Alfredo Ferrarin, Dermot Moran, Elisa Magri, Danilo Manca (Eds.): Hegel and Phenomenology

Hegel and Phenomenology Book Cover Hegel and Phenomenology
Contributions To Phenomenology, Vol. 102
Alfredo Ferrarin, Dermot Moran, Elisa Magri, Danilo Manca (Eds.)
Springer
2019
Hardback 103,99 €
XIII, 190

Reviewed by: Daniel Herbert (University of Sheffield)

While Hegel has long been acknowledged as an important influence upon several figures within the phenomenological tradition, the relation of his system to the movement’s founder, Husserl, has been largely overlooked. Husserl’s few, and – for the most part – unenthusiastic references to Hegel, together with the anti-Hegelian attitudes of his teacher, Brentano, have seemed, for most, to suggest that there is nothing to learn from comparing Husserl’s thought with Hegel’s, however much Hegelian and Husserlian themes are to be found combined in the works of subsequent phenomenologists. As such, the recent collection of essays, Hegel and Phenomenology, edited by Alfredo Ferrarin, Dermot Moran, Elisa Magrì and Danilo Manca, represents a most welcome contribution to current debates concerning Hegel’s legacy for Continental philosophy, and the affinities between Hegelian and Husserlian approaches. The collection leans very much towards Husserl, with eight of its eleven chapters centring upon Husserl’s relation to Hegel. Other members of the phenomenological tradition, customarily thought closer to Hegel, are less well-represented here, although there are very interesting chapters on Heidegger, Merleau-Ponty and Ricœur, each of which makes an original contribution to phenomenology scholarship while offering a distinct perspective from which to assess Hegel’s twentieth century legacy.

Although several of the contributors note significant agreements between Husserl and Hegel in earlier works, it is no surprise that the Hegelian motifs in Husserl’s project are most apparent in the posthumous Crisis of the European Sciences and Transcendental Phenomenology. Whether or not Husserl himself became conscious of his affinities with Hegel, his successors in the phenomenological tradition were not slow to appreciate the Hegelian implications contained within a post-Kantian philosophy of subjectivity once it has become sensitive to the importance of intersubjective and inherited historical factors conditioning the subject’s understanding of its experience. The first three chapters of the collection are therefore specifically devoted to interpreting Husserl’s Crisis text in the light of such Hegelian motifs. Chapters four and five compare methodological approaches in Hegel’s phenomenology, whereas chapters six, seven and eight make subjectivity their central theme. The remaining three chapters examine Hegel and Husserl by way of Adorno, Ricœur and Sellars.

The first chapter of the collection, by Dermot Moran, delivers a fascinating account of Hegel’s passage from disrepute to prestige during the early history of the phenomenological movement. As Moran explains, Hegel’s reputation suffered enormously in Germany during the second half of the nineteenth century, when the call for a return to Kant left Hegelian speculative idealism discredited as an extravagantly metaphysical position vulnerable to epistemic critique. Brentano typifies the anti-Hegelian attitudes of this period in German philosophy, identifying Hegel as part of an irrationalist wave terminating a cycle of philosophical progress. The monumentally influential lectures of Koyré, Kojève and Hyppolite notwithstanding, however, Moran shows Heidegger’s rehabilitation of Hegel to pre-date these developments in France, so that it is in Germany that Hegel’s journey to phenomenological respectability originates. Moran stresses the importance of Heidegger’s Freiburg lectures on the Phenomenology of Spirit in restoring Hegel’s esteem amongst a new generation of phenomenologists, and devotes particular attention to Finks’s Hegelian inheritance and its possible influence upon the ultimate shape of Husserl’s Crisis text.

Husserl’s early disregard for Hegel aside, Moran clearly identifies deep affinities between Hegel’s treatment of subjectivity in terms of historically developing intersubjective Spirit and the concerns of the Crisis, examining possible sources of conscious or unconscious Hegelian influences upon this work. Moran’s assessment of the Hegel-Husserl relationship is compelling, original and productive, opening a route to significant re-evaluation of a pairing frequently regarded as fundamentally incompatible. Moran arguably overstates Hegel’s proximity to Husserl, however, on the crucial and much-contested issue of transcendental philosophy – a matter of decisive importance in assessing Hegel’s place in the post-Kantian tradition. Whereas Husserl never abandons his commitment to transcendental methods following his 1907 Kantian epiphany, Hegel’s consciously anti-Kantian methodology greatly complicates efforts to classify him as a transcendental philosopher in any straightforward, unqualified sense.

The complex relationship between Hegel’s system and Husserl’s later work is further examined in the second chapter of the collection, by Tanja Staehler, which addresses their respective treatments of history and teleology. Whereas, according to Staehler, both thinkers identify a purposiveness in European history, and an orientation towards a telos, Hegel takes the goal of history to have been prescribed in advance by the logic of the Absolute Idea, while Husserl allows for changes in historical trajectory owing to the revisability of its telos. In spite of a common teleological approach to historical understanding, Husserl and Hegel differ very significantly, according to Staehler, in their treatments of the future. For Staehler, Hegel’s omnivorous system struggles to accommodate genuine spontaneity into its grand design, which entails that the horizons of historical possibility completely fixed by a process which achieved maturation in the early nineteenth century. Husserl, however, is better able to acknowledge contingencies of time and culture not anticipated in the historical experience of any given community. As such, the future never loses its potential for radical novelty on Husserl’s account, according to Staehler, who takes Husserl to deny the possibility of an ‘absolute’ perspective from which all historically-conditioned limits of understanding are overcome.

Those who are sympathetic to Hegel shall no doubt take issue with Staehler’s familiar objection that there is no contingency or spontaneity worthy of the title in Hegel’s treatment of history. All the same, Staehler identifies a crucial point of disagreement between Hegel and Husserl, insofar as Husserl treats the telos of European history as originating within a specific historical life-world, whereas, for Hegel, teleology involves the realisation in space and time of a conceptual order originating elsewhere. As such, Staehler is well-supported in maintaining that Husserl’s historical teleology is more modest in its claims than Hegel’s.

Danilo Manca’s chapter – the third of the collection – compares Hegel’s and Husserl’s respective treatments of the history of philosophy, with particular focus upon their differing relations to Kant’s approach to the same topic. Beginning with a discussion of Kant’s position, Manca outlines the notion of a ‘philosophizing history of philosophy’ which Kant introduces to distinguish a narrative of specifically philosophical significance within the events leading from Thales to the Enlightenment. Although the first Critique presents the history of philosophy as a cyclical process of metaphysical indulgence and sceptical renunciation, Manca notes evidence from Kant’s posthumous documents suggesting a more progressive interpretation of the same events, whereby reason’s own nature entails its elaboration over time. According to Manca, Hegel and Husserl are Kant’s successors in the project of a philosophizing history of philosophy, each seeking for an underlying rationale and a generally progressive direction to the same historical sequence of events.

Manca’s contribution is the first of the collection to discuss in detail the shared Kantian inheritance to the Hegelian and phenomenological movements, and his comparison of Hegel’s and Husserl’s respective accounts of the history of philosophy neatly illustrates their points of departure from a common ancestor. Manca notes that, for Hegel, contingencies in the historically-situated articulations of the Absolute Idea are the result of the spatiotemporal medium in which reason strains to express itself, whereas Husserl understands the same contingency to originate in more mundane cultural differences. Ultimately, Manca concludes, Husserl remains closest to Kant, insofar as he interprets the history of philosophy as orbiting around a set of problems, rather than as the unidirectional process by which reason realises itself over an organic series of stages. Whereas, for Hegel, history articulates a conceptual structure outlined in the Science of Logic, Husserl recognises no such extra-historical standard informing history’s development.

Hegel’s critique of immediacy and its implications for Husserl’s foundationalist project provides the theme for Chapter Four, by Chong-Fuk Lau, in which it is argued that Husserl came ultimately to concede the impossibility of the very presuppositionless standpoint to which his epoché had been intended to facilitate access. As Lau notes, Hegel and Husserl are similarly committed to the possibility of a rigorously scientific and presuppositionless philosophy, differing principally over whether presuppositionlessness is the feature of a starting-point or a system taken as a whole. Lau is sympathetic to Hegel’s anti-foundationalism, which he takes to fatally undermine the pursuit of ultimate beginnings to which Husserl is committed in his transcendental phenomenology. According to Lau, whereas Hegel had shown that there is nothing altogether free of mediation, Husserl’s performance of the epoché is intended to facilitate a radical beginning from which all mediation has been expelled. For Lau, there is simply no room for compromise between Husserl and Hegel over this Cartesian methodological issue, and Husserl’s appearance of having moved closer to Hegel by the time of the Crisis is the result of his having abandoned his earlier foundationalist ideals.

Lau’s expert discussion of Hegel compellingly makes the case for a fundamental incompatibility between Hegel’s method and that of the Husserlian transcendental phenomenologist. Whereas, however, he is on secure ground in maintaining that Heidegger or Gadamer represent greater prospects for a phenomenological appropriation of Hegelian insights than is afforded by Husserl’s transcendental phenomenology, his claim that the Crisis involves a complete reversal of earlier foundationalist aspirations is more questionable. The ideal of “European science” to which Husserl re-affirms his commitment in the Crisis does not significantly differ from that which he presents in the Cartesian Meditations, and Husserl does not suppose his greater attention to the life-world to undermine earlier aspirations.

Chapter Five, the first of the collection specifically to compare Hegel and Heidegger, is by Antoine Cantin-Brault and examines Hegel’s and Heidegger’s respective understandings of the Heraclitean logos. In its profounder sense, as the principle (arche) of nature (phusis), logos may, according to Cantin-Brault be understood either as (i) the dialectical and determinate truth of being, or as (ii) the unveiling of that which is concealed. Although Heraclitus does not, Cantin-Brault maintains, explicitly make any such distinction, Hegel interprets Heraclitean logos from the first perspective, whereas Heidegger’s interpretation emphasises the second. For Cantin-Brault, Heidegger’s approach to Heraclitus is mediated by a Hegelian interpretation which he tries, and ultimately fails, to overcome. As such, Cantin-Brault argues, Heidegger is unsuccessful in his attempt to understand Heraclitean logos apart from Hegelian dialectic. Hence, for Cantin-Brault, as for Hegel, Heraclitus is a dialectical thinker, in whose work a process of rational self-articulation is driven by the dynamic relation between certain fundamental concepts. Indeed, Cantin-Brault maintains, it was Heraclitus that first instituted a logos which provides Hegel’s philosophy with its central governing principle.

Heidegger’s changing approach to Heraclitean logos, and his disagreements with Hegel on this matter, are, according to Cantin-Brault, illustrative of differing understandings of the nature of ontology, and Heidegger engages differently with Heraclitus before and after his famous Kehre. Cantin-Brault’s chapter strikingly highlights the very different issues relevant to comparing Hegel with either Heidegger or Husserl, and marks quite a thematic departure from the previous, more Husserl-focussed contributions. This is apparent not only in the respectively epistemic and ontological priorities which distinguish Husserl and Heidegger, but also in their divergent attitudes towards the pre-Socratics. Although Plato marks a watershed for both Husserl and Heidegger, he is, for Husserl, the first true philosopher, and for Heidegger, the initial step to modernity’s ontological forgetfulness.

In Chapter Six, Andrea Altobrando compellingly makes the case that, from the time of his transcendental turn, Husserl came to share with Hegel a commitment to the pure ego as a necessary abstraction from the concrete self. After the initial Humean-Brentanian scepticism towards the unified self which he displays in the Logical Investigations, Husserl moves, according to Altobrando, in the contrary direction, acknowledging the pure ego as a necessary condition of any possible experience. Like Hegel, however, in the Phenomenology of Spirit and Philosophy of Mind, Husserl is not, Altobrando shows, committed to Cartesian substance dualism, but recognises the pure ego as an abstraction from a more concrete self, upon which it is therefore ontologically dependent. Both Hegel and Husserl, Altobrando maintains, recognise a demand to develop a more concrete understanding of one’s ontological identity which is not, therefore, merely abstract. For Hegel as well as Husserl, the pure ego, according to Altobrando, is entirely barren of content, simple, indeterminate and negative, without being unreal. Such an abstract pure ego is, Altobrando maintains, necessary for both Hegel and Husserl in order to accommodate the possibility of free agency and the intentionality of consciousness.

With this discussion of the pure ego, Altobrando highlights a feature of Husserl’s philosophy which might – in view of his well-known Cartesian inheritance – initially be thought to disqualify any prospect of overlap with Hegel, and shows that such impressions are unfounded. What is more, as Altobrando explicitly remarks, the comparison of Hegel’s and Husserl’s respective views concerning the pure ego represents a large and difficult project with very significant potential for re-assessing the prospects for dialogue between Husserlian and Hegelian traditions. As such, Altobrando’s contribution indicates the beginning of an exciting and promising larger project concerning the place of the pure ego in Husserl’s thought and Hegel’s.

Chapter Seven, by Alfredo Ferrarin, examines the much-neglected topic of Hegel’s and Husserl’s respective views concerning the imagination and, in so doing, identifies fascinating and unexpected points of agreement between the two thinkers, along with more predictable disagreements. According to Ferrarin, Hegel and Husserl share, first, a common Humean target, and, second, an understanding of the mind as stratified into layers of capacity which support and build upon one another. Unlike Hume, who recognises only a difference in degree of liveliness and vivacity between the ideas and impressions which furnish the contents of the mind, Hegel and Husserl recognise logically irreducible functional differences between the imagination and other subjective capacities. Such capacities are vertically ordered, for Hegel and Husserl, each of whom maintains that the capacity for sensible perception is conditional and grounded upon that of imagination.

Whereas, for Ferrarin, Hegel stresses the continuities between imagination and perception, Hegel emphasises their discontinuities, but both acknowledge a mutual dependence between the possible representation of the real and that of the unreal. In accordance with their contrasting methodological approaches, however, Hegel and Husserl differ very significantly, according to Ferrarin, in their assessments of the philosophical role of the imagination. Husserl’s eidetic discoveries are presented as the products of phantasy or imaginative variation, whereas Hegel understands the imagination as an intermediate stage on subjectivity’s self-propelling journey towards the pure Idea, wherein the sensible content of one’s representations is abstracted and their logical form laid bare to the contemplation of speculative intelligence. Since for Hegel it is the business of philosophy to transform representations into thoughts, the products of imagination are, in spite of their necessary contribution in facilitating the possibility of sensible knowledge and experience, part of what needs to be overcome in effecting the self-mediated transition from ordinary consciousness to philosophical science.

In her chapter – the eighth of the collection – Elisa Magrì argues that Hegel and Merleau-Ponty confront a similar paradox concerning expression, and pursue a common strategy in response. According to Magrì, the concept of expression occupies a central role in Hegel’s thought and Merleau-Ponty’s, but is in neither case to be understood in terms of the manifestation of a pre-existing logos. Beginning with Kant’s account of genius in the third Critique, Magrì shows that, for Kant, expression involves the spontaneous production of a representation which is communicable to others without having been generated according to a fixed procedure or rule. Expression takes on a broader systematic role for Hegel and Merleau-Ponty, Magrì maintains, both of whom employ genetic description to make sense of its pervasive significance in every aspect of thought and subjective experience. Magrì examines Hegel’s discussions of the concepts of expression and manifestation in the Science of Logic and identifies how their respective shortcomings contribute to the emergence of the self-conditioning concept which is the articulation of its own significance. Hegel’s account of expression in the Philosophy of Subjective Spirit is then explored in depth and its systematic connections with the argument of the Logic brought into view.

Merleau-Ponty is seen to agree with Hegel in treating expression properly understood as the origination of meaning, rather than the making publicly available of a privately originating significance. According to Magrì, expression depends, for Hegel and Merleau-Ponty, upon a complex dialectical interplay of activity and passivity, the importance of which for their respective post-Kantian approaches is difficult to overstate. Such a dialectic is particularly well-illustrated, Magrì suggests, in Hegel’s and Merleau-Ponty’s respective accounts of the processes by which the body becomes habituated to the expression of meaning – a series of developments involving moments of subjectivity and objectivity, interiority and exteriority.

Chapter Nine, by Giovanni Zanotti, represents something of a change in direction for the collection, with Hegel taking a step into the background and his place being filled by one of his most important twentieth century enthusiasts – Theodor Adorno. Zanotti examines Adorno’s Hegelian critique of Husserl’s commitment to a presuppositionless first philosophy grounded in the immediate deliverances of intuition. According to Zanotti, Adorno shows Husserl’s ambitious foundationalist project to fall victim to Hegel’s critique of pure immediacy, insofar as Husserl falsely assumes the possibility of an immediate foundation to knowledge which is yet able to mediate the transfer of epistemic support to propositions to which it must therefore stand in relations of mediation. Zanotti explicitly maintains that Adorno’s critique is effective specifically against such earlier Husserlian works as the Logical Investigations, leaving open the possibility that Husserl may be less vulnerable to such criticisms in the Crisis and related works of that period.

What is especially interesting about Zanotti’s admirably lucid and finely-crafted chapter is the way it explains Adorno’s discovery of an unintended dialectical tendency in Husserl’s work. According to Zanotti, Adorno shows that Husserl is led, in spite of himself but nonetheless through a kind of logic immanent within his position, to qualify the earlier Platonic realism of the Logical Investigations in recognition of a necessary subjective ground for the logical concepts he intends to elucidate without, however, sliding into the naïve psychologism which, Adorno maintains, Husserl was right to reject. As such, Zanotti’s chapter amplifies a theme recurrent throughout the collection – that in spite of his ignorance of and early antipathy to Hegel’s thought, the trajectory of Husserl’s philosophical development is towards increasingly greater proximity to Hegel. This is not to deny, however – as Adorno well-recognises – that the one-sidedness of Husserl’s earlier works indicates a genuine insight.

The penultimate chapter of the collection, by Gilles Marmasse, explores Ricœur’s ambivalent assessment of Hegel’s system and its legacy. According to Marmasse, Ricœur understands Hegel’s absolutist ambitions as a temptation which must be resisted, but the renunciation of which cannot be experienced without a sense of profound loss. For Ricœur, the events of the twentieth century have made it impossible to subscribe any longer to the self-grounding and totalising conception of philosophy which Hegel offers in reply to the finitude of the Kantian system, without having eliminated the appeal of such an ideal. The contemporary predicament is well-illustrated by the remarkable fascination which Hegel’s system retains, according to Ricœur, notwithstanding that it is no longer possible seriously to regard philosophy as party to anything else than a partial interpretation of the multifaceted cultural environment to which it belongs and by which it is conditioned.

Ricœur exaggerates Hegel’s dogmatic proclivities, according to Marmasse, who confronts Ricœur’s familiarly speculative interpretation of Hegel with a more deflationary approach which emphasises the Hegelian ambition to accommodate contingency and particularity within the system without annihilating their status as irreducible moments of a greater whole. Contrary to Ricœur’s inflationary reading, Hegel’s notion of Spirit does not, Marmasse maintains, commit him to any disembodied extra-human agency. All the same, according to Marmasse, Ricœur’s criticisms of Hegel retain, in spite of their shortcomings, a contemporary value and interest, especially in respect of their highlighting of authoritarian implications in Hegel’s theory of the state. Marmasse’s chapter is especially interesting in the way it exemplifies a phenomenon frequently remarked upon in the history of Hegel’s reception – namely, the peculiar allure of his system even for those seeking to identify its failings, and the apparent impossibility of ‘getting beyond’ Hegel – with whom it therefore seems necessary to remain in continued dialogue.

Daniele De Santis concludes the collection with a chapter defending Husserl against charges of the kind raised by Sellars’s monumentally influential critique of the myth of the Given. As De Santis remarks, Sellars’s Empiricism and the Philosophy of Mind is often taken as the original source of a Hegel renaissance within analytic philosophy by which Cartesian approaches of the kind which Husserl advocates have been largely discredited. De Santis identifies three aspects of Sellars’s Hegelianism; (i) a ‘three-fold critique’ of givenness, comprising epistemological, metaphysical and genetic elements, (ii) a historical counter-account to a received view of Hegel’s relation to Cartesian philosophy, and (iii) a conceptual holism subsequently embraced by Brandom and McDowell. According to De Santis, Sellars intends for his initial attack against sense-datum theories to open a route towards the rejection of a general picture of givenness of which no philosopher has been altogether innocent. Sellars’s self-described Méditations Hégéliennes are intended to recall Husserl’s Méditations Cartésiennes, De Santis maintains, and therefore to implicate Husserl as complicit in the myth which Sellars means to unveil and dispel.

Identifying a problematic conception of evidence as the core of Sellars’s three-fold critique of givenness, De Santis proceeds to argue that performance of the transcendental-phenomenological reduction, or epoché, leads Husserl to reconceive of the intentional object as the product of acts of transcendental synthesis. Appearances are not mere isolated ‘givens’ according to Husserl, but originate within a normative network of combination-guiding principles which has more in common with Sellars’s conceptual holism than analytic Hegelians have yet to recognise. De Santis’s contribution carries the welcome implication that the so-called ‘Hegelian turn’ in recent analytic philosophy need not preclude productive engagement with phenomenology, any more than phenomenologists have been prevented from making significant contributions to Hegel scholarship or to contemporary understandings of Hegel’s current relevance.

The omission of chapters devoted specifically to Sartre, de Beauvoir and Gadamer and their respective responses to Hegel is perhaps surprising, although a volume addressing each of the major figures of the phenomenological movement would have significantly increased the length of the collection and shifted its focus away from the movement’s founder. Certainly other phenomenologists are more explicitly indebted to Hegel, and Husserl is one of the least obviously ‘Hegelian’ figures of the tradition, but the collection’s unusual attention to Husserl’s widely unacknowledged affinities with Hegel’s thought is, for this very reason, amongst its many virtues. Few other collections offer such thorough studies of the congruences and points of departure between Hegel’s ambitious project and the tradition of philosophical research originating with Husserl, without failing to respect the complex unity of the phenomenological movement as a venture of Husserlian origin. The essays in the present volume – the result of a conference on “Hegel and the Phenomenological Movement” held in Pisa in 2014 – collectively and compellingly make the case for a fresh approach to the relation between Hegelianism and phenomenology, which does not assume Husserl’s basic philosophical orientation to be antithetical to Hegel’s but sees both traditions as responses to a common Kantian heritage and capable of productive cross-fertilisation in the development of anti-naturalist strategies centring upon the meaning-constitutive priority of historical subjectivity. Such a re-evaluation – it might reasonably be hoped – shall be met with enthusiasm by an audience which has become impatient with dismissive treatments of Husserl as a naïve Cartesian, radical only in his uncompromising foundationalism and unmoved by the era-defining concerns which have, since the mid-twentieth century, made Hegel increasingly difficult to ignore for analytic as well as Continental philosophers. While the history of the phenomenological movement has typically been seen as one of successive heretical departures from an original Husserlian ideal of ‘philosophy as rigorous science’ and the greater acceptance of a hermeneutic and historicist approach antithetical to Husserl’s, the present collection invites readers to question such received wisdom by considering the Hegelian potential implicit in Husserl and re-examining his legacy from a perspective informed by Hegel.

Jacques Derrida: Le Calcul des langues, Seuil, 2020

Le Calcul des langues Book Cover Le Calcul des langues
Bibliothèque Derrida
Jacques Derrida. Edited by Geoffrey Bennington and Katie Chenoweth
Seuil
2020
Paperback 18.00 €
108

Marina Bykova, Kenneth Westphal (Eds.): The Palgrave Hegel Handbook, Palgrave Macmillan, 2020

The Palgrave Hegel Handbook Book Cover The Palgrave Hegel Handbook
Palgrave Handbooks in German Idealism
Marina Bykova, Kenneth Westphal (Eds.)
Palgrave Macmillan
2020
Hardback 160,49 €
LII, 602

Ivo De Gennaro: Principles of Philosophy: A Phenomenological Approach, Karl Alber, 2020

Principles of Philosophy: A Phenomenological Approach Book Cover Principles of Philosophy: A Phenomenological Approach
Ivo De Gennaro
Karl Alber Verlag
2020
Hardback 39,00 €
376

Charles Bambach, Theodore George (Eds.): Philosophers and Their Poets, SUNY Press, 2019

Philosophers and Their Poets: Reflections on the Poetic Turn in Philosophy since Kant Book Cover Philosophers and Their Poets: Reflections on the Poetic Turn in Philosophy since Kant
SUNY series in Contemporary Continental Philosophy
Charles Bambach, Theodore George (Eds.)
SUNY Press
2019
Paperback $28.95
282

Leo Strauss: On Hegel

On Hegel Book Cover On Hegel
The Leo Strauss Transcript Series
Leo Strauss. Edited by Paul Franco
University of Chicago Press
2019
Cloth $45.00
384

Reviewed by: Max Morris (KU Leuven)

One thing is clear regarding Leo Strauss’ interpretation of Hegel—he took him very seriously as a philosopher. We understand this not only from the fact that Hegel’s philosophy was the explicit theme of Strauss’ long-standing engagement with the Russian-French philosopher, Alexandre Kojève, but also from the fact that Strauss considered Hegel to be “the outstanding philosopher of the nineteenth century”[1] and an important contributor the development of historicism, which Strauss considered to be the primary antagonist to political philosophy in the 20th century.[2] The publication of Strauss’ 1965 lectures on Hegel’s Philosophy of History at the University of Chicago—currently under review—serves only to reinforce the view that Strauss considered Hegel to be a formidable figure in philosophy (163, 300). It is therefore surprising that Strauss never devoted any of his texts to an in-depth examination of Hegel’s philosophy. Even in his debate with Kojève, where Strauss apparently speaks of Hegel more than anywhere else in his work, he never takes issue with Kojève’s interpretation of Hegel. Throughout Strauss’ work, Hegel is considered either only in passing or as part of a genealogical sketch of modernity. Hence, the most obvious merit of On Hegel is that it grants us a more comprehensive insight into Strauss’ mature (he died in 1973) view of Hegel’s philosophy than we find elsewhere in his work.

On Hegel constitutes the fourth of Strauss’ lecture series to be published (following An Introduction to Political Philosophy, On Plato’s Symposium, and On Nietzsche’s Thus Spoke Zarathustra). When the content of a publication has been transcribed, the editorial work can have an immense impact on the text and must therefore come under scrutiny. The first aspect of the editorial work that strikes the reader of these lectures is the chapter names, which, it would seem, have been given by Paul Franco, the editor, as opposed to Strauss himself. In this connection, it is worth noting that “The Germanic World”, constituting the fourth and final part of the English translation of Hegel’s Philosophy of History, has not been included in the names of any of the chapters. Secondly, the editor frequently indicates when the students and/or Strauss himself laugh during the lectures in square brackets ([laughter]), but he is not consistent in this practice. For instance, on p. 83, Strauss says “you have to use strictly superficial distinctions now, like preliterate and literate, not to say underdeveloped and developed. They have found a new one: emerging and nonemerging. It is very interesting to see how here the strictly scientific motivation, no value judgments, goes along with a democratic, i.e., value-inspired motivation not to hurt anybody’s feelings”. The paradox to which Strauss alludes in the last sentence is met with a significant amount of laughter, and yet the editor fails to indicate laughter in square brackets. Another associated problem—although this is obviously not due to an error on the part of the editor—is that Strauss’ intonation cannot be discerned in the publication, unlike in the recordings, and his voice has a distinct timbre when he is joking. One such case is where Strauss says “this concept of nation [the commonsensical definition] had infinite practical consequences, as you all know, for the self-determination of nations. And especially in the case of the underdeveloped, alias emergent, nations, where you don’t know who makes them nations” (343). All of this indicates only that the reader often lacks the privilege, afforded to Strauss’ students, of being able to easily detect the cynicism of the old German lecturer.

A third and not unimportant point is that the editor has been inconsistent in showing Strauss’ emphasis. For example, Strauss says that “the Negroes, the Chinese, and the Hindus say: ‘this is the good life’” (158). The editor fails to italicize “the”, and while this does not change the meaning dramatically, it serves to detract from the central point that Strauss is trying to make here: all of these groups are making a claim about the same thing, and they are therefore not merely in conflict, but they rather contradict one another. Relatedly, certain words have been wrongly transcribed, some of which are of little or no importance, such as “clarification”, which should be “qualification” on p. 77, whereas others change the meaning significantly. For an example of the latter, Strauss asks “is Hegel another Plato or Aristotle, as he in a way claimed to be, who arrives at the time when the West has arrived at its dusk?” (99). The editor writes “task”, instead of “dusk”, and “task” in fact conveys the opposite of the intended meaning. The intended meaning, as Franco himself explains in the introduction of On Hegel, is that “philosophic understanding appears on the scene only when a civilization is in decline” (14).

Lastly, certain omissions have been made, the most extensive of which is at the end of chapter eight, where about ten and a half minutes of the recording have not been transcribed. Franco lists the topics contained in the omitted passage in note 29 on p. 390, and he excuses such omissions by indicating that they are either “unproductive or largely inaudible exchanges with students” (16). The end of chapter eight is audible, so we must assume that Franco found it to be “unproductive”. It is worth mentioning this only for the sake of indicating to the reader that he/she is not being issued with a complete transcription of the text, including, for example, certain passages which the editor did not find to be “productive”. It is unclear whether or not the editor has always exercised good judgment when making such omissions, and the fact of this dependence on the judgment of the editor will in all likelihood strike the more devout of Strauss’ followers as a problem with this publication.[3]

One significant merit of the publication, which one should not fail to mention, is that Franco provides very interesting notes to the text, which frequently include relevant transcriptions of Strauss’ earlier 1958 course on Hegel’s Philosophy of History, where the 1965 lectures are lacking in one way or another. This allows the reader not only to gain further insight into Strauss’ interpretation of Hegel, but also to understand how Strauss’ view of Hegel or his expression of it developed over time. It is on the basis of both lecture series that Franco writes the introduction to On Hegel.

Franco’s introduction can be divided into three sections: first, he contextualizes Strauss’ lectures within Strauss’ published works; secondly, he presents Strauss’ defense of Hegel; and finally, he explains Strauss’ criticism of Hegel.[4] In the first section, Franco proposes that Strauss’ lectures should be situated within three aspects of his work: his early Hobbes studies, his engagement with Kojève, and his genealogy of modernity (1). Franco notes that, in his Hobbes studies, Strauss mentions the similarity between Hegel’s master–slave dialectic and Hobbes’ fear of violent death, in terms of the foundational role that these concepts play in the two thinkers’ political philosophies, and between Hegel’s and Hobbes’ use of history as a means to guarantee the actualization of the best regime (2). In his engagement with Kojève, Hegel appears to take centerstage for the first time. Kojève critiques Strauss’ study on Xenophon’s Hiero from a “Hegelian” perspective, and Strauss’ response to Kojève would therefore seem to be a critique of Hegel. But it is patently clear—and the lectures only serve to reinforce this view—that Strauss did not consider Kojève’s position to be properly speaking Hegelian. In On Hegel, Strauss goes so far as to say that Kojève’s Hegel “is clearly no longer Hegel himself” (274). To be sure, Franco indicates that Kojève has an “idiosyncratic version” of Hegel’s philosophy (2), but he considers what Strauss says in his exchange with Kojève to be relevant to Strauss’ interpretation of Hegel. If it is true that Strauss considered Kojève to be a completely different philosopher from Hegel, then what Strauss said about and to Kojève does not necessarily have anything to do with what he thought about Hegel. If one wanted to make such an association, one would have to show what Strauss took to be the distinction and common ground between Kojève and Hegel. But I think such an effort would mask one of the merits of On Hegel—we see, for the first time, Strauss discussing Hegel’s philosophy directly and extensively. If we had the benefit of Strauss discussing Heidegger’s philosophy directly and extensively, for example, it would be a gross injustice to simply conflate this with Strauss’ discussion of Heidegger in Natural Right and History and, for that matter, his response to Kojève.

The third context in which Franco situates Strauss’ 1965 lectures on Hegel is Strauss’ genealogy of modernity (4–5). Strauss considers Hegel as part of the second “wave” of modernity, in which the ideal or best regime is reconceived in such a way as to make it necessarily realizable in the here-and-now. Instead of judging actual political affairs in accordance with an external standard of the good, Hegel sought to show how the best regime “is necessarily actualized by the historical process without men’s intending it”.[5] Nothing external to the historical process was therefore considered necessary for bridging the gap between the ideal and the actual; the general will was considered a sufficient answer to the question of the good.[6]  For this reason, it is hard to understand why, later in the introduction, Franco explains that Strauss understood Hegel to be “a believer in natural right” (10). The only evidence that Franco adduces in support of this claim is Strauss’ insistence on Hegel being a proponent of “the rights of man” (10–11). However, Strauss is clear, even in On Hegel, that Greek natural right means “the common good”, and this is to be distinguished from “the right of subjectivity” (233). “The right of subjectivity” is distinguished from “the common good” in a number of important ways for Strauss. Perhaps most importantly, the common good implies “nature as a cosmos. And in Hegel there is no cosmos” (81–2, 296). Thus, although it would seem that Franco has simply misused the term “natural right”, it is imperative that these things be distinguished from one another.

Franco then proceeds to explain how Strauss defends Hegel against many of the charges that have been brought against him. Strauss disposes of Karl Popper’s claim that Hegel was a proponent of totalitarianism by showing that Hegel “rejects Plato’s political philosophy precisely because he considers it ‘totalitarian’” (5). He defends Hegel’s empirical procedure in his philosophy of history by showing that Hegel’s objectivity is not hindered by his importation of categories: Hegel wants to understand cultures as they understood themselves, and to achieve this, he looked at their religion, namely, what they took to be the highest or most sacred (6). Similarly, Strauss argues that the standards by which Hegel distinguished between what is important and unimportant in history “are not arbitrary standards” (7), and far from being racist (7),[7] he shows Hegel’s philosophy to be entirely congruent with liberalism, constitutionalism and the rights of man (10).

However, while in On Hegel, Strauss does not explicitly criticize Hegel for his methodology in Philosophy of History, he does not, as Franco seems to suggest, simply defend it. Strauss indeed proposes that Hegel sought to understand cultures as they understood themselves (89, 241, 331). But he also indicates that, for Hegel, the philosopher is “the son of his time” and hence the philosopher must understand himself historically in order to understand himself accurately (29–30). There is a contradiction here, which Strauss admittedly does not make explicit in On Hegel, but which is certainly implied. The contradiction is brought out in Strauss’ What is Political Philosophy. Hegel may have sought to understand each culture, including each philosopher, as it understood itself, but what of those cultures or philosophers of the past that did not understand themselves historically and instead “claimed to have found the truth”? Hegel must nonetheless understand them historically and thus in a different way from the way in which they understood themselves.[8] The fact that Strauss makes both points in On Hegel, i.e., that Hegel seeks to understand cultures as they understood themselves and that he considers all philosophy to be historical, indicates that Strauss does not merely defend Hegel’s methodology. However, perhaps his failure to make the abovementioned criticism explicit is one of the ways in which he defends Hegel against the skepticism of his students, and to this extent, we may agree with Franco (6, 32).

The most interesting point that Franco makes in relation to Strauss’ defense of Hegel is that Strauss defends the morality of Hegel’s world-historical individual. A world-historical individual is, for Hegel, one of those characters in history that usher in a new age, e.g., Julius Caesar.[9] More often than not, such a character acts in base ways and brings about a shift in world history without being conscious of the necessity of their actions for that shift.[10] Hegel defends these actions by showing their necessity for the progress of history, which culminates in the modern rational state.[11] But while this bears a great similarity to Machiavelli’s procedure, as Hegel himself admits,[12] Strauss claims that Hegel’s world-historical individual is “more moral” than that of Machiavelli (8, 57). This is indeed an interesting point and one whose explanation is not entirely forthcoming in the lectures. Franco makes mention of a related discussion in the 1958 course, in which Strauss proposes that Hegel would never have excused the actions of Stalin (9). But from the passage that Franco draws our attention to, it would seem that Strauss proposed that Hegel would have only taken issue with Stalin on political grounds. In any event, in the 1965 course—and here, the dates are not entirely irrelevant—Strauss says: “I don’t know whether Hegel would have gone so far as to defend the action of Stalin” (72). Furthermore, to explain his claim that Hegel was “more moral” than Machiavelli, Strauss says that Hegel “moralizes the [world-historical individual] and thus brings about the union between the universal and particular” (57–8). In another place, however, he says that Kierkegaard, “a moralist [of all things!] who does not expect as much from politics as Hegel does”, criticized Hegel on the grounds that in his “social-political solution… the concern for purity of the heart has lost its meaning almost completely” (304–5). Kierkegaard’s critique of Hegel, with which it appears Strauss agrees, clearly echoes Strauss’ claim that Machiavelli had “forgotten the soul”.[13] Thus, contrary to what Franco says, it is certainly not completely clear, from what Strauss says in On Hegel, why Strauss considers Hegel to be “more moral” than Machiavelli. To answer this question would require a comparison of Strauss’ Thoughts on Machiavelli with On Hegel, and this fact potentially indicates something of the great value of the latter.

Franco understands Strauss’ critique of Hegel as two-fold. First, there are two fundamental problems that remain unsolved in Hegel; and secondly, Hegel is ambiguous regarding whether the end of history is desirable. The first of the unsolved problems in Hegel that Strauss sees, and Franco comments on, is that Hegel was a liberal, in that he believed in the rights of man, yet he recognized that there was no solution ready to hand to the inevitable “agitation and unrest”, which would result from that (11). More importantly, however, Franco indicates that Strauss does not find an adequate solution to the “theologico-political problem” in Hegel (11). Religion is regarded as the necessary glue holding society together, yet the rational state supplants religion. “Christianity has become fully understood, i.e., religion has been transformed into philosophy taught by Hegel at the University of Berlin. The true theology is Hegel’s philosophy, i.e., it is no longer theology proper”. Thus, while it remains necessary for every citizen to be a member of some religion (252), “the modern state, the rational state, is indifferent to religion”. However, unlike religion, Hegel’s philosophy “has no comfort” for “the common people” (300). According to Franco, the problem is this: “the common people gradually lose their naïve faith, but they have nothing to replace it” (12). The glue holding society together is lost, which calls into question the rationality of the modern state.

The second part of Strauss’ critique of Hegel, according to Franco, is associated with Hegel’s notion of the end of history. Franco insists that Strauss was of the view that Hegel believed that history had reached its final stage in his time (13). According to Strauss, the primary evidence that Hegel did not believe that the end of history had come is the passage in which he claims that America is “the land of the future”.[14] “But”, Strauss rejoins, “the question is: was this of any importance to Hegel? I think one can definitely say no” (100). As Franco notes, history ends, according to Strauss’ interpretation of Hegel, when “all the fundamental problems have been solved” (14), and Hegel’s important passage on America does not “suggest that any ‘new principle of fundamental importance’ will emerge in America” (13). According to Franco, this notion of the end of history in Hegel is problematic for Strauss because Hegel is ambiguous as to whether or not it is desirable (14). The flourishing of society may be concomitant with the suppression of man’s “highest desire, the desire for knowledge” (55). As Strauss says in his “Restatement on Xenophon’s Hiero”, the end of history may be “the end of philosophy on earth”.[15] Yet, in On Hegel, Strauss says that, for Hegel, “religion is primary but religion is not the highest. The highest is philosophy” (78). Hence the “ambiguity” to which Franco refers (11).

Franco concludes his introduction in a somewhat problematic way. He claims that, according to Strauss, Hegel in fact recognized the primary problem concerning “the fundamental tension between knowledge and political life” (15)! As Strauss says in the 1958 lecture series, “Hegel accepted… [that] there is a fundamental disharmony between the peak of society and the peak of knowledge” (381n14). To Franco, this shows that Strauss had great “respect for Hegel as a thinker” (15). But does it not also show an important point regarding Strauss’ critique of Hegel? When we bring what Franco considers to be the two parts of Strauss’ critique of Hegel together, one notices another point of central importance, which Franco does not discuss: Hegel contradicts himself. Strauss shows that Hegel claims that history has ended, which requires that the fundamental problems have all been solved, but he also shows that Hegel accepted that there is at least one fundamental problem that remains unsolved. This contradiction explains why Strauss claims that Hegel thought that history had come to an end (100–101) and yet insists on this being “the crucial question” in Hegel (30–31). Is Strauss contradicting himself? Franco seems to take it for granted that Strauss was of the view that Hegel thought that history had come to an end, but on p. 100–101 and 122, to which Franco refers, Strauss only claims that it was Hegel’s view that “no new principle of fundamental importance will emerge” (101). This is not the same as the view that “the fundamental problems are solved” (59, 254). It is entirely possible that there will never be a “new principle” and yet a fundamental problem remains unsolved. Perhaps there are perennial problems that are unsolvable by a new principle. In other words, as Strauss says in the “Restatement”, perhaps “the human problem, and hence in particular the problem of the relation between philosophy and politics, is insoluble”.[16] Yet, society is capable of “tyranniz[ing] thought”, and “from the Universal Tyrant there is no escape”.[17] Thus, in Strauss’ mind, a perpetual, universal and totalitarian regime, which could preclude a new principle, is entirely possible, but its materialization would not necessarily coincide with wisdom, i.e., the solution to all fundamental problems. Fundamental problems may be “solved” on the political plane and yet remain unsolved in reality. “Fundamentally there can no longer be a revolution”, according to Strauss’ interpretation of Hegel, but “the trouble” with the idea that “all fundamental questions, theoretical and practical, are solved” is that “when you are at such a peak there is also at least the possibility of going down”, and “this is intimated by Hegel more than once” (58, 255, emphasis added). It is a question, albeit “an old question”, as Strauss notes in his 1960 lectures on Aristotle’s Politics, whether “the happiness of the individual is the same as that of the polis”.[18] But according to Strauss, this remains a question for Hegel (381n14).

We must therefore object to Franco’s insistence that Strauss was convinced that Hegel was of the view that the end of history had come. Both the impossibility of a new principle and the solution to all fundamental problems are inextricably linked with the notion of the end of history for Strauss (59, 100–101, 122, 254–5). While it is true that Strauss was convinced that Hegel thought there would never be a new principle of fundamental importance, he was far from convinced that Hegel considered all of the fundamental problems as solved. It seems that Strauss’ criticism of Hegel therefore goes further than Franco suggests. Strauss does not merely argue that Hegel is “ambiguous” about whether or not the end of history is desirable, but also that Hegel’s endorsement of the modern rational state, as the end point of history, removes the fundamental question regarding the relation between philosophy and politics from the purview of philosophy, without adequately answering it. In other words, in praising the end of history, Hegel assumes that philosophy and politics are not radically different things, but rather entirely compatible. Yet, Hegel believed the question of their relation to be exactly that—a question. What Franco does not recognize is Strauss’ emphasis on the relevance of Hegel’s political action, i.e., his writings and lectures, as compared with whatever may have been his private view. If Strauss is right that “religion has been transformed into philosophy taught by Hegel at the University of Berlin” (300), then this philosophy is not only theoretical, but also practical.

The most important practical implication of Hegel’s philosophy that Strauss points to in n Hegel is the destruction of the exoteric/esoteric distinction. The decisive passage reads: “Hegel and his contemporary Schleiermacher were more responsible than any other individuals for the fact that the distinction between esoteric and exoteric writing has ceased to be of any importance” (289).[19] It is hard to determine what is more remarkable—this passage or the fact that Franco fails to mention it! Strauss devoted much of his philosophical effort, throughout his life, to the revival of that very distinction, and now we know that his primary opponent in this effort was Hegel. How does Strauss think Hegel destroyed the exoteric/esoteric distinction? In Persecution and the Art of Writing, Strauss explains this distinction explicitly and extensively. Simply stated, the distinction pertains to the way in which philosophical texts are written. Philosophers who hold “heterodox views” have not always been able to express those views publicly for political reasons.[20] To avoid persecution or, conversely, to avoid exposing the uninitiated to “the terrible truth” of philosophy, the philosopher would write “with circumspection”, i.e., “between the lines”.[21] This meant that, in the same text, the philosopher would present the truth to the philosophers esoterically and only “an approximation of the truth” to the non-philosophers exoterically.[22] To achieve this, the philosopher would employ a number of devices, such as irony, deliberate self-contradiction, etc.[23] Of course, these devices would only successfully hide the heterodox views of the philosopher from the non-philosophers—and they would seemingly only have a purpose—if it is true that “thoughtless men are careless readers, and only thoughtful men are careful readers”.[24] In some places, this “axiom”, upon which the esoteric/exoteric distinction rests, is expressed in natural terms: such philosophers “believed that the gulf separating ‘the wise’ and ‘the vulgar’ was a basic fact of human nature which could not be influenced by any progress of popular education”.[25] This quote leaves us in a good position to understand how Hegel justified his abandonment of the esoteric/exoteric distinction for Strauss.

In On Hegel, Strauss shows that Hegel “presupposed” the Enlightenment view that “by the spread of knowledge the people become enlightened and opinion is changed” (298–299). In other words, there is no “basic fact of human nature” separating the rational from the irrational or nonrational; as Strauss says elsewhere, man is “a free agent… [with] almost unlimited perfectibility or malleability”.[26] If this—“the most relevant difference among human beings”—has therefore “practically disappeared”, there appears to be no need for exoteric writing.[27] Neither will the philosopher be persecuted for his/her heterodox views, nor will the expression of such views be detrimental for non-philosophers. On the contrary, Strauss claims that Hegel believed that through enlightenment, “the rational and the actual necessarily coincide”, a state of affairs that Strauss thinks both the ancients and moderns considered under the rubric of “the best regime” (299, 322).[28] According to Strauss’ interpretation of Hegel, “the human mind necessarily progresses, and its results necessarily spread” (298). There must therefore be a time—for Hegel, his time—when this process reaches a culminating point. Put differently, the problem of the relation between philosophy and politics is resolved in history.

Now, Strauss emphasizes the fact that Hegel contradicts himself regarding the status of religion in the modern state. The modern state supplants religion, but it is nonetheless necessary for everyone to be a member of one religion or the other (252, 300, 330). Why? Because, Strauss makes clear, Hegel has no answer to this “grave problem”: “how do these people that can partake of reason only via religion still partake of reason when religion is no longer there as the most socially potent force?” (394n10). In other words, Hegel is not convinced that there is no “basic fact of human nature” preventing the actualization of the rational state. Yet, his lecture theater takes the place of the church. We come then to a better understanding of Strauss’ claim that “Hegel has no comfort for us here” (300). Strauss does not simply mean, as Franco suggests, that Hegel has no comfort for “the common man”. This smacks of Marx’s opium of the people, and Strauss’ understanding of religion is far more profound than Marx’s. What Strauss is saying—and hopefully this is already clear—is that the problem with substituting philosophy for religion is that it destroys the conduit for the conversion of the non- or potential philosopher into a philosopher. As Strauss says in On Hegel, “isn’t this the status of religion, namely, that the philosophers transform the religious truths into philosophic truths?” (253). In other words, as he says elsewhere, “philosophy, in the full and original sense of the term… [is] the attempt to replace opinions about the whole by knowledge of the whole”.[29] Hegel transforms religious truths into philosophic truths (58), opinion into knowledge, but he issues his philosophic truths as transformed religious truths in his lectures and in his writings; his philosophic truths simply replace the religious truths. Those who are not already philosophers are therefore deprived of the very conduit through which Hegel became a philosopher himself.

One may object to this reading of On Hegel by stating that, for Strauss, Socrates actualized the philosophic potential of certain individuals by himself, i.e., without the help of religion. Since I cannot adequately respond to this objection here, suffice it to say that, for Strauss, Plato employed the art of poetry,[30] and Strauss makes clear that Hegel had no time for poetry (246, 300–301). But this is not the only unanswered question that remains after reading On Hegel. Why was Hegel not able to overcome the problems concerning the relation between philosophy and politics and between philosophy and religion, according to Strauss? How does religion serve as a conduit for the conversion of the philosopher and what would constitute a viable substitute? While On Hegel provides some further insights into how Strauss understood modern philosophy, it is not a bottomless pit, like Thoughts on Machiavelli. In a word, On Hegel serves to further illuminate Strauss’ understanding of the theologico-political problem and how Hegel, in his treatment of that problem, absolutized the tradition that Machiavelli merely put in motion: “Obfuscation”.[31]


[1] Leo Strauss, What Is Political Philosophy and Other Studies (Chicago: University of Chicago Press, 1988), 58.

[2] Ibid., 26.

[3] Arthur Melzer, Philosophy Between the Lines (University of Chicago Press: Chicago, 2014), 294–5. To be sure, Melzer could not be counted among the orthodox Straussians, although this passage shows a typically Straussian view regarding editorial work.

[4] It should be noted that the latter two sections are based on Strauss’ Hegel lectures.

[5] Leo Strauss, “The Three Waves of Modernity” in An Introduction to Political Philosophy, edited by Hilail Gildin (Wayne State University Press: Detroit, 1989), 91.

[6] Ibid., 91–2.

[7] Any modern reader who has read just the subsection of Hegel’s introduction to Philosophy of History, entitled “Geographical Basis of History”, is liable to make such an allegation. See: G. W. F. Hegel, Lectures on the Philosophy of History, translated by Ruben Alvarado (Wordbridge Publishing: Aalten, 2011), 73–94.

[8] Strauss, What is Political Philosophy?, 68.

[9] Hegel, Philosophy of History, 285.

[10] Ibid., 28–30.

[11] Ibid., 91, 285.

[12] Ibid., 365.

[13] Leo Strauss, Thoughts on Machiavelli (The Free Press: Glencoe, 1958), 294.

[14] Hegel, Philosophy of History, 80.

[15] Leo Strauss, “Restatement on Xenophon’s Hiero” in On Tyranny, edited by Victor Gourevitch and Michael S. Roth (The University of Chicago Press: Chicago, 2000), 211.

[16] Strauss, “Restatement”, 208.

[17] Leo Strauss, On Tyranny, edited by Victor Gourevitch and Michael S. Roth (The University of Chicago Press: Chicago, 2000), 27; Strauss, “Restatement”, 211.

[18] Leo Strauss, “Aristotle’s Politics: A course given in the Spring quarter, 1960 in the Department of Political Science, University of Chicago by Professor Leo Strauss”, edited by Joseph Cropsey (1962), 340. Available at: https://archive.org/stream/LeoStraussAristotlesPolitics1960/Leo%20Strauss%20-%20Aristotle%27s%20%27%27Politics%27%27%20%5B1960%5D_djvu.txt.

[19] It is hard to understand why Strauss includes Schleiermacher here. To be guilty of this charge, one would need to have an extraordinary impact on all subsequent philosophy. While Schleiermacher may have had a significant impact in certain circles, especially hermeneutics, Hegel was, according to Strauss, “the outstanding philosopher of the nineteenth century”. Strauss, What is Political Philosophy?, 58.

[20] Leo Strauss, Persecution and the Art of Writing (The University of Chicago Press: Chicago, 1988), 24.

[21] Leo Strauss, Philosophy and Law (State University of New York Press: Albany, 1995), 37; Strauss, Persecution, 24.

[22] Strauss, Persecution, 19.

[23] An extensive list of such devices may be found in the first chapter of Strauss’ Thoughts on Machiavelli. See: Strauss, Thoughts on Machiavelli, 15–53.

[24] Strauss, Persecution, 25.

[25] Ibid., 25, 34.

[26] Strauss, “The Three Waves”, 279.

[27] Strauss, “Restatement”, 210.

[28] The distinction between them being only that, unlike the moderns, the ancients left the realization of the best regime to chance (299).

[29] Leo Strauss, Natural Right and History (The University of Chicago Press: Chicago, 1965), 30.

[30] Leo Strauss, The City and Man (The University of Chicago Press: Chicago, 1978), 136–7.

[31] Strauss, Thoughts on Machiavelli, 173.

Christian Krijnen (Ed.): Concepts of Normativity: Kant or Hegel? Brill, 2019

Concepts of Normativity: Kant or Hegel? Book Cover Concepts of Normativity: Kant or Hegel?
Critical Studies in German Idealism, Volume 24
Christian Krijnen (Ed.)
Brill
2019
Hardback €143.00 $172.00
x, 260

Reviewed by: Andrew James Komasinski (Hokkaido University of Education)

Introduction

Despite facing almost immediate criticism from Hegel, Kant’s view of normativity has greatly influenced contemporary value theory. This volume is the fruit of a 2017 conference at Vrije Universiteit Amsterdam by the same name that sought to bring the two conflicting accounts into dialogue (1). There are three general points worth making before addressing the articles themselves.

First, the articles in this volume use diverse sigla. Some articles, such as Christian Hoffman’s, refer to the Elements of the Philosophy of Right as PR and other articles, such as Jiří Chotaš’s, refer to it as RpH (9, 164). The Phenomenology of Spirit similarly receives the sigla PhG from Arthur Kok, Christian Schmidt, and Alberto L. Siani whereas Martin Bunte and Tereza Matějčková inter alia use PS (47, 147, 244, 62, 199). Similar article by article variation occurs with Kant’s Critique of Pure Reason with Martin Bunte using CPR but Paul Cobben using KdrV (66, 27). While each article is internally consistent, this and rehearsal of the same parts of Hegel make the book feels more like a collection than a whole. For consistency’s sake, I will use PR, PhG, CPR, along with EPS for Encyclopedia of the Philosophical System and Religion for Kant’s Religion within the Bounds of Reason Alone consistently in this review.

Second, different authors took different approaches to the use of German. Some authors use the German directly for the major parts of PR: Abstrakt Recht, Moralität, and Sittlichkeit; others translate them as Abstract Right, Morality, and, Ethical Life (Battistoni at 121, 124; Chotaš at 164). I will consistently use the English throughout. For terms such as Bildung where the translation choices are substantive, this is more understandable. Hoffman glosses it as “education” and then uses “education” after that (4,12). Krijnen supplies the possible translation “education of the understanding and applicable skills” but generally sticks to Bildung (115-117). Siani does the same (250). Chotaš and Zabel call it development (171, 181). These differences between articles will not impede specialists but make it challenging to read the work as a united whole.

Third, the title of the volume suggests proponents of both Kant and Hegel, but true to its origin at a conference from a network called “Hegel’s Relevance,” most authors are more sympathetic to Hegel than to Kant (1). Some contributions write as if Hegel’s critiques of Kant were definitive and Hegel’s positions decisive. Having more full-throated defenses of Kantian’s normativity and more engagement between the two as competing contemporary interpretations would have strengthened the volume. Nevertheless, the volume contributes importantly to our understanding of ethics and social philosophy in Hegel and German Idealism.

Contributions

  1. Being at Home with Oneself in the Whole—Hegel’s Philosophy of Freedom as Actuality, Christian Hoffman

Christian Hoffman’s article provides an excellent introduction to the relation between Bildung and holism in Hegel and how this differentiates him from Kant. Hoffman traces Hegel’s attempt to accomplish monistically and holistically what Kant tried to achieve dualistically for reason and freedom. (9-10, 13). Hoffman identifies Bildung “education” in PhG, as both breaking the natural harmony and building “a new and more differentiated form of the whole” (12). Hoffman also highlights the senses in which Hegel’s unity is active rather than a static thing (14).

Turning to the system in the EPS and the PR, Hoffman first emphasizes how this holistic process is not just knowing but self-knowing (14-17). Hoffman joins to this sense in which Hegel’s holistic account refers to a common realm of shared freedom (19-22). Finally, Hoffman notes the relation between the Hegelian holism and its Aristotelian ancestry (inter alia 22-23). Hoffman addresses Kant’s idea of normativity as a dualistic account Hegel incorporates insights from but then supersedes.

  1. Hegel’s Radicalization of Kant’s Copernican Turn: the Internal Unity of the Natural and the Moral Law, Paul Cobben

Paul Cobben’s article progresses from problematic Humean impressions to dualistic Kantian intuitions to Hegel’s monistic resolution. First, Cobben develops how Kant’s intuitions solve the Humean predicament where impressions are both external and mind. Kant solves this problem in his apparatus of manifolds, imagination, and categories, which makes impressions mental and things-in-themselves external (27). Through this, Kant equates propositional and material truth when material truth is mediated by the Kantian apparatus (27-31). Cobben, following Gadamer, reads PhG’s first chapter as tracing out the Kantian account but rejecting its account of material truth (31-33). Cobben remarks that Hegel has demonstrated “The apperception of the Perception cannot justify how the manifold of intuitions can be connected into an objective material truth” (34). Unfortunately, the arguments substantiating this claim and the claims about Hegel’s “first truth of the understanding” and “second truth of the understanding” were truncated and hard to follow (34-35).

Cobben believes that understanding requires attending to the subject as conscious (36). Cobben sees PhG’s account of desire’s inability to achieve unity with its object, because it continues to want precisely what it is not as culminating in the realization that the perceived world that individual consciousness finds itself in is not merely its own but rather a shared world (38-39). Cobben joins to this an interpretation of the lord/bondsman dialectic which understands it as involving the death of individual consciousness and its sublimation into institutional consciousness (40-42). Cobben’s final claim is that Kant’s solution fails and that Hegel develops an account that culminates in the resolution of the lord/bondsman dialectic (43). Most of the second half seemed like it would benefit from more engagement with contemporary defenses of understanding along Kantian lines and other interpretations of the lord/bondsman dialectics.

  1. The Religion of the God-Man: Hegel’s Account of Revealed Religion in the Phenomenology of Spirit, Arthur Kok

Arthur Kok’s article is a welcome addition to the discussion of Hegel’s concept of God and its relation to Kant’s religion. Kok’s article also looks at Kant’s dualism and Hegel’s attempt to overcome it in PhG, insofar as Kant’s moral philosophy required a religion with a God as the projected lawgiver of reason to realize the good (46-47). Kok identifies this argument in PhG both specifically and within Spirit’s dialectical search for an adequate relation between freedom and moral duty (47-48). This activity culminates in the realization that the source of moral value in religion is Spirit moving in the community (49). Here, more interaction with Kant’s Religion could have explained why Kok believes Kant’s account of the rational community as the arbiter of moral value is inadequate.

Kok also locates a similar dynamic in Hegel’s account of revealed religion, i.e. Christianity, situating it as the dialectical outcome of an unhappy consciousness where freedom sees the inadequacy of an external law (50-53). This leads to the incarnation as the simultaneous “activity of the Self that results in the appearance of the Self without the Self becoming something other than itself” and thus resolves this tension in religion by (1) being “both distinct and non-distinct from those who identify him as the God-man,” (2) representing “the self-realization of spirit,” and (3) establishing “the presence of the divine in this world” to overcome suffering (55). Kok then articulates this as Hegel’s answer to the problem of evil where human activity can free itself from evil (56). Joined to the resurrection (and ascension), Hegel makes community that remembers the God-man the true reconciliation of spirit in ethics (57).

  1. The Reality of Value as a Problem of Kantian Ethics, Martin Bunte

Martin Bunte’s article looks at Hegel’s formalism objection against Kant’s ethics from PhG 257 (A.V. Miller pagination) and the problem of testing but not giving laws (62). Bunte believes Kant’s ethics suffers from a tautology because the a priori nature of Kant’s ethics interacts with the autonomy of the will to produce moral laws that are “conceivable only under the reservation of the heteronomy of what is willed” (63). Bunte explains his version of the objection in a single sentence: “If freedom as spontaneity or autonomy is to be the essential reason for the determination of will, then it must be able to refer to rules or laws from the position of legislator” (64).

Bunte argues that a successful Kantian defense against this objection must also achieve a unity for practical reason like the one for theoretical reason (65). Since the two domains are both domains of reason, Bunte notes that they must both find their origins in the spontaneity of the will as the “unconditioned condition” (65). Bunte illustrates this with the categories of the understanding in the realm of theoretical reason (66). Bunte analogizes that Kantian practical reason must be premised on the idea that the moral self gives itself its rules (66). Bunte here distinguishes the analogical cases by arguing that reason’s theoretical use refers to the laws of nature but that its practical use must refer to laws of freedom, which means laws that it must give itself (67). While Bunte largely thinks that Hegel’s critique rings true, he believes Kant succeeds in answering one part of Hegel’s objection: the moral imperative is something the self commands to itself as a demand of reason and that he develops such an account in Religion (70).

Bunte believes both that the formalism objection applies to Kant and succeeds convinced the formalism objection succeeds. There is a large amount of literature on this that finds things murkier: there is disagreement as to both what the objection is, to whether it misses the mark, and to whether Kantians have resources to resist or overcome it (See for instance Hoy 1989, Freyenhagen 2012, and Stern 2012).

  1. Foundations of Normativity, Max Gottschlich

Unlike many articles in this volume, Max Gottschlich’s article focused on identifying which logic is best for normativity: “formal logic” which he identifies with pre-Kantian order of being thinking (74-75), “transcendental logic” which he identifies with Kant (75-81), or “dialectical logic” which he identifies with Hegel (81-86). Gottschlich dismisses formal logic as often used but not useful for considering normativity, because it cannot capture the paradox of determiner and determined.

Transcendental logic, in contrast, focuses on the paradox of determiner and determined and identifies the limits of what can be said and is naturally reflexive (76). In Kant, this accomplishes “self-fulfilling self-relation” (77, emphasis in original). Through this, Gottschlich states that transcendental logic identifies the role of values and norms in “settings” (77). Gottschlich mentions in passing that he thinks the formalism objection is wrong (in opposition to several articles in this volume), that Kant and Hegel agree that value must begin in reason, and that Hegel’s true objection is to the absolute form, rather than developmental growth, that births duties (80).

Gottschlich sees dialectical logic’s acceptance of contradiction as its genius (82). In a clearer formulation, the point is that “the self only maintains itself by losing itself” – in other words when it recognizes its mediation as dynamic act rather than absolute (84). Gottschlich then turns to how norms are produced in the Hegelian account (86). While Kant and Hegel both make goal-setting a sign of rationality, Gottschlich sees Hegel’s version as more advanced because it abstracts from the abstracting in the execution of a “concrete universal” (86-87). Gottschlich next looks at poiesis (production) where Kant’s form is too abstract to derive anything but an abstract universal (90). Only in Hegel, he maintains, can we find subjectivity (a subjectivity beyond the self) as the goal (91). At many points, Hegel’s critiques seemed to be accepted uncritically and would have benefited from more interaction with defenses of the Kantian approaches.

  1. Hegel über die logischen Grundlagen der Sittlichkeit, Klaus Vieweg

Klaus Vieweg’s article was the singular contribution in German to this volume. Vieweg highlights the important role of civil society in PR often overlooked since it is only one step before right’s ultimate form in the state. After rehearsing PR’s Morality as a critique of Kant and a demonstration of its self-inadequacy (95-96), Vieweg focuses on Ethical Life as “eines logisch fundierten Systems der allgemeinen Willensbestimmungen konzipiert, als das Objektive der Freiheit” (97). In this domain, it is not the objective that dominates like a yoke but reason as a cozier hearth that determines things based on both objective and subjective will (97-98).

Vieweg focuses on the role of civil society and how it helps us understand modern society. Viewing identifies civil society as setting living a good life as the goal in a domain where consciousness has been brought under the concept (98-99). This is true freedom insofar as thinking has itself as its end. While Vieweg notes the work of Dieter Henrich on Hegel’s Lecture on the State as Three Ends, he argues that civil society’s importance has not been sufficiently mined in PR (99). Vieweg sees reflection and necessity as the distinctive marks of civil society that separate it from the family’s role as the natural end of humanity and the state’s self-substantial unity (100). Vieweg argues that this logic occurs in triadic form throughout these three forms of Ethical Life but in different sequences (101).

For Vieweg, what unifies all of the forms Ethical Life is that they all will the concept not only subjectively but in recognition of its objectivity (103; PR §142A). In this way, they are self-developing ends. They advance over the freedom of persons in abstract right, the freedom of moral subjects in Morality, and become the freedom of ethical subjects (103). Through this, they find themselves unified in a moral community (103).

  1. How is Practical Philosophy Speculatively Possible?, Christian Krijnen

Christian Krijnen’s article identifies both Kant and Hegel as contributors to a complete account of normativity. Krijnen argues that post-Kantian attempts in German Idealism to better ground the unity of practical and theoretical reason all lead to the centrality of freedom and the construction of value-laden reality (106-107). Krijnen believes the Kantian approach succumbs to a formalism objection that Hegel avoids this by understanding “self-formation as self-knowledge in the fashion of a self-realization of the concept” (107). At the same time, Krijnen argues that Hegel’s solution eviscerates practical philosophy by thematizing it as the “speculative doctrine of the idea” rather than engage it practically (108). Thus, Krijnen holds that Hegel does achieve a unity in the form of free Spirit but that this unity sublates practical philosophy and demeans it as an inadequate form of knowledge (109).

Returning to Kant’s architectonic, Hegel is not describing what “ought to be” in practical philosophy (110). In Kant’s picture, the free will needs to realize the rational object of its freedom, which it experiences as an ought (111). In contrast, Hegel’s Ethical Life focuses on the actuality of freedom rather than an ought: “The point for Hegel here is that we only have concrete, not mere abstract duties only in the realm of Sittlichkeit” (112).

Krijnen’s positive task is to establish a speculative practical philosophy despite Hegel’s failure to provide one (112). He begins by noting that Kant makes moral agents the originators of their actions (through the bifurcation of the world into the deterministic theoretical realm and the free practical realm), and this for Hegel is only true in the realm of subjective Spirit – not objective Spirit (112-113). Krijnen notes that abstract oughts operate as givens for Hegel and thus remain inadequate, which makes them inadequate for the living good that Hegel demands of the sphere of action (113-114).

Krijnen thinks an answer can be found in Bildung in the family and civil society (114-115). Krijnen then differentiates his view from those of Vieweg and Cobben. Krijnen thinks that Vieweg is wrong to think Hegel does not need a “canon of duties,” because Hegel does not abandon Morality’s truth but brings into Ethical Life (116). For Cobben, Krijnen notes the degree to which both treat Bildung but argues that the solutions Cobben notes are problems of integrating practical philosophy into Hegel rather than irremediable deficits in Hegel’s philosophy (117).

  1. The Normative Function of the Right of Objectivity in Hegel’s Theory of Imputation, Giulia Battistoni

Giulia Battistoni presents a deeply technical argument about imputation in the Morality section of PR. Battistoni first maintains that Hegel’s critique of Kant identified with PR §135 shows Kant unable to “derive particular and concrete duties from the determination of duty as formal correspondence with itself” and requires evaluating both the “consequences of actions” and “the social context” (121). While Ethical Life merges objective and subjective concerns of right, Battistoni sees Morality as the locus where imputation attributes subjective right to a moral subject (121-122). In Morality, the moral subject experiences the good as an ought, which interestingly creates the problem of making this “both the true good and a mere opinion” where actions are good if they are born of good intention (123).

To understand imputation in this context, Battistoni draws a parallel with Hegel’s two notions of nature (128). First nature is externality which can take the form of a natural world which stands in opposition to the subject as a determination separate from will (124). Second nature is the habituation and internalization of the social order of right (127). Battistoni locates the lower sense in Abstract Right and the higher sense in Morality, especially PR §119A’s claim that external deeds are categorized as we impute motives to the moral subjects involved (132).

  1. Freedom from Kant to Hegel, Christian Schmidt

Christian Schmidt’s article differs from many of the other critiques in defending Hegel against a contemporary critique. Schmidt tests whether Louis Althusser’s critique of German Idealism applies to Hegel and through this differentiates Kant and Hegel on freedom. Schmidt looks at why Althusser calls Hegel an empiricist by highlighting how Hegel mines the real by dividing the empirical and the essence of things to get to their essences (142). As Schmidt points out, this largely echoes Hegel’s critique of Kant where the empirical becomes merely material fodder for the categories to peel off (142). In contrast, Hegel sees understanding as a synthesis of sensuous manifold and mental activity (143). While knowing this, Althusser still things Hegel is guilty of the same bifurcation.

Schmidt spends the rest of the article looking specifically at freedom in Kant and Hegel as “a property of rational beings and moral (or political, or social) agents that is not detachable” and the critique of this analysis in Foucault and Althusser (144-145). Schmidt first explains how reason and understanding are the self-activity of subjects that separate them from animals (145). Despite the receptive components of understanding, Kant believes moral agents are free (146). Schmidt characterizes Kant’s account as “highly abstract … purified from all social and political meaning” (146). On this basis, Schmidt believes Althusser stands justified in his critique of Kant (147).

Hegel’s subject, like Kant’s, is a break in the causal chain (147-148). At the same time, Hegelian freedom is the restriction of “dull-witted emotions and raw impulses” (LPWH 103-104) that only finds itself in the state (148). In Hegel, freedom is a byproduct of people pursuing desire since this constructs and restructures the rules of society (148-149). This merges with spontaneity insofar as individuals collide with the established order (151). Thus, Hegel presents a unified idea of freedom where freedom is “the concretization of spontaneity” (152). For this reason, Schmidt rejects Althusser’s critique of Hegel.

  1. Justification of the State: Kant and Hegel, Jiří Chotaš

Jiří Chotaš contrasts Kant and Hegel’s justifications of the state. Chotaš reads Kant as like Hobbes building the state from a state of nature where people “are at each other’s mercy” who produce by nature a civil union with a “general united will” that expresses itself in the ruler, the judge, and most importantly the legislator which cooperate for the benefit of the citizens (158-161).

While Hegel shared Kant’s idea that “freedom creates human substance,” Hegel also examined how it was realized, Hegel believed Kant erred by basing this union on “an arbitrary will of individuals” who sought to establish it for property and contracts (164). In contrast, Hegel believed the State was the natural home of people and argued for this in PR, his “scientific proof of the concept of the state” (164).

Chotaš summarizes the stages of Ethical Life. First, Chotaš looks at family, focusing on how marriage links non-related people around love and common interest rather than as Kant supposed contract (166). Second, civil society arises through the division of labor (167). To this, Hegel joins the Polizei who secure “external order” in matters as diverse as public health and bridge-building (168). Chotaš identifies these attributes as giving civil society the status of being “‘an external state’ as well as ‘a state of necessity’ (PR §183)” (168). Here, corporations protect their members like an extended family and provide “the second ethical root of the state” (169). Third and finally, the state itself functions as the culmination of the ethical ideal actualizing itself in customs (169) and replicating the family as “a human community with its own spirit and will” but through “political virtue” rather than feeling (169-170). The state also takes on attributes of civil society, by transforming people’s ends and unifying them as a whole (170).

Chotaš then distinguishes Hegel’s state from Kant’s. He begins by noting that for Hegel, peoples and their constitutions are mirrors (171). He notes that both believe constitutional change should happen through constitutional procedures (171). He notes that Hegel also has three powers but they differ: “the legislative power, the executive power, and the princely power or monarchy” (171). For Hegel, the most important of these is the sovereign (PR §273, 279R) but remains under the constitution (171-172). Chotaš also describes the Hegelian legislature: upper house of landed gentry by birth and lower house by election (172). Chotaš’s article could have demonstrated further differences by addressing Kant’s Religion and contemporary defenses of Kant’s state.

  1. Hegel’s Republican Penal Philosophy: an Attempt at a Contemporary Reconstruction, Benno Zabel

Benno Zabel focuses on the republican nature of Hegel’s penal philosophy, situating it in an account of PR (182-183). Zabel identifies crime in Hegel as “(performative) self-contradiction” (184). Zabel explains using PR §95 that in crime, a criminal violates freedom (184-185). This must be met with cancellation (185). As Zabel points out, Hegel believes crime only applies to actions (185). Zabel identifies three practical functions in Hegel’s conception of punishment: “the dimension of the (formal) recognition of status, the dimension of the institutionalized procedure and the dimension of social communication” (186). Recognition of status begins with the “effective power of sanctions” (186). This also brings to the fore the standing of the victim as a member of a moral community (186). Crime, for Hegel, is resistance to “the common normative basis” and must be met so that crime does not appear as valid (187).

Turning to institutionalized procedure, Zabel contends that Hegel sees punishment as part and parcel of a legal procedure (187). Thus, it simultaneously refers to the separation of powers (187). In other words, the counter-coercion of punishment must occur on “a universally recognized basis” in accepted criminal law (188). As Zabel notes, for Hegel, contra Foucault, these procedures are precisely the prevention of despotism (188). Textually, Zabel supports this from the “administration of justice” (189).

Finally, Zabel points out how punishment communicates for Hegel (191). Zabel explains that “punishment can be considered only as retaliation (Wiedervergeltung), that is, as (symbolic) restoration of the order of freedom” (191). Zabel notes that Hegel is not limited to mere retribution, however, and can help in “the general prevention of crime and betterment of the individual” as punishment becomes “a visible part of society” (191). In this way, punishment communicates. Zabel disagrees with Cooper’s Abstract Right only reading (1971) and other interpretations that isolate punishment from the larger context of Hegel’s PR. Zabel thus argues for a punishment plus account of Hegel’s penal philosophy in line with Brooks (2012) and Komasinski (2018) and others.

  1. History as the Progress in the (Un)Consciousness of Freedom?, Tereza Matějčková

Matějčková’s article contrasts the destructive Enlightenment that felled governments and challenged religions with a Hegelian concept of freedom where freedom invigorates institutions (196-197). Kant occupies a middle where the limits of knowledge lead to “respect and toleration of others” (198). Hegel extends this by making actions reflexive and incorporating a social reality in the “I that is We and We that is I” (199 quoting PhG 110). On this reading, normativity becomes an internal feature of freedom such that Absolute Spirit’s achievement is to recognize that “that its own thinking has been conditioned by a plurality of other spirits or subjects” (200). This particular characterization of absolute Spirit could have been expanded and defended textually.

Matějčková uses PhG’s lengthy phrenology critique to highlight how this involves a re-appropriation of the physical contra dualistic approaches that deny the skull-bone any part in Spirit. For Hegel, in contrast, it is a part but just one part and highlights the Hegelian idea that the inner is the outer and the outer the inner (203-205).

For Hegel, all of the upheavals of history are part of “the progress of the consciousness of freedom” (206). In the realm of history, this amounts to a recognition that nature by itself has no history, because nature is not for itself (207). Only by the addition of human freedom and spontaneity can something new arise (207). In Hegel’s history, world-historical people function precisely by using freedom to overturn existing structure (208). In the process, they appeal to the people (209). Joined to its dynamism is the terminus of history (210). This end is one where freedom is being achieved through equal checks and balances in the institutions (210). Matějčková maintains that contra Popper, Hegel’s philosophical system develops institutions that enable people to have personal freedoms (211). This article covers a lot of ground and makes interesting arguments that would be clearer if they were set in contrast to others writing on similar topics in Hegel such as Adrian Peperzak’s Modern Freedom (2001).

  1. Is There Any Philosophy of History?, Jean-François Kervégan

Kervégan contrasts philosophy of history in Kant and Hegel against the backdrop of the arguments between enlightenment and anti-enlightenment thought (219-220). Kervégan first notes Voltaire’s coining of the term in 1765 and its audacity for mixing two heretofore distinct areas of knowledge as a history of human spirit (217-218).

Kervégan believes Kant lacks a proper philosophy of history, because the Kant texts generally categorized do not deal with a “system of rational knowledge via concepts” (220). Kervégan suggests that Kant’s historical works even when they present a “history of freedom” are still just histories rather than a proper philosophy of history, because philosophy proper is metaphysics in nature and freedom and “historical considerations do not belong to it” (226).

Conversely, Kervégan identifies the history of philosophy as central to Hegel’s philosophy (226). Given Hegel’s dialectical philosophy, Spirit is always working towards an adequate understanding of itself including its history (227). Philosophy thinks in the present and thinks the rational as actual and the actual as rational (228). This has the consequence of making history present to itself. In other words, the object of Hegel’s philosophy of Spirit is history, and Spirit is also the one doing the study (229).

  1. “Freedom in the European Sense”: Hegel on Action, Heroes, and Europe’s Philosophical Groundwork, Alberto L. Siani

Siani argues that Hegel and Europe are intertwined terms with Hegel’s insight being that institutions should mirror the freedom of people (235-236). Siani quotes Hegel’s linkage of Europe and freedom: “It is especially this subjective or moral freedom that is called freedom in the European sense” in the Morality section of the encyclopedia (EPS, §503R, 224) (236).

Siani explicates this through PR’s Morality section emphasizing Hegel’s critique which Siani articulate as follows: “morality has to state the difference between subject and object in order to affirm the freedom of the former, but if this difference is absolutized, subjective freedom can never bridge the gap to objectivity, and hence becomes utterly ineffective and empty” (241). This is, of course, overcome for Hegel in Ethical Life in which subjective freedom bridges the gap. Classically, the individual is free qua an identity rather than an abstraction (243). Modern freedom requires that tragedy intervene and make this freedom open (243). Siani then provides an extended consideration of Antigone and the role of heroes in the transformation of freedom (243-248).

As this is the third chapter in this volume to articulate a version of Hegel’s critique of Morality, it would help to understand how the different interpretations contrast with each other and differentiate themselves from common interpretations and defenses against the objection from Kantian scholars.

External References

Brooks, Thom. 2012. “Hegel and the Unified Theory of Punishment.” In Hegel’s Philosophy of Right, edited by Thom Brooks, 103–23. Oxford: Wiley-Blackwell.

Cooper, David E. 1971. “Hegel’s Theory of Punishment.” In Hegel’s Political Philosophy: Problems and Perspectives, edited by Z.A. Pelczynski, 151–67. London: Cambridge University Press.

Freyenhagen, Fabian. 2012. “The Empty Formalism Objection Revisited: §135R and Recent Kantian Responses.” In Hegel’s Philosophy of Right, by Thom Brooks, 43–72. Oxford: Wiley-Blackwell.

Hoy, David Couzens. 1989. “Hegel’s Critique of Kantian Morality.” History of Philosophy Quarterly 6 (2): 207–32.

Komasinski, Andrew. 2018. “Hegel’s Complete Views on Crime and Punishment.” Journal of the American Philosophical Association 4 (4): 525–44. https://doi.org/10.1017/apa.2018.35.

Peperzak, Adriaan Theodoor. 2001. Modern Freedom: Hegel’s Legal, Moral, and Political Philosophy. Studies in German Idealism, v. 1. Dordrecht ; Boston: Kluwer Academic Publishers.

Stern, Robert. 2012. “On Hegel’s Critique of Kant’s Ethics: Beyond the Empty Formalism Objection.” In Hegel’s Philosophy of Right, edited by Thom Brooks, 73–99. Oxford: Wiley-Blackwell.

Marguerite La Caze (Ed.): Phenomenology and Forgiveness

Phenomenology and Forgiveness Book Cover Phenomenology and Forgiveness
Marguerite La Caze (Ed.)
Rowman & Littlefield International
2018
Paperback $39.95 / £24.95
248

Reviewed by: Rhonda Siu (University of New South Wales)

Marguerite La Caze’s aim as editor of the volume, Phenomenology and Forgiveness (2018), is to enhance phenomenology by investigating ways that it could examine forgiveness as an experience (La Caze 2018, vii). Forgiveness, she claims, has become an increasingly important issue in philosophy given recent developments such as the global reconciliation commissions in South Africa and the Solomon Islands (vii). Moreover, La Caze believes that phenomenologists can offer insightful analyses of first-person experiences of forgiveness, not least because many of them have struggled intensely with the issue of forgiveness themselves (e.g. Husserl, Sartre and Stein) (vii).

Two key aspects inform the approach to phenomenology adopted in this volume. First, the volume features an open-ended, comprehensive view of phenomenology that La Caze terms “wild phenomenology”; this view explains why thinkers not typically associated with phenomenology (e.g. Jankélévitch, Camus, Arendt and Derrida) have also been included (x). Second, the volume features “critical phenomenology”, continuing a tradition established by philosophers like Simone de Beauvoir, Frantz Fanon and Maurice Merleau-Ponty, and developed by more contemporary thinkers like Matthew Ratcliffe, Havi Carel and Jill Stauffer (La Caze 2018, xiv; Murphy 2018, 199). While adherents of critical phenomenology retain phenomenology’s traditional emphasis on first-person experience, they also diverge from its emphasis on subjectivity by focusing instead on intersubjectivity (Murphy 2018, 199). Here, La Caze refers to Lisa Guenther’s notion that critical phenomenology is not simply a theory but a “practice of liberation”; that is, it conceives of phenomenology as a philosophy that is constantly transforming, and which, in turn, transforms the world (Guenther 2017, 203, cited in La Caze 2018, xiv). Hence, contrary to the common view that phenomenology is purely “descriptive” (Murphy 2018, 199), this volume insightfully demonstrates how it has real-world application through its capacity to inform and motivate action. The volume has a facilitative tripartite structure encompassing: (1) “Experiences of forgiveness”, (2) “Paradoxes of forgiveness”, and (3) “Ethics and politics of forgiveness”. Before evaluating the volume further, I will discuss the key claims posited by the writers of each section. 

  1. Experiences of Forgiveness

The writers of section one reveal how the complexities of forgiveness are accentuated when it is examined in terms of the lived experiences of individuals and collectivities. They also reveal how the specificity of these experiences may prompt us to question those conventional notions of morality and religion that are intended to have universal application. In chapter one, Shannon Hoff examines what constitutes a morally “good” action in relation to Hegel’s account of conscience, confession and forgiveness in Phenomenology of Spirit (Hoff 2018, 4). According to her interpretation, this complex issue of moral action is staged as a confrontation between a moral agent who performs what she considers a “good” act and a judge who assesses its morality (or lack thereof) (4). Importantly, this confrontation embodies a necessary contradiction. Theoretically-speaking, applying moral standards is meant to be universal, unambiguous and objective (7). However, in actuality, realising a moral law through action is necessarily performed from a biased standpoint because a specific agent must devise her own understanding of this law in a highly distinctive situation (4-5). In this situation, both the agent and judge are human and thus imperfect; lacking omniscience, they can only view things from their own perspectives, perspectives that are necessarily shaped by their own experiences, projects and interests (4-6). Rather than self-righteously reproaching an agent for her biased standpoint, Hoff argues that we should assess an action’s moral value through intersubjective means, that is, by simultaneously empathising with others’ situations and being open to their criticisms, and vice versa (15).

Importantly, Hoff offers valuable insights into how Hegel’s account of forgiveness can be applied to tackle controversial political issues. Her analysis is particularly relevant to a political environment increasingly characterised firstly by “intersectionality” (17), wherein multifaceted and often conflicting notions of identity render pursuing justice even more complex. Secondly, the political terrain has also been significantly altered by the rise of social media (12), whereby the “public naming and shaming” that occur, for example, on Facebook, Twitter and Instagram often only permit a reductive response to complex political issues. Consequently, productive public discourse is stifled; one is either praised or condemned for supporting or dismissing a viewpoint. By contrast, Hoff demonstrates how one could respond constructively to sensitive socio-political issues like adopting another’s perceived oppression as one’s own cause (12). She provides the example of a Westerner (e.g. a “middle-class, white, Canadian man”) combatting what he perceives as the mistreatment of women in a manifestly different cultural environment (e.g. a “specific, conservative, Muslim culture”) (11). Hoff claims that such an individual’s desire to perform a “good” act should neither be ridiculed nor dismissed (8 and 14), for instance, by claiming that he is not equipped to help just because he is neither Muslim nor a woman. Rather, she argues that we should view his pursuit in a positive light as his chance for further education, self-interrogation and change; ideally, he would seek to learn more about the other’s situation (from the other) and critique his own actions based on any newly-acquired knowledge (14).

In chapter two, Nicolas De Warren explores how Arendt’s phenomenological approach to forgiveness emphasises its temporal, intersubjective and ontological dimensions (De Warren 2018, 25). Understanding Arendt’s conception of forgiveness, de Warren claims, requires an understanding of how it is bound up with two other key concepts in her philosophy: “natality” and “plurality” (25). Forgiveness, for Arendt, firstly entails plurality because the act of forgiving requires at least two people (the forgiver and the forgiven); one cannot forgive one’s own act of harming the other (33). Secondly, Arendt grounds her concept of natality in the interrelated notions of “respect” and “distance” (37-38). For De Warren, Arendt’s emphasis on respect means that she thereby departs from traditional moral or religious conceptions of forgiveness. Rather than emphasising conventional concepts like “salvation, charity” and “intimacy”, Arendt highlights the gap that respect (re)institutes in the self-other relationship that allows the other (whom one has forgiven) to appear “unequal to her appearance” (38-39, emphasis in original). That is, the other is thereupon presented as different from her past self; her identity no longer coincides with her misdeed/s (34). This reinstitution of distance, de Warren claims, is essential to natality as it allows the self-other relationship to begin anew; the other reacquires her “agency” and capacity for action, aspects she effectively gave up by doing us wrong (33-34 and 39). By thus freeing us (or in Arendt’s terms, “redeeming us”) from the immutability of the past, forgiveness brings about the “re-temporaliz[ation]” of interpersonal relationships (25-26, 30 and 34). As will become apparent, many writers in the volume also draw explicitly or implicitly on this concept of forgiveness as renewal; indeed, Arendt’s philosophy seems to form the volume’s undercurrent. 

In chapter three, Simone Drichel draws on Emmanuel Levinas‘ writings to explore how forgiveness is experienced during and after trauma. Drichel finds it curious that forgiveness does not feature more prominently in Levinas‘ philosophy, given its relevance to his account of “traumatic subject constitution” in more mature works like Otherwise than Being (Drichel 2018, 43-44). Importantly, she challenges what she views as Levinas‘ “‘counter-intuitive’” claim in his notion of “ethical relationality” that one’s “vulnerable exposure” to others is always experienced as a “‘good trauma’” (44 and 55). Indeed, Levinas even suggests that this vulnerability should be embraced instead of dreaded or evaded (46). In her challenge to Levinas, Drichel investigates the links between his later idea of the “traumatic force of the il y a” (in Otherwise than Being) and psychoanalytic accounts of trauma (44 and 52). While acknowledging that Levinas himself was unsympathetic towards psychoanalysis, she also argues that there are key similarities between Levinas’ conception of the “il y a” and the psychoanalyst, D. W. Winnicott’s conception of “early infantile traumatization” (50-51). In both notions, Drichel claims, the reaction to trauma is a “flight into monadic existence” or a defence mechanism that the individual employs to protect herself against trauma (52).

Such a reaction, Drichel claims, is problematic because it is damaging to both ethics and relationality. By fleeing into a state of “invulnerability”, the traumatised individual thereby becomes insusceptible to the other’s “ethical demand”, rendering her effectively “‘ethically impaired’” (50 and 52, emphasis in original). Drichel argues that this “unethical ‘inversion’” undermines Levinas‘ ethical framework and is thus something to which he should have paid more attention (52-53). To increase its robustness, Drichel suggests that Levinas‘ trauma-based ethics needs to be supplemented by a psychoanalytic interpretation of trauma’s devastating impact (51). She draws on the Hungarian psychoanalyst, Sandor Ferenczi and the Austrian author and Holocaust survivor, Jean Améry’s suggestions that forgiveness is only possible through restoring ethical relationality, that is, by restoring the self’s capacity and willingness to leave its fortress of invulnerability and be rendered vulnerable to the other once again (54-57). As with Arendt, forgiveness for Drichel thus involves the renewal and transformation of the self-other relationship, which she conceives broadly as reinstituting an “ethical” relation with the “world of others” (58). Moreover, for Drichel, this willingness to re-experience vulnerability in turn relies on the community’s establishment of a secure, “‘holding environment’” around the individual (an expression she borrows from Winnicott) which tempers the sense of isolation that follows the traumatic event (45 and 55).

In chapter four, Peter Banki takes up this theme of trauma by examining how a devastating event like the Holocaust can dramatically change one’s views of forgiveness. To do this, Banki investigates the contradiction between Vladimir Jankélévitch’s position on forgiveness in Forgiveness (Le Pardon) (1967) and his later work, Pardonner? (1971), a contradiction acknowledged by Jankélévitch himself (Banki 2018, 66 and 72). In his earlier work Forgiveness, Jankélévitch argues for a “hyperbolical ethics of forgiveness” based on love, whereby even the unforgivable must be forgiven (66). However, later in Pardonner?, Jankélévitch claims instead that the unforgivable cannot be forgiven; indeed, for him, the mass murder of Jews (the Shoah) marked forgiveness’ demise (72). Banki, however, does not view this contradiction as a weakness of Jankélévitch’s philosophy, claiming instead that it is an appropriate response to the “hyper-ethical” nature of the Holocaust (66). The inhumane crimes of the Shoah cannot be forgiven because neither proportionate punishments nor specific offenders can be attributed to them (73).

For Banki, if forgiveness can be said to be found in such circumstances, it involves acknowledging Jankélévitch’s contradiction for what it is rather than trying to resolve it (66). This form of forgiveness, Banki suggests, is apparent in Jankélévitch’s decision to reject a young German’s invitation to visit him in Germany (74-75). In his letter, the German expressed feelings of accountability for the events of the Holocaust but challenged the idea that he himself was guilty for crimes he had not committed (74). Partly responsible for Jankélévitch’s refusal of the invitation was his radical view that virtually all Germans and Austrians were “Nazi perpetrators and collaborators” (72). Banki approves of Derrida’s interpretation of Jankélévitch’s refusal as the confrontation between two conflicting discourses: the reconcilable and the irreconcilable, whereby the unforgivable (e.g. mass murder) ultimately cannot be forgiven (75).

Interestingly, Banki also takes Jankélévitch’s thought even further by claiming that, in the context of forgiveness, lesser and more mundane wrongdoings can be viewed in the same way as inhumane crimes like the Shoah (77). This is because any wrongdoing cannot be entirely forgiven; a trace of the unforgivable will always remain. This leads Banki to the radical conclusion that forgiveness does not exist and may have never existed (77). In saying this, Banki’s reading of Jankélévitch departs from religious accounts of forgiveness (e.g. the Judeo-Christian account) which assume that forgiveness occurs whenever it is undertaken in the spirit of good will and magnanimity (77). Banki’s suggestion that forgiveness may have never existed is perhaps the most radical view of forgiveness or unforgiveness presented in the volume. While Banki does suggest that an “impure forgiveness” based in Jankélévitch’s thought may yet be created in the future, he does not really expand on what this might look like (77). His chapter thus ends with a promising suggestion for future research.

  1. Paradoxes of Forgiveness

The writers of section two take up the previous notion of contradiction as their overall theme when exploring collective forgiveness, self-forgiveness and the role of forgiveness in politics (or lack thereof). In chapter five, Gaëlle Fiasse demonstrates how Paul Ricoeur’s account of forgiveness, for example, in Memory, History and Forgetting, displays interesting points of similarity and difference to/from Derrida, Jankélévitch and Arendt’s (Fiasse 2018, 85 and 88). Like certain aspects of Jankélévitch and Derrida’s philosophies, Ricoeur conceives of forgiveness as an “unconditional gift” of love (91). As Fiasse explains it, Ricoeur’s innovative conception of forgiveness is represented by the intersection of two asymmetrical axes, with the asymmetrical aspect implying that a wrongdoing does not automatically imply forgiveness of it. The upper and lower poles of the vertical axis are occupied by the unconditional gift of forgiveness and the “depth of the fault of the wrongdoer”, respectively (87). Influenced by Jankélévitch, Ricoeur begins his account with the gravity of the misdeed rather than the unconditional gift of forgiveness to emphasise the magnitude of the wrongdoing and the need for the wrongdoer to be held accountable for his/her unjust actions (88). Moreover, like Arendt, forgiveness, for Ricoeur, implies a renewal of the self-other relationship through the reinstitution of agency and action to the wrongdoer (90).

On the one hand, Fiasse acknowledges Ricoeur’s claim that forgiveness can only be realised between people rather than political and juridical institutions (87 and 92). (In my later discussion of chapter seven, I will show that this specific view of Ricoeur’s is also shared by Edith Stein.) On the other hand, Fiasse also posits that the above-mentioned institutions may play a larger role in Ricoeur’s own philosophy than he sometimes suggests through his notion of the “incognito” (an expression she borrows from Klaus Kodalle) or “spirit of forgiveness” (87 and 93). She highlights how, in these institutions, the “incognito” of forgiveness tempers the violence involved in punishments, for instance, by allowing the wrongdoer a fair trial and access to rehabilitation, and also facilitates the resumption of regular interpersonal relationships voided of hatred and vengeance (87, 93 and 95). In emphasising this possibility of renewal, Ricoeur, Fiasse claims, thereby departs from Derrida’s belief that forgiveness is unattainable (85 and 87).

In chapter six, Jennifer Ang explores this key theme of renewal from the perspectives of both forgiveness and self-forgiveness. Like Banki, she investigates how experiencing a traumatic event like the Holocaust can prompt a serious reconsideration of one’s position on forgiveness. To do this, Ang draws on the Italian-Jewish writer, chemist and Holocaust survivor, Primo Levi’s notion of the “gray zone”, a notion she applies to challenge the supposedly clear-cut distinction between “innocent” victims and “morally reprehensible” collaborators under totalitarian regimes like Nazism (Ang 2018, 103). Levi, Ang claims, questions one’s right to morally condemn collaborators if one has not lived through the traumatic events of the Holocaust. Accounting for Levi’s disapproval of hasty moral condemnation, Ang is not interested in whether we could or should forgive the Nazis or collaborators. Rather, she uses key concepts in Sartre’s phenomenology such as bad faith, shame and guilt to explore how individuals responded to morally ambivalent situations during World War II (103).

Ang attributes different types of “bad faith” to different types of Holocaust collaborators, depending on the type and degree of their “collaboration, complicity and compromises” (108). Active collaborators who held privileged positions like the president of the Lodz ghetto, Chaim Rombowski, were in “bad faith” because they erroneously believed that they could act with absolute freedom, that is, completely unconstrained by their facticity (105-106). Ang claims that these collaborators engaged in self-deception; despite recognising that they were accountable for their immoral decisions, they chose to believe that they could not have acted otherwise (106). Turning to the other extreme, Ang claims that Holocaust survivors like Levi who were severely plagued by guilt and shame were also in “bad faith” because they erroneously believed that they were fully defined by their facticity, of which their past choices were a large part (106 and 108). They also mistakenly believed that those who died by suicide or other causes during the Holocaust were better and more courageous people than themselves (108 and 113). Recovery for these tormented survivors, Ang argues, entails realising that their past does not fully define them because they had been thrown into a “gray zone” wherein any decision would have been morally ambiguous (112). Acknowledging this would allow these survivors to reconfigure their perception of themselves at the end of the Other’s “look”; they would gradually be able to release their feelings of self-hatred and project themselves towards an open future (109-12). Viewed from this reconfigured perspective, survival, Ang suggests, could be perceived not as shameful but rather as an act of defiance against the anti-Semite’s machinations (113).

In chapter seven, Antonio Calcagno explores Edith Stein’s social ontology, redirecting the reader’s attention from how individuals experience forgiveness/self-forgiveness to the phenomenon of collective forgiveness (Calcagno 2018, 118). On the one hand, Stein concurs with Max Scheler that collective responsibility and forgiveness are possible (117). On the other hand, Stein disagrees with Scheler’s notion of the “collective person” whereby individual members “identify” and merge with each other to form a “super-individual”; these members genuinely “feel themselves as one person” (117 and 121). According to Calcagno, understanding Stein’s position on collective forgiveness requires understanding her distinction between two types of sociality: society and community (118). Societies are formed when their members come together to attain a specific objective whereas communities are characterised by a more potent lived experience of sociality whereby people are connected by a “shared sense or meaning”, such as grieving over a mutual friend’s passing (119-20 and 126). While acknowledging that forgiveness in a community can be similarly conceived as a shared sense or meaning, Stein, like Ricoeur, maintains that acts of extending and receiving forgiveness can only transpire between individuals, not groups (118). What prevents Stein from agreeing with Scheler’s notion of the “collective person”, Calcagno suggests, is her “strong sense of individuation” (121). This in turn arises from her view that the combination of “body [and affect], psyche and spirit” that is expressed in an individual’s “personality” is idiosyncratic to that individual (121), thereby implying the impossibility of attributing a singular combination of traits to multiple unique individuals.

Calcagno’s innovative move here is extending Stein’s account to consider how forgiveness can also feature within a society as a common goal (124). He provides the example of the Canadian government’s commitment to achieving reconciliation between Indigenous and non-Indigenous individuals. This involved formulating, accepting and adhering to, the recommendations set forth by Canada’s Truth and Reconciliation Commission, the latter of which was responsible for investigating injustices within the residential school system (124-25). As my imminent discussion of chapter eight will demonstrate, Geoffrey Adelsberg, by contrast, views the Canadian government’s attempt at reconciliation with a more critical eye. Nevertheless, Calcagno’s overall suggestion about forgiveness’ role in a society highlights forgiveness’ potential contribution to socio-political change and thus warrants further investigation.

In chapter eight, Adelsberg’s analysis of forgiveness revolves around a real-world event, namely the Dakota Access Pipeline protests at Standing Rock, North Dakota (Adelsberg 2018, 131). Adelsberg uses this event as a case study to support his claim that causing enduring harm to others is damaging to, and defeats the purpose of, appeals for forgiveness. During the protests, a group of military veterans represented by Wes Clark, Jr., requested forgiveness for past injustices caused by settler colonialism in the Oceti Sakowin Territory (131). On the one hand, Adelsberg acknowledges the positive aspects of this request; it was a gesture of respect towards the natives and constituted the first steps towards showing regret and accountability for the settlers’ unjust actions (133 and 138). On the other hand, Adelsberg claims that Clark’s appeal for forgiveness ultimately fell short of its aim to renew the relationship between both parties (131-32). Justifying this claim, he refers to Glen Coulthard’s critique of the Canadian politics of reconciliation, drawing especially on Coulthard’s claim that the discourses of transitional justice had been misused therein. According to Coulthard, such discourses had been wrongfully mobilised to forgive past injustices rather than to recognise the devastating truth of present and continuing wrongdoings (134). Applying similar criticisms to the Standing Rock protests, Adelsberg claims that current issues like land rights, Native sovereignty and self-governance have been similarly overlooked (131 and 134). Taking a phenomenological perspective, Adelsberg concludes that Clark failed to achieve a “renewed moral relationship” between the parties because he neither recognised the gravity of continuing wrongs nor sought collective ways to rectify them (132).

Adelsberg makes his second main criticism of Clark by drawing on Leanne Simpson’s critique of Canadian prime minister, Justin Trudeau’s approach to reconciliation (138). Like the figure of Trudeau depicted in Simpson’s critique, Clark’s response, Adelsberg claims, failed to transcend a “gestural politics of juxtaposition”; that is, his appeal for forgiveness attained its significance mainly because it embodied a different and improved approach to reconciliation and forgiveness from the past (138-39). For Adelsberg, this entails that Clark’s message lacked real-world effect. It did little to advance the movement towards taking collective responsibility for injustices because Clark was not sanctioned by his peers to deliver his message of forgiveness; the views he expressed were thus mainly limited to his own (132 and 139-40).

  1. Ethics and Politics of Forgiveness

Further exploring themes already introduced in the volume, the writers of section three examine the role of forgiveness in morally and politically ambivalent situations created under totalitarian rule. In chapter nine, Matthew Sharpe examines Camus’ notion of forgiveness in works written after L’Homme Revolté (1951) that were influenced by the events of World War II (Sharpe 2018, 149). Sharpe identifies three key features of Camus‘ account of forgiveness in these later works: (1) an emphasis on self-forgiveness, (2) the separation of forgiveness from notions of both “absolute innocence” and “objective guilt” or “original sin”, and (3) the important role of forgiveness in establishing and sustaining cohesion amongst people (160-61). Like Ang and Banki’s analyses, Sharpe’s interpretation of Camus features the perspective that the inhumane world created by totalitarian regimes like Hitler’s Germany and Stalin’s Russia significantly reconfigured how thinkers perceived forgiveness (153 and 155). In Camus’ own view, totalitarianism “institutes a world without innocents, and without innocence”, thereby rendering forgiveness impossible (153).

In chapter ten, David Brennan investigates how Václav Havel’s views of forgiveness were developed against the background of the turbulent post-Communist period in Czechoslovakia and were informed by his phenomenological conception of political morality (Brennan 2018, 166). Prior to its downfall in 1989, the Communist Government employed informants to uncover possible dissidence amongst its citizens to secure maximum control (165). Havel, a dissident himself, became President in 1990 and thus had to address the challenging issue of collaborators, some of whom had severely mistreated their fellow citizens (166 and 170-71). Brennan focuses on the ambivalence of Havel’s response to the collaborators. While Havel denounced the witch-hunt provoked by the newly instituted “lustration act” (1991), he nevertheless did not stop the “public naming and shaming” of those who had committed severe wrongdoings (170-71). According to Brennan, this is because Havel recognised that those who had been mistreated deserved justice and that he could therefore not mandate all citizens to forgive the collaborators (174). Nevertheless, influenced by Arendt, Havel was keenly aware of the centrality of forgiveness to renewal, both for individuals and within the wider political domain (170 and 173-75).

Havel’s inclusion of forgiveness in his response to the dilemma was heavily criticised by some (166 and 172). Brennan claims that Havel’s response was firstly influenced by his mentor, Jan Patočka’s notion of “living in truth”, that is, ensuring that our actions are governed by our relationships with, and accountability to, other humans rather than political exigencies. Under this view, politics is not the main determinant of action, but rather one consideration among many (167). Secondly, Havel, Brennan claims, was influenced by Tomáš Masaryk’s humanist philosophy and thus believed that morality could not be separated from politics (167-68). Accordingly, Havel was sceptical of passing hasty “guilty” or “not guilty” judgements on collaborators who had been placed in a morally compromising position by the government (169). Lastly, Brennan astutely points out that both Arendt and Havel recognised that many wrongdoings were committed unconsciously because collaboration was so deeply embedded within social relationships that it was hard to detect (174-75). Like Ang’s interpretation of Levi, then, Brennan’s analysis of Havel also raises the issue of whether one could be required to request forgiveness for wrongdoings over which one had little awareness and control.  

In chapter eleven, Karen Pagani, like Hoff, contextualises her Heideggerian analysis of collective, political forgiveness within the rise of information technology and social media (Pagani 2018, 181). Central to this development for Pagani is the ability for anyone to engage in public discourse, however informed their opinions may be (181-82). Pagani does not critique this development due to her belief that public discourse on political forgiveness must admit a diversity of views from various disciplines (182-83). Although recognising the challenge of trying to achieve agreement in this discourse, she, like political theorists such as Donald Shriver, stresses the need to establish “shared, conciliatory narratives” (181-82).

Pagani’s account nicely complements Ang’s analysis of individual self-forgiveness by demonstrating how self-forgiveness can also be collective. Pagani draws on Heidegger’s notions of “care, resoluteness, and the call of conscience” in Part II of Being and Time (1927) to explore the place of “self-reflexive ‘forgiveness’” in Dasein’s existence (181 and 190). Dasein, she claims, forgives itself when it accepts that it had diverged and will continue to diverge from its authentic self by being influenced by the “they-self” (190). Self-forgiveness is necessary to Dasein’s existence because Dasein can neither completely divorce itself from the world where the “they” reside nor remain permanently in an authentic state. For Pagani, forgiveness in Heidegger’s philosophy thus constitutes the path by which Dasein transitions between the “I-self” and the “they-self” (190). To advance her argument, Pagani extends this notion of self-forgiveness to the Dasein of a collectivity, arguing that a group of individuals can also be deceived by the “they-self” (191). Linking collective self-forgiveness to politics, Pagani, like other writers in the volume, emphasises renewal, which she conceives as the generation of new collectivities through the process of reconciliation (193).

In chapter twelve, Ann Murphy departs from the approach of other writers in the volume by not performing a phenomenological analysis of how forgiveness is experienced but concentrating instead on how forgiveness could enhance the phenomenological method (Murphy 2018, 197). While acknowledging the common view that the phenomenological method is primarily descriptive, Murphy is nevertheless more interested in how it could be carried out in a critical, “ameliorative” spirit to support and thereby advance ethical and political endeavours (197). Murphy begins her analysis by reminding us that even Edmund Husserl’s writings adopted this critical, ethical and political approach because he perceived the crisis in the European sciences as a wider “crisis of humanity” (197-98). Husserl, Murphy claims, thus endowed phenomenology with a “redemptive” power, an aspect shared by notions of restorative justice and forgiveness (198). Moreover, like Arendt, redemption for Husserl is achieved through renewal, which he conceives as critically examining the past to enhance the future (198).

For Murphy, the more contemporary practice of critical phenomenology draws further on this redemptive or “restorative spirit” that often remains concealed in phenomenology (199). Murphy claims that analysing shame as a “philosophical mood” is key to understanding how forgiveness can bring out phenomenology’s ameliorative potential (201-202). Drawing on the work of Michèle le Doeuff, Judith Butler and Levinas, she argues that philosophy’s shame stems from its misguided attempts to reject other disciplines by maintaining the illusion that it is the superior discipline (201-202). Furthermore, central to the redemptive potential of philosophical shame is its “ambivalence”; philosophy can either try to remain self-contained or it can engage in a constructive self-critique that acknowledges the merit of other disciplines (202). Influenced by Robert Bernasconi, Murphy concludes the volume on the hopeful note that this ameliorative approach will project phenomenology into an open future (204 and 206-207).

I conclude with some overall evaluative remarks about the volume that have been derived from the critical overview presented above. First, given its adoption of the “wild phenomenology” approach, this volume might be of more interest to readers with a similarly broad and open-ended understanding of phenomenology rather than those with a stricter understanding. Being sympathetic to the volume’s approach, I believe that the addition of thinkers not typically associated with phenomenology, especially Arendt and Derrida, produces an intricate, dialogical and consequently enriched discussion of forgiveness.

Second, while the volume covers both theory and practice (La Caze 2018, xv), its focus on critical phenomenology effectively highlights the practical implications of the phenomenological method in terms of how ideas of forgiveness are exemplified in, and can be applied to, real-world situations. Adelsberg’s phenomenological analysis of the Dakota Access Pipeline protests is a case in point. While critical phenomenology may not appeal to those interested in a primarily theoretical discussion of phenomenological ideas, I believe that this “practical” emphasis makes the volume highly accessible and engaging and provides promising openings for future research. (See, for example, my earlier comments on Banki and Calcagno’s chapters.)

Third, the volume offers important philosophical insights into the complexities of forgiveness by combining diverse and sometimes conflicting views of similar types or modes of forgiveness such as individual and collective forgiveness, and self-forgiveness. Diverse views of the same real-world events (e.g. the Holocaust and Canada’s attempts at reconciliation) are also provided, highlighting that there is rarely a clear-cut answer to how and when forgiveness might be given or not given. Indeed, the inclusion of an entire section on the “paradoxes of forgiveness” demonstrates La Caze’s appreciation of forgiveness’ complexities and nuances.

Lastly, despite the diversity of perspectives presented, continuity is maintained throughout the volume because central themes like trauma, conflict, renewal and futurity are regularly revisited. The choice of these themes is commendable in two main ways. First, and related to point three above, the writers’ analyses of trauma and conflict remind us that forgiveness is not a straightforward concept by directing our attention to situations where forgiveness’ limits are tested. Second, the focus on renewal and futurity highlights the important point that forgiveness is rarely an end in itself; rather, it is a pathway towards revitalised relationships and socio-political advancement. Overall, the volume provides an insightful, nuanced and frank exploration of forgiveness and was a pleasure to read.

References: 

La Caze, Marguerite. 2018. “Introduction: Situating Forgiveness within Phenomenology.” In Phenomenology and Forgiveness, edited by Marguerite La Caze, vii-xxii. London: Rowman and Littlefield International.

Hoff, Shannon. 2018. “The Right and the Righteous: Hegel on Confession, Forgiveness, and the Necessary Imperfection of Political Action.” In Phenomenology and Forgiveness, edited by Marguerite La Caze, 3-24. London: Rowman and Littlefield International.

De Warren, Nicolas. 2018. “For the Love of the World: Redemption and Forgiveness in Arendt.” In Phenomenology and Forgiveness, edited by Marguerite La Caze, 25-42. London: Rowman and Littlefield International.

Drichel, Simone. 2018. “’A forgiveness that remakes the world’: Trauma, Vulnerability, and Forgiveness in the Work of Emmanuel Levinas.” In Phenomenology and Forgiveness, edited by Marguerite La Caze, 43-64. London: Rowman and Littlefield International.

Banki, Peter. 2018. “Hyper-Ethical Forgiveness and the Inexpiable.” In Phenomenology and Forgiveness, edited by Marguerite La Caze, 65-82. London: Rowman and Littlefield International.

Fiasse, Gaëlle. 2018. “Forgiveness in Ricoeur.” In Phenomenology and Forgiveness, edited by Marguerite La Caze, 85-102. London: Rowman and Littlefield International.

Ang, Jennifer. 2018. “Self-Forgiveness in the Gray Zone.” In Phenomenology and Forgiveness, edited by Marguerite La Caze, 103-16. London: Rowman and Littlefield International.

Calcagno, Antonio. 2018. “Can a Community Forgive? Edith Stein on the Lived Experience of Communal Forgiveness.” In Phenomenology and Forgiveness, edited by Marguerite La Caze, 117-30. London: Rowman and Littlefield International.

Adelsberg, Geoffrey. 2018. “Collective Forgiveness in the Context of Ongoing Harms.” In Phenomenology and Forgiveness, edited by Marguerite La Caze, 131-46. London: Rowman and Littlefield International.

Sharpe, Matthew. 2018. “Camus and Forgiveness: After the Fall.” In Phenomenology and Forgiveness, edited by Marguerite La Caze, 149-64. London: Rowman and Littlefield International.

Brennan, David. 2018. “Václav Havel’s Call for Forgiveness.” In Phenomenology and Forgiveness, edited by Marguerite La Caze, 165-80. London: Rowman and Littlefield International.

Pagani, Karen A. 2018. “Toward a Heideggerian Approach to the Problem of Political Forgiveness, or the Dignity of a Question.” In Phenomenology and Forgiveness, edited by Marguerite La Caze, 181-96. London: Rowman and Littlefield International.

Murphy, Ann. V. 2018. “Phenomenology, Crisis, and Repair.” In Phenomenology and Forgiveness, edited by Marguerite La Caze, 197-208. London: Rowman and Littlefield International.

Gerhard Richter: Thinking with Adorno: The Uncoercive Gaze, Fordham University Press, 2019

Thinking with Adorno: The Uncoercive Gaze Book Cover Thinking with Adorno: The Uncoercive Gaze
Idiom: Inventing Writing Theory
Gerhard Richter
Fordham University Press
2019
Paperback $32.00
240

Jacques Derrida: La vie la mort: Séminaire (1975-1976)

La Vie la mort: Séminaire (1975-1976) Book Cover La Vie la mort: Séminaire (1975-1976)
Bibliothèque Derrida
Jacques Derrida. Edited by Pascale-Anne Brault and Peggy Kamuf
Seuil
2019
Paperback 24.00 €
372

Reviewed by: Mauro Senatore (Universidad Adolfo Ibáñez, Santiago de Chile)

“Who am I, Jacques Derrida?” In the attempt to address this apparently naïve question in the collection of essays entitled The Animal That Therefore I Am, Derrida sketches a suggestive “intellectual autobiography” (144). He tells us that he invented a series of figures―mark, grammē, trace, and différance―that allow for a differential account of all living beings, of all sorts of relationships between the living and the dead. It is to this story, Derrida goes on, that one should retrace his early project of grammatology―the project of replacing the notions of word (parole), sign, and signifier, with the aforementioned figures (see Of Grammatology, 1967). Since then, he had re-elaborated the oppositional account of life, based on the humanist conception of language, into the differential account made possible by the analogical code of grammē. For Derrida, the humanist and oppositional account of life hinges on an axiomatic demarcation. On the one hand, we have animal autorelation (the animal ability to move, feel and affect itself with traces of itself, which is traditionally opposed to inorganic inertia); on the other hand, we have human self-reference or autodeicticity (one’s power to refer to oneself in a deictic way, that is, by saying “this is me,” 131-2). The logical matrix of Derrida’s argument for a critical re-elaboration of the humanist account of life consists in calling into question this axiomatic demarcation of animal autoaffection and human self-reference. Building on his early work (above all, Voice and Phenomenon, 1967), Derrida rethinks autorelation as the minimal condition of life, including human life, and thus self-reference as an effect of autorelation, with all that this implies―to begin with, the departure from phenomenology as a thinking of the self-referent living present.

By subscribing to this autobiographical sketch, we welcome the publication of Derrida’s 1975-76 seminar La vie la mort (Life-death) as it unfolds another stage in Derrida’s development of his grammatological and differential account of life and adds another figure in the series, that of life-death. This seminar engages in a re-elaboration of the problematics of biologism, the biographical, and the relation between philosophy and the life sciences, by taking as its guiding thread Nietzsche’s thought of life-death. In their introductory note, the editors recall that Derrida taught this seminar at the École Normale Supérieure, between fall 1975 and spring 1976, as a preparation to the exams of agrégation, whose programme was “La vie et la mort.” As the editors remark, in §1 Derrida offers a long explanation of the modification that he made on the institutional title of the seminar (without the conjunction “et”). Furthermore, the editors point out that some parts of the seminars were revised later to be presented in conferences and/or published in books (§2, §§8 and part of 9 and §§11-14; 13-14). Strikingly, Derrida neither presented nor published the part of the seminar dedicated to the biology of his time, namely, genetics (§1 and §§4-6). On my reading, this circumstance remains unexplained and cannot be justified by the hypothesis that, in the seminar, Derrida subscribes to an untimely or anachronistic scientific position―whether compromised by genetics or prefiguring its epigenetic overcoming. Indeed, as I will suggest, he offers an informed account of contemporary biological debates. In §7, Derrida provides us with two indexes concerning how this seminar may be read. The first index is the theoretical presupposition of a historical unity from which he selected the texts examined in the seminar. Derrida identifies this unity as the field that extends from Nietzsche’s and Freud’s discourses to the biology of his time. Besides the scientific achievements that, since Nietzsche, have transformed the knowledge of life profoundly, Derrida argues, this field is informed by the account of life as a semiotic remark (183). The second index gives a clearer and more reassuring picture of the way the seminar develops from session to session. Derrida explains that it unfolds as a three-stage movement. Each stage describes a ring which would consist of a point of departure (and articulation, in the case of rings 2 and 3), corresponding to Nietzsche’s life-death, and a topic (modern biology, Heidegger’s Nietzsche, and Freud’s Beyond the Pleasure Principle). In what follows, I put these instructions to the test through a selective reading of the analyses that Derrida develops in each session.

§1 plays an introductory and parergonal role with respect to the aforementioned three-ring movement. It justifies Derrida’s intervention on the title of the programme of agrégation (la vie et la mort) and discusses the concept of programme. Derrida begins by explaining that he substitutes the hyphen (or spacing) for the original conjunction in order to call into question the logic according to which the relationship between life and death had been thought. He traces this logic back to Hegelian dialectics, which he proposes reading as a powerful thinking of life and death. The conjunction between these two terms presupposes the concepts of position, double position and opposition, which constitute the motor schemes of Hegelian dialectics. To test his hypothesis, Derrida refers his students to the syllogism of life from the last section of The Science of Logic that he summarizes as the movement in which life reappropriates itself as the life of spirit through natural death. In his subsequent remarks, Derrida makes it explicit that, by intervening on the institutional title, he does not aim to counter the logic of position undergirding the conjunction of life and death with another logic, but he points to another “topics” in which the concepts of position and presence would be an “effect of life-death” (24-25). In his lexicon (see the elaboration of presence as an effect of différance in the essay “Differance,” 1968), here Derrida suggests rethinking what had been thought as life and death from within the system of life-death that he develops in the seminar. Ultimately, Derrida recalls that his discrete and yet violent intervention on the title of the programme of agrégation consists in a political gesture, that of rewriting an inherited programme. It is motivated by his uneasiness in following the programme and by the strategical decision of countering the institution of agrégation from within. Finally, through this rewriting, he reverts the subject of the programme into the object of his deconstructive re-elaboration.

From this point on, §1 engages in an exploration of the value of programme by analyzing how it is constructed by Nobel Prize molecular biologist Francois Jacob in his masterwork The Logic of Life (La logique du vivant, 1971). The session thus anticipates the topic of ring 1. Derrida points out that, in the introduction to the aforementioned book (entitled “The Programme”), Jacob describes biological heredity by means of a metaphorical code (information, message, and programme)―a “semiotic” and “grammatical” code (30)―which is shared by cultural and educational discourses and whose unity is secured by the concept of reproduction as a life condition for both living beings and institutions. In the subsequent analyses, Derrida demonstrates that Jacob fails to account for this code and metaphoricity, which he designates as more “fundamental” (30), and relapses into a concept of code and metaphoricity that is marked by a philosophy of life. In particular, Derrida draws attention to Jacob’s analogical account of the two turning points of evolution―the beginning of life and that of language―as the emergence of two mechanisms of memory, biological and cerebral memory. Jacob offers two different versions of this analogical account. In the first version, he distinguishes the two memories according to their degree of rigidity/plasticity, which explains the ability of cerebral memory to transmit acquired characteristics. In relation to this version, Derrida observes that this analogical account is made possible by the fact that, according to the biological discourse of his day, genetic memory operates like a language. In other words, the code of Jacob’s description of genetic programme is the same as the code employed by modern discourses (informed by psychoanalysis, linguistics and Marxism) to describe institutional and educational programmes. According to this metaphorical code, subjects are “effects” and not authors of programmes, which ultimately hinge on the relations among forces aiming to make their reproduction prevail (37). Derrida refers to Jacob’s description of reproduction not as a copy but as a variation within a strictly normed code, in order to highlight the metaphorical code of modern biological and cultural discourses. Finally, according to Derrida, the implications of this analogy are that: (a) Jacob describes the difference between the two memories as a quantitative difference rather than an opposition; (b) the removal of the biological/cultural (and thus animal/human) divide grounded on humanist ideologies liberates an analogical and differential account of life. In the second version of his history of evolution, Jacob distinguishes the two memories in the light of their relationship to the environment. According to Jacob, the genetic programme only admits contingent, that is, non-deliberate (or non-conscious, as Derrida puts it) changes. In this case, the opposition between genetic and cerebral-cultural programmes rests on the opposition between contingent and deliberate changes. However, by building on modern discourses once again, Derrida remarks that the causality of change in cerebral and institutional programmes has the same style as the one that Jacob wishes to restrict to genetic programmes. Derrida thus subscribes to the achievements of the structural sciences of his time (see, for instance, Jean Piaget’s Biology and Knowledge, 1967), which provide an analogical account of biological and cultural programmes as non-deliberate processes of general restructuration before a violent intrusion. Finally, Jacob’s conception of deliberate change in cultural programmes hinges on an ideological and metaphysical opposition grounded on the presuppositions of consciousness, freedom and meaning. For this reason, Derrida argues that Jacob neutralizes the stakes implicit in the grammatical code of modern biological discourse by drawing on a still humanist and logocentric conception of that code (“a philosophy of life,” 41).

Ring 1 begins with §2, which is devoted to life-death as it undergirds Nietzsche’s new treatment of signature. Derrida points out that, today―within the historical field under scrutiny―the problematics of the biographical have undergone a re-evaluation. Both immanent and empirico-genetic readings of philosophical discourse fail to account for the biographical as the dynamic border between work and life, system and subject. Take the extreme case of the living subject of bio-logical discourse, which is evidently engaged in its field, and thus of the ensemble of ideological, philosophical and political forces that are at stake in the signature of this subject and constitute “the inscription of the biographical in the biological” (50). According to Derrida, Nietzsche discloses this new historical field by treating philosophy and life, the life sciences and philosophy of life, with/in its name―that is, by putting his signature into play, or making his work into “an immense bio-graphical paraph” (50). Derrida thus proposes a reading of Nietzsche that does not fall back into an abstraction of the biographical. To this end, he turns to the self-presentation that Nietzsche performs in the preface to Ecce Homo. In particular, Derrida focuses on two statements from this preface: (a) I live on the credit that I give myself; (b) the fact that I live is perhaps a prejudgment. I shall try to summarize Derrida’s elaboration. The premise of (a) is life-death: the living name-bearer is dead as it signs (as it says “I live” or “this is me”). Therefore, what returns―the name, and not the living name-bearer―is always the name of the other. It follows that I sign (I say “I live”) under this contract that I engage with “myself,” which is made possible by the return of the name. Finally, (b) holds as this contract can be honored only because the living name-bearer is dead, and thus by living name-bearers to come. On my reading, here Derrida develops the kind of nonhumanist conception of self-reference evoked at the beginning of my review. He thinks self-reference as an effect of the minimal condition of life, namely, autoaffection (or autoregulation―as he seems to suggest in §1). Overall, Derrida argues that one can read the biographical inscription only from the contract mentioned by Nietzsche and thus only as “allo- or thanato-biographical” (61). At this point, Derrida puts his new reading protocol to the test by examining Nietzsche’s youthful work On the Future of Our Educational Institutions. He focuses on Nietzsche’s call in this text for a guide (Führer) that would rescue German spirit from its enemies. Derrida distances himself from naïve conclusions (“Nietzsche was Nazi” versus “Nietzsche did not mean that”) and, in a radical fashion, asks how Nietzsche’s message or programme could give place to the Nazi institution. Building on his new protocol of the biographical, he argues that a perverting simplification such as the Nazi reproduction of Nietzsche’s programme constitutes a possibility implicit in the structure of Nietzsche’s text, which keeps returning and offering itself to new readings and reproductions. Derrida thus demonstrates that readings―to begin with, his ongoing reproduction of the programme of agrégation―are never merely hermeneutical (as they grasp the meaning of a text): they are a “political intervention in the political rewriting of a text” (72).

In §3, Derrida makes a new transition to modern biological discourse. He takes as his point of departure the problematics of the cut/sharing (coupure/partage) between metaphor and concept. After developing a few remarks on Nietzsche, Derrida returns to Georges Canguilhem’s 1966 article “The Concept and Life,” which he had already mentioned in §1 as the example of a discourse unable to account for the analogical and semiotic code of modern biology. Derrida engages in a close reading of the theory of metaphor underpinning Canguilhem’s analyses of biologist Claude Bernard. In particular, he focuses on the dance figures that these analyses describe in the attempt to develop a relationship between the metaphor and the concept that would hold together teleological continuity and epistemological cut. Derrida ends his session by calling for a general re-interpretation of that relation. This re-interpretation would start by replacing the idea of a metaphor that anticipates a concept without anticipating it with that of an active interpretation at stake between different metaphorico-conceptual systems. In §4, Derrida reverts his focus on the text of modern biology, of which Jacob’s Logic of Life would be the representative or spokesman (111). Prior to starting another close reading of Jacob’s text, Derrida draws attention to the most evident trait of the modern biological text, the textualization of the biological referent. Modern biology writes a text on an object that has itself the structure of a text. For example, Jacob explains that the essential structure of life, reproduction, works as a text (the molecule of nucleic acid, or DNA, which he identifies as the latest great discovery in the history of the life sciences). Derrida identifies this mutation in the field of biology as the emergence of scientific modernity. The consequences of this mutation, discussed further in §6, would not be naïve as we do not speak about a science that relies on documents and archives (such as philosophy and so forth), but about the life sciences, whose object (namely, life) is presupposed by all the other sciences. Among these consequences, Derrida focuses on the fact that the model one is supposed to take from culture is already a product of life and thus that: (a) the text is the minimal structure of the living (as the object of biology) as well as of biology (as a product of life); (b) the sciences and logic of the living are no longer a regional discourse in the field of knowledge. These propositions seem to sketch a new conception of biologism that resonates with the nonhumanist and grammatological account of life evoked above. At this point, Derrida announces the task of revealing the machine that governs Jacob’s text secretly. He aims to draw out the implications of modern biology that a certain philosophy of life neutralizes. He thus traces two conceptual threads across Jacob’s text: the thread of reproduction (to which he dedicates the remaining part of §4 and §5) and that of the model (§6). Derrida begins by remarking that, starting from the title of his work (logic of the living and not of life), Jacob wants to distance himself from life as a metaphysical essence hidden behind biological phenomena and thus from vitalism. However, Derrida points out, Jacob keeps referring to the essence of the living, which he determines as the living’s capacity of self-reproduction (in line with the most metaphysical―that is, Hegelian―determination of the essence of life). Furthermore, Jacob identifies the accomplishment of this capacity as the project (the end or sense, as Derrida puts it) of genetic programme, thus subscribing to a perhaps nonhumanist and yet still teleological conception of the living.

In the remaining pages of §4 and in §5, Derrida analyses the logic of the supplement that intervenes in Jacob’s account of sexuality and death in relation to reproduction. Derrida sheds light on the law that regulates Jacob’s model of living self-reproduction, a law that the biologist does not take into consideration and yet that calls for a review of Jacob’s model. In §4, Derrida discusses the role that Jacob allows to sexuality in his model of bacterial self-reproduction. For Jacob, the sexualization of living reproduction consists in the recombination of different genetic programmes or materials. Therefore, bacterial reproduction is said to be asexual since it unfolds as the bacterium’s division into two. However, Jacob acknowledges that this process admits mutations―errors in the translation or transcription of programmes―as well as transfers of a supplement of genetic materials from the environment (for example, by means of a virus). Thus, Derrida wonders if one cannot interpret these possibilities of recombination as terms analogous to what Jacob designates as sexuality and, consequently, if the opposition between sexual and a-sexual reproduction undergirding Jacob’s model of bacterial reproduction is not called into question. Finally, Derrida demonstrates that, whereas Jacob conceives of sexuality as a supplement to the history of genetic programmes and thus to his essential determination of life as self-reproduction, the possibility of sexuality is inscribed in that history and determination. He thus argues for, at least, another model of living reproduction. In §5, Derrida reveals the logic of the supplement at work in Jacob’s treatment of death. He explains that, for Jacob, within the limits of asexual reproduction, bacteria do not die. They experience a contingent death insofar as they dissolve by dividing into two or by extinguishing their reproductive capacity. In this case, Jacob argues that their contingent death depends on the milieu, in which the bacteria would live eternally if it were possible to renew it regularly. Like sexuality, therefore, death plays as a supplement in the chain of asexual reproduction: it comes from outside, by accident, to inscribe itself as an internal law of living reproduction; it is an internal supplement. Through this logic, Derrida shows that the oppositions undergirding Jacob’s text (inside/outside, organism/milieu, life/death, and so forth) fail to account for reproduction as they give place to contradictory statements that make them tremble. Jacob’s philosophical effort to protect a purified model of reproduction as merely asexual self-reproduction (or “self-reproductive self-affection,” 129) is problematic. Therefore, Derrida concludes that, if there is a certain quantity of bacteria that reproduce themselves asexually, there are also mutations due to the milieu, as well as recombination of genetic materials, which intervene in reproduction and call for another model and another logic of life.

§6 is devoted to the problem of the relation between the text and the model. In the first part of this session, Derrida builds on two propositions from Jacob’s book, which he proposes to read together, to elaborate his conception of general textuality. The two propositions in question are: (a) “the genetic message can be translated only from the products of its own proper translation”; (b) “since Gödel, we know that a logical system is not sufficient for its own description” (155). Derrida suggests that these propositions share a paradoxical necessity, which, as I will show, consists in the structural law of a general semiotic system or code: a system that describes itself―that is described by one of its elements―can neither comprehend itself nor be comprehended. To develop his suggestion, Derrida engages in a vertiginous analysis of Francis Ponge’s line: Par le mot par commence donc ce texte. He explains that this text accounts for what can always happen when the first event―the event that is described, translated, or reproduced―is a text. Therefore, the two propositions describe the structure or syntax of a general semiotic system or code, which is governed by structural or syntactical articulations that do not aim at a referent external to the system but at elements of the system itself. For Derrida, here one understands why the concept of the text has imposed itself in the life sciences: as it accounts for the general or self-referential code described above. Ultimately, notions such as information, communication and message should be thought as intratextual to the extent that they work like a text: a message only generates a message. However, Derrida goes on, this generality or self-referentiality is, by definition, neither autistic nor tautological. If a text can be translated only by the product of its translation, it is general precisely as it cannot close upon itself (as “alterity is irreducible” 159). At this point, Derrida wonders if the situation described here is not also that of the text of modern biology (“bio-genetics,” 159), which writes on a text, the living, of which it is the product. Thus, in proposition (a), Jacob also writes about his own text, as he is one of the translators of the genetic message as well as a product of the message’s translation. Finally, the activity of the life sciences consists in the textual product of the text that it translates. Derrida observes that here one can find the very condition of scientificity: scientific understanding and deciphering are intratextual; they are inscribed within the aforementioned self-referential and general text. It follows that the text can no longer be considered a model to the extent that textuality is coextensive to the living. Rather, the recourse to the notion of text testifies to an underpinning transformation in the statute of knowledge: knowledge has become a text on a text, as its object is a text and no longer the “meta-textual real” (161). In the remaining part of §6, Derrida draws attention to the problem of the circulation of the model that takes place in Jacob’s text as he resorts to the intratextual notion of information as a model. He shows that the value of the informational or cybernetic model is called into question when each of the regions considered (organism, society and machine) plays in turn as the model of the others and thus as model of the model. Apropos of the cybernetic model, Derrida also highlights the surreptitious reduction that is at work in Jacob’s elaboration of this model. Jacob wishes to abstract the exchange of information from the exchange of matter/energy that is attached to it―which is called entropy and involves an activity of selection and a play of forces―and thus to dissociate the semiotic element from the energetic and agonistic element. Like at the end of §1, here Derrida argues for an energetic and agonistic conception of cybernetic and semiotic code. This conception provides a protocol for the critique of mechanicism that Derrida had developed throughout his work. See, for example, his early reading of Freud’s agonistic rewriting of the naturalist explanation of memory in Project for a Scientific Psychology (“Freud and the Scene of Writing,” 1966) and his late proposal of a cybernetic and semiotic re-elaboration of the Cartesian mechanicism that undergirds humanist narratives of life (The Animal That Therefore I Am).

§7 functions as the point of articulation between ring 1 and ring 2. Derrida suggests that the implications of ring 1 lead us back to Nietzsche’s life-death. For example, the statement that the values of truth, knowledge and objectivity are effects of life-death should be read as a Nietzschean-type statement. Derrida thus engages in the reading of Nietzsche’s treatment of the relationship between truth and life in his Philosophenbuch. This reading provides the point of departure for the subsequent analysis of Heidegger’s interpretation of Nietzsche’s supposed biologism (ring 2). The analysis begins in §8 with the exploration of Heidegger’s treatment of Nietzsche’s signature and biography, which, on Derrida’s hypothesis, undergirds Heidegger’s interpretation of the problematics of biologism. Derrida starts by wondering to what extent a certain decision made on the subject of Nietzsche’s signature and biography undergirds Heidegger’s reading of the unity and unicity of Nietzsche’s thought and, more generally, of metaphysics, at whose limits Heidegger places that thought. Derrida summarizes Heidegger’s argument as follows: Nietzsche’s thought is one and unique, and this neither hinges on Nietzsche’s proper name nor on his life but on the unity and unicity of metaphysics that finds there its limits. In the remainder of §8, this argument is put to the test through a selective reading of texts from Heidegger’s Nietzsche devoted to the problematic of the biographical. First, Derrida focuses on the opening line of Heidegger’s 1961 preface to his Nietzsche, which reads: “‘Nietzsche’ der Name des Denkers steht als Titel für die Sache seines Denkens” (206). Also in the light of what follows in Heidegger’s preface, Derrida suggests that Heidegger unfolds a conventional conception of the philosopher’s proper name and biography by suggesting that the name put between quotation marks―the signature (the inscription of the biographical)―must be read from the thought and thus becomes inessential. Here Derrida sees the turning point between two diverging paths: the first path, which is explored in §2, would unfold a certain re-evaluation of the biographical; the second path, undertaken by Heidegger, would consist in the classical and metaphysical gesture of determining the essentiality of the name from thought. Derrida explores the effects of Heidegger’s decision on the biographical by taking into consideration the chapters “The Book, The Will to Power” (1.1) and “Nietzsche as the Thinker of the Consummation of Metaphysics” (3.1; hereafter I refer to David Farrell Krell’s English edition of Nietzsche). Through the examination of these chapters, Derrida highlights, on the one hand, the relevance of the fact that Heidegger questions himself concerning “Who is Nietzsche?” But, on the other hand, Derrida shows Heidegger’s ambivalent elaboration of this question. Heidegger would dissociate in a conventional way Nietzsche’s thought from a conventional conception of biography and, more specifically, from the psycho-biographism of his day (culminating in the edition in progress of Nietzsche’s complete works), with a view to securing the unity and unicity of this thought in relation to metaphysics. In the subsequent sessions, Derrida addresses Heidegger’s treatment of biologism.

In §9, Derrida focuses on the moment where Heidegger’s interpretation of the thought of the eternal return intersects with the problematics of life and biologism. He draws attention to chapters 2.11 and 2.12 in Heidegger’s Nietzsche (entitled “The Four Notes Dated August 1881” and “Summary Presentation of the Thought: Being as a Whole as Life and Force; the World as Chaos”). In 2.11, Heidegger examines Nietzsche’s 1881 notes on the doctrine of the eternal return. Derrida lingers on Heidegger’s remarks on Nietzsche’s first project in order to highlight the kind of suspension that would regulate Heidegger’s interpretative machine―a suspension between some statements that acknowledge the singularity of Nietzsche’s thought and others that interpret the latter as a metaphysical position with regards to being as a whole. In 2.12, Heidegger develops his synoptic reading of the eternal return into ten points. Prior to commenting on these points, Derrida focuses on the moment where Heidegger raises a question concerning Nietzsche’s recourse to scientific discourses. May this recourse serve as a standard of measure for interpreting “the thought of thoughts” (240) in Nietzsche’s philosophy, Heidegger wonders. Here Derrida finds the index that Heidegger’s subsequent interpretation hinges on his own interpretation of the relationship between science and philosophy. In the remainder of §9, Derrida paraphrases Heidegger’s synoptic examination up to points 8 and 9, devoted to Nietzsche’s remarks on time and chaos, where, he suggests, Heidegger’s interpretation becomes more active. Derrida’s close reading aims to highlight Heidegger’s operations that would fail to account for the force of Nietzsche’s text.

In §10, Derrida draws on Heidegger’s chapters dedicated to the thought of the will to power, in order to discuss the latter’s interpretation of this thought and of the accusation of biologism addressed to Nietzsche. Derrida begins by recalling that Heidegger introduces the thought of the will to power as Nietzsche’s only and unique thought (which includes the thought of the eternal return) and that, for Heidegger, only by referring to this thought one can develop an authentic interrogation of Nietzsche. The subsequent analyses aim to uncover the interpretative scheme that undergirds Heidegger’s criticism of Nietzsche’s supposed biologism. Derrida finds Heidegger’s first stage of this critique in Nietzsche 3.3 (“The Will to Power as a Principle of New Evaluation”). He summarizes Heidegger’s argument as follows. Nietzsche does not think of life (and being as a whole) through the discourses prevailing in the life sciences of his time (vitalism and Darwinism), but from the very condition of life, namely, the value, which allows for life-enhancement. It remains to explore what makes possible the essence of life as life-enhancement, its principle or ground. This principle is, for Heidegger, will to power: thus, for Heidegger, Nietzsche determines (the essence of) life as will to power. Through this determination, he name “Nietzsche” is detached from the living being and comes to name the fatality of Western metaphysics (of its consummation). As Derrida rephrases Heidegger’s thought, “thinking this pseudonymy is the only condition to hear [entrendre] Nietzsche’s proper name” (254). At this point, Derrida engages in an active interpretation of Nietzsche 3.5 and 3.6. (“The Essence of Truth (Correctness) as ‘Estimation of Value’” and “Nietzsche’s Alleged Biologism”), in order to catch the moment and place of Heidegger’s interpretative decision and the schema underpinning this decision. First, by drawing on 3.5, he emphasizes that, for Heidegger, Nietzsche’s reversal of truth consists in a secondary modification within a traditional, metaphysical determination of truth (as adequation), which Nietzsche does not interrogate. At the same time, Derrida expresses his perplexity before the rhetoric through which Heidegger wishes to draw together singularity and tradition in Nietzsche’s thought and thus to place it in relation to metaphysics (see the passage where Heidegger explains that Nietzsche is in harmony with tradition and only for this reason can he distinguish himself; 262). Secondly, Derrida traces in 3.6 Heidegger’s elaboration of the scheme underpinning his rebuttal of Nietzsche’s biologism. Prior to commenting on Heidegger’s text, Derrida offers a long formalization of this scheme, which he identifies as the metaphysical scheme par excellence, the presupposition of the regionality of sciences and thus of the fact that the essentiality of the determined types of being that sciences are dealing with is neither established nor grounded by them. Derrida explains that, according to this scheme, sciences, which are regional and thus apply to a determined region of being or object, do not have access to the meaning or essence of this region, or, in other words, they do not think of it. They presuppose that philosophy thinks of that meaning and essence (for example, the essence of life) and thus distributes and assigns them to regional sciences. Therefore, a scientist can interrogate the meaning of her specialized field only as a philosopher. Derrida counters this scheme as applicable to the reading of Nietzsche. On my view, this counterargument undergirds Derrida’s thought of life-death and, more precisely, his interpretation of “Nietzsche” as the name of a new historical determination of biologism and the biographical. Derrida argues that, when Nietzsche says that being is an effect of life and thus no longer being as a whole, nor the general form circulating through its multiple regions by distributing tasks and unifying knowledge, he calls into question that very scheme of the regionality of sciences and develops the thought of life-death and of life as a semiotic remark. Thus, interpreting what Nietzsche says either as biologism (thinking the whole being from a regional instance) or as a metaphysical determination of the essence of life (what Heidegger does in order to save Nietzsche from his supposed biologism) would mean in both cases subscribing to a deconstructed scheme. Within this framework, Derrida also remarks that the paradox and interest of Heidegger’s operation is that he deconstructs the metaphysics supporting the scheme of regionality at the same time as he submits Nietzsche to this scheme (for whose deconstruction he should be credited instead). In other words, Heidegger would save Nietzsche from biologism by bringing Nietzsche and himself back into the scheme that underpins the conception of that biologism. To test his hypothesis, Derrida recalls the paragraph from 3.6 ending as follows: “he grounds this apparently merely biological worldview metaphysically” (269). Heidegger would protest, Derrida observes, against a reading that interprets his text as affirming the regulation of the frontiers of sciences under the external jurisdiction of philosophy. And yet, Derrida goes on, the scheme at work in Heidegger’s interpretation of biologism is typically involved in the justification of the most violent hierarchies.

The last four sessions describe ring 3, devoted to the reading of Freud’s Beyond. As we know from §7, Derrida identifies Freud as one of the two representatives of the modern determination of biologism in which we find ourselves. On my reading, the interplay between this ring and the general framework of the seminar―Derrida’s project of life-death―is less explicit. Therefore, I suggest reading Derrida’s later development of these sessions into “Speculating – On ‘Freud’” (published in The Postcard, 1981) as a further elaboration of his interpretation of Freud’s Beyond. Derrida places the Nietzschean point of articulation between ring 3 and ring 2 in the reference to Nietzsche that Freud makes in Ma vie et la psychanalyse. There Freud explains that he had avoided Nietzsche as the latter’s insights surprisingly coincide with the outcomes that psychoanalysis had achieved so painfully. In the opening pages of §11, Derrida identifies the task of this ring as that of bringing to light the relation between the nonpositional structure of Freud’s text (its inability to arrest on a position or thesis) and the logic of life-death. In the subsequent close examination of Freud’s Beyond, Derrida focuses on a set of issues that are relevant to the thought of life-death. In §11, in which he comments on Beyond chapter 1, he highlights the differential and nonpositional logic at work in the relation between pleasure and reality principles. In §12, he lingers on the account of the child’s play that Freud offers in chapter 2. Here, Derrida elaborates a conception of the autobiographical for which, while describing the child’s play, Freud describes the very movement of writing his Beyond. In §§13-14, which explore the remaining chapters of Freud’s Beyond, Derrida sketches his interpretation of the Freudian lexicon of binden and of the drive to power.

Within the limits of this review, I have aimed to offer an overview of Derrida’s La vie la mort, which this edition has finally made accessible to everyone. I built on the structural and theoretical framework proposed by Derrida to develop my analysis of the readings offered in the seminar. I believe that this operation would help do some justice to these readings by tracing them back to the overall project of life-death as a modern interpretation of the biological and the biographical. To conclude, I would like to recall another place in Derrida’s work that would display a latest formulation of this project. We are in a critical moment of Derrida’s conversation with Elisabeth Roudinesco, published as For What Tomorrow… A Dialogue (2001) and devoted to the great questions that mark our age. Roudinesco invites Derrida to address the question of contemporary scientism, which she describes as “the ideology originating in scientific discourse, and linked to the real progress of the sciences, that attempts to reduce human behaviour to experimentally verifiable physiological processes” (47). Finally, she wonders if, “in order to combat the growing influence of this point of view,” one should not “restore the ideal of an almost Sartrean conception of freedom” (47). In his response, Derrida engages in a critical re-elaboration of scientism that resonates with his reading of the problematics of Nietzsche’s supposed biologism. He does not propose to counter scientism by resorting to the humanist and metaphysical conception of freedom, and thus, more generally, to oppositional accounts of life (nature/culture, animal-machine/man, and so forth), which would hinge on the same code that makes the determination of scientism possible. Rather, he unfolds an alternative, neither scientist nor humanist conception of the life sciences, which would account for the semiotic, namely, grammatological, element at work in the living and thus would liberate a differential and nonoppositional history of life.

References

Derrida, Jacques. 2008. The Animal That Therefore I Am (Follow). Translated by David Wills. Fordham University Press.

Derrida, Jacques, and Elisabeth Roudinesco. 2004. For What Tomorrow . . . A Dialogue. Translated by Jeff Fort. Stanford University Press.

Heidegger, Martin. 1979. Nietzsche: Volume I and II (The Will to Power as Art; The Eternal Recurrence of the Same). Edited by David Farrell Krell. San Francisco: Harper and Row.

Heidegger, Martin. 1987. Nietzsche: Volume III and IV (The Will to Power as Knowledge and as Metaphysics; Nihilism). Edited by David Farrell Krell. San Francisco: Harper and Row.