paradigmatically Protestant or secular sense. But furthermore, Baring most often does not describe Catholic thought in terms of religion or what is commonly – in modern discourse – associated with religion as a special domain, of faith, transcendent God, holiness, spirituality etc., in short, as a different domain than secular, atheological or even atheistic philosophy.

On the contrary: neo-Thomism was looking to renew Thomism, for which, as described by Baring, theology implied worldly thought. Catholic thinkers “were convinced that the world incarnated a divine order, and that the institution of the Catholic Church was the worldly locus of redemption” (14); God is present in “His effects in the world” (30), such that faith is deemed “the perfection of natural knowledge” (29). The goal of Neo-Thomists was accordingly, among others, to connect Catholicism to science, natural science: by going back to Aquinas they were trying to reconnect with Aristotle. In other words, whether or not Catholicism was interested, in the first decades of the 20th century, in renewing something like religion, in Baring’s book Catholic philosophy emerges as a powerful agent for the renewal of Aristotelian philosophy, which historically speaking is perhaps nothing but Western philosophy, or philosophy tout court. Just as philosophy’s first and ultimate concern is with Being, Baring’s Catholicism is concerned with “the Real”.

“The Real” is the central concept of Baring’s narrative, which thus connects the contemporary discourse on philosophy and religion with the contemporary philosophical conversation on realism. Explicating this connection may have been a useful way for Baring to provide a more precise explanation of what he understands by “the Real”. Considering the pivotal centrality of this concept for the book’s argument, it remains rather vague and sometimes ambivalent. In fact, its basic significance in this book seems to be above all polemic, in that it designates what neo-scholasticism, seeking to renew medieval, premodern philosophy, was asserting against modern thought. Indeed, throughout the book, Catholic positions are characterized in various ways as opposing the negation of realism by modern philosophy, namely as opposition to the idealism, relativism and subjectivism that would characterize modern thought.

That non-realism (a negation of or distance from the Real) is constitutive to modern philosophy, is a decisive presupposition of Baring’s project. The exact significance of this presupposed non-realism or idealism remains as much an open question as the exact meaning of “the Real”. If the supposed non-realism of modern philosophy means detachment from the worldly and natural order, in favor of some dimension of transcendence, of some supernatural or transcendental subjectivity, will or spirit, this would mean that modern thought, far from being secular and “worldly”, has rather become closer to religion, as a relation to the unworldly. This kind of analysis no doubt sits well with accounts of modernity, such as Hans Jonas’, as arising from man’s liberation from and subsequent domination of nature (NB: not against but precisely through modern, technological science), which would resemble or even be the avatar of ancient Gnosticism, religion of the Alien God. Neo-Thomism, working to effect on modernity a – as the title of Baring’s book reads – “Conversion to the Real”, which is actually a re-conversion, a movement back to the world, would accordingly be the modern permutation of the same anti-heresiological movement that for someone like Hans Blumenberg, for instance, accounted for the emergence of Christian doctrine. This movement may be described less as a conversion from philosophy to religion than as a conversion from religion back to philosophy, from faith back to reason.

Converting modern philosophy to the Real was in any case, so Baring, the missionary goal of neo-scholasticism in the first decades of the 20th century. It is for this mission that Catholic networks identified phenomenology as suitable and for this purpose they “made” it continental. The reason that phenomenology was found by neo-Thomist to be such a suitable discourse for deploying the conversion of non-realist modern philosophy to realism, Baring argues, is that phenomenological thought, to begin with Husserl’s notion of intentionality (consciousness is always of an object), was identified as an anti-idealist movement back to the Real within modern philosophy itself, so to speak a spontaneous movement of self-conversion: “phenomenological intentionality seemed to bypass the distortions of idealism and provide access to the mind-independent real. For neo-scholastics, phenomenology could help secular thinkers recognize God’s order in the world.” (14) How exactly neo-scholastic thinkers and institutions tried to achieve this goal, their more or less successful negotiations – and debates – among themselves, with phenomenology, as well as vis-à-vis other Catholic, Protestant and non-religious intellectual currents, and how all this contributed to the making of continental philosophy – this is the story told by Baring’s rich book.

One basic and far-reaching insight of Baring concerns the ambivalent nature of conversion: the shift from one conception to another at the same time connects both conceptions and thus opens the way to a counter-conversion, from the second conception to the first. Conversions work “in both directions” (16). This insight may be deemed as a structural principle that regulates – and complicates – basic dynamics in the history of thought, something like the Third Law of Intellectual Motion. It seems to be particularly significant in conversions that are not just spontaneous, but induced, namely in conversion projects, in missionary movements.With respect to the neo-Thomist mission to convert modern philosophy “back to Catholicism”, in order to do so it established “the Real” as a connection between modern phenomenology and medieval scholasticism, which would serve as a passage from the former to the latter. As Baring shows, however, this passage also facilitated the inverse movement, to the effect that the bridge built between Thomism and phenomenology also served Catholic thinkers to cross to the other side and to “break with Roman Catholicism” (15). The paradigmatic example discussed by Baring is Heidegger.

What is however the meaning of this counter-conversion, away from Catholicism, which according to Baring has become so prevalent in post-WWII phenomenology so as to completely obliterate its early Catholic years? Would it be that phenomenology, and continental philosophy, was moving away from religion, towards secular and atheistic thought? Is Catholicism religion? The question of religion, as already noted, interestingly does not explicitly frame the narrative of the book, which foregrounds instead the debate of realism vs. idealism. Catholicism is realism, but is it therefore more or less a religion?

It is only in the Epilog that Baring directly addresses the question of religion. “Continental philosophy today is haunted by religion” (343): the famous return to religion, a contemporary conversion – or perhaps even a contemporary mission? By whom – to whom? Is Baring’s book a part of this project, namely facilitating the passage from contemporary continental philosophy to religion by recalling how it was Catholicism that originally “made” phenomenology into continental philosophy? The “religious specters” that “haunt” continental philosophy today, Baring argues, indeed arise from its “family history”, namely phenomenology’s transmission to the world as it was “passed down through Catholic scholars” (344), so to speak phenomenology’s Catholic womb. The current return to religion in continental philosophy is connected to its Catholic heritage.

However, according to Baring’s further insight into the Third Law of Intellectual Movement, just as conversion is not only unidirectional, inheritance too is not simply linear. He points out that intellectual inheritance may pass on not just positive, affirmative doctrines, but also negative positions, what he terms “negative inheritance” (347). According to Baring’s analysis, it is by way of “negative inheritance” that phenomenology’s Catholic past, namely neo-Thomism, continues to operate within continental philosophy’s return to religion. In other words, Catholicism, as portrayed in Baring’s book, is present in this contemporary return to religion not as the positive agent, not as the agent of religion, but on the contrary in the negative, anti-religious positions – more specifically in their realism.

He brings the example of Quentin Meillassoux, who “presents himself as a rationalist ally to the natural sciences, seeking to reinvigorate realism after a period of idealist hegemony. Meillassoux is aware of his proximity to Thomism, which he defines as ‘the progressive rationalization of Judeo-Christianity under the influence of Greek philosophy’”. (348) Baring’s conclusion: “The atheist scourge of much contemporary continental philosophy appears as the inverted image of those Catholic thinkers who helped make philosophy continental in the first place.” (ibid.)  It is not in the return to religion but rather in the resistance to this return that current continental philosophy would be inspired by Catholicism, which consequently operates, at least in this context, not as a religion, but as anti-religion.

***

Synopsis of the Book:

Baring’s story is told in three chronological parts, which concern three different periods in the early history of phenomenology in its reception by Catholic scholars: 1900-1930, 1930-1940 and 1940-1950. The narrative is organized by another triad, three main figures of early German phenomenology, the “phenomenological trinity”: Husserl, Heidegger and Scheler, and the debates around them.

Part I, “Neo-Scholastic Conversion. 1900-1930” deals with the immediate Catholic reception of German phenomenology. Baring traces back the initial reception to a specific current within neo-Thomism, “progressive Thomism”, promoted by the Louvain School of Léon Noël, head of the Institut supérieur de Philosophie. Progressive Thomism was oriented by the work of Cardinal Désiré Mercier (Critériologie), who translated Thomist realism into the discourse of epistemology. This anti-Kantian epistemology was the site of early Catholic reception of Husserl, as told in Chapters 1 and 2. The first reception referred to The Logical Investigations of 1900-1901 and was enthusiastic, as Husserl’s anti-psychological notions, such as intentionality (which goes back through Brentano to scholasticism) and categorical intuition, appeared to secure epistemic access to “the objective order of the world” (40). “For Catholics around Europe, reading Husserl’s Logical Investigations was a revelation”, Baring writes (48). Modern philosophy’s “conversion to the Real” was celebrated by scholars such as Jospeh Geyser, Erich Przywara and the Milan School’s Agostino Gemelli, and even existentially performed through a personal conversion, such as by Edith Stein, to whom phenomenology has showen “the way into ‘the majestic temple of scholastic thought’” (75). All the more disappointing was Husserl’s return to the transcendental consciousness in his Ideen of 1913. The second reception identified in Husserl a second, reversed conversion, from realism back to idealism, which “was experienced by neo-scholastics as a betrayal— both of Husserl’s earlier work and, by implication, of their own project” (61).

Chapter 3 follows the intellectual development of early Heidegger, a phenomenological convert away from Catholicism. Influenced by Joseph Geyser, young Heidegger, “a progressive scholastic” (88), in his 1913 dissertation embraced Husserl’s anti-Psychologism, and in his 1916 Habilitaiton on Dun Scotus, the “pinnacle of Heidegger’s neo-scholastic period” (97), formulated a meaning-based realism. The disengagement is signaled in 1917, as Heidegger stated that Catholicism “forgot religion for theology and dogma” and looked for religious experience in Christian mysticism, Augustine and Protestants from Luther, Otto, Overbeck, Kierkegaard, Dilthey and Schleiermacher. Being and Time of 1927, so Baring’s perceptive analysis, features a curious atheism based on “two confessional strands” (113): Catholic ontology, but no longer perennis, and Protestant Dasein-analysis, but indifferent to faith.

Chapter 4 traces a similar dynamic with respect to Max Scheler, extending the plot from theory to ethics and politics. Scheler’s 1913 Formalism in Ethics provided a phenomenological access (Wert-nehmen, axiological intuition) to an “objective order of value” (140) and his personalism, the notion of Gesamtperson, gave this ethics a socio-political embodiment. Both combined offered practical philosophy to Catholic social revival and anti-liberal, anti-bourgeois, anti-capitalist corporatism. Carl Muth’s influential Catholic magazine Hochland celebrated Scheler as “Black Nietzsche” (124) and intellectuals followed him in his early WWI patriotism, growing distance from nationalism and anti-republicanism in Weimar, such as Paul-Ludwig Landsberg’s “conservative revolution” (137). Disenchantment manifested itself, on the Catholic side, in doubts raised by neo-scholastics, such as Przywara, as to Scheler’s too heavy reliance on human intuition and emotional intentionality, and on Scheler’s side, in the pantheistic turn of his late work (1928, The Human Place in the Cosmos).

Part II, “Existential Journeys 1930-1940”, describes how, beyond its initial reception by neo-scholasticism, phenomenology “became a privileged battlefield in intra-Christian debates” (152). The central intra-Christian tension in Baring’s narrative is between neo-scholastics and existentialists. Chapter 5 tells about the rise of “Christian Existentialism across Europe” by portraying the tension between two converts to Catholicism, Gabriel Marcel and Jacques Maritain. Marcel (Metaphysical Journal, 1927; Being and Having, 1935), influence and mentor to existentialists such as Nicolai Berdyaev, René Le Senne, Jean Wahl as well as Simone de Beauvoir, Emmanuel Levinas, Maurice Merleau-Ponty, Paul Ricoeur and Jean-Paul Sartre, criticized neo-Thomist intellectualism as “hubris”, and insisted on the “unintelligibility of existence”, its embodiment and “mystery”. Maritain claimed “existential philosophy” describes rather Thomism itself, which deals with esse and acknowledges its mystery, deems it nevertheless “open to intellectual understanding” (163).

Chapter 6 goes back to the Catholic reception of Husserl and how during the 1930s it was shaped by a division within neo-scholasticism, between progressive and strict Thomists. Baring portrays this division through the “Critical Realism Debate”, concerning the attempt of the Louvain School’s progressives, such as Léon Noël and René Kremer, to base realism on epistemology, namely on critique of subjective knowledge (leading to post-WII “transcendental Thomism”). “Strict” Thomists such as Étienne Gilson and Jacques Maritain rejected the notion of “critical” – Cartesian or Kantian – realism as self-contradictory, insisting on the primacy of metaphysics over epistemology. Baring shows how this debate pressed progressive intellectuals, such as Kremer, Kurt Reinhart and Sofia Vanni Rovighi, who initially embraced Husserl’s phenomenology, to reject and rectify his perceived idealistic tendencies, especially as manifested in the Cartesian Meditations of 1931.

Chapter 7 presents the 1930s’ reception of Heidegger as the battleground for the inter-confessional debate between neo-Scholastics (such as Przywara, Alfred Delp and Hans Urs von Balthasar) and Protestants, in particular Karl Barth’s Kierkegaard-inspired Dialectical Theology. Baring describes this debate as arising from “two diametrically opposed, if symmetrical, accounts of Heidegger’s atheism: Thomists explained it by the restrictions placed upon Heidegger’s ontology by his (Protestant) prioritization of human subjectivity; Protestant theologians understood it through his attempt to ground the analysis of human finitude in an ontology, which arose from an excessive and Catholic faith in our rational capacities.” (213) In other words, both (dialectical theology’s) emphasis on the unintelligible and (neo-Thomist) emphasis on intelligibility could be construed, from the opposite  perspective, as subjectivist and so proto-atheistic. This leads Baring to the brilliant observation whereby “religious notes” of atheistic conceptions (he speaks of existentialism) may arise not from “uncomplicated inheritance of a believing antecedent, but rather as the reflection of a more distant voice, directed toward and bouncing of a common religious foe” (240), i.e. “negative inheritance”.

Chapter 8 returns to the reception of Scheler, “The Black Nietzsche”, in Catholic political thought. Baring shows how the Schelerian notion of social corpora as embodying spiritual order of values could support to conflicting conceptions of Catholic anti-liberal politics. Luigi Stefanini drew on Scheler to affirm a “hierarchical order of values” enacted by an authoritarian and totalitarian state, which led him to collaborate with the Fascist regime and even acknowledge “racial defense” as “an act of the sovereignty and transcendence of the spirit” (259). In contrast, for Paul-Louis Landsberg, as Paul Ludwig Landsberg was known in his French exile and anti-Fascist resistance, “the divine order is always to come and can never be fully worked out. For that reason, authoritarianism runs the risk of shutting down the process by which the true order is revealed” (263), which led him to reject Nazism and Communism. Baring exemplifies the same ambivalence in Scheler in the development of Emmanuel Mounier’s Catholic-Nietzschean magazine Esprit, from support of Vichy to Resistance and post-WII negotiations of Thomism and Marxism.

Part III, “Catholic Legacies 1940-1950”, discusses how after “the Catholics who had helped promote phenomenological ideas around Europe withdrew from the stage”, “[t[he script that they had written […] persisted, to be picked up and adapted by new actors.” (276) Chapter 9 is dedicated to the story of the Husserl Archives, famously smuggled from Germany to Belgium by the young Franciscan Herman Leo Van Breda, to be institutionalized within Louvain’s Institut Supérieur de Philosophie. According to Baring, after WWII Van Breda, who was looking for means to secure the archives’ further existence (which he obtained at last from UNESCO), realized that “the archives would flourish only if they became independent of the Church” (297). Catholicism, which made phenomenology continental, was now required, in order to prefect its own making, to retreat. Like the truth of Heidegger’s Beyng, the appearance of neo-Thomism in phenomenology was completed by the concealment of neo-Thomism in phenomenology’s Veröffentlichung. It is thus that the first volume of the Husserliana was dedicated to the Cartesian Meditations, “the text where Husserl distinguished his work most clearly from scholasticism” (300).

Chapter 10, the last one, indicates traces of neo-scholasticism in “Postwar Phenomenology”, once again through an intellectual tension, this time between the secular Merleau-Ponty and the Protestant Paul Ricoeur. Both of “Marcelian bent”, affirming embodiment and existence versus idealism, their diverging interpretations of Marcel reproduced the debate between Thomism and Existentialism, inasmuch as Merleau-Ponty emphasized the intentional order of perception and Ricoeur the mystery and the “fault”. The disagreement on Marcel was intertwined with a disagreement on Husserl, which reproduced the debate between progressive and strict Thomism: whereas Merleau-Ponty, like the Louvain School, strove to protect Husserl’s realism from his transcendentalism, Ricoeur, like Maritain, read Husserl as an idealist. Commenting on the Protestant philosopher’s surprising affinity to strict Thomism, Baring provides a precious polemic triangulation, which is perhaps the real glory of scholastic sophistication: “Against the Thomists, Ricoeur denied that Christians could use philosophy to defend religious dogmas. Against the Barthians, Ricoeur did think philosophy retained an important role. It could challenge the pretension of science to have provided ‘a final solution.’ Christian philosophy would thus be a ‘science of limits, an essentially Socratic, ironic position [. . .] forbidding all thought to be totalitarian’.” (327)

***

Three Concluding Reflections:

  1. The key concept of the book’s argument is “the Real”. Catholicism promoted phenomenology for the sake of converting modern philosophy to the Real. As noted above, however, realism signifies in this book primarily polemically, in contrast to the alleged idealism of modern thought. However, as Baring insightfully shows with respect to “atheism”, polemic meanings are unstable and easily turned around. Just like criticism of “atheism” can be found in any religious position against any other religious position, isn’t criticism of “idealism” as detached from the real, i.e. as false, inherent to the disagreement of any philosophical position against all the others? Wasn’t metaphysical dogmatism for Kant too disconnected from reality, as the Ptolemaic system for Copernicus? For Hegel, an arche-idealist, the real was the reasonable. Baring shows how neo-Thomism too deemed the real intelligible, whereas existentialism and dialectical theology experienced reality in unintelligibility.
  2. It seems that ultimately “the Real” for Baring signifies the limit of human autonomy and power, where reason means intelligibility of – and subjection to – the given, eternal, cosmic order (Thomism), in contrast to modern “self-affirmation of reason” (Blumenberg). Conversion to the Real means something like undoing modern hubris, disempowering the human. Baring portrays at least two divergent ways of doing so in Catholic thought, rationalism and existentialism, both inspired by Husserl’s phenomenology. One may wonder, however, whether both modes of “the Real” are equally defining for continental philosophy. The very term “continental” philosophy, determines reason by existence, i.e. actual geography, politics, history, which arguably condition more continental than analytic thought. It is rather Anglo-American philosophy that may be said to represent anti-idealist, positive rationalism, where reason is limited qua “analytic”. Wouldn’t this modern philosophy – which is closer to natural sciences, and arises from phenomenology only within its alliance with logical positivism against psychologism – be a more suitable ally for neo-scholasticism?
  3. There seems to be a third way of limiting or determining reason, which is very present in Baring’s study, albeit unthematized as such. Next to rationalism (reason determined by given logical order) and existentialism (reason determined by given non-logical being), his narrative centrally features also the determination of reason through the inter-personal plurality of thought: thought as a school, the institution that gave scholasticism its name. As such, scholasticism determines reason neither by the given intelligible, nor by the unintelligible, but by the overintelligible, namely by the open excess of thought as polemics. By choosing the debate as a primary figure of thought, Baring’s book manifests perhaps scholarship itself, next to analytic and continental philosophies, as a third post-modern manifestation of scholastic realism, and perhaps of philosophy überhaupt.

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