Françoise Dastur: Analyse(s) de la présence. Phénoménologie et thérapie, Le cercle hermeneutique, 2022

Analyse(s) de la présence. Phénoménologie et thérapie, Le cercle hermeneutique, 2022 Couverture du livre Analyse(s) de la présence. Phénoménologie et thérapie, Le cercle hermeneutique, 2022
Françoise Dastur
Le cercle hermeneutique
2022
Paperback

Martin Heidegger: Metaphysics and Nihilism, Polity, 2022

Metaphysics and Nihilism: 1 - The Overcoming of Metaphysics 2 - The Essence of Nihilism Couverture du livre Metaphysics and Nihilism: 1 - The Overcoming of Metaphysics 2 - The Essence of Nihilism
Martin Heidegger. Translated by Arun Iyer
Polity
2022
Hardback £25.00 €30.90
250

Adam J. Graves: The Phenomenology of Revelation in Heidegger, Marion, and Ricœur

The Phenomenology of Revelation in Heidegger, Marion, and Ricoeur Couverture du livre The Phenomenology of Revelation in Heidegger, Marion, and Ricoeur
Studies in the Thought of Paul Ricoeur
Adam J. Graves
Lexington Books
2021
Paperback $31.95
256

Reviewed by: Steven DeLay (Global Center for Advanced Studies)

Of truth, it was Schopenhauer who said, “All truth passes through three stages. First, it is ridiculed. Second, it is violently opposed. Third, it is accepted as being self-evident.” Thirty years after the publication of Dominique Janicaud’s “The Theological Turn of French Phenomenology,” arguing that the work of Jean-Louis Chrétien, Michel Henry, Emmanuel Levinas, Jean-Luc Marion, and Paul Ricœur was a collective betrayal of classical phenomenology, are we nearing truth’s inevitable third stage? The appearance of Adam J. Graves’s The Phenomenology of Revelation in Heidegger, Marion, and Ricœur indicates such is the case.1 For, although some dismiss the theological turn, continuing to pass over it in silence, as if it were unworthy of their attention or response, there is no longer any pretending that a theological turn in phenomenology has not occurred. Far from it constituting a deviation from phenomenology’s true method, attention to the phenomenon of revelation has always been foundational to phenomenological philosophy’s stand against the prevailing naturalistic, empiricist, and scientistic understanding of the modern, disenchanted, technological world. The task, then, is not one of determining whether revelation is a viability for phenomenology, but of assessing its contribution to phenomenology’s promise as an ongoing movement. In response to this task, Graves has given us a work tracing the trajectory of the phenomenon of revelation in Heidegger, Marion, and Ricœur. “Phenomenology’s turn toward the theological,” as Graves says at one point, “did not begin in the nineteen eighties. It was already well underway by the time Heidegger delivered his lecture on ‘Phenomenology and Theology’ in 1928” (23). Not only then does he illustrate why it is justified today to speak openly of a theological turn in phenomenology, or even of a return. This result would be useful enough! More still, Graves offers us a groundbreaking account of revelation itself contributing to the very theological (re)turn it so admirably examines.

To see why Graves views the turn this way, a mindfulness of the philosophical history shaping phenomenology’s concern with the phenomenon of revelation is necessary. “No single theological concept poses a greater challenge to philosophy than that of revelation,” he observes at the beginning of the introduction (xxi). For just as “revelation implies a claim to disclose truth” thereby “allegedly confronting philosophy on its own turf” (xxi), so then it might be viewed as “an affront to reason, an anathema to philosophy” (xxi). One indeed might simply conclude that revelation and reason are opposed to one another, the two “destined from birth to face off as mortal enemies, caught in an endless, take-no-prisoners battle wherein each seeks to reduce the other to itself, to monopolize truth by capturing and colonizing the other’s terrain” (xxi). Such a characterization, however, overexaggerates the antagonism between them, Graves says. As he points out, philosophy has a history of “negotiating a lasting peace” with revelation, even if such a “precarious ceasefire” has separated reason and revelation into two autonomous zones (xxi). This effort to separate revelation and reason is evident at least as early as in Aquinas, who demarcates “rational truths” (the domain of theologia philosophiae) from the so-called “revealed truths” that are inaccessible to the natural light of reason (the domain of theologia sacrae doctinae) (xxii). A “philosophical theory of two truths” (xxii), Aquinas believed, would allow for philosophical reason and theological revelation to complement one another. However, by the end of the modern period, the arrangement had come to undermine revelation’s own understanding of itself as the dispenser of absolute truth. Modern philosophical reason, imbued with the right to question everything, including the authority of tradition, church, and the Bible, considered revelation an “historical relic.” Consequently, the truths of revelation were subordinated to the eternal truths of reason (xxii). Further complicating matters was the fact that this very distinction between the eternal truths of reason and the historical truths of revelation was unstable, itself becoming a matter of contention. The Enlightenment’s conception of reason’s authority and sovereignty proved not to be above criticism. As Graves remarks, “The kind of autonomy and transparency which philosophy had claimed for itself, could only be defined and maintained when juxtaposed against the backdrop of its proper epistemic ‘other,’ as though the eternal truths of reason could only ever shine against the supposedly opaque and impenetrable surface of revelation and its contingent truths” (xxv). The Enlightenment conception of rational truth defining itself in opposition to revelation “could not do away with its other without doing away with itself” (xxv). This story of modern reason’s evolution, and its relation to revelation, is a fascinating issue in its own right.2 Lest, however, it be concluded that it is only a piece of intellectual history, Graves illustrates how modern philosophy’s question of the extent to which the content of revelation might be reducible to reason is at issue again today in the theological turn of phenomenology. “One of the philosophical frontlines in this centuries-old battle between reason and revelation,” as he says, “is located within the field of phenomenology” (xxv). With this historical backdrop in view, a key claim of Graves’s concerning the relation between reason and revelation here emerges: Heidegger, Marion, and Ricœur in their own ways “undermine the enlightenment’s claim that reason is autonomous and wholly transparent” (xxvi). If Enlightenment efforts of self-grounding reason fail, one might conclude philosophy ends in skepticism or nihilism.2 Or, one might instead attempt to rehabilitate philosophy by resuscitating revelation. As Graves will show, this is what Marion, Heidegger, and Ricœur each aims to do, by refiguring revelation phenomenologically. Just as the concept of reason underwent a transformation in the hands of modern philosophy, so now the concept of revelation has in phenomenology.

In what does this transformation of revelation consist? To begin with, it is a broadening of the concept. Revelation no longer is confined to propositional truths only, as was the case for the Scholastics. In the Middle Ages, as Graves himself explains, “the content of the so-called revealed was comprised of a set of the propositional statements, i.e., doctrines that could not be obtained through human reason, but depended upon God’s active revelation” (12). When, however, revelation became “more closely associated with a particular quality of experience, or a particular kind of phenomenon, rather than a mere collection of dogmatic propositions, the stage was set for its philosophical reevaluation” (xxvi). Part of that legacy is alive today in phenomenology, for which revelation is a matter of experiential truth, of what is encountered. But revelation is not simply said to be a particular mode or content of experience. It is the essence of experience. Quoting Marion, Graves notes, “‘Revelation, by virtue of the givenness that it alone performs perfectly, would accomplish the essence of phenomenality’” (5). Not only, then, does phenomenology seek to undermine and escape the constraints once imposed by modern philosophical reason. Moreover, its interest in revelation “stems from its own root concerns and core problems” (5). As the “other” of Enlightenment reason,3 revelation would lie at the heart of phenomenology’s philosophical project to uncover and describe that which appears, and how it appears. So understood, revelation would designate the form of phenomenality as such:

[Phenomenology’s concern with revelation is] not adopting a theological question that would be foreign or even peripheral to its core concerns. On the contrary, it is actually tackling a question about phenomenology itself, about its ability to live up to its own promise of enabling phenomena to appear as they give themselves out to be, as they are given beyond the limits of enlightenment reason—and that means independently of scientific or naturalistic presuppositions, the narrow constraints of the principle of sufficient reason, and the conditions of possibility imposed upon them by the modern subject (5).

None of this should be considered particularly controversial yet. The phenomenological formulation of revelation as a problem, one will note, involves doing philosophy in light of Husserl’s epoché, insofar as it entails “the fulfillment of Husserl’s original aim, namely, a pure description of the full range of phenomena” (xxvii). Husserl’s “principle of principles” frees the phenomena, notes Graves, such that “everything that appears to consciousness—including religious phenomena—could, at least in principle, become a legitimate object of phenomenological description and thus philosophical investigation” (3). Revelation, then, would appear to be fair game.

However, things are not quite so straightforward, owing to a tension within Husserl himself that the rest of phenomenology inherits. Does not Husserl call for a suspension of theological presuppositions? The same Husserlian method that might be claimed to allow God to appear could also be said to foreclose the appearing of God. “One might wonder,” as Graves observes, how Husserl’s epoché and reductions “could possibly serve as the best method for developing a philosophical account of revelation” (xxvii). Others for this reason have viewed with suspicion the attempt to formulate revelation as a phenomenological problem, calling into question its methodological moves and underlying motives (xxvii). One here again calls to mind Janicaud’s original contention, according to which the theological turn had abandoned an “interrogation of the visible in favor of a blind and imprudent affirmation of radical transcendence” (xxviii). As Graves himself notes, “One may ask whether the turn’s new and peculiar reinterpretation of key phenomenological principles—such as horizon, reduction, intentionality, world, etc.—signals the culmination of the phenomenological enterprise or whether it signals a departure from and deterioration of phenomenology as such” (xxix). “What cannot be disputed,” he says, “is the significance of this ‘turn’ as a purely historical event” (xxix). It here becomes apparent why Graves has elected to open his study of revelation by placing things in historical context. He says,

If some have claimed phenomenology has remained the most powerful and enduring force on the Parisian philosophical scene since its initial reception in the middle of the last century, then the phenomenological appropriation of the category of revelation may be said to represent—for better or worse—the single most significant even in recent French philosophy. How did this event come to pass? What concrete challenge has it raised, and what paths have phenomenologists taken in order to meet those challenges? How has this event altered the phenomenological enterprise itself—its methods, its objectives, and its own self-understanding? How has it altered or informed our understanding of the nature of revelation, or perhaps even of the nature of philosophical reason? (xxx).

Sensitive to the fact that many might find this claim of French phenomenological philosophy’s importance hyperbolic, Graves points out that the problem of revelation, and the corresponding question concerning the methodological relation between phenomenology and theology, is not an issue parochial to French phenomenology. For one thing, theology and the religious life were fundamental concerns of Heidegger’s during the lead-up to Being and Time. Heidegger’s thought (particularly his departing 1928 Marburg lecture), Graves will claim, “is the single most important source for understanding the nature and diversity of the most recent interest in the phenomenology of revelation among French philosophers” (3). How did the Parisian concern with revelation originate in Marburg and Freiburg? As Graves recounts,

On February 14, 1928, Heidegger stood before his colleagues at the University of Marburg to deliver what would be his final lecture before returning—triumphantly, as it were—to Freiburg, where he was to take over as the successor to his former mentor, Edmund Husserl. The topic Heidegger chose for his parting address was “Phenomenology and Theology” (1).

The lecture’s significance can only be understood when appreciated in terms of its place within the overall philosophical project Heidegger was engaged in at the time. In courses on the religious life from earlier that decade, Heidegger had claimed “primal Christian experience becomes concealed through Greek conceptuality,” a thesis prefiguring his “later description of the history of the forgetfulness of Being—the all-important Seinsvergessenheit” (2). For Heidegger, overcoming the history of philosophy’s forgetfulness of being would require a deconstruction of Christianity’s own self-understanding. Here, Graves notes that Heidegger’s approach to revelation highlights two contrasting attitudes toward the role of language in revelation that will structure phenomenology’s subsequent handling of the problem: “the ‘radical’ and the ‘hermeneutical’ attitudes” (6). The radical attitude, he says, “begins to take shape in the works of early Heidegger, whose Destruktion of the metaphysical tradition involved a return to ‘the beginning, the primal, the originary,’ and thus moves in the direction of what might be called the pre-linguistic” (6). As Graves continues, “this partly explains why Heidegger’s destructive (destruktiv) project was leveled against ordinary language—everyday chatter or idle talk (Gerede)—as much as it was against the distinctively philosophical language of modernity” (7). That is to say, Heidegger’s quest for the meaning of being necessitates a return to a primordial experience which “precedes (or cuts beneath)” certain forms of linguistic articulation and sedimentation (7). Now, contrast this radical attitude with the other, the hermeneutic attitude.

Whereas radical phenomenology seeks to overcome metaphysics by sidestepping language in its ceaseless quest for the primordial givenness, hermeneutical phenomenology challenges enlightenment paradigms through language itself, or by insisting upon a richer conception of linguisticality and the inexorable connection between language and being (9).

Thus emerges a further key claim of Graves’s study. Strictly speaking, he will claim, there is “no such thing as the phenomenology of revelation” (9). Rather, we must address “two essentially dichotomous phenomenological views of revelation as they emerge in the works of Heidegger, Marion, and Ricœur” (10). Another central claim of Graves’s work follows. For as he clarifies, the purpose of the study “is not merely to present an account of these opposed approaches from the disinterested standpoint of a spectator or intellectual historian” (10). His aim, rather, is to show that the radical approach (typified by both Heidegger and Marion) divests revelation of its meaning and content, leaving a merely formal concept of revelation—“a revelation without Revelation,” unless it is supplemented with a hermeneutic approach (10). What does Graves mean—what is the problem? Typically, the worry concerning phenomenology turning to the problem of revelation is that it by doing so comprises its philosophical rigor and neutrality—this is the so-called “contamination” problem, as Graves terms it. Phenomenology importing theological content can be a problem, Graves is happy to admit. But he has a different concern in view, what he terms the problem of “counter-contamination.” Fearful of illicitly importing theological content into one’s phenomenological method, one formalizes the phenomenon of revelation to the point whereby it is attenuated completely, bereft of any meaningful content. When this happens, says Graves, an analysis of revelation finds itself having “lost sight” of “the material content of revelation itself” (15), such that whatever remains is “characterized by formalism itself, by a certain lack of determinate content” (15). This process of “attenuation-formalization” (16) leads phenomenological analysis astray in the case of revelation. As Graves asks, how will it be possible for phenomenology to account for the structure of revelation without having to draw from the well of theological discourse? (16). Is not phenomenology “inevitably dependent upon its engagement with religions language?” (16). It may be that phenomenological accounts of revelation are inescapably “contaminated” by a certain theological orientation or bias (16). But this, argues Graves, is in a way inevitable—for the idea of a philosophy somehow starting without presuppositions is a fantasy. In a qualified sense, then, such presuppositions can be a good thing. After all, were phenomenology unable to draw upon theological content when addressing the phenomenon of revelation, what would be left for the phenomenologist to investigate?4 As Graves says,

What would the phenomenological meaning of revelation mean in the absence of any reference to concrete religious experience? Would it represent an empty figure, a mere shadow? Or, would it mark the ultimate essence of revelation as such, beyond any of its particular historical, linguistic, or textual instantiations? (16).

The polar threats of “contamination” and “de-contamination” are related to the twofold sense of revelation itself. On the one hand, revelation can designate “the means or the process by which God is revealed to human beings” (13). On the other hand, it can denote “the nature of the content that is revealed” (13). According to Graves, the problems of ontic contamination and counter-contamination are both apparent in Heidegger’s 1928 lecture. This is largely explainable due to Heidegger’s commitment to what he at the time took to be the scientificity of philosophy. Philosophy and theology, Heidegger claims, are “two sciences rather than two competing worldviews” (25). There are two general types of science—ontic science and ontological science, a distinction grafted onto the ontological difference, the difference between beings (entities) and being (the being of entities). Science for Heidegger, taken in its most general sense, is defined by “‘the founding disclosure, for the sake of disclosure, of a self-contained region of beings, or of Being as such’” (27). The division between ontic and ontological sciences accordingly “derives from these two radically different manners of disclosure—ontic sciences are founded upon a disclosure of a being or a region of beings, whereas ontology involves the disclosure of Being as such” (27). Said another way, ontic sciences never engage the question of being as such. What they do instead, says Heidegger, is conceptualize, objectify, or thematize a set of beings that have already been disclosed in a prescientific manner (28). As Graves explains, “ontic-positive sciences are thereby engaged in second-order operations—experiments, data collection, etc.—that are propped up upon and sustained by the ‘rough’ and ‘naïve’ interpretations of their respective fields—interpretations which they inadvertently inherit from ordinary, pre-scientific experience without ever radically calling them into question” (28). Philosophy is not an ontic science. It is an ontological science—philosophy asks the question of the meaning of being as such. Phenomenology is thus the Urwissenschaft—as fundamental ontology, it is a questioning and clarifying of the meaning of being (29).

How does this concern the problem of revelation? As Graves observes, Heidegger’s distinction between ontical sciences and the ontological science corresponds to a distinction between revelation (Offenbarung) and revealability (Offenbarkeit) (23). Revealability is a formalization of revelation, one that Graves argues threatens to distort the concrete character of revelation itself (24). According to him, Heidegger attempts to illegitimately superimpose the formal character of revealability back upon revelation itself, so that the latter is purged of any ontic content that might threaten to contaminate the ontological character of the analytic of Dasein that is built upon it (24-25). But has not Heidegger thereby hollowed out revelation itself? Graves thinks Heidegger has. Heidegger, he says, “simply folds the ‘purity’ or ‘formality’ constitutive of revealability over into the ontic-positive domain of revelation” (50), such that revelation gets recast as a “pure, formal structure,” while revealability becomes “the structure of a structure” (50). Consequently, Heidegger’s formalization of revelation renders it “merely an empty shell, a mere abstraction” (50-51) That is to say, Heidegger commits the phenomenological sin of counter-contamination: “revealability (Offenbarkeit) intrudes upon and violates revelation (Offenbarung)” (50-51).

Why does Heidegger do this? Graves attributes Heidegger’s error to what Jacques Derrida calls the “logic of presupposition” (30). Heidegger’s prioritization of fundamental ontology over ontic inquiry claims to “reveal deeper structures of experience, which are more primordial than the modes of experience unearthed by ontic-positive analysis” (32). These primordial structures purportedly lie beneath the domains of language, culture, and religion in general (33). According to Graves, however, Heidegger’s ambition of uncovering fundamental or “originary” structures ultimately renders the resulting phenomenon of revelation devoid of any determinate content.

Even if one were to dispute Graves’s claim that revelation in Heidegger is attenuated and formalized to the point of no longer being anything but the structure of a structure, there is another problem which Graves mentions as well. The ontological science—the science of being—like any inquiry is said by Heidegger to be oriented toward particular entities. But if all inquiry implies that ontology’s quest for being must itself begin with some entity, then phenomenology would no longer appear to be a non-oriented, ontological science. Heidegger’s famous solution, as Graves notes, is to emphasize that phenomenology’s difference from the positive ontic sciences is that the kind of being through which a genuine science of being passes is a being with an understanding of being. As Graves says, “On account of the peculiar character of Dasein, Heidegger suggests, his analysis can be delimited and directed toward a particular being (namely, Dasein) without fear of losing sight of the ontological question (namely, of the meaning of Being as such)” (38). The existential analytic, thus, aims to function as a preliminary point of departure for fundamental ontology.

What, though, of the analytic of Dasein’s relationship to theology? Many of the key features of Heidegger’s existential analytic in Being and Time—historicity, facticity, care, fundamental temporality, anxiety—were prefigured by his early lecture courses on religion (45). Thus, there is the potential problem of theological contamination. In an attempt to avoid it, Heidegger will claim that phenomenology resembles theology only because the object of theology (faith, revelation, Christlichkeit) conceals within itself a kind of abstract, formal character which falls to phenomenology to uncover. Heidegger contends that Christlichkeit is derivative—it is founded upon a deeper, more primordial pre-Christian structure (65). Finitude, sin, anxiety, conscience—such phenomena are to be purified of their traditional theological garb, revealing their true ontological significance. The concept of sin, for example, can only be explained in terms of a more fundamental ontological concept of guilt (66). As Graves notes, “none of the determinate content of the way of being of faith remains—it has already been removed as part of the excavation process that served to expose its more radical foundations in the ontology of Dasein” (66). Although Heidegger’s development of his philosophy of being was inextricably tied to his theological interests (41), including Luther’s theology of the cross and Pauline eschatology, the analytic of Dasein “has already been subject to a counter-contamination” (62).

Having examined the problems of contamination and counter-contamination, the logic of presupposition, and the distinction between ontic sciences and ontological science, Graves poses a question meant to highlight a tension in Heidegger’s attempt to purge revelation of any traditional theological content in the name of uncovering “originary” or fundamental ontological structures:

Is Heidegger’s interpretation of primal Christianity (Urchristentum) meant merely to serve as one concrete, historical example that helps illuminate the fundamental existential structures—that is, as one example among other possible examples? If so, he would have to explain why Christian experience appears to supply the example par excellence for his fundamental existentials (an explanation which he never provides). Or, on the contrary, does the primal Christian experience constitute a privileged event (a particular “revelation,” as it were), one that would prove indispensable for Heidegger’s later fundamental ontology—that is, an event in the absence of which the fundamental structures of Being and Time could not have been thought? (45).

Despite the internal vacillation apparent in Heidegger’s text, the ultimate goal of an existential analytic of religious life is to render explicit the general structure of revealability. The traditional theological content serves as mere “formal indications (formale Anzeige)” (42)—signposts on the way to uncovering “the unique temporal modality implicit within the primal Christian eschatological experience” (43). By insisting on the priority of revealability over and above revelation (48), Heidegger tries to “secure a method capable of grasping this experience” (42). To do so, it is necessary to chart a middle course, neither committing an “ontic contamination” of the ontological nor a premature formalization of the ontical. The problem of contamination threatens the philosophical status of phenomenology, the problem of counter-contamination the phenomenology of revelation qua revelation (55). Eager to preempt any accusation that his ontology is contaminated by Christian revelation, Heidegger tries to avoid the first problem by preserving the autonomy and priority of fundamental ontology. He attempts to do this, by hollowing out Christian eschatological experience to such an extent that theology begins to resemble phenomenology and the positum of theology begins to resemble factical life experience itself (55-56). The formalization of the ontical content of revelation enables Heidegger to maintain the priority of phenomenological ontology (the science of being) over theological science (the science of revelation) (56). Consequently, as Graves summarizes,

Heidegger’s obsession with ontological concerns and his constant quest for increasingly radical foundations or conditions of possibility eventually led him to view faith, Christlichkeit, and revelation (Offenbarung) as merely derivative phenomena. But this conclusion came only after a long period of philosophical labor in which the religious concepts underwent (or were subjected to) a series of progressive formalizations and radicalazations, which effectively purged them of their determinate contents (67).

Although Graves does not say it here explicitly, one clearly is meant to conclude that the desirability of what Heidegger’s process of formalization leaves us is dubious.

Does Jean-Luc Marion’s phenomenology of revelation qua revelation fare better? This is the question of Graves’s next chapter. Having first examined Heidegger, here he turns to Husserl. Marion’s phenomenology of revelation, particularly the formulation of the saturated phenomenon, relies on a reworking of the phenomenological reduction in both Husserl and Heidegger. For Heidegger, phenomenology as fundamental ontology is an attempt to deconstruct the history of philosophy, by properly thematizing the question of the meaning of being. It is thus a critique of metaphysics, as metaphysics (on Heidegger’s understanding of the term) fails to understand the being of Dasein and formulate the question of the meaning of being in general. For Marion also, phenomenology is a critique of metaphysics, but here it will be necessary to move beyond even Heidegger’s fundamental ontology and formulation of the ontological difference. In reformulating the phenomenological critique of metaphysics, Marion will argue it is imperative to surpass Husserl and Heidegger, by exploiting a breakthrough in Husserl’s phenomenology that Husserl himself never properly developed. Marion’s goal is to free givenness from all prior constraints. As Marion says, “‘In a metaphysical system, the possibility of appearing never belongs to what appears, nor phenomenality to the phenomenon” (80). As Graves himself explains, “Marion marks a crucial development in Husserl’s thought—namely the widening of the notion of intuition” (81) While Husserlian phenomenology marks an important break with the metaphysical tradition in this respect, Marion claims that the standard interpretation of Husserl misses what is most essential, by focusing solely on Husserl’s extension of intuition (82). Marion has in view two competing ways of interpreting Husserl’s broadening of the concept of intuition, the Derridian and the Heideggerian. On the Heideggerian interpretation, Husserl’s elevation of intuition marks a promising break with metaphysics and supplies a new ground for the question of being (Heidegger is fond of Husserl’s sixth logical investigation on categorial intuition). On the Derridian interpretation, this promotion of intuition marks the fatal step which leads Husserl back into a metaphysics of presence. Marion’s potential innovation, as Graves explains, is to suggest that these two competing perspectives on Husserl can be reconciled within a single interpretation, which would be informed and supported by both (83). “On Marion’s reading,” says Graves, “Husserl felt a need to broaden the field of signification beyond the already extended field of intuition” (83). Husserl’s desire to extend signification beyond intuition, Marion claims, is driven by a vague (and ultimately suppressed) recognition of a givenness which precedes both intuition and signification. Hence, Marion sees the true breakthrough of Husserl’s Logical Investigations not as the broadening of the field of intuition or signification, but as the implicit uncovering of the “unconditional primacy” of givenness itself (84). As Graves summarizes,

If Marion regards Husserl’s breakthrough as the discovery of the unconditional primacy of givenness, he nevertheless admits that this discovery was only partial—the instant givenness is unearthed by Husserl, it is immediately covered over by a classical (i.e., “metaphysical”) theory of intuition (84).

By reducing all givenness to what can be given “objectively,” or according to the horizon of the object (86), Husserl fails to thematize givenness radically. It is here that Marion’s own reduction—the “third” reduction, the reduction to givenness—is deployed. This reformulation of the reduction situates Marion’s account of the saturated phenomenon. Here again, the introduction of the saturated phenomenon is understood by Marion as a break from metaphysics. “Marion’s quasi-teleological interpretive framework,” says Graves, “according to which the development of phenomenology consists of a series of radicalizations culminating in his theory of givenness, seems to hinge upon Husserl’s original break with metaphysics” (79). Not only is it a matter of freeing the phenomenon from Husserlian objectivity. More fundamentally, it is a question of breaking free from Kant’s account of the conditions of possibility for the experience of objects. “The Kantian conditions of possible experience,” as Graves notes, “are not given by phenomena themselves but are rather imposed upon phenomena by the subjective faculties of sensibility and understanding” (79-80). In addition to Kant and Husserl, Marion’s reduction in part break with Heidegger too. Although Heidegger had himself radicalized Husserl’s approach with an existential reduction to being as such (88), he remains beholden to the ontological difference. “The saturated phenomenon,” observes Graves, “is characterized by an excess of intuition […] It cannot be controlled or neutralized by a conscious subject, and it cannot be reduced to or proceeded by any horizon—not even by the horizon of Being (Heidegger), let alone that of objectivity (Husserl)” (108). This is not to say, however, that there are not important overlaps between Heidegger and Marion. Like Heidegger before him, Marion also appears interested in retrieving “originary” and fundamental structures of experience. As Graves says, “Marion’s central idea of the saturated phenomena is based on a recognition that the given often outstrips the conceptual and linguistic categories used to understand or interpret it” (7). Like Heidegger, Marion’s phenomenology of revelation is a radical one.

And like Heidegger also, Marion takes great pains to insist that his phenomenological method is rigorous, strictly philosophical, and not contaminated by theology. In order to distinguish the phenomenology of givenness from theology, Marion employs “a distinction between revelation as possibility, and Revelation as actuality” (79).

According to Marion, [phenomenology] is properly concerned only with possibilities, not actualities. With respect to the phenomenon of revelation, the sole task of the phenomenologist would be to account for the mere possibility of such an experience, without having to presuppose or posit its actuality (108).

Yet Marion’s radical phenomenology, which seeks philosophical purity and rigor, “ultimately [leads] him to recapitulate the Heideggerian strategy,” namely “the protective strategy” of counter-contamination (78-79). Marion’s phenomenological figure of revelation (as possibility) “winds up imposing its own indeterminate status upon Revelation itself” (79). “Revelation,” as Graves says, “is described as a purely formal givenness” (79). In Reduction and Givenness, for example, Marion maintains that the “pure form of the call” is anonymous, “one that defies all names” (7). Such a call is said to be given “before any act of determination or nomination, before any Name can be ‘imposed upon it’” (79). Hence, the call of revelation remains indeterminate. As Graves notes, Marion’s radical attitude entails that revelation be defined in terms of a conceptual indeterminateness and resistance to linguistic determination, predication, or nomination (7). Understandably, part of Marion’s motivation for insisting upon a distinction between revelation as possibility and Revelation as actual is to forestall theological contamination, and the accusation that he is guilty of crypto-theology. But part of it is also an attempt to avoid conceptual idolatry, to avoid a philosophical discourse that would idolatrize God. This is something Marion addressed in God without Being, and Graves offers a fantastic account of that work’s account of the idol and the icon. Of relevance here is the fact that Marion’s phenomenology of givenness is said to overcome metaphysics (and nihilism’s so-called “death of God”), by liberating God from an idolatrous discourse. For Marion, as Graves says,

The problem of God for modernity has less to do with God’s negation, with atheism, than with the reemergence of idolatry at the level of the concept—we are, above all, prevented from respecting God not because God is rejected but because the conceptual idol blinds us to God (138).

The type of idolatry Marion is interested in resisting, hence, is conceptual. According to Marion, every conceptual discourse on God “involves a certain degree of idolatry” (95). How, we might ask, could one formulate a non-idolatrous conceptual discourse on God? (95). As Graves explains, here Marion finds it necessary to go further than Heidegger. In Heidegger, metaphysical thinking’s conceptual idolatry of God is named onto-theology. In onto-theology, God is given the definition of causa sui. Heidegger admonishes onto-theology for its forgetfulness of being and the ontological difference (96). Recalling Graves’s earlier discussion of Heidegger’s 1928 lecture is important here. Graves had shown that in an attempt to preserve the methodological rigor of phenomenology as fundamental ontology, Heidegger fell prey to the problem of “counter-contamination.” Here, Graves notes that Marion, who agrees with Heidegger that onto-theology leads to conceptual idolatry, claims Heidegger ignores a further form of idolatry. As Graves explains,

God’s revelation is contained or conditioned by “the dimension of Being,” by “revealability,” by the existential structures of Dasein. God may be above and beyond all matters of Being and ontology, but if God is to be revealed to Dasein, this revelation (Offenbarung) must conform to the ontological conditions of experience, that is, to revealability (Offenbarkeit) (99).

Consigning God to the ontological difference, and thereby confining revelation to the horizon of being, Marion believes that the Heideggerian divorce between being and God comes at too high a price. As a result of it, any talk of God as such is excluded from philosophical discourse (100). As Graves says, for Heidegger, “since the ontological difference is determinative of philosophical discourse, this implies that we must forever keep silent before God” (101). Or again, “By casting God as such outside ontological discourse, Heidegger essentially abandons theo-logical discourse (discourse about God as such) to the dogs, so to speak” (101). In Marion’s estimation, this silence of Heidegger’s on God avoids the onto-theological concept of “God” as causa sui or supreme being. Such silence, as Graves himself notes, embodies a certain reverence toward God. But the second silence, the silence insisting that nothing at all further can be said of God, “bars reverential silence from becoming the object of thought” (101).

In turn, Graves goes on to show how Marion attempts to open a discourse on God precisely where Heidegger had not. For although the ontological difference marks the borderline beyond which a non-idolatrous thought of God might finally become articulable (103), Heidegger himself does not attempt to think it. Instead, he remains completely silent. Marion suggests that, to think God reverentially, an escape from ontological difference is necessary (103). A phenomenological critique of metaphysics “must remain essentially indifferent to the ontological difference itself” (104), if God is to be discussed non-idolatrously, rather than simply passed over in total silence. To begin sketching how this might be possible, Marion highlights three biblical texts (Romans 4:17 is the text upon which Graves focuses) that he argues enable phenomenology to formulate an anterior instance to the ontological difference (104). In the passage in question from Romans, God is referred to as the one “who gives life to the dead and who calls the non-beings as the beings” (104), indicating God is prior to the ontological difference between being and entities. As Marion puts it, “‘The gift delivers Being/being’” (105). The problem, however, is that this dimension of givenness (or revelation) prior to the ontological difference is an attenuated, formalized structure. Consequently, Graves sees Marion’s attempt to move beyond Heidegger’s ontological difference as something ultimately still beholden to it, insofar as Marion falls prey to the same problem of counter-contamination:

Our thesis regarding Marion remains structurally analogous to the one we advanced in the preceding chapter: Like Heidegger, Marion’s effort to overcome charges of theological contamination leads him to adopt a strategy whereby revelation is divested of its material content. The process of “hollowing out” revelation leads to a merely formal conception of revelation—one that is essentially devoid of any reference to the historical, linguistic, and textual richness of revelation in its religious or theological acceptations. Rather than describing this procedure in terms of a divestment or “hollowing out,” Marion portrays it in terms of a purification of revelation—that is, in terms of a reduction to the “pure” call or the call as such (i.e., revelation) (107).

To be sure, Marion’s claim that “revelation (as gift) proceeds, founds, delivers, brings into play both beings and being itself” (105) invites the objection that this apparent recourse to revealed theology violates the neutrality of phenomenological method. However, Graves is interested in a different objection that others have not made. As he notes, what Marion terms the gift (or the call) is “materially indeterminate” (198). The indeterminateness arises, says Graves, due to the phenomenological method Marion develops in the course of sketching the saturated phenomenon. “Marion insists it is possible,” says Graves, “to provide a strictly phenomenological articulation of it, under the rubric of the saturated phenomenon par excellence—revelation” (108). But this phenomenon—the call, the gift, or revelation, must remain essentially indeterminate and anonymous, claims Marion. This means that those who allege Marion’s phenomenology is crypto-theology have missed the crucial point. This common criticism, which accuses Marion of identifying God as the caller, is in fact prohibited by Marion’s own philosophical analysis in works such as Reduction and Givenness. As Graves reminds us, the call in Marion “is ‘pure’ insofar as the caller remains undetermined; but this lack of determination is a highly ambiguous one” (116). The real objection against Marion, then, says Graves, is not that Marion defines the call theologically (for Marion does not), but that he renders it indeterminate. But if Marion’s account of revelation renders Revelation itself indeterminate, then as with Heidegger, we have another instance of counter-contamination.

It is unsurprising that counter-contamination should occur here, since it is generally committed in the course of defending oneself against the charge of theological contamination or of holding theological biases (115). Heidegger had done so in the 1920s when developing his existential analytic, and here Marion has as well. As Graves summarizes, “While Marion had previously characterized the task of phenomenology as offering a mere description of revelation as possibility, toward the end of Being Given it begins to sound as if Revelation (as event) is only ever given in actuality to the phenomenologist, to the one who rigorously avoids naming it, the one who is willing to live with the indecision of the gift” (117). Part of the indeterminacy Graves highlights is traceable to Marion’s radical approach to language. Marion clears the path for a pure form of a call which remains “entirely anonymous and indeterminate, since the call reaches the subject before the subject can wield any concept, horizon, or names that might serve to delimit the call, or give it a particular determination” (114). The fundamental problem facing Marion’s phenomenology of revelation, thus, is not the potential intrusion of theological presuppositions or contents, but rather a philosophical bias, which in the name of maintaining rigor and neutrality, distorts the actual givenness of Revelation. As Graves says, what results is an “attenuated conception of Revelation” (115). In an effort to defend the methodological rigor of his analysis, Marion misconstrues the religious phenomenon itself (115). Such is Graves’s claim.

It is worth revisiting Marion’s distinction between revelation (as possibility) and Revelation (as actual). For Marion, Revelation is thought in terms of its form rather than its content—as Graves says, it is “construed formally precisely because it refuses any determinant content” (118). But the status of this indeterminateness is ambiguous. Revelation might be said to be so, because it remains at the level of a sheer possibility, a formal possibility (122). In this respect, it is indeterminate insofar as the phenomenologist makes no decision about whether the phenomenon has actually taken place. Marion defends the philosophical legitimacy of his analysis of revelation on the grounds that it holds such determination, designation, or denomination in suspense (122). The philosophical rigor of the analysis is said to be safeguarded by bracketing the question about the actuality of revelation (122). However, Graves notes a further potential kind of indeterminacy. In addition to the formal (or methodological) indeterminacy just noted is another type, “material” indeterminacy:

Marion’s work suggests another kind of indeterminacy, one that belongs to the content or material of the phenomenon itself. Here, the actual content remains indeterminate precisely because this content exceeds or overwhelms all signification and concepts—in short, all efforts to comprehend it, to say it, or to give it a linguistic articulation. We might call this material-indeterminacy since it refers to that which is materially (i.e., actually) given, but given in a way that eludes our (linguistic) understanding of it. That which is given remains indeterminate not because it is non-actual or not-yet-give—as in the case of the formal-indeterminacy—but because this actuality frustrates and exceeds every attempt to pin it down, to make determinations, and to describe its contents. Whereas formal-indeterminacy clearly pertains to revelation (as possibility), material-indeterminacy belongs to Revelation (as actually given)—and thus, it would make no sense to speak of the formal-indeterminacy of Revelation or the material-indeterminacy of revelation (123).

When Marion speaks of a pure givenness or a pure call, which type of indeterminacy does he mean—formal or material? To determine or name the call would involve a theological interpretation which would violate Marion’s own phenomenological description. Under pressure to justify his phenomenological approach on strictly philosophical grounds, Marion has subjected the phenomenon of Revelation to a process of counter-contamination in his work (125). The resulting material indeterminacy of Revelation is related to Marion’s related handling of language and hermeneutics, Graves claims. For has not Marion in effect extricated Revelation from its proper textual-linguistic milieu? (125). In Graves’s estimation, the saturated phenomenon renders any hermeneutic interpretation of it an afterthought, as an activity that works upon an already given phenomenon (126). This is because Marion operates on the assumption that the success of his phenomenology of givenness depends upon a radical suspension of the subject’s capacity to constitute, conceptualize, or name the given (127). In the name of liberating the phenomenon from metaphysics (and hence the conditions of possibility of the transcendental subject), Revelation is left lacking any determinate material content. For although it is true that Marion will insist the saturated phenomenon necessitates an “endless hermeneutic” on the part of the recipient, this is ultimately because no set of finite concepts will ever prove sufficient or adequate to it. In the last analysis, Graves concludes that Marion’s phenomenology of revelation fails to describe Revelation. The decision to formulate the merely formal possibility of revelation, without presupposing an actual event of determinate Revelation, entails that the actual event of Revelation itself is left indeterminate (143). On the one hand, Marion seems to want to insist that linguistic determinations always originate on the side of the finite subject (in his or her effort to interpret the indeterminate given).  On the other hand, he wants to say that the finite subject is constituted by (or receives itself from) the given itself.  In Graves’s view, this presents a problem concerning how to account for determinacy in the first place.

At last, we come to Ricœur, whose approach to revelation is the one Graves most prefers. For it is Ricœur who is said to provide a way forward, by having taken a path that the radical approaches of both Heidegger and Marion did not. It all has to do with language. Contrary to the radical attitude toward linguistic mediation which maintains that any given phenomenon will require interpretation (and hence an imposition on what is fundamentally in itself indeterminate), Ricœur’s hermeneutic approach stresses that all phenomena are always already interpreted. Language is no longer regarded as an inert medium which simply mediates what has already been given by superimposing its determinateness upon it, but rather as a genuine source of revelation in its own right (133). Rather than language obstructing or occluding revelation, revelation takes place in language. For, according to Graves, it is Ricœur who rightly acknowledges that the given is always already linguistically determined (not pure).

This promise of language to resolve the problems of formalization/attenuation, ontic contamination, and counter-contamination besetting the radical approach has gone unnoticed, says Graves, because until recently, Ricœur’s work had been largely overlooked within the secondary literature on the theological turn. For whereas Marion under the threat of ontic contamination—like Heidegger before him—wound up advancing a purely formal figure of Revelation, one that is said to precede any possible description, designation, or act of naming, and one that is therefore anterior to linguistic expression and textual mediation (146), Ricœur instead treats language as the originary site of revelation. For him, revelation involves a transformation of the self during the course of reading or interpreting concrete texts—specifically texts that are deemed sacred (147). To the extent there is an indeterminacy at work in revelation, it has less to do with a prior, pre-linguistic givenness than with an over-determinacy rooted in the domain of language itself (147). The saturation does not reside in an “originary” domain beyond the ken of language and the concept, but in the superabundance of meaning within the text itself.

Ricœur’s discussion of the relationship between phenomenology and hermeneutics does not begin with Heidegger, nor even with Husserl, but rather with a consideration of the epistemological problems that plagued nineteenth-century hermeneutic theory and, specifically, those relation to issues within the Geisteswissenschaft (150). Dilthey, for instance, believed that the primary challenge was to show hermeneutics possessed a methodology that could compete with the natural sciences—a methodology “which could be held together on the basis of a coherent theory of understanding” (150). This required that the diverse procedures of classical hermeneutics such as classical philology and biblical exegesis be subordinated to a more general, unified theory of historical knowledge (150). Ricœur contends that Dilthey’s attempt to describe this process left his hermeneutic theory “forever oscillating between a desire for a general theory of historical knowledge, on the one hand, and a Lebensphilosophie rooted in a regional psychological paradigm, on the other” (151-52). Ricœur notes that if hermeneutics should not be understood in terms of the search for the psychological intentions of the author concealed behind the text, and if it not to be reduced to interpretation designed to the dismantling of the text’s structures, then what remains to be interpreted? (155-56). As Graves says, Ricœur’s answer is the “world of the text”—no textual discourse is so fictional that it does not connect up with reality (157). The world of the text is irreducible to the mental life of its author or to the immanent structure of the work itself (156). The text, hence, opens the pathway to revelation. After all, if revelation is an encounter with the divine which somehow “transcends, shatters, or pierces through the humdrum of everyday reality,” then the text is the most appropriate site for such an encounter (158). For Marion, language and concepts are viewed as a kind of filament imposed upon the given. But for Ricœur, the given is always already linguistic in character (179). The latter’s notion of revelation as the revelation of the world of the text consequently weaves together a hermeneutic theory of textual mediation and a phenomenological theory of being-in-the-world. This avoids the problem of counter-contamination. But in doing so, there is another potential problem.

In characterizing the world of the text as he does, has not Ricœur destroyed any basis for distinguishing sacred texts from secular texts? If every literary or poetic text possesses the power to carry one beyond the everyday world of manipulable objects, what is unique about the Bible? (159). The standard answer is to appeal to inspiration. In the case of a revealed text, there is said to be a double authorship, insofar as God is behind the voice of its human author. However, because Ricœur strongly rejects this conception of revelation as inspiration (166), the problem of distinguishing a sacred from secular text remains. While Ricœur’s hermeneutic theory of revelation represents a gain, insofar as it avoids the pitfalls of psychologism or subjectivism, how is one to know it is God speaking in the text? (170) Here, the temptation would be to appeal to some originary or fundamental phenomenon said to lie behind or beyond the text, yet Ricœur has expressly ruled out that option.

This all comes to a head in Ricœur’s own example of the phenomenon of conscience. As Graves explains, Ricœur’s “long route” differs from Heidegger. Whereas Heidegger’s ontological project entailed a logic of presupposition in which phenomenology would be autonomous from the positive sciences, Ricœur insists on maintaining a creative tension between ontology and the so-called ontico-positive sciences (177). In principle, this would seem to allow Ricœur to avail himself of theology in ways that Heidegger cannot. This would be important, because no matter how long the route one takes, any phenomenological account must eventually face the question of how it is to name the phenomenon that has encountered it. In the case of conscience, Ricœur notes the peculiar modality of otherness belonging to it: its “voice” seems to be coming from another. This is the phenomenon’s enigma: its call issues both from within me and beyond and above me (182). Contrary, however, to what one might expect, here Ricœur, like Heidegger, claims what or who exactly the other is cannot be determined (182), and thus he bars any straightforward identification between God and the call of conscience even at the level of a theology (183). For even Ricœur, the problem of revelation (at least insofar as it concerns the phenomenon of conscience) ends in indeterminacy. As Graves notes, however, setting the particularity of conscience aside, the hermeneutic approach to revelation generally maintains the possibility that the call is already named, that revelation is already determined by the historical, cultural, and textual conditions through which one encounters it.

This has been a very long review. However, in digging into the details to the extent I have, I have still only scratched the surface of what Graves’s book contains. Let me conclude with some final comments regarding the questions that remain to be answered in light of the new ground broken by Graves in his excellent study. As someone sympathetic to radical phenomenology myself, I can say that Graves has developed a number of very important, and compelling, challenges to Heidegger and Marion. In response, I wonder whether turning to Michel Henry might go some way to addressing those problems. This is certainly an odd suggestion, I recognize, as one might think that whatever problems beset Marion’s radical phenomenology are likely to even more so plague Henry’s own. This is because Henry is far more dismissive than Marion of the need of hermeneutical interpretation and textual mediation for revelation. For Henry, there is no call or response structure said to be at work—the revelation of Christ is immediate, ineffable, and unavoidable within the interiority of life. In Marion’s case, Graves correctly emphasizes that the distinction between revelation (as possibility) and Revelation (as actual) leads to the problems of counter-contamination and material indeterminacy. Graves attributes both of these to Marion’s conception of the relation between language and revelation, a view which implies that language does little more than impose meaning on a phenomenon which forever defies any such imposition. In short, the claim is that Marion’s attempt to accommodate the need for hermeneutic interpretation of the saturated phenomenon ultimately fails, because the given itself is always inherently indeterminate, and indeterminate because it is thought to be non-linguistic. In his most recent work, however, Marion has arguably taken a different approach. In D’Ailleurs, la révélation, he assigns a central role to the parable—according to Marion, the revelation that takes place through the words of Christ in the form of parables is a distinctly linguistic phenomenon. The parabolic discourses first disclose a mystery, which is in turn resolved by those who have “ears to hear” and “eyes to see.” It would be interesting to hear from Graves about the extent to which, if at all, he thinks Marion’s analysis of the parable (and in turn the Trinity) addresses the previous problem of Revelation’s material indeterminacy.5 For with the parable, initially Revelation proves mysterious, yet ultimately determinate—Christ reveals himself to be the Son of God.

Of course, Marion’s employment of the parables will elicit the familiar objection that he is guilty after all of doing theology rather than phenomenology, but this is fine, if one thinks, as Graves does, that the ideal of philosophical rigor guiding such an objection, one that had previously led Marion to insist upon the distinction between revelation (as possibility) and Revelation (as actual), is not worth preserving. The question Marion asks in light of the mystery put forth by the parable is a good one: why do some of those who encounter these words of Christ recognize him to be the Son of God, while others do not? Notice that the problem of revelation here is not only linguistic—the problem is not whether one knows (or how one knows that one knows) that the Bible is indeed the word of God. The problem, therefore, is not limited simply to those who encounter the parables in the context of what Ricœur says is considered to be a sacred text by believers. For the problem was already salient for those said to have been directly contemporaneous to Christ. While the problem of revelation is perhaps further complicated by textual mediation, this later complication is only derivative of the more primary problem, one which confronted those who encountered Christ face to face just as much as it does anyone today. If Graves opens his study by recounting the eighteenth- and nineteenth-century critiques of revelation, here it is fitting to mention two figures who sought to defend it: Hamann and Kierkegaard. For Hamann and Kierkegaard, when read in the spirit of Christ, Scripture will address one as the word of God, and the inspired status of its meaning, which is otherwise veiled, becomes accessible. If one fails to do so, no revelation takes place. How, then, does one know it is God speaking in and through the text? Ultimately, it is not possible to demonstrate this to others, nor to deduce it by discursive reason, historical evidence, or any other such public criterion. This is because, even in the case of a revelation that would appear to be mediated linguistically, it is the Word who speaks. This was Henry’s point, and I think it is an unavoidable one, no matter how long a hermeneutic route Ricœur or others first travel in order to finally work up to it. Although it causes philosophical offense, radical phenomenology, I think, is right to insist that revelation always requires a salto mortale.6   


1 One should also mention the recent publication of another text in this same vein, Joseph Rivera’s Phenomenology and the Horizon of Experience: Spiritual Themes in Henry, Marion, and Lacoste (London: Routledge, 2022).

2 Such was the conclusion F. H. Jacobi drew amid the pantheism controversy. It was he who introduced the term “nihilism” into the philosophical lexicon.

3 To speak of a single Enlightenment, as if it were one unified intellectual and geographical movement, would be an oversimplification. There were French, German, Scottish, and English Enlightenments. And although today we tend to treat Enlightenment and deliberate secularization as synonymous, in the case of the seventeenth-century English Enlightenment, at least, disputes regarding the relationship between reason and faith originated within a religious milieu seeking to clarify the so-called “rule of faith”: whether it was the church, Scripture, or inspiration possessing the last word on what constituted religious truth. There was hope reason might adjudicate the issue. That the elevation of reason for this specific purpose would precipitate the broader atheistic and secularist developments it later did was something the Great Tewmen or Cambridge Platonists did not foresee or intend. See Frederick C. Beiser, The Sovereignty of Reason: The Defense of Rationality in the Early English Enlightenment (Princeton, NJ: Princeton University Press, 1996).

4 For an excellent examination of the way in which Heidegger attempts to formulate a phenomenological method successfully navigating the danger of theological “contamination,” see Ryan Coyne’s Heidegger’s Confessions: The Remains of Saint Augustine in Being and Time and Beyond (University of Chicago Press, 2015). Tarek R. Dika has argued that this attempt of Heidegger’s ultimately fails; the theological content of the existential analytic’s fundamental categories is ineliminable, Dika argues. See “Finitude, Phenomenology, and Theology in Heidegger’s Sein und Zeit.” Harvard Theological Review 110 (4) 2017: 476–494.

5 Although some of the material in question was already available in other sources, such as his 2014 “Givenness and Revelation” Gifford Lectures, D’Ailleurs, la révélation itself only appeared in print after Graves had completed his own study. For a discussion of the way in which the parable is said to accomplish Revelation, see Marion, D’Ailleurs, la révélation (Paris: Grasset, 2020), 336-51. An English translation of D’Ailleurs is currently in preparation by Stephanie Rumpza and Stephen E. Lewis.

6 I would like to thank Adam Graves for extending me the invitation to write this review.

Karsten Harries: The Antinomy of Being

The Antinomy of Being Couverture du livre The Antinomy of Being
Karsten Harries. Preface by: Dermot Moran
De Gruyter
2019
Front matter: 22. Main content: 246

Reviewed by: Richard Colledge (School of Philosophy, Australian Catholic University)

Karsten Harries’ The Antinomy of Being, which is based on his final Yale graduate seminar, is a deeply ambitious study that brings to the table vast scholarship across a range of philosophical, as well as literary, theological, early modern scientific, and art historical sources. Focusing especially on what he presents as a key problematic in the work of Kant, Nietzsche and Heidegger, Harries demonstrates the way that this notion of the antinomy of Being is at the heart of the condition of possibility of truth, and thus for any response to the spectre of nihilism. When taken as a whole, his arguments make a compelling case not only for the centrality and irreducibility of this issue across a range of philosophical fields, but also for any rigorous meta-philosophical reflection. This welcome development in Harries’ work is a text that challenges contemporary thought across various fields.

The idea of the antinomy of Being is one that Harries has presented and discussed numerous times in his writings over the last decade and a half in particular, generally as part of a more finely focused argument that opens into this larger underlying set of concerns.[1] However, in this 2019 monograph, Harries provides a fully developed account of what he describes as “the unifying thread of [his] philosophical musings” from over half a century of teaching, even if the term itself appeared in his work only comparatively recently (AB, 1).

“Antinomy” is associated with paradox; aporia; the limits of language; cognitive dissonance; and possibly even the limits of logic. More specifically (especially in a Kantian context), it relates to the clash between two apparently contradictory beliefs, each of which is entirely justifiable. Two of the four famous antinomies in Kant’s first Kritik (relating to space and time, freedom, substance and ultimate necessity) are the subject of explicit attention in this book, as is the way that the same fundamental problematic can be seen as being deeply at play in the work of Martin Heidegger and various other post-Kantian thinkers. The ways that these more specific cases arise in Harries’ text will be surveyed below. However, it is important also to note that Harries’ concern is not to simply paint his topic as an issue in the thought of a particular group of philosophers. To the contrary, his larger and more basic project is to show that the antinomy of Being is an irreducible element in all thought, cutting across all disciplines and genres. Consequently, its denial amounts to the distortion of thought, while coming to terms with it is the only pathway to intellectual (perhaps also existential) authenticity. For ultimately, it is a question of how it is possible to respond to the ever-present threat of nihilism (the topic of his 1962 doctoral dissertation). As he puts it early in his Introduction:

[O]ur thinking inevitably leads us into some version of this antinomy whenever it attempts to comprehend reality in toto, without loss, and that a consequence of that attempt is a loss of reality. All such attempts will fall short of their goal. What science can know and what reality is, are in the end incommensurable. Such incommensurability however, is not something to be grudgingly accepted, but embraced as a necessary condition of living a meaningful life. That is why the Antinomy of Being matters and should concern us. (AB, 2)

What is the nub of Harries’ contention? In a sense, the book is something of a manifesto for hermeneutical realism, and in such a way that places equal weight on both hermeneutics and realism as complementary poles of the antinomy of Being as a whole. On one hand, there is an absolute insistence on the finitude of all understanding (“hermeneutics goes all the way down” as the old adage has it), while on the other hand there is an equally strong insistence on the real as that which is finitely understood. In this way, the twin disasters of nihilism – i.e., idealism (nothing can be known; or there is no real as such) and dogmatism (in its many guises, be it scientism, religious fundamentalism, etc) – are both variations on the theme of denial of the ineluctable antinomy of Being. Both idealism and realism contain kernels of truth, but in canonising one side of the antinomy and marginalising the other, both are ideologies that destroy the balance required to underpin the possibilities of knowing in any genuine sense. On one hand, idealism absolutizes the rift between mind and world so that it is portrayed as an unbridgeable chasm that makes knowledge of the real impossible. On the other hand, in its claim to have captured and represented the real, there is something absurd and self-undermining in rationalistic realism, and in presenting a shrunken parody of the real it too vacates the space for nihilistic conclusions.

In seeking to do justice to both sides of the antinomy, Harries is not afraid to defend what he sees as the key insight of the Kantian antinomies that he links respectively (if unfashionably) to the transcendental and the transcendent dimensions of the real:

[T]he being of things has to be understood in two senses: what we experience are first of all phenomena, appearances, and as such their being is essentially a being for the knowing subject. Science investigates these phenomena. But the things we experience are also things in themselves, and as such they possess a transcendent being that eludes our comprehension. The identification of phenomena, of what science can know, with reality is shown to mire us in contradiction. (AB, 1)

I suggest that Harries’ stance invites comparison with other contemporary forms of hermeneutical realism, such as that developed by Günter Figal.[2] Figal’s approach places the focus on the problem of objectivity: of the thing’s standing over against the subject as irretrievably other, even in its being understood and grasped. As Figal puts it, “[h]ermeneutical experience is the experience of the objective [das Gegenständliche]—of what is there in such a way that one may come into accord with it and that yet never fully comes out in any attempt to reach accord.”[3] Similarly, it is this simultaneous knowability and unknowability of things that Harries highlights in his observation of the antinomy that characterises all understanding of the objective, of that which shows itself – only ever finitely and incompletely – as the real.

In the first chapter of the book, Harries sets out his account predominantly with reference not to Kant, but to Heidegger. These pages provide a condensed summary of some of the major aspects of his previously published readings of Heidegger that gather around this theme. For Harries, the confrontation with the antinomy of Being is at the heart of a key tension in Being and Time, a tension that Heidegger repeatedly returns to for the rest of his life. Even if Heidegger never used the term, Harries asserts that it is directly evoked in his notion of “the ontological difference” (the difference between beings and their Being [Sein]), for to attempt to think this difference Heidegger, he claims, “had to confront the Antinomy of Being” (AB, 15). As Heidegger outlines in §§43-44 of Being and Time, but more directly in his summer 1927 lecture course, there is a formidable problem here. On one hand, without Being, there would be no beings, and so Being is transcendental. Further, there is Being only when truth (and thus Dasein) exists, for without Dasein, there would be no revelation of beings. But on the other hand (and here the antinomy becomes evident), it cannot be said that beings, or nature as such, only are when there is Dasein. Nature does not need to be revealed to Dasein (there need be no event of truth) in order to be what it already is. We do not create beings; they “are given to us,” and our “experience of the reality of the real is thus an experience of beings as transcending Being so understood” (AB, 15). Being “transcend[s] … the Dasein-dependent transcendental Being to which Being and Time sought to lead us” (AB, 14). The antinomy of Being thus arises in this distinction Heidegger implicitly notes “between two senses of Being: the first transcendental sense relative to Dasein and in this sense inescapably historical, the second transcendent sense, gesturing towards the ground or origin of Dasein’s historical being and thus also of Being understood transcendentally” (AB, 15-16).[4]

To be sure, with this Heidegger interpretation Harries intervenes in well-established debates within (especially American) Heidegger scholarship. However, unlike the way much of that debate circles around early Heideggerian thought (and sometimes only Division 1 of Being and Time), Harries is concerned with the way that this same issue continued to play out – albeit in different terms –  in Heidegger’s later works. For example, he makes the interesting (unfortunately undeveloped) suggestion that Heidegger sometimes looks to differentiate these two senses of Being via the introduction of the Hölderlin-inspired spelling “Seyn” or in placing “Sein” under erasure. “Sein and Seyn are the two sides of my antinomy,” he explains: “Being understood as the transcendent ground of experience (Seyn) transcends Being understood transcendentally (Sein)” (AB, 16). However, the attempt to comprehend … the presencing (das Wesen) of Seyn will inevitably “become entangled in some version of the Antinomy of Being. Thus:

Any attempt to conceptually lay hold of that originating ground threatens to transform it into a being, such as God or the thing in itself and must inevitably fail. Here our thinking bumps against the limits of language. Being refuses to be imprisoned in the house of language. And yet this elusive ground is somehow present to us, calls us, if in silence, opening a window to transcendence in our world. (AB, 16)

For Harries, the notion of the Kehre in Heideggerian thought – understood as Heidegger himself presents it, as “a more thoughtful attempt to attend to the matter to be thought” –  is a step made necessary by “the antinomial essence of Being, which denies the thinker a foundation.” Indeed, Harries goes still further in doubling back to Kant: the “Antinomy of Being shows us why we cannot dispense with something like the Kantian understanding of the thing in itself as the ground of phenomena, even as the thing in itself eludes our understanding” (AB, 16-17).

In Chapter 2 (“The Antinomy of Truth”), Harries continues his engagement with Heideggerian thought, specifically concerning the paradox of language. Accordingly, language is both the way that beings are revealed and thus (transcendentally) come to be for us, whilst also limiting us to a finite encounter with the real that in itself transcends the limits of linguistic and thus worldly presentation. In other words, as Heidegger emphasised time and again (though it is also an insight voiced throughout philosophical history, from Plato to Wittgenstein and beyond), language both reveals and conceals the real, both revealling and “necessarily cover[ing] up the unique particularity of things” (AB, 25). Harries illustrates this point by opening the chapter with citations from Hugo von Hofmannsthal’s evocative 1902 “Letter of Lord Chandos,” before then showing how Hofmannsthal’s insights were already voiced by figures as diverse as Aquinas, Kant and Nietzsche. After focusing on “the truth of phenomena” through a Kantian lens (in the course of which he illuminatingly quotes Copernicus on his own distinction between appearance and actuality in planetary observation), Harries then provides an extended analysis and critique of Heidegger’s account of truth. In partially sympathising with Tugendhat’s critique of Heidegger’s early notion of truth as alētheia, Harries goes on to maintain that transcendental subjectivity only makes sense in the context of transcendental objectivity. The real is only ever encountered and uncovered perspectivally, but the (infinite) array of possible perspectives (via the contingencies of worlding) points to a transcendent whole that is nonetheless inaccessible in its completeness to the finite subject:

To understand the subject as a subject that transcends all particular points of view is to presuppose that consciousness is tied to perspectives but transcends these perspectives in the awareness that they are just perspectives. The transcendental subject has its foundation in the self-transcending subject. (AB, 45)

In Harries view, in its focus on the finitude of phenomenological access, Heidegger’s early position fails to do justice to this larger context: Heidegger’s fundamental ontology “suggest[s] that the perspectival is prior to the trans-perspectival without inquiring into the meaning of this priority.” Further, it must be recognized that “the perspectival and the transperspectival cannot be divorced,” for human self-transcendence “stands essentially in between the two” (AB, 45). Nonetheless, even given this critique, Harries continues to insist, with Heidegger, on the ineluctability of finitude:

[T]he transcendental philosopher remains tied to a given language and subject to the perspectives it imposes, even as he attempts to take a step beyond them. The absolute of which he dreams must elude him. The pursuit of objectivity cannot escape its ground in the concrete. (AB, 45)

Chapter 3 (“The Architecture of Reason”) is largely devoted to the relationship between Kant and Nietzsche on this question. Focusing especially on the latter’s essay “On Truth and Lies in an Extra-moral Sense,” Harries is in agreement with Nietzsche in his staunch opposition to linguistic realism: words do not simply express the inner essence of the things they re-present. “What we can grant him is that the thing in itself remains quite incomprehensible,” and so “what we are dealing with are always only appearances.” However, Harries also wants to insist on the key distinction between the thing-in-itself and objective appearance as such. After all, if the phenomenon just is the self-giving of the thing as it is – albeit finitely and perspectivally – then this makes sense of the possibility of similar perceptions; and this in turn is what makes shared concept formation possible. Furthermore, he argues, it is only thus that Nietzsche is able to sustain his own “social contract theory of language” (AB, 55). But on the other hand, Nietzsche’s linguistic idealism produces a savage critique of scientific rationalism which, he suggests, fails to see that its concepts are really metaphors, the product of the imagination. Concepts are “the ashes of lived intuition”, and scientific rationalism is therefore nothing other than a chasing after shadows. In leaving behind lived experience, science leaves us with death: a “columbarium of concepts” (AB, 63).

This link between science and loss – of the dangers of intellectualism that imperils the natural human experience of the real – is accentuated in the following chapter (“The Devil as Philosopher”) that presents an intriguing diptych of Fichte and Chamisso. Harries’ engagement with the former – who is his major philosophical interlocutor in this chapter – surveys the train of thought that led Fichte to the nihilism of his absolute idealist conclusions. But he also addresses the sense in which Fichte’s path of thought equivocally led out the other side through his conception of “conscience” by which a disinterested intellectualism is replaced by a spirit of conviction. It is thus that Harries sees Fichtean thought as subject again to “the call of reality, which is submerged whenever the world is seen as the desiccated object of a detached, theoretical understanding” (AB, 77). The hinge of the aforementioned diptych is made possible by Fichte’s historical exile from Jena to Berlin, where he met and befriended the romantic poet Adelbert von Chamisso, author of the cautionary tale of Peter Schlemihl. In Harries’ interpretation, Schlemihl – a character who (Faust-like) bargains with a demonic (Mephistopheles-like) philosopher to trade his shadow for unending wealth – is emblemic of the dark side of Enlightenment reason that would have us lose our natural embodied selves, our cultural and social particularities, our “homeland,” in pursuit of the ashes and emptiness of objectivity, soulless freedom and universal reason. Only disembodied ghosts cast no shadows. As Nietzsche would later suggest, disembodied reason is a form of living death. The rationalistic road by which Fichte would propose the inescapable mirror of consciousness that posits the world through its own volition is yet another form of failing to think through both sides of the antinomy of Being.

This leads Harries the full circle back to Heidegger, in a chapter titled “The Shipwreck of Metaphysics”, but also to a very contemporary application of the Heideggerian problematic. He begins by recalling his diagnosis of the antinomy of Being that emerges from Heidegger’s early thought (two irreducibly opposed senses of Being), and he notes Heidegger’s own admission (in his 1946/47 “Letter on Humanism”) that “[t]he thinking that hazards a few steps in Being and Time has even today not advanced beyond that publication.” Harries has us dwell on this impass with Heidegger. Was the whole incomplete project of Being and Time was therefore a dead-end? For Heidegger, it was not simply a “blind alley” (Sackgasse), but something far more telling: a Holzweg. The path of his thought was a very particular kind of losing of one’s way that is typical of “a genuinely philosophical problem” as Wittgenstein would put it (AB, 86). The Holzweg of Heideggerian thought leads us directly into the to the aporia of Being as such.

Harries goes on in this chapter to provide a very contemporary and “concrete” illustration of how this plays out in our own time with regard to the contortions of scientific materialism. He might have chosen any number of interlocutors in this field, but instead (in another hint of Harries’ intellectual generosity) he selects an interlocutor close at hand: a philosophically-minded colleague from Yale’s computer science department, Drew McDermott. With a nod to the medieval doctrine of “double truth” (condemned at Paris in 1277), Harries notes the way that his colleague is completely committed to the basic proposition that the natural sciences hold the key to all that is, can be, and will be understood, even as he admits that science cannot explain key aspects of our first-person experience of the world, including values we hold to be true. In this, he was inspired by Heidegger’s account of Dasein’s Being-in-the-world (that undermined a materialist “present-at-hand” projection of the world) , even though his commitment to the scientific attitude puts him at loggerheads with Heidegger. Harries sees in McDermott’s apparent cognitive dissonance the very aporia with which Kant and Fichte wrestled, and to which Heidegger’s own work was also to point.

The following chapter (“Limits and Legitimacy of Science”) expands upon this problem of the incompatibility of science with meaning, seen through the lens of the nineteenth century German physicist Heinrich Hertz (in his search for simple comprehensive scientific principles to comprehend the world), the early Wittgenstein (who despite similar aspirations famously concluded that “the sense of the world must lie outside the world”), and Kant (who similarly wanted to entirely affirm the scientific attitude even as he affirmed the truth of dimensions that transcend, and are precluded by, the sciences: freedom, immortality, God).

What begins to emerge in Chapter 7 (“Learning from Laputa”) are twin themes that will come to dominate the later parts of the book: the notion of seeking to escape from the confines of earthly existence through rationality and scientific application, and the theme of being-at-home. Harries’ major inspiration here is Swift’s portrayal of the Laputians in Gulliver’s Travels, who in creating their flying island revel in their (albeit ambiguous) transcendence of standard physical constraints and social bonds. These men of Laputa literally “have their heads in the clouds,” as they exist detached from their earthy home. Indeed, Harries notes the allusions here to Aristophanes’ The Clouds, and he sees both productions as parodies of rationalistic hubris (AB, 119). Here we see the link made to Heidegger’s critique of technology, which not only involves the triumph of curiosity (seen also in the Laputians), but also the flight from grounded human dwelling. Like Peter Schlemihl, with technological enframing, we lose our shadows.

Harries’ upward orientation continues in Chapter 8 as he turns to the cosmological revolution of the sixteenth century. A key figure here is Giordano Bruno, whose execution is understood in the context of an absolute commitment to the sovereignty of rational freedom, and more specifically the implications of his championing of the idea of infinite time and space. In such a universe, conceptions of boundedness, constraint, society, embodiedness, home and homecoming – one might say facticity –  are lost. As Nietzsche pointed out, there is no longer any horizon, no up or down. But Harries similarly points to the earlier tradition of Germanic mysticism (from Walther von der Vogelweide, to Ruysbroeck, to Eckhart and Suso) that made similar gestures toward the power of self-transcendence and freedom of thought to leave the body behind and even challenge the boundary between the human and the Divine. Here the thinking of space through intellectual freedom leads to antinomy. On one hand, space must be limited, since otherwise location would be impossible; but on the other hand, space cannot be limited since there can be nothing outside of space.

On the basis of this extensive groundwork, in Chapters 9 and 10 Harries turns, respectively, to other Kantian antinomies: concerning freedom and time. With reference also to Fichte, he sets out the terms of Kant’s antinomy of freedom: that on one hand there are two kinds of causality in the world (via laws of nature, and via the law of freedom, since otherwise it would be impossible to account for spontaneous events that are not reducible to natural cause and effect), while on the other hand freedom is clearly precluded by the necessary laws of nature (since otherwise the flow of events would lose their regularity). He follows this line of thought into Kant’s Critique of Judgment, in which freedom is defended “from a practical point of view” in terms of the experience of persons (AB, 159). But again, Harries is keen to show the perennial nature of this problem, returning to the Paris Condemnations to show that these same irresolvable issues are at play both in terms of the understanding of God’s freedom (Divine voluntarism vs rationalism) and human freedom (in the context of knowledge and sin).

The richly textured chapter on Kant’s antinomy of time (that draws in also Plato’s Timaeus, Aristotle, Rilke and Heidegger), takes a series of perspectives on the theme. On one hand, time must be bounded (and the world must have a beginning), since otherwise there could be no foothold in time within which events could occur. But on the other hand, it makes no ordinary sense to conceive of an event outside of time, so time must be infinite. As Harries points out concerning the latter, Kant is thinking here of the idea of time as a complete and infinite whole, an incomprehensible “noumenal substrate.” Here the notion of the sublime in the third Kritik is helpful. Sublime nature, for example, cannot be phenomenonally comprehended as a whole, but it can be thought, and here reason comes to the fore even as imagination and understanding are outstripped. This power of reason to think the infinite, points to the human capacity to transcend its finitude in a certain sense at least that nonetheless conflicts with the ongoing finitude of understanding. The noumenal is thinkable, but not understandable.

It is perhaps something of a shortcoming of the book that Harries doesn’t do the detailed work of relating the structure of the Kantian antinomies in general to his proposal about the antinomy of Being as such. However, the main outlines can be inferred. The logic would seem to be that the “thesis” and “antithesis” sides of Kant’s antinomies speak to the two senses of Being that Harries delineates: the transcendental and the transcendent (or the phenomenological and the noumenal). If, for Kant, transcendental idealism was the means by which these two were held in tension, Harries would seem to be suggesting that we need a robust sense of the Holzwege that both joins and separates what Heidegger wrote of as Realität and des realen: worldly reality and the inaccessible real.[5]

The final chapters of the book (Chapter 11 on “The Rediscovery of the Earth”, and Chapter 12 on “Astronoetics”) focus on this notion of the tension between human finitude and our attractedness to the heavens, to the infinite. We live with a double truth here: we are at home in our local domestic communities even as we are aware that we dwell on a planet that is spinning through space at extraordinary speed. Some of us long to realise the ubiquitous human desire to transcend our earthly dwelling place (as seen in ancient theories and myths, from Thales, to Vitruvius, to Icarus, to Babel, to modern hot air balloons and space flight), and the recent innovation of literal astronautical transcendence of the earth’s atmosphere has given us a taste of what this might mean. In our own times, there is talk of humanity becoming a space-travelling, multi-planetary species. However, Harries insists that we remain mortals, and (for the foreseeable future) creatures of the earth. The brave new world of space flight remains parasitic on the rich and nurturing resources of our home planet. He goes on to reminds us of the long tradition of Christian suspicion of pagan hubris (Augustine vs Aristotle): yes, we are made in God’s image, but human curiosity is also at the root of the fall.

These many themes are continued into the chapter on Astronoetics. The key question here concerns the human relationship to our origin: our earthly home. Are there limits to human self-manipulation and our manipulation of the earth? In order to think through such questions, aeronautics needs to be complemented by what Hans Blumenberg termed astronoetics: the act of thinking or dreaming our way imaginatively through space while remaining “safely ensconced at home.” (AB, 189). This is eventually a matter of thinking deeply about what is at stake in human ambition. Harries presents Jean-François Lyotard and the artist Frank Stella as representatives of the alternative he terms “postmodern levity.” This approach is uninterested in what they characterise as the modern (philosophical and artistic) nostalgic longing for a “lost centre or plenitude,” instead freely revelling in immanence and innovation. If modern art, in its “unhappy consciousness” is “never quite at home in the world,” the post-modern is characterised by a resolute this-worldliness (AB, 204). If modernity looks to evoke that which is finally unpresentable, artists like Frank Stella strive to create works of art that simply satisfy, are fully present, and eschew any ambition to point beyond themselves to obscured dimensions of truth or reality. Needless to say, such an approach is the antithesis of Harries’ account of the incomprehensible presence of the real in things as ordinary and precious as the experience of other human beings and the beauty of nature (see AB, 209).

It cannot be said that Harries’ Conclusion (titled “The Snake’s Promise”) succeeds in pulling together the various threads of his rich and ambitious book. But then again, for a book that deals with the the irreducible antinomy of Being, this seems apt. There are no neat resolutions to be had here. Perhaps this is already intimated in the re-encapsulation of the meaning of the antinomy of Being with which the chapter begins: that “reality will finally elude the reach of our reason, that all attempts to comprehend it will inevitably replace reality with more or less inadequate human constructions.” (AB, 216) In musising further on Heidegger’s critique of technology, Harries shows himself to be largely on the same page as Heidegger, though he is slightly sceptical about a simplistic nostalgic call to return to a pre-industrial golden age. Science and technology have profoundly changed our context, and there is no lineal return.

However, what the final pages do provide is a concluding and scathing critique of the distortions and banishments of the real by science, by art, in education and in popular culture. Science “seeks to understand reality in order to master it” (AB, 233), but in this never-ending quest, it reduces the real through perspectivalism and objectification, alienating us from it. Second, “aestheticizing art” obscures the real insofar as in simply looking to entertain it asks nothing of us. In both cases, the real lies inaccessible and largely forgotten behind the image. In fact, neither the artist, nor the scientist, are second Gods (as per the snake’s promise in the garden), for the work of both is parasitic on the underlying reality that make them possible. Third, and worse still, is the aestheticization of thinking itself: “the transformation of humanistic scholarship into an often very ingenious intellectual game.” (AB, 233) Fourth, and worst of all, is the attempt to aestheticize reality, especially by technological means, for in this way, reality is counterfeited; the real becomes the surreal.

Where does Harries’ extraordinary book leave us? Perhaps most of all with a plea to respect the real, by making a space for its unexpected appearings, to await its uncontrolled showings, and to resist the temptation (driven by our own anxieties) to partialize or even falsify it. I can do no better than to end with Harries’ own appeal:

[E]very attempt to [manipulate reality] … makes us deaf to its claims, denies us access to its transcendence in which all meaning finally has its ground, a ground that by its very essence will not be mastered. To open windows to that reality we must find the strength to abandon the hope to take charge of reality, the hope to be in this sense like God. Only such strength will allow us to be genuinely open to the claims persons and things place on us, will let us understand that we do not belong to ourselves, that we cannot invent or imagine what will give our lives measure and direction, but have to receive and discover it. (AB, 233-34)


[1] See Karsten Harries, “The Antinomy of Being and the End of Philosophy,” in Division III of Heidegger’s Being and Time: The Unanswered Question of Being, ed. Lee Braver (Cambridge, MA: MIT Press, 2015), 133-47; Harries, “The Antinomy of Being: Heidegger’s Critique of Humanism,” in The Cambridge Companion to Existentialism, ed. Steven Crowell (Cambridge: Cambridge University Press, 2012), 178-198; and Harries, Wahrheit: Die Architektur der Welt (München: Wilhelm Fink Verlag, 2012). For a thoughtful engagement with the last of these, see Steven Crowell, “Amphibian Dreams: Karsten Harries and the Phenomenology of ‘Human’ Reason,” in Husserl, Kant and Transcendental Phenomenology, ed. Iulian Apostolescu and Claudia Serban (Berlin: de Gruyter, 2020), 479-504.

[2] For more on this, see my “Thomism and Contemporary Phenomenological Realism: Toward a Renewed Engagement,” American Catholic Philosophical Quarterly 95, no. 3 (2021): 411–432 (esp. 417ff).

[3] Günter Figal. Objectivity: The Hermeneutical and Philosophy. trans. Theodore George (Albany: State University of New York Press, 2010), 2.

[4] For a not dissimilar reading of the dynamics at play in this area of early Heideggerian thought, and of how this plays out in his later thought, see my “The Incomprehensible ‘Unworlded World’: Nature and Abyss in Heideggerian Thought,” forthcoming in The Journal of the British Society of Phenomenology.

[5] See, e.g., Martin Heidegger, Being and Time (Oxford: Blackwell, 1962), 255 [SZ: 212]; Heidegger, History of the Concept of Time (Bloomington: Indiana University Press, 1985), 217 [GA20: 298].

Ethan Kleinberg: Emmanuel Levinas’s Talmudic Turn: Philosophy and Jewish Thought

Emmanuel Levinas's Talmudic Turn: Philosophy and Jewish Thought Couverture du livre Emmanuel Levinas's Talmudic Turn: Philosophy and Jewish Thought
Cultural Memory in the Present
Ethan Kleinberg
Stanford University Press
2021
Paperback $28.00
248

Reviewed by: Andrew Oberg
(Associate Professor, Faculty of Humanities, University of Kochi, Japan)

Reading Dialectically

1. Content and Structure

To begin, and with consideration for the nature of the journal in which this review appears, it should be acknowledged what this book is not: the work is weakest when it comes to philosophical analysis, for the most part providing descriptions of Levinas’ thought rather than interactions with it (although the latter is not entirely absent). I had expected otherwise and so this was somewhat disappointing, but – to slightly alter the old saying – perhaps we should not judge the book by the subtitle on its cover. The biographical information listed for the author tells us that Ethan Kleinberg is “the Class of 1958 Distinguished Professor of History and Letters at Wesleyan University” (this is also what is given on his institution’s faculty page), and a social media profile (for what such is worth, ours being the digital age) cites his PhD as being in History and Critical Theory. Thus, we should gear ourselves for history, and on that account the work is highly interesting and the reader does indeed gain much insight into Levinas the man from a careful reading of the text. This precisely – the act of careful reading – is the theme which I drew most from Kleinberg’s engaging and enjoyable presentation of Levinas’ Talmudic lectures as I journeyed alongside and through them, and the same shall become our concern in what follows.

A word or two must be given on the unique format that the book employs. Composed of six sections it is divided into four chapters that are flanked naturally enough by an introduction and a conclusion; the chapters, however, are “doubled” in the sense that each contains two separate columns of text which run parallel to each other: picture a single page with prose X on the left side and an entirely disconnected prose Y on the right; turn the page and X continues on as it had been still on the left with Y too carrying forwards on the right. In each of the chapters the right handed Y column ends before the left handed X, and therefore the final few pages simply have that side of the paper blank. It is admittedly not perfectly accurate to describe these two portions as “disconnected” however, for there is a thematic crossover between them which is related to Levinas’ life and personal educational mission. The left side sections offer biographical and institutional narratives connected to Levinas’ series of lectures on passages from the (Babylonian) Talmud delivered to the Colloque des intellectual juifs de langue française in Paris from 1960 to 1989, with an emphasis on what Kleinberg calls the “braid” of Levinas’ influences from and emphases on the trio of Western philosophy, French Enlightenment Universalism, and the Lithuanian Talmudic tradition. (See p. 12; Levinas had learned Talmud study under the mentorship of the well-known but perhaps mysterious Lithuanian master Shushani, being originally of Lithuanian stock himself although his family was forced to flee there for Ukraine after the German invasion of Lithuania in 1915, returning finally in 1920, only for Levinas to decide to leave again to attend university in France in 1923; these and other fascinating details are given in Chapter 1.) The right side sections relate to the content of the lectures themselves, titled respectively: “The Temptation of Temptation” (Shabbath, 88a and 88b); “Old as the World” (Sanhedrin, 36b-37a); “Beyond Memory” (Berakhot, 12b-13a); and “Contempt for the Torah as Idolatry” (Sanhedrin, 99a and 99b; note that the transliteration for these tractate names varies slightly from source to source, here I am simply following the spelling given in Kleinberg’s book).

The biographical (left) portion is further categorized as “Our Side” and the Talmudic (right) as “The Other Side” at the opening of each chapter, and these divisions are references to what Kleinberg outlines in the introduction as Levinas’ formulae – after Rabbi Hayyim of Volozhin, founder of the famed Volozhin Yeshiva – of “God on our side” and “God on God’s own side”: that is, for the “God as revealed in our finite and imperfect world and as such limited by that which we can conceive or imagine” and “the infinite and absolutely transcendent qualities of God that lie beyond our finite abilities to define, conceive, or even name God” (p. 5). We are additionally warned that we must take care (this from Levinas’ thinking) not to presume that what we know from “our side” can be understood as “the essence of God or we reduce God to a mere product of our imagination” (also p. 5). Clearly this makes for a healthy alert prior to any approach for or about the numinous, but there is also a methodological risk here in that these alignments could become useless if taken too seriously, such that the attempt to query and seek God on “God’s side” – however tentatively – is thereby perfunctorily given up; we must have some tools to work with, and moreover the courage to so work. We will therefore try; initially by taking Kleinberg’s “our side” texts before shifting to his “other side”, and finally offering some general summative remarks.

2. “Our Side”

Levinas is probably best remembered for his ethics, and as Kleinberg relates it this in part formed the impetus for Levinas’ pre-war move from Husserl to Heidegger, that it was “through the realization that there was no place for ‘others’ in Husserl’s phenomenological program” and hence the shift to a Heideggerean perspective (one thinks here of Heidegger’s emphases on embedded “world” issues, on Dasein as entering a historical trajectory already “in progress”, and on the necessity of a subject-bound hermeneutics as opposed to (the illusion of) objectivity) which provided Levinas with “themes [that] returned in Levinas’s later writing and in his Talmudic readings when they were recast in relation to his renewed emphasis on Jewish thought” (p. 29). After the war, in the dreadful awakening to the horrors of what came to be called HaShoah (The Catastrophe: the Holocaust) which confronted every thinking and feeling person, but of course most forcefully Europe’s surviving Jews, Levinas re-situated his own commitments to begin to place “his philosophy in terms of his Judaism: ‘My philosophy [this is a quote from Levinas found in the collection Carnets de la captivité (Notebooks from Captivity) published in 1946; he was a prisoner of war] is a philosophy of the face to face. The relation with the other without an intermediary. This is Judaism.’” Hereafter he also withdrew from Heidegger, and he enacted “the substitution of ‘Being-Jewish’ for Dasein” (p. 36).

This particularization and un-finitizing (this blurring) of the self and its place in the cosmos moreover entailed for Jewish identity a necessary tie to the past (election, and therefrom responsibility) within the still-not-yet of the promised messianic future, and it is this orientation to time that distinguishes “Being-Jewish” from, for example, the present focuses of Christianity with its “born anew”, or science with its discovery, or politics with its revolution. Therein lies “the fundamental difference between the ontological meaning of the everyday modern world and the ontological meaning of Being-Jewish” (p. 50). It might be objected at this point that Christianity, science, and politics do each clearly look to their own futures – and in the instances of “new birth”, discovery, and revolution especially so – but perhaps the idea here is that the stresses are on something akin to “May we have it now (new birth, discovery, revolution)” rather than the “split” “Being-Jewish” mindset which always has one eye over its shoulder, as it were, gazing both to the was-then and simultaneously the will-be.

On this issue of identity Kleinberg also locates what he describes as a “blind spot” for Levinas, a level at which he “conserves aspects of the authentic/inauthentic distinction inherited from the philosophy of Heidegger”; evidently this is through the relating of an assimilation into the broader culture with an inauthentic mode of “Being-Jewish” (p. 52). There is an interesting argument here in the sense of assimilated life as less “validly Jewish”, and therefore as juxtaposing with Heidegger’s inauthenticity as less philosophically realized, but for Heidegger inauthenticity was the “thrown” and default condition of the “they” (i.e. everyone) and Dasein needs to make (great) efforts to achieve authenticity, whereas the opposite is the case if one is born into the Jewish lineage: there the efforts required are for assimilation (moving out of one’s heritage, and having to try to be accepted as having so moved out by the “mainstream”), and hence the conceptual matching that Kleinberg asserts is not a perfect fit. Then too we might ask how thin the line is (or should be) between embrace and exclude when it comes to matters of identity, a question that ethically and existentially matters tremendously. Concern for the other is certainly at the core of Judaism, but if each other is always viewed in terms of “Being-Jewish” and vis-à-vis the kind of ranking system thereby implied, then that concern must become colored or even tainted; yet again, if we place ourselves historically in post-war Europe we find our sympathies are unreservedly extended to this manner of thought. It might be that the us/them aspect of any identity simply cannot be rid of the paradoxes and double-edges that adhere: that to ever assert any version of “we” is always and necessarily to negate it in a “they”. Whatever the case may be, this is a critique that Kleinberg returns to in his fourth chapter wherein he cites scholars who have been critical of what they label a hierarchy of people and cultures within Levinas’ writings and, as Kleinberg illustrates, his Talmudic lectures.

Let us though transition from ethics as point of view into ethics within/by/as text (scripture and exegesis), mindful of our stated theme of a “careful reading”. The Talmud came to be central to Levinas for his project of an ethical humanism – the responsibility for the other, facing the other and the taking on of accountability beyond the mere confines of one’s own acts – and that, “For Levinas, ‘the Bible clarified and accentuated by the commentaries of the great age that precedes and follows the destruction of the Second Temple, when an ancient and uninterrupted tradition finally blossoms, is a book that leads us not towards the mystery of God, but towards the human tasks of man’” (p. 73; emphasis in the original). It is the reading of the book (Bible) and the reading of the writings on the book (Mishnah, Talmud, et cetera) that properly conditions one to become a creature who can care, and this understanding both motivated Levinas in his pedagogical objectives and in his – shall we say – seizing of the Talmud away from its customary place in the yeshiva and thrusting it into the academy. Levinas, Kleinberg informs us, “wanted to take control of the chain of transmission, to prolong the spirit of Shushani, and thus to fulfil the call to transmit what has been heard. In essence, Levinas sought to start a new tradition, a new chain of transmission, in keeping with his goals for Jewish education, his reformulation of Judaism as a humanism” (p. 83). This then places us back at the beginning, and the Talmudic lectures themselves.

The initial 1959 lecture that Levinas delivered to the series of colloquia (given at the second commencement, he did not speak at the inaugural meeting) was on the influential philosopher and theologian – or maybe more properly: philotheologian, or theophilosopher – Franz Rosenzweig, but at the third event he presented a Talmud lesson opposite another’s biblical lesson (André Neher; see p. 94). At the time this was quite remarkable; Ady Steg, who would become the president of the Alliance Israélite Universelle from 1985 to 2011, recalled that: “The Bible was familiar to the intellectual world, to the non-Jewish world as well. But the Talmud was something totally ignored, reserved for those good Jews with long beards from Poland to Morocco. The idea that the Talmud could be studied in French, in public, and in the same manner that it was studied by Jews from eastern Europe or from Maghreb [northwest Africa] was extraordinary” (pp. 94-95). This was to become the motif for the years that followed. To Levinas, who accepted the being of God/“God” (I add the scare quotes to allow this concept some attitudinal flexibility), and the subsequent central position God/“God” attains through recognition, an associating with and/or orienting towards the divine was not to be done in the kind of non- (or anti-)rationalist ways that are typical of traditional religion, but instead via the same critical and reason-based thinking which is common in scholarship (p. 112). At numerous points Kleinberg refers to this as Levinas’ “religion for adults”, and the notion seems to have been one that was both dismissive and upholding vis-à-vis faith: denigrating “feeling” faith while lauding “thinking” faith would perhaps be one way to put it. Thus, for Levinas the sacred books were that – sacred – and were moreover of greater value than their interpreters and the schools of interpretation which history has granted alongside them; it is “the text that serves as the conduit or pathway to God on God’s own side” (p. 111). Kleinberg, commenting in general but also specifically about Levinas, remarks that we as readers should not depend upon “the genius of the reader or the writer” but rather “we should look to the transcendent meaning of the text, the opening to the Other that always retains the potential to say more than it says” (p. 126).

There is surely much wisdom in this, but it should also be noted the way that such an approach leaves the door ajar for relativism; Levinas did, it appears, insist on a proper training for taking from the Talmud (adhering to and promoting the method he learned from Shushani), but to bequeath the text (any text) with a “something beyond” is to give it a mysticism that supersedes its actual content (such as is signaled by “conduit”, “pathway”, “opening”, et cetera), and this is a facet of reading that both Levinas and Kleinberg seem comfortable with. Thereby the word can be made to “say” anything, and thusly to actually mean nothing. Yet there is, I think, another possibility here, and that is not to be bothered by this relativism so much as to embrace it in a particular way, to adopt a hermeneutics of the moment, and in this phenomenological reading to take care for the written meaning that one finds from within one’s place at one’s present, without making the additional move of affixing definitiveness to that. We are all, I suppose, postmoderns in this denial of a single, permanent interpretation, but in this latter now-construct just offered it is not a case of everything being there because no-“thing” is “there”, rather that what is there is indeed there but its instantiation rests within a spectrum of potentialities. The text is rooted, what it offers is limited, but even so with a depth that the surface might mask.

These thoughts call to mind Levinas’ concern for dissociating oneself from the prejudices of time, and as we suggested that a reading can be repetitious without ever being repeated (returned and returned to for re- and re-readings without ever finding the same set of results), Levinas advised that we leave aside “what we might call the bias of the modern that includes the presumption that we now know more and better than those who came before us” (p. 161). We do not of course, we merely know differently (as regards the humanities at least, for empirical matters the case is naturally distinct). In such a way Levinas was prepared to let the Talmud, through his “religion for adults”, speak its archaic words to contemporary readers and hearers, and in this he found too (the idea of) God/“God” as the “ethical ground or backstop that keeps reason from devolving into sophistry or the will to power…as the inspiration for good, for Ethics” (p. 138). It will be recognized how close this is to God/“God” as the “call” of writers like John D. Caputo, although on my understanding I suspect that Levinas would give a “meatier” rendering to God/“God” than Caputo might. On this note of the other, then, let us now turn to Kleinberg’s second (the right hand side) column of text – his “The Other Side” – in order to better explore the Talmudic lectures themselves.

3. “The Other Side”

The talk which Kleinberg chooses to begin with concerns itself with what Levinas calls “the temptation of temptation”, namely “the need to make the determination and offer an answer [which then] ascribes that meaning and, in doing so, wrests the event and the possibilities latent in its occurrence away from the Other…creating a closure instead of an opening” (p. 18). As we have here been contemplating, this is quite deleterious to a reading (now-constructed or not) that would be able to take – and be enabling of – an ancient source and apply its voice to the present. Whatever the participants whose discussions are recorded in the Talmud may have had to offer on this or that, the instant we affix Correct Interpretation M to such data then A through L along with N through Z disappear into the aether, leaving us not only the poorer for it but the text itself too greatly reduced. The passage on the page might “be” M now, but we must by all means resist the urge to make it ever-M; and, we may add, the related prompting to make my M forcefully become yours (after all, you could be reading N or O or P, and then let us talk about that and see if we do not in the end arrive at Q, or L). Such dialogical/dialectical proceedings (we will have more to add on this below) are of course not only in accord with the way of the Talmud, they are the way of the Talmud, and as Kleinberg writes, “Levinas instructs us to ‘enter into the Talmud’s game, which is concerned with the spirit beyond the letter, and is, for this reason, very wonderful’” (p. 64).

As an example of this, Kleinberg remarks that for Levinas the history of an institution such as the Sanhedrin “is unimportant, even its historical existence. What is important are the lessons that have been drawn from the Sanhedrin” (p. 55); and by reflecting on this once again we may find our now-construct reading with its rooted but broad word-trees, its textual branches. It does not matter one bit if the Sanhedrin sat in deliberation as is described, nor if its hallowed judges ever lived, what does are the manners by which these stories have been taken and applied to the lived situations of those who read and heard them. This is how the book attains (or is given) timelessness, how it instructs from its own side the reader as hearer as interpreter who then must do something with it today, irrespective of the “when” of its contents. However, in thinking thus we need to also recall the above caution about the inherent spectrums within the words and passages, the caveat that whatever the beauty and the intuited or claimed transcendence of a text, such will never be capable of fully standing outside history (arguably nothing can) and therefore will always be connected to the era of its production and the subsequent recorded interactions of the person(s)/community(ies) with the word. Again, Levinas’ “Being-Jewish” (we might substitute “reading-Jewish(ly)” here) that is at once backwards and forwards-facing. Kleinberg summarizes this aspect with: “the memory need not correlate to an ‘actual’ historical event. This is to say that the ‘memory’ of the exodus from Egypt need not be a memory of something that actually happened but instead the memory must be such that it carries the future within it. The promise for the future is more important than the fidelity to the past” (p. 96). This, I think, is not only indicative of the value a perspective can have but also of that for narratives, for myths and storytelling, for those repeated and beloved tales whose truths are in the virtues they (seek to) impart rather than the information they present. Superman, for instance, never “happened”, but his call for social justice and the championing of the weak (incidentally, highly biblical qualities) are as relevant today as they were when the comic first appeared in 1938; Levinas would no doubt make a very similar remark about the more complex and venerable biblical and extra-biblical incidents with which the Talmud concerns itself (not to compare the two!).

Within this very aspect of the text as having value and being loved, however, lies another danger which Kleinberg introduces in the final lecture he considers: “Contempt for the Torah as Idolatry” (Chapter 4). This is to take the Torah as itself an item due veneration, and Levinas counters this tendency (or temptation) by advising that – as Kleinberg puts it – “The general or universal rule is never enough and must be brought into contact with the actualities of the day [i.e. the reader’s time and place]. Invariable conceptual entities are to be avoided, perhaps, as one resists an idol” (pp. 130-131). For Levinas, a Jewishness which is based on a book (Torah) is that in which one is perforce a student, a reader, and it seems transparent enough that this is the kind of “Being-Jewish” that Levinas wishes to promote. The way, then, to avoid crossing the identity-based matter of “reader” with the commingled risk of an excessive reverence for the object of study is to seek to always read through what might be called a properly dialectical procedure, to move beyond mere dialogue with the words (itself already an improvement on a simple imbibing of the words) and into a realm where the text becomes an Other both affirmed and negated in a synthesis which produces something ever-ongoing: Kleinberg explains, “It is not the context in which the Torah was given that is important nor its status as a religious object. It is the act of reading and interpreting the Torah that brings Revelation to life” (p. 146), and therefore the “right and productive way [to engage the Torah] sees that the Torah must be studied, argued, and debated to be maintained. The wrong way is to take the Torah as a finished product worthy of worship in itself” (p. 148). A good reader, a non-idolatrous reader, will be someone who takes the pages as partners for interaction, who finds in them promptings that are always new and timeless precisely because they are timely, because they are connected to and responsive towards the needs of the moment: unlocked, unshackled from the past which birthed them and which must still nevertheless be known yet without allowing that information to circumspect their potential today. Kleinberg very colorfully describes the opposite of the dynamic approach just outlined as a version of “dogmatism” that “results in a harvest that cannot be consumed because the sowing has ceased” (p. 150). The message – its meaning, exercise, possibly even assessment – must be queried, argued, and found from what thereby emerges: again and again, world without end. The summary Kleinberg gives for Levinas’ focus is that, “Studying must not be a devotion in the sense of piety to an immobile code or rote memorization but a motion forward that reveals the way that such a self is always a work in process, a construction, an other me that can be a better me. As such, it is also an opening to the other” (p. 151).

It will be realized that the “self” of these concerns – for Levinas – is naturally connected to “Being-Jewish”, and Kleinberg transitions in his conclusion to contemplate some critics of Levinas’ work on these matters who find a (perhaps unbeknownst) favoritism or elitism within them that promotes his own in-group above all others. This is a matter of deep gravity for any system that would orient itself ethically, as both Levinas and the Talmud itself does, and moreover for one also dedicated to the legacies of Western philosophy and French Enlightenment Universalism (as Levinas was, outlined above), but it is also one terribly complicated by the “facts on the ground” of Jewish existence that at least in its Diaspora but possibly – in this globalized world – even in Eretz Yisrael faces regular threat and pressure to “be” elsewise. Levinas had lived through the Second World War, he had lost his family to the horrors of its pogroms, and he took it upon himself to struggle to assert a Jewish identity that could be proud and noble without retreating into either what he viewed to be a naïve form of Orthodoxy or a self-negating assimilation in the wider European (or other) culture: both of which would be a disappearance. Kleinberg wonders if these longings might not be extended further than the default exemplarism that comes part and parcel with membership-by-birth, reasoning that it is perhaps via a personal approach wherein such could be found: “He [Levinas] sought to make the past present for the future by blowing on the coals and reigniting the fire that he believed lives within the sacred texts of Judaism. It is in the relationship that we each can have with the text and not through the institutions that guard them” (p. 179). I sympathize with these thoughts, and certainly agree that almost limitless wisdom can be mined from the vast catalogue of writings that Judaism in its many formations has produced over the millennia, but I judge that too much structuring of self and personhood occurs from inside a belonging to permit a similarity of (let alone an equality of) reception to take place. “Being-Jewish” is something one cannot have without the constructive accoutrements that affix from the multitudinous angles of a people and a culture. Levinas wished to help his half-assimilated and/or “hidden” cohorts embrace themselves through his “religion for adults”; and with that as goal, and seen from inside that mindset, I think the preferentialism we can find in these lectures is probably inevitable. For the purposes they serve, moreover, that might not be a negative point.

4. A (Re-)Return to (Re-)Reading

In his turn to Talmud we find in Levinas a “return”, and thus we must invoke the concept of teshuvah, the “turning back” from having “gone astray” or – more colloquially – from “missing the mark”. We have not done what we ought to; we have not been as much as we could have; we have not lived up to our potential, or our calling. The challenge, the beckon, is always there: do (be) better, more. Levinas’ was a mission of education and encouragement, to go back and back and back to the text to seek from it what one may need in the moment for that moment, knowing full well that there can never be a mastery and that each re-reading is a confrontation anew. Kleinberg has given us an excellent snapshot of this facet of the great philosopher, of this piece of time within the man’s life, the concerns that enshrouded it and the motivations that animated it. The “stacked” or “doubled” nature of the four chapters that each contain biographical narratives alongside excerpts from and comments on the Talmudic lectures compel the reader to decide which he will engage with first (a strategy Kleinberg outrightly states in his introduction: this is the point of his arranging the book this way), and the choice may be self-revelatory in one way or another. Whether that is the case or not though, the opposite tack can thereafter be taken upon a second reading (“Our Side”/“The Other Side”: “The Other Side/“Our Side”; or vice versa), a notion one suspects Levinas would agree with (and probably Kleinberg be pleased by). The issue is a fittingly Jacobean one of “wrestling with God” (Genesis 32), of trying and trying and trying, of never giving up despite openly recognizing that there can be neither a completion nor finality. Kleinberg demonstrates how the Talmudic talks can be placed into Levinas’ broader oeuvre, and thereby how the treatments given in their contents might be matched with our own era and struggles for identity, purpose, and meaning. Levinas, along with his earlier contemporary and fellow imaginatively thinking European Jew Martin Buber, was an intellect of the other, of ethics, of relation. This too is a journey that does not end, but through our constant revisiting – and re-pondering – of the texts that help us on the way, may it be we find companions as provocative as these.

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