Renaud Barbaras: L’appartenance. Vers une cosmologie phenomenologique, Peeters, 2019

L'appartenance. Vers une cosmologie phenomenologique Book Cover L'appartenance. Vers une cosmologie phenomenologique
Bibliothèque Philosophique de Louvain, 105
Renaud Barbaras
Peeters
2019
Paperback 28.00 €
VI-111

Gerhard Richter: Thinking with Adorno: The Uncoercive Gaze, Fordham University Press, 2019

Thinking with Adorno: The Uncoercive Gaze Book Cover Thinking with Adorno: The Uncoercive Gaze
Idiom: Inventing Writing Theory
Gerhard Richter
Fordham University Press
2019
Paperback $32.00
240

Corey W. Dyck (Ed.): Early Modern German Philosophy (1690-1750), Oxford University Press, 2020

Early Modern German Philosophy (1690-1750) Book Cover Early Modern German Philosophy (1690-1750)
Corey W. Dyck (Ed.)
Oxford University Press
2020
Paperback $35.00
288

Sophie-Jan Arrien, Jean-Sébastien Hardy, Jean-François Perrier (Eds.): Aux marges de la phénoménologie: Lectures de Marc Richir, Hermann, 2019

Aux marges de la phénoménologie: Lectures de Marc Richir Book Cover Aux marges de la phénoménologie: Lectures de Marc Richir
Rue de la Sorbonne
Sophie-Jan Arrien, Jean-Sébastien Hardy, Jean-François Perrier
Hermann
2019
Paperback 35,00 €
288

Otto Friedrich Bollnow: Schriften. Studienausgabe in 12 Bänden. Band 10: Dilthey. Zur hermeneutischen Logik von Georg Misch und Hans Lipps, Königshausen & Neumann, 2019

Schriften. Studienausgabe in 12 Bänden. Band 10: Dilthey. Zur hermeneutischen Logik von Georg Misch und Hans Lipps Book Cover Schriften. Studienausgabe in 12 Bänden. Band 10: Dilthey. Zur hermeneutischen Logik von Georg Misch und Hans Lipps
Otto Friedrich Bollnow Schriften
Otto Friedrich Bollnow. Edited by Boelhauve, Ursula / Kühne-Bertram, Gudrun / Lessing, Hans-Ulrich / Rodi, Frithjof
Königshausen & Neumann
2019
Hardback 48,00 €
340

Eugen Fink: Textentwürfe zur Phänomenologie 1930-1932, Alber Verlag, 2019

Textentwürfe zur Phänomenologie 1930-1932 Book Cover Textentwürfe zur Phänomenologie 1930-1932
Eugen Fink Gesamtausgabe Band 2
Eugen Fink. Edited by Guy van Kerckhoven
Karl Alber Verlag
2019
Hardback 69,00 €
416

Matthew Burch, Jack Marsh, Irene McMullin (Eds.): Normativity, Meaning, and the Promise of Phenomenology

Normativity, Meaning, and the Promise of Phenomenology Book Cover Normativity, Meaning, and the Promise of Phenomenology
Routledge Research in Phenomenology
Matthew Burch, Jack Marsh, Irene McMullin (Eds.)
Routledge
2019
Hardback £120.00
358

Reviewed by: Veronica Cibotaru (Universite Paris-Sorbonne / Bergische Universitaet Wuppertal)

Introduction

The purpose of Normativity, Meaning, and the Promise of Phenomenology is to study the way in which phenomenology addresses the multiple connections between normativity and meaning. The content of the book is based on a fundamental presupposition, namely, that the structure of meaning is normative. This thesis is grounded on the phenomenological studies started by Husserl and in this spirit the book explores from different points of view the structure of meaning and its conditions of possibility.

Since the authors of this book attribute this thesis directly to the views of Steven Crowell, all the articles present themselves as an explicit dialogue with Crowell’s work, to wit, Husserl, Heidegger, and the Space of Meaning: Paths Toward Transcendental Phenomenology (2001), and Normativity and Phenomenology in Husserl and Heidegger (2013). The book includes then an afterword with Crowell’s with his comments and replies.

For this review, I focus on the direct objections to Crowell’s philosophical positions and his attempts at answering them. For doing so, I follow the order proposed by the editors of the book. The book is divided into five sections: (1) “Normativity, Meaning and the Limits of Phenomenology”, (2) “Sources of Normativity”, (3) “Normativity and Nature”, (4) “Attuned Agency”, and (5) “Epistemic Normativity”. At the beginning of each section in this review, I offer a brief summary of the main ideas in each section of the book and then a brief commentary on each single chapter.

I. Normativity, Meaning, and the Limits of Phenomenology

This section is focused on the link between the question of normativity and that of meaning as it is addressed in phenomenology. Thus, normativity of meaning appears to be one of the main questions of phenomenology. However, several questions remain open which the following articles try to solve. First of all, the concept of norm can be understood in different ways and opens thus the question to the possibility of different normative structures for different meaningful experiences. This question is raised by Sara Heinämaa in her article which opens this section. A second question is raised by Leslie MacAvoy regarding the legitimacy of considering the structure of meaning as fundamentally normative, arguing that this would go against Husserl’s virulent critique of psychologism. She thus distinguishes the validity of meaning from its eventual manifestation for us as an ought or as a claim. The third one is raised by Zahavi, Cerbone, and Kavka. They challenge the idea in itself that the normativity of meaning is one of the main concerns of phenomenology. Thus, some realms such as metaphysics (Zahavi), epistemology (Cerbone), or philosophy of religion (Kavka) seem to be out of reach for the phenomenological method understood as a “metaphysically-neutral reflective analysis of the normative space of meaning” (Burch, Marsh & McMullin, 2).

  1. Constitutive, Prescriptive, Technical, or Ideal? On the Ambiguity of the Term “Norm”, Sara Heinämaa

The starting point of this article is the claim that all intentionality, from a phenomenological point of view, has a normative structure, because all intentionality can be fulfilled or disappointed. Thus, every intentional object is a norm that can be fulfilled or disappointed. Heinämaa calls this type of norm a “standard”. However, following Husserl’s distinction between interested perception and thing-appearances, she shows that the intentional object as norm can have a second meaning, which is an unachievable goal and thus also an optimum. Indeed, thing-appearances can never be fully given to us in all their richness.

This polysemy of the notion of norm leads Heinämaa to analyze its different meanings by drawing on the work of the logician and philosopher Georg Henrik von Wright Norm and Action: A Logical Enquiry (1963). Wright himself takes over a distinction which he finds in the works of Max Scheler and Nicolai Hartmann, namely that between norm as actuality, which is at stake for what Husserl calls practical intentionality, and norm as ideality, which is essential for axiological intentionality. This distinction corresponds to Scheler’s distinctions between “Tunsollen” and “Seinsollen” and between “normative ought” (normatives Sollen) and “ideal ought” (ideales Sollen). The normativity of doing, which is a “normative ought”, is based on the concept of rule-following while the normativity of being, which is a “ideal ought” is based on the concept of seeking to achieve something. Both types of normativity should be kept strictly distinguished. Thus, although both types of normativity are goal-oriented, ideal norms “are not motivational causes for our actions but are conditions that define ways of being” (Heinämaa, 20).

Heinämaa applies this distinction to the question of the normativity of intentionality by arguing, against Crowell, that both Heidegger and Husserl, share the idea that norms of actions but also of thinking are founded in ideal norms. Thus, one of the roles of phenomenology is “to illuminate the fundamental role that ideal principles of being have in both epistemic and practical normativity” (Heinämaa, 23-24).

Steven Crowell insists, however, on the fact that the concept of ideales Sollen is not a proper “ought” but a “should” in order to preserve the clear distinction between normative and theoretical disciplines.

2. The Space of Meaning, Phenomenology, and the Normative Turn, Leslie MacAvoy

The leading question of this article concerns the proper object of phenomenology: is it meaning or normativity? First, Leslie MacAvoy shows how phenomenology, in its concern with meaning, takes over the neo-Kantian question of validity (Geltung). The neo-Kantians understand the validity of a logical law in terms of normativity, contrary to Husserl and Heidegger, and this explains the concern of this article.

Husserl argues in the Logical Investigations that logical laws are not normative because they are not prescriptive, and consequently that they are not practical rules but theoretical laws. Although these laws have normative power for our thought, normativity is not part of their content. In that way, what is opposed to the law of nature is not, contrary to what neo-Kantians thought, a normative law, but an ideal law. Therefore, contrary to Neo-Kantianism, phenomenology distinguishes validity from normativity. According to a phenomenological criticism, “the phenomenological critique of the neo-Kantian notion of validity as normativity transforms the space of validity into a space of meaning” (MacAvoy, 41). What is thus at stake are not the laws that “hold” but the intelligible structures of content. According to MacAvoy those structures are a priori and it is due to them that sense or meaning presents to us as valid. Here MacAvoy refers to Heidegger’s theory of the fore-structures of meaning as a model to understand this a priori, but she concludes, nevertheless, that phenomenology should investigate the sense of this a priori with more depth. All in all, while MacAvoy agrees with Crowell’s claim that phenomenology opens us the “space of meaning”, against Crowell’s Normativity and Phenomenology in Husserl and Heidegger, she disagrees with the idea that this space is normative.

3. Mind, Meaning, and Metaphysics, Another Look, Dan Zahavi

Zahavi’s concern in this article is the role of metaphysics in Husserl’s transcendental (and not early) phenomenology. Is his transcendental phenomenology metaphysically committed or does the epoché on the contrary entail metaphysical neutrality? By developing his argument, Zahavi critically assesses Crowell’s claim that Husserl’s transcendental phenomenology is metaphysically neutral. Crowell’s argument is that phenomenology is not interested into metaphysics but into “understanding the sense of reality and objectivity” (Zahavi, 50).

To this argument Zahavi presents two counterarguments. First of all, the fact that phenomenology is not primarily interested into metaphysics does not entail the fact that it does not have metaphysically implications. Secondly, Zahavi puts forward texts of Husserl where he explicitly claims the metaphysical commitment of phenomenology. In the Cartesian Meditations Husserl states that “phenomenology indeed excludes every naïve metaphysics that operates with absurd things in themselves, but does not exclude metaphysics as such” (Husserl 1950, 38-39). In order to understand the meaning of this metaphysical commitment of phenomenology, Zahavi distinguishes between three definitions of metaphysics: (1) “a theoretical investigation of the fundamental building blocks, of the basic “stuff” of reality” (Zahavi, 51); (2) “a philosophical engagement with question of facticity, birth, death, fate immortality, the existence of God, etc.” (Zahavi, 52); (3) “a fundamental reflection on and concern with the status and being of reality. Is reality mind-dependent or not, and if yes, in what manner?” (ibid). Zahavi further argues, that it is the second and most of all the third definition of metaphysics that is of interest for Husserl’s phenomenology.

Zahavi’s argument, drawing on an argument presented already by Fink in an article from 1939, “The Problem of the Phenomenology of Edmund Husserl”, is that transcendental phenomenology does not investigate the structures and meaning of a mental realm, but of the “real world” and of its modes of givenness (Zahavi, 59). Similarly, Fink insists on the distinction between the psychological noema and the transcendental noema, which is “being itself” (Fink 1981, 117). The distinction between noema and the object itself is not valid anymore within the transcendental attitude, but makes sense only within the psychological one.

To Crowell’s argument that Husserl is not dealing with being or reality itself but with its meaning for us, Zahavi answers that transcendental phenomenology entails a metaphysical claim about the existence of consciousness. However, the question remains open regarding the metaphysical commitment to the existence of a being which is independent from our consciousness, and this question is raised for example in Quentin Meillassoux’ book After Finitude, in which the author claims that phenomenology is unable to think being itself, independent from its correlation to consciousness. Of course, one could argue that Husserl dismisses this question, which he identifies as the Kantian question about things in themselves, as being absurd. However, perhaps we should investigate more why this question is considered being absurd by Husserl: is it not precisely because, according to him, it makes no sense to consider a being without presupposing a consciousness for whom this being has a meaning? There is, according to me, something very intriguing about this argument, in that it cannot be classified neither as metaphysical, since it does not claim that being is ontologically dependent on our consciousness, nor as semantically epistemic, since it does not claim that there is something as a neutral being which is then given to us through meaning. It would be interesting to, first, identify what type of argument Husserl actually uses here in order to deepen the question regarding the metaphysical commitment of phenomenology.

Opposing Zahavi’s argument, Crowell maintains his position concerning the metaphysical neutrality of phenomenology, which is guaranteed, following him, by the distinction between the existence of some entities, which is mind-independent, and the access to their reality, which is possible only for a conscience. Accordingly, however, this distinction still leaves the question unanswered concerning the metaphysical status of this reality to which we have access, since it still does not say how far this reality, as we have access to it, is mind-dependent.

4. Ground, Background, and Rough Ground, Dreyfus, Wittgenstein, and Phenomenology, David R. Cerbone

The aim of this article is to challenge Dreyfus’ interpretation of Heidegger’s concept of background as the understanding of being. According to Dreyfus, there is something as a background for our understanding which is there and that we can reach. Or, Cerbone argues for a deflationary sense of background which entails that there is no something as an ultimate background for our understanding, but always a changing and indeterminate background that we can never reach as such. Every time we try to explicate this background we always remain in his space. Thus, this background has an “illusory depth” (Cerbone, 76), since we can never get at its bottom.

In order to argue this, the author is drawing on Wittgenstein’s concept of explanation of the Philosophical Investigations. According to Wittgenstein, there is no absolute explanation of the background of the understanding, for example of the meaning of a word, but it is always relative to one specific situation and to the specific knowledge of our interlocutor. In that sense, explanations respond to a specific question or problem. They end when they fulfill that purpose.

This reassessing of the concept of background opens according to Cerbone the possibility to reassess the idea of phenomenology as infinite task. Indeed, the infinite task of phenomenology is not that of explicating the background of every understanding but that of addressing “the ongoing ethical challenge of making sense of and to one another” (ibid).

Steven Crowell objects however that Cerbone’s argument “seems to conflate the transcendental project of clarifying meaning with the mundane project of explaining some meaning by making the background explicit” (Crowell, 336). Crowell further argues that this argument makes it impossible to determine what is the world, since it is a category. Categories however are not explicated by ““digging deeper” into some specific horizon … but by phenomenological reflection on the eidetic structure of being-in-the-world” (Crowell, 337).

5. Inauthentic Theologizing and Phenomenological Method, Martin Kavka

This article examines the possibility of an authentic phenomenology of religion, which would be based on the authentic thinking of God. Martin Kavka understands here the concept of authentic thinking in the Husserlian sense in the way it is presented in the Logical Investigations, i.e. as the fulfillment of claims made in statements through the intuition of states of affairs.

Drawing on Heidegger’s analysis of Husserl’s concept of categorial intuition, from his 1963 essay “My Way to Phenomenology”, Kavka comes to the conclusion that an authentic phenomenology of the ‘inapparent’ must be possible, since categorial intuition is the intuition of an inapparent, i.e. a senseless, being. However, Kavka does not consider that God could be the object of such a phenomenology, as it is for instance in the case of Marion’s phenomenology of revelation, since religious figures such as Jesus are not fully dissimilar from the horizon of human expectations. The criterion of the phenomenon of revelation according to Marion lies precisely in its radical heterogeneity “to any conceptual scheme and horizon” (Kavka, 93); and since we could argue here that Jesus cannot precisely be simply identified to God, the question of Marion’s revelations is left open to possibility.

Following the question which Heidegger inquires in On Being and Time, Kavka asks himself what is the ground of meaning, and implicitly, if this ground can be considered as being God. He argues, following Hannah Arendt, that in any case God cannot be considered as commanding to our consciousness since this would “not lead Dasein back to itself and its own-most potentiality-for-Being” (Kavka, 90). Indeed Dasein cannot be ruled by any predetermined norm but can only respond to the call of normativity by responding for norms and making them its own.

Finally Kavka endorses Crowell’s horizontal analysis of discourse[1] in order to explain the primacy of alterity in Levinas’ sense, suggesting perhaps that such an analysis could also be of use for an authentic phenomenology of God, but most of all, for a critical philosophy of religion.

Steven Crowell argues however that a theological phenomenology would not be a phenomenology anymore since it would go beyond the “askesis of transcendental phenomenology” (Crowell, 352) due to which phenomenological investigations cannot but remain the realm of the evidence. Ending on a Kantian note, Crowell writes: “We are finite creatures, and so meaning is finite. We can grasp the world as it is, though never as a whole; and if there is anything beyond that, it is a matter for faith, not philosophy” (ibid).

II. Sources of Normativity

This section explores the sources of normativity both from a phenomenological and from an analytical point of view. John Drummond argues, from a Husserlian perspective, that these sources lie in the teleological structure of intentionality, whereas Inga Römer highlights, from a Levinasian approach the role of the other. Finally, Irene McMullin is arguing for the plurality of these sources (first-, second-, and third-personal) highlighting an unexpected feature of normativity: gratitude.

  1. Intentionality and (Moral) Normativity, John Drummond

In this article John Drummond argues against Crowell’s Heideggerian approach of the sources of normativity as being pre-intentional, For John Drummond, the intentionality is a “’basic’ notion” (Drummond, 102) which can ground by itself normativity. First of all, against Crowell’s reading of Husserl according to which the pre-intentional flow of consciousness constitutes intentional acts, the author argues that this flow is also intentional but is structured by a type of intentionality which Husserl calls in On the Phenomenology of the Consciousness of Internal Time horizontal intentionality (Langsintentionalität), which has the specificity of not being oriented towards an object, contrary to the transverse intentionality (Querintentionalität). Thus, “intentionality … belongs primarily to mind ‘as a whole’” (Drummond, 105), whereby mind has first of all the meaning of a gerund: “mind is ‘minding’ things” (ibid).

Secondly, Drummond highlights the fact that mind pertains to a person, i.e. to a concrete social, historical, embodied subject, which is for him equivalent, just as for Crowell, to the transcendental ego. Thus normativity has to be understood as the telos of the intentional experiences of a personal subject, which is aiming to truthfulness. This truthfulness presupposes that the person is responsible for acting and leading his/her life in the light of this telos.

The author concludes that this telos governs our lives as individuals and communities. My question would be however: what allows the author to be so sure about the universality of this telos? Could we thus say that truthfulness is still the goal of a totalitarian society for instance?

Steven Crowell objects to Drummond’s argument that horizontal intentionality, although it belongs to the ground of reason, is not however “governed by a telos of reason” (Crowell, 338). He argues instead, along with Heidegger, that what clarifies intentionality is the categorial structure of “care”. Thus it is in this structure of care that normativity is ultimately grounded.

2. The Sources of Practical Normativity Reconsidered – With Kant and Levinas, Inga Römer

Just as Steven Crowell showed that there is a “line of continuity” (Römer, 120) between the phenomenology of Heidegger of Being and Time and the philosophy of Kant, Inga Römer argues in this article that there exists such a line of continuity between Levinas’ phenomenology and the thought of Kant.

First of all, she shows how Levinas’ reading of Kant evolves, from a very critical one (until the 1960s) to a positive one, especially regarding the second Critique, from the 1970s. Thus Levinas starts to consider Kantian philosophy of pure practical reason as a “philosophy of the sense beyond being, a sense that is essentially ethical” (Römer, 123). At the same time, Levinas transforms Kant’s idea of pure practical reason by anchoring pure practical reason in the desire for the infinite, by grounding the autonomy of the self in the ethically signifying call of the Other and finally by reinterpreting Kant’s idea of pure practical reason as an anarchic reason. This anarchic reason involves a tension between the claim of the Other and the claim of the third, and thus a “pure disturbance, confusion, restlessness, and refusal of synthesis.” (Römer, 125)

Secondly, Römer considers in details and criticizes Korsgaard’s and Crowell’s arguments for grounding ethics in a first-personal perspective, by arguing that Levinas’ perspective is more convincing because “it is impossible to generate ethical rationality within myself … without falling into a sort of ethical self-conceit” (Römer, 132) which would make us unable to feel obliged towards the Other. Perhaps it would have been interesting to develop this concept of “self-conceit” since it is essential for the author’s argument.

Thirdly, Römer shows how Levinas’ thought is closer to the argument of the second Critique than to that of the Groundwork for the Metaphysics of Morals, because it is also based on the idea that ethical rationality, as a mere fact, institutes my autonomy. Levinas and the later Kant thus agree on one essential point: “it is impossible to generate ethical rationality by starting with my very own freedom and then extending it towards others” (Römer, 134). An important distinction remains however between these two thinkers, according to the author: contrary to Kant, ethical significance remains, following Levinas, threatened by nihilism, especially nowadays.

Steven Crowell answers to Römer’s critique by arguing that Levinas’s thought encounters the same problem as that of Heidegger, namely that the identity of the addresser of the call remains enigmatic and leads to metaphysics. On the contrary, the concept of categorial answerability for reasons, does not require metaphysics.

3. Resoluteness and Gratitude for the Good, Irene McMullin

In this article Irene McMullin’s aim is to understand deeper the original Heideggerian concept of resoluteness, which allows the agent to overcome Angst in order to act in a norm-responsive way. More precisely, she studies the affective dimension of resoluteness by studying what Heidegger calls “readiness for anxiety”. One of the main claims of this article is that this readiness is not a merely negative experience, because it implies also gratitude, which is “an essential affective component of resoluteness” (McMullin, 137).

First of all, McMullin nuances Heidegger’s idea according to which there are mainly two sources of normativity: the public conventions of the das Man and our private norms. She argues indeed that there is a third normativity source, which are second-person claims. She, then, insists on the importance of readiness for anxiety, which she interprets as a latent state of anxiety through which the Dasein takes into account the plural sources of normativity. This readiness is an affect and not a project, since the world matters to me through it. Finally the author insists on the dimension of joy which is essential for this readiness, since I experience gratitude when I consider the possibility of losing everything (for example a child), but which has not yet realized itself. We experience, thus, gratitude for the meaning of our life, because precisely we become conscious, through readiness for anxiety, of the contingency of this meaning. Thus, “gratitude is the orientation that responds to grace – meaning a manifestation of goodness over which we have no power, but to which we find ourselves gratefully indebted” (McMullin, 150). I remain however with one pending question: is it still possible to experience this gratitude when all meaning is lost, when we do not experience anymore the world as “overflowing with meanings that we do not create or control”? (ibid). Or is the absolute loss of meaning a necessary possibility following from the characterization of the meaning of our lives as being precisely contingent? Steven Crowell deduces from McMullin’s argument the interesting idea that “the phenomenological focus on meaning prior to reason does not lead to nihilism, then, but to fröhliche Wissenschaft” (Crowell, 342).

III. Normativity and Nature

This section investigates the relationship between phenomenology and naturalism, reinterpreted respectively as the relationship between the “space of meaning” and the “space of causes”, according to the expression used by Steven Crowell in his work Husserl, Heidegger, and the Space of Meaning: Paths toward Transcendental Phenomenology. All authors of this section aim to bridge the gap between the natural and the normative realm whether by showing that there is no essential distinction between human and nonhuman animal “selves”, by arguing for a “relaxed naturalism” or by showing that human intentionality can be understood as a natural phenomenon.

  1. On Being a Human Self, Mark Okrent

Mark Okrent investigates in this article what constitutes the human self. He first examines the classical answers to this question, from Descartes to Kant, by showing finally that Kantian answer is problematic for two reasons: it is not able to explain why a human agent could have a specific reason to act; it has a restricted view on rationality, reducing it to its deductive aspect. Korsgaard’s concept of “practical identity” can offer a response to the second problem. One of the essential dimensions of this practical identity is the overcoming of a passive dimension that we share with other nonhuman agents, i.e. the goal of self-maintenance.[2] Thus, being a human agent entails overcoming the passive dimension that we share with nonhuman agents in order to become normative agents. However, according to Okrent, Korsgaard is not able to explain for which reasons one should adopt a certain practical identity.

Secondly, Okrent examines Heidegger’s idea according to which one does not represent oneself a certain practical identity in order to act according to it, since it could offer an answer to the problem mentioned above. However, this idea is unable, according to Okrent, to make clear how a certain identity is one’s own achievement. Crowell’s answer to this objection is that no practical identity is merely given to us, even when we are not in the mood of anxiety, but that we have on the contrary to strive constantly to achieve this identity. Thus, if animals respond instinctively to their identity, human beings inhabit an indefinite identity to whose norms they try to respond. However, as Okrent mentions it, recent animal studies have shown, that animal identities are not merely instinctive, but can evolve in function of environmental conditions.

Okrent attributes however another possible meaning to the concept of trying to achieve an identity which Crowell uses: it does not mean to “alter” it “in the direction of greater success”, but also to “justify” it with reasons (Okrent, 173). However, this interpretation is confronted with the aporia of the Wittgensteinian regress, which thus puts into question Crowell’s argument for the radical difference between human and animal identity as agents.

Steven Crowell responds to Okrent’s argument by arguing that it involves a deep pragmatic “reconstruction” of Heidegger’s text and that it would be thus more “elegant” to leave aside pragmatism (Crowell 344).

2. Normativity with a Human Face: Placing Intentional Norms and Intentional Agents Back in Nature, Glenda Satne and Bernardo Ainbinder

The aim of this article is to prolong McDowell’s attempt to replace norms in nature in order to avoid Sellar’s and Davidson’s separation of the space of causes from that of reasons, to which belongs, according to Sellar, intentionality. Crowell considers however that McDowell lacks the necessary phenomenological account of perception, in order to show that perception belongs to the space of norms, without being conceptual, and thus in order to achieve empiricism.

In order to achieve this project, Satne and Ainbinder argue that it is essential to place intentional agents in nature, even if Crowell denies the possibility of an account of rationality in natural terms. According to the authors, Husserlian genetic phenomenology can provide us with a method in order to describe this, because it can show how our normative capacities emerge from more basic capacities that we share with children and animals, and thus with other nature beings. They posit thus themselves against Crowell’s view according to which there is a radical gap between human intentionality, which is the proper intentionality and animal intentionality, or against Davidson’s view according to which we lack the proper vocabulary in order to describe the mental states of other animals. This is what allows them to give an evolutionary account for human intentionality.

In order to achieve this project, Satne and Ainbinder criticize what they call the uniformity thesis according to which intentionality is “the exclusive province of semantic content” (Satne & Ainbinder, 188). This requires showing how a phenomenological understanding of “life” allows to pluralize the “forms of life” and thus to pluralize intentionality. For this aim, the authors broaden the concept of nature so that it can include consciousness and so also intentionality. However, one question remains open: how is it possible, according to the authors’ projects, to reunite intentionality with the realm of nature understood in its mere biological sense, and thus with the neurological part which could correspond to intentionality?

Steven Crowell presents an objection to the argument presented in this article by advancing that it presupposes the use of genetic phenomenology and thus “a construction that transcends the kind of Evidenz to which transcendental phenomenology is committed” (Crowell 346-347).

3. World-Articulating Animals, Joseph Rouse

The aim of this article is to reunite, against Crowell’s and Heidegger’s views, our biological animality with our intentionality and normative accountability. Both Crowell and Heidegger insist on the incommensurability between animal environment and the openness to the world of the Dasein which creates a radical difference between animals and human beings. That is why it is not possible according to Crowell to ground normativity nor intentionality on the basis of “organismic teleology” (Rouse, 206). What allows us to attribute intelligibility to other animal forms of life is precisely the “transcendentally constituted space of meaning and reasons” (ibid).

In order to reject this argument, Rouse is arguing for a non-dualistic conception of normativity and nature. He thus proposes an “ecological-developmental conception of biological normativity” (Rouse, 207). which accounts for the development of normativity through social practices inside of which human beings grow up and live. These practices presuppose the essential interdependence of human being’s actions that is based on a mutual accountability of human being’s performances. Their normativity reside in this accountability and not in specific norms which would govern these practices.

This normativity without norms of social practices constitutes the specificity of human normativity, because it is two-dimensional: “whereas other organisms develop and evolve in ways whose only measure is whether life and lineage continue, our discursively articulated practices and their encompassing way of life introduce tradeoffs between whether they continue and what they ‘are’” (Rouse, 210). A question remains however unanswered: on the basis of which arguments can we be so sure that our normativity presupposes a biological dimension which urges us to continue life and is thus two-dimensional? What allows us to argue that the evolutionary development of our normativity did not on the contrary suppress this dimension?

Crowell’s reply to Rouse’ criticism is that he does not take the dualism between nature and normativity in a metaphysical but only in a methodological sense, since phenomenology is metaphysically neutral. Further, Crowell’s argues that we are led to deduce from Rouse’ account the problematic idea that phenomenological categories are contingent.

IV. Attuned Agency

This section investigates the affective dimension of normativity. The first article challenges the view that we are not responsible for our moods, while the second one nuances from a phenomenological point of view the traditional description of akrasia and its relationship to conscience. Finally, the third article investigates how normativity is intricate in the experience of erotic love.

  1. Moods as active, Joseph K. Schear

The aim of this article is to challenge the idea that moods are a mere expression of our passivity, by arguing that they are on the contrary “an expression of agency for which we are answerable” (Schear, 217). Here, Schear criticizes the classical interpretation of Heidegger’s concept of Befindlichkeit (as that of Dreyfus or Mulhall for example) as manifesting the “passive” dimension of our being-in-the world.

The objective of Schear is radical, since he does not simply try to show that we can act on our moods, but that the fact in itself of being in a mood is already an expression of our agency, and thus of our responsibility. First of all, the author elucidates the concept of being active as “being responsive to reasons” (Schear, 222). The fact that we can ask someone why he is in a certain mood displays already a piece of evidence for the fact that moods are active. We are thus expecting answerability for our moods.

The author distinguishes this answerability from moral responsibility. Answerability means here rather the possible “demand for intelligibility” (Schear, 225). Finally, this demand for intelligibility is not a demand for rationality, since what is at stake, is not asking for a reason which justifies the mood, but for “an account that makes manifest, that expresses, the shape or tenor of one’s situation as it shows from one’s perspective” (Schear, 228).

The author seems however to presuppose that someone has enough self-knowledge in order to answer this demand for intelligibility. However, it can happen that someone does not know oneself why he/she feels in a special mood (this can be the case for example when someone suffers from depression or anxiety) or that he /she does not understand rightly what makes him /her feel in a special mood. I can thus think that I am anxious because of my work whereas what makes me actually anxious is a certain heavy perfume I wear. Consequently, this understanding would not be immediately obvious to me, but would require an exercise of critical self-reflection.

2. Against our Better Judgment, Matthew Burch

The scope of this article is to show that what is usually called akrasia, meaning the fact of acting against our own judgment, regroups actually two distinct phenomena that Burch describes from a phenomenological point of view. He thus defines the first phenomenon as “intention-shift: action taken freely and intentionally against my explicit plan (or future intention) and with a clear conscience” (Burch, 233) and the second phenomenon as akrasia in its proper sense, or more precisely: “action taken freely and intentionally against my explicit plan (or future intention) and accompanied by some self-critical emotion (e.g. guilt, shame, self-directed anger) or a mixture of such emotions” (ibid). The fundamental difference between these two phenomena lies in the negative, self-critical feeling that accompanies the second phenomena. Remarkably, both phenomena presuppose the free and intentional action, against the classical understanding of akrasia, which interprets it as a “conflict between rational judgment and irrational desire” (Burch 240). Burch shows on the contrary that what is at stake is a conflict between two interests, that he understands as being self-reflexive and normative. This conflict is understood by the author as a shift from a specific interest to another one, due to “affective and circumstantial changes” (Burch 242). According to the author, our interests are self-reflexive, because they concern ourselves. In the case of the intention-shift there is no betrayal of ourselves but only of our “prior plan” (Burch, 243) contrary to the akrasia in its proper sense. Thus, in this second case, shifting to another interest means also betraying another interest (e.g. being faithful to my partner), and thus betraying myself.

The author seems to presuppose that in the case of akrasia there is an asymmetry between two interests, which presupposes that satisfying one interest can lead to a feeling of self-betrayal (e.g. when I cheat on my partner), while this is not the case for the another interest (e.g. meeting other erotic partners than my wife/husband). Could we however think that this second type of interest can also lead to a feeling of self-betrayal when it is not satisfied?

3. Everyday Eros: Toward a Phenomenology of Erotic Inception, Jack Marsh

This article focuses on the phenomenological account of the earliest stage of erotic experience, that Marsh calls erotic inception. The author distinguishes several moments inside of erotic inception. The first moment is what he calls the standing-out-among, when the other catches suddenly our eye through a particular detail. The second moment is the stepping-out-from, when I step out toward this other who caught my eye. Through this second moment the other as potential erotic partner steps into my world. According to the author, this second moment is a modification of the Heideggerian concept of “world-entry” (Welteingang).

The author deepens then the understanding of this concept as applied to erotic inception, by deepening its Heideggerian description as upswing (Überschwingende). Marsh characterizes this upswing as an “ ‘oscillation’ between my possibilities and my facticity, my abilities and limits, my possible futures and actual past” (Marsh 260) and thus as an “excess of possibility” (ibid) or as “an expansive opening upon the world that is empowering and enriching” (Marsh, 261). This expansive opening upon the world leads finally to a world-modification that characterizes the unfolding couple. However, the excess of possibilities that characterize erotic inception contains also the possibility of its own demise, or as the author puts it, of the “We-death” (Marsh, 264).

One question remains however open for me: what place does the author attribute to normativity inside the erotic inception? Could we thus say that the experience of erotic inception is characterized by certain norms, like for example the norm of what it is to be an erotic partner, and that each of us can be called to transform these norms through one’s own experience?

V. Epistemic Normativity

This final section investigates the specific modality of normativity involved in our epistemic practices. The first article challenges the view itself that normativity is involved in knowledge acquisition, while the second article analyzes how norms are intricate in our perceptual experience. Finally, the last article investigates the link between the natural and the transcendental attitude from a phenomenological point of view.

  1. Normativity and Knowledge, Walter Hopp

In this article Walter Hopp deepens Crowell’s view according to which intentionality can be exercised only inside of a “context of practices” (Hopp, 271). Thus, “the world is not the intentional correlate of a transcendental ego, but the environment of the embodied and socialized human person” (ibid). Hopp argues that this idea could have two possible interpretations: either intentionality can be carried out only by persons who act conform to a context of practices and thus of norms, or intentionality is constitutively normative. Hopp is arguing for the first interpretation, by advancing that if intentionality were constitutively normative, then this would be the case for knowledge as well. He aims to show in this article that knowledge is not precisely constitutively normative, and so nor intentionality.

Hopp’s argument is based on Husserl’s theory of normative science from the Logical Investigations. A normative science according to Husserl is always based on one or several non-normative, theoretical sciences, like for instance medicine that is based on biology, chemistry, etc. Consequently, sciences that do no rest on other non-normative disciplines, like for example logic, cannot be normative. Non-normative scientific propositions can however endorse the role of norms, without being normative in their content. Hopp applies this argument to epistemology, by showing that its content does not indicate what we ought to believe but what can be hold as being true; or, truth can endorse the role of a norm but is not normative by its content. Here, Hopp specifies Crowell’s characterization of truth as a “normative notion” (Crowell 2013, 239) which is, according to him, ambiguous. The author is thus arguing clearly for a clear distinction between ethics and epistemology against Terence Cuneo for example.[3]

Nevertheless, Husserl defines noetics as the “theory of norms of knowledge” (Husserl 2008, 132) whereas evidence as self-givenness is characterized by him as the “ultimate norm … that lends sense to knowledge” (Husserl 1999, 45). Here however Hopp uses Husserl’s own criterion of normative science by asking on which non-normative discipline Husserl’s most fundamental concepts of his epistemology, i.e. truth and evidence do rest, in order to show that these concepts do not have normative content. This allows Hopp to define epistemology as an ideal science in the Husserlian sense.

Steven Crowell agrees with Hopp’s argument, but he points to the fact Husserl’s analysis of truth cannot be reduced to the Logical Investigations, which are essential for Hopp’s argument. According to Crowell, there is however a sense of normativity in Husserl’s transcendental phenomenology which “eludes Husserl’s distinction between normative and theoretical disciplines” (Crowell, 332) because transcendental phenomenology is not considered as an explanatory theory but as a method of clarification.

2. Appearance, Judgment, and Norms, Charles Siewert

The aim of this paper is to argue, by using the phenomenological approach, that our perceptual experiences are “subject to norms of its own” (Siewert 290). In order to show this, Siewert starts by analyzing the case of visual agnosia, by arguing that it does not involve a deficit of visual appearance but rather of capacity of recognition. Visual appearance is thus conceptually distinct from visual recognition, or recognitional appearance, which is on its turn distinct from judgment. Indeed, I can withhold judgment when I recognize two persons as looking the same, i.e. when I recognize that they look alike but in two different tokens. Visual recognitions “take thing as” (Siewert, 299) whereas judgments “represent things to be” (ibid). Contrary to Travis, Siewert does distinguish however altogether visual experience from accuracy, and thus does not attribute accuracy exclusively to judgment. Thus, I can accurately recognize a sign as an arrow, while it actually represents an alligator. In this case I made a “creative use of the appearance” (Siewert, 301). Siewert draws here a parallel with the Kantian scheme, since just as the scheme makes both theoretical judgment and aesthetic imagination possible, the recognitional appearance can support both a judgment and a creative use.

On the basis of this distinction between visual recognitional experience and judging experience, the author argues that these two types of experiences are governed by two different kinds of normativity. He agrees on this point with Susanna Siegel, but not on the specific form of normativity that characterizes visual recognition. Indeed, Siewert identifies visual recognition with a “looking-as-act” (Siewert, 303) which he understands as the active experience of looking, contrary to the “looking-as-appearance”, and which thus can be done well or badly, or which can be improved. Perceptual experiences can be thus subject to normative assessment because visual recognitions can be an activity.

3. Husserl’s and Heidegger’s Transcendental Projects, Dermot Moran

In this article Dermot Moran aims at understanding the meaning of phenomenology as transcendental philosophy. Inspired by Merleau-Ponty’s essay “The Philosopher and His Shadow”, he investigates how the transcendental and the natural attitude are intertwined and how the idea of such an intertwining relates to Husserl’s and Heidegger’s phenomenology.

Based on a very detailed studied of Husserl’s and Heidegger’s texts, Moran shows first how Husserl’s view on the natural and transcendental attitude evolves from the Ideas I until the Crisis, as well as how Heidegger criticizes the Husserlian concept of natural attitude, which according to him is a comportment (Verhalten) and not an attitude as such. At the same time, the author points to ambiguous points in Husserl’s thought, like the relationship between the natural attitude and naturalism, which leads to the reification of the world. Despite this ambiguity, Husserl is clear on the distinction between transcendental and natural attitude, which is relative to the first attitude as the only absolute attitude, because of its “self-awareness and self-grounding character” (Moran, 313). One can become aware of the natural attitude as such only through a “shift in the ego’s mode of inspectio sui” (Moran, 314) which is the transcendental reduction though which we can adopt the transcendental attitude. Thus one of the key roles of transcendental phenomenology is that of allowing us “to investigate attitudes” (ibid) such as the theoretical attitude which masks the original position of the transcendental subject.

Moran further reflects on the meaning of transcendental phenomenology with the aid of Merleau-Ponty’s reading of Husserl’s texts according to which the natural and the transcendental attitudes are deeply intertwined. This reading could explain why Husserl calls in the § 49 of the Ideas II the transcendental attitude as being natural.

Merleau-Ponty finds such an intertwining in Husserl’s idea of a passive pregiveness of the world which underlies all intentional acts and which is not the object of act intentionality but of what Husserl calls in Formal and Transcendental Logic fungierende Intentionalität and that Merleau-Ponty translates in the Phenomenology of Perception as operative intentionality (intentionnalité opérante), a concept which is equivalent according to Merleau-Ponty with the Heideggerian concept of transcendence.

Moran identifies this operative intentionality with what Husserl calls, also in § 94 of Formal and Transcendental Logic living intentionality. He further reflects on this concept of living intentionality, by arguing, based on a thorough study of Husserl’s texts, that the task of transcendental phenomenology is to aim towards a living not in the world but within the life of consciousness, which Moran interprets, following Husserl’s expression in Formal and Transcendental Logic as the realm of our internality (Innerlichkeit), a concept for which Moran discerns a Heideggerian resonance. Only transcendental reduction, and the transcendental attitude it leads to, can give us access to this internality, and not the natural reflection that is proper to the natural attitude. Thus, “the aim of transcendental phenomenology” is “to uncover this life of functioning consciousness underlying the natural attitude” (Crowell, 320).

In conclusion, this book allows us to have a renewed reading of one of the main problems of phenomenology, i.e. the problem of meaning. Particularly, the problem of meaning is treated in the light of the question of normativity. At the same time it links in multiple ways the phenomenological question of meaning with various contemporary compelling questions like that of naturalism. This makes this book particularly interesting. Yet, the question of meaning is unfortunately not always on the foreground, leaving sometimes the task of making the explicit link between the problem of meaning and the content of the articles to the reader. Perhaps however it is a mere consequence of the richness of its various perspectives on this topic.

Bibliography:

Crowell, Steven. 2002. “Authentic Thinking and Phenomenological Method.” In: The New Yearbook for Phenomenology and Phenomenological Philosophy 2: 23-37

Crowell, Steven. 2013. Normativity and Phenomenology in Husserl and Heidegger. Cambridge: Cambridge University Press

Cuneo, Terence. 2007. The Normative Web. Oxford: Oxford University Press.

Fink, Eugen. 1981. “The Problem of the Phenomenology of Edmund Husserl.” Translated by R.M. Harlan. In: Apriori and World: European Contributions to Husserlian Phenomenology, edited by W. McKenna, R.M. Harlan, and L.E. Winters, 21-55. The Hague: Martinus Nijhoff.

Husserl, Edmund. 1950. Cartesianische Meditationen und Pariser Vorträge. Edited by S. Strasser, Husserliana 1. The Hague: Martinus Nijhoff.

Husserl, Edmund. 2008. Introduction to Logic and Theory of Knowledge: Lectures 1906/07. Translated by Claire Ortiz Hill. Dordrecht: Springer.

Husserl, Edmund. 1999. The Idea of Phenomenology. Translated by Lee Hardy. Boston: Kluwer Academic Publishers.


[1] Steven Crowell, 2002.

[2] See Christine Korsgaard, The Sources of Normativity, New York: Cambridge University Press, 1996 and also Christine Korsgaard, Creating the Kingdom of Ends, New York: Cambridge University Press, 1996.

[3] Cuneo 2007. Cuneo is arguing that just as there are no “moral facts”, there are no “epistemic facts” either. (113)

Richard Westerman: Lukács’s Phenomenology of Capitalism: Reification Revalued

Lukács’s Phenomenology of Capitalism: Reification Revalued Book Cover Lukács’s Phenomenology of Capitalism: Reification Revalued
Political Philosophy and Public Purpose
Richard Westerman
Palgrave Macmillan
2019
Hardback 80,24 €
XVII, 308

Reviewed by: Clémence Saintemarie
(University College Dublin)

By offering a reinterpretation of the Hungarian Marxist philosopher’s 1922 essays ‘What is Orthodox Marxism?’, ‘Reification and the Consciousness of the Proletariat’, and ‘Towards A Methodology of the Problem of Organization’, Richard Westerman’s first monograph sheds a welcome new light on György Lukács’s theory of reification in History and Class Consciousness. While Lukács’s ‘Reification’ essay characterizes reification as the distinct and totalizing form of alienation in modern and post-modern capitalist societies, in a close reading of Karl Marx’s theory of class consciousness, alienation, reification, and commodity fetishism, and through G.W.F. Hegel’s dialectical understanding of history, Westerman’s monograph stands out for exploring, and stressing the importance of, the under-acknowledged and multifarious influences of Lukács’s aesthetic manuscripts at Heidelberg (1912-1918), in the years leading to the redaction of his first explicitly Marxist opus. Among these influences, the reader gains deeper insight about and discovers Lukács’s early project of a phenomenological aesthetics and his engagement with the phenomenology of Edmund Husserl’s Logical Investigations via the neo-kantian formalist aesthetics of Emil Lask, the art history of Alois Riegl and Konrad Fiedler, not to mention Lukács’s uptake of the social theories of his mentors: Georg Simmel and Max Weber.

Westerman proceeds by way of a phenomenological reappraisal of reification and a historicization of Lukács’s understanding of the proletariat’s role, and indeed its failure, as the supposedly preeminent revolutionary agent for the overcoming of capitalist social reality. His addition to the scholarship on Lukács is timely since 2019 marks the centenary of the unsuccessful German Spartacist and Hungarian revolutions that took place in the wake of the 1917 Russian Revolution and the end of the First World War in 1918, both of which motivated his reflections in History and Class Consciousness. Most urgently, ours is a political and social context that witnesses the resurgence of fascism and authoritarianism in its populist guises in the US, Europe and Brazil; not least, it is Westerman’s contention, as well as that of many Marxian thinkers, due to the 2008 economic and financial crisis, which has undermined trust in the (neo)liberal policies pursued by Democrats and Conservatives, Tories and New Labor, alike. Chapters 5 and 6 specifically address the relevance of Lukács for these contemporary issues. Therefore Westerman’s original and minute reconstruction of the impact of Lukács’s Heidelberg philosophical aesthetics on his critique of capitalism contributes to, and supplements, the renewed contemporary interest in Lukács before and since 2008, from Frederic Jameson to Andrew Feenberg and regretted Mark Fischer. The relevance of, and contemporary engagement with, Lukács is furthermore manifested in recent or forthcoming conferences dedicated to his legacy: one held by Historical Materialism in June 2019, and an upcoming conference in Paris, in November 2019.

Beyond the fact that it comprises a welcome reappraisal of the philosophy of history and proletarian revolutionary consciousness developed in the ‘Reification’ essay, the originality and value of Westerman’s monograph lie in its meticulous historical and philosophical reconstitution of the influence of Lukács’s Heidelberg aesthetic manuscripts on his phenomenology of reification. The famously influential essay from History and Class Consciousness characterizes reification as the transformation, typical of the bourgeois capitalist model of production and exchange, of human and social features, actions and relations into independent and autonomous thing-like entities abstracted from their human and social origin, rationalized into their quantifiable exchange value. It is the aim of Westerman’s reinterpretation that reification is the very fact and mode of social and personal experience in capitalism, rather than an ideological camera obscura obfuscating an underlying social reality that would be truer or more authentic to it. Referring to the Werke and using his own translation of the ‘Reification’ essay and Heidelberg manuscripts, Westerman reformulates Lukács’s key concepts of social totality, reification, class consciousness, the proletariat, and the party. This allows him to convincingly respond to Lukács’s detractors and critics in the Marxist, Marxian and Critical Theoretical tradition via, by his own admission, more or less successful parallels and speculations drawn from his close reading and exegesis of Lukács’s Heidelberg years.

Within 300 pages, Westerman takes his readers on a journey that brings us back to Lukács’s aesthetic works at Heidelberg from 1912 until 1918 and his conversion to Bolshevism. As soon as the preface and the introductory first chapter, Westerman frames the terms of the ‘Lukács Debate’ in Critical Theory and lays out the main criticisms and misunderstanding of Lukács that his monograph aims at dispelling or nuancing, namely: the suspicion of neo-romantic anti-capitalism that allegedly permeates his earlier work and informs his concept of labor and the proletariat as mythical agents of historical development; his philosophy of reification which would relaunch a Fichtean philosophy of freedom and its bourgeois antinomy of the subject and object; last but not least, a theory of social totality and a theory of the party, qua the instance of representation of proletarian interests, which would lend itself to the accusation of Stalinism and totalitarianism.

The book comprises three parts, which progress from the precise and detailed historical presentation of Lukács’s works around those years and justifies the genealogical weight of his phenomenological aesthetics on the 1922 essays of History and Class Consciousness (chapters 2 and 3). The second part proposes a ‘phenomenology of capitalism’ from the ‘Forms of Social Reality’ (chapter 4), in which reified subjectivity is described as a ‘split consciousness’, and which poses the problem of the proletariat’s ‘interpellation’ as a subject and its historical agency (chapter 5), while requiring the re-evaluation of its self-understanding as a class and the party as its organizational form (chapter 6). The third and final part seeks to highlight the influence and relevance of a phenomenological reading of Lukács beyond the implications, for proletarian revolution, of the ‘Reification’ essay.

Part I takes us on ‘The Road to Reification’, offering an intellectual history of Lukács’s development at Heidelberg as well as a justification of Westerman’s phenomenological reading of History and Class Consciousness in Lukács’s own terms. Lukács’s aesthetics, Westerman tells us, was concerned with the artwork as a subject-independent and self-enclosed meaningful totality. In his Phänomenologische Skizze des schöpferischen und receptiven Verhaltens, or ‘Phenomenological Sketch of Creative and Receptive Attitudes,’ Lukács philosophically systematized the non-representational and depersonalized theories of Fiedler and Riegl through a neo-Kantian reading of Husserl’s concept of intentionality that was emulated by his friend and mentor Emil Lask.

Chapter 2 deals specifically with Lukács’s neo-Kantian and phenomenological systematization of Fiedler and Riegl towards his own theory of the autonomy of Art. Supplementing Fiedler with Riegl, the artwork is a non-representational social activity giving form and meaning to the shapeless and incoherent sensory reality of one socio-historical epoch’s relation to its environment. The artwork thus produces its own reality rather than representing and referring to an objective external world. In Lukács’s reading of Riegl’s art history, the meaningful coherence of the artwork is neither provided by the creator or the receiver’s external point of view, but from a depersonalized, non-psychological standpoint that is incorporated into the work’s formal organization, and which produces the disinterested aesthetic experience we have of it.

According to Westerman, Lukács supports this artwork-centered account of aesthetic experience with a phenomenological aesthetics largely influenced by Lask and his neo-Kantian reading of Husserl’s Logical Investigations and Ideas. Lask’s interest in Husserlian intentionality focused on the intended object, or noema, rather than the noesis, the subjective pole of mental acts. In his and Lukács’s idiosyncratic reading of Husserl, it is intentionality as sense-bestowing, and the meaning of the noema detached from any thesis of existence or reference to an external reality, which matters. Following the Logical Investigations, intendings are described and analyzed in their semantic and logical structure, and the meaning-validity of artworks stems from their own internal formal-semantic logic and the cohesive relations of parts and whole; not from their representational consistency with an external reality, nor from the universal validity-form of aesthetic judgments.

It is worth-noting that this noematic reading of Husserl does not eliminate the subject altogether, but gives it a minor and auxiliary role in the constitution of the artwork and in aesthetic experience. Having recourse to Husserl in Heidelberg and in the ‘Reification’ essay, Lukács also seeks to overcome the antinomic separations of form and content and of subject and object: artworks are a case in point where the formal meaning of the whole cannot be entirely detached from its parts and where the artwork’s inner formal standpoint invites the subject in its sphere of meaning. Because of this, Lukács argues that, grasped from this standpoint, not only artworks achieve utopian perfection, but they also offer a unique instance where subject and object are brought together. The artwork is thus not fully autonomous. Furthermore, by striving to account for artwork’s intrinsic meaningfulness, Lukács moves away from a subjective and neo-romantic conception of the artist as a genial creator and the main source of the artwork’s meaning.

Granted that Lukács’s theory of the autonomy of Art is at odds with his later historicization of artworks within socio-historical wholes, Westerman contends that Heidelberg manuscripts are concerned with aesthetic experience and the logical possibility of subject-independent artworks that are not entirely incompatible with socio-historical interpretations. Rather, they prefigure and form the basis of Lukács’s analysis of social relations and of social being as a realm unto itself, analogous to art insofar as it, too, is governed by its own immanent logic and types of subject-object relation. Furthermore, Lukács’s conception of the ‘artwork as totality’ does not exclude its being part of a larger whole. Totality and reality are here synonymous with one another and with logically valid coherent wholes which posit their own meaning, rather than with an all-including totality. Last but not least, reification operates precisely against the unity of form and content, and of subject and object, reducing particular, and thusly deemed irrational contents, to the rationalized form of the commodity.

Westerman convincingly shows how the Heidelberg drafts contextualize Lukács’s Marxist essays. To the extent that, in the former, Lukács progressively realizes the impossibility of the total autonomy and isolation of Art such that it could actualize its promise of utopian perfection, as a fully self-enclosed meaningful totality, the latter turns to practical social change in the aftermath of the 1919 revolutions. Chapter 3 expounds Lukács’s return to the 1912-1918 manuscripts in the three 1922 essays of History and Class Consciousness, which further justifies Westerman’s reappraisal of Lukács’s social theory and his concepts of social totality, (class) consciousness, and organization, in light of his Heidelberg phenomenological aesthetics.

Chapter 3 traces the intellectual and political evolution of Lukács from Heidelberg and his conversion to Bolshevism, in 1918, to 1923 and the publication of History and Class Consciousness. Lukács’s turn to Bolshevism is described as a leap-of-faith that can be explained by his earlier romantic anti-capitalism, as well as the critique, common among the intelligentsia, of modernity and bourgeois capitalist values. Westerman focuses on the Heidelberg drafts to locate the philosophical origin of this conversion, marked by a messianic eschatology inspired by Kierkegaard and his work on Dostoevsky (see chapter 5).

Most note-worthy, 1922 marks a significant return to Heidelberg as Lukács tries to explain why the proletariat did not join in the 1919 revolutions, and how a revolutionary consciousness can nonetheless arise in the future to overthrow capitalist domination. Here, consciousness does not amount to epistemological knowledge, but to a meaningfully structured realm of being. Fundamental to achieving this definition, notwithstanding his phenomenology of reification, is his critique of the antinomy of subject and object in bourgeois society. If subject-object relations define society as a totality, and if reification—as the single explanatory principle of capitalism—turns human activity into objects independent of it, not only does capitalist reality appear as fragmented, but consciousness itself is reified.

Reification is thus a total social phenomenon, extending beyond the economy to all social institutions and relations, which reduce subjects to an abstract universal form, and isolate them as passive spectators, granting them only limited participation in society. Philosophically, Lukács identifies the roots of the problem in German Idealism, which starts with the subject constituting the world around it and assumes its separation from the object from the outset, a separation in which the subject is isolated from the object and can only retrieve it by subsuming it under abstract universal categories, without remainder. For Lukács, however, the proletarian standpoint eschews this a priori separation: its situation in social totality and reality is not isolated and it can come together to change society by changing social relations and practices. Proletarian consciousness is not simply the ‘true’ or ‘false’ epistemological standpoint on its real social situation in the system of production: it is meaningful and appropriate, be it true or false, in relation to the reality of this coherent and self-validating social system.

Epistemological inaccuracy and ‘false consciousness’, therefore, are not primary to causally explaining the lack of proletarian participation in the 1919 revolutions. Consciousness is first and foremost a social activity, and the form of that activity depends on the organization of its practices, which only partially depend on a more or less accurate knowledge and understanding of capitalism. In Lukács’s view, the ‘Party’ is one such organization of proletarian social practices and one possible source of epistemological correction (see chapter 6). ‘Consciousness’ is used to describe society’s own immanent structure: reification is a structure of consciousness since capitalism’s total structuration of society produces the structure of consciousness. It follows that consciousness is reified and the subject is defined as a reified subject in terms of the structure of consciousness, which governs its orientation and relation to objects.

The second part proposes a ‘phenomenology of capitalism’ building on and refining the dense conceptual apparatus revisited in part I. Taking the later Lukács’s self-critique at face-value, Westerman repudiates the charges that Lukács’s ‘Reification’ essay upholds the proletariat as the transhistorical and preeminent agent of social change, able to overcome capitalism from without thanks to the free exercise of its subjective will.

Chapter 4 focuses on the ‘Forms of Social Reality’, which, on the contrary, locate the proletarian standpoint within the social totality, as immanent to it. Freely borrowing from Martin Heidegger’s terminology, Westerman identifies three levels at which, for Lukács, reification operates: phenomenological, ontic and ontological. Phenomenologically, the structure of consciousness mirrors that of the commodity: the latter divorces the object’s exchange-value from its origin in labor and its practical value; the former is a ‘split intentionality’ in which the forms of social reality are divorced from their content. The problem of capitalism lies not only in commodity fetishism’s reification of human labor but also in the reification of consciousness, and therefore of social reality as a whole. Ontically, the reified forms of social reality, determined by the relative value of commodities, separate the social existence of the subject, and its product’s, from its material existence. Since the commodity form governs social reality, holding together heterogeneous social elements only in formal rational and quantitative relations, the working subjects, and any social relations not subsumed under the commodity form, are excluded from this rational formal system.

Ontologically then, reification is the single organizing principle of the total social reality, it does not mask the social reality productive activity, it is its very form: commodity becomes the only imaginable form of being and reification the only imaginable coherently integrated whole, the only possible reality. Like the work of art, social reality is a totality organized by a standpoint, in this case: the ‘split intentionality’ of the proletariat; i.e., the self-enclosed social totality needs the rationalized labor of the proletariat for the production of commodities which in turn demand the exclusion of its personal, irrational, subjective, and practical input and needs. Social reality is made in the image of the commodity.

The immanence of the split standpoint to social reality crucially informs Lukács’s theory of inertia and social change, and chapter 5 poses the problem of the proletariat’s historical agency within this reified totality. Westerman responds to the skepticism of Critical Theorists Adorno and Horkheimer—who undermined Lukács’s alleged faith in the self-liberating action of the proletariat in the face its passivity towards Nazism and his totalitarian embrace of the Stalinist Communist Party—by reformulating his theory of subjectivity, the party, and history. First and foremost, Westerman dispels the accusation of ‘Fichteanism’, according to which social reality would be at once the projection, and what is overcome, by the proletariat as an omnipotent subject. Revisiting Lask and Lukács’s reading of the later Fichte, he aptly demonstrates that neither of them thinks of the subject outside of its relationship with particular objects, themselves recalcitrant to the superimposition of a universalizing category, be it labor.

In fact, Lukács expresses little concern with labor, and his analysis of the subject-object relationship is once again formal and informed by his reading of Husserl’s phenomenology at Heidelberg: if stances have both an objective and subjective pole, subject and object were never separated in the first place; rather, the formal structure of the objects organizes the type of stances that can be had on them and, in turn, various stances produce different noema. It follows that the relationship of the two poles depends neither on the knowledge of the object, nor on their intrinsic properties. Lukács’s subject is thus primordially relational and the standpoint in relation to which parts of the object are disclosed. In the same way that the formal structure (size, details…) of an artwork requires that the subject adopts an adequate standpoint towards it (taking a closer look, stepping back to embrace the whole…), the subject is interpellated by the forms of social reality.

Westerman’s description of this ‘interpellation of the subject’, a term controversially borrowed from Louis Althusser – a fervent opponent of Lukács, refers to the intentional attitudes that the subject is summoned to adopt by the formal structure of social reality, the commodity structure, if, as the organizing standpoint of that totality, social reality is to function as a valid, meaningful and coherent whole. Yet, if the ‘janus face’ of the commodity (i.e. its irrational and private use value versus its rational and public exchange value) produces the ‘split consciousness’ of the proletariat, such formal interpellation of the subject can misfire, and meet contradiction and dissatisfaction.

It is from this formal contradiction and fracture that the proletariat’s self-consciousness and self-awareness as an agent of social change arise, and not from the contradiction of antagonist class interests. Agency is thus thinkable as ‘a structural component of social forms’. This eventually leads Westerman to discuss Lukács’s theory of the party as a bottom up, inclusive social form which, against the commodity principle’s warranting of the internal cohesion of capitalist social reality, purports to dissolve the ‘split intentionality’ by producing an external cohesion, one which does not exclude the ‘irrational’, ‘personal’ or ‘subjective’ of social being. The party is thus not deemed exogenous to the proletariat, instructing it or commending its strategic actions from without. Westerman stresses that Lukács indeed warns against the bureaucratic or strategic tendencies of instances, such as the party, which focus on expertise and organization at the cost of the exclusion and consequent passivity of the proletariat. In this light, he offers a rapid but incisive explanatory comment on the defeat of the Democratic Party in the 2016 US elections.

Nonetheless, neither the proletariat’s contradicted position, nor its achievement of self-consciousness in its formal and practical organization as a party, provides the moral or historical grounds on which reification or capitalism should be overthrown. Westerman illuminates Kierkegaard’s influence on Lukács’s response, further highlighting the fact that the revolutionary situation opens unexpected future possibilities which compels revolutionary subjects to take responsibility for them. The necessity of a decision stems from the social configuration of the revolutionary moment, but also from the formal requirement, for the organizing standpoint, to transform it, in order to maintain a continuous meaningful, coherent social whole. Lukács’s philosophy of historical agency is thus attuned to the moment and accommodates the fluidity and plasticity of social norms that may command historical decisions towards emancipatory change. At the same time, he maintains that change is demanded and triggered by the formal requirement for a self-validating meaningful whole.

While Westerman does not find Lukács’s appeal to the above-outlined ‘imperatives of history’ convincing, these normative demands are further evaluated, in chapter 6, in terms of the concrete identity and self-understanding of the proletariat as a class and collective subjectivity; and in terms of the party as its shared consciousness and collective identity. The core normative issue of Lukács, hence perhaps his insistence on art and social reality having to be meaningful self-validating coherent wholes on their own terms, is the meaninglessness of experience under capitalism. Turning to Lukács’s view of the individual consciousness which, like the Husserlian Ego, transcends the momentary acts of consciousness in the temporal continuity of retentions (past), just now (present) and protensions (future), meaningfulness is approached from a personal perspective rather than that of a depersonalized standpoint. Personal experience is reified to the extent that it is divided in fragmented and discrete, isolated experiences. The structure of experience thus mirrors the fragmented reality of capitalism. The experiential alienation, in which the seamless temporal continuity of the Ego’s experience is divided and split, is crucially manifest in the rationalization of labor, where time itself is a measurable and monetizable standard.

Westerman thus re-introduces Lukács’s theory of the subject-object relationship from the individual’s perspective to make sense of the experience of alienation implicated by reification. The very cracks and fractures of individual identity induced by reification would be, still following Lukács, the site wherin reification as a structure itself starts to crack. However, if this important take is consistent with Lukács’s definition of consciousness as social reality, it appears less plausible, when scrutinizing individual consciousnesses. The fracture and disconnection experienced in wide-spread and all-too-common workplace depressions, burn-outs, bore-outs, or suicides, while they can certainly be construed as indirect and passive forms of sabotage of current productivism, hardly produce the impetus for strikes, or any potent forms of collective actions against it.

This is why Westerman reassesses the necessity, for Lukács, that individual discontent take shape in the ‘party’, neither as a formal requirement for organizational form, nor, with critical comparisons to Rosa Luxemburg’s ‘revolutionary spontaneity of masses’, as an organic process. Westerman reasserts that the party, contra the Marxist-Leninist ‘vanguard’, is not the extraneous cause of class consciousness but is that very consciousness, i.e. the collective manifestation, in practice and everyday experience, of “the situation and position of the proletariat” (226). The party is class consciousness to the extent that it is self-organization without representation, thus eschewing over-optimist reliance on the spontaneity of the masses.

One the most important lessons, drawn by Westerman, is that class, as a group identity, is fluid and open to revision. Moreover, thus reinterpreted, Lukács’s theory can and should encompass collective struggles intersecting class identity and other social forms that he over-looked—like gender, race, and religion—in his quest for a single governing principle of capitalism as a social totality. For this purpose, the third and final part of Westerman’s monograph seeks to highlight the influence and relevance of a phenomenological reading of Lukács beyond the ‘Reification’ essay and proletarian revolution.

Responding to Lukács’s critics within and outside Marxism and Critical Theory, chapter 7 reconsiders Lukács’s alleged neo-romantic divide between the social and the natural, and social and extra-social realities. The problem of the subject-object relationship is brought to its climax, in an analysis which spans Lukács’s entire oeuvre. In dialogue with Andrew Feenberg, Westerman contrasts History and Class Consciousness with The Ontology of Social Being, in which the category of labor is critically used against capitalist, and, incidentally, early Marxist tendencies, to see nature as an exploitable resource. Thus, the domination and exploitation of nature is problematized, not in line with a romantic and ‘Rousseauist’ celebration of its difference to social reality, but as one shaped by labor in its alienated and reified as well as reifying guise. This significantly echoes motifs in Husserl’s Crisis of the European Sciences, but also Heidegger’s critique of the techno-scientific Gestell in The Question Concerning Technology. In turn, Lukács is also concerned with how social phenomena are legitimized and reified as ‘natural’. Finally, and in agreement with Feenberg, Westerman accepts Lukács’s ‘consciousness’ as a conceptual avatar of ‘culture’ or ‘nurture’, that is not antinomic with ‘nature’, but, as in Art, stands in a non-coercive relation to it.’

In Chapter 8, Westerman concludes with self-critical remarks on his reassessment of Lukács’s fluid social and phenomenological categories and stresses the value of these revisited concepts for a better understanding of our postmodernist and late-capitalist condition. As for the latter, he gives credence to Jameson’s critical analysis of postmodernism in art and is consistent in his Lukácsian understanding of Postmodernism not only as the Kunstwollen of late capitalism, but also as one consistent with the vagueness of our social reality’s signifiers. Correspondingly, he provides further grounds for his interpretative recourse to, and focus on, the Heidelberg drafts—over and against a Hegelian or Marxian re-reading—for his revaluation of Lukács’s reification. Most importantly, he enthusiastically argues for the complementariness of Lukács’s social theory for political and social theorists and phenomenologists working with the important insights of Alfred Schütz, Peter Berger and Thomas Luckmann, particularly as far as the study of habituation and the sedimentation of social meanings are concerned.

One should not shy away from characterizing Westerman’s monograph as a remarkable historical demonstration of and phenomenological reinterpretation of Lukács. His monograph displays the author’s sensitivity to the practice of closely reading Lukács’s texts and Critical Theoretical debates in their contexts of production and reception. Nonetheless, his pedagogical and scholarly attention to a progressive and methodological reinterpretation of Lukács’s 1922 Marxist essays—through the lens of his aesthetics—addresses audiences beyond the tradition of Critical Theory: from scholars with an interest in the complicated but complementary dialogue between phenomenology and Critical Theory, to anyone interested in the historical and philosophical relationship between aesthetics and politics, art theory and social theory.

Phenomenologists will find the progressive elaboration of Lukács’s engagement with Husserl—through an idiosyncratic neo-Kantian lens—particularly interesting, as well as its impact on the former’s theory of the artwork as a self-enclosed totality different but comparable to the self-enclosed and rational totality of capitalism. Moreover, phenomenologists and Critical Theorists alike should take heed in Westerman’s invitation to combine the insight of Lukács’s social theory with the social phenomenology of Schütz, Berger, and Luckmann.

Notwithstanding the virtuosity of Westerman’s reconstruction of Lukács’s phenomenological aesthetics and his novel approach to Lukács’s theory of reification, this monograph is also an invitation to relaunch a phenomenological inquiry into social alienation. It allows us to see phenomenology’s potential for understanding our contemporary situation, alongside, why not, contemporary Critical Theory.

Jochen Sattler (Hg.): Oskar Becker im phänomenologischen Kontext, Wilhelm Fink, 2020

Oskar Becker im phänomenologischen Kontext Book Cover Oskar Becker im phänomenologischen Kontext
Neuzeit und Gegenwart
Jochen Sattler (Hg.)
Wilhelm Fink
2020
Paperback 149.00 €
216

Elizabeth Rottenberg: For the Love of Psychoanalysis: The Play of Chance in Freud and Derrida, Fordham University Press, 2019

For the Love of Psychoanalysis: The Play of Chance in Freud and Derrida Book Cover For the Love of Psychoanalysis: The Play of Chance in Freud and Derrida
Elizabeth Rottenberg
Fordham University Press
2019
Paperback $35.00
272