Eric S. Nelson: Levinas, Adorno, and the Ethics of the Material Other

Levinas, Adorno, and the Ethics of the Material Other Book Cover Levinas, Adorno, and the Ethics of the Material Other
SUNY series in Contemporary French Thought
Eric S. Nelson
SUNY Press
Paperback $34.95

Reviewed by: Kristóf Oltvai (The University of Chicago)

In Levinas, Adorno, and the Ethics of the Material Other, Eric S. Nelson advances, via these two key interlocutors, a “materialist ethics of nonidentity” (14) that would critique nothing less than “contemporary capitalist societies in their complexly interconnected cosmopolitan neoliberal and neomercantile nativist and nationalistic ideological variations” (260). Such great expectations, and mouthfuls, populate the whole continent of this nigh-five-hundred-page tome, which, alongside its protagonists, surveys, enlists, or corrects thinkers as diverse and challenging as Enrique Dussel, Friedrich Nietzsche, Søren Kierkegaard, Karl Marx, Walter Benjamin, Max Horkheimer, Ernst Bloch, Jürgen Habermas, Axel Honneth, Jacques Derrida, and Iris Murdoch. While such breadth – to say nothing of Nelson’s frequent and fascinating asides to Asian philosophies – reveals a deep erudition, the study’s verbosity often belies its chief argument: that Emmanuel Levinas’s phenomenological defense of ethics as ‘first philosophy,’ if informed by and reinterpreted through Theodor Adorno’s concept of negative dialectics, offers up a useful framework for rethinking our ethical obligations to dehumanized human and nonhuman Others in the Anthropocene. Admittedly, Nelson tips his hand quite late when he writes that “[t]he alternative interpretative strategies outlined throughout this work…point,” not to some reconstitution of “a republic of rational spirits or community of communicative and dialogical agents” à la Habermas and Honneth (Nelson’s whipping boys), but to an “an-archic and unrestrained solidarity…between material existents” (332). His concerns seem, in the final analysis, ecological, while his conclusions share a family resemblance with object-oriented ontology.

The text’s primary theoretical contribution is its concept of “asymmetry”: if ethics is founded on ontological equality, then one’s moral obligations to certain humans, and even more so to nonhuman or flat-out nonliving beings, is impossible. We must thus develop, Nelson claims, ways to think moral obligation in ontologically asymmetrical conditions. Even putting stylistic issues aside, the argument is vexed by a central difficulty, namely, an inability to articulate what sets its solutions apart from the behemoth it means to criticize. While he does offer some recommendations, Nelson frequently jumps from first-person phenomenological description to third-person, extremely concrete public policy positions, or puts forward an idea that “the ‘saintliness,’ ‘genuine humanity,’ and ‘greatest perfection’ that transpires in the insufficiency and incompletion of everyday life in ordinary acts in which one places the other before oneself” (337). The former confuses distinct levels of philosophical analysis, while – to echo Slavoj Žižek’s criticism of Levinas, one that Nelson himself considers (299) – the latter risks a sentimentalism unable to deconstruct global capitalism. Both fangs of this problem arise from Nelson’s underdeveloped account of the precise epistemological connection between phenomenology and critical theory, as well as from a conflation of liberalism and capitalism his own sources reject. The Ethics of the Material Other thus ultimately finds itself unable to decide whether liberalism’s wholesale rejection, or just its reformulation, is in order.

After an introduction meant mainly to acknowledge Adorno’s and Levinas’s diverging philosophical idioms, Nelson divides his study into three parts: “After Nature,” “Unsettling Religion,” and “Demanding Justice.” In “After Nature,” Nelson turns to Marx’s and Adorno’s idea that ‘nature,’ as an ideological category, is dialectically-materially constructed, first using this idea to critique Habermas and Honneth, and then suggesting it helps us get around Levinas’s anthropocentrism. The basic point here is easy to grasp. ‘Nature’ and ‘culture’ are not static ontological spheres; rather, ‘nature’ is itself historically conditioned, and, in late capitalism, serves as both “the environment,” a mere “background for human activity” (38), and as a fetishized reservoir for consumers’ ‘sublime’ experiences. The “natural and human worlds” should thus be rethought, Nelson argues, “as historically intertwined and mutually co-constituting” (46), with ‘nature’ now defined, with Adorno, as the material τόδε τι that confronts and resists reason’s dialectic. In contrast to Habermas and Honneth, then, for whom the Marxian “expression ‘domination of nature’…is [only] a metaphor extended to nature from the domination between humans in misshapen relations” (44), Nelson recovers Adorno’s and Horkheimer’s sense that, in fact, the real exploitation of nature grounds, and is interwoven with, specific forms of dehumanization. In other words,

[i]nsofar as humans are worldly bodily beings, with practical material lives, it is debatable whether the nondisposability of humans can be preserved in a world where everything else is disposable… In not listening and responding to animals, environments, and the materiality of the world… numerous human forms of life and suffering are silenced (48).

The extent to which Nelson himself actually embraces the “nonreductive, aporetic, and ethical praxis-oriented…materialism” (49) he finds in the older Frankfurt School is another question, as his examples of ‘natural’ phenomena still seem oriented by romanticism; we hear of “melting glacier[s]” and “polluted wetlands” (128), for example, but few of the more discomfiting candidates from radical ecology. Nelson wonders, for example, if “[i]t might be the case that there can be an ethics that is responsive to and responsible for animals, ecosystems, and environments without presupposing or requiring any concept or experience of nature” (114), without interrogating what concept of ‘nature’ underlies the three ethical subjects with which he begins that very sentence. The extent to which “bodily suffering” (81) motivates Nelson’s ethics – and restricts them – is likewise open to debate, and downplays, in his account, the extent to which ‘nature’ remains, for Adorno as it was for Hegel, an epistemological category. Nonetheless, Nelson’s use of Adorno to overcome Levinas’s alleged “antinaturalistic and antibiological” (91) is convincing. Levinas’s critique of ‘naturalism’ is indeed oriented by his desire to steer clear of anti-humanist romanticism, especially in its reactionary modes; if we jettison a romantic construction of ‘nature,’ then, granting an “alterity and transcendence to life and living beings insofar as they are ethically rather than biologically understood” (116) does become possible. This reinterpretation also dovetails with the one advanced by Megan Craig and others, namely, that Levinas’s descriptions of the ethical encounter are just extended epistemological metaphors, meant to ground a radical empiricism. This would fit nicely with Adorno’s own defense of empiricism, in his Metaphysics lectures and elsewhere, against idealism’s alleged hatred of the empirical.

In his study’s second part, “Unsettling Religion,” Nelson focuses on the notion of ‘prophecy,’ primarily in Levinas’s philosophical interpretation of Judaism. Before jumping into this, though, he begins by overviewing Ricœur’s three ‘masters of suspicion’ – Marx, Nietzsche, and Freud – and their critiques of religion. In what amounts to a methodological exercise, Nelson admits that while “[r]eligions operate as ideological disguises and hegemonic regimes of this-worldly power that demand ascetic and sacrificial practices and exact heavy costs in lives and suffering,” they are simultaneously “expressive of prophetically inspired hope for forgiveness, happiness, and justice” (150). He expends particular energy evaluating Nietzsche’s views on religion in On the Genealogy of Morality, affirming the Genealogy’s ‘prophetic’ elements while rejecting its crypto-virtue ethics and justification of suffering through amor fati. Nelson then turns to the meat of the argument in this part, which is Levinas’s confrontation with Kierkegaard over the Akedah, the binding of Isaac. For Nelson, this contrast illustrates two fundamental ‘religious’ modes: Kierkegaard’s, that of fundamentalism and theocratic tyranny, of “the religious constituting the suspension of the ethical,” as against Levinas’s ‘prophetic’ “interruption of [God’s] command by the ethical demand not to kill” (181). For Levinas, Kierkegaard’s positive valuation of Abraham’s decision in Genesis – to carry out God’s command to sacrifice Isaac despite its patent immorality and absurdity – shows that Christianity is “an egotistical and self-interested search for consolation, redemption, and salvation.” Judaism, on the other hand – which Levinas identifies with the angel intervening to stay Abraham’s hand – is “not even primarily about God” (184), but about “the humanism of the other.” This is “the ethical truth of monotheism,” which Levinas actually finds in the later Kierkegaard, in Works of Love, not “faith and its subjectivity” (183). Through this analysis, Nelson provides evidence for the theory that – as Samuel Moyn has argued – Levinas’s concept of ethics norms his construction of ‘Judaism,’ not vice versa. This is why, for example, he can praise “atheism” in one moment “as the break with mythic absorption and monistic participation” while lambasting it as “the denial and absence of the transcendent” (213) in the next.

Nelson then turns to Bloch, for whom the “the radical potential of prophecy in Judaism and Christianity, the prophetic denunciation of exploiters, despots, and masters… prepared the way for the communist communities of love from which” – on Bloch’s reading, at least – “primordial Christianity emerged” (230). Finally, “Unsettling Religion” concludes, in a somewhat disjointed way, with a chapter on Murdoch and the Danish Lutheran thinker Knud Ejler Løgstrup. Apart from Løgstrup’s apparently “underappreciated” (243) status in contemporary philosophy and his use of Kierkegaard, I found this excursus confusing, especially given that Nelson would have had to unpack Murdoch’s metaphysical commitments in a more sustained way to make the comparison of her and Levinas other than external. Also meriting scrutiny is the “category of the religious” Nelson claims his analysis has uncovered – namely, one that, “through its prophetic and redemptive moments and in its dreams, hopes, and visions formed and expressed in abject, damaged, and wounded life… heighten[s] the radical republican and social democratic alignment in the direction of equality (fairness), liberty (autonomy), and solidarity (love)” (259). After all, his frequent gestures to Asian religious and philosophical concepts notwithstanding, Nelson’s proponents of ‘prophecy’ here all work within one textual reception history – that of the Hebrew Bible. Can we cleave this ethically- and politically-oriented prophetism from its scriptural origins, ethos, and legitimation? If not, we may need to resist identifying it with ‘religion’ sans phrase; “messianism” (232), per Nelson’s own suggestion, may be more accurate.

“Demanding Justice,” the study’s final part, attempts to think through how a Levinasian ethics, having passed through the clarificatory crucible of the first two parts, might reorient contemporary political theory. I stress ‘Levinasian’ because, at this juncture, Nelson’s use of Adorno recedes into the background, even as earlier adversaries like Habermas and Honneth return as the “high priests” (to repeat Žižek’s quip) of global capital. Nelson’s guiding question here is whether “there [is] in the Levinasian motif of the ‘language of the other’…the possibility of an alternative to both the false universality of liberal and neoliberal cosmopolitanism and the false concreteness of communitarianism and racialized particularism” (320). These two frameworks are, for Nelson, secretly complementary: neoliberalism preaches universal equality and ‘human rights’ while materially erasing those distinct ways of life – human and nonhuman – unable to be integrated into the free market’s logic, and finds itself quite comfortable with new forms of nationalism and chauvinism that stratify intrasocietal wealth as long as global capital flows remain unimpeded. He takes especial issue with the classical Enlightenment concept of freedom, which he sees as having been perverted into an ideology whereby “appeals to one’s own freedom function to justify power over others and deny the freedom of others to live without coercion and violence” (285). Where this disfiguration is not carried out by the state, it is done so by the ‘culture industry’ and other homogenizing social and economic mechanisms, as diagnosed by Adorno, Horkheimer, and Alexis de Tocqueville. This ideology finds its quintessential expression in the fact that the modern subject is told her freedom is absolute while she finds the most primal experience of freedom – the freedom for meaningful political action – denied her. “Freedom from society robs the individual of the strength for freedom. Asocial freedom limited to an absolutized private self, and divorced from the sociality of the other, is…a denial of the freedom that participates in and helps shape society” (303).

Now, Nelson is aware that Levinasian ethics does not have an obvious answer to this problem; he repeatedly cites, for instance, Žižek’s objection that Levinas, by hyperbolically exaggerating the self’s infinite responsibility for the Other in the ethical encounter, just shifts the burden of society’s sins onto the atomized subject. Nelson claims in response that Levinasian ethics serves as a corrective to existing egalitarianisms rather than a full-blown political counterprogram. Because “Levinas’s political thinking is in multiple ways…an ethically informed and other-oriented transformation of French republican thought” (321), it aims at “disrupting and potentially reorienting self and society, immanently within and yet aporetically irreducible to being, its unity or multiplicity, or other ontological determinations” (332). “Instead of offering an ethical program of cultivating virtues or duties, or setting up procedural normative guidelines,” then, “Levinas speaks of the other as a who. This ‘who’ cannot be defined by ethics in the sense of a normative theory or moral code” (324). Nelson, however, and in a way that I will momentarily question, then turns to define and elucidate precisely such a theory: a “cosmopolitanism of the other,” one “not only concerned with universal and abstract justice” but with “the singularity and particularity of those forgotten and suppressed by the universal as incarnated in the current social-political order” (340). This new cosmopolitanism would “require…a radically an-archic res publica, a republicanism of unrestricted civic associations, public spheres, and solidarities that contests the overreaching powers of the state, the market, and manufactured public opinion” (338). Moreover, it would extend from the human into the nonhuman world, “[n]ourishing and cultivating the life of material others…in fairer forms of exchange and distribution of goods and of intersubjective and interthingly recognition” (332). Ethics of the Material Other closes by suggesting that, although it has successfully gestured toward the ethical and theoretical foundations of this ‘cosmopolitanism of the other,’ only a “political economy oriented toward alterity and nonidentity” would complete its task. Such a political economy would “address” itself to the same themes – “the modern domination of nature that has resulted in disappearing species, deteriorating ecosystems, and the wounds of damaged life” (356) – with which Nelson framed the first part, underscoring the text’s ecological orientation.

Nelson’s fundamental contribution here is his use of Adorno to refine Levinas’s concept of alterity and thereby extend the latter’s phenomenology of the ethical encounter to explicitly include nonhuman Others. This detour through Adorno is not, strictly speaking, necessary. Otherwise than Being can, in particular, be read as an empiricist epistemological treatise, in which Levinas uses a prolonged interhuman metaphor to express the radical exteriority, objectivity, and claim on the conscience, not just of the human Other, but of the truth as such. Nelson’s decision to implicate Adorno is nonetheless insightful insofar as the latter’s later work not only concerns itself with the fact that the history of “metaphysical” (Levinas would write “ontological”) thought identifies the particular as negative and meaningless, but with the particular’s epistemological function, as the concretum of experience, without which reason loses contact with reality. The connection between human materiality and particularity on the one hand, and the functional meaning of these two terms on the other, is thus clearer in Adorno’s oeuvre than in Levinas’s, where Otherwise than Being has to flesh out the genetic phenomenology of reason that remains underdeveloped in Totality and Infinity. Nelson’s ‘asymmetry’ productively borrows this ontological-into-epistemological fluidity from Adorno. Asymmetry characterizes my relationship to the culturally, biologically, and, ultimately, even the epistemically Other, such that I might have, for example, an asymmetrical responsibility to a work of art, to my cultural traditions (‘the past’), or to coming generations or states of being (‘the future’). Access to the Other’s internal states or experiences, nay, even to their external characteristics, need not be a prerequisite for ethical relationship. That Nelson himself seems to sometimes ground these relationships in some shared quality – “sentience,” for example, as in “Buddhist ethics,” “or the equal consideration of interests in Peter Singer’s utilitarian animal ethics” (74) – suggests that certain political aims, such as environmentalism, motivate his project, but it does not obviate the fact that his conclusions align with some of our most important moral intuitions: the care for landscapes, landmarks, sacred sites or objects, and institutions. Whether or how these intuitions can be translated into political aims, however, is a more difficult question.

It is here that Nelson’s argument runs into its central difficulty, namely, in its attempt to map what is, for Levinas, a first-personal phenomenological description of the ethical encounter onto a third-personal normative prescription for political action. Otherwise than Being provides Levinas’s own account of how this transition takes place: although my obligation to the other is experienced as infinite, as soon as another other, “the third,” also places its unlimited demand on me, there takes place an ethical compromise whereby these two others’ needs are compared before I act upon them. This tragic but necessary choice, whereby I must not respond to the other’s infinitude for the sake of a ‘third’ just as transcendent, is the abiogenesis, not just of ethical speech, but of reason and language as such. It is in this paradoxical “comparison of the incomparable [that] there would be the latent birth of representation, logos, consciousness, work, the neutral notion being.”[1] For Levinas, then, what marks any given politics’ ethicality is not whether it does in fact respond to each and every claim of alterity – an impossible task – but the degree to which it allows itself to be challenged by such claims at all. “It is then not without importance to know if the egalitarian and just State in which man is fulfilled…proceeds from a war of all against all or of the irreducible responsibility of the one for all… It is also not without importance to know, as far as philosophy is concerned, if the rational necessity that coherent discourse transforms into sciences, and whose principle philosophy wishes to grasp, has thus the status of an origin…or if this necessity presupposes a hither side…borne witness to, enigmatically, to be sure, in responsibility for the others.”[2] What Levinas offers us in Otherwise than Being is a genetic phenomenology of human politics, linked to one of rationality. These are accounts of how all such discursive and social formations have in fact come about, as is evident from how Levinas explicitly juxtaposes them against two other universal accounts, namely, Hobbes’s theory of the state of nature and Hegel’s master-slave dialectic. Levinas is not prescribing, then, a certain form of government, let alone specific policy recommendations – although, if his account is true, and rationality is born of the ethical encounter, then a politics that flouts its hetero-foundation may risk unreason and collapse, as natural law theory believes tyrannies do.

Nelson acknowledges this several times (277, 281, 282) only to then jump to specific cases; “the denial of healthcare” (296) and “the use of capital punishment” (323), for example, are said to be incompatible with Levinasian commitments, as is liberal capitalism. “[E]quality cannot be limited to symmetrical rational agents exchanging reasons or rights. Such an abstract ideal misses the reality of exchange as structured by desires and interests, relations of power, status, and wealth, and the social-economic reproduction of society” (283). This diagnosis of liberalism – shot through with unseen power dynamics and guided by bellicose competition – sits uneasily with Levinas’s genetic account for both structural and epistemological reasons. The structural reason is that Nelson’s argument effectively, in an odd Hobbesianism, hypostasizes the State; it places the State in what is, for Levinas, the subject’s phenomenological position, expecting the State to experience and respond to alterity in the way the subject does. The epistemological reason is that Levinas’s phenomenology, like phenomenology in general, assumes a transparency incompatible with a transcendental hermeneutic of suspicion applied to the same object of analysis. If we accept Levinas’s account of political formation, in other words, we cannot accept a (broadly) Marxian one at the same level.

We are left with three possibilities. Either (a) Levinas’s account is accurate, and liberalism is simply a social formation that necessarily forgets its ethical genesis; (b) liberalism is compatible with societies’ ethical genesis, but has only contingently forgotten it; or (c) the Marxian account of liberalism is accurate, and Levinas’s is an ideological concoction. Because Nelson’s study does not develop a rigorous epistemological link between their phenomenological and critical-theoretical analytic registers (in the vein of, say, Maurice Merleau-Ponty), it cannot firmly decide between these three options. Instead, Nelson wavers between them. Many passages seem to opt for (a): because liberal capitalism has so deeply failed morally, its normative presuppositions are shams. “Abstract liberal arguments against oppression that leave capitalist forms of power essentially unquestioned are complicit with systems of subjugation that exploit, marginalize, and systematically reinforce powerlessness and vulnerability. They are compelled to sustain the machinery of global capitalism” (341). Or, again: “The liberal priority of justice over care, charity, and republican and communistic solidarity functions as a veil of indifference for excusing injustice, given the structures of domination imbedded in the institutions and practices of social-political life” (323). Nelson, rhetorically at least, seems to prefer (a); not unproblematically, however, his conclusion’s writ actually leans toward (b) or (c).

Nelson himself provides an important formulation of (c) in the form of Žižek’s and Stephen Bronner’s objections to Levinas (299, 305): does Levinas’s ethics, by placing a burden of infinite moral responsibility on the individual, not surreptitiously excuse the State or society of their structural injustices? Secondly, does this shift not privatize ethical discourse, obviating the need for social critique and collective action? Thirdly, does a phenomenology of infinite indebtedness to the Other not preclude moral criticism of that Other, “turn[ing]” society, in effect, “into a set of competing cultural ghettos” (314)? Nelson does not provide robust answers to these concerns. His alternative to particularistic communitarianism, the ‘cosmopolitanism of the other,’ remains underdeveloped, its only seeming quality a promise to avoid the mistakes of past cosmopolitanisms. Even more strikingly, there are moments where Nelson’s interpretation of Levinas as a theorist of ‘small acts of kindness’ meshes with Žižek’s view of him as a bourgeois sentimentalist. In his chapter on Levinas, Murdoch, and Løgstrup, for example, Nelson embraces their idea that “the good can occur through both uncultivated and cultivated human attitudes and practices of goodness, such as the small everyday acts that all three philosophers elucidate to different degrees” (249). We are told that Levinas is, in fact, “the opposite of the moralizing and ethically privileged perfectionist imagined by his detractors. Ethics does not consist in moralistic perfection, not even as a regulative ideal, but in the ‘saintliness,’ ‘genuine humanity,’ and the ‘greatest perfection’ that transpires in the insufficiency and incompletion of everyday life in ordinary acts in which one places the other before oneself” (337). Nelson’s emphasis on the quotidian may assuage Žižek’s worry that Levinas presses for a “hyperbolic yet ultimately empty responsibility” (272), but not its corollary, that “asymmetrical freedom is inherently conservative and elitist in negatively privileging myself over others, as if injustice were solely my responsibility” (299). Indeed, Nelson’s answer to this specific charge – that Levinas can be placed in the French republican tradition and was sympathetic to socialist causes, and hence would surely not endorse a “neoconservative” policy of American exceptionalism (319) – substitutes biography for philosophy. The question is not where Levinas’s personal political proclivities lay, but whether his ethics structurally endorses a quietism or separatism (as in Totality and Infinity’s phenomenology of family life) that frames individual political involvement as morally irrelevant or, at best, unfulfilling. Given especially Levinas’s known antipathy to Jean-Paul Sartre’s phenomenology of social life,[3] Nelson could have probed this angle further.

In yet other moments of his argument, however, Nelson seems to opt for (b). Levinas, he says, does not proposes any formation to replace liberal capitalism and its grounds in Enlightenment universalism, but rather offers up the encounter with the Other as its continual corrective. “[A]symmetrical ethics signifies a way of correcting,” rather than replacing, “standard liberal and socialist categorizations of social-political equality.” Again: it “indicates a noteworthy way of revising the contemporary discourses of ethical and critical social theory.” Or, yet again: “Levinas’s articulation…is not so much a rejection as it is a critical transformation of the categories of modern universalism” (281). While these sorts of statements get closest to Levinas’s actual position, they are not compatible with Nelson’s siding throughout his text with (a). We cannot claim that encountering the Other urges us to revise our political priorities within an existing liberal framework while also claiming that liberalism is fundamentally an ideological obfuscation. This contradiction stems, in Nelson’s account as in many others’ in contemporary continental thought (including, say, Agamben’s), from a conflation of liberalism with capitalism. Defining ‘liberalism’ as just free markets, and the unitary state power that enforces these (333), makes this conflation possible. Liberal theorists like Tocqueville and Hannah Arendt (to name two of Nelson’s own interlocutors) argue, however, that liberalism requires, above all, ‘civil society,’ the ‘thick,’ face-to-face communities that make deliberative rationality possible. Nelson’s most programmatic gesture, toward “a republicanism of unrestricted civil associations, public spheres, and solidarities that contests the overreaching powers of the state, the market, and manufactured public opinion” (338), fully fits into this richer concept of liberalism, his protests notwithstanding. Classing Levinas with Arendt among capitalism’s liberal critics should lead us, however, to a more nuanced parsing of the relationship between alterity and communality than what Nelson offers here. After all, the point Arendt makes about refugees and human rights in The Origins of Totalitarianism, which Nelson cites in this context, is not really one of “an inclusive republic that would welcome the stranger, the exile, and the stateless who have lost the very right to have rights” (321). (To be fair, Nelson’s misreading here is now so widespread in Arendt reception as to have become an interpolation.) Arendt certainly lauds such welcome, but her basic argument is Burkean. Universal human rights are an aspirational norm, but they are meaningless outside of a concrete political community; the nation-state’s particularism is thus the vehicle that realizes the universal. Arendt would agree with Levinas that “justice remains justice only, in a society where there is no distinction between those close and far off, but in which there also remains the impossibility of passing by the closest,”[4] but would stress that said ‘society’ must be bounded if we wish to retain a lived and practical meaning for ‘passing by’ the neighbor. Ultimately, then, Nelson’s embrace of “unrestricted solidarities” (2) may contradict some of his sources’ terms. I can have an unrestricted sense of responsibility for every possible Other, or a solidarity with the actual others I encounter in my embeddedness in my particular context, but unless ‘the face of the Other’ is but a cipher for a universal ontological determination (which Levinas would surely reject), I cannot have both. It is past due for the ‘negative political theologies’ inspired by Levinas, Adorno, Derrida, Hent de Vries, and others to acknowledge this fact and so to begin shifting their analyses from the insistence on ‘alterity’ to asking what political procedures and norms make – or could make – regular encounters with the Other a feature of public life.

[1] Emmanuel Levinas. 1998. Otherwise than Being, or Beyond Essence (1974).  Trans. Alphonso Lingis. Pittsburgh: Duquesne Univ. Press, p. 158.

[2] Id., p. 159.

[3] Dominique Janicaud. 2000. “The Theological Turn of French Phenomenology” (1991). Trans. Bernard Prusak. In Phenomenology and the “Theological Turn”: The French Debate. New York: Fordham Univ. Press, p. 44.

[4] Levinas, Otherwise than Being, p. 159.

Theodor W. Adorno: Notes to Literature: Combined Edition

Notes to Literature (Combined Edition) Book Cover Notes to Literature (Combined Edition)
Theodor W. Adorno. Edited by Rolf Tiedemann. Translated by Shierry Weber Nicholson. With a new introduction by Paul Kottman
Columbia University Press
Hardback $120.00 £100.00

Reviewed by: Richard J. Elliott (Birkbeck College, University of London)

 Adorno’s Critique of Aesthetic Intentionalism & its Limits


A prominent yet understudied feature that permeates Adorno’s aesthetics is a critique of intentionalism. In this review essay, I will look at this critique and one manifestation of it, as it appears in his Notes to Literature.

Previously published in two volumes, Columbia University Press have for the first time combined Adorno’s Notes to Literature in a single work, translated into English.  The scope of topics Adorno treats is broad, and reading is often difficult but frequently rewarding. Topics span from epic poetry, to Dickens, the free use of punctuation and its ramifications, reviews of individual texts, to more general methodologically loaded tracts on the status of art or particular aesthetic traditions. This is not exhaustive by any measure. As such, a sufficient characterization of this wealth of topics treated by Adorno in the short space available to review would be exceedingly challenging, likely impossible. Instead, I will restrict the focus of this review to a common feature across many of Adorno’s treatments of these topics: his rejection of intentionalism in aesthetics, in this instance, authorial intentionalism in literary works. This rejection appears to some degree in many if not all of the essays within the two volumes. It also looms large in Adorno’s aesthetic theory more broadly. However, it is usefully illustrated by means of a particular formally derived critique Adorno offers, about subject-driven exposition of narrative as an authentic and autonomous force in literary works. I will also argue that Notes to Literature aides in demonstrating an internal limit to Adorno’s anti-intentionalism, as it appears in such works. This internal limit offers a qualified role for the creator of autonomous works, and some insight into the machinations of this role – these will be discussed below.

Intentionalism is the presupposition many would-be aestheticians bring to artworks. The presupposition is that the pure intention of the creator (the composer, artist, or author) is what bestows aesthetic value to such works. Notes to Literature features many instances of a prominent critique of this position, as applied to literary works. Adorno views subject-derived expositions of narratives, particularly streams of consciousness as a narrative device, as one example of formal expressions of authorial intentionalism in literature. Its widespread employment demonstrates the primacy of this intentionalism. Viewing it as an authentically expository force involves a kind of presupposition to aesthetic methodology, and to any discernment of the value to be gleaned from works. This presupposition, Adorno claims, places the individual author in a position of epistemic priority. This position is an erroneous one, as it encourages the proffering and evaluating of works without exploring the social totalities which constitute the conditions for any such individual’s presentation of aesthetic knowledge. The role of the creator for Adorno is inherently mediated within the context of such totalities. Intentionalism and its formal manifestation in subjective narrative shirks this exploration, to the detriment of the autonomous potential that literary works might possess.

One particular target of Adorno’s is a manifestation of intentionalism in a particular conception of the genius. This conception gained predominance as a particular oppositional reaction to Kantian aesthetics. Kant describes the genius as “nature giving the rule to art”, contrasting it with the notion of the single creator doing so, from some epistemically authoritative vantage point. The conception that opposes Kant broadly states that as the wellspring from which aesthetic value flows, the intention of the genius offers a model of salvation, relayed through their work. The figure of the genius, so it broadly goes, is the one who oversees the total expression of their authorial or creative intention in the work, and this successful expression of that intention is the vehicle of aesthetic value for works of art, music and literature equally. On this model, appreciation of works then occurs with reference to this value. Adorno rails against this model.  While Adorno ultimately agrees with Valéry’s claim that great art “demands the employment of all of a man’s faculties” (‘The Artist as Deputy’, 115), this is not the claim that this employment manifests the expression of the conscious intentions of the creator of that art.

Underpinning this presupposition is the wrong-headedness as Adorno sees it of aesthetic intention operating as if immediate value of a work can be transmitted, its message there to be received by an audience who can grasp it if they accept it. Here Adorno opposes an assumption shared by both Kant and those reacting to him, since they converge on the notion that this transmission can take place between agents – in Kant’s case certainly, rational ones. But operating with this kind of presupposition, Adorno thinks, is to be oblivious to the inherent alienation as “a fact that irrevocably governs an exchange society”. To illustrate this, in an approach characteristic of Adorno, he employs Hegelian motifs as a means of undermining of Hegelianism itself – Adorno targets ‘objective Spirit’ as represented in art. For Hegel, the truths purveyed through art (as well as religion and most importantly philosophy) claim to offer representational knowledge into the development of Geist, eventually culminating in the ironing out of all contradictions of reality. Built into this understanding, Adorno claims, of the Hegelian motive for art is that it “wants […] to speak to human beings directly, as though the immediate could be realized in a world of universal mediation” (‘The Artist as Deputy’, 116). But this claim in itself about the representational power of art, says Adorno, is a kind of utilitarian degradation of the aesthetic. In literature specifically, this degradation makes ‘word and form’ into a “mere means” – a manner of utilizing the formal presentation of the work for expressing what the creator takes to be a truth or value relayed through art.

Structurally, Adorno here shares with Hegel the basic claim that art can illustrate certain kinds of truths. But he diverts from Hegel in a qualified way, in how he sees the promise for the role of autonomous art. Hegel conceived of putting art to use in the task of Geist’s reconciliation by means of what the work represents. By contrast, Adorno conceived of autonomous art’s power to at best be able to illustrate the current impossibility of reconciliation, due to the inability of the work to coherently represent reality, in the manner Hegel claims it can. It should be noted that it appears Adorno sees it possible for certain kinds of non-representational knowledge to be gained from successful works of art. Autonomous art can bestow negative knowledge of reality (‘Extorted Reconciliation: On Georg Lukács’ Realism in our Time’, 223). This would initially seem to clash with the claim that this is itself a form of knowledge. But rather than this constituting representational knowledge, Adorno is in some way offering the potential for a kind of aesthetic exposure to an intuition that demonstrates the impossibility of representational knowledge. This is arguably one route to the ‘loss’ that Adorno counts as the second-order objectivity facilitated by autonomous artworks. More on this below. But in the context of the Hegelian assumption, Adorno thinks that this has ramifications for critical engagement. The Hegelian optimism for the revolutionary potential of art in fact pulls the rug out from underneath the work, by undermining its formal and practical autonomy, and its applications.

In this vein, Adorno critiques subjective exposition of narrative, as a manifestation of the intentionalist’s presumption about aesthetic value. This critique tracks formal characteristics intrinsic to presentations of works themselves. It is a claim about the inherent formal critical power or lack thereof that motivates his critique of literary subject-centrism, and the idea of subjectivist narrative as having expository primacy in its formal mode of presentation. It is not just that this is open to criticism as a bourgeois mode of attempted presentation, of the kind indicated above about the power of the author’s intentions. Rather, this more formal critique is aimed at narrative of this kind also for its reduction of the reader or spectator to being merely receptive to such a subjective flow of consciousness. Adorno claims that the proponent of formal narrative subject-centrism identifies “nodal points of conditioned reflexes” of the would-be passive human being, qua “mere receptive apparatuses” (‘The Artist as Deputy’, 119). The work’s recipient responds to intake from their sensibility by the truth-bestowing flow of an intentional consciousness in the work. The presupposition here is that exposition is granted authentic force as a mode of formal description by the author. As such it is employed as a way of receiving and interpreting a work by an audience. This is problematized due to its assumption that the audience has been given the necessary sensibility for the narrative, on a kind of presuppositionless set menu of aesthetic evaluation. The presumption here is that the audience receives a formal presentation of the sensory scheme or stream of consciousness of the ‘genius at work’, to which they should passively engage.  The audience is a conduit to be filled up with aesthetic truths.

But this presumption exposes another facet to Adorno’s critique, centered around the assumption that any subject creating aesthetic works can provide such a coherent formal exposition, by virtue of their professed narrative. The work of Proust, perhaps ironically, is valorized by Adorno for upsetting a presumption in the “prevailing consciousness” about the notion of the unity and pre-given wholeness of the person. This presumption is characterized as a false idol by Adorno (‘Short Commentaries on Proust’, 181), which Proust’s works act as an ‘antidote’ to. A philosophical presupposition of this view concerns the power of subjective narrative. The audience doesn’t receive this subject and its narrative in some necessary and uniform fashion. Nor is the self-representation of either one of the subjects involved, author or reader, of an immediate cognitively accessible character. Rather, Adorno claims that such narrative is the product and cause of further alienation. Only in genuinely autonomous works can there be an intimation of this alienation by a display of the “social relationships [that] reveal themselves to be a blind second nature” (‘Short Commentaries’, 183). Again utilizing while subverting a familiar Hegelian motif, this of second nature, social relationships limit the remit of pure thought, not in a manner that adapts pure thought to nature, but shows its perversion at the hands of the productive forces at work in it.

In this respect, something Adorno claims favorably about Paul Valéry is his capacity to buck the trend of centralizing “the triumph of subjective over objective reason” (‘Valéry’s Deviations’, 161). Though Adorno takes this to be a product of the enlightenment, it is evident from his discussions of many post-enlightenment figures that he views them as capitulating to this trend, too. For example, Adorno writes that for Sartre, “the work of art becomes an appeal to the subject because the work is nothing but the subject’s decision or non-decision” (‘Commitment’, 349). This centrality has ramifications both theoretical and practical. As a result of it, “Sartre’s approach prevents him from recognizing the hell he is rebelling against”, namely the objective self-alienation that latently motivates him to make the proclamation that hell is, in fact, other people (‘Commitment’, 353). Indeed, Adorno’s infamous statement about the barbarism of writing poetry after Auschwitz is reaffirmed, in the context of this continued primacy of the subjective. He claims it “expresses, negatively, the impulse that animates committed literature” (‘Commitment’, 358). This criticism applies also to Heidegger. A ‘decision’ is demanded by Hölderlin, for Heidegger, in Adorno’s devastating excursus of Heidegger (‘Parataxis: On Hölderlin’s Late Poetry’, 380). Claiming this, not only does Heidegger rob and ‘deaestheticize’ Hölderlin of his “poetic substance”, it also eliminates Hölderlin’s “genuine relationship to reality, critical and utopian” (‘Parataxis’, 381). This is done on the grounds of the notion of subjective decision being prioritized by Heidegger, erroneously recapitulating to “the idealism which is taboo for Heidegger [but] to which he secretly belongs” (‘Parataxis’, 385).

Motivating this critique in all of these forms is Adorno’s broader claim that “the social totality is objectively prior to the individual” (‘Extorted Reconciliation’, 224). The presupposition that successful, genuinely autonomous works still somehow belong to the author misses this point. Rather, a work’s success consists “in its becoming detached from [the author], in something objective being realized in and through him, in his disappearing into it”. (‘Toward a Portrait of Thomas Mann’, 295, my emphasis). Autonomy is not bestowed upon a work due to any relation with some condition of genius possessed by the author.

 Yet in pursuit of this thought, Adorno makes an intimation about what positive role the artist qua producer of works of art can have, should a work be successful in the possession and conveyance of truth content. In an ironic twist, he inverts the idea that the work is the instrument of communication for the intentions of the creator. Instead, this possession and conveyance involves the artist becoming an instrument, through which aesthetic form assumes a life of its own. It is this mode of production which ensures the artist does not “succumb to the curse of anachronism in a reified world” (‘The Artist as Deputy’, 117). Adorno assumes his own idiosyncratic kind of interpretivist stance towards the possibility of aesthetic autonomy. Discussing the ways in which artistic creation is subject to reification, and on the point of to whom the truth-qualities of an art work ‘belongs’, Adorno endorses Valéry’s attack on “the widespread conception of the work of art that ascribes it, on the model of private property, to the one who produces it” (‘The Artist as Deputy’, 118).

So Adorno postulates a kind of aesthetic virtue gained by means of a degree of liberation from the folly of intentionalism, including its formal presuppositions about subjective exposition. This liberation, Adorno notes, is a kind of recognition, namely a recognition on the part of the artist, such as Valéry’s bourgeois art as bourgeois, and that this recognition precludes it from conscious or intentional escape from that framework. In this sense, Adorno sees in Valéry (and also, for example, Thomas Mann) a critical platform through formal literary presentation in this “self-consciousness of [its] own bourgeois nature”. The premium is placed on a certain kind of self-knowledge, attained by a capacity for critical distance. This self-consciousness doesn’t determine the truth content of an artwork itself. Rather it constitutes a recognition by the artist that self-consciousness precisely doesn’t determine such truth content. Indeed, in an example of Adorno’s often ironic and flirtatiously paradoxical prose, this self-consciousness comes by the aesthetic judgement

“tak[ing] itself seriously as the reality that it is not. The closed character of the work of art, the necessity of its giving itself its own stamp, is to heal it of the contingency which renders it unequal to the force and weight of what is real” (‘The Artist as Deputy’, 118).

With some nuance, Adorno criticizes the aims of recent art, at a “retreat of productive forces [as] a surrender to sensory receptivity” – in other words, it recapitulates to viewing subjective and specifically sensorially derived authorial creativity as the primary means of producing truth. This in fact diminishes the capacity for abstraction, or for the construction of artworks as possessing a genuinely autonomous character.

This makes Adorno’s claims about Valéry and Proust somewhat ironic, but arguably productively or virtuously so. Despite Valéry’s own processual and solipsistic mode of presentation, it is so by virtue of his “advocacy of the dialectic” qua the recognition that the only freedom possible is freedom in relation to the object (‘Valéry’s Deviations’, 150). This in a roundabout fashion actually serves to undermine the idea that the subjective stream of consciousness is an authentic expository force for narrative truth.

Adorno writes that Valéry’s philosophical affinity to this advocacy “erodes from below […] the illusion of immediacy as an assured first principle” (‘Valéry’s Deviations’, 150). Indeed, intentionalists presuppose some primary or immediate access to the author or creator’s epistemic faculties via the formal presentation of the subjective narrative. But attempts at cleanly cutting through the social conditions which engendered the work are inhibitions to aesthetic truth, for Adorno. There is a broadly ethical dimension to Adorno’s rejection of this presupposition, too: “[t]he objectification of works of art, as immanently structured monads, becomes possible only through subjectification” (‘Presuppositions: On the Occasion of a Reading by Hans G. Helms’, 368).

Adorno offers the potential for a positive way out. He describes an emancipation made possible through aesthetic endeavour, when works are forced to try and re-establish a kind of objectivity which is lost

“when it stops at a subjective reaction to something pregiven, whatever form it takes. The more the work of art divests itself critically of all the determinants not immanent in its own form, the more it approaches a second-order objectivity” (‘Valéry’s Deviations’, 152, my italics).

Developing dialectically out of its own deficiencies, this particular route to disillusionment constitutes a second-order objectivity – a kind of knowledge of one’s disillusionment, through aesthetic form. This is an objectivity which, depending on how one interprets Adorno, facilitates the possibility for reconciliation, or at least the knowledge that reconciliation is presently beyond our ken or grasp (‘Valéry’s Deviations’, 154). This has already been discussed by Adorno in the context of a certain kind of self-consciousness. But Adorno also discusses a kind of forbidden mode of consciousness, which, if we had access to it, would allow us access through art and literature to a genuinely different and non-reified mode of approaching our genuine needs (‘The Handle, the Pot, and Early Experience: Ui, haww’ ich gesacht’, 473). One might interpret this forbidden mode of consciousness as something necessarily inaccessible, like Kant’s intellectual intuition. Or one might interpret it as something contingently improbable, an obfuscated mode of consciousness which might come to be available to us under certain productive conditions. Regarding this difference of interpretation, I remain non-committal about, for the purposes here. But this second-order objectivity partly constitutes an acknowledgment of some kind, of this mode.

What might this second-order objectivity amount to, in the context of the work? Herein I argue lies an important internal limit to Adorno’s anti-intentionalism. The loss of the subject as an authentic expository force can lead to a realization that objectivity by this means constitutes a “loss”, Adorno claims (‘Valéry’s Deviations’, 152). Adorno then claims that the subject’s pursuit of this “critical path is truly the only one open. It can hope for no other objectivity” (Ibid.). The ramifications for this in aesthetics is that the construction of works “no longer conceives itself as an achievement of spontaneous subjectivity, without which, of course, it would scarcely be conceivable, but rather wants to be derived from a material that is in every case already mediated by the subject” (‘Presuppositions’, 371). This is not mediation by the purely spontaneous, causa sui subject, a la the presupposition of the intentionalist. Rather, the creator of the genuinely autonomous and truth-contentful work of art must be in some respect a “representative of the total social subject” (‘The Artist as Deputy’,  120, my italics).

It is only by virtue of recognizing this representative nature of works as something interpreted by the social and cultural conditions it is subject to, that art can “fulfill [itself] in the true life of human beings” (Ibid.). Adorno’s conception of the artist involves acting as a “midwife” to the objectivity inherent in the autonomous artwork – which is delineated “in advance by the form of the problem and not by the author’s intention (‘Valéry’s Deviations’, 168)”. Indeed, in line with Adorno’s authorial anti-intentionalism, the problem of delineating a work’s autonomous value is framed by its historical contingency, determined by the conditions of possibility that the forces of social production allow for the work to rupture through. It is autonomous works which can attain this expository status in relation to these forces. Put succinctly in his essay critical of Sartre and the idea of committed literature, “art, which is a moment in society even in opposing it, must close its eyes and ears to society”, while holding out the presence of “an ‘it shall be different’”, which Adorno claims “is hidden in even the most sublimated works of art” (‘Commitment’,  362).

Important to note here is that the success of the work in its autonomy is to some extent accidental, if viewed from a purely intentionalist perspective. Formal technique can only contribute to the intention of “what is presented”, as opposed to what the author purely intended. Its conditions of success are determined by the ability to recognize its autonomy within the context of objective social reality (‘Extorted Reconciliation’, 224). This includes a rupturous expression of what is concealed from reality by reifying processes, or as Adorno describes these processes, the purely “empirical form reality takes” (‘Extorted Reconciliation’, 225).

A paradox arises at the heart of Adorno’s position about this criterion for success. It is chance that “proclaims the impotence of a subject that has become too negligible to be authorized to speak directly about itself in a work of art” (‘Valéry’s Deviations’, 156, my italics). Yet at the same time as this claim about the possibility created by chance, it is this subjectivity, as

“alienated from itself, against the ascendancy in the objective work of art, whose objectivity can never be an objectivity in itself but must be mediated through the subject despite the fact that it can no longer tolerate any immediate intervention by the subject”. (‘Valéry’s Deviations’, 156)

This is a convoluted qualification by Adorno, merciless in its demands on the reader. In a reductive sense, the brute intentionalist model of subjective creativity is rejected. But the importance of the subject in some mediated sense remains of critical importance, for Adorno. Creators of autonomous works acknowledge “the paradoxical relationship of the autonomous work to its commodity character” (‘Valéry’s Deviations’, 158).

Adorno makes the allowance that this mediation via the subject is not an enterprise which the subject remains wholly unaware of, within narrative structures. But at the same time, he frames this as an eventual culmination, in a particular mode of formal consciousness towards an “estrangement of meaning” (‘Valéry’s Deviations’, 156). Adorno claims that its projection of this estrangement within an autonomous work “imitates the estrangement of the age”. Artists capable of producing autonomous works come to possess some conscious disposition towards an awareness of this imitation, by virtue of their being estranged. But how to understand this disposition toward an estrangement of meaning? Adorno thinks that it comes from a particular intuitive awareness of reification. Using Valéry as an exemplar, “[f]or Valéry’s aesthetic experience, the subject’s strength and spontaneity prove themselves not in the subject’s self-revelation, but, in Hegelian fashion, in its self-alienation. The more fundamentally the work detaches itself from the subject, the more the subject has accomplished in it” (‘Valéry’s Deviations’, 167). What Valéry and Adorno see interrelatedly, quoting Valéry, is that “[a] work endures insofar as it is capable of looking quite different from the work the author thought he was bequething to the future” (Ibid.).

Mere intention isn’t what makes a work autonomous: a presupposition of its primacy amounts to a recapitulation to the alienating forces as Adorno seems them as regnant in society. Rather, the author or creator is instrumental – “with the first movement of conception, the author is bound to that conception and to his material. He becomes an organ for the accomplishment of the work’s desires” (Ibid.). The most plausible manner of making sense of the idea that a work itself possesses desires is within the context of the claim about the artist or author as a midwife. The work embodies the hidden intuitions of a collective, expressed without ascribing any one individual’s intentions to the production of a work. Difficult as this may seem, I take it that Adorno’s point here is that autonomous works implicitly channel the hidden but genuine desires of the collective of human individuals, within their socio-historical context. Rather than representing the individuated subject, it represents the reification of the “latent social subject, for whom the individual artist acts as an agent” (‘Valéry’s Deviations’, 168). Once again, the representation of the social subject is of an instrumental rather than intentional kind through the aesthetic creator. Since Adorno thinks that all those under the same socio-historical conditions are bound to a mode of reification, there will be broad similarity underwriting the mode of self-alienation the representative artistic agent embodies and formally expresses, as themselves a conduit through which the work comes to be. The self-alienating autonomous work is described by Adorno as itself possessing ‘wants’, but intuitions of these are framed by the demands of the human condition to recognize the ill, perhaps impossible fit of the forces of social production upon that condition – the blind second nature which all are forced to adopt.

The use of the term ‘latent’ in this context is important, since Adorno frames the capacity of the contingency of the subject in psychoanalytic terminology. The ego has heretofore been assumed as the origin of pure aesthetic intentions and the harbinger of aesthetic truth, by means of its transparent route to creativity. Contrary to this assumption, Adorno claims that the ego “cannot be healed of its cardinal sin, the blind, self-devouring domination of nature that recapitulates the state of nature forever, by subjecting internal nature, the id, to itself as well” (‘Presuppositions’, 373). Rather, the ego can only be healed “by becoming reconciled with the unconscious, knowingly and freely following it where it leads” (‘Presuppositions’, 373–4). In some sense for Adorno, the regulating ego is to some extent aware of obedience or concession to the unconscious id in the creative process. The ego wants to find out what it wants, or at least wants to become aware of what it is about empirical reality that it doesn’t want.

Once this awareness takes place, the experience of autonomous artworks gives “the sense that their substance could not possibly not be true, that their success and their authenticity themselves point to the reality of what they vouch for” (‘Short Commentaries’, 187). Or, as Adorno puts it punchily elsewhere, autonomous art “represents negative knowledge of reality” (‘Extorted Reconciliation’, 222-3) – not positive representational knowledge in Hegel’s fashion, but the poverty of representational knowledge to track the real. Adorno offers an explanatory metaphor for this in a powerful discussion of Ernst Bloch’s musings on ‘An Old Pot’ at the beginning of Bloch’s Spirit of Utopia. Emulating the conscious disposition which can be intuited through autonomous works, Adorno self-referentially writes, “I am Bloch’s pot, literally and directly, a dull, inarticulate model of what I could be but am not permitted to be” (‘The Handle, The Pot, and Early Experience’, 472).

There might be no right living in a world gone wrong. But through autonomous works, formal glimmers exude, that give us intuitions of its wrongness. Whether these intuitions could develop more concretely, or be instantiated practically, is of course another story, one that cuts to the heart of Adorno’s immanent critique.

Estelle Ferrarese: The Fragility of Concern for Others: Adorno and the Ethics of Care, Edinburgh University Press, 2021

The Fragility of Concern for Others: Adorno and the Ethics of Care Book Cover The Fragility of Concern for Others: Adorno and the Ethics of Care
Estelle Ferrarese. Translated by Steven Corcoran
Edinburgh University Press
Hardback £70.00

Martin Jay: Splinters in Your Eye: Frankfurt School Provocations

Splinters in Your Eye: Frankfurt School Provocations Book Cover Splinters in Your Eye: Frankfurt School Provocations
Martin Jay
Paperback £13.99

Reviewed by: Michael Maidan (Independent Scholar)

Martin Jay is a distinguished cultural historian, a pioneer of the study of the Critical Theory of the “Frankfurt School” with his book Dialectic of Enlightenment (1973), and a scholar who wrote on different aspects of Critical Theory, on the concept of totality, and on the problematization of vision in modern French thought. Splinters in Your Eye, his most recent book, is made out of eleven essays, most if not all already published in some form.  They explore aspects of the work of the Frankfurt School’s main theorists, paying attention to the inner tensions and the wirkungsgeschichte of the theses formulated by Horkheimer and his band of merry theorists.

In an essay published in a previous book, Jay defended the honor of the kind of intellectual history that he displays in the book. Two aspects of his defense are relevant in this context. Jay calls himself a “synoptic intellectual historian,” namely, one that believes that “it seemed a sufficiently challenging task merely to reconstruct the demandingly difficult arguments of the Frankfurt School and relate them to some issues about the life histories of its members.” Synoptic cultural history came in recent years under attack because it abridges and reduces a complicated, heterogeneous mass to an abstract, homogenous form. (Jay, Two Cheers for Paraphrase, 52). This synopsis excludes normatively and hierarchically everything outside of a homogenized and consistent paraphrastic account. The observation that this kind of account may be a disservice for some texts is particularly acute when the subject matter is itself suspicious of premature totalization, as it is the case in Adorno’s thought.  To face this challenge, Jay assures us that “by turning it on Adorno’s intellectual production and isolating what I saw as the five main forces in his own field or starts in his constellation—Western Marxism, aesthetic modernism, mandarin cultural despair, Jewish theology and … proto-deconstructionism—I attempted … a methodological or formal paraphrase of his work in order to illuminate its substantive tension (op. cit., 61-2).  So, paraphrase and synoptic approach can be gentle enough to respect the nature of its subject-matter without incurring in mimetic repetition.  In the introduction to Splinters in Your Eye, Jay returns to this problem, using Adorno’s aphorism “the splinter in your eye is the best magnifying glass” (Adorno, Minima Moralia, 50). The splinter or the mote in question is an imaginative interpretation of the verse “why beholdest thou of the mote that is in thy brother’s eye, but considerest not the beam that is in thine own eye?”. This injunction is usually interpreted as a caution not to be judgmental. The “mote” is here converted, through the vicissitudes of translation, into a splinter. And the eye’s irritation, into a glimpse of truth (Jay, Splinters, xi).  It is through suffering, vicarious, or our own, that knowledge of society is possible, Adorno claims. In the same section, Adorno also refers positively to exaggeration. Jay will use this idea for the title of an essay on the Frankfurt School’s position regarding psychoanalysis.   Jay also refers to the provocative sentence that closes the section: “The whole is the false” (Minima Moralia, 50).  But if the whole is the false, what about critical theory? Adorno’s claim questions any attempt to bring the ideas of the different personalities involved in the Frankfurt School into a harmonic whole. Jay expounds further on the nature of the painful eye that it will avoid the illusion of a “panoptic vision.” This concept that Foucault borrowed from Jeremy Bentham’s speculations on a system of inescapable omniscient social control is the clearest counter-ideal to Critical Theory.  It is in recognition of the appropriateness of the fragmentary that Jay writes: “the exercises that follow are left in their unintegrated form, with no pretense to be a coherent narrative” (xvi).

What is a reviewer to do? To compound the fragmentations (from the subject-matter, the fragmentation of the intellectual historical account)? Or to try to suggest a synthesis that was already twice refused? Sometimes problems are best perceived by turning them around. In this case, by turning our gaze to a different approach, one which as hostile to Critical Theory as Jay’s is caring.

The last essay, “Dialectic of Counter-Enlightenment,” places us on a different plane. In this chapter, Jay deals with a fringe movement whose members have made of the Frankfurt School, a scapegoat for the illnesses and rottenness of contemporary society. With a twist. Because what they perceive as negative is what many will call the positive signs of reparation of long due injustices: the fight against racism, against discrimination on the base of gender and sexual orientation, the inequality of opportunities for minorities of all kinds (see a complete list in p. 157).  This is more than ironic. As Jay comments in another essay, the Frankfurt School has been ofttimes criticized for its ineffectualness, for its failure to become practically engaged with mass social movements, for the lofty tone of its pronouncements, etc. These critics make the opposite claim.

Against the claim that castigates the Frankfurt School for its presumed role in the development of a counterculture which rejected and supposedly replaced the traditional American culture of the 40s and 50s, first in academia, then in the media and cultural industries,  and finally in society as a whole, the historian can proceed in two ways. The first will be to show that, maybe except Marcuse, the influence of the Frankfurt School in American academia and popular culture was, to say the least, limited.  The different “critical studies” and what is called in the humanities and social sciences “theory” borrows much more from French post-structuralist thinkers, and indirectly from Husserl, Heidegger, and Nietzsche than from Adorno and Horkheimer (Cusset, 2003).

Instead of following this road, Jay takes advantage of the opportunity to turn his regard into this distorted account in the hope that “something [be] revealed about the legacy of the Critical Theory—and, more importantly, about the current society that can turn it into a simplistic meme—” (161), a meme that under certain circumstances can turn deadly.  Jay refers here to the manifest written by the Norwegian neofascist Anders Behring Breivik before engaging in a terrorist attack that left 77 dead. Breivik, among other arguments to justify his acts, ranted against the influence of Cultural Marxism, referring even to Jay’s Dialectics of Enlightenment as proof for his claims.  Jay goes further to write that the situation calls for the kind of dialectical account that Adorno and Horkheimer devoted to the Enlightenment itself (166). If Jay does not offer us such an account, he lists references to different claims that distort and twist the legacy of the Frankfurt School. But he recognizes that to develop a critical theory of counter-enlightenment is beyond the scope of a single essay (167). Jay mentions a few attempts to apply the methodology devised by the Frankfurt School for their study of Authoritarian Personality (1950) to the current situation in the USA (168-9) but seems to have doubts on the merits of that methodology. Quoting a remark from Harvard’s historian Peter E. Gordon, he wonders about the appropriateness to assign individuals to personality types, as this mimics the reification of contemporary society (169). Maybe what this shows is that the Frankfurt School has many historians, but few disciples willing to follow in their path.  Only Habermas stands out as a continuation of sorts of the heritage of the Institute.

Was this fate foreshadowed in the early beginnings of the School?  Jay explores this question in the first two essays in the book. “Ungrounded” deals with the foundation of the Frankfurt’s Institute for Social Research (ISR), which through the particular circumstances of its origins and independence from party or government, gives rise to the accusation of being suspended in an abyss (Abgrund). Jay refers here to Georg Lukács, the Hungarian Marxist literature scholar and philosopher whose 1922 History and Class Consciousness influenced the group of young scholars that ultimately created the ISR, that gave origin to the Frankfurt School.  Lukács, as an orthodox Marxist, rejected the idea of a critical stance that is not anchored in a political party, which is itself the conscious will and vanguard of the working class. Instead of a privileged vantage point, Horkheimer and his comrades preferred a sort of “immanent critique,” which Jay describes quoting from one of Adorno’s translators: “immanent criticism turns the principle of identity…into the power for the presentation of the way in which  an object resists its subjective determination and finds itself lacking” (4).  Jay raises two potential objections to this approach. The first recasts Adorno’s objection that immanent critique cannot be fully grounded on itself as “the totality is never fully self-contained.” The second objection has to do with what Marcuse called “one-dimensionality” and Adorno “totally administered” society.  In such a society, apparent dissatisfaction becomes functionalized in the service of the status quo. Despite such doubts on the actual possibility of a critical regard into the society that is not immediately instrumentalized, the members of the School continued to elaborate their positions. What are, Jay wonders, the motivations for such an undertaking? Maybe, he wonders, that motivation reflects the particular circumstances of the establishment of the ISR?

Jay embarks in the already well-known stories of Felix Weil’s role as founder and financial benefactor of the Institute, and Horkheimer’s appointment as Director of the Institute. Toward the end of the essay, Jay turns to explore the possible debts of Critical Theory to the philosophy of Schelling (11). In particular, to Schelling’s early thinking. Horkheimer wrote on Schelling and Idealism in the 1920s, and also Adorno has a substantive debt to his thought (15). Jay observes that “Schelling’s critique of rationalist metaphysics was attractive to thinkers trying to extricate themselves from…[a] philosophy in which all contingency was absorbed into a relational system” (13).  Others have observed that Schelling’s philosophy seems to anticipate the Dialectic of Enlightenment (15).  And Adorno in Negative Dialectics quotes approvingly Schelling as an antidote to a rationalistic consciousness philosophy.  These considerations led Jay to affirm that the uncertainty of “Abgrund” (groundlessness) may be less damaging to critical theory and to emancipatory practice than one may initially suspect.

In “The hope that earthly horror does not possess the last word,” Jay reminisces on his early contacts with the leading members of the ISR during the research that led to his writing Dialectical Imagination.  Three points can be highlighted in this essay.  First, the degree to which the members of the Frankfurt School wanted to shape Jay’s narrative. Second, the different perspectives of the individual members. Finally, Jay’s interpretation of the feelings of the founders of the ISR about their Jewish origins, and about the influence of their background in the outlook and the public perception of the Institute.  One of many, the anecdote regarding the title of Jay’s book, is telling. Jay suggested the title “Permanent Exiles” (28-9).  Horkheimer and Weil criticized the title as not only unprecise but also dangerous because it lends justification to their many foes from the right.

The next chapter, “Max Horkheimer and the Family of Man,” explores the balancing act of Horkheimer’s and Adorno’s return to Germany. Horkheimer understood their public role as “reeducator of Germans, especially Youth, in the democratic values he had learned in exile” (35).  This understanding, and the realities of the Cold War, led to de-emphasize the earlier, more radical approach to contemporary society.  Jay exemplifies this with a close reading of Horkheimer’s talk at the opening in 1958 of the photography exhibits “The Family of Man” in the US-funded Amerika-Haus in Frankfurt. Jay emphasizes Horkheimer’s references to Kant, Emerson, and Dewey and their firm belief that man should count as an end and never as a means (36).

Further, Horkheimer characterizes the exhibit as “representative of all the forces that are now counteracting the…regressive movements that have occurred in Europe in recent years” (36). Jay notes the distance between the endorsement of the humanistic agenda of the exhibits and Horkheimer’s previous pronouncements in his writings of the late ’40s.  Also, Jay finds puzzling Horkheimer’s valorization of the power of images to give unmediated access to abstract philosophical concepts. After his return to Germany, Horkheimer increasingly endorsed the Bilderverbot, the biblical prohibition of images, which constitutes a central component of the Jewish faith (also to be analyzed in an essay comparing Adorno’s and Blumenberg’s position).

“Family of Man” approached the family at two levels. On the one hand, it showed pictures of couples and happy families from different cultures. On the other, it implied that humanity should be seen as one big family.  Jay deals with both levels and compares the underlying presuppositions of the exhibit with Horkheimer’s and Frankfurt Schools’ analysis of the family.  Jay also confronts Horkheimer’s remarks with Roland Barthes’ criticism of the exhibit. Jay sees the differences in approach mainly as a reflection of a difference in context.  Barthes was reacting against the danger of abstract universalism, whereas Horkheimer was dealing cautiously with the heavy heritage of Nazism and the war (45).

The “marriage” between Freud and Marx is the subject of the fourth essay.  The relationship of the Frankfurt School to Freud and psychoanalysis was complicated and not limited to the realm of theory. Horkheimer helped create a psychoanalytic institute in the University of Frankfurt and even invited it to share space in the ISR’s newly built building on the university campus. Horkheimer also lobbied the city of Frankfurt to give Freud the Goethe Prize in 1930. Even a few members of the ISR, including Horkheimer, underwent analysis.

Jay states four overlapping motivations that presided this matrimony. First, the hope that psychoanalysis may answer why orthodox Marxism, despite the widespread discontent with the status quo, failed in the 1920s’ Germany to generate a revolutionary practice. Second, to explain the emergence of Fascism, a social movement that traditional Marxism did not foresee. Third, in the case of Marcuse in particular, Freudism was expected to be a way to envisage a different civilization, beyond the one-dimensional one.  Lastly, in the case of Adorno and of Horkheimer, to build a plausible materialism. But, except for Fromm, their interest in Freud stayed mostly limited to his philosophical anthropology, and the members of the ISR remained indifferent to psychoanalysis as a therapy (53).

Jay surveys the different receptions of Freud in the Institute, from Fromm’s attempts to a build a social psychology which could be empirically verified and a tool to explore socio-political events, Adorno’s integration of Freudian insights into his analysis of the “culture industry” via de concept of fetishism, and Marcuse’s most explicit use of Freud for utopian purposes in Eros and Civilization (1955) (60).  In his work, and in the magazine Dissent, Marcuse attacked Fromm’s humanistic version of Marxism and his dismissal of Freud’s Metapsychology and instincts theory. Jay quotes Marcuse’s re-interpretation of Oedipal longings as archetypical of freedom from want, and his rejection of its surplus repression in the name of the reality principle.  Jay’s assessment that Fromm “never recuperated” from Marcuse’s onslaught in Dissent seems a bit extreme. Not only Fromm had a successful and long carrier, not only Marcuse’s name only become widely known after the 1968 student’s revolt, but Marcuse contributed a chapter to Fromm’s 1965 edited collection Socialist Humanism, indicating some level of agreement between the two.

Jay’s use of the metaphor of marriage to describe the attempts to bring to a synthesis Freud’s theory with Marxism or parts thereof also allows us to think a less blissful relationship, at least in Adorno’s late work (63).  Adorno was skeptical of a full reconciliation between the social and the psychological, and between the cultural and the natural.  He writes in his characteristic fashion: “The separation of Sociology and Psychology is both correct and false…correct insofar as it registers more intransigently the split that has actually taken place in reality than does the premature unification at the level of theory” (Sociology and Psychology, quoted by Jay, 64). The rejection of the premature unification of the social and the individual is supposed to prefigure a potential emancipatory outcome. He concludes this essay referring to Horkheimer’s work in post-WWII Germany to reintroduce the teaching of psychoanalysis and to renew the association of the ISR.

The fifth essay tells an enthralling story about the young Leo Löwenthal and his participation in the “Jewish renewal movement” in the 1920s. Löwenthal was very close to Rabbi Nobel, the charismatic rabbi that played a central role in developing the Freie Jüdische Lehrhaus. Jay discusses Nobel’s contradictions and how these allowed Nobel to be a magnet for highly educated and conflicted youth living through the turmoil of the first years of the Weimar Republic. Nobel had a refined German education, was an orthodox rabbi, a friend of the leading Jewish intellectuals of his time, and a gifted speaker.  Additionally, he helped Löwenthal financially during a bout of conflict between Löwenthal and his family.  Jay examines Lowenthal’s “Jewish writings,” which consists of an essay published in Nobel’s Festschrift (“The Demonic: Draft of a Negative Philosophy of Religion”) and a series of short articles on leading Jewish thinkers of modern times (Mendelsohn, Maimon, Heine, Marx, Lassalle, Herman Cohen, and Freud).  But, as Jay notes, Lowenthal’s energies were soon directed elsewhere (74). While there may be several reasons for this change of heart, the fact remains that Löwenthal’s interest in Jewish subjects faded, although maybe not entirely, as he republished his early essay on Heine in a 1947 issue of the magazine Commentary.

The sixth essay sets up a dialogue between Adorno and Blumenberg around the notion of “non-conceptuality.”  There are similarities between Adorno’s position in Negative Dialectics and Blumenberg’s criticism of the privileged role of concepts in philosophy. According to Jay, Blumenberg seems to have acknowledged his debt to Adorno. So, for example, Blumenberg gave a seminar on Negative Dialectics a year after its publication. While no transcripts from the workshop survived, the fact itself is meaningful.  Blumenberg used the notion of “non-conceptuality” in his writings of 1970, in what Jay considers a salute to Adorno.  Jay speaks of an “overlap” between the intentions of both thinkers to present an alternative to philosophy’s traditional preference for conceptualization (84).  Adorno and Blumenberg were both critical of Heidegger in general and of Heidegger’s attempt to offer a solution to the tension between conceptualization and content in particular. The title of the essay refers to the biblical Bildersverbot (prohibition of images), a common trope for a residual Jewish sensibility. Both Adorno and Blumenberg were of Jewish descent. Adorno’s father was Jewish, and so was Blumenberg’s mother. In the context of the Frankfurt School, the “ban on images” metaphor was used in two primary contexts. One, a refusal to engage in utopian speculation about an emancipated future society. The second, an affirmation of the irrepresentability of the Holocaust, as in Adorno’s ban on poetry after the Holocaust (90). Non-withstanding those similarities between the two thinkers, Adorno’s position is very different from Blumenberg’s.  As Jay shows it nicely, for Adorno, the non-conceptuality was historically bound, and a claim to redemption to be fulfilled in a different society. He quotes Adorno on Identity:

“To define identity as the correspondence of the thing-in-itself to its concept is hubris; but the ideal of identity must not be simply discarded … hidden in [the supposition of identity] is also the truth moment of ideology, the pledge that there should be no contradiction, no antagonism” (Adorno, Negative Dialectics, 149, quoted by Jay, 93).

Visual arts played no significant role in the work of the members of the Frankfurt School. Benjamin was the exception, and he was interested, among other things, in the “emancipation of color” in modern art. “Chromophilia: Der Blue Ritter, Walter Benjamin and the Emancipation of Color” brings together Jay’s interest in the history of visual arts in the early 20th century and his study of the Frankfurt School.

Using unpublished fragments from 1914-15, Jay presents Benjamin’s long-life interest in the color revolution. One opposes a child’s to an adult’s view of color. For the child, color is contour, but the adult sees objects only, abstracted from color fragment. Benjamin was, according to Jay, fascinated by the Blaue Ritter color experiments. In another fragment, Benjamin writes about the rainbow in contrast with graphic images, which with line and figure, separate the endless configuration of color.  Jay brings closer Benjamin’s reflection on color and his ideas about an Adamic language. WW I, which saw the death of two of the central figures of Der Blaue Reiter group, seem to have affected Benjamin’s hopes that the emancipation of color would foreshadow human freedom (111-12). In a following article devoted to Benjamin’s comments on stamps, Jay explores his own experiences in philately and its utopian dimensions.

The ninth essay expounds on the German American film theorist Miriam Hansen, the author of Cinema and Experience (2012). This one is the only essay in the book that deals with a thinker belonging to the younger generation of critical theorists.

As Jay puts it, Hansen’s problem is to develop a critical account of the film that goes beyond the blunt dismissal of the cultural industry characteristic of the first generation of critical theorists (including Krakauer). Hansen incorporated to her analysis the notion of a “counter-public sphere” in which technologically mediated distanced forms of interaction prevail. This notion elaborates on the ideas of Alexander Kluge and Oscar Negt (both associated with the Frankfurt School and with Habermas in particular) (125-6).  Hansen also rescues from the early Frankfurt theorist the idea of mimetic comportment and the ideal of the “renewal of experience” (126).  Hansen claims, according to Jay, for the existence of an alternative public sphere that can only realize itself through the destruction of the dominant, bourgeois public sphere. Jay is somewhat skeptical about the possibilities of such an alternative. Hansen showed an alternative public sphere realized through cinema only for a limited period, which corresponds to the early silent cinema.  Furthermore, Jay defends the rights of the public sphere in its Habermasian sense, as a place of rational discussion, even as an ideal for democracy (134). Paradoxically, the criticism of purposive rationality cannot make room for the straightforward enjoyment provided by imaginative identification.

Based on a paper presented at a Brandeis conference to commemorate the 50th anniversary of Marcuse’s One-dimensional Man, Jay explores the different ways in which this famous book can be said to be “ironic.”  First, there is the irony that this pessimist analysis of contemporary society, which forecloses all possibility of a challenge to the encroachments of instrumental rationality, is published at the very same moment when new avenues of resistance are opened.  That consideration leads to a review of the analysis of irony in Adorno, and eventually to the question in what sense the argument in One-dimensional Man is itself ironic.  In Minima Moralia, Adorno seems to deny that irony is still possible.  Irony for  Adorno “convicts its object by presenting it at what it purports to be” (quoted by Jay, 138). But, in our advanced industrial societies, “Irony’s medium, the difference between ideology and reality, has disappeared” (quoted by Jay, 139).  But, is this also Marcuse’s position? Jay probes different types of irony, with the object, ultimately, of examining if there is, in One-dimensional Man, a “more promising notion of irony” that avoids the flaws of the ones Jay already reviewed. Jay will look for an alternative in a notion of irony described by Christoph Menke, a member of the third generation of the School.  Discussing Oedipus Rex, Menke makes a difference between the “irony of the action” and the “the poets’ irony.” The first refers to the character Oedipus’ blind responsibility for his fate. The second, which we share as spectators, is our knowledge of the situation and our capability to foresee the outcome. Both irony positions are unified in Oedipus at the end of the play.

How are these insights important to evaluating Marcuse’s reflections on advanced capitalist society in a context which is quite different from the one we live today?  Taking stock of Marcuse’s work would require identifying what is living and what is dead. Marcuse himself, at the end of his book, offered a gloomy picture of, on the one hand, a critical theory unable to provide a bridge between the present and its future, and the other, the wretched of the earth, free of the encumbrance of theory but driven forward by their despair. Critical Theory need to remain solidary of those without hope, advises Marcuse, even though the system may be strong enough to defuse any confrontation: “The economic and technical capabilities of the established societies are sufficiently vast to allow for adjustments and concessions to the underdog.”  On his side, Jay concludes, “we can still find in…[Marcuse’s]  insistence on the superiority of a two-dimensional understanding of the human condition over its one-dimensional alternative something akin to … [a] committed pursuit of personal excellence … an ironic attitude that is neither cynical nor disengaged, … [that] resists accommodation to social pretense … It may not provide the reassurance of Socratic or dramatic irony at its most knowing, but in a world that will not grant us such knowledge, it keeps alive the negative power of two-dimensionality that Marcuse so eloquently defended.” (150)

Jay’s book carries the subtitle “Frankfurt School provocations,” asserting the longevity of the program of the early critical theory.  The attacks of the ultra-conservative factions add some credence to the luster of the ISR, and the blossoming of a third and fourth generation of thinkers who declare some degree of fidelity to the original vision of Weil, Horkheimer, Pollock, and others should at least provide a modicum of hope.




Cusset, François. 2003. French Theory. Foucault, Derrida, Deleuze & Cie et es mutations de la vie intellectuelle aux État Unis. Éditions La Découverte, Paris.

Jay, Martin. 1988. “Two Cheers for Paraphrase: The Confessions of a Synoptic Intellectual Historian.” In: Martin Jay, Fin-De-Siècle Socialism. Routledge, New York and London, pp. 52-63.

Elad Lapidot: Jews Out of the Question: A Critique of Anti-Anti-Semitism, SUNY Press, 2020

Jews Out of the Question: A Critique of Anti-Anti-Semitism Book Cover Jews Out of the Question: A Critique of Anti-Anti-Semitism
SUNY series, Philosophy and Race
Elad Lapidot
SUNY Press
Hardback $95.00

Miroslav Petříček: Philosophy en noir, Karolinum Press, 2020

Philosophy en noir Book Cover Philosophy en noir
Václav Havel Series
Miroslav Petříček
Karolinum Press, Charles University
Paper $20.00

Theodor W. Adorno: Ontology and Dialectics: 1960/61

Ontology and Dialectics: 1960-61 Book Cover Ontology and Dialectics: 1960-61
Theodor W. Adorno. Nick Walker (Translator)
Paperback €21.46

Reviewed by: Sílvia Bento (Institute of Philosophy - University of Porto)

“I believe that if you look at the writings expressly directed against Wagner, and especially The Case of Wagner, you could readily extrapolate what he [Nietzsche] would have said against Heidegger. And I think if you could actually perform this feat of imagination that I am proposing to you, and envisage such a Nietzschean critique of Heidegger, then for penetrating insight it would surpass anything which I can offer you with my modest powers in these lectures.” (104)

These intriguing remarks, set forth by Theodor W. Adorno in his series of lectures delivered in Frankfurt during the winter semester of 1960/61, can be regarded as the touchstone of Ontology and Dialectics. This lecture course of 1960/61 – and the three Vorlesungen delivered at the Collège de France in March 1961 – first published in 2002 under the title Ontologie und Dialektik, excels in presenting a subtle analogy between Nietzsche’s positions concerning Richard Wagner’s music as a cultural expression of décadence and his remarks on Heidegger’s fundamental ontology as a degenerate movement or tendency against Aufklärung. As presented in Der Fall Wagner (1881), the Nietzschean formulation of Wagner’s music as a “disease” affecting German culture is evoked in order to analyse the philosophical observations on Heideggerian ontology developed by Adorno in Ontology and Dialectics. According to Adorno’s incisive observations, fundamental ontology, as defined by Heidegger, manifests a specifically German posture – considered by Adorno as profoundly deplorable – against Enlightenment ideology. As Adorno asserts, fundamental ontology is a philosophical movement which can be characterized as an abominably vile counter-Enlightenment. The Nietzschean analysis regarding the infamous power of seduction involving Wagner’s music, from Adorno’s point of view, is a “Heideggerian disease” because it profoundly affects the German academic world, which represents a new philosophical movement that is intensely respected and greatly venerated. The bizarreness of this Heideggerian spell, or disease, under which the German intelligentsia seemed to succumb, is often considered by Adorno:

“[…] for in Germany there are now hardly any responsible academic positions or professorial chairs in philosophy that do not feel obliged at least to show that they are somehow worthy of what has been achieved by Heidegger and Jaspers. And even those thinkers who for political and other reasons are extremely critical of both philosophers, but especially of Heidegger, still appear to be captivated – in a way I find really hard to understand since I have never experienced this spell myself – by this kind of thinking and seem unable to sever the umbilical cord entirely in this regard.” (100-101)

According to Adorno, fundamental ontology, Heidegger’s philosophical project, can be regarded as a philosophical tendency which owes its effect and possesses its forces through opposition to idealism in general. It is an anti-subjectivism; in fact, the philosophical question concerning fundamental ontology may be stated in a variety of ways. Adorno puts it thus: fundamental ontology is essentially an anti-subjectivist. Fundamental ontology stands in contrast to a philosophy which remains essentially devoted to a preliminary question, namely the question of how knowledge is possible at all. The coarse obliteration of the philosophical reflection upon the subjective mediation of knowledge and the epistemological relevance of the conceptual thought represents the chief theoretical posture of Heidegger’s ontology as conceived by Adorno.

Fundamental ontology is unequivocally the chief subject matter of Ontology and Dialectics by Theodor W. Adorno. The relevance of such a book – essentially a compilation of 23 Vorlesungen delivered in Frankfurt in 1960/61 and in Paris, at the Collège de France, in March 1961 (we refer to the last three lectures included in the book) – can be described in accordance with the consideration that the positions expressed in Ontology and Dialectics represent as an initial discussion of the Heideggerian ontology developed by Adorno. It should be observed that Ontology and Dialectics presents a philosophical anticipation of the incisively penetrating analysis of the Heideggerian ontology which, ultimately, forms the core of The Jargon of Authenticity, published in 1964. According to the “Editor’s Foreword” included in this edition, written by Rolf Tiedemann, the book Ontology and Dialectics, which expresses the philosophical antipathy to the ontological movement emanating from the Black Forest, evokes a project which Walter Benjamin and Bertolt Brecht had already begun to pursue around 1930, not long after the publication of Being and Time. The project they sought to pursue was that of “demolishing Heidegger” [den Heidegger zu zertrümmern]. The intention of “demolishing Heidegger” pervades Adorno’s work and thought, especially after his return from exile to Germany. As Rolf Tiedemann elucidates, within the German philosophical academic circle developed after the end of the Third Reich, during the political and social process of re-establishing democracy in Germany, Adorno was widely regarded as the pre-eminent intellectual opponent to Heidegger – and Adorno accepted this incumbency. To lay emphasis on the fact that Adorno’s Complete Writings comprise almost 600 references to the name of Heidegger (exceeded in number only by those to Walter Benjamin) is not superfluous. Clearly then, “demolishing Heidegger” was an Adornian philosophical project. Nevertheless, the Adornian critique of Heidegger is not an aggressive refutation of the fundamental ontology that is without merit, nor is it intended to chiefly condemn the political positions adopted by Heidegger. The Adornian objections to Heidegger’s fundamental ontology that are most important are those which excel in revealing the dangerous political and social implications of a philosophical tendency – developed in accordance with the refusal of the cognitive sophistication of philosophy – that, in its instauration of odd cults and bizarre interests, promoted the pseudo-ideal of pre-Socratic irrationalism.

The title of the book, Ontology and Dialectics, alludes to Adorno’ intention of presenting a philosophical contrast between Heidegger’s fundamental ontology and Adorno’s own conception of dialectical thought as negative dialectics. This intention is subtly illustrated in a story involving Gustav Mahler and his literary taste.

“It is well known that Gustav Mahler was passionately interested in Dostoyevsky, who stood for something quite different in the years around 1890 than he does of Moeller van den Bruck. On one occasion, during an excursion with Schoenberg and his pupils, Mahler is said to have advised them to spend less time studying counterpoint and more time reading Dostoyevsky. And Webern is supposed to have responded with heroic timidity: ‘Pardon, Herr Direktor, but we have Strindberg’.” (1)

As Adorno explains, this story is probably apocryphal; nevertheless, this episode involving Gustav Mahler’s literary taste is mentioned by Adorno as a witty elucidation of the relationship between the new fundamental ontology of Heidegger (or, we might say, Dostoyevsky’s new literature) and the tradition of the German dialectic thought (or, we might say, Strindberg’s thought).  However, the emphasis upon the philosophical opposition between the new fundamental ontology and the traditional dialectic thought does not form the heart of Ontology and Dialectics. It is pertinent to observe that this series of lectures, published under the title Ontology and Dialectics, precedes the three lecture courses which form the book Negative Dialectics, Adorno’s masterpiece, published in 1966. The thorough theoretical presentation of such a philosophical project – the delineation of the philosophical singularity and distinctiveness of the negative dialectic thought – is indeed the chief subject matter and the central line of thought developed by Adorno in Negative Dialectics, written between 1964 and 1966. It is worth noting that Ontology and Dialectics, which precedes Negative Dialectics, is especially devoted to the philosophical condemnation of Heidegger’s fundamental ontology.

At any rate, as Adorno conceives it, the concept of Being, in Heideggerian terms, is not actually a concept at all. In fact, according to Adorno’s reading of Heidegger’s ontology, the concept of Being is not supposed to be the highest abstraction, the supra-concept reached by omitting all particular individuation, all particular determination. In approaching such a philosophical account of Being, Adorno intends to lay emphasis upon the fact that the Heideggerian ontological positions should be sharply distinguished from other kinds of ontology – such as the concept of ontology introduced by Husserl, the ontological project developed by Nicolai Hartmann, or the ontological positions advanced by the neo-scholastic tradition. The relentless obliteration of the conceptual dimension of Being defines the decided difference between Heidegger’s fundamental ontology and the traditional ontologies. As Adorno clearly explains, Being, in Heideggerian terms, is supposed to be what is utterly prior and primary, that which is highest and most constitutive. The question regarding Being – over against the highest regions, the highest and most universal concepts of all possible classes of beings – is what is decisive here, precisely because it involves the problem of the possibility of ontology as such, namely whether such a pure doctrine of being can be thought as such independently of the doctrine regarding the order of beings. From Heidegger’s point of view, those doctrines devoted to the ontological delineation of the order of beings – those doctrines which totally disregard the benedictory ontological difference between Being and beings, those ontologies of the ontic developed in accordance to systems of blind conceptual categories, fundamental principles and axioms – it is these doctrines imply an ontological questioning in the naïve sense. They do not represent, as Heidegger insists, the essential task of ontology understood in the radical sense – and this is precisely what fundamental ontology is.

The cult of the concept of absolute originality, the cult of the Firstness, is one of the philosophical oddities bound up with the persistent assertion of such an ontological questioning in the radical sense, as advanced by Heidegger. According to fundamental ontology and, especially, according to its chief claim concerning the ontological difference between Being and beings, any approach which does not involve the priority of Being with respect to beings is already rejected ab ovo and defamed as inferior, as a failure, as a betrayal of the real question. As Adorno asserts: “we are constantly presented with the same invocation, variation or repetition of this premise, namely the priority of Being with respect to beings” (22). Consequently, in repudiating the conceptual sophistication of the traditional philosophical thought (and of the philosophical ontologies), Heideggerian ontology fails to consider that the concept of Being itself is not the original question which fundamental ontology would have us believe. As Adorno attempts to explain – this is, unfortunately a very laconic explanation – the concept of Being deserves to be regarded philosophically as a concept of reflection in the sense of those concepts subjected to criticism by Kant in his “Amphiboly of the Concepts of Reflection” when they are hypostasized – in other words, when they are treated as an expression of true beings as such. On this view of things, the concept of Being is not something very ancient but something rather late and, correlatively, developed in accordance with the conceptual sophistication of critical philosophical thought. It should be observed that, from Adorno’s point of view, the concept of Being is a result, a historical result, attained only through a process, which, in turn, can be characterized as a conceptual and critical philosophical process. The concept of Being, in Adornian terms, is, in fact, understood philosophically as a concept – the highest abstraction, understood in accordance with the development of the conceptual sophistication of philosophical thought. It is not properly a Kantian perspective. This concept of Being as the highest abstraction is already present in Plato and in Aristotle, as Adorno claims, despite the brevity and the laconism of his elucidations.

It is certainly worth noting that Adorno’s reading of Heidegger excels in presenting a collection of problems, ambiguities and contradictions which profoundly involves fundamental ontology. According to Adorno, Heidegger’s fundamental ontology comprises a double refusal: in effect, fundamental ontology is a philosophical tendency developed in accordance with its emphasis upon the rejection of both conceptuality – it is pertinent to mention the delineation of the concept of Being as a non-concept – and reality – and it is convenient to consider the celebrated ontological difference between Being and beings. Fundamental ontology can be described, as Adorno suggests, by its attempt to escape both from mere conceptuality and from any reality simply or immediately accepted as such. This double approach, this double front against a philosophy of concepts and against a philosophy of reality, is precisely what characterises the efforts of fundamental ontology. However, as Adorno elucidates, Heidegger incessantly fails to attain these philosophical intentions.

The Heideggerian cult of language, or the fascination with language, has tremendous significance for Heideggerian ontology. Language as a mediation of Being, or language as the possibility of aletheia and the unveiling of Being, is not philosophically compatible with a coarse rejection of conceptual thought. As Adorno proposes, Heidegger continuously disregards the fact that the concept of Being, in terms of its origin and its legitimacy, is directly bound up with the categorial structure of language. Heidegger’s ontology perniciously explores such a quid pro quo involving Being as a concept – Being as an element of language, entity, and even Being as a non-concept – which cannot be expressed through mere meanings insofar as it is not exhausted by conceptual terms nor by subjectively instituted concepts, and is cut off from conceptual thought. Nevertheless, such a remarkable ambiguity between Being as concept and Being as a what-is-beyond-concept is not acknowledged by fundamental ontology as a deficiency at all, as Adorno explains. On the contrary, it is chalked up as a positive and counted as credit. Why? The enigma, or the touchstone, underlying Heidegger’s pernicious ambiguity is taken as a venerable philosophical position that proceeds from a peculiar account of language that is incessantly proposed by Heidegger: the idea that language as a true, pure and absolute entity, or the idea of language as the domain of the unveiling of Being, is that of an immediate medium, organon or ‘complexus’ of truth that is deprived of any conceptual elements or aspects – and, as Adorno elucidates, also deprived of subjectivity and historicity. Hence, the concept of Being – in accordance with such a conception of language – deserves to be inexorably regarded as an entity beyond mere conceptuality.

In presenting this Heideggerian ambiguity, Adorno reflects more closely upon fundamental ontology as an anti-subjectivism by apparently overcoming subjectivism and the spurious claim that philosophy has somehow escaped its imprisonment within subjectivity (and within conceptual and categorial thought) through this new ontological project. This is intimately bound up with the Heideggerian quid pro quo, acknowledged and presented by fundamental ontology as an element of apparently higher dignity, as “one of the strongest seductions of this philosophy” (46), which arises from “that wavering, negative and inarticulate character of this talk of being itself” (46). Regarding the Heideggerian refusal of reality and the abandonment of the empirical dimension – a claim which involves and justifies the celebrated ontological difference between Being and beings and, correctively, the hypostatization of the word ‘Being’ (by supressing the dialectic of Being and beings) – Adorno draws attention to a conspicuously Heideggerian philosophical posture:  the act of ontologizing the ontic; the repeated ontologising of ontic beings, namely, the human being itself. The anti-subjectivism which involves fundamental ontology is, in effect, the central axis treated by Adorno – that of the ontological conception regarding the human being as Dasein, which permits an elimination of the subjective character, now turned into a determination of Being. As Adorno explains, the ontological interest is profoundly incompatible with the subjective reflection itself. The subjective dimensions of reflection, spontaneity, consciousness and self-consciousness, and, by extension, the subjective dimensions of critical, conceptual and discursive thought, are all totally avoided and obliterated in order to sustain an ontological conception of Dasein as a ‘mode of being’ or, in a developed sense, a “shepherd of being”, where the latter serves as a primitive agrarian metaphor set forth by Heidegger in Letter on Humanism, and serves as an amusing object of Adorno’s attention.

According to Adorno, Heidegger sets out to extirpate subjectivity by transforming it into the scene or arena of ontology. In effect, this ontological kind of thinking, for which Being appears or manifests itself in Dasein, naturally evokes something related to subjectivity; but, at the same time, it loses what was so decisive for this subjective form of thought – in other words, it loses that moment of subjectivity that appears in Kantian philosophy under the name of ‘spontaneity’ and in Hegelian philosophy, under the name of ‘labour’. In fundamental ontology – and this is, as Adorno explains, the phenomenological legacy of the doctrine which Husserl had already developed, namely the idea of the pure intuiting of the thing in question – subjectivity is actually introduced as a kind of pure receptivity; subjectivity becomes that to which Being manifests itself, yet without that moment of activity, or that ‘function’, as Kant also occasionally puts it, properly being acknowledged. Consequently, a philosophical relevant determination of the Heideggerian project consists in “taking up that moment of reflection and subjectivity which is directly opposed to the ontological approach and integrate it into his original project by turning it into a mode of objectivity, turning ‘existence’ into Seinsweise, or ‘mode of being’” (82). It is the absolute precedence of Being over beings, the total precedence of Being over human existence, that concerns us here. This structure – that a particular being is itself ontological – is the defining and distinctive touchstone of the doctrine of Dasein, and it implicitly expresses Heidegger’s intention of avoiding the conflation of his own analysis of Being with the ‘philosophy of existence’ associated with Kierkegaard or Jaspers. Ultimately, as Adorno suggests, this ontologizing of the ontic, this reduction of the ontic being to Being, promotes, in an unexpected and ineluctable way, the superfluity and the dissipation of the celebrated ontological difference, which gives rise to the absolute hypostatization of Being. Indeed, Adorno’s acute reading of the Heideggerian analysis of Dasein deserves an extended treatment, for it excels in considering the anti-subjectivism manifested in fundamental ontology. Nevertheless, we venture to say that Adorno disregards the philosophical relevance of the Heideggerian notion of Befindlichkeit as a singular determination of human being, which cannot be reduced to any subjective or discursive determination developed by critical thought.

The Adornian emphasis upon the anti-subjectivist turn introduced by Heidegger’s fundamental ontology represents a crucial element of Ontology and Dialectics. According to Adorno, this “pseudo-revolutionary form of thought” (121) – which incisively repudiates the axes of modern critical form of thought, declaring itself to be a pre-critical return to naïve realism – expresses “a reactionary mentality” (121), which can be characterized by its philosophical intention of destructing the subjective mediation of thought, the critical moment of thought, in order to extirpate Enlightenment and rational thought. In Adorno’s words, Heidegger’s ontological project imposes itself as a pernicious philosophical tendency which can be described as irrationalism, counter-Enlightenment and, ultimately, return to myth, return to barbarism. In rejecting the question of the mediation of Being, and in repudiating the critical relevance of the thinking subject and the subjective determination of knowledge, Heidegger’s philosophical project, developed in accordance with the veneration of a truth fallen into oblivion (namely Being), expresses an odd return to myth and to fate that elaborates a philosophical project that denigrates philosophizing in favour of a particular relationship to language – an archaic language – that is totally devoted to what is primordial, original or authentic, and, supposedly, purified of conceptual determinations. The analysis of a collection of poems written by Heidegger – characterized by its “inferior character” (162) and “wretchedness” (162) – is an integrate part of Adorno’s emphasis upon the conspicuously archaic moment of Heidegger’s fundamental ontology: the spuriousness of Heidegger’s philosophy and poetry resides in its veneration of an archaic kind of thinking, which manifests an intention to suppress historical and social determinations inextricable to the act of philosophizing.

Regarding Adorno’s remarks on Heidegger’s poems, it is perhaps not superfluous to draw attention to an important aesthetic essay dedicated to Hölderlin’s late poetry: the essay entitled “Parataxis: On Hölderlin’s Late Poetry”, written by Adorno in 1963, which is fundamentally devoted to condemn Heidegger’s approach to art, namely to Hölderlin’s poetry; interestingly, according to Adorno, the Heideggerian commentaries on Hölderlin’s poetry reveal the total absence of aesthetic sensitivity towards the poetic object – the lack of an aesthetic organ (Mangel an ästhetischen Organ), as set forth by Adorno in his essay.

It is convenient to take into account the centrality of the concept of Schicksal in Heidegger’s ontology, for it clearly illustrates the intention of supressing the critical dimension of the act of philosophizing in order to establish a reversion to fate and a revocation of rationality and, ultimately, of freedom. In Adorno’s words,

“the concept of fate or destiny here ascribed to ‘being’ is that of a blindly entangled will – for what is ascribed to ‘being’ in this context bears all the marks of irrationality. In other words, ‘being’ is characterized as something utterly obscure that may somehow be intimated and venerated, but about nothing substantive can ever be said. In the first place, you should clearly observe how this very passage moves directly to the concept of Schicksal or fate, and how this concept of fate, even if it is indeed indexed historically, is furnished with that blind and ineluctable character which belongs to the ancient and traditional notion of fate” (117).

The Heideggerian emphasis upon the concepts of time and historicity is actually designed to deceive: the concept of Schicksal – regarded in its philosophical affinities with the concept of Hörigkeit, or ‘obedient hearkening’, a hearkening to Being which sounds like blind submission – defines and determines Heidegger’s form of thinking. It’s worth noting that Schicksal and Hörigkeit represent Heidegger’s condemnation of the critical thought – the critical labour of the conceptual, as Adorno puts it, according to Hegelian positions – regarded by fundamental ontology as a process of philosophical degeneration. Heidegger annuls critical labour, as if philosophy could assume a historical standpoint beyond history; although, philosophy is enjoined to obey history, which is then, like existence, itself ontologized.

The philosophical purpose of Ontology and Dialectics, as announced by Adorno in the first lectures, consists in throwing light upon the philosophical discrepancies, contrasts and oppositions between fundamental ontology and negative dialectics. We conclude that Adorno leaves untouched a philosophical intention of forming the heart of negative dialectics in Ontology and Dialectics, for Adorno passes in silence the chief lines indicative of such a philosophical intention. In the context of Lecture 23, the last lecture of Ontology and Dialectics, there is a philosophical concept under the name “negative dialectics” that is described theoretically by fundamental determinations, but, interestingly, in order to offer a precise theoretical description of negative dialectics, Adorno proposes to consider the most relevant philosophical condemnations advanced against Heidegger’s fundamental ontology, especially the disapproval concerning Heidegger’s project as a philosophical tendency intended to perpetuate mythical thought. Dialectical thought, in its turn, is described as a philosophical attempt, “by means of cunning, the oldest medium of enlightenment” (240) to dissolve the mythical context of nature, to transcend the immediate context of nature without imposing its own domination, the domination of reason – in other words, dialectical thought “attempts to transcend nature without incurring that sacrifice and rage which would merely perpetuate the same context of nature” (240). As Adorno argues, dialectical thought excels in being the acne of enlightenment – the culminating point of conceptual thought – presented in its critical potential to extirpate the mythical context of nature. In accordance with these observations, it is worth noting that Adorno considers the mythical context of nature under the conception of identity – or, identity principle. Indeed, the idea of such a negative dialectics, as delineated and described by Adorno, implies a critique of identity – a critique of mythical forms of thought. It is the philosophical purpose of negative dialectics to abolish the circle of identity and the correlative identity principle. According to negative dialectics, the philosophical procedure of conceptualization is devoted to the determination of the non-identical; the negative element of thought which cannot be entirely tolerated under the identity principle. Such a principle – the identity principle – does not recognize the prominent prerogative of subjectivity or subjective mediation, which consists in determining the non-identical, the negative element of thought, without extirpating it under the logic of conceptual hypostatization.

In conclusion, it is important to lay emphasis on the logic of conceptual hypostatization. As Adorno argues – and this forms the core of the book Negative Dialectics (1966) – negative dialectics attempt to contradict any positive and unconditionally total dialectic elaborated under the identity principle. To distinguish negative dialectics, Adorno’s own philosophical project, from the Hegelian model of dialectics is, indeed, the theoretical axis of Negative Dialectics: the Hegelian elaboration of the supreme concept of Geist as a philosophical bizarreness which, as Adorno states, implies the pernicious sovereignty of the identity principle and its aspiration for (false) totality. Interestingly, in Negative Dialectics, the Hegelian dialectics – regarded as a model of dialectical thought, and not as the dialectical thought par excellence – there is treated by Adorno a degenerative dialectic, which succumbs to the hegemony of the identity principle and, consequently, to the annihilation of the preponderance of the negative elements of thought. According to Adorno, the hypostatization of the concept of Geist as a superlative entity, developed as an absolutization of the concept of subjectivity, clearly illustrates the process of decline of the Hegelian dialectics – a process of decline due to the assumption of the identity principle. It is not, perhaps, philosophically irrelevant to consider a subtle affinity between Hegel’s Geist and Heidegger’s Sein (advanced by Adorno as against the philosophical intention of elaborating supreme concepts, supreme conceptual entities which subsume the ontic or individual elements or realities under an aspiration for total identity), as an incisive disapproval of both Hegel’s dialectics and Heidegger’s fundamental ontology. The chief purpose of Adorno’s negative dialectics consists in presenting the philosophical prerogative of subjectivity: subjective mediation as an act of spontaneity devoted to determine the non-identity and the negative elements of thought in order to destroy – through the critical labour of the concept – the identity principle (a mythical principle) which governs conceptualization itself.

Is it possible to abolish the identity principle through the labour of concept? Is it possible to extirpate the supreme conceptual entities, such as absolute subjectivity, or Geist, through the act of subjective spontaneity? To present and consolidate the fundamental lines of thought of negative dialectics with conviction represents a philosophical tour de force developed by Adorno. But, as with all tours de force, we are confronted with confusion, perplexity and uncertainty: How philosophically convincing is negative dialectics, Adorno’s philosophical project? The response should be found not in Ontology and Dialectics, but in Negative Dialectics.

Iain Macdonald: What Would Be Different: Figures of Possibility in Adorno, Stanford University Press, 2019

What Would Be Different: Figures of Possibility in Adorno Book Cover What Would Be Different: Figures of Possibility in Adorno
Iain Macdonald
Stanford University Press
Paperback $26.00

Rüdiger Zill (Hrsg.): Hans Blumenberg: Die nackte Wahrheit, Suhrkamp, 2019

Hans Blumenberg: Die nackte Wahrheit Book Cover Hans Blumenberg: Die nackte Wahrheit
Rüdiger Zill (Hrsg.)
Suhrkamp Verlag
Paperback 20,00 €

Julian Young: German Philosophy in the Twentieth Century: From Weber to Heidegger

German Philosophy in the Twentieth Century: Weber to Heidegger Book Cover German Philosophy in the Twentieth Century: Weber to Heidegger
Julian Young
Paperback £29.99

Reviewed by: Francesco Pisano (University of Florence)

Modern philosophical historiography has to constantly face some well-known problems. Julian Young’s book on the history of twentieth-century German philosophy is not only a precise, instructive and critical exposition of the work of Adorno, Husserl and Heidegger (among others). It is also a prime example of applied historiographical methodology with respect to some of these problems. Young’s original approach to philosophical historiography resonates throughout the text. His remarkable sensitivity for political and theoretical issues expresses itself through a brilliant and clear prose. This review will try to present a concise but complete exposition of the contents of the book. However, coherently with the author’s intent, it will attempt to do so while highlighting the critical choices that defined his work.

Roughly speaking, over the last two centuries the academization of philosophy resulted in two broad challenges for the historian of philosophy. The first issue concerns the technicalization of philosophy. The specialization of philosophers, along with the growth of productive interaction between philosophy and other sciences or disciplines, is responsible for the progressive blurring of the borders of philosophy as a specific praxis and as a distinct form of knowledge. With respect to philosophical historiography, this process culminated either in an inflation of the metaphilosophical question, or in various debates about the “end” of philosophy. The second general issue concerns the need for a canon of philosophy. It is true that this demand dates back at least to Aristotle’s Metaphysics. But the modern search for a canon had to deal specifically with an extensive increase of the material available to the historian. Today, a plurality of cultures is involved in the history of thought – a plurality so vast and articulated that the very possibility of a rigorous and neutral canon of philosophy is called into question.

In this broad context, German Philosophy in the Twentieth Century stands out immediately by virtue of the author’s attentive and radical approach to the apparent opposition between “objective-historiographical” and “theoretical-philosophical” history of philosophy. Even without an explicit thematization of his own historiographical method, Young manages to deal with this antinomy both in its relation to the metaphilosophical problem and in its link to the idea of a philosophical canon. He does not attempt at neutralizing the ambiguity between historiographical exposition and theoretical framework. Rather, he elaborates it by presenting an accurate historical exposition, while at the same time defining this exposition by means of an original critical premise. This premise could sound, in the words of the author, like this:

“Crisis […] lies at the heart of modern German philosophy. And in spite of the personal, philosophical, and above all political animosities that marred relations between Frankfurt and Freiburg, that the modern world is in crisis is a point on which they agree. The thinker who […] provided the most significant articulation of the nature of the crisis was the sociologist Max Weber” (2).

The reference to Weber gives a unitary frame to Young’s analysis, both internally and within the context of German philosophy as a whole. The proposed canon is defined by the concept of crisis: namely, German philosophy is a philosophy of crisis. But “in German thought, the conception of Western modernity as a ‘crisis of humanity’ reaches back”, in fact, “to the end of the eighteenth century, to the critique of the Industrial Revolution initiated by Goethe and the German Romantics” (2). Thus, “Weber’s primary significance for philosophy is that he transmits this critique to the twentieth century” (2). According to Young, the twentieth century sees a separation of this heredity along two branches: the “Frankfurt” one (Horkheimer, Adorno, Habermas, Marcuse) and the “Freiburg” one (Husserl, Heidegger, Arendt, Gadamer). These two branches delineate the two parts of the book, while each chapter concerns an author. Interestingly, Young devotes two chapters to Heidegger: the early Heidegger (between Husserl and Gadamer) is markedly distinguished from the later Heidegger, protagonist of the book’s last chapter.

Even if the book is a complete and exhaustive reading in itself, it constitutes only the first part of a broader project about the history of German philosophy. A future instalment should deal with other relevant German thinkers such as Benjamin, Bloch, Lukács, Scheler and Schmitt. It is left unclear if these philosophers will, in the end, all fit within the “Frankfurt-Freiburg” frame. If that will be the case, it seems that two main obstacles should be overcome. First, philosophers like Benjamin or Schmitt can hardly be defined as belonging to any school of thought. Second, the explanation of Bloch’s and Scheler’s work would require an extensive mention of German traditions that do not seem to be part of Young’s canon: psychologism (e. g., Külpe) and Lebensphilosophie (e. g., Simmel). On the other hand, it should be noted that, within Young’s narration, “Frankfurt” and “Freiburg” are not properly names of cities, schools or traditions. They are names for two different critical approaches to Weber’s idea of a link between crisis and rationalization. Or rather, they are names for different theoretical positions within the long-lasting German debate about rationalization and loss of freedom.

“While the Frankfurt thinkers recognize loss of meaning as indeed a pathology, in practice, their attention is directed almost exclusively towards loss of freedom. […] The Freiburg thinkers, by contrast, while recognizing loss of freedom as an issue, attend far more closely to loss of meaning” (253).

“Frankfurt” and “Freiburg” are indeed names of constellations within the same cosmos, rather than rigid titles. Thus, it should be possible to define intermediate and “heretical” positions, thanks to the fluid nature of these distinctions.

The main theoretical and political point that Young wants to prove is that “with respect to the task of understanding the communitarian need, liberal thinkers have […] a great deal to learn from the German phenomenological tradition” (254). This theoretical thesis is motivated by a political reason.

“What, since 2016, had become unmistakeable is the existence of a widespread revolt against the liberal hegemony, the appearance throughout the West of political movements that in every case represent, at least in part, the demand for fraternity: for the community that comes from sharing with one’s neighbours what, borrowing the term from the Roman Stoics, Gadamer calls a sensus communis […], an intuitive understanding of the good life. Often, the manifestations of this demand are cynically manipulated, distorted and ugly—white nationalism, Islamophobia, homophobia, misogyny, illiberal democracy—but sometimes they evoke a greater or lesser degree of sympathy – the independence movements of Catalonia, the Basque region, Flanders, Corsica and Quebec, for example” (254).

Nowadays, this urge for a new Gemeinschaft is resurfacing despite a fifty-year-long association with conservative and right-wing values.

“The notions of ‘tradition’, ‘homeland’, ‘people’, and ‘community’ were hijacked by the Nazis. It is unsurprising, therefore, that in mainstream post-war political thought, in Germany and elsewhere, such notions have been anathematized. Liberal, cosmopolitan, Habermasian, anti-traditional, modernity-embracing thought has been in the ascendant” (253).

The theorist that blindly follows this anathema ends up neglecting the urge for a new Gemeinschaft. However, this urge exists, and the current forms of its expression are often violent and populistic. In fact, the danger for a liberal critical theory is to ignore these pulsations that run across society, rather than attempt at comprehending and redirecting them.

The political motivation sets the tone and the main intention of the book. It is the tone of a liberal historian of philosophy speaking to liberal philosophers and liberal humanities students. Coherently, the demonstration of the aforementioned thesis aims to help the liberal thinker in “the challenge […] of understanding the character of this need [for community] and of assimilating it into liberal thought” (254). This aim is perhaps the key to understand some of Young’s methodological choices, such as the stark distinction between a “early Heidegger” and a “later Heidegger”. The author means to remark an implicit influence of Weber’s work on Heidegger’s conception of “technology” (Technik).  Thus, he needs to draw a dividing line between a more generic Weber – “early Heidegger” relation (mainly through Sein und Zeit and its position within the Zeitgeist) and the specific role that Weber allegedly has in relation to the “later Heidegger”.

In short, German Philosophy in the Twentieth Century presents, more or less explicitly, each thinker’s work in its relation to Weber’s announcement of a crisis in modern European thought. Thus, Young’s exposition of Weber’s work is of pivotal importance for the internal economy of the book. Even so, it mainly concentrates on one short (and famous) lecture delivered by the old Weber to the students of Munich University in 1917: Wissenschaft als Beruf.

“The lecture is far from a celebration of science as a ‘vocation’. One reason for this, one can hypothesize, is the fact that the First World War, still in progress, had deployed the fruits of modern science to kill people on a hitherto unimaginable scale (38 million in total). […] Whatever the original intention that led to the delivery of the lecture, in the event, its central force is to place a serious question mark against the value of science, against, indeed the entire post-Enlightenment development of the West” (7).

The central equivalence of Weber’s lecture identifies modernity and rationalization. Modern science is, first and foremost, a vehicle of rationalization – i. e., of “control trough calculation”. Namely, control on nature and man is obtained trough the calculated manipulation of causes, in order to obtain certain consequences. The transformation of non-human nature in a series of causal relations generates a pathological “loss of meaning” (14). The transformation of human relationships in a series of causal relations, for its part, implies a “loss of freedom” (10). Disenchanted nature and organized work are, according to Weber, the main products of modern science. “We face, Weber tells us, a future denuded of both freedom and meaning. We stand in a moment of world-historical crisis, a crisis that can only be resolved by […] a ‘turning’ to a new, genuinely post-modern age” (15).

Young underlines how Weber’s solution to this crisis has already embraced a certain irrationalism. The only possibility for this revolutionary turning lies in the appearance of charismatics prophets: leaders that are capable form a new meaningful Gemeinschaft, defined by shared values. The nature of these values remains unspecified. But “Weber explicitly warns against ‘chiliastic prophets’ who believe that a noble end justifies any means […]. Weber’s call is a call for charismatic leadership within the limits of liberal democracy—the charisma of a Churchill or a Martin Luther King Jr.—rather than for charismatic leadership instead of democracy” (16). Thus, Wissenschaft als Beruf can also be read as the mature self-critique of a social scientist. Weber recognizes that the European man lost more than it gained from modern science. “Weber’s belief that rationalization has been a disaster places him in the tradition not only of Wagner and the youthful Nietzsche’s neo-Romantic critique of the Enlightenment, but also of the critique of the Enlightenment conducted, at the beginning of the Industrial Revolution, by the German Romantics themselves. […] It is through the early Nietzsche’s neo-Romanticism that the Romantic critique of Enlightenment rationalization passes to Weber, and primarily through Weber that it passes into twentieth-century German philosophy” (17).

The idea of a nearly irrecoverable loss pervades most of the following philosophical debate, in Germany. Young presents Horkheimer and Adorno’s common work as the first attempt at dealing with this loss. They both “reject the ‘bourgeois’ conception of the task of thought in general, and social thought in particular, as that of providing a neutral analysis of the way things are. To be worth anything, thought must be an attempt to alleviate suffering, an act of ‘solidarity’ with a suffering humanity” (21). This therapeutic, political and praxis-oriented character is what makes critical theory stand out from traditional theory. It is the Marxist trait that, along with a dialectical conception of history, makes Horkeimer and Adorno’s theory “critical” of the status quo. “Critical theory, writes Horkheimer, thinks in the ‘service’ of an ‘oppressed humanity’ and seeks to eliminate ‘social injustice’. […] Whereas […] traditional theory thinks of itself as simply trying to understand the world, the critical theorist wants to change it, change it so as to bring about ‘a future society (Gesellschaft) as a community (Gemeinschaft) of free men’. The aim, then, is liberty, liberation, but also – a point often overlooked – that other battle cry of the French Revolution, fraternity, community” (25). The struggle of critical thinking addresses, at least in principle, both the loss of freedom and the loss of meaning. However, Young argues, while contributing to a better articulation of our loss of freedom, Horkheimer and Adorno fail to provide a positive indication for action – a pars construens that is especially important with regards to the problem of meaning. Sure enough, the liberation that could amend our loss of freedom would consist in the negation of a condition we already know, inasmuch as we already are in it. On the other hand, the loss of meaning could be resolved only through the affirmation of new shared values: that is, by placing and constructing something that, at the moment, remains unknown. Horkheimer and Adorno “rouse us out of false consciousness to an explicit awareness of the suffering it causes, but that, it seems, is all they do. Yet is ‘negation’ enough, given that the aim is, with Marx, not merely to understand the world, but to change it; to engage in the ‘intellectual, and eventually practical, effort’ to change the order of things for the better?” (40). Young implicitly argues that this inadequacy is a flaw of “Frankfurt” philosophy as a whole, and that, consequently, an actual and up-to-date critical theory would need the constructive help of “Freiburg” phenomenology.

An emblematic instance of the weakness of the “Frankfurt” approach with regards to the loss meaning can be found in Habermas’ idea that social solidarity can be supplied by communicative rationality. In this case, the appeal to feeling that characterizes charisma – both in religion and in politics – would be replaced by the binding force of rationally valid claims. These claims would be defined by rational deliberation and criticised within public debate. This would be the frame of a “deliberative” liberal democracy. But such a liberal democracy would be the very antithesis of an actual Gemeinschaft.

“For while a community is defined by a sense of ‘belonging together’, a liberal democracy is defined – ever increasingly, in multicultural modernity – by a sense of belonging apart. […] Political liberalism is the solution to a problem: the problem of how we can live together without harming each other, given that we no longer have a shared conception of the good life, a shared ethical substance. While community is based on both respect for and ‘fraternity’ with the other, liberal democratic society is based on respect alone” (56).

This discrepancy within classical liberalism and a radical, genuine idea of Gemeinschaft excludes the simple solution, so to speak: a true Gemeinschaft cannot, as such, be re-imposed by the same Enlightenment culture that dissolved it in the first place. In order to appropriate the very idea of Gemeinschaft, the contemporary liberal philosopher must rethink Enlightenment in its defining terms, rather than extrinsically “apply” it on the current social situation.

While still being an important contribution to the German “philosophy of crisis”, critical theory remains wanting in its constructive aspect. An important exception, within the “Frankfurt” context, is represented by the work of Marcuse. His research constitutes not only a diagnosis of present-day social pathologies, but also of an audacious indication of possible remedies. It could be argued that it is actually Marcuse’s phenomenological education that mostly contributed in shaping the rich and lively idea of man that animates the future society he wishes for. Marcuse’s deep acquaintance with American society contributed to this vision too. One could say that Marcuse’s main distinctive trait, among “Frankfurt” theorists, consists in the importance he assigns to a positive description of man’s free desires: namely, the desires one harbours beyond the extrinsic conditioning imposed by advanced industrial society. “A true desire is a desire one would retain even after having become fully aware (through exposure to critical theory) of the degree to which advanced industrial society attempts to manipulate one in its own interests” (63). The very admission of the possibility of free desires opens a utopian space within Marcuse’s philosophy. And this space is positively characterized by means of a psychoanalytical (and partly phenomenological) anthropology.

“As a Marxist, Marcuse believes the point of all worthwhile theoretical activity is to change the world for the better, and so one might imagine that his engagement with Freud is generated by the need to refute his pessimism. […] The reason for the engagement is Marcuse’s belief that Freud got almost everything right. He believes, in particular, that Freud got the nature of happiness right. Freud’s belief that happiness within civilization is impossible is, however, a mistake. Perhaps it was once true, concedes Marcuse, but it is no longer so. Therefore, purged of this error, Freud’s theory can be developed in a way that provides the key to a happy civilization” (67).

Marcuse accepts Freud’s hedonism: he deems all human action motivated by the search for immediate libidinal pleasure. Thus, the inner pathology of civilization consists in the fact that it demands the sacrifice of this erotic impulse. But not all instances of rational civilizations are equal in their repressive aspect. There is a possible social organization within which repression would be reduced to its basic, “natural” contrast against the pleasure principle: socialism.

“If some repression is surplus, man-made rather than imposed by nature, then it is ‘artificial’, which means, contra Freud, that there is a […] [possibility of its] elimination by revolutionary action aimed at installing socialism as society’s reality principle. Given the current state of technology, a degree of repression will continue to be essential to any society’s survival. But, with the installation of the socialist reality principle, it will weigh on the individual in a greatly reduced, ‘basic’ form” (70).

Marcuse sees science as an historical process, rather than as a static aspect of civilization. This allows him to believe that modern science can, in fact, define a different distribution of work without altering its productivity; and his optimism regarding human nature prompts him to find the contents of a future, utopic Gemeinschaft in the creativity of human fantasy and in the free exercise of a polymorphous and sublimated sexuality.

Young makes a conscious effort in explicating the elements of phenomenological thought that could resonate with Marcuse’s attempt at a therapy for the crisis of meaning. Vice versa, he presents Husserl’s work under a specific perspective: the perspective that deems phenomenology essentially as a philosophy of crisis. After a concise summary of transcendental phenomenology’s main ideas, the author focuses on the late Husserl, and especially on Die Krisis der europäischen Wissenschaften und die transzendentale Phänomenologie. The early Heidegger is presented under the same light. Young’s discussion of Sein und Zeit is markedly characterized by a specific interest in the link between meaning and culture. However, this apparent one-sidedness is, in fact, an attempt at rethinking the relevance of classical phenomenology as a “political” philosophy – that is, as a philosophy that, even if not directly concerned with political issues, produces the idea of a possible human community.

The author finds this relevance in the common space sketched by Husserl’s idea of lifeworld and Heidegger’s idea of being-in-the-world.

“As Husserl puts it, the question that modern humanity finds ‘most pressing’ is that of ‘the meaning or meaninglessness of the whole of human existence’ […]. What, however, is missing, according to both Nietzsche and Husserl, are ‘norms of absolute validation’, that is […] moral norms that are universally valid” (104).

The result of modern science is “the epistemological view that our only access to knowledge is through the natural-scientific method, together with its ontological consequence that nothing can be said to exist save the entities recognized as existing by natural science. An important fact about the natural sciences – and the social sciences, too, which ape the natural sciences in this regard – is that they are ‘value free’: among the entities recognized as existing by science, values (as distinct from valuings) are not to be found. Husserl’s claim […] is that it is the exclusion of values from the realm of the objectively real that results in the onset of nihilism, of ethical polytheism” (104). There is little doubt that both the late Husserl and the early Heidegger acknowledge the relation between modern rationalization and the pervasive sense of meaninglessness that characterizes present-day human life. To put it briefly, German Philosophy in the Twentieth Century sees the phenomenological movement as the part of the rationalist enterprise that is capable of a rigorous self-critique – that is, of a critique of Enlightenment that is neither (critical) refusal nor (critical) acceptation, but radical reformulation instead.

The idea of lifeworld gives Husserl the critical margin that such a self-critique presupposes. Lifeworld claims are, roughly said, the claims of everyday knowledge. They are the basis for the construction of every scientific knowledge. Sure enough, insofar as they define every self-evidence, they constitute the last ground of each complex scientific experience.

“What naturalism forgets is that the lifeworld is the ‘meaning-fundament’ of science, that what science is really talking about – ‘the only real world’ that is available to be talked about – is the lifeworld. […] Husserl uses ‘lifeworld’ sometimes to refer to culturally and historically specific lifeworlds and sometimes to refer to a structure that is common to them all, a structure that is partially definitive of what it is to be a human being. In Husserl’s language, ‘the’ lifeworld belongs to the ‘essence’ of human being. […] Transcending all culturally specific lifeworlds is the lifeworld together with the norms embedded in it, norms which are common to all cultures” (111-112).

Young presents Sein und Zeit’s project of a fundamental ontology as a deeper investigation in the ontological structure of this proper, more comprehensive lifeworld.

Heidegger’s approach to the question of being definitely refutes the idea of a phenomenology that deals exclusively with abstractions. His ontological analysis is, at the same time, a phenomenological description of the most primordial features of human existence.

“What explains the excitement surrounding Being and Time is not the fact that it chooses to interrogate Dasein but rather the manner of interrogation. […] We can only answer the question of the meaning of being by providing a ‘primordial’ account of Dasein, of us ourselves. […] Being and Time’s account of who we are portrays us as particularly fascinating, not to say troubling, beings. […] Suddenly, the seemingly dry investigation of what we mean when we say that something is has transmogrified itself into ultimate Nietzschean and Kierkegaardian questions about the meaning of life. Ontology has become existentialism, phenomenology has become existential phenomenology” (119).

Young’s presentation of the young Heidegger remains within this frame. Heidegger’s existential determination are critically discussed as aspects of his (provisional) solution to the problem of the meaning of human life. The key to this problem would be, according to Young’s interpretation of Heidegger, in the concept of praxis. Praxis should be defined as the original source of meaning. But, if praxis is in fact the structural source of every meaning, present-day meaninglessness must be a result of some change within the context of human praxis. Thus, an ethical problem arises: what is the proper, most authentic praxis? How can we act in a way that makes our lives meaningful?

The author describes Gadamer’s and Arendt’s philosophical projects as attempts at answering these questions. They both write against the dehumanizing effects of rationalization. Gadamer adopts an approach that is both ontological and epistemological. His task consists in rehabilitating artistic expression as a form of knowledge in its own right and as a moment of a complete human Bildung, in opposition to the privilege that positivism accords to an education based on natural science. On the other hand, Arendt deals with the problem of the loss of meaning from a political point of view. She emphasizes the role of educators in transmitting and enriching a shared ethical tradition.

In Young’s eyes, Gadamer and Arendt partake in the history of German philosophy inasmuch as they take part in a debate started by Goethe, transmitted by Weber and concluded by the last great philosophy of the crisis: the philosophy of the later Heidegger. Considering that this moment of Heidegger’s thought paved the way for the so-called postmodern philosophy in Germany (Sloterdijk), France (Derrida), Italy (Vattimo) and America (Rorty), one could probably say that the course of the German “river” described by Young flows again into the European “sea” from which it gushed out in the first place, with the French revolution and the end of the age of Enlightenment.

Young summarizes later Heidegger’s thought as a new appeal to the charismatic and unifying power of common “gods”. But this is not a repetition of Weber’s Wissenschaft als Beruf. The long phenomenological detour has shown that these “gods” are not specifically conservative forces. They represent the idea that every past meaning preserves a possibility for the future, but only inasmuch as the realization of any future simultaneously creates a new past – i. e., a new concealed possibility for yet another possible future.

“When we take into account the possibility that future generations will experience the world in ways that are unimaginable by us, not to mention the possibility of non-human knowers, we realize that there is no limit to the number of potential horizons of disclosure that are concealed by the horizon – the ‘being of beings’, as Being and Time calls it – that constitutes our life-world. This ‘unexperienced domain of being’ is the ‘non-essence of truth’ and is as inseparable from the essence of truth as is […] the dark side of the moon from its illuminated side. Heidegger calls this unexperienced domain simply ‘the mystery’. And since it is unlimited in extent it is, as with all things we cannot fathom, profoundly awesome” (233).

In this awesomeness appears the possibility of a rational, immanent salvation from the crisis. The search for this possibility – the search for a new rationalism – is, in the end, the story that German Philosophy in the Twentieth Century passionately narrates.