Jean-Yves Lacoste: The Appearing of God

The Appearing of God Book Cover The Appearing of God
Jean-Yves Lacoste. Translated by Oliver O'Donovan
Oxford University Press
2018
Hardback £50.00

Reviewed by: Nikolaas Deketelaere (Balliol College, University of Oxford)

Kenosis and Transcendence

Below and Beyond the Appearing of God

Oliver O’Donovan deserves great credit for undertaking the painstaking work of translating Jean-Yves Lacoste’s La phénoménalité de Dieu: not only has relatively little of Lacoste’s work been translated into English compared to that of the other contemporary French authors working within the field of phenomenology of religion (e.g. Jean-Luc Marion, Michel Henry, even Jean-Louis Chrétien); it also appears that the French edition is currently out of print, making this translation the only way most of us can access Lacoste’s nine essays on the way in which God can be brought within the scope of phenomenology. The project Lacoste sets out in these pages can perhaps most easily be understood as an attempt at correlating (paradoxically) God’s divinity with his phenomenality, or indeed his mode of being with his mode of appearing, and is in turn executed by correlating four pairs of related notions: (1) philosophy and theology; (2) transcendence and reduction; (3) experience and eschatology; and, finally, (4) love and knowledge.

Starting with the issue of philosophy and theology. Much ink has been spilled over whether the developments within French phenomenology at the end of the last century constitute an unwarranted theologisation of phenomenology, or rather its careful execution; indeed, the polemic is well-known and still ongoing. In this regard, however, it is worth noting that we are dealing here with a somewhat sui generis figure: at the time of his initial diagnosis of French phenomenology as having taken a ‘theological turn’, Dominique Janicaud explicitly excluded Lacoste from the group of authors who allowed phenomenology to swerve off the road of philosophy until it ended up in the ditch of theology.[1] Nevertheless, Lacoste is not coy about the fact that his reflections do at least attempt “to surmount the division between philosophy and theology” (xi), or “to remove the boundary that has classically divided faith and reason, since its existence was always highly arbitrary” (82). Indeed, upon closer examination—one that is carried out in a sustained dialogue with Kierkegaard throughout the book—, that frontier appears to be missing altogether. As a result, Lacoste seeks to expose “the fluid character of philosophical work” (16), which it has in virtue of the fact that it can ask questions about anything, including divine realities. The point here is not, as Janicaud might put it, that philosophy is colonised or superseded by theology, for Lacoste too is weary of the ditch we risk ending up in if we leave behind philosophy altogether: “Disciplined conceptualization or description from which the philosophical element was eliminated would be bound to run aground” (16), he warns us. However, when a philosophical text, such as Kierkegaard’s Philosophical Fragments, deals with divine realities, such as salvation and sin, “we are not,” or no longer at least, “dealing with a philosophy that is merely philosophy, but with a philosophy pushed to the limit of its range, making sense of an eclectic mix of descriptions, hypotheses, and games that make it impossible to say precisely what is going on” (17), whether it is philosophy or indeed theology. It is often in extreme situations, where we are pushed to our limits, that we gain an awareness of what exactly the limits are, and thus only as such do we fully come into our own. Such is equally the case for philosophy and theology, Lacoste suggests: “In the Fragments we find ourselves on the frontiers of philosophy, not only of theology. Precise labelling is simply not allowed at this point, and we had better make up our minds that it doesn’t matter very much. The fluidity of philosophy can be a theoretical advantage as well as a drawback. It is on the frontiers of philosophy, perhaps, that we can learn what is finally at issue in philosophy, and may we not say the same for the frontiers of theology, too?” (18).[2]

Despite Lacoste’s great emphasis on the question of the frontier demarcating philosophy from theology, he also declares that it ultimately does not matter. This is not as unintuitive as it may at first appear: precisely because the frontier is missing, the question of demarcation does not matter. We are simply free to proceed with thinking in all its fluidity, unencumbered by this methodological pseudo-question:

Here and there at the same time, or perhaps still here or already there, we can never be precise about our location. Dare we say that that is not a bad thing? (…) The present enquiries, pursued in ignorance of whether they are philosophical or theological, do not define themselves apart from the two methodological requirements of letting-appear and making-appear. (…) Whether philosophy or theology or both, our enquiry would not deserve the name of enquiry at all, if it did not make up its mind to ignore the frontiers and elicit appearances without prescribing them. To make frontiers is to break things up, and we do better not knowing where we are (x-xi).

This honesty is refreshing and certainly more dignified than, for example, Marion’s frantic but inevitably unsuccessful attempts at securing the exclusively philosophical status of his phenomenology. Essentially, the question of whether he is doing philosophy or theology is uninteresting to Lacoste; the point, rather, is that he is doing phenomenology: “From a phenomenological point of view there is no way of telling,” on what side of the frontier between philosophy and theology these studies fall, precisely because that frontier appears to be missing; yet, there is “probably no need to tell,” for, as phenomenologists, “all we want is a concept fit for the appearance” (ix). Whatever appears deserves to be described as such, without this being framed beforehand according to a frontier that itself does not. Hence, Lacoste concludes: “Phenomenology is frontier-free—it is one of its advantages” (xi).

So, the question for Lacoste then concerns the phenomenality of God, that is to say, the mode of his appearance. This brings us to our second pair of concepts in need of correlation: transcendence and reduction. Whenever one asks how God may be made the theme of phenomenology, someone is bound to pipe up and answer that he simply cannot be, precisely because the divine, as transcendent reality, falls under the reduction, and must thus be excluded from the phenomenologist’s field of view. The phenomenologist would be out of bounds, would have veered off the road and ended up in some kind of ditch, if he were to depend on anything that is not contained within the immanence of consciousness as delivered by phenomenological reduction. Lacoste tackles this challenge by starting from the observation that “a comprehensive experience of an object is possible only if an infinite experience is possible” (21), which of course means that a comprehensive experience is impossible since experience is precisely a function of finitude. It is the adumbrational character of sensory perception that Lacoste uses to argue that there is always already transcendence at the heart of every experience, namely the transcendence of what is not experienced in experience precisely in virtue of its character as experience: “Every perceptual experience,” he says, “invites us to recognize that it is fragmentary, and that what is presented here and now is transcended” (25). Indeed, this is not only true in exceptional cases, but forms a general “law of the logic of experience. Stated briefly, perceptual experience has to do with phenomena and non-phenomena at the same time. More economically still, perception has to do with the unperceived” (22-23). So, God’s transcendence need not, at least not a priori, exclude his phenomenality; for transcendence appears to be a characteristic of all appearing, which always transcends itself as appearance insofar as it appears. As such, “the appearing of God,” especially, “can only be understood in the light of his transcendence of appearing” (38). His mode of appearing involves a movement beyond appearing as such. As a result, Lacoste puts forward the concept of the irreducible, of which phenomenology “can offer no correct description (…) without recognizing its radical externality” (58), without knowing “that it cannot exclude the transcendent reality of what it describes” (60). In short, it forms “an experience that could not be described without acknowledging the irreducibility of everything to do with it: that is the sort of experience which the advent of God to consciousness would need to be” (63). God is such an experience, for he cannot be experienced without this experience being co-extensive with a belief in his existence, he cannot appear without this appearing being co-extensive with a love of God. As such, Lacoste tries to correlate divinity with phenomenality, God’s mode of being with his mode of appearing, and precisely this is a phenomenological question (indeed, strictly so). Hence, he concludes that “phenomenology cannot be faithful to its project without recognizing the irreducible” (58).

Precisely because a comprehensive experience is not possible in virtue of the fact that transcendence characterises all experience, because God transcends his appearing precisely insofar as he comes to appearance, because “experience is tied to inexperience” at all times (118); “we should be satisfied with a radically non-eschatological presence,” or, put differently, “presence is not parousia” (36).[3] This, Lacoste suggests, means we need to correlate experience to eschatology: for it implies, first of all, that the eschaton is not a question of experience, since experience cannot be completely realised by definition (“no experience is comprehensive, no presence can be taken for a parousia, enjoyment must not suppose itself in total possession” (131)); and, secondly, that phenomenology cannot be limited to the present now, for we do have meaningful experiences even if they are only partial (“experience may be wholly truthful without being whole and entire” (150)). The first is a crucial insight, according to Lacoste, for it leads us to “a conclusion of the greatest importance, implying an equally important imperative,” namely, that “God is never ‘given’” (150). It is hard not to read this as a profound critique of Marion’s “realized eschatology” (37) of intuitive givenness and it is worth quoting him at length on this: “But can the infinite be given? The suggestion seems preposterous,” for “‘seeing’ the infinite can only refer to vision of an inchoate character. No act of intuition could focus on infinity entire. Whatever we see, we know that our sight is at the same time and inescapably non-sight. Whatever is given us, we perceive only partially. But the interplay between sight and non-sight implies the promise of one day seeing differently and better. Perception may become richer, nearer to completion, but on no terms can a ‘vision’ of the infinite be thought of as actually complete. (…) Whatever the sense in which we ‘see’ the divine essence, it remains infinitely beyond sight” (148-149). Moreover, Lacoste continues, this thus means the following:

God cannot be given this side of death. If we are minded to stay with the language of vision, we can say that God ‘appears’ in the world without our intuition. There is nothing to be ‘seen.’ Giving makes its gift to faith, and faith cannot have the status of conclusive experience. Within the range of intuition visible things such as Christ’s historical body and his Eucharistic body are known as God’s self-giving only as we distinguish sensory intuition from the acquired intuition of faith. Sensory intuition on its own is misleading. Even when we have trained it to the evidences proper to objects of faith (which are not evidences of a theophany) the gift we perceive has the form of a promise, not to be taken as a last word. The appearance of the risen Christ to his disciples is a gift to sight, but not put at their disposal; it keeps its distance in conjunction with the promise of a definitive return. In the Eucharist Christ is seen through the medium of bread and wine, a medium that leaves us inevitably dissatisfied, desiring eschatological satisfaction which has no place in the world. (…) The infinite can be seen only in finite guise. But finite intuition of the infinite is no mere disappointment, and if we hold our experience of the gracious gift together with our experience of promise, we shall see why (149-150).[4]

This is not a disappointment for there is always the promise of fulfilment, and with promise comes anticipation. Moving on to the second point to be made in relation to eschatology and experience, Lacoste explains that anticipation does not give the eschaton, nor does it bring it to experience; rather, it “merely announces or adumbrates it, giving us no more than a predonation or pre-experience of it” (128). For, even though “experience of the end is ruled out,” since such an experience transcends itself; it is nevertheless as that transcending that “pre-experiences of the end are not. Everyone will agree that God cannot be known in history as he will be known finally, since the eschaton suspends the logic of sacramental presence. But eschatological desire and expectation may take on ‘pre-eschatological’ forms within the limits of the world, which is simply to say that they point us beyond the limits of being-in-the-world while making no pretence to be more than pre-eschatological. The sacrament does not bring the eschaton about; it does serve as a predonation of it” (132). In this context, “anticipation appears without the pretence of a fulfilment, and puts no end within our grasp. Yet it appears as anticipation, as experience uncompleted and promise that draws us on to further experience. So all talk of anticipation must have in view the horizon of an end. The end may be given, the event take place as we anticipated, or it may not; the eschaton is distant” (133). Since “we cannot attribute an eschatological character to any of our present experiences” (168), Lacoste uses his notion of anticipation to develop a reworked phenomenology of time-consciousness. This framework he subsequently applies, in an impressive dialogue with analytic philosophy, to the problem of personal identity, correctly removing it from the metaphysical questioning of substance and placing it firmly within the context of a phenomenological enquiry concerning time.

How must we then deal with this “eschatological reserve” (150), inhibiting us from having an actual and clear experience of God, leaving us with the pre-experience delivered by anticipation? Here, Lacoste suggests, faith comes in; or, for it is coextensive with it, this is where love plays its role. This brings us to our final pair of concepts in need of correlation: knowledge and love, which in this case refers to the knowledge and love of God. In particular, Lacoste wants to expose what he calls “the logic of love,” or its “paradoxical priority over knowledge” (37), when it comes to divine realities. Phenomenology, Lacoste suggests, has traditionally had a bias in favour for what we might call ‘objects of knowledge’, which he describes as “compelling phenomena” (78). These are phenomena that give themselves, and thus impose themselves intuitively: “the object of sight, the intelligible proposition, the reality that cannot be ignored.” However, God is not given, he does not appear as such, and therefore also does not impose himself. Thus, Lacoste suggests, “if there is one thing the object of belief and the object of love have in common, it is the power to go unnoticed” (78). When it comes to divine realities, which are “intelligible only as open to love,” their “appearance takes the form of solicitation or invitation, not coercion. (…) Love would contradict its essence or intention if it used constraint in making its appearance” (75). The phenomenality of love makes an appeal to our freedom: it does not dictate its meaning through the violent imposition of intuition, but instead demands to be loved, inviting us to take a position for or against. What is at stake is “a reality that offers itself without imposing itself, an experience formed in the element of non-self-evidence,” precisely because it requires “a decision to see it” in order to be perceived at all (79). Lacoste illustrates this elegantly as follows: “Nothing is more common than perceiving or understanding without making up our mind. I perceive the ashtray on my desk without making up my mind, I see the conclusion of a logical argument without making up my mind, except that the logic is valid. But when the absolute intervenes, we have to make up our minds,” precisely because its intervention is not of the order of an ordinary appearance, which it always transcends in intervening. Indeed, Lacoste continues, “God does not appear like the Alps, huge and undeniable. He does not appear as the conclusion of an argument we are compelled to admit (…). God appears in such a way that we can make up our mind about him, for or against” (87).

God, that is to say his divinity, does not appear except in love and indeed as love: “He does not appear to be described, since there is nothing to describe, only a man like other men. He does not appear to be thought about, since the aim of his appearance is simply and solely to win man’s love. To make an appearance in order to win love, and for no other reason, the god must be present kenotically. He wills to be loved, not to dazzle. There is appearance, for there is presence, but this is not presence for thought, or even belief” (72). The phenomenality of God is a kenotic phenomenality, one that empties itself out of appearing as appearing. God’s phenomenality is not a question of appearing, but of the decision that sits below (kenosis) and thus its movement beyond (transcendence) appearing. Precisely in this way does Lacoste correlate God’s mode of being (transcendence) with his mode of appearing (inexperience): “God appears in presenting himself to be loved; God appears among the phenomena not subject to Husserl’s ‘eidetic reduction’” (ix).

Before ending this review, a word needs to be said about O’Donovan’s English language rendering of Lacoste’s book, for some of the choices he has made in translating it seem at least worth questioning. I wonder, in particular, whether the phenomenological force of Lacoste’s argument is not somewhat blunted by this translation. To be fair to him, O’Donovan admits at the outset that “every translation must have its priorities, and I had better admit that tenderness towards the conventions of the phenomenological school has not been high among mine” (vii). As a result, he does not, for example, reprise the distinct adjectives which English translators of Heidegger have rendered as existential and existentiell, the French equivalents of which Lacoste uses, for he considers it “an inaudible distinction I take to be no more than a mark on paper, not language” (vii). As inelegant as these renderings may be, these concepts nevertheless circulate and are in use as such (as Jean-Luc Nancy might say, they make sense). O’Donovan’s refusal to stick to this convention for the sake of not letting phenomenological terminology get into the way of argumentative clarity then seems to fall over itself at times, for example in the following passage: “Since theology is an ontic science, the relation of man to God will be ontic/idiomorphic (existentiel), not ontological/existential” (98). Does the clarity of Lacoste’s summary of Heidegger’s position benefit from the choice for idiomorphic rather than the more commonplace existentiell? I highly doubt it. It could, perhaps, only do so to a reader who is entirely unfamiliar with Heidegger and thus with this conceptual (not merely semantic) distinction. However, that this book would have many such readers seems unlikely. Especially in this case, where the passage at issue comes from an essay on Heidegger, the Heideggerian terminology is not incidental to the argument, and thus abstracting from that terminology does not serve that argument. The same goes for the general phenomenological terminology found throughout the book: as I explained, Lacoste himself suggests that he is not concerned with classifying these essays as either philosophy or theology; the point, for him, is that they are works of phenomenology. As such, neither is the phenomenological vocabulary incidental to argument, for the argument is a distinctly and explicitly phenomenological one. O’Donovan’s choice not to prioritise this vocabulary in his translation therefore seems odd, not to say entirely unjustified. Perhaps the most significant example of what is lost when we pay insufficient attention to phenomenological terminology is the title: the phrase the appearing of God is by no means the most obvious translation of la phénoménalité de Dieu. The English language has a word for phénoménalité, it is phenomenality. This is, indeed, a piece of phenomenological jargon, but like all subject-specific terminology, it carries a very precise meaning: in this case, phenomenality denotes not so much appearing, but rather the mode of appearing; not the fact or the content, but the how of appearing. Or, as Lacoste puts it himself in the preliminary to the nine essays: “Our problem is simply to describe and distinguish their different ways of appearing” (ix, original emphasis). As such, the choice to present this book as a work on the appearing of God out of a noble desire to avoid overly technical language, does not allow the argument to shine with its true brilliance; rather, it obscures it.[5] In any case, this book is not so much about the appearing of God, for God cannot be said to appear but in a highly qualified sense; rather, it is about the way or the mode of his appearing, namely, kenotically, in and as love.


[1] Dominique Janicaud, ‘The Theological Turn in French Phenomenology’, trans. by B.G. Prusak in Phenomenology and the ‘Theological Turn’: The French Debate (New York: Fordham University Press, 2000), 1-103.

[2] The influence of Lacoste’s emphasis on the fluidity of thought when it comes to the missing frontier between philosophy and theology on Emmanuel Falque’s dictum that ‘the more we theologise, the better we philosophise’ seems unmistakable here. On this, see Falque’s Passer le Rubicon—Philosophie et théologie: Essai sur les frontiers (Bruxelles: Lessius, 2013); as well as his ‘Phénoménologie et théologie: Nouvelles frontières’ in Études, 404.2 (2006), 201-210.

[3] See also Jean-Yves Lacoste, Présence et parousie (Paris: Ad Solem, 2006).

[4] It is worth noting here that a similar critique of Marion is articulated by Falque and John Caputo. On this, see: Emmanuel Falque, ‘Phénoménologie de l’extraordinaire (J.-L. Marion)’ in Le Combat amoureux (Paris: Hermann, 2014), 137-193; John D. Caputo, ‘The Hyperbolization of Phenomenology: Two Possibilities for Religion in Recent Continental Philosophy’ in Counter-Experiences: Reading Jean-Luc Marion (Notre Dame: University of Notre Dame Press, 2007), 67-93. For a commentary on these critiques, see my ‘Givenness and Existence: On the Possibility of a Phenomenological Philosophy of Religion’ in Palgrave Communications 4, Article number 127 (2018), 1-13.

[5] It is entirely possible, perhaps even likely, that the choice for appearing rather than phenomenality was motivated by concerns of the publisher, rather than the translator. One can indeed imagine that this version would sell better and be of interest to a wider audience (particularly in Britain, where phenomenology, insofar as it is practiced here at all today, bears little resemblance to contemporary styles, interests and debates in France). However, if this is indeed the case, one would expect the translator to make the reader aware of the crucial importance of this distinction in his foreword. However, O’Donovan does not do this and indeed seems to simply wash his hands of the entire issue by declaring phenomenological precision not to be a priority in this case.

Giuliano Bacigalupo, Hélène Leblanc (Eds.): Anton Marty and Contemporary Philosophy

Anton Marty and Contemporary Philosophy Book Cover Anton Marty and Contemporary Philosophy
History of Analytic Philosophy
Giuliano Bacigalupo, Hélène Leblanc (Eds.)
Palgrave Macmillan
2019
XVII, 237

Reviewed by: Kimberly Baltzer-Jaray (King’s University College, UWO)

This volume is the latest edition in Palgrave Macmillan’s History of Analytic Philosophy series, and it deals exclusively with the philosophical thought of Anton Marty, a student of Franz Brentano at Würzburg and Hermann Lotze at Göttingen.  The reason for such a volume is that Marty is often overlooked and underestimated.  In both the analytic and phenomenological traditions, Brentano, Alexius Meinong and Edmund Husserl receive most of the attention and Marty is often seen as merely a defender of Brentano – not a philosopher in his own right. This book seeks to disrupt these preconceived notions about Marty, in a way that clearly demonstrates the promise of his ideas for contemporary research (for both the analytic and phenomenological traditions and beyond) while breathing “new life into his thought”. (vii) For example, pieces by François Recanati and Mark Textor highlight Marty’s original contributions while engaging in fresh critical discussion of his work alongside that of Paul Grice and Brentano. Kevin Mulligan does something similar with Ludwig Wittgenstein. Other authors, like Ingvar Johansson, showcase Marty’s contributions (for example, with space) that have been excluded from the history of philosophy. This volume feels less like a simple overview of a forgotten thinker and more like a critical introduction that simultaneously launches the reader into fruitful dialogue with both contemporary and longstanding issues in analytic philosophy. This book is organized into three parts: Issues pertaining to philosophy of language; philosophy of space and time; and the metaphilosophical aspects of existence and being in his thought.

In the first part, focusing on philosophy of language, Textor’s chapter stands out as particularly well executed, and which would appeal to a broader audience than just the analytic tradition.  What is said here will be of great value to scholars in the phenomenological tradition who study the early work of Edmund Husserl or the Munich Circle students who studied with him before the outbreak of WWI.  Issues surrounding the nature of language and signification, statements expressing wishing, commanding and questioning, and especially judgment are central to the works of Johannes Daubert and Adolf Reinach, who both read Marty, and then later students such as Roman Ingarden.  Textor identifies Marty’s theory of language as ‘intentionalist semantics’ – Marty defined the word language as synonymous with intentional indication of the inner life of the person – and this metaphysical view of meaning comes with two commitments: first, mental facts concerning desire and belief are the most fundamental to what signs mean; and second, the speaker means something if and only if she does it with the purpose of producing an attitude for or in an audience. (34) This is where we see Marty and Grice roughly align. Textor focuses his essay on this second commitment – communicative intention –, but while he does so, he explores an alternative view of meaning put forth by Brentano.  That is the idea that some utterances have meaning independently of whether they were made with the purpose of influencing others; therefore, with regard to the primary source of meaning, the utterance meaning takes priority over the speaker’s intended meaning for it. (35) Textor engages with Brentano’s position to remedy problems that both Marty and Grice fall prey to, specifically occurring with non-communicative utterances. Textor, however, isn’t painting Brentano as the answer to all of our problems, but rather delves into the shortcomings his view faces and then demonstrates how it can be rescued and developed to achieve greater insight about speaker meaning.  He takes Brentano’s work on the meaning of utterances expressed in judgments and extends it, to create a model that will connect judgment and non-natural meaning, looking to the mechanism of belief acquisition. For example, if we believe a speaker to be trustworthy, we are more likely to make a rational judgment based on the information they share. Textor ends with: “There are further details to be filled in to complete Brentano’s picture, but I hope that I gave the reader some reasons to take Brentano’s proposal to be the basis for an alternative to Grice’s and Marty’s that is worth completing further.”(64)  Textor primarily uses, as source material, Brentano’s logic lectures (EL 80), taken from the Würzburg course of the winter semester 1869/70 entitled Deduktive und Induktive Logik.[1] Brentano lectured for many years on logic, while at Würzburg and later Vienna, and it is great to see these lectures being highlighted and utilized.  Here, we see their value communicated, and Textor provides his own (excellent) translations – this is more than simply a passing mention of Brentano’s academic teaching history.

This piece by Textor is a real gem, because the reader gets a thorough journey into theories of language that were happening just prior to the activities of Gottlob Frege and Edmund Husserl. For the latter, in particular, it was setting the stage for what he would write in the Logical Investigations (1900-1901).  For an early phenomenology scholar like myself, this chapter is great for the discussion of Brentano logic lectures and the Marty writings that rarely receive any attention and yet have such a central role to play in the ideas of the early movement.  Also, it is wonderful to read Brentano’s logical insights about language, and see them given serious consideration alongside someone like Grice, and in fact used to help Grice, as this work often takes a backseat to his intentionality thesis contained in the Psychology From an Empirical Standpoint and his later reism.

In the second part, the chapters on the consciousness of space and time are some of my favorite. This section was my reason for wanting a copy of this book, if I am honest. Once again, these chapters will appeal and prove very helpful to those in both the analytic and phenomenological traditions who wish to understand the discussions of the consciousness of time and space that informed major figures in the 20th century, and for me this means Husserl. This topic is yet another that Husserl lectured on early in the 20th century, and this theme continued to be a popular one with both the Munich and Göttingen Circles, for example in the works of Max Scheler, Moritz Geiger, Hedwig Conrad-Martius, and Roman Ingarden.  It was also one that Henri Bergson wrote about, and it informed the position expressed during the famous debate with Einstein in Paris. In this second part of the volume the first essay by Johansson, “A Presentation and Defense of Anton Marty’s Conception of Space” goes beyond a defense of Marty. Johansson clearly demonstrates how Marty’s ideas on the topic are relevant and important not just to history of philosophy but also to the field of physics. As he points out at the beginning, there are two kinds of space:  the perceptual and the physical.  He focuses on the physical expression of space, bringing together ideas from Marty with elements of Immanuel Kant, Graham Nerlich, and himself to defend a container conception of space and space-time and to show why contemporary physics should give it serious consideration.  Marty’s theory holds that space has a mind-independent existence, where all bodies, properties, events, spatial points and relations are all contained within this ontologically preexisting space. (100 – 102)  He also leaves open the possibility that space could be empty, which goes against not only Kant but also Brentano. This position is opposed to the relational theory of space, which was held by Leibniz.  While Marty’s theory most likely falls under the modern label “substantivalism” (i.e., the theory that space exists in itself in addition to the material objects within it), it doesn’t fit squarely: while it can conform to the general definition of substantivalism, Marty’s conception of space is ontologically more basic or, rather, primary to what is contained within it, and this makes him distinct from other “substantivalists”, like Barry Dainton. By the way, there is a great discussion of Dainton here, too. This chapter offers a wonderful historical run down, along with comparison of Marty’s conception, and in such an accessible way.  If you are rusty on the topic or new to it, this chapter is a great primer and will also leave you with some points to think about.

The next essay by Clare Mac Cumhaill “Raum and ‘Room’: Comments on Anton Marty on Space Perception” is the perfect follow up to Johansson. Cumhaill’s piece elaborates and extends what Johansson discussed, in particular on perception, and then in the comparisons of Marty to others who write on space and time, and again in a very approachable and engaging way. The essay contains an informative outline of Marty’s conception of the ontology of space, a section on Marty’s critiques of Kant and Brentano on the topic of space and time, and an inquiry into whether any contemporary theory of perception can handle Marty’s notion of space and time.  The most promising for Cumhaill is Naïve Realism, but this comes with its own difficulties. A highlight for me was the section comparing Husserl and Marty; it was full of insights.  I actually wanted more Husserl and comparison talk of him, because of what I stated earlier, but what is there is great (in particular on 137, the sections of the letters Marty wrote to Husserl are a fun read).

Thomas Sattig closes out this part of the volume with a bang, with his chapter: “Experiencing Change: Extensionalism, Retentionalism, and Marty’s Hybrid Account.”  Sattig builds on the previous two chapters to discussing contemporary ideas concerning our experience of change:  after some helpful encapsulations of extentionalism and retentionalism, there is a wonderful summary of Marty’s account, and at the close there are some challenges raised against Marty’s view.  Marty’s position is called a “hybrid account” because, as pointed out in section three, the notion of how we experience change combines elements from both the extensionalist and retentionalist views, and in a presentist framework (i.e., only the present is actual, the past and future are not). (163) This chapter, like the others, is well organized, accessible and has an engaging style; it even has some lovely diagrams with leaves to help illustrate (great diagrams are necessary for discussions of time). The challenges to Marty’s view are excellent, and the suggested fixes for the holes or omissions in Marty’s theory offered are thorough, but Sattig also leaves room for the reader to think and form their own insights about these shortcomings.

While I only discussed chapters from the first two sections of this book, this should not in anyway convey to anyone reading this review that the third section is subpar or weak – it isn’t.  The reader will get more fantastic pieces that really turn the spotlight on Marty’s work, which is much needed and deserved.

I really enjoyed what this volume had to offer and it reminded me of why I found Marty invaluable and fascinating during my graduate and postgraduate work.  He’s an amazing talent and brilliant scholar in his own right, not simply a defender of Brentano and fellow priest who left the cloth with convictions about the infallibility of the pope. I really appreciated how this book was organized, and enjoyed how the chapters in each section relate but thoughtfully expand in various directions. The discussion of Marty is always balanced; the presentation of Marty feels very well rounded, and the contributors are always willing to talk about the errors as much as the successes. Furthermore, the fact that much of this book contains his lesser-known works is fantastic and asset to any collection or library. This volume also offers some great excursions into the history of philosophy, and this not only provides the context for Marty’s ideas but also what made him such a great philosopher.

If I have anything critical to say, besides wanting more Husserl, it is that some might come to the idea that Marty is an analytic philosopher or more of a forefather to the analytic tradition than to phenomenology or any other discipline.  This can be gathered by the title of the book series and then the index of authors cited in the chapters. The introduction to this volume tries to convey that this is not what is being argued; it attempts to show that Marty’s work had significant influence on the analytic tradition, more influence than we currently feel he had, given that so much of his work is overlooked. But once you get into chapters, it is easy to forget what was said in the introduction and jump to conclusions, because sometimes the feel or approach is itself very analytic.  However, I will say, it would be shortsighted to jump to such conclusions and/or to not to read this book. This volume offers a wonderful picture of Marty that is insightful, thought provoking, and inspirational. As I said many times (proportionally to how many times I noticed this in my reading), it is also an approachable and engaging to read.  As a scholar of Husserl and Reinach, I see a lot of potential ties to my own work. Marty is one of many forefathers that both the analytic and phenomenological traditions share, and we should celebrate this man and his mind rather than divide ourselves into camps. Hey, we both share great taste in Austrians of the 19th century! Brentano and his students were immensely productive, interdisciplinary and incredibly brilliant; they changed the 20th century dialogue for philosophy – period. That being said, I highly recommend this book for both scholars of analytic philosophy and phenomenology, as well as those interested in the topics discussed between its covers.


[1] See also: http://gams.uni-graz.at/archive/objects/context:bag/methods/sdef:Context/get?mode=logik-en

Mohammad Shafiei: Meaning and Intentionality: A Dialogical Approach

Meaning and Intentionality: A Dialogical Approach Book Cover Meaning and Intentionality: A Dialogical Approach
Dialogues and Games of Logic, Volume 6
Mohammad Shafiei
College Publications
2018
Paperback
358

Reviewed by:  Iraklis Ioannidis (University of Glasgow)

In Meaning and Intentionality: A Dialogical Approach, Mohammad Shafiei’s project is to develop a theory of meaning. The book is divided in four chapters preceded by an introduction and followed by a conclusion. Already in the introduction, the author makes it clear that he will propose a theory of meaning methodologically grounded in the transcendental phenomenology of Edmund Husserl. According to Shafiei, any theory of meaning should deal with the meaning of logical constants and thus one of the main objectives of this work is to use the transcendental method to explain the constitution of these logical ‘entities’ (180).

In the first chapter, “The Possibility of Inner Dialogue and its Primordiality,” Shafiei sets himself the task of arguing that an inner language is possible. By inner language “we mean a language which can be originated in solitude, i.e. by a person considered in isolation, thus this language is ‘inner’ because it is not originally created for external uses, namely uses in community” (9). Initially, this might appear surprising as to why the author would start exploring the possibility of inner dialogue. Yet, “if we can demonstrate that inner dialogue is primordial in a way that it can be accomplished without any prior dependence on outer dialogue it means that the outer, concrete language, i.e. the ordinary language, is not a necessary condition for the possessing concepts and performing intellectual activity” (8). And, to take it further, this would mean that we could investigate the a priori or eidetic structures through which a person, as transcendental intentionality, constitutes their meanings.

As one could expect from a point of view of the history of philosophy, the author starts with exploring Wittgenstein’s so-called private language argument. Shafiei provides a long analysis of the argument based on the mainstream reading of Wittgenstein according to which there can be no possibility of private language. Shafiei’s task is to prove otherwise. This task starts in the section entitled “Husserl’s Acceptance of Genuineness of Inner Dialogue” (27). Although “Husserl has not dealt with the subject of inner dialogue and its probable importance in full details,” Shafiei attempts to pull out textual evidence to justify that we can infer from Husserl’s writings that such inner language is possible – or that “the possibility of inner dialogue is taken for granted” by Husserl (28). This attempt starts by citing Derrida who “equates the possibility of phenomenological reduction with the possibility of interior monologue” (28) and then tries to show how Husserl’s concept of expression as acts which produce meaning relates to various uncommunicative acts which could reveal the possibility of inner dialogue. In this chapter, Shafiei provides an extensive analysis of different ways that ‘meaning’ has been (philosophically) approached. This analysis allows him to advance an interesting conceptual distinction between ‘indication,’ ‘sense,’ and ‘meaning.’ When it comes to ‘sense’ Shafiei proposes to use of the term for meaning “in the sense relating to real or possible phenomena” (40). ‘Sense’ is related to reference and indication which is different from expression as the primitive act of meaning. Moreover, “indication depends, at least on its origin, on communicative interactions” (53). Meaning thus becomes “the correspondent product of a primordial act of expression” (69) whose “archetype” (88) is the capacity of “inner dialogue” which is wordless (ibid.) and which makes the phenomenon of private language possible.

Chapter Two, “Meaning and the Unintuitive,” provides a discussion concerning expressions  – in the phenomenological sense as meaning-making, intentional acts – and attempts to show which of these expressions are primordial and which are not.. In this chapter, Shafiei provides a thorough analysis of the differences between signitive intention, categorial, and aesthetic synthesis (128). Meaning can be constituted through signitive intentions (96) which are not directly related to immediate sensibility (aesthesis) or what in classical phenomenology is called givenness or intuition. Such “unintuitive thought” (162) allows Shafiei to extend Husserl’s thought and show how Husserl, while not having set for himself “the task of providing a phenomenologically acceptable logical system does not mean that we would accept the science of logic as it is given” (177).  And this science of logic is to be linked with the primordiality of expression at the transcendental level.

Having explored how there can be a genuine private language of a transcendental constituting intentionality, and having shown how this intentionality has a dialogic structure, Shafiei moves on to introduce dialogical logic “in the line of the phenomenological method in order to reach a comprehensive framework for logic and to explain the meaning of logical entities as well” (180). This takes place in Chapter Three, entitled “Phenomenology and Dialogical Semantics.” The chapter begins with an attack on Stephen Strasser’s interpretation of Husserl in The Idea of Dialogal Phenomenology. Shafiei is not content with the revision of phenomenology proposed by Strasser as it is deemed to be based on “psychologism and naturalism” (191). Following this attack there is a short introduction on dialogical semantics and an analysis on the meaning of logical connectives (207). The remainder of the chapter constitutes an attack on Dummett’s intuitionism and the verification theory of truth. While the author agrees that intuitionist logic can take us closer to pure logic than classical logic does, he finds Dummett’s pragmatism wanting because for Dummett “it is not the speaker who makes a relation between a sign and a meaning” (230) – “for Husserl this is [sic] the speaker who makes such a relation – of course in an original manner” (ibid.).

Finally, in Chapter Four (“Dialogical Apophantics: Formal Analyses”), Shafiei engages in an extensive exploration of the meaning of logical operators and functions. The chapter features an interesting discussion on negation, which distinguishes between weak and strong negation and by exploring their relation with absurdity. Strong negation “occurs in a judgment asserting that p is objectively rejected” and the weak negation “occurs in a judgment asserting that there is no evidence for p” (261).  Consistent with the overall proposed outlook of the book, Shafiei attempts to show which type of negation is primordial. By such an analysis, Shafiei provides the ground to move into a more technical analysis of “the phenomenological explanation of some logical connectives” (326). Such an explanation allows the tools of logic to be explained through the phenomenological account of intentionality and thus link them to the possibility of private language as the structures of a transcendental intersubjective expression.

Despite the author’s erudite knowledge of Husserlian texts, there are couple of issues with respect to the way he approaches them. The way that Shafiei grounds his theory of meaning on transcendental phenomenology makes it somewhat difficult to assess. One can accept Shafiei’s reading of the Husserlian texts and engage directly with the validity of his theory of meaning; or, one can engage with his hermeneutic approach and then draw implications to his derived theory. Essentially, one can assess whether his theory of meaning is indeed grounded in Husserlian phenomenology or whether the theory of meaning itself has merit despite its hermeneutic evaluation. For this review, I shall highlight a couple of hermeneutical points. Since Shafiei’s interpretation of Husserl’s phenomenology comes to be the ground of/for (t)his theory of meaning then such choice is warranted.

Shafiei reads Husserl as if he is a proponent of transcendental intentionality and subjectivity throughout his work. To what extent is this accurate, or better yet, to what extent does such a reading do justice to Husserl’s entire body of work? To use another phenomenological sense of ‘indication’ which Shafiei does not take into account, there is no indication or appreciation of the fact of the different ways that Husserl approached the issue of transcendental subjectivity.  In the Logical Investigations Husserl makes it clear that the subject is constituted in reflection, while subjectivity is not something in particular but consciousness as (a) transcendental field. Consciousness, in these investigations, is an undifferentiated stream whereas the ‘ego’ or ‘I’ is constituted when an act-experience is put in relief – or to use Husserl’s term ‘naturalized’.[1]  The ego in the Logical Investigations is a transcendent (intended) object, not something transcendental. A similar approach is indicated in Experience and Judgment where identity does not exist in itself but progressively determined. Just like anything else, any kind of object or object substrate on which ‘logic’ is grounded is temporal.

Issues of temporality appear in Husserl as early as in the Logical Investigations (1900-1). However, in Shafiei’s reading of Husserl there is no discussion about temporality at all. Neither is there any discussion on protention and retention and how these could relate to ‘pure logic’ or the possibility of a private language. Now, this is of crucial importance especially because these structures are related with the issues of apprehension, constitution, institution and intuitive fulfillment. The issue of primal constituting in Husserl – i.e genesis[2] – is of vital importance. Are there primordial ‘objects’ given or are they (always) constructed? Shafiei passes over in silence all the discussions of givenness, schematization, analogizing apprehension, motivation, repetition and signitive fulfillment on the grounds that “it is not the theme of Experience and Judgment” (138).  Shafiei takes this work as bedrock for his project of a Husserlian inspired theory of meaning yet all these concepts are extensively investigated in this work and Shafiei negates them altogether.

Another worry is that this theory of meaning would require the a lot of charity to be stamped as authentically inspired by classical phenomenology. In Husserl’s terms such theory which takes logic primordial grounded in expression without any kind of bodily involvement in this expression would, in Husserl’s terms from Experience and Judgment be a manifestation of the “irreality of objectivities of understading.”[3] If anything, Husserl reinstated, that is, brought back our attention to the philosophical importance of the body and its horizons. The body is utterly absent from Shafiei’s theory of meaning. Can a theory of meaning be phenomenological without the body?[4] While it is interesting to see developments in logic inspired by Husserl, one should be careful about what kind of logos Husserl is talking about. Logos for Husserl is not only intended as logic in the modern sense. For instance, Shafiei claims that the meaning of numbers like “1 and 2 are able to be grasped by the intuition” (100) and that they have an immediate fulfillment. This cannot be an authentic Husserlian idea. In the Ideas Husserl wonders whether it would be possible that the world be given itself arithmetically if we had not learnt to count it, that is constitute it, in (particular) numbers. He also problematizes whether the principle of non-contradiction should be placed under the epoche. None of this is mentioned in Shafiei’s logical analyses. Certainly, ascribing a thought of immediate fulfillment of ‘logical’ constitutions to Husserl cannot not be controversial. To give only an example, the origin of negation in Experience and Judgment is traced by Husserl to the passivity of receiving sensuous content. The heterogeneity of the given marks the primitive limit, the genetic moment of negation and not a moment of expression.

Another worry derives from the perspective of the history of philosophy. Shafiei accepts the mainstream analytic reading of Wittgenstein’s private language argument, according to which Wittgenstein is trying to show us that a private language must be impossible. This is a transcendental reading – that private language must be impossible. But one could read these investigations differently.[5] Later Wittgenstein does not make an argument but explores the extent to which a private language is possible. We can read his writing as an invitation to think how could such a private language be possible. In one way this is Shafiei’s own project minus the transcendental necessary universalization. Derrida’s analysis of Artaud’s theater of cruelty is exploring this possibility of private language. An authentic expression of a language-less transcendental subjectivity would not be some kind of reasoning or logic but pure emotional expressions, discharges of feeling as Nietzsche would have it. Similarly, for Lévinas, a self-contained hypostasis (self) which does not have an opening to an other hypostasis (other) does not give full support to his argument as Shafiei thinks (58). Lévinas talks about the ‘dialogue’ of oneself as another in terms of contentment, that is feeling, not in terms of expression.[6]

Overall, Shafie’s attempt to provide a ‘theory’ of meaning grounded in the Husserlian phenomenology can provide a lot of insights to those who take phenomenology cognitively or logically in the modern sense of the term. There are several inspiring points of discussion in his technical rendering, or constitution in the phenomenological sense, of Husserlian ideas. However, the contribution of this attempt to more recent phenomenological discussions which appreciate the importance of the body in the constitution of meaning is minimal.

Works Cited:

Caputo, John D. 1999. God, the Gift, and Postmodernism. Indiana: Indiana University Press.

Derrida, Jacques. 1967. Writing and Difference. London: Routledge, 1967.

Hanfling, Oswald. 2002. Wittgenstein and the Human Form of Life. London: Routledge.

Husserl, Edmund. 1948. Experience and Judgment. London: Routledge and Kegan Paul.

Lévinas, Emmanuel. 1987. Time and The Other [and additional essays]. Pittsburgh, PA: Duquesne University Press.

Sartre, Jean-Paul. 1993. Being and Nothingness. Reprint First Edition. Washington: Washington Square Press.

—. 1988. The Transcendence of the Ego: A Sketch for a Phenomenological Description. London: Routledge.

Steinbock, Anthony J. 1998. “Husserl’s static and genetic phenomenology: Translator’s Introduction to Two Essays.” Continental Philosophy Review, Volume 31, Issue 2, 127–134.

Welton, Donn. 1999. “Soft, Smooth, Hands: Husserl’s Phenomenology of the Lived-Body.” In Welton, Donn. The Body. Malden, MA: Blackwell, 38-56.


[1] Cf. Sartre’s analyses (1988); (1993) and Marion’s avowal in Caputo (1999).

[2] Cf. Derrida (1967) and Steinbock (1998).

[3] Cf. Husserl (1948 253-270).

[4] Cf. Leder (1990) and Welton (1999).

[5] Cf. Derrida (1967) and Hanfling (2002).

[6] Cf. Lévinas (1987).

Michael N. Forster and Kristin Gjesdal (Eds): The Cambridge Companion to Hermeneutics

The Cambridge Companion to Hermeneutics Book Cover The Cambridge Companion to Hermeneutics
Cambridge Companions to Philosophy
Michael N. Forster, Kristin Gjesdal (Eds.)
Cambridge University Press
2019
Paperback £ 22.99
432

Reviewed by:  Leen Verheyen (University of Antwerp)

In their introduction to The Cambridge Companion to Hermeneutics, editors Michael N. Forster and Kristin Gjesdal immediately make clear that the volume differs in approach from other, similar guides to hermeneutics. Whereas there are a number of volumes available that offer histories of hermeneutics or treatments of individual hermeneutical theorists, this book focuses on the question of how hermeneutical issues relate to different fields of study, such as theology, literature, history and psychoanalysis. In this way, the authors aim to demonstrate how hermeneutical thinking thrives and develops through concrete interdisciplinary reflection.

The book opens with an article on “Hermeneutics and Theology,” written by Christoph Bultman. In this essay, Bultman offers a historical overview of different approaches to the interpretation of religious texts and focuses in particular on the various approaches that were developed and debated during the German Enlightenment. Although Bultman offers a clear overview of different approaches within biblical hermeneutics, to a certain extent his precise aim and argument remain unclear, with the central questions behind his overview not made explicit.

In an interesting contribution in the second chapter, Dalia Nassar focuses on the way in which the study of nature in the eighteenth century involved hermeneutical methods and insights that transformed the way in which we approach and represent the natural world. In her essay, “Hermeneutics and Nature,” Nassar directs attention to the ideas of Buffon, Diderot and, especially, Herder. Nassar starts her investigation by highlighting the fact that the emergence of a hermeneutics of nature that can be found in their works must be understood in light of the liberalization of science in the mid-eighteenth century. This liberalization meant that science was no longer understood as founded on mathematics, which led to the introduction of new modes of knowledge in scientific research. According to Nassar, one of the important ideas within the development of a hermeneutics of nature in the eighteenth century was Herder’s concept of a “circle” or a “world.” If we want to understand the structure of a bird or a bee, we should focus on their relationship to the environment or world. Instead of being devoted to classifying animals or other forms of life into different categories, Herder thus directs his attention to grasping the particular “world” a certain creature inhabits and to the way this world is reflected in the structure of its inhabitants. Interpreting nature thus implies seeing the parts in their relation to the whole and, in turn, seeing how the whole is manifest in the parts.

In the following chapter, “Hermeneutics and Romanticism,” Fred Rush focuses on the form that hermeneutics took in German Romanticism, and in particular in the works of Schlegel, Schleiermacher and Humboldt. It is in their works that hermeneutics becomes concerned explicitly with methodological questions. Rush sketches the historical and philosophical circumstances in which this turn comes about.

In his chapter on “Hermeneutics and German Idealism,” Paul Redding also focuses on the emergence of a philosophical hermeneutics in the wake of an era of post-Kantian philosophy. In particular, he explores the different stances taken by hermeneutical philosophers such as Hamann and Herder, and idealist philosophers such as Fichte and Hegel, towards the relation between thought and language. Particularly interesting is his reading of the later Hegel, in which he emphasizes that Hegel can be read not as the abstract metaphysician he is often seen to be but as a philosopher engaged with hermeneutical issues.

In the following chapter, “Hermeneutics and History,” John H. Zammito explores the disciplinary self-constitution of history and the role of hermeneutics in that disciplinary constitution. Through this exploration, Zammito aims to show a way out of contemporary debates on the scientific status of disciplinary history. By investigating the views of Herder, Schleiermacher, Boeckh, Humboldt, Droysen and Dilthey, Zammito argues that the hermeneutical historicist’s attempt to give an account of the past is a cognitive undertaking and not a mystical one. The historian thus does not aim to relivethe past but to understand it. As Zammito’s exploration makes clear, such a view acknowledges the importance of the imagination in this practice, but at the same time ensures that this imagination is harnessed to interpretation, not unleashed fantasy.

Frederick C. Beiser also connects a contemporary debate to the period in which disciplinary history emerged. He starts his chapter on “Hermeneutics and Positivism” with the statement that the distinction between “analytic” and “continental” philosophy has a harmful effect on many areas of philosophy and that one of worst affected areas is the philosophy of history. Beiser notes that, starting in the 1950s, there was a sharp rise in interest in the philosophy of history among analytic philosophers in the Anglophone world, but that these analytic discourses almost completely ignored the German historicist and hermeneutical tradition. The main cost of this, Beiser argues, has been the sterility and futility of much recent philosophical debate, and in particular the long dispute about historical explanation. The dispute has been between positivists, who defend the thesis that covering laws are the sole form of explanation, and their idealist opponents, who hold that there is another form of explanation in history. One of the reasons this debate has now ended in a stand-off can be found in the neglect of alternative perspectives, and in particular that of the historicist and hermeneutical tradition. Beiser argues that if these perspectives had been taken into account by analytic philosophers, they would have recognized that there are goals and methods of enquiry other than determining the covering laws. Had they done so, their focus of attention may have shifted in the more fruitful direction of investigating the methods of criticism and interpretation that are actually used by historians. Beiser therefore concludes that the philosophy of history in the Anglophone world would be greatly stimulated and enriched if it took into account these issues and the legacy of the historicist and hermeneutical tradition.

In the subsequent chapter, “Hermeneutics: Nietzschean Approaches,” Paul Katsafanas explores several key points of contact between Nietzsche and the hermeneutical tradition. As Katsafanas notes, Nietzsche is deeply concerned with the way in which human beings interpret phenomena, but also draws attention to the ways in which seemingly given experiences have already been interpreted. By highlighting these two aspects, Katsafanas argues that it is not wrong to characterize Nietzsche as offering a “hermeneutics of suspicion,” as Paul Ricoeur suggested, but that this statement can easily be misinterpreted. As Katsafanas notes, the hermeneutics of suspicion is often understood as a stance which discounts the agent’s conscious understanding of a phenomenon and instead uncovers the real and conflicting cause of that phenomenon. Nietzsche is clearly doing more than this. According to Nietzsche, the fact that a conscious interpretation is distorting, superficial or falsifying does not mean that it can be ignored. On the contrary, these interpretations are of immense importance, because they often influence the nature of the interpreted object.

The following chapter, “Hermeneutics and Psychoanalysis,” also deals with one of the thinkers who Paul Ricoeur identified as developing a hermeneutics of suspicion, namely Sigmund Freud. In this chapter, Sebastian Gardner argues that there is an uneasy relationship between hermeneutics and Freud’s own form of interpretation. As Gardner shows, Freud may be regarded as returning to an early point in the history of hermeneutics, in which the unity of the hermeneutical project with the philosophy of nature was asserted. In line with this thought, which was abandoned by later hermeneutical thinkers, Freud can be seen as defending the idea that in order to make sense of human beings we must offer an interpretation of nature as a whole.

In “Hermeneutics and Phenomenology,” Benjamin Crowe explicates some of the fundamental insights and arguments behind the phenomenological hermeneutics developed by Heidegger and brought to maturity by Gadamer. Crowe shows how Heidegger opened up a radically new dimension of hermeneutical inquiry, because his conception of hermeneutics as a phenomenological enterprise intended to be a primordial science of human experience in its totality, and in this way took hermeneutics far beyond its traditional purview. By building on Heidegger’s approach, Gadamer developed this thought further, thinking through the distinctive role and value of humanistic inquiry in an age that prized exactitude and results above all else.

In “Hermeneutics and Critical Theory,” Georgia Warnke focuses on the critique of Hans-Georg Gadamer’s philosophical hermeneutics by Jürgen Habermas and Axel Honneth, two thinkers from the Frankfurt School of Critical Theory. Warnke starts her investigation by returning to Horkheimer’s description of critical theory and shows how these ideas form the basis of Habermas and Honneth’s philosophical framework. Taking Horkheimer’s framework as his starting point, Habermas seems to see many virtues in Gadamer’s philosophical ideas. Gadamer’s theory, for instance, begins with the social and historical situation, and in this way provides an alternative to the self-understanding of those forms of social science that assume they can extract themselves from the context. Habermas and Honneth nevertheless see Gadamer’s attitude to reflection as a problem, because his emphasis on the prejudiced character of understanding seems to give precedence to the authority of tradition and immediate experience instead of emphasizing the importance of reason and reflection. As Warnke shows, Gadamer’s response to this critique consists of showing that the dichotomies between reason and authority and between reflection and experience are not as stark as Habermas and Honneth suppose. We can, for instance, only question the authority of aspects of our tradition on the basis of other aspects, such as inherited ideals and principles that we do not question, just as we can only reflect on our experiences if we do not begin by distancing ourselves from them. Full transparency is therefore not possible.

In “Hermeneutics: Francophone Approaches,” Michael N. Forster focuses on the French contributions to hermeneutics during the eighteenth and twentieth centuries. In the first part of the chapter, Foster argues that the roots of German hermeneutics were largely French. German hermeneutics, for example, arose partly as a response to certain assumptions of the Enlightenment, one of which was the Enlightenment’s universalism concerning beliefs, concepts, values and sensations, etc. According to Forster, this anti-universalism of German hermeneutics was largely a French achievement and was exported from France to Germany. In particular, Montaigne and the early Montesquieu and Voltaire had developed an anti-universalist position, which emphasized, for example, profound differences in mindset between different cultures and periods.

In the second part of the chapter, Forster focuses on some key figures within twentieth-century French philosophy who contributed to the development of hermeneutics, despite not describing themselves as hermeneutical thinkers. One of them is Jean-Paul Sartre, who gave a central role to interpretation in his early existentialism developed in Being and Nothingness, where he included what Forster calls a hermeneutical theory of radical freedom: although we do not create the world itself, we do create the meanings or interpretations through which we become acquainted with it.

Paul Ricoeur is the only French thinker Forster discusses who not only contributed to hermeneutics but also regarded himself as a hermeneutical thinker. Forster, however, does not seem to regard Ricoeur’s philosophy as very attractive. According to Forster, Ricoeur’s most important contribution to hermeneutics lies in his development of the concept of a “hermeneutics of suspicion,” in this way drawing attention to the fact that three major philosophical developments in the nineteenth century, namely Marx’s theory of ideology, Nietzsche’s method of genealogy and Freud’s theory of the unconscious, can be classified as forms of hermeneutics. It is, however, somewhat strange that Forster does not give much attention to the way in which Paul Ricoeur, as the only philosopher he discusses who also regarded himself as working in the hermeneutical tradition, described his own philosophical project as a hermeneutical one. In particular, Ricoeur’s idea that understanding and explanationshould not be regarded as opposites but rather as being dialectically connected, perhaps deserved more attention.

In “Hermeneutics: Non-Western Approaches,” the topic of which is rich and broad enough to be the subject of a companion of its own, Kai Marchal explores the question of whether modern hermeneutics is necessarily a Western phenomenon. As Marchal points out, philosophers in Western academia only rarely examine reflections on interpretation from non-Western traditions. Marchal therefore offers a very short overview of some of the most important scholars and texts on interpretation from non-Western cultures, while at the same time pointing toward the problem that arises from the use of the word “non-Western,” insofar it refers to a multitude of cultures and worldviews which do not have much in common. Instead of presenting an overview of the different hermeneutical theories and practices around the globe, Marchal therefore focuses on one particular example: the history of Confucian interpretive traditions in China.

After this first part, Marchal changes the scope of his investigation and focuses on the possibility of a dialogue between Western and non-Western hermeneutics. As Marchal shows, Western hermeneutical thinkers from the eighteenth century, such as Herder and von Humboldt, engaged with non-Western thought and languages, while most representatives of twentieth-century hermeneutics highlighted the Greek roots of European culture and emphasized the idea that we are tied to this heritage. Many non-Western philosophers, however, have engaged with ideas that were formulated by Heidegger and Gadamer. Nevertheless, such non-Western philosophers often unfold their understanding of European philosophical problems in their own terms. Furthermore, they are encouraged to do so by Gadamer’s claim that understanding is necessarily determined by the past. Marchal concludes his short introduction to non-Western approaches to hermeneutics by emphasizing the value of engaging with hermeneutical thinkers from other traditions. This engagement may result in an awareness of the Other’s understanding of ourselves against the backdrop of their traditions, and even in becoming open to the possibility of a radically different outlook on things.

In a chapter on “Hermeneutics and Literature,” Jonathan Culler aims to answer the question of why the tradition of modern hermeneutics has not figured significantly in the study of literature. Culler starts his investigation by noting that in literary studies there is a distinction between hermeneutics and poetics: while hermeneutics asks what a given text means, poetics asks about the rules and conventions that enable the text to have the meanings and effects it does for readers. Poetics and hermeneutics therefore work in different directions: hermeneutics moves from the text toward a meaning, while poetics moves from effects or meanings to the conditions of possibility of such meanings. In his historical overview of literary criticism, Culler highlights two important evolutions that enable us to explain the absence of modern hermeneutics within contemporary literary studies. The first is the revolution in the concept of literature in the late eighteenth and early nineteenth centuries. In this period, the concept of literature as mimesis shifted to a concept of literature as the expression of an author. Although this means literary criticism no longer assesses works in terms of the norms of genres, of verisimilitude and appropriate expression, most discussion of literature nevertheless remains evaluative rather than interpretive. The change in the conception of literature, however, also inspired German thinkers such as Johann Gottfried Herder and Friedrich Schleiermacher to propose a general hermeneutics, as opposed to the special hermeneutics that had focused on biblical or Classical texts. Once the mimetic model of literature is displaced by an expressive model, Culler writes, the question of what a work expresses also arises.

The arguments about what kind of meaning a work might be taken to embody or express seldom draws on this hermeneutical tradition. One of the reasons for this is the second evolution that Cullers highlights, which occurred in the twentieth century when hermeneutics itself changed. Modern hermeneutical thinkers such as Dilthey, Heidegger and Gadamer shifted their focus to the understanding of understanding. In this way, their hermeneutical theories offer little guidance on interpretation or in distinguishing valid interpretations from invalid ones.

In “Hermeneutics and Law” Ralf Poscher starts from Hans-Georg Gadamer’s claim that hermeneutics in general could learn from legal hermeneutics. Poscher, however, disagrees with Gadamer about what exactly can be learned. As Poscher summarizes, Gadamer thought that what could be learned from the law is that an element of application must be integrated into the concept of interpretation. Poscher, however, disagrees with Gadamer’s idea that hermeneutics is a monistic practice consisting of interpretation, and he argues that what can be learned from law is that hermeneutics is a set of distinct practices that are of variable relevance to different hermeneutical situations. Poscher develops this thought by exploring the different hermeneutical activities in which a lawyer must engage when applying the law to a given case, such as legal interpretation, rule-following, legal construction and the exercise of discretion, and he highlights the important distinctions between these different means for the application of the law to a specific case. To prove the point that hermeneutics is not a monistic practice but rather a complex whole of different practices applicable to hermeneutics in general, Poscher draws some minor parallels between the different hermeneutics applied in law and in art. These parallels are often very clear, although the fact that they are often reduced to brief remarks means that Poscher does not really engage with debates on the interpretation of art. Nevertheless, these remarks do indicate that such a profound comparison between legal hermeneutics and the hermeneutics of art could be an interesting subject for further investigation.

In the final chapter, “Hermeneutics and the Human Sciences,” Kristin Gjesdal explores the question of how best to conceive of the relationship between philosophy and other sciences through the lens of hermeneutical theory and practice. Gjesdal reveals that different responses can be given to the question of what hermeneutics is, and she explores the various answers. First, she outlines the Heideggerian-Gadamerian conception of hermeneutics, in which philosophy is identified with hermeneutics and hermeneutics is identified with ontology. According to Gjesdal, this tendency is concerning because it takes no interest in the different challenges emerging from within the different areas of the human sciences, nor does it acknowledge different subfields of philosophy or textual interpretation. When looking for an answer to the question of how the relationship between hermeneutics and the human sciences might be understood, an investigation of hermeneutics in its early, Enlightenment form, seems to be more fruitful, Gjesdal argues. Through such an investigation, Gjesdal shows that hermeneutical thinkers such as Herder, Schleiermacher and Dilthey combined an interest in hermeneutical theory with hermeneutical practice and in this way can be seen as an inspiration to explore our understanding of the relationship between philosophy and the other sciences. Philosophy would then no longer be seen as the king among the sciences, and our thinking about the relationship between philosophy and the human sciences would start with a more modest attitude and a willingness not simply to teach but also to learn from neighboring disciplines.

It is clear that for a large share of the contributions to this companion, the history of hermeneutics itself and the way in which this history has been constructed by later hermeneutical thinkers is under investigation, leading to new insights into contemporary debates. In this way, this companion as a whole can be seen as engaging with the question of what hermeneutics is, with the various approaches leading to the formulation of different answers to this question. Furthermore, the different readings of the history of hermeneutics also means that a number of contributions go beyond the traditional understanding of hermeneutics, drawing attention to thinkers who are not commonly associated with the field. In this way, the approach to hermeneutics does not remain limited to an investigation of the works and ideas of those thinkers who are generally understood as belonging to the hermeneutical tradition, which also makes the relevance of hermeneutical thinking to diverse contemporary disciplines and debates more apparent. Although the diverse contributions to this companion engage with the fundamental question of what hermeneutics is in different ways, this book as a whole will probably not serve as a good introduction for someone who is not already familiar with philosophical hermeneutics and its history to some extent. Some of the contributions are successful in offering the reader a clear introduction to the subject and discipline they discuss, but this is not always the case, with some authors presupposing a lot of prior knowledge on the subject. Nevertheless, for those already familiar with the subjects discussed, several contributions to this companion will offer the reader fruitful insights and perhaps provoke thought that invites further research.

Steven DeLay: Phenomenology in France

Phenomenology in France: A Philosophical and Theological Introduction Book Cover Phenomenology in France: A Philosophical and Theological Introduction
Steven DeLay
Routledge
2018
Paperback £19.99
254

Reviewed by: Claudio Tarditi (University of Turin)

As is well known, the history of the French receptions of phenomenology begins in the winter of 1929, when Husserl delivers his famous four Päriser Vorträge, translated into French by Emmanuel Levinas two years after with the title Méditations cartésiennes. From that moment onwards, phenomenology increasingly penetrated in France, giving rise to a manifold of theoretical models in which Husserl’s philosophy is reinterpreted in the light of (or in line with) other traditions and perspectives already existing in France, such as spiritualism, cartesianism, the Hegel-renaissance, etc. This complex process is doubtlessly fostered by the fact that Husserl’s Nachlass starts to be published only in 1950, when many other phenomenologists already composed their main works: for instance, that is the case for Heidegger, Levinas, Merleau-Ponty, and others. As a result, many French phenomenological approaches of the first generation tend to focus themselves on particular issues of Husserl’s phenomenology – intersubjectivity, givenness, time-consciousness, constitution, idealism/realism, etc. – rather than taking into account his thought as a whole.

It is precisely within this philosophical framework that Steven DeLay’s book, Phenomenology in France: A Philosophical and Theological Introduction, just published with Routledge, insightfully scrutinizes the relation between phenomenology and theology in a series of important French phenomenologists, such as Emmanuel Levinas, Michel Henry, Jean-Luc Marion, Jean-Yves Lacoste, Jean-Louis Chrétien, Claude Romano, and Emmanuel Falque. DeLay’s choice for these authors reassesses anew a debate that took place in the Nineties after the well-known pamphlet Le tournant théologique de la phénoménologie française, by D. Janicaud. In his text, DeLay develops a massive criticism of a certain tendency of French phenomenologists, in his view rooted in Heidegger’s “phenomenology of the inapparent,” to treat being, life, and generally the invisible as something that phenomenology could bring into view. In other words, Janicaud denounces an improper use of the phenomenological method, quite common among some philosophers – like Levinas, Henry, and Marion – who, in his eyes, apply it in absence of any kind of intuitive content. Thus, from Janicaud’s standpoint, French phenomenologists betrayed the very essence of Husserl’s project by considering the inapparent, that is something that does not come to manifestation for an intentional consciousness, as an object of phenomenological inquiry. This entails that, from this perspective, there would be no room in the phenomenological domain for Levinas’ meditation on the other’s face, Henry’s concept of life, Marion’s account of the saturated phenomenon, Lacoste’s discourse on the absolute, Chrétien’s phenomenology of the call, Romano’s notion of the event, and Falque reflection on human finitude.

Such a criticism has been reprised in more recent times by J. Benoist, who recalled Janicaud’s argument by arguing that a phenomenology of the inapparent is surreptitiously based upon theism. In other words, where there is nothing to see, there can be no phenomenology. In response, as DeLay emphasizes in the Introduction, Marion replies that, if claiming to see is not sufficient to prove that one saw, then the pretense of not seeing does not prove that there is nothing to see. As a result, “in arguing that faith lacks any genuine independent phenomenological basis, the atheistic objection betrays itself. If right, then it, too, on closer scrutiny, proves to be a matter of interpretation based on predilection” (3). From this perspective, this book aims at providing new arguments in favor of a serious confrontation between phenomenology and theology as a strictly philosophical issue. Of course, rather than a demonstration of God’s existence, what is at stake for a phenomenological approach to faith is an in-depth description of the relevance of faith in our everyday experience and in our own subjectivity’s constitution. In other words, a phenomenological inquiry that would not take into account faith and its particular modes of manifestation, would fall into a naturalistic vision of the world experience and would therefore suffer from a serious inconsistency with the basic principles of phenomenological method. This view, strongly defended by DeLay, is also testified by the fact that Husserl himself does not elude the problem of our experience of God within the general framework of his phenomenology. This does not mean that Husserl’s treatment of the idea of God is free from any difficulty or ambiguity, to the extent that there remains a certain tension between God as the infinite telos of humanity and the traditional God of faith. Nevertheless, what is remarkable is Husserl’s strong commitment to the clarification of religious experience for transcendental life and, hence, the relation between phenomenology and theology.

Under these premises, DeLay’s book firstly reconstructs the well-known quarrel between Husserl and Heidegger about the core mission of phenomenology: is it to be focused on consciousness’ intentionality or clarify the sense of Being in general? Whereas, on the one hand, Heidegger blames Husserl for being somehow hostage to the traditional problem of modern philosophy, on the other hand, Husserl totally disagrees with Heidegger’s account of phenomenology as the method of ontology. Accordingly, a dilemma seems to arise regarding the very nature of phenomenology: is it about a description of intentional acts of a transcendental subject, or an ontological comprehension of Dasein in view of an interpretation of Being hüberhaupt? As argued by DeLay, this dilemma radically influenced the development of phenomenology in France, as if it were the only issue truly at stake. In a certain sense, it is as if doing phenomenology today would entail a fundamental choice between Husserl’s and Heidegger’s perspectives, or at least seeking for a compromise between them. According to DeLay, however diffused this attitude may be, it reveals a strong incompleteness in the consideration of the phenomenological scene as a whole. Indeed, the French phenomenological debate after the Second World War is much more complex: for instance, Levinas’ thought challenges the option between phenomenology and ontology and confers the role of first philosophy to ethics. For the sake of completeness, it must be taken into account that, whereas a first generation of phenomenologists (Henry and Marion) is primarily influenced by Husserl and a second generation (Chrétien and Lacoste) is clearly inspired by Heidegger, there is also a third generation (Romano and Falque) strictly indebted to Merleau-Ponty. Furthermore, it would be very interesting to clarify the historical and theoretical reasons why Sartre played so little influence in France, albeit in the Anglophone world is considered as a leading figure of post-Husserlian phenomenology.

In this respect, this book may be read as an effort to do justice to the high complexity of a theoretical movement that we are used to call “French phenomenology” although it includes a number of different approaches to phenomenology, often in open opposition to Husserl’s one. For instance, this is the case for Levinas’ thought discussed in the first chapter. As is well known, if on the one hand Levinas directly contributed to the diffusion of Husserl’s thought in France (with his translation of the Päriser Vorträge), on the other hand he developed an original perspective that deeply challenged the Husserlian project. Indeed, for Levinas the question of subjectivity is inextricably intertwined with ethics, namely the domain of our encounter with the “face of the Other” and the “trace of God.” It is precisely for this reason that Levinas refuses both Husserl’s and Heidegger’s account of phenomenology: what is really at stake for phenomenology is not intentionality or Being, but our ethical responsibility to others. Through his core thesis on “ethics as first philosophy,” Levinas set the stage for a great part of the subsequent reflections upon phenomenology in France. Of course, one may doubtlessly disagree with this thesis; nevertheless, after Levinas the notion of “the face of the Other” becomes an unavoidable one, insofar as it marks the uniqueness of the human being. Rather than being merely based on intentionality, human subjectivity is constituted by the invisible appeal of the other that, appearing from beyond consciousness, commands us “thou shall not commit murder.” Accordingly, the other puts my freedom into question, interrupts what Levinas calls the “enjoyment of the same,” namely my egoistic enjoyment of myself, in order to call me to my fundamental responsibility to others and, thus, to the possibility of justice.

In the beginning of the third chapter, DeLay emphasizes how Henry’s phenomenological approach, in line with Levinas’ inspection of our common egoistic attitude toward life, leads to a radical criticism of contemporary culture as rooted in a cult of exteriority. In this perspective, it is worth reading Henry starting from one of his late (and miscomprehended) works, La barbarie (1987), whose core thesis is that Western civilization progressively forgot, and thus mystified, the radical experience of life, which manifests itself as an invisible subjective self-affection. Almost totally absorbed by technology and the entertainment machine, extreme instances of the realm of the visible, our culture suffers from a serious unawareness of its very essence. More closely, the motives of its malaise are to be found in the historical process – from the birth of modern science – when the description of subjectivity has been gradually reduced into a description of a world made of objects. Accordingly, the undiscussed primacy of the natural sciences, with their technological applications, completely covered the affective essence of life, unique condition of manifestation of the world’s exteriority. As DeLay puts into light, the distinction between the manifestation of life and the givenness of the world is the real leitmotif of Henry’s entire philosophical career since L’essence de la manifestation (1963) and constitutes his radical criticism of Husserl’s phenomenology as well. Indeed, in Henry’s eyes, Husserl’s phenomenology rests upon the unquestioned assumption of subjectivity as an intentional consciousness in correlation with a noematic content in its objectivity (Gegenständlichkeit). As a result, regardless of the mode through which this objectivity is given to consciousness (i.e. perception, memory, dream, expectation, etc.), intentionality always entails a structure of givenness in exteriority and, by contrast, does not take into account the immanent phenomenality of life. By recalling the French spiritualist tradition, as well as some aspects of Kierkegaard’s thought, Henry claims that phenomenology requires being upset in order to overcome its intentional framework and, doing so, grasp the very essence of subjectivity, intersubjectivity, and temporality. In a word, the invisible experience of self-affection, described in Incarnation as the phenomenon of the flesh. Without the pathos of life revealing itself in the flesh, nothing can be seen. It is precisely throughout this priority of pathos of life over intentionality that Henry develops his account of the interaction between phenomenology and theology. Indeed, undoubtedly inspired both by John’s Prologue and Paul’s Letters, Henry maintains that the flesh is precisely the locus of God’s self-revelation, namely where we experience ourselves as engendered by God. In this sense, the flesh is characterized as an “Arch-Revelation”, insofar as it constitutes the originary mode of self-revelation in which I experience God within a pure transcendental affectivity, before any historical emergence of meaning and practice.

In line with both Levinas’ description of the “face” and Henry’s meditation on life, Marion’s phenomenology of givenness accomplishes that inversion of phenomenology so wished by Henry (chapter four). From a phenomenological viewpoint, Marion poses the question whether Levinas’ account of the face could count for other phenomena as well, rising up into our experience without any possibility of prevision, control, and subjective constitution. Precisely as the Other’s face, which manifests itself in my experience before any intentional act, are there any particular phenomena, whose main feature is to constitute subjectivity, rather than being constituted by intentionality? In other words, could one conceive of a different mode of givenness from objectivity? In this case, which kind of manifestation would involve these “non-objects”? Marion’s entire theoretical path aims at responding to this fundamental question that, in his eyes, represents the unique question really at stake for phenomenology. Accordingly, the distinction between the idol and icon Marion develops in Dieu sans l’être and L’idole et la distance, rather than being uniquely a theological reflection about God after onto-theology, has a strictly phenomenological relevance, insofar as it sets the stage for what he calls, from Etant donné onwards, “saturated phenomena.” Indeed, if the inspection of the notion of God after nihilism leads Marion to overcome onto-theology by conceiving of God’s revelation in terms of gift, his deconstruction of both Husserl’s transcendental phenomenology and Heidegger’s ontology allows him for a radical reassessment of the phenomenological concept of gift and givenness. In brief, transcendental subjectivity is appropriate only for describing our experience of objects: they are under our power of constitution, control, prevision, etc. Nevertheless, objects do not complete the whole horizon of givenness; rather, they represent a little part of all phenomena one may experience. Indeed, there is a wide range of phenomena whose main trait is to manifest themselves as totally unpredictable events: for instance, the icon, the face, flesh, and revelation. Phenomenologically speaking, these phenomena entail a “counter-intentionality”: by this expression, Marion indicates that, by experiencing them, subjectivity reveals itself as constituted instead of constituting. As a result, Marion’s inversion of transcendental phenomenology leaves the room for revelation as a pure phenomenological excess, namely that inexhaustible event through which subjectivity founds itself and, at the same time, its relation with any other variety of manifestation. As DeLay insightfully concludes, “Marion’s phenomenology of saturated givenness reveals, in unmistakable fashion, an excess awaiting complete fulfilment in a world to come, one prepared for everyone who loves devotedly the truth in this one. Glory is a negative certainty” (95).

An original description of the relation between man and God is provided by Lacoste and Chrétien (recently passed away), to whom DeLay dedicates the fifth and sixth chapters of his book. For Lacoste, deeply inspired by Marion’s and Henry’s projects of reversion of classical phenomenology, if intentionality is deeply rooted in what Heidegger calls “being-in-the-world,” a genuine understanding of this concept requires a precise inspection of what is to be intended by the notion of the “world.” With this aim, he locates the place of humanity beyond earth and the world. In order to grasp it, Lacoste suggests overcoming both Husserl’s and Heidegger’s perspectives through what he calls “liturgical reduction”, which, without denying our entrenchment in the world, fosters us to take distance from it. Nevertheless, it is worth noting that Lacoste does not merely refers to liturgy as a ritual of ecclesial worship. Rather, liturgy is the attitude by which we open ourselves to a horizon exceeding the world. It is precisely in this desire for something beyond the limits of time, and thus of death, that man experiences the presence of God. From Lacoste’s perspective, this phenomenological framework opened by liturgical reduction inaugurates a new place where the world is no longer interposed between man and God. Accordingly, entering such a space, we discover ourselves as pilgrims directed to an eschaton beyond the time of the world. A very similar direction is taken by Chrétien, whose core thesis is that our voice articulates itself only after an originary calling. In other words, the simple fact that we speak is possible only to the extent that we feel asked by someone or something to respond. This means that something has originary reached us, exposing us to the possibility to break the silence. As Chrétien puts into light, this situation characterizes the human condition as one of peril. Indeed, being called to speak entails that we are confronted with our radical responsibility. More precisely, being capable of speech means assuming the responsibility for what we have said or will say: in this sense, what makes our speech human is not its intelligibility, but our responsibility towards what is said through our voice. Thus, being human consists in being “individuated as the unique voice that we are” (120).

The process of hetero-constitution of subjectivity by the liturgical space (Lacoste) and the originary call (Chrétien) is developed as a phenomenological and hermeneutic description of the event by Romano (chapter 7). According to Romano, in order to grasp the phenomenological uniqueness of the event, one has to deal with a new paradigm of rationality based upon a non-objective experience in which we could be flooded by the event of an absolute manifestation (something recalling the Pauline figure of the parousia). As a consequence, the advenant, namely who receives the event, is confronted with a non-objective experience, approachable only through interpretation. This means that, in Romano’s perspective, a phenomenological description of the event is possible only as hermeneutics. Accordingly, hermeneutic phenomenology reveals its relevance in order to describe the human posture towards the event: phenomenology as hermeneutics and hermeneutics as phenomenology. Therefore, throughout the phenomenological description of event, what reveals itself as really at stake in Romano’s thought is a new conception of reason. Indeed, thinking the event is not merely the consideration of a particular but marginal phenomenon. Rather, it entails a reassessment of phenomenology in the history of Western thought: this is precisely the task of “evential hermeneutics”.

The last author discussed by DeLay is Falque (chapter 8). In direct confrontation with the major French phenomenologists, his reflection is dedicated to the issue whether finitude is the ultimate condition of man. If not, is a metamorphosis of finitude possible?  With the aim of responding to these questions, Falque claims that “the more we theologize, the more we philosophize.” After the season of the debate about the “theological turn of French phenomenology,” according to Falque it is necessary to go further through the project of a conjoint practice of philosophy and theology. Unlike a diffused attitude toward existence, focused on its anguish, anxiety, and senseless affliction (i.e. Sartre, Heidegger, Camus, etc.), the Christian existence is one of joy. Once made the choice to believe, one lives differently than before: toil and trouble leave the room to freedom and light. Thus, a metamorphosis is possible as a new birth by which one can finally breathe. Furthermore, Falque describes metamorphosis’ status as an event: notably, the event of the Resurrection inaugurates time, rather than merely being in time. Doing so, Christ’s Resurrection breaks the immanence of finitude and changes the structure of the world. As a result, Falque develops a new phenomenological framework in which the faith in Christ radically upsets our experience of the world: Death is no longer the horizon of existence, insofar as finitude is completely overcome.

As a matter of fact, in DeLay’s book there is much more than what can be summarized in a review. This essay in not only an excellent introduction to some French philosophers more or less known; rather, it develops a fundamental argument about the fruitfulness of a radical reassessment of the relation between philosophy and theology for the phenomenological reflection that is still to come. For, as DeLay recalls at the end of the last chapter, «No horizon encompasses the hand of the most High—LEsprit souffle où il veut

Guillermo E. Rosado Haddock: Unorthodox Analytic Philosophy

Unorthodox Analytic Philosophy Book Cover Unorthodox Analytic Philosophy
Texts in Philosophy, Volume 27
Guillermo E. Rosado Haddock
College Publications
2018
Paperback £16.00
520

Reviewed by: Jethro Bravo (UNAM/Husserl-Archiv der Universität zu Köln)

Guillermo E. Rosado de Haddock’s Unorthodox Analytic Philosophy (2018) is a collection of essays and book reviews representative of a Platonist understanding of analytic philosophy. In this sense, it is the counterpart of orthodox empiricist analytic philosophy, whose anti-universalism swings between negation and pragmatic forms of acceptance. In any case, this empiricism cannot be traced back to Gottlob Frege, as Rosado himself insists in this collection.[1]

In fact, the collection is strongly marked by the contentious approach to themes preferred by traditional analytic philosophy, like logic, mathematics and physics. I, as a philosopher formed in the phenomenological tradition founded by Edmund Husserl, was originally attracted to this book out of a hope for a possible critical exchange between both traditions. Alas, no such exchange is found here.

Nevertheless, the book speaks often of Husserl, but from the point of view of his objectivist efforts concerning logic and mathematics. Interesting topics include the simultaneous discovery of the (in Fregean terms) “sense-referent” distinction by both Frege and Husserl, Husserl’s distinction between “state of affairs” and “situations of affairs” (which I guess went unnoticed by many readers of Husserl), Husserl’s understanding of the relation between logic (syntactical) and mathematics (ontological-formal), which foreshadows that of the Boubarki School, or his acceptance of Bernhard Riemann’s views on geometry, who puts him at odds with the more antiquated Frege. He also touches upon Husserl’s notion of analyticity as a development of Bernard Bolzano, as well as Husserl’s very important understanding of mathematical knowledge as coming from a conjoined function between categorial intuition and formalization [as a side note, the treatment of categorial intuition is not so inexistent as Rosado thinks (152), one only has to look into Dieter Lohmar’s texts, who himself is a mathematician grown philosopher, just as Rosado likes to say about Husserl]. All these subjects, not excluding the case of Rudolf Carnap’s “intellectual dishonesty” in relation to Husserl’s ideas, which amounts to a sort of scandal in the philosophical realm, give a very interesting material for any philosopher -not just analytic philosophers.

Of course, the book contains other topics of interest, some of them original contributions from Rosado, like his definition of analyticity, which is strictly tied to his semantic treatment of the analytical-synthetical difference of judgements, or his many refutations of empiricism spread all over different essays. As I find the first one more attractive, I will sketch it out in what follows.

Rosado confronts the “traditional” identification of the following concepts: on the one hand, necessity, a priori and analytic; on the other hand, contingent, a posteriori and synthetic. To do this, he exposes three pairs of contrapositions, namely, necessity and contingency, which he characterizes as a metaphysic distinction, apriori and aposteriori, as an epistemological and analytic and synthetic, as a semantic (57-58). Rosado’s aim is to show in a comparison the inequivalence of the semantic notions with the other two (58), wherein the concept of “analyticity” comes to the fore. Rosado contrasts the definitions of analyticity given by Kant and Husserl. Although Husserl’s definition is regarded as more “solid” (59), it is not assumed. According to Husserl, a statement is analytic if its truth persists even when it is formalized. However, following this definition, some mathematical truths cannot be defined as analytic, e.g. “2 is both even and prime” (59-60). Therefore, Husserl’s notion, which seems to be more syntactical than semantical (60), cannot be followed. On the contrary, Rosado’s definition of analyticity is the following: “A statement is analytic if it is true in a model M and when true in a model M, it is true in any model M* isomorphic to M”, to which he adds the clause that the statement “does not imply or presuppose the existence either of a physical world or of a world of consciousness”. (61). In this sense, the Husserlian definition of “analytical necessity,” which is that of an instantiation of an analytical law, cannot be categorized as analytical. With this definition of analyticity, Rosado “attempts to delimit exactly what distinguishes mathematical statements from other statements” (72).

I think that in this context it is worth looking at the definition of necessity which is almost hidden in Husserl’s work. This definition is not metaphysical, but logical. In his Ideas I, necessity appears as a particularization of a general eidetic state of affairs and it is the correlate of what Husserl calls apodictic consciousness (Hua III/1: 19). On its turn, apodictic consciousness is the certitude that a given state of affairs cannot not-be or, to put it in Husserl’s words, “the intellection, that it is not, is by principle impossible” (96).

In the Logical Investigations, Husserl already exhibits this treatment with an interesting variation. In the third investigation, Husserl says that an objective necessity entails the subjective impossibility of thinking the contrary or, as he also puts it, the pure objective not-being-able-of-being-another-way, that is, necessity, appears according to its essence in the consciousness of apodictic evidence. Then he states that to the objective necessity corresponds a pure law, whereby necessity means to be on the ground of a law (Hua XIX/1: 242-243). We can then state that the comprehension of contingency is the exact opposite to that of necessity. That is, an objective contingency or a contingent object has the characteristic of being-able-to-be-in-another-way and the corresponding non-apodictic consciousness, both in the form of uncertainty and the possibility of thinking the contrary. However, this does not mean that objective contingency is unrelated to law or even that there are no necessary facts. As Husserl states in Ideas I, a contingent-object is limited by various degrees of essential laws and the necessity of existence of consciousness is grounded on an essential generality, through which we can recognize the mentioned subjective-objective characters (Hua III/1: 2; 98). Going beyond Husserl, not the object itself, but its being-contingent is an objective necessity based on the general eidetic law of contingency.

The treatment of the concept of analyticity by Rosado gains meaning in connection with the name he chose for “his philosophical endeavors since the 1970’s,” as an alternative to the term already taken by Karl R. Popper– “critical rationalism” (1). Rosado’s philosophy is analytic (I would not repeat why it is also unorthodox) because it has a strong tendency towards formalism in the sense of logical and mathematical analysis with the only exception being his lesser tendency to discuss physics. He believes that “you cannot do serious philosophy without taking into account the development at least of the three more exact sciences, namely, logic, mathematics and physics, but without committing to or presupposing in any sense the giant meta-dogma of empiricist ideology” (1), that is, that of the inexistence of “universals.”

Now, I think that philosophy does not need to unconditionally consider the latest developments of logic, physics and mathematics. This is clear, insofar as philosophy should not be identified with these specialized and highly technical enterprises. Philosophy’s endeavors can and must have another sense, namely, that of the examination of the fundamental concepts of scientific (in a broad sense that not only includes formal and natural sciences, but also the material eidetic sciences and the rigorous humanities) and everyday knowledge.[2] But this approach must also embrace our practical and emotional understanding in general too.

In fact, this concept of philosophy was present in Husserl since his Habilitationsschrift, which Rosado, in accordance with his Platonic point of view, sees as a “dead born child” (87). However, the most significant aspect of this very early text of Husserl does not lie in his unclear position regarding psychologism [through which, however, we can learn a lot in regard to philosophical thinking and which I would not call “mild psychologism” as Rosado does (87, 147, 162)], but in his use of the psychological analysis to clarify the phenomenal character and the origin of a fundamental concept in mathematics, namely, that of the number. For Husserl, philosophy was from the very beginning of his career a psychological analysis, which searches for the “concrete phenomena” related to a concept and the psychical process through which this concept is obtained, namely, abstraction (Hua XII: 292; 298-299). As Husserl’s analysis shows, this search is also carried out in intuition and by testing conflicting theses. In fact, Husserl’s famous argumentative style of the Prolegomena makes its first appearance in his Habilitationsschrift.

Moreover, the concept of a psychological analysis in Husserl’s Habilitationschrift is clearly distinguished from that of a mathematical, logical or even metaphysical analysis (291-292). In this line of thought, I agree with Rosado’s constant affirmation that Husserl’s logic and mathematical ideas do not lose their validity after the so-called “transcendental turn”.  However, if we have to talk about a “turn” instead of a penetration of former intentions, or, on the other side, of an unchanged validity of logic and mathematics instead of a modification of this same validity by clarification of its phenomenal character and origin such that it cannot stem from logic or mathematics themselves, then this is not so easily dismissed.[3]

Also, the more developed concepts of categorial intuition and formalization as epistemological groundings of mathematics can only be examined through a phenomenological analysis, for they are processes of consciousness. We have here a more advanced case of the clarifying function of Husserlian phenomenology. Nevertheless, this contribution of phenomenology to the understanding of mathematics is not highlighted by Rosado as something that comes from outside mathematics itself, and in fact, outside any “objectifying science”.

In this same sphere of themes, it appears to me that the famous discussion of the Prolegomena presupposes a peculiar attitude of analysis that cannot be understood as pre-phenomenological, as Rosado understands it (150). If we agree with Husserl when he states that the dogmatic scientist does not question the givenness of his objects but just deals with them without further trouble (cf. Hua III/I: 54-55), then the problem of the recognition of universals and the confrontation with logical-psychologism is a problem that originates in the critical or epistemological attitude and its solution demands the clear exercise of reflection and the distinction of the different “data” given to consciousness. I believe that this is not only the true understanding of the discussion in the Prolegomena, but also that this is clearly seen in the study of the origins of this discussion in Husserl’s prior philosophical endeavors. Husserl’s philosophy started as a psychological analysis in the sense of his master, Franz Brentano, and only through the imperfection of this psychology in which there was no clear demarcation between psychological objects and logical objects the critique of psychologism became possible. To put it another way: without the prior reflective attitude towards consciousness and the confusion caused by conflating logical objects with psychological objects, i.e., without psychologism, there is no possibility of distinguishing both spheres of objects or to exercise any critique in relation to the psyche and the logical, which will be in fact missing. And the only way to solve this theoretical conflict is by means of a clear reflective analysis, in which the objects of each side are distinguished as they are given in their different sorts of acts of consciousness. The common idea that Husserl’s phenomenology is a consequence of the critique of psychologism seems to me to be false. In truth, it is the other way around.[4]

I am also not convinced that there is a Platonism of ideas in Husserl, as Rosado thinks (4). It is true that Husserl acknowledged the distinct givenness of ideal objects and that he defended his independence from empirical objects. However, this acknowledgement and defense do not make Husserl a Platonist (not even a structural one). So long as logic and mathematics, to mention two “ideal” sciences, deal with their respective subject matter, the sense and limits of their ideal objects are not in question. But when the epistemological problems start to confuse the mind of the scientist, that is, when he reflects on the relation of his objects with knowledge, then his acquiescence fades away. Now, even when the critical reflection on the mode of givenness of mathematical and logical objects shows that these objects are not to be confused with empirical data, this recognition does not amount to Platonism. On the contrary, their mere givenness, that is, the possibility of having something as “ideal objects” persists as a theoretical problem to be decided within the epistemological-phenomenological attitude. The sheer acceptance of the independent existence of these objects, that is, Platonism, cannot be conceded. On the contrary, just as realism of nature succumbs to the phenomenological analysis, so do Platonic ideas. It should be noted that Husserl was neither a psychologist in his early development, nor a Platonist at any moment of his career.

To conclude, I still would like to point out that although Rosado is well aware that for Husserl, first philosophy meant epistemology in the sense of transcendental phenomenology (145), he tries to downplay this determination by contraposing Husserl’s own definition of logic as first philosophy in his 1908 lectures on old and new logic (143-144). There, Husserl states, in effect, that the new logic is “first philosophy” (Hua M6: 7). Nonetheless, this same logic is understood as a dogmatic-positivist discipline in Formal and Transcendental Logic: logic can only be a truly philosophical logic says Husserl, as if remembering his lectures of 1908, or first philosophy, when it stays true to its original sense, already present in Plato, i.e., to the broader idea that ends in transcendental phenomenology as transcendental logic (Hua XVII: 17 ff.) Here again, the use of such beloved philosophical tags proves itself deceitful, for this enterprise resembles the empiricist’s traditional aim of exposing the origin of concepts in intuition.

Bibliography

Rosado  Haddock, Guillermo E. 2018. Unorthodox Analytic Philosophy. Texts in Philosophy 27. College Publications. Lightning Source: United Kingdom.

Husserliana

II: Die Idee der Phänomenologie. Fünf Vorlesungen. 1950. Hrsg. Walter Biemel. Martinus Nijhoff: Den Haag.

III/1: Ideen zu einer reinen Phänomenologie und phänomenologische Philosophie. Erstes Buch: allgemeine Einführung in die reine Phänomenologie. 1976. Hrsg. Karl Schuhmann. Martinus Nijhoff: Den Haag.

XII: Philosophie der Arithmetik. Mit ergänzenden Texten (1890-1901). 1982. Hrsg. Lothar Eley. Martinus Nijhoff: Den Haag.

XVII: Formale und transzendentale Logik. Versuch einer Kritik der logischen Vernunft. 1974. Hrsg. Paul Janssen. Martinuns Nijhoff: Den Haag.

XIX/1: Logische Untersuchungen. Zweiter Band. Erster Teil. Untersuchungen zur Phänomenologie und Theorie der Erkenntnis. 1984. Hrsg. Ursula Panzer. Martinus Nijhoff: Den Haag.

Materialen

6: Alte und neue Logik. Vorlesung 1908/1909. 2003. Hrsg. Elisabeth Schuhmann. Springer: Dordrecht.


[1] I want to thank R. Andrew Krema for the review of the English of a penultimate version of this text.

[2] I took the idea of everyday knowledge hearing Dieter Lohmar’s lectures about modern epistemology.

[3] In fact, the problem digs deeper, because with the phenomenological clarification we attain the true understanding of the basic objects of science (cf. Hua XVII: 18 or Hua II: 22) or even of non-scientific attitudes, for example, of the world as being a horizon.

[4] I own this line of thought to an idea shared to me by my teacher and friend Antonio Zirión Quijano, who once conjectured that phenomenology does not comes from the critique of psychologism, but that this very critique indeed presupposes phenomenological analysis. If I have been true to Zirión’s intentions in my present development of his seminal idea, any possible error is of course my responsibility, not his.

Chad Engelland: Heidegger’s Shadow: Kant, Husserl, and the Transcendental Turn

Heidegger's Shadow: Kant, Husserl, and the Transcendental Turn Book Cover Heidegger's Shadow: Kant, Husserl, and the Transcendental Turn
Routledge Studies in Twentieth-Century Philosophy
Chad Engelland
Routledge
2017
Hardback
276

Reviewed by: James Kinkaid (Boston College)

In his WS 1935-36 lecture course on Kant, Heidegger remarks that every philosopher must attempt the impossible task of leaping over his own shadow. In his excellent book Heidegger’s Shadow: Kant, Husserl, and the Transcendental Turn, Chad Engelland persuasively argues that Heidegger’s shadow is transcendental philosophy. Transcendental philosophy, and in particular Heidegger’s Husserlian reading of Kant, serves as a necessary entry point into Heidegger’s thinking, and the unity of Heidegger’s thought between his two masterworks—Being and Time and the Contributions to Philosophy (of the Event)—must be understood in terms of Heidegger’s struggles to free himself of the limitations of the transcendental tradition. A recurring theme of Engelland’s discussion is the “problem of motivation,” that is, the problem of explaining what motivates the turn from mundane experience toward the transcendental “experience of experience” (2).[1] On Engelland’s reading, Heidegger grows dissatisfied with the “Cartesian” appeal to the authenticity of the researcher as a motivation for the transcendental turn, turning in his work of the 30s to an account of the “fundamental dispositions” that motivate philosophy.

There is much to applaud in Engelland’s treatment. Particularly welcome is Engelland’s suggestion that mining the transcendental origins of Heidegger’s thinking may not only resolve stand-offs in the literature on the abiding topic of Heidegger’s long career, but also help us to identify and fill the aporias in Heidegger’s own thinking and thus “find ourselves working as transcendental phenomenologists in the Heideggerian tradition” (4). To this end, Engelland closes the book with some critical reflections on the limitations of Heidegger’s own approach and the promise for creative appropriation of his thought in the future. In the same spirit, after briefly summarizing the central chapters of the book, I will suggest some directions in which I would like to see more philosophical development of some of the positive proposals Engelland puts forward.

After an introductory chapter that situates Engelland’s reading in relation to contemporary Heidegger scholarship and raises the problem of motivation, Engelland traces Heidegger’s development from the “casting” of the shadow in Being and Time (Chapter 1) and Kant and the Problem of Metaphysics (Chapter 2) to his attempts to leap over the shadow in the “revised Kant book” of 1935-36 (Chapter 3) and the Contributions (Chapter 4). A closing chapter reflects upon both the merits and limits of what Engelland calls Heidegger’s ‘affective transcendentalism’.

Engelland begins Chapter 1 by arguing that commentators have failed to distinguish two questions that the Being and Time project seeks to answer: the “preparatory [question] about the timely openness of Dasein” and the “fundamental [question] about the temporal reciprocity of that openness and being” (30). The preparatory question is taken up in the extant part of Being and Time, whereas the fundamental question would have been addressed in the unpublished third division. Engelland claims that Heidegger came to recognize that his transcendental approach to the preparatory question was a necessary, if misleading and transitional, path to his later attempts to answer the fundamental question, which “is not itself adequately stated in transcendental terms” (30). Chapter 1 also offers an interpretation of the “destruction of the history of ontology” envisaged for the second part of the book. Engelland presents the destruction as a corrective to two prejudices: the “logical prejudice” that locates the locus of truth in the judgment and the “mathematical prejudice” that interprets all beings as on-hand (vorhanden) (51-4).

Chapter 2 begins with a helpful tour of the development of Heidegger’s reading of Kant: “In four phases and with reference to Husserl, Heidegger interpreted Kant as first falling short of phenomenology, then approaching phenomenology, then advancing phenomenology, and finally recovering phenomenology” (84). Engelland then argues that Heidegger reads Kant as a “phenomenological collaborator” who “glimpsed that intentionality can happen thanks to the transcendence engendered by the ecstatic-horizonal bringing forth of timeliness” (105). Engelland suggests that we who are working as transcendental phenomenologists today should follow Heidegger’s lead in “returning judgment to givenness” by disclosing “the transcendental ground that makes judgment possible” (105). What is most novel and perhaps unusual about Engelland’s reading is his claim that Heidegger’s reading of Leibniz is the key to understanding the Kantbuch (see Golob’s review for criticism of this claim).

There are two significant omissions in Engelland’s otherwise careful and interesting discussion of the Kantbuch. The first is a lack of any significant discussion of Husserl’s attitude toward Kant. Engelland claims that by Being and Time and especially in the Kantbuch, “[f]or Heidegger, Husserl has been superseded by the phenomenological Kant he made visible” (75). I think a case can be made that Husserl is drawn to precisely that aspect of Kant’s critical philosophy that Heidegger considers the “central core” of the first Critique (KPM 63): the doctrine of the schematism and the transcendental imagination (see Kinkaid, “Phenomenology, Idealism, and the Legacy of Kant”). A thorough account of Husserl’s relation to Kant is surely outside the scope of Engelland’s specific concerns, but it would, I suggest, be important for a full accounting of how new work in transcendental phenomenology should proceed—and in particular, whether and to what extent there is a need to “supersede” Husserl. The second omission is the lack of discussion of the Marburg neo-Kantian reading of Kant. Engelland mentions the contrast between the constructivist tendencies of the neo-Kantians and the “genuine empiricism” that Heidegger adapts from Husserl (71), but another striking feature of the Marburg interpretation that puts it at complete odds with Heidegger’s phenomenological interpretation is the claim that “‘intuition’ no longer remains a cognitive factor which stands across from or is opposed to thinking […] It is thinking […]” (Natorp, “Kant and the Marburg School,” 186). These gaps could be filled, I suggest, by reading the Kantbuch more closely in conjunction with the WS 1927-28 lectures Phenomenological Interpretation of Kant’s Critique of Pure Reason.

In Chapter 3 Engelland examines Heidegger’s revised interpretation of Kant in his WS 1935-36 lectures, which are published as What Is a Thing? Toward Kant’s Doctrine of the Transcendental Principles. This revised reading focuses on the Analytic of Principles, which Heidegger reads as uncovering the “‘context’ (Zusammenhang) in which we can encounter and know things that are genuinely other than ourselves” (148). Heidegger interprets the “context” uncovered by the principles as the “open” or “between” in which intelligibility happens. Though he sees Kant as anticipating this important concept of his Contributions, Heidegger is also critical: “The subjective starting point and the exclusive interest in objectivity mean that, while Kant illumines the open between in which alone judgments are possible, he does not fathom that the open in fact allows humans to be themselves” (149). A more adequate account of the “open between,” Engelland suggests, requires a recognition of the historical and affective character of the context of experience, as well as of its self-concealing nature: “Put in the poetic terms of Heidegger’s later philosophy, we can say that Kant glimpsed world, but missing history, he could not fathom earth” (157-8).

Chapter 4 explores how Heidegger’s being-historical thinking in the Contributions answers the question of what motivates philosophy. In the “first beginning,” philosophy was motivated by the fundamental disposition (Grundstimmung) of wonder, but “[c]uriously, wonder carries within itself the seeds of its own dissolution” (181). This is because, by disclosing entities, wonder covers over the self-withdrawing space or clearing in which entities come to presence. Heidegger thus calls for an “other beginning” motivated by a fundamental disposition comprised of terror, awe, intimating, and reservedness (192-3). Heidegger’s narrative about the history of being, Engelland explains, is his attempt to awaken the fundamental disposition that discloses the “between” that “is richer than transcendental philosophy could fathom” (198).

In the closing chapter Engelland praises Heidegger for his “post-subjective” “affective transcendentalism” while leveling three criticisms. First, Engelland argues that Heidegger is a mere theoretician rather than a philosopher. By this Engelland means that Heidegger is concerned throughout his career solely with the transcendental theme of the grounds of experience, rather than with questions concerning the examined life. One upshot of this limitation, Engelland argues, is that Heidegger’s many personal failings are irrelevant to the interpretation of his thought. Second, Engelland finds Heidegger’s narrative about the history of being to be dogmatic and unnecessary to motivate transcendental philosophy. Pointing to his own earlier work on ostension, Engelland suggests that “the manifestation of the body in ostensive acts or the difference in presentation between an actor on stage and in real life” may function like Heidegger’s famous description of tool breakdown to motivate reflection on “the play of presence and absence at work in all our experience” (238). Third, Engelland finds Heidegger’s later tendency to speak of the clearing in anthropomorphic terms unnecessarily mystifying.

Having completed a summary of the rich contents of Engelland’s book, let me now turn to some criticisms, requests for clarification, and directions for future research into the promise of transcendental phenomenology in a Heideggerian style. I wholeheartedly agree with Engelland concerning the continued philosophical significance of transcendental phenomenology, but I think this significance comes out most forcefully when emphasis is placed on the relationship between transcendental phenomenology and metaphysics. As I read Being and Time, Heidegger is centrally concerned with what makes a priori knowledge—in particular the a priori sciences that Husserl calls ‘formal’ and ‘regional’ or ‘material’ ontology—possible. Consider how Heidegger describes his inquiry into being and its meaning:

The question of being aims therefore at ascertaining the a priori conditions not only for the possibility of the sciences which examine entities as entities of such and such a type […] but also for the possibility of those ontologies themselves which are prior to the ontical sciences and provide their foundation. Basically, all ontology, no matter how rich and firmly compacted a system of categories it has at its disposal, remains blind and perverted from its ownmost aim, if it has not first adequately clarified the meaning of being, and conceived this clarification as its fundamental task. (BT 31)

On the one hand, an inquiry into being involves the development of regional ontologies, i.e., accounts of the natures or essences of entities that fall into highly natural kinds and comprise the subject matters of the natural, mathematical, and social sciences. The central question of Being and Time, however, is the question of how that is possible—how ontological knowledge is possible. Answering this deeper question—the question of the meaning of being—requires an ontology of the ontological questioner, i.e., a “fundamental ontology.” Similarly, Heidegger reads the first Critique as “laying […] the ground for metaphysics” through an “ontological analytic of the finite essence of human beings” (KPM 1).

One interesting upshot of reading Being and Time as an account of how a priori knowledge is possible is that it sheds light on Heidegger’s notion of the clearing (die Lichtung). Die Lichtung is clearly meant (in Being and Time) to have resonances of Descartes’s lumen naturale and Augustinian divine illumination. (See Capobianco, Engaging Heidegger, Chapter 5 for a discussion of Heidegger’s shift away from understanding die Lichtung in terms of light.) Both of these concepts are meant to explain how a priori knowledge is possible, and both appeal to a divine guarantee of that knowledge. For Heidegger, “[t]o say that it is ‘illuminated’ means that as being-in-the-world it is cleared in itself, not through any other entity, but in such a way that it is itself the clearing (BT 171). Heidegger’s suggestion here seems to be that skepticism about a priori knowledge is put to rest by an adequate ontology of Dasein. This is an intriguing suggestion, which would require much more space to develop in a plausible way than I have here. This way of understanding Heidegger’s transcendental aspirations, though, has a number of ramifications.

First, it would allow us to make a powerful case for the continued philosophical relevance of transcendental phenomenology. In recent years there has been a surge in interest within analytic philosophy in metametaphysical questions about the substantivity and methodology of metaphysics. One important question concerns modal epistemology: metaphysicians often claim knowledge of possibility, impossibility, necessity, and essence, and there is a growing body of literature on how such knowledge is possible (see Tahko, Chapter 7 for a survey). Husserl and Heidegger’s writings are also rife with claims to modal knowledge, and I suggest a central task of both of their brands of phenomenology is to vindicate such claims. If this is right, it opens up room for a productive discussion between transcendental phenomenologists and analytic metaphysicians.

Second, this reading of the role of transcendental philosophy has the advantage of answering Engelland’s “problem of motivation.” Metaphysics has long between the target of suspicion and abuse by Humeans and Carnapians, giving the likes of Kant and David Lewis plenty of motivation for defending it (albeit in very different ways). Indeed, this reading explains Heidegger’s attraction to Kant, whose primary goal in the first Critique and Prolegomena was to put metaphysics on the secure path of a science. It is suggestive that Husserl explicitly identifies the subject matter of material ontology with synthetic a priori truths. This reading raises an important interpretive question: if Husserl and Heidegger are, like Kant, interested in putting metaphysics on the secure path of a science, do they also follow him in holding that the “proud name of an ontology […] must give way to the modest one of a mere analytic of the pure understanding” (A247/B303)?

I agree with Engelland, then, in giving pride of place to the transcendental aspects of Heidegger’s thought, but I think a shift in emphasis toward the connection between transcendental philosophy and metaphysics would bring out its most promising aspects. This is not to say that Engelland doesn’t recognize this thread of Heidegger’s thought at all; he repeatedly and approvingly cites, for example, Heidegger’s praise of Husserl’s non-constructive, intuitive conception of the a priori (BT 75n). The importance of Heidegger’s metametaphysical project is obscured, however, by a lack of clarity about the meaning of some of Heidegger’s terminology, especially Sein.

In the introductory chapter, Engelland discusses the debate between Thomas Sheehan and Richard Capobianco over the topic of Heidegger’s Seinsfrage: “for Sheehan, the lasting topic is the finitude of human existence as that which makes meaning possible; for Capobianco, the lasting topic is the manifestation of being” (6). Though Engelland does not endorse either position outright, he does seem to foreclose an interpretation on which Sein means, well, being. In Being and Time and surrounding works, Heidegger distinguishes the following senses of ‘being’: that-being, essence, and such-being. On my reading, the early Heidegger uses ‘being’ in a wholly traditional sense; where he disagrees with the tradition is in his substantive critiques of previous category schemes and accounts of the essence of the human person. Relying on an interpretation on which talk of being is really talk about meaning or manifestation, I submit, covers up the promising connection between Heidegger’s transcendentalism and metaphysics.

Getting clearer on what ‘being’ means would also substantially enrich Engelland’s discussion of realism. In the final chapter, Engelland criticizes Taylor Carman’s view that Heidegger is an ontic realist and an ontological idealist. Carman defines ‘ontic realism’ as “the claim that occurrent entities exist and have a determinate spatiotemporal structure independently of us and our understanding of them” (Heidegger’s Analytic, 157). Engelland accepts ontic realism but rejects ontological idealism, the claim that being depends on Dasein:

Yes, “there is” no being independent of Dasein, but that does not make being into a projection of Dasein; rather Dasein only is thanks to the affectivity of being […] Realism about entities entails     realism about the context for interpretation. The meaning of being is not some thing independent of entities; it is the domain in   which we meet with them. The domain and the entities can be distinguished but not separated

Engelland here alludes to an infamous passage that has been enlisted in support of two ways of interpreting Being and Time: (1) interpretations on which Sein means Sinn and (2) Blattner’s temporal idealist interpretation.

Of course only as long as Dasein is [] ‘is there’ [gibt es] being. When Dasein does not exist, ‘independence’ ‘is’ not either, nor ‘is’ the ‘in-itself’. In such a case this sort of thing can be neither understood nor not understood. In such a case even entities within-the-world can neither be discovered nor lie hidden. In such a case it cannot be said that entities are, nor can it be said that they are not. But now, as long as there is an understanding of being and therefore an understanding of presence-at-hand, it can be said that in this case entities will still continue to be. (BT 255)

Engelland’s passing endorsement of a realist reading would benefit from dwelling longer on this puzzling passage. If I’m right that ‘being’ means that-being, essence, and such-being, it’s hard to see how this passage is even compatible with ontic realism. One strategy for taking the anti-realist bite out of the passage is suggested by Sacha Golob: “it should be read with the stress on the phrase ‘“gibt es Sein’” (Freedom, Concepts and Normativity, 177). In other words, Heidegger is making a substantive claim about the conditions for having being given. That is, he is gesturing toward an analysis of how a priori ontological knowledge, understood on the model of Husserl’s “genuine empiricism,” is possible (see Kinkaid, “Phenomenology, Idealism, and the Legacy of Kant,” 609-11).

In general, I’d like to hear more about how Engelland understands the relations between being, the meaning of being, and the domain of intelligibility. I’d like to hear more, too, about how he understands Heidegger’s praise of idealism in Being and Time: “If what the term ‘idealism’ says, amounts to the understanding that being can never be explained by entities but is already that which is ‘transcendental’ for every entity, then idealism affords the only correct possibility for a philosophical problematic” (BT 251). I agree with Engelland that Heidegger is a realist, but absent clarification about how he understands ‘realism’, ‘idealism’, and ‘being’, it’s not clear to me what this agreement amounts to. Is Heidegger a metaphysical realist, as Lafont and Carman deny he is (see Lafont, “Hermeneutics,” 269 and Carman, Heidegger’s Analytic, 166)? How does his position relate to Husserl’s brand of transcendental idealism or analytic anti-realists like Hilary Putnam? Is there any interesting sense in which Heidegger is a relativist (see Lafont, “Hermeneutics” versus Golob, “Was Heidegger a Relativist?” and McManus, “Heidegger and the Supposition of a Single, Objective World”)? A full-blown defense of a realist interpretation of Heidegger would need to answer these and other questions.

As a reader sympathetic to Heidegger’s Being and Time project, I find myself unpersuaded of the need to make the “post-subjective turn” Engelland praises. Similarly, Golob urges Engelland to take up a more critical stance with respect to Heidegger’s claims about the open: “What exactly is this deeper sense that the tradition has missed?” (review of Heidegger’s Shadow). As I read it, Being and Time is already as “post-subjective” as we need to get. That is, Being and Time articulates a compelling picture of human persons as constitutively dependent on a holistic and historically contingent network of social kinds, roles, and institutions. As Engelland notes, Heidegger criticizes Husserl in his SS 1925 lectures for a failure to clarify the mode of being of the subject (33). Doing so requires an analysis of the structure of being-in-the-world. Now the world, understood as a referential totality of significance, stands in interesting relations of dependence with Dasein. On the one hand, there clearly would not be a world, in Heidegger’s sense of the word, without Dasein. But the world also has a kind of independence from Dasein. Consider an economy, for instance. Economies depend for their existence and nature on human beings, but once established, they take on a life of their own. Economic facts have a kind of objectivity, which is why social scientists can be wrong about or discover economic facts and I cannot through sheer force of will increase the balance of my bank account (though willing a decrease is no trouble at all). Furthermore, the existential possibilities for being a self available to a person depend on a world: what it is to be a stockbroker or an economist, say, depends on the existence and nature of economies. Finally, what existential possibilities are open to me is a historical matter: “I cannot now be a samurai since the necessary web of goals, tools and dispositions of other agents no longer exist” (Golob, Freedom, Concepts and Normativity, 217).

What is missing in this account? Engelland suggests that this early account places too much emphasis on projection at the expense of thrownness, is too ahistorical, and misses the phenomenon Heidegger calls ‘earth’. I can’t evaluate each of these charges in detail here, but one point worth noting is the importance of a kind of historical reflection in the early work. Ontology is supposed to be guided by our “vague understanding of being,” but that understanding is “infiltrated with traditional theories and opinions about being” (BT 25). Rooting out the distortive effects of this infiltration, I suggest, requires not only a destruction of the history of ontology (which Engelland skillfully discusses in Chapter 1), but also attention to non-philosophical ways in which Dasein expresses itself. Think here of Heidegger’s early interests in Paul and Augustine, his remarks about ethnology and myth (BT 76 and the review of Cassirer’s Mythical Thought), the fable of Cura in BT §42, and the analysis of the existential content of the concept of original sin (BT 354n and “Phenomenology and Theology”). This element of Heidegger’s method has both interpretive and philosophical significance. On the one hand, interpreters have long worried that Being and Time is, as Karl Löwith claimed, a “disguised theology,” which has been taken to undermine its transcendental ambitions (see Kisiel, Genesis, 423 and Philipse, Heidegger’s Philosophy of Being). On the other hand, the suggestion that transcendental philosophy needs this kind of historical corrective is a ripe topic for future research.

Heidegger’s later affective and historical thought is supposed to be a deepening of “the phenomenological task […] to undermine prejudice and recover the breadth of experience” (224). We need Heidegger’s later thought today, Engelland argues, because “[t]he contemporary intellectual landscape remains dominated by the mathematical prejudice” (207). I have two worries about the claim that the contemporary intellectual landscape is dominated by this prejudice. First, the contemporary intellectual landscape is not as monolithic as Engelland’s comment suggests, and I would at least like to see some representative examples of the mathematical prejudice from contemporary philosophy. Second, the mathematical prejudice seems to pick out two distinct worries, the conflation of which, I suggest, creates an illusion of more continuity between Heidegger’s early and late work than is really there. On the one hand, the mathematical prejudice may be the tendency to interpret all entities, including artifacts and persons, as on-hand. More needs to be said about what Vorhandenheit means (see McManus, Measure of Truth, 53-6 for a discussion of some interpretive difficulties); even assuming we have a firm grasp on the concept, what resistance to the mathematical prejudice in this first sense requires is a more sophisticated ontology—one that does justice not only to natural kinds but also social kinds. On the other hand, the mathematical prejudice may be the tendency to interpret nature as something to be mastered, to overlook the meaning of ordinary objects, and so on. On the first reading, the mathematical prejudice is primarily a theoretical error; on the second, it’s an evaluative error. Now Heidegger certainly sees some connection between these two errors, but that connection surely falls short of entailment. Moreover, it seems to me that Heidegger’s attempts to awaken a new fundamental disposition serve primarily to combat the second kind of error. If this is right, though, it is highly misleading to represent Heidegger’s entire career of thought as answering one question, the Seinsfrage.

This last suggestion surely contradicts Heidegger’s own pronouncements about the path of his thought. It seems to me, however, that commentators need to balance two, perhaps competing, hermeneutic principles when interpreting Heidegger’s staggering body of work. Interpretations like Engelland’s and Sheehan’s have the merit of respecting Heidegger’s claims to continuity, while my interpretation runs the risk of being uncharitable by accusing Heidegger of changing the subject while misleadingly calling it by the same name. Nevertheless, it seems to me that Heidegger’s attempt to bring experience to greater givenness is serving very different ends in the early and late work: in the early work, to show how ontology is possible, and in the late work, to evoke a new fundamental disposition in the face of the threat of nihilism. If this is right, I remain unconvinced that we need to follow Heidegger’s way in order to get the most out of the transcendental elements of his early thought.

These worries and requests for clarification should not be taken to detract from what Engelland has accomplished in Heidegger’s Shadow. The book is clearly written and carefully researched, drawing on an enormous swath of Heidegger’s Gesamtausgabe. Like Engelland, I believe the tradition of transcendental phenomenology contains philosophical riches that are yet to be fully mined; the foregoing challenges come from someone who, like Engelland, stands in Heidegger’s shadow but seeks to go beyond him. While my assessment of what is most worth preserving in Heidegger’s thought surely differs from Engelland’s, he has done a great service to scholarship by attempting the daunting task of motivating a way into Heidegger’s huge body of at once fascinating and frustrating thought.[2]

Bibliography

Capobianco, Richard M. 2011. Engaging Heidegger. Toronto: University of Toronto Press.

Carman, Taylor. 2007. Heidegger’s Analytic: Interpretation, Discourse and Authenticity in Being and Time. Cambridge: Cambridge University Press.

Engelland, Chad. 2017. Heidegger’s Shadow: Kant, Husserl, and the Transcendental Turn. New York: Routledge.

Golob, Sacha. 2014. Heidegger on Freedom, Concepts and Normativity. Cambridge: Cambridge University Press.

Golob, Sacha. 2017. Review of Heidegger’s Shadow: Kant, Husserl, and the Transcendental Turn by Chad Engelland, Notre Dame Philosophical Reviews: https://ndpr.nd.edu/news/heideggers-shadow-kant-husserl-and-the-transcendental-turn/.

Golob, Sacha. 2019. “Was Heidegger a Relativist?” In The Emergence of Relativism: German Thought from the Enlightenment to National Socialism, edited by Martin Kusch, Katherina Kinzel, Johannes Steizinger, and Niels Wildschut, 181-95. New York: Routledge.

Heidegger, Martin. 1962. Being and Time [BT]. Translated by John Macquarrie and Edward Robinson. Oxford: Blackwell Publishers Ltd.

Heidegger, Martin. 1997. Kant and the Problem of Metaphysics [KPM]. Translated by Richard Taft. Bloomington: Indiana University Press.

Heidegger, Martin. 1998. “Phenomenology and Theology.” Translated by James G. Hart and John C. Maraldo. In Pathmarks, edited by William McNeill, 39-62. Cambridge: Cambridge University Press.

Kant, Immanuel. 1998. Critique of Pure Reason. Translated and edited by Paul Guyer and Allen W. Wood. Cambridge: Cambridge University Press.

Kinkaid, James. 2019. “Phenomenology, Idealism, and the Legacy of Kant.” British Journal for the History of  Philosophy 27: (3): 593-614.

Kisiel, Theodore. 1993. The Genesis of Heidegger’s Being and Time. Berkeley: University of California Press.

Lafont, Cristina. 2005. “Hermeneutics.” In A Companion to Heidegger, edited by Hubert Dreyfus and Mark Wrathall, 265-84. Malden: Blackwell Publishing Ltd.

McManus, Denis. 2012. Heidegger and the Measure of Truth. Oxford: Oxford University Press.

McManus, Denis. 2012. “Heidegger and the Supposition of a Single, Objective World.” European Journal of  Philosophy 23 (2): 195-220.

Natorp, Paul. 2015. “Kant and the Marburg School.” In The Neo-Kantian Reader, edited by Sebastian Luft, 180-97. New York: Routledge.

Philipse, Herman. 1998. Heidegger’s Philosophy of Being: A Critical Interpretation. Princeton: Princeton University Press.

Tahko, Tuomas E. 2015. An Introduction to Metametaphysics. Cambridge: Cambridge University Press.


[1] Parenthetical citations refer to Engelland, Heidegger’s Shadow unless indicated otherwise.

[2] Thanks to Dan Dahlstrom, Emma Jerndal, and Eden Kinkaid for helpful comments and discussion.

David Egan: The Pursuit of an Authentic Philosophy: Wittgenstein, Heidegger, and the Everyday

The Pursuit of an Authentic Philosophy: Wittgenstein, Heidegger, and the Everyday Book Cover The Pursuit of an Authentic Philosophy: Wittgenstein, Heidegger, and the Everyday
David Egan
Oxford University Press
2019
Hardback £55.00
272

Reviewed by: Zachary Mabee (Catholic priest and graduate student in philosophy at the University of Reading)

As neither a Wittgenstein nor a Heidegger specialist, I found David Egan’s The Pursuit of an Authentic Philosophy: Wittgenstein, Heidegger, and the Everyday to be a fascinating, creative, accessible study of perhaps the two most noteworthy figures of 20th-century philosophy.[1] One would think that such studies would be more plentiful than they are, given (as Egan reminds us) that these two monumental figures were born into the German-speaking world in the same year (1889) and then came, as he extensively argues, to advocate not so much a positive body of philosophical work but instead a sustained effort at linguistic and conceptual “disencumbrance” (6).[2] Though this dearth of comparative studies could be accounted for variously, an unfortunately obvious aspect of it would seem to be the ready-made tendency to cast Wittgenstein into the Anglo-American or “analytic” wing of contemporary philosophy (though his principal works were composed in his native tongue) and Heidegger into the “continental.” Wisely, I think, Egan avoids this simplistic and over-played distinction and instead showcases how both thinkers were monumentally first-rate philosophers who deeply engaged the aporetic task that is most characteristic of their discipline.

Interestingly, Egan introduces his study by recalling Tower of Babel, recounted in the eleventh chapter of the Book of Genesis, and the “baffling” of human languages that resulted in this proud human exercise of “attempting to arrogate to themselves the powers of naming and creation that are proper to their creator” (2). He notes that Wittgenstein’s and Heidegger’s respective philosophical projects have both already been likened to the Babel episode; and he does likewise, highlighting how they both sought to undo the self-made exile into which philosophers’ “metaphysical” aspirations too often lead us. For Wittgenstein, this undoing crucially involves allowing words to “have a home” in their everyday usage rather than in the sought-after “essences” of philosophers. For Heidegger, it involves allowing Dasein (our characteristic mode of being) to be “in the truth,” as it is; not as we otherwise posture it to be (6). They both seek to move us away, then, in their respective manners, from the frictionless vacuum of philosophical essentialisms to the concepts and being of our ordinary experience and the practices within which they are intelligible.

Chapter 1 deals with concerns of grammar and ontology, the former of which are more relevant to Wittgenstein and the latter to Heidegger. Egan commences by considering the famous Heraclitan reflection regarding whether one can step into the same river twice. Whereas this philosophical challenge is constructed so as to cast doubt on whether one in fact can step into the same river twice, Wittgenstein invites us instead to consider the “home” that talk of rivers has in our ordinary language and discourse. Within it, we quite obviously can and do speak of doing just that: having a swim in the Thames today and then, tomorrow, dipping our toes into it. The point he seeks to highlight, Egan contends, is that Heraclitan-type philosophers tend to err in thinking that they will somehow discover, through their inquiries, a deeper, metaphysical essence to what a river is; or, perhaps just that they will discover some empirical facts about rivers and how they are. Instead, for Wittgenstein, that “one can step into the same river twice” is “the expression … of a rule” and so a matter of grammar within this language-game that we play (21). The mistake that the Heraclitan philosopher makes is to aspire to a fantastical point of view—a “sideways” one, to use McDowell’s expression—according to which one can, as it were, examine one’s concepts independently of their usage or vis-à-vis the standard of concepts-as-such. For Wittgenstein, “ordinary language is all the language there is” (28).

Heidegger, as noted, takes a more “ontological” angle on our everyday practices, seeking to highlight their “significance” in this vein, which he finds too often overlooked (29). He wants to direct his inquiry toward a “fundamental ontology” that considers being more simply than in the categorized, observational manner of the “ontic sciences” (30ff.) and that, through phenomenological methodology, uncovers the ways in which it self-discloses. Like Wittgenstein, though, for Egan, Heidegger is not concerned through his philosophy to argue for or establish some new instance, class, or category of knowledge, but instead to chip away at nefarious theoretical constructions, thereby allowing our words, concepts, and ordinary practices to be more simply what and how they are—though in Heidegger’s case, more through a process of revealing discovery.

Chapter 2 begins with some helpful explication of key Heideggerian terminology: Dasein as (our) being that has an understanding of being, which is analyzed existentially in “fundamental ontology” (37–9). Egan then proceeds to discuss the noteworthy distinction that Heidegger draws between the present-at-hand and the ready-at-hand. The former deals with what we can reflectively consider, whereas the latter treats what is present to us and accessible in our environment for use, particularly in the form of tools or equipment. Heidegger notes that our being-in-the-world is often most transparent and perspicuous when we are engaging some object or thing with a tool, in a ready-at-hand manner. For while doing so, we are able to look through or beyond the tool being used to the object or thing engaged. The tool serves, as it were, as a more vivid point of connection with the world—a point of connection of which we are reminded perhaps most poignantly when our activity employing it is interrupted.

Then, following Cavell—with whose interpretations of Wittgenstein Egan is often quite sympathetic—Egan draws a parallel in Wittgenstein’s thought, noting that the ordinary-language criteria of Wittgensteinian (and Austinian) philosophy in their own way orient us to the world, and not just the words we use and the language games we play. It is just, again, that Wittgenstein takes our concepts, which we deploy linguistically, not to be independently or metaphysically discoverable from a sideways perspective, but rather disclosed, in a way, in the grammatical criteria at play in the language games in which they are deployed, and the practices relevant to these games. So knowing what a chair is or means crucially involves understanding our use of chairs, the dining practices in which they are implicated at tables, for instance, and so on (60). To return to our earlier example, the fact that one can indeed enter the same river twice is a fact intimately pertinent to the people’s interaction with and use of rivers and what is and is not grammatically admissible in such contexts (61). Egan’s broader contention in this chapter is, again, that we undertake a fool’s errand, for Wittgenstein and Heidegger alike, if we seek to find our words, concepts, or being outside the realms they normally inhabit, where they ordinarily find their home.

A critical point that is worth noting here, which is relevant in subsequent chapters, too: Egan’s engagement with secondary literature at times seems a bit sparing or perhaps selective. His bibliography is sufficiently thorough, but his deferential preference for Cavell’s Wittgenstein is at times annoyingly on display. Charles Taylor, e.g., is another commentarial voice who does garner mention but whose most obvious essay dealing with these two thinkers and their philosophical likeness does not.[3] I wondered at several junctures if a more variegated engagement with secondary literature, particularly that dealing directly with Wittgenstein and Heidegger and their work, could have helped this project.

Chapter 3 moves into an interesting discussion of Wittgensteinian attunement and Heideggerian being-with, particularly with regard to Das Man. Following upon his treatment of language games, Egan stresses that, for Wittgenstein, “attunement” is the kind of working agreement that we have in our shared forms of life, within which we converse, discuss, agree or disagree, and justify various claims. It gets at, for Cavell, the difficult and “terrifying” way in which, say, to allege truth or falsehood in some given case, there must more deeply be a working agreement with respect to the forms of life we share and that our discourse reflects (65). The claim here is not that there is some deeper underlying (or metaphysical) arrangement in such situations that we rightly call “attunement” but more simply just that our engagement in such shared activities and forms of life manifests attunement (69). This seems a further development of the previous chapter’s notion that criteria, grammar, and word usage do indeed, in surprising ways, connect us with the world and the forms of life that are home to our discourse.

Egan’s discussion continues with an illuminating treatment of Heidegger’s sense of being-with and the ways in which this pertains to the normative authority of what he terms Das Man. Egan begins by noting the way in which our interaction with other persons is similar to or reflective of the dynamic that we see on display more broadly with our use of tools, equipment, and other ready-at-hand objects. That is, when we encounter and experience other persons, we typically do not do so in the abstracted present-at-hand manner, in which they become to us objects of reflection or theoretical inquiry; instead, we encounter and experience them much in the same manner as we do tools or worldly objects that we use—as readily available to us, as co-involved in our activity in the world. They are accessible to us, often, in our engagement with the world, much in the way that a pair of shoes might be (73–5).

Egan also helpfully outlines Das Man in Heidegger, which is, as Carman notes, “the impersonal normative authority underwriting the social practices that makes things intelligible on a mundane level” (75). Comprising dimensions such as agreement in judgments and basic definitions; use of equipment; social and historical situatedness; moral and social norms; etiquette; ceremonies; shared wisdom, and so on, Das Man highlights for Heidegger the way in which Dasein is never abstractly autonomous but always, instead, embedded in a social order—even if one opts to rebel against it. One is, in a way, the milieu in which she finds herself (76). Egan stresses how Das Man can be especially vexing, among the Heideggerian lexicon, and how it, even for eminent commentators like Dreyfus, fails to stake out territory between a healthy conformity, within the world one inhabits, and an unhealthy conformism to prevailing norms.

Chapter 4 commences Egan’s broader treatment of what he terms “authentic everydayness.” To begin, he segues from his treatment of Das Man into the notion of inauthenticity in Heidegger, which amounts to an over-reliance upon Das Man in its ever-present task of self-interpretation. Egan notes:

Dasein is the being that relates to itself as a question. Accordingly, Dasein’s flourishing qua Dasein is a matter of fulfilling its nature as self-interpreting. Authentic Dasein explicitly owns up to this task of self-interpretation, whereas inauthentic Dasein hides from it. Inauthentic Dasein does a poor job or manifesting its distinctive Daseinhood (93).

[…]

Inauthenticity is not a failure of self-interpretation but is rather a mode of self-interpretation that defers the interpretive work as much as possible to Das Man, and reaches for the interpretive resources that are closest at hand (94).

Heideggerian anxiety, then, becomes a “special kind of fear” that is not so much directed at other beings that we encounter in the world, whether present- or ready-at-hand, but toward Dasein itself as being-in-the-world and so what is bound up with this. Dasein customarily seeks “absorption with innerworldly beings that anxiety disrupts” (95).

Egan then follows this discussion of Heideggerian anxiety with a treatment of what he takes to be a similar dynamic in Wittgenstein, though which more readily appears in the secondary literature on the latter under the rubric of “skepticism.” Wittgenstein famously notes that, at some point, our explanations will run out and our justifications be exhausted, and also that any set of rules we seek to abide by or implement will ultimately be subject to a variety of irresolvable interpretations, whether they regard following signposts down a trail or algorithms for adding sequentially to a numerical series (99–101). Egan seems to see a kind of isomorphism in the two authors’ work on these sorts of “anxiety.” To be sure, Heidegger’s is more chiefly concerned with the coherence of our practices and the anxiety that arises regarding them, vis-à-vis the self-interpreting tendency of Dasein; whereas Wittgenstein’s is more regarding our search for explanations, particularly final ones, and the situation that we face when we in fact do not reach them, or come to see them as unreachable. Nonetheless, Egan thinks—and I would concur—there is a noteworthy consonance between the two accounts.

The denouement of chapter 4 consists of a kind of reflective consideration of Wittgenstein as a philosopher, and is an attempt by Egan to resolve some of the aforementioned concerns, namely that the Heideggerian approach is more practical-existential, whereas the Wittgensteinian one is more conceptual-linguistic. Indeed, Egan notes that Wittgenstein had a lively sense that we are all rightly engaged in the sorts of philosophical questions that he treats—hence, for instance, his characteristic point of departure from humanly vexing questions rather than from the texts or arguments of the discipline’s “greats.” In this sense, Egan thinks, we can see Wittgenstein with Cavell, more in the vein of Socrates, Descartes, Hume, Emerson, or Austin, whose points of departure were the problematics disclosed by human experience more than they were the standard disciplinary texts (108). (And thus he stands in contrast, say, to Plato, Nietzsche, or Derrida, for whom philosophy involved a more cultural, institutional form of life and theorizing.)

I did find myself, at this point in the text and certain others, wishing that perhaps Egan would have engaged these two thinkers biographically a bit more. Such a move might not be apt in many philosophical settings, but it certainly seems more so in one such as this, where the leitmotif is a recovery of the “everyday” and a more authentic approach to the philosophical project. One thinks straightaway, for instance, of Wittgenstein’s sabbatical in the Austrian hills, teaching kindergarten; or perhaps his experience in the trenches in the First World War; or even his neurotic, suicidal, late-night strolls deliberating philosophical and existential questions. Likewise, Heidegger’s disreputable wartime political affiliations and administrative decisions or his tryst with his student Hannah Arendt come to mind in a similar vein. This is not to say that I think any one or other episode of either thinker’s life should be adduced in such a setting; but more just that I found myself as a reader wishing a bit more of an effort to this effect had been made, especially amidst a chapter on anxiety as a broadly philosophical topic.

Chapter 5 deals with an expected topic, Wittgenstein’s treatment of rule-following, and particularly Kripke’s take on it. Kripke, Egan contends, sees Wittgenstein as fundamentally presenting readers with a choice in such matters, in the face of the interpretive impasse with which they leave us: either skepticism or Platonism, the former which Kripke takes to be Wittgenstein’s preference. But Egan, once again, wants to re-situate or -contextualize our reading of Wittgenstein: here particularly as challenging our assumption as to whether or not there “is a coherent question to be asked about what justifies us in playing the language-games that we do” (115, emphasis mine). That is, the skeptic would have us doubt whether there is such an answer or justification, and the Platonist would have us look for some sort of external grounding to our language games; but Wittgenstein himself, for Egan—as we have seen already—would have us simply take them as the given, such that these sorts of meta-level questions would eventually dissolve (114). He then wonders, too, about how we might construe a Kripkean reading of Heidegger, “Kripkendegger,” as Egan terms this (117ff.).

The next section treats Heidegger’s notion of conscience, which Egan handles deftly, particularly for an issue that seems to invoke a stereotypically cluttered family of Heideggerian terms and concepts. Fundamentally, Egan links Heideggerian “conscience” to Dasein’s being-its-own whilst being-in-the world, such that its interpretive self-understanding constitutes a correlative understanding and appreciation of the world in which it is and in which it discloses itself (118–9). The conscience which at times comes “over” us serves as a kind of check against the inauthentic tendencies against which we steadily live and operate (120). The chapter continues with a broader foray into aspects of the everyday and, particularly, with a vindication of it in the two authors—in Wittgenstein, more via allowing ordinary language to be where it is, at home in its ordinariness; and in Heidegger, to allow Dasein to be as it is or inclines to be, rather than being consumed or distorted by preoccupation with Das Man.

Once again, with his treatment of Heideggerian conscience, Egan misses, I think, an opportunity to allow his work to veer more into the terrain of the “everyday,” both in a philosophical and a more ordinary sense. He notes throughout this section the uncharacteristic, and at times maddening, style of both Wittgenstein and Heidegger, and especially the latter’s sometimes befuddling lexicon. The notion of “conscience” seems to be one that highlights this tendency; but I wonder, in looking back upon it, whether Egan could have done us the service of engaging some broader literature, historical or current, regarding conscience and how others’ approaches might dovetail or conflict with Heidegger’s. (One thinks here, for instance, of the Kantian notion of conscience, which no doubt would be apt, given the ways in which the Kantian project helped shape the phenomenological tradition.) This sort of move would have been especially fitting for a notion like conscience which is, philosophically and ordinarily, quite “everyday.”[4]

Chapter 6 begins with a reiteration of Egan’s aspiration to find something of a balance between the typical “therapeutic” (later) Wittgenstein, who would have us count metaphysical and skeptical considerations as “ultimately empty” and a more “existential” Wittgenstein who, in harmony with Heidegger, is subtly attempting to draw us back to our being-in-the-world and its “uncanniness” (138). Egan leads us on an interesting foray through some of the game metaphors that Wittgenstein employs to help us understand language games and how they are constitutively embedded in various forms of life. He returns here to the key notion of attunement and to the idea that, for Wittgenstein, our attunement is manifest in the forms of life that we share and in which we participate; it is not, that is, something superadded onto them or metaphysically beneath them. Fundamental to language games and the forms of life where they are at home is education or training. The initiation that they call for is not so much typically a matter of explanation, but instead one of training and so familiarization with the various words and concepts that have meaning within them. True, there are correct and incorrect moves that one can make within the game of chess; but is also is inapt to describe (or critique) the rules themselves as correct or incorrect. They are simply the rules of the game (145). For Egan’s Wittgenstein, reasons, like explanations, will eventually “give out” (146). What matters in playing games—language games or other games, considered more broadly—is not so much having the rules down (explicitly), but instead having with the other participants a sufficient degree of attunement, such that they can together play the game.

Egan continues, noting that there are some interesting similarities between Wittgenstein’s work on rule-following and Heidegger’s on anxiety, sometimes termed the “motivation problem”—both of which can leave us wondering how to cope once our reasons or the foundations of our ordinary practices are exhausted (153). He also then engages in a fascinating aside dealing with Wittgenstein’s noteworthy pupil Rush Rhees and his concerns about the language-game approach: concerns dealing chiefly with the fact that these considerations might seem to make the ultimate goal of linguistic practice something like skill—the concern being that language use would ultimately seem to be about our practical ends and so come dangerously close to sophistry. Egan nicely, I think, deflects these concerns, following Huizinga, Gadamer, et al., by reminding us of the seriousness that games indeed demand, lest one become a spoilsport, a trifler, or a cheat (157ff). Egan closes this chapter with another nice restatement of his broader sense of the two thinkers’ respective projects, which fundamentally amounts to flagging and helping to remedy the (linguistic or ontological) blindness in which we so often, especially in philosophical circumstances, find ourselves (165–6).

Chapter 7 is largely a reckoning with the two thinkers’ treatments of typical or traditional doctrines of assertion, but also of their related conceptions of reality and theories of truth. Egan sees in Wittgenstein and Heidegger alike a criticism of a certain sort of naïve realism, no doubt predominant in popular discourse, but also perhaps surprisingly in philosophical domains. According to this sort of sensibility, things basically are the way that we think them to be, and in accordance with the ways in which we speak of them. But, again, for Wittgenstein, this tendency manifests a foundational confusion between the grammatical and the empirical and so leads to the metaphysical tendency toward nonsensical theorizing that is too often, in his view, on display in philosophical work, let alone in popular discourse. Heidegger’s work on this front is more historical and genealogical than Wittgenstein’s; and he wants to move philosophical thinking away from the Aristotelian-Scholastic conception of truth—adaequatio intellectus et rei—toward a more primitively classical one: aletheia, or truth as a kind of discoveredness of what is disclosed (183). This jostling effort, to dislodge certain of our comfortably stable presuppositions, for Egan, significantly accounts for the two thinkers’ unique philosophical idioms and for their at times vexing word-choice and argumentative structure.

Chapter 8 continues this analysis, in closing the book, with a return to the two thinkers’ notions of ordinary language and discourse. Whereas Wittgenstein seems more content to allow ordinary language to be “at home,” as it is and to shake us free from the “picture” that has held us captive, Heidegger see his phenomenological method as affording a kind of “uncovering” potential that allows us (in principle) to come into contact with deeper aspects of being. The corollary of this is that, for Wittgenstein, the key discoveries that we are likely to make philosophically are that we are variously engaged in speaking and trading in nonsense (195ff.). Accordingly, Wittgenstein is not involved—as, say, those advocates of the hermeneutic of “suspicion” are—in directing us toward some sort of deeper, more fundamental reality that our modes of speech and practice are obscuring; instead, he seems keen on helping us to see that our debates—say among solipsists, realists, and idealists—are just not as contentious or substantive as we tend to think them (202ff.). We are simply misled if we think that those various doctrines can be adjudicated in the ways that we normally attempt. An example of this tendency, for Egan, is Carnap, vis-à-vis the later Wittgenstein, as the former seeks to set up a methodological procedure for settling such disputes and then funnel various such doctrines through it, to find a victor (ibid.). Instead, the methodology that the later Wittgenstein prizes is that of offering aspectual descriptions and employing particularly the metaphor of pictures and how looking at them offers us different (and manifold) perspectives on various matters. Indeed, he takes language to be as a picture, whose use and exact purposes remain opaque, but which is rightly to be explored from various angles (210).

In closing, Egan finds Wittgenstein’s later approach to be decidedly aesthetic in its character—less about asserting propositions or claims about this or that, or how things are, and rather more about suggesting angles, perspectives, or views on various issues, which could no doubt be multiplied (as in the famous case of the duck-rabbit image). Indeed, for Egan, this is what Wittgenstein’s later philosophy, along with Heidegger’s, tends to do: Not to argue for this or that point or claim, but instead—and particularly through idiosyncratic word-choice, structure, punctuation, rhetorical strategies, and the like—to peel back this problematic with which we have become accustomed; to shake our captive gaze to our inherited picture; and instead to help us appreciate the ordinary as it is, and whatever it would happen to disclose.

One final concern I would like to register, somewhat in accord with the previous ones: This book could have profited from greater engagement with ethics and religion, two regularly philosophical topics that are decidedly commonplace—in their own ways, “everyday.” Wittgenstein famously lectured, though very sparingly, on the two in conjunction; and they do not seem to have been a focal point for Heidegger. But both areas, I think, crucially draw together “everyday” thought and action in conjunction with philosophical interest and reflection. Both areas also, I think, raise some significant concerns for the arguably more quietist tendency on display in both authors, particularly on Egan’s reading of them. For it might be fine and well to be concerned mainly with chipping away at misunderstanding and pretenses about our language and thought, whilst claiming not to be saying much in the positive sense about the world or our involvement in it. But our practical, “everyday” engagement often seems to suggest otherwise: We find ourselves needing to say various things about a whole host of matters and affairs: tax policy, what we observe in outer space, our and our loved ones’ moral choices, foods’ nutritional value, the political and military stability of various regions, how religion should interact with politics, and so on. And we often think that judgments within such debates and matters of discourse are, to varying degrees, disputable or judicable, correct or incorrect, right or wrong—and, indeed, accessible as such through clarifying philosophical reflection. I do not mean to suggest that (Egan’s) Wittgenstein or Heidegger could not somehow deal ably with our ordinary practical discourse and its significance in such “everyday” affairs; but it does strike me that attempting to deal with such points of practical connection—particularly within a book with the thrust of The Pursuit—would have been helpful and constructive, and would have expanded the scope of this work beyond its more characteristically linguistic-cum-metaphysical purview. Nonetheless, this work, as noted throughout, is instructive, edifying, and humane—an expository homage, without being unduly deferential, to these two monumental thinkers; and now a crucial addition to the joint literature regarding them.


[1] Given my non-specialist’s status, I shall at times gloss over, throughout the review, some of the more intensely exegetical points that emerge.

[2] Egan also recently helped edit Wittgenstein and Heidegger, ed. David Egan, Stephen Reynolds, and Aaron Wendland (New York: Routledge, 2013).

[3] See Charles Taylor, “Lichtung or Lebensform: Parallels between Heidegger and Wittgenstein,” in Philosophical Arguments (Cambridge: Harvard University Press, 1997), 61–78.

[4] I acknowledge here and throughout that “everyday” is being used in a somewhat more precise sense by Egan, and indeed by Wittgenstein and Heidegger. But I do not think such proposed extensions are at all specious or unreasonable.

Antonio Cimino, Cees Leijenhorst (Eds.): Phenomenology and Experience: New Perspectives

Phenomenology and Experience: New Perspectives Book Cover Phenomenology and Experience: New Perspectives
Studies in Contemporary Phenomenology, Volume: 18
Antonio Cimino, Cees Leijenhorst (Eds.)
Brill
2018
Hardback €135.00, $162.00
x, 204

Reviewed by: Heath Williams (Sun Yat-sen University)

A series of variegated contributions to the development of the concept of experience. Thought provoking and refreshingly interesting, with some exceedingly high-quality scholarship. There is scant space here to do justice to all the topics, so I’ll touch on a few highlights and critique one low-point.

Emmanuel Alloa: What is Diaphenomenology? A Sketch

Alloa argues that we ought to take a nuanced understanding of the notion of returning to the things themselves; just because Husserl states he can return to things themselves and therefore operate only within the realm of pure experience which is given to us in intuition, this shouldn’t be taken to mean that phenomenology has immediate access to the pure unadulterated stuff that experience is made of, nor should we assume that this stuff originates from consciousness. Alloa argues that phenomenology ought to be diaphenomenology: which rests on the core claims that what appears in experience (the phenomena) always “appears through [dia] something else” (12); diaphenomenology is, purportedly, the terminus of the development of phenomenology.

Alloa observes an aporia which begins from the observation that, for Husserl, the things themselves are given in intuition via a direct relation to an individual. Alloa then points out that such individuals, however, always appear as more than what they are because they are meant. “When something appears, it appears as something, and this appearing as something is what gives the appearance its very meaning” (17). For Husserl, the structuring function of intentionality allows experience to go beyond the perceptually given sense data and intend a meaningful object. Even though things are given directly, consciousness must do some of the work to allow individuals to appear ‘directly’ (i.e. be meant) in the first place. Alloa argues that, to account for how this is possible, Husserl’s analysis that begins with the things themselves inevitably ends up granting consciousness and the ego a wider role in the bestowal of sense than a phenomenological analysis allows.

Alloa argues that every way through the reduction leads to the same antimony between mediacy and appearance. The way through the lifeworld brings us only to the backdrop on which things appear, the way through the lived body leads only to that via which I experience the world. Thus, Alloa arrives at his central conclusion: “While Husserlian phenomenology sets off as an exclusion of all mediations, the very return to the things themselves forces him to take mediations into account” (24). Alloa’s analysis suggests an inevitability about this conclusion.

What is meaningful can only appear in a medium which can allow sense to be bestowed on it, a medium itself stripped of meaning. Thus, Alloa argues that we ought to adopt a diaphenomenological perspective which examines the mediums through which things appear.

This article presents a precise capitulation of a very important position within the landscape of contemporary phenomenology. It explains how Alloa’s position develops as a response to Husserl’s as much as via a reading of Merleau-Ponty (in Alloa 2017). But of course, one can ask what one asks of any reading of Husserl: which Husserl are you criticising? Alloa’s article explains how to avoid some of the pitfalls of the path taken by the transcendental and egological Husserl of Ideas 1 and Cartesian Meditations, yet many of Alloa’s suggestions concerning the development of a phenomenology of sensory medium would not contradict the Husserl of Ideas 2 (wherein we find the concrete analysis of sensation) and particularly Husserl’s suggestion, found in Ideas 3, that we ought to develop a somatological science. I found myself wondering whether these Husserlian works weren’t more in line with the method that Alloa is proposing.

This essay is mainly a theoretical piece which suggests how we might avoid the pitfalls of a particular path of analysis by practicing another, and in this regard the case is clear and compelling. However, it is very difficult to assess Alloa’s proposal without seeing exactly how the project of diaphenomenology might be put to practice in some concrete analyses, and how these analyses might differ from non-diaphenomenological ones. Perhaps I am asking to ‘brutish’ a question, and one that belies a lack of imagination or comprehension, but I struggled to understand how a standard Husserlian analysis would differ, precisely, from the sort of analyses Alloa has in mind.  What exactly does it mean to focus on the medium through which something appears instead of the thing itself, especially given that Alloa insists that the latter amounts to the former anyway?  A couple of examples wouldn’t go astray, but perhaps they are forthcoming in future works (his or others); I certainly hope so, as the last thing phenomenology needs is another theoretical banknote which is never cashed out in small change.

Bernardo Ainbinder: Transcendental Experience

Ainbinder begins by pointing out that transcendental conditions cannot be experienced (or else they would lie within the empirical field), and so the adherence to the principle of all principles conflicts with phenomenology’s transcendental aspirations. Ainbinder proposes that a solution is that the transcendental be considered “the multi-layered network of norms that govern our evidentiary practices” (33).

Points out that Husserl thought that normativity governed even our perceptual experiences, considering the noema an organising principle which governs object perception. We might, for example, fear that we are mistaken about the colour of an object. Under such circumstances, we might put our glasses on to view it better, view it under better light, or from different angles. We may conclude that the object is not as we thought, that it is orange instead of red. However, the colour of the object itself in this scenario serves as a sort of objective standard–an optimum. This optimum is judged against my physical state (my sore eyes) and the state of the world (the lighting and my position). Thus, the noema is a landmark that facilitates perceptual normativity.

This “normative network is the essential structure of experience” (37); it determines what is the case, what only seems to be the case, and on what basis we may correctly make judgements about the world. Thus, the analysis of everyday experience reveals the transcendental conditions of that experience. This is a hallmark characteristic of phenomenology’s transcendentalism: we do not ask transcendental questions “in order to arrive at a better understanding of the world… but rather to find legitimation for the pretences involved in such experience” (38). It also reveals that, the question isn’t how we can impose ‘oughts’ upon a neutral sensory experience, but how experience itself is already riddled with oughts–already normative through and through.

Thus, truth or ‘evidence’ is a transcendental ground towards which all experience tends. Truth is the “basis for any assessment” based in experience (41). This leads to Husserl’s idiomatic epistemological approach to practical and ethical life: “the disclosure of truth is to be seen as a part of an overall conception of rationality as an ideal for human life” (42). Thus, experience is normative, and this provides an ethical demand to behave rationally in our practical lives, but because experience and normativity are dialectical, rationality is tendentious, iterative, open to revision, and a matter of exercising our autonomy and freedom to look more closely (sometimes literally) and revise our beliefs.

So, we can access the transcendental field when “we make the rules that govern our processes of revising our position-takings in the future course of our experience explicit” (43). The final question concerns just how claims about this field might be justified.

Ainbinder shows that it is because the course of practical and ethical experience challenges not only what exists in the world but our own so-called ‘rational credentials’ as perceivers that we gravitate towards a transcendental inquiry into the conditions of truth. Ainbinder certainly explains why we are motivated toward transcendental inquiry, and that such an inquiry could never be satisfied via empirical investigation alone, but not sure if he has answered whether such an inquiry can be justified. How could we possibly judge whether such an account was correct? Surely, if truth is that into which we inquire, we would now need some account of the meta-criterion of the correctness of this inquiry, one which, if non-circular, doesn’t refer to truth as ground or standard. It is these sorts of ‘problems of the criterion’ that have motivated anti-foundationalism and anti-transcendentalism in the analytic and pragmatic traditions.

Lorenzo Girardi: Experience and Unity in Husserl’s Solution to the Crisis

This work demonstrates an expertise in the Crisis, Husserl’s overarching project, and secondary Husserlian literature. Girardi provides a lucid overview of Husserl’s two crises:

1) The idealisation of the lifeworld by the natural sciences.

2) The loss of the capability of the human sciences (and philosophy) to provide a rational basis for culture and society.

Girardi shows that Husserl’s solution to both problems lies in the metaphysical ideal of a perfectly ordered, rational, and complete system of science.

This ideal runs into conflict with the conception of the lifeworld, which is not exclusively nor even preeminently a perceptual world of spatial things but also cultural. However, the cultural lifeworld is too pluralistic to ever found Husserl’s rational ideal. The only all-pervasive and common notion that might found an ideal rational science is the pregiven lifeworld as backdrop or horizon for all experience. This shift from situated cultural world to universal horizon is realised via an incessant and progressive “double move of critique and rationalisation” (89).

So, Husserl’s ideal of completed science progresses via critique from individual cultural worlds towards a unified and hence singular conception of the world. But, as Girardi points out, this ideal belies a kind of intellectual chauvinism: after all, there “might be equally different, equally rational ways the world can take shape without these ways converging on each other” (90). Girardi argues that Husserl’s unificationism shows that he has made a category mistake and confused the lifeworld as horizon, which would by definition imply an open endedness, with the lifeworld as an object, which could at least in principle be brought to a (unified) state of completion (91). Objects are poles of identity which have an internal horizon; a lawlike givenness dictated by a correspondence with an object. The external horizon (the world), on the other hand, has no such object to determine it and this has no guarantee of ultimate coherence; it “operates according to a potential infinity” (93). Thus, in confusing external and internal horizonality, Husserl attributes a potential unity to the latter which is not within its nature to afford.

So, realising a universal science seems impossible. Girardi ends with the rather startling suggestion that for Husserl the possibility of realising a purely rational science is a matter of faith which is justifiable only from the perspective of practical reason; it is the sort of faith that there are practical reasons for holding. Girardi hits on the fact that there is an optimistic rationalism in Husserl’s philosophy which can’t ever really be grounded. For Husserl, this optimism was a matter of faith which prevented the encroachment of the sort of philosophical hopelessness and meaninglessness that pervades, for example, the anti-rationalist philosophy of Nietzsche or the existential philosophy of Sartre.

Genki Uemura & Alessandro Salice: Motives in Experience: Pfänder, Geiger, and Stein

This article aims to delineate three theories of motivation. This topic is certainly interesting and important. Unfortunately, much of the analysis in this article was confusing at key points and would’ve benefited from another round of review.

One of the strong parts of the article is the exposition of Pfänder’s account, the first stage of which is mentally noticing, in an interrogatory way, a stimulus (i.e. the cold of a room). Secondly, receiving an answer or demand to our interrogation: we know what we want to do in response to the stimulus (which may or may not convert to decision to act yet). Finally, I respond or rely on the answer and move into decision and action, and therefore develop a motive. The demand the cold air provided as a response to my interrogation of a stimulus becomes a motive as I rely on it and make the decision to leave the room. It is, thus, this ‘relying on’ that distinguishes motives from other inclinations that may arise yet are never acted on. Importantly, for Pfänder, the motive itself is not an act of consciousness but ‘out there,’ in the world (the demand made by chill in the air), which becomes a motive when treated in a certain attitude (reliance).

Uemura and Salice then attempt to show the difficulties Pfänder has, given his schema, in accounting for cases of ill-motivation. This section was unclear–I was left confused over how the authors were using the terms ‘grounds,’ ‘reasons,’ and ‘motives.’ Uemura and Salice talk about the example where we feel the chill of the air, register our desire to leave, but do not act on it. They dismiss the possibility that this amounts to a case of ill-motivation because “there is a sense in which the decision [not to leave the room] is motivated anyway. Being a decision, it must have a reason that grounds it” (136). I was left a little baffled at exactly what assumptions were informing this excerpt: are reasons, grounds, and motives thought of as largely synonymous here? Is the claim that Pfänder thinks they are synonymous? Clearer is the point that, in the case where we don’t leave the room, the reason for staying “must be something numerically distinct of the demand from the perceived chill in order for there to be a discrepancy between them” (136).

So, if Pfänder wants to identify motives with things out there in the world, then he “makes not room for the possibility of a discrepancy between the reason for a decision and the demand” (136). Even though Pfänder does allow for the possibility that the difference in question here might be relying-on the demand, such relying-on is a mental act (not a state of affairs in the world), and thus, if this is the explanation for ill-motivation, the ontological status of the motive becomes called into question (136). This, from what I could reconstruct, is the point.

The paper then moves on to discuss Geiger, for whom not only volitions but also emotions are motivated. In Geiger’s analysis, we can distinguish between the emotion (joy), the object of the emotion (a new car), and the motive for the emotion (now I can drive to work). The motivation for the emotion (the reason why we feel joy) is thus the experience of a possible state of affairs in which the object of the emotion is related. For Geiger, the possible state of affairs itself constitutes not the motivation but the grounds of the motivation. The object of the motive (the grounds) and the experience of possibly realising them can thus be pulled apart, which explains cases of ill-motivation.

So, three key shifts are made from Pfänder to Geiger. Firstly, we have moved from an extra- to an inter-mental phenomenon. Secondly, because of this we have been more clearly been able to distinguish between (objective) grounds and (mental) motives. Thirdly, we have moved from the sphere of action to other experiences.

Stein expands the concept of motivation so that any aspect of experience that results from another experience can be called a motivation. For Stein there are rational, perceptual, and volitional forms of motivation. Thus, both Husserl and Stein want to use the term ‘motivation’ in a much wider sense than is found in Pfänder and Geiger.

For Stein, motivations are the contents of our mental acts, or, intentional objects. Specifically, it is the relationship amongst contents of acts that constitutes the motivational relation. A motivates B if A is a content of a mental state that gives rise to B. We can deem Stein’s position noematic, Pfänder’s objective, and Geiger’s noetic.

One of the unclear passages in Uemura and Salice’s essay concerned the voluntary nature of motivation, given Stein’s radical expansion of this concept to cover a wider variety of phenomena. For example, according to Stein, perceptions motivate apperceptions (i.e., the front side of an object motivates my apperception of its non-presented third side). However, we can hardly call such a motivation voluntary, as it is not something we have a choice over, and it occurs automatically.

The authors write that, to solve this problem, Stein expands the definition of what free action consists in beyond the scope of decisions. However, they then say that “free acts include not only deciding but also asserting, lying and other acts we perform spontaneously” (144). I found this passage most puzzling; what exactly is spontaneous about these acts? Perhaps we might sort of lie or say something off the cuff but we definitely sometimes plan and decide to perform such actions in a contrived way. No explanation is given as to why we might classify these acts as spontaneous in the first place, and thus how classifying them as free serves to solve Stein’s problem.

Moreover, in this explanation, the authors seem to be targeting the wrong class of phenomena; the problem Stein has is that, if she thinks motivation is voluntary, how to account for perceptual motivations (like apperceptions) not motivations for our speech acts; the latter are uncontroversially voluntary.

The discussion of how these different conceptions of motivation map onto the present debate is one of the most useful aspects of the paper. However, I don’t think the claimed  correspondence between Davidson and Geiger is totally correct. For Davidson, it is not mental states qua mental states which are the reason for action, but that a certain position (desiring) is taken on a mental object of a specific sort. A “belief and a desire explain an action only if the contents of the belief and desire entail that there is something desirable about the action… This entailment marks a normative element, a primitive aspect of rationality” (Davidson 1987, 116). Thus, Davidson’s theory could be deemed a noematic account of reasons, in that it is the relationships amongst the intentional objects of our mental states that introduces normativity and accounts for why they count as reasons for acting. In this sense he is as close to Stein as he is to Geiger.

References:

Alloa, E. 2017. Resistance of the Sensible World: An Introduction to Merleau-Ponty: Fordham University Press.

Davidson, Donald. 1987. “Problems in the explanation of action.” In Metaphysics and Morality, edited by Philip Pettit, Richard Sylvan and J. Norman. Blackwell.

Elliot R. Wolfson: The Duplicity of Philosophy’s Shadow

The Duplicity of Philosophy's Shadow: Heidegger, Nazism, and the Jewish Other Book Cover The Duplicity of Philosophy's Shadow: Heidegger, Nazism, and the Jewish Other
Elliot R. Wolfson
Columbia University Press
2018
Paperback $30.00 / £24.00
336

Reviewed by: Peter Pangarov (Independent Scholar, Canada)

The Duplicity of Philosophy’s Shadow

The spectre of Nazism hangs over the work of Martin Heidegger. That spectre has ebbed and flowed. The publication of the Schwarze Hefte brought back that ghost once more. The Schwarze Hefte laid bare aspects of Heidegger’s antisemitism that had not previously been seen. In The Duplicity of Philosophy’s Shadow, Elliot Wolfson, a scholar of Jewish mysticism and philosophy who—by his own admission—was influenced profoundly by Heidegger, sets out to see the absences in Heidegger’s writing. Wolfson uses Heidegger’s approach to analyse the relationship of truth and untruth, silence, the limits of speech, and what can or cannot be said. From the outset, it is essential to acknowledge that The Duplicity of Philosophy’s Shadow is not in response to the Schwarze Hefte, but a much broader and nuanced conversation Wolfson engages in with himself, Heideggerian scholars, and Heidegger.

Approach

The intention here is to sketch out how Wolfson conceptualises and breaks down Heidegger’s personal, political and philosophical miscalculations, and the parallels between Heideggerian thought and that of Jewish Mysticism. It is not to necessarily delve into the depths of the commonality of Heidegger’s thought and that of Jewish mysticism; this is something that Wolfson accomplishes too thoroughly to be summarised in a brief review without resorting to an approach that loses a lot of that nuance. Instead, this review focuses on the analysis of the unthought, Heidegger’s reforming and rejecting the Philosophy of National Socialism, and Heidegger’s silence and refusal to denounce the horrors of National Socialism.

Understanding Miscalculation

Wolfson approaches his analysis of Heidegger as an outsider, one influenced by Heidegger, but an outsider nonetheless. Wolfson’s approach is shaped by Jacques Derrida’s reflection that “no thinker is above criticism, certainly not one as controversial as Heidegger, but even he, nay especially he, deserves to be read before he is castigated as an outcast and his lifework deemed irredeemable” (xii). By embracing this, Wolfson seeks to neither excuse nor dismiss Heidegger. Instead, to wrestle with that middle ground. Wolfson acknowledges that it is a middle ground that “I am afraid to say, one that can be borne only by those willing to invest an inordinate amount of time and energy in reading through this vastly arduous corpus.” An analysis of Heidegger’s miscalculation is,

The space we must inhabit, as uncomfortable as it might be, is one in which we acknowledge that Heidegger was both a Nazi given to anti- Semitic jargon and an incisive philosopher whose thinking not only was responding to the urgencies of his epoch but also contains the potential to unravel the thorny knot of politics and philosophy relevant for the present as much as for the past. (xv).

The task Wolfson gives himself, is to read Heidegger in a way unlike how Heidegger sought to interpret himself. This task involves and necessitates walking up to his politics, and not immediately reaching to condemn Heidegger’s silence on Auschwitz but thinking about what that silence says and means. In The Duplicity of Philosophy’s Shadow, Wolfson accomplishes that task without ever losing sight of the reality of the tragedy that occurred. This approach provides a testament to how to engage holistically with Heidegger without losing the historical fact of the tragedy of what happened in Auschwitz.

Politics as Thought and Unthought

Wolfson begins by highlighting that moral condemnation does not run counter to analysing National Socialism philosophically in the background of Heidegger’s work. For Wolfson, in actuality, suspending condemnation would be wrong as it would remove the historicity of the relationship between Heidegger’s thought and that of National Socialism. Herein, Wolfson needs to be applauded for stepping into a potentially uncomfortable position, but a necessary one. It is not possible to not condemn what occurred, but it is possible to remain objective in studying the relationship between Heidegger and National Socialism and seeing where that leads.

As Wolfson puts it,

the Heideggerian presumption that questioning is the means to reveal the matter of thought is not forfeited by adopting a critical stance regarding the monstrosity of Nazism nor is there justification to argue that objectivity can be achieved only by abandoning oneself to a thinking that would preclude the ability to discriminate between right and wrong (1).

Wolfson does not believe Heidegger relinquishes ‘the sanction of good and evil.” Rather, Heidegger sees good and evil as interpreted through historical destiny, and their interaction of going towards and away from a transcendent metaphysical grounding. Wolfson acknowledges herein that this view is not one that would be adopted by certain Heideggerian scholars. Of course, it’s challenging itself to say, beyond a basic framework, what would be and would not be acceptable to a majority in this particular context. Wolfson’s discussion of a transcendent metaphysical grounding does point to a broader criticism that maybe slightly unfairly levelled against the book as a whole: the book places the reader in the midst of an extraordinarily complex and necessary analysis that requires a nuanced knowledge of Heidegger’s corpus. So, the book is not the best starting point for those unfamiliar with the subject matter.

For Heidegger, philosophical enlightenment ‘consists of unmasking the shadow as shadow, that is, discerning the shadow as a form of luminescence and not as a privation of light, (5). Wolfson examines Heidegger’s attempt to purify the philosophy of National Socialism. From 1933 onwards, in his writings, and lectures, Heidegger sought to both critique and support the present manifestation of National Socialism. The purification that Heidegger sought was to remove the racism and anti-Semitism from the core of National Socialism. Heidegger saw Germany, and Germans as philosophical a people, and nation. By having National Socialism embrace this, Germany would accomplish its national destiny. This, as highlighted by Wolfson, is an alternative form of nationalist chauvinism.

Counter-posed here is a sense that Heidegger did express remorse in what he had engaged with, and that remorse impacted his ability to visit former friends, for instance, Carl Jaspers, not—in his words—“because a Jewish woman lived there, but because I simply felt ashamed,” (31). That sense of shame is a real and powerful factor that cannot be dismissed.

In this discussion, there is one aspect that perhaps speaks loudest: that of silence. More specifically, Heidegger’s silence. That of how,

Heidegger fell short of outwardly and forthrightly rejecting the movement or admitting that his own decision was a symptom of a philosophical catastrophe and not merely a political blunder, but this moral failing provides the opening through which the concealed of the unconcealed of his thinking may be revealed as the entanglement of truth and untruth, an entanglement that sheds light on the shadow so that the substance of the shadow is unveiled as the shadow of the substance (32).

Wolfson returns to this regularly from the outset. Analysing the unthought is most illuminating because something being unthought or absent is as such silent.

Silence

Heidegger’s silence on what happened to the Jews, and the ills of National Socialism, remains one of the most challenging parts of his legacy. Heidegger died in 1976, far removed from the era of National Socialism, but he never publicly denounced the horrors that occurred. This failure poses a challenge that Wolfson, taking inspiration from Derrida, seeks to answer.

Derrida embarks on what he labels a “risky hypothesis” that it was by not speaking that Heidegger offered the possibility for others to think the unthought connection between his thought and National Socialism. Had Heidegger explicitly offered an apology for his blunders, he would have likely been absolved, and there would have been closure and less of an impetus for subsequent philosophers and intellectual historians to contemplate the affinities, synchronisms of thinking, and common roots that he might have shared with Nazism. However, the legacy of Heidegger’s “terrifying, perhaps unforgivable, silence” bequeaths to us the duty of doing the work and the “injunction to think what he did not think,” (111).

This deserves to be unpacked because it is the line of thought that Wolfson develops and connects with traditions in Jewish Mysticism. By not apologising, Heidegger placed himself in a space he need not have occupied, and had he apologised he would have lessened the impact of his miscalculation. Choosing to fail to do that forces those within the Heideggerian tradition to engage with that silence and see what that speaks about his legacy. Before proceeding, it is worth noting that there is a truth in Derrida’s hypothesis, but it is challenging to imagine that the Schwarze Hefte would not have led to an alternative if not potentially worse crisis even if Heidegger had publicly apologised.

The framing of the “risky hypothesis,” and how it borders on a notion of silence used in the Kabbalistic tradition, highlights Wolfson’s ability to think the unthought. Silence is appealing because it is the only way left to react to what came before and the absence that creates. Heidegger’s silence can be seen as a form of language used as a reaction to something so unspeakable that the only language left for it is the absence of language. This silence is a product of a belief that it is only possible sometimes to understand what a thinker thought if we can first be aware of what they did not think, or at least did not verbalise in language—leaving it unsaid. This way the failure to speak is in a sense the action of speaking. It provokes the others to respond in a manner typically befitting language, not its absence. Heidegger interpreted silence as an “essential possibility of discourse” (115). For Dasein to be authentic, it has to be able to be reticent and confront the intelligibility of certain actualities and how they can and cannot be expressed. An inability to show something can be indicative of something in the same way that an ability to communicate something can be.

This silence takes on a further meaning that of representing the internal solitude of the philosopher, and the withdrawing into oneself, especially in response to an event as powerful as the Holocaust. Part of the challenge is the philosopher’s awareness of how they will be misinterpreted, and how that leaves certain things as unsaid. There is a truth here but a failure to condemn what occurred at Auschwitz exists in a different category than an inability to articulate an ontology. There is the matter that the misinterpretation of a philosopher is inevitable. There is a need to be aware of the historicity and content surrounding the philosophy that is misinterpreted. As Wolfson proceeds in analysing what has been said, there is a mandate, or need to address that which has not been said. Mainly, why that was not said, and what that absence means. Wolfson builds on Heidegger’s emphasis on the linguistic ability of human beings, and how that capacity to not just speak but not speak as a choice. By not speaking, Heidegger may be engaged in an act representative as well of his historicity in that particular time, and how certain truths may not yet be or were not yet able to be spoken.

Wolfson asks if Heidegger’s silence were not twofold. Firstly, could he only speak by not speaking? Secondly, was it just by heeding and understanding the importance of the said and unsaid that Heidegger could respond to what happened? This point is furthered by Heidegger’s notion that the bloodshed of the war was an example of the excess of evil and wilfulness that was a product of a “non-essence of beying,” (35). This break that is a product of the war and the annihilation that took place is that to which Heidegger speaks by not speaking to it. This speaking by not speaking and indirectness is compared to the Kabbalistic idea of the Other Side. The Other Side is the tool used to explain the existence of evil, the counter to grace. Wolfson explains this in Heideggerian terms as

the evil of the Other Side is the wilful manifestation of the nonessence that belongs to the essence of being, the event of appropriation, which comprises the inexpressible that is expressive of the essentially tragic nature of being (123).

The Other Side is the opposite of essence. It can be grasped as the potentiality of Dasein to undo itself or come apart. This awareness is one that is limited, and not available to all of those that seek to unravel that piece of knowledge.

The knowledge of being, consequently, is limited to the individuals who remain faithful to the truth of the cataclysmic beginning and can make peace with it. Such individuals are neither recognized by the calculative nature of historiographical knowledge nor by the meditative nature of historical contemplation. Their mission is not to be sought in the ability to confront the other, but to accept the essential misrecognition that ensues from living and thinking within the ring of solitude (126).

In rounding off the discussion of silence, Wolfson notes how this conception can be used to explain but not justify. That distinction is critical because it illustrates Heidegger’s thought and what may have remained unthought but influential to Heidegger. An understanding of that does not mean that those actions were justified but merely explainable.

This account of Heidegger’s silence breaks apart what silence meant to Heidegger and the similarities with other traditions. This analysis does develop and ground Derrida’s “risky hypothesis” as something that makes sense and can be understood as the actions that Heidegger took due to his own philosophical framework. Silence is in a sense a performative act or the awareness that it is the only way Heidegger thought he could respond. Whether, as Wolfson notes, that is justified is a separate matter, but it does develop an interpretation based on engaging with Heidegger’s work and methodology.

Duplicity/Thinking the Unthinkable

Let me conclude this investigation by stating once more that I offer no apology for Heidegger. Indubitably, there will be readers who will accuse me of doing what I emphatically announce I am not doing. No matter how insistent and clear-cut my denial, the passion surrounding Heidegger will prevent some individuals from being able to read my work without a predisposition that, oddly enough, smacks of the very absolutism, despotism and homogenization they find so offensive about the fascist ideology Heidegger unwisely embraced at a crucial moment in his own development as a thinker (169).

Wolfson begins his Afterword with this paragraph. In concluding, it is important to bear that in mind as is the following.

The truth, as is often the case, lies some- where in the middle too often excluded by our logic of the excluded middle, a middle where something can be both true and not true, where the propositions that Heidegger was a defender of Nazism and that Heidegger was an opponent of Nazism are not mutually exclusive (170).

The reason for including these is because these paragraphs speak to what Wolfson sets out to do and accomplishes, of wadding into an unpleasant murky water that others are reluctant to do so. He notes that Heidegger was a sublime thinker, but nonetheless he made serious lapses and brought into his philosophy ideas and associations that were and are repugnant. The challenge is to understand both, where they cross over, and learn from that. As Wolfson highlights, the inability to do that is its own dogmatism. As with his silence there are things about Heidegger that we can understand but not justify. Being able to sit in that tension is perhaps the most powerful thing we can embrace from the Heideggerian tradition, whilst acknowledging the horrors. That is a monumental task, but one that Wolfson accomplishes, which by itself makes this book essential in offering a fresh perspective that injects a nuance made possible by an outsider influenced by the material.