In the introduction of this review I will provide some general comments on the nature of the layout, methodology, and style of Zahavi’s work before moving into a detailed commentary. Page numbers refer to the reviewed work unless otherwise indicated.
Husserl’s Legacy is an attempt to defend Husserlian phenomenology from a variety of perceived misconceptions and misinterpretations that have been voiced from both within and outside of the Continental tradition. In particular, it is an attempt to show that Husserl avoids a variety of positions have been levelled at him as criticisms and which are, one assumes, perhaps seen as out of touch with contemporary trends in Anglophone philosophy, i.e. methodological solipsism, internalism, idealism, and metaphysical neutrality.
Interestingly, Zahavi does not attempt to show that one should reject any of these positions for their own reasons. Nor does he argue that one should reject these positions for the reasons Husserl did (and in fact Husserl’s arguments are not often provided). This remains implicit. The scope of the book is to show, via close study of Husserl’s corpus, that Husserl does indeed reject the aforementioned positions. As interesting as Husserl scholars will find this project, it is an unexpected turn from an author who has claimed that one “of phenomenology’s greatest weaknesses is it preoccupation with exegesis” (Zahavi, 2005, 6). The value of the project is that close exegesis serves to precisely locate Husserl’s position on contemporary philosophical issues. But I doubt that it will serve to bring anyone into the Husserlian tent that does not already have some affinity with it.
Thematically, the book has a cyclical character, and questions which are raised early on are returned to as the work unfolds; the central debates are interwoven throughout the work. The work is decisive, yet also full of Zahavi’s characteristic diplomacy, and his careful and considerate attention to detailed distinctions; Zahavi will often proceed by firstly teasing out different meanings of key concepts like metaphysics or naturalisation. In this work, Zahavi draws on his expert knowledge of the full range of Husserl’s collected works, drawing insightful quotes from a range of primary sources. Zahavi also shows his expertise concerning well known commentaries on Husserl from canonical figures like Heidegger and Merleau-Ponty, and a wealth of other Husserlian interpreters.
Zahavi’s methodological approach is to generally begin with a discussion of the position of an interlocutor who has claimed that Husserl held one of the aforementioned positions (i.e. solipsism, internalism, etc.). One method Zahavi then employs is to outline Husserl’s position on a given topic (say intersubjectivity), and on this basis to reason that it would be inconsistent to assume that Husserl held the position his interlocutors ascribe to him (i.e. methodological solipsism). Of course, this approach assumes that Husserl philosophy is internally consistent. Anyone familiar with the Fifth Meditation, for example, will know that Husserl struggled to bring about this consistency. An alternate method that Zahavi employs in dealing with an interlocutor is to provide a sample of excerpts drawn from a variety of Husserlian texts wherein Husserl explicitly disavows the position in question, or endorses an alternate position, i.e. when Husserl says that no “realist has been as realistic and concrete as me, the phenomenological idealist” (170). This second method is certainly enough to establish that Husserl believed that, on a certain rendering, he did not subscribe in a straightforward way to some of the positions he was reproached with (i.e. idealism), and it means we will need to approach our depiction of his position with care, as Zahavi does. However, like much of Husserl’s project, many of these quotes are what Hopkins describes as ‘promissory notes’—statements which require much filling in and detail if they are to be substantiated. Husserl did not always get around to paying these promissory notes out, and this raises a methodological hurdle for Zahavi.
Zahavi locates Husserl’s position on three central issues. 1) The relation between phenomenology and metaphysics, and the clash with speculative realism. 2) Internalism vs. externalism, and the question of methodological solipsism. 3) The naturalisation of phenomenology. There is far too much dense exegesis to provide an enlightening and comprehensive review in the space available here; I will discuss and provide some criticisms of Zahavi’s discussion of theme 1 and 2. As we shall see, Zahavi thinks that locating Husserl’s position on these themes pivots on the interpretation of two key aspects of the Husserlian framework: the noema and the reduction.
- Metaphysics and Phenomenology, Part 1.
In this section, I will trace Zahavi’s comments on the metaphysical relevance of Husserl’s early phenomenology. The relation between phenomenology and metaphysics is firstly raised in the second chapter of Husserl’s Legacy. The question which drives this investigative theme is whether or not Husserlian phenomenology can contribute to metaphysical discussions. Zahavi traces the source of Husserlian phenomenology’s purported metaphysical neutrality back to the earlier descriptive project of the Logical Investigations. As Zahavi outlines, for the author of the Investigations, the term metaphysics denoted a science which clarifies the presuppositions of the positive sciences. Metaphysics is, in this sense, the meta to physics. As Husserl is interested in the foundation of all sciences, pure and a priori ones included, he thus sees his project as superseding the metaphysical one. In this sense, Zahavi shows that Husserl saw phenomenology as meta-metaphysical, as various quotes from the Logical Investigations attest. We shall see later that Zahavi provisionally defines metaphysics as taking a position on the question of whether or not physical objects are real or purely mental (ideal) and, as Husserl’s early project does not deign to comment on this issue, it is on this basis that Zahavi views it as metaphysically neutral.
However, Zahavi shows that not everyone has seen Logical Investigations this way. Various interpreters have seen it as a realist manifesto. This reading is motivated by the strong rejection of representationalism which is contained in the Investigations—the reasoning being that, if Husserl is not an intra-mental representationalist, then he must be a metaphysical realist. In response Zahavi claims that this reading ignores one of the key distinction of the Investigations—that between intentional objects which happen to exist in the spatio-temporal nexus, and those that do not. This purely descriptive distinction refers only to modes of givenness, and is indicative of the manner in which the Investigations avoid metaphysics (36).
Zahavi similarly rejects an idealistic interpretation of the Investigations. For example, he discusses Philipse interpretation, which claims that Husserl identifies the adumbrations of an object with the immanent sensations via which these adumbrations are given to us and argues that, as all objects are given via adumbrations for Husserl, all objects are thereby reducible to our immanent sensations. Therefore, Husserl must be some sort of phenomenalist like Berkeley. Zahavi argues that Philipse ignores that Husserl distinguishes between differing parts of a perception, some of which are properties of the object itself, others of which are immanent sensations, and refers to both (unfortunately) as adumbrations. Husserl very clearly states that the reality of an object “cannot be understood as the reality of a perceived complex of sensations” (40).
So, Zahavi shows that, if we are talking about the descriptive project contained in the Investigations, then Husserlian phenomenology is indeed metaphysically neutral, in the sense that it does not take a realist or idealist position on the existential status of physical objects.
Zahavi’s discussion of Philipse utilises the method of providing direct citations from Husserl which contradict one of his interlocutor’s renditions. However, Zahavi also mentions here the spectre which, given this method, haunts Legacy: the validity of Husserl’s assessment of his own project (42). As Zahavi observes, Heidegger was certainly sceptical about Husserl’s evaluation of his own work. This problem is compounded by the fact that some of the claims about his own work are where Husserl spends some of his largest banknotes.
Zahavi agrees that Husserl does not always seem to view his own project clearly or consistently. To illustrate this, Zahavi considers the discrepancy between Husserl’s actual description of intentional acts and his second order reflections on what he is doing. On the one hand, Husserl seems to claim to restrict his analyses in Logical Investigations to the noetic and immanent psychic contents in certain parts. In parts of Ideas 1 Husserl again seems to endorse the claim that only the immanent sphere is totally evident and therefore fair game for phenomenology investigation. However, in both works, he clearly begins to analyse the noematic components of intentional experiences. Although this section is ostensibly in the thematic context of discussing Husserl’s reliability as a commentator on his own work, it very much pertains to the internalist/externalist debate which will take centre stage later, as it concerns the extent to which Husserl’s phenomenology engages with the external world. Indeed, these inconsistencies perhaps illuminate why some of Zahavi’s latter interlocutors have branded Husserl an internalist; perhaps these interlocutors are basing their evaluation on Husserl’s own comments.
Zahavi finishes the section on the Investigations by questioning whether one should react to the metaphysical neutrality contained therein as either liberating or constricting, but then adds the embracing and diplomatic remark that it might be both, or neither, depending on the metaphysical question under discussion. He adds that Husserl began to acknowledge that, if metaphysics is taken in the sense of more than an addendum to physical sciences, then perhaps it might be of relevance to the phenomenologist. He also thinks that there is no need to emphasise the value of the neutrality of the “Logical Investigations at the expense of Husserl’s later works” (47). So, on the one hand, Zahavi endorses the neutrality of the Logical Investigations and simultaneously proclaims its value, whilst on the other hand he paves the way for the more metaphysically relevant phenomenology which is to come with Husserl’s transcendental turn.
- Metaphysics and Phenomenology, Part 2.
In the opening of chapter 3, Zahavi draws on one commentator (Taylor Carman) who engages in a practice which is almost a rite of passage for any commentator on a post-Husserlian phenomenologist: showing how one of Husserl’s successors vastly improved on the project outlined by Husserl. These sorts of analyses almost always end up straw manning Husserl, and Zahavi is right to correct them. Zahavi recounts how Carman attributes the success of Heidegger’s project to his rejection of the method of phenomenological reduction (53). Zahavi shows that a similar account is provided by certain Merleau-Ponty commentators. Zahavi pinpoints that the inaccuracy of these accounts lies in their characterisation of the epoche and the reduction leading to solipsism and internalism (55).
Zahavi characterisation of the reduction emphasises Husserl’s comments which stress that the reduction does not involve a turning away from the world of everyday concerns, and that what is initially bracketed (i.e. the positing of the existential concrete person and the lifeworld they are in) is eventually reintroduced and accounted for. Indeed, for Husserl, it is only because phenomenology begins form the reduced ego that it can, eventually, give an accurate and expansive characterisation of the constitutive activities of consciousness and the existence of transcendental entities. The reduction is, on this reading, not an internalist shift. Zahavi will later also emphasise that, in fact, for Husserl just as the ego is the precondition for the constitution of the lifeworld, the transcendental ego is just as equally constituted by its factical engagement.
Zahavi’s discussion turns to the question of whether or not a transcendental Husserlian phenomenology, which is guided by the reduction, can contribute more to metaphysical discussions than the descriptive variety. Zahavi discusses that two prominent commentators, Crowell and Carr, both assert that the transcendental project is concerned with issues that have to do with meaning. On this rendition, because meaning is a concept which transcends being, transcendental phenomenology is thus unconcerned with reality—and metaphysics.
Contra Crowell and Carr, Zahavi argues that the latter Husserl does embrace metaphysical issues. He uses two strategies to make this claim. Firstly, Zahavi quotes a number of Husserlian passages which show that he thought that phenomenology began to embrace metaphysical questions, for example, when Husserl states that phenomenology “does not exclude metaphysics as such” (64 italics removed). However, as Zahavi then states, Husserl rejected some traditional meanings of the term metaphysics, and at other times was quite equivocal about what he meant by it, so some unpacking is required to determine exactly what Husserl’s really means when he says phenomenology might involve metaphysics. Zahavi explicitly avoids one of the ways that Husserl spelled out the claim that phenomenology did metaphysics (i.e. via the exploration of themes related to the ethical-religious domain and the immortality of the soul).
Instead, Zahavi sticks with the sense in which metaphysics is defined as pertaining “to the realism-idealism issue, i.e. to the issue of whether reality is mind-independent or not” (65). It is therefore surprising that an argument Zahavi makes is that Husserlian phenomenology is relevant to metaphysics in this sense because, if phenomenology had no metaphysical implications, then it could not reject both realism and idealism so unequivocally. The odd thing is that that Zahavi has just argued that, because Husserl rejected both of these positions in the Investigations, the early descriptive project is metaphysically neutral. Here he seems to argue that this rejection is a reason to accept that Husserl’s philosophy has metaphysical implications.
To unpack Zahavi’s claim a little more, however, he thinks that because Husserl took a stand on the relationship between phenomena and reality, phenomenology therefore has “metaphysical implications” (74). Zahavi argues that Husserl thought there can be no ‘real’ objects, in principle unknowable, behind appearances. For Husserl, the phenomena is the thing, but taken non-naively. It is thus Husserl’s characterisation of phenomena which imports the metaphysical implications Zahavi mentions. It thus doesn’t make any sense to talk about some other Ding-an-Sich behind the phenomena; it is nonsensical to say that the Kantian thing-in-itself exists.
As Zahavi notes, for Husserl “the topics of existence and non-existence, of being and non-being, are… themes addressed under the broadly understood titles of reason and unreason” (66). So, questions concerning the existence of the thing-in-itself can be referred to our account of the rational experience of objects in the world. According to this account, for Husserl ‘existence’ entails the possibility of an experience which provides evidence for a thing. The possibility of this experience, however, must be a real and motivated one, and belong to the horizon of an actually existing consciousness. It must not be a purely empty and formal possibility. Put another way, the world and nature cannot be said to exist unless there is an actual ego which also exists that can, in principle at least, experience this world in a rationally coherent way. Thus, “reason, being, and truth are inextricably linked” (72). And so, as a result, we can deny the possibility of a mind independent and in principle unknowable reality, and we can also deny any form of global scepticism. Ontological realism and epistemological idealism are both false. I was left a little uncertain how this position is any less neutral than the one advocated for in the Logical Investigations.
The section on metaphysics can be subject to the criticism that Zahavi proceeds to cite Husserl’s text on a particular issue, and rarely provides any further argumentation or clarification. For example, Zahavi notes that Husserl states that it “is impossible to elude the extensive evidence that true being as well only has its meaning as the correlate of a particular intentionality of reason” (72). One is left wondering what evidence Husserl could possibly be referring to, and therefore why we ought to accept this enigmatic claim. Elsewhere, Zahavi states that “the decisive issue is not whether Husserl was justified in rejecting global scepticism, but simply that he did reject the very possibility of reality being fundamentally unknowable” (73). This is perhaps the decisive issue within the (narrow exegetical) context of Zahavi’s discussions. But surely Zahavi recognises that a lot hinges on Husserl’s justification for his position, especially within the context of the project of keeping Husserl’s philosophy relevant.
In fact, towards the end of the work, Zahavi shows that he is aware of this objection. He states that his “aim in the foregoing text has been to elucidate and clarify Husserl’s position, rather than to defend it or provide independent arguments for it” (208). And it is really the final chapter, when Zahavi places Husserl’s phenomenology in confrontation with speculative realism, that his detailed exegesis of metaphysics bears serious polemical fruit. But even then, what one could take away from these later sections is that certain interpretations of Husserl are incorrect, and that perhaps Husserl’s position is more coherent or valuable than that of the speculative realists. Zahavi is aware of the need for more detailed and concrete analyses than the ones he has provided, and even notes that Husserl “remained unsatisfied ‘as long as the large banknotes and bills are not turned into small change’ (Hua Dok 3-V/56). A comprehensive appraisal of his philosophical impact would certainly have to engage in a detailed study of the lifeworld, intentionality, time-consciousness, affectivity, embodiment, empathy, etc.” (211). Such small change can only be rendered by a close examination of the things themselves, however.
- Internalism vs. Externalism, Part 1.
The fourth chapter aims to situate transcendental Husserlian phenomenology within the context of the internalism vs. externalism debate. Zahavi notes that several commentators (namely, Rowlands, Dreyfus, Carman, and McIntyre) have considered Husserl an “archetypal internalist” (79), often using Husserl’s position as a foil to later phenomenologist like Sartre or Heidegger. Zahavi traces this conception of Husserl to the West coast ‘Fregean’ interpretation of the noema. Zahavi strategy, as he states (82), is not to argue for the East coast interpretation (he considers this issue settled, has addressed it in earlier books (Zahavi, 2003), and provides references for the works he considers decisive on this issue). He shows, instead, that if the East coast interpretation is correct, then Husserl is not so much of an archetypal internalist after all.
According to Zahavi and the East coast interpretation, the noema is not an extraordinary (i.e. abstract) object. It is not a concept, or a sense, or a propositional content. It is an ordinary object, but considered in an extraordinary (phenomenological) attitude. There is not an ontological difference between the object and the noema, but a structural difference only recognised post reduction. Thus, the reduction does not shift our focus from worldly objects to intra-mental representational (i.e. semantic) content of some sort, via which an act is directed to the aforementioned worldly objects. No, the reduction reveals that consciousness is correlated with worldly objects which themselves bear the content that is presented in intentional acts (83-84).
Zahavi then discusses that the West coast critique of the East coast interpretation would align Husserl with modern day disjunctivism, because of the trouble in accounting for non-veridical experiences like hallucinations. In short, if perception is just of ordinary objects as the East coast interpretation maintains, and there is no internal representational mediator (as disjunctivists agree), then what accounts for the difference between veridical and non-veridical experiences which seem indistinguishable?
Zahavi observes that Husserl distinguishes between two experiences which contain objects that seem the same, but are not. Thus, if I look at an object, and then the object is replaced unbeknownst to me as I close my eyes, then even though upon opening my eyes I think my perception is of the same object, Husserl makes a distinction between the two perceptions, because the object they intend are not identical. Thus, an experience in which an existing object and a seemingly existing (but hallucinatory) object are given are not identical either, even if they seem so. This response is paired with the more experientially based point that hallucinations and perceptions do not, in fact, ever seem the same. A perceptual experience is one which is given within a horizon that unfolds over time, and is intersubjectively verifiable. Hallucinations do not meet these experiential criterions (87-88).
These passages contain convincing arguments for Husserl’s position that could be brought to bear on the contemporary debate between conjunctivists and disjunctivists, but ignore recent work by Overgaard. Overgaard claims that “Husserl believes illusions and hallucinations can be indistinguishable from genuine, veridical perceptions. Husserl grants ‘the possibility of an exactly correspondent illusion’ (Hua XIX/1, 458 ), and maintains that ‘differences of […] veridical and delusive perception, do not affect the internal, purely descriptive (or phenomenological) character of perception’ (Hua XIX/1, 358 )” (Overgaard, 2018, 36).
Zahavi spends some time recounting various passages which are favoured by the East and West coast schools respectively. He lends his support to Fink’s interpretation, according to which the noema can be considered in both a transcendental and psychological context, and he claims that the fault of the West coast school is taking it solely in the latter. Importantly, he says that grasping the transcendental rendition of the noema is predicated on a proper understanding of the transcendental aspects of the reduction. The transcendental function of the reduction is to collapse the distinction between the reality and being of worldly objects and their “constituted validity and significance” (92). It is the West coast, overly psychological reading of the reduction as an internalist form of methodological solipsism which leads them to an internalist rendering of the noema as an intra psychic representational entity.
During the discussion of the noema, the inconsistency and lack of clarity concerning Husserl’s own work on this topic lurks in the background. The simple fact is, Husserl’s doctrine of the noema is sometimes unclear, on either the West or East coast interpretation, and leaves many questions unanswered. Zahavi acknowledges this when he discusses Bernet’s article that outlines “no fewer than three different concepts of the noema” (93). At this point, Zahavi toys with the conciliatory idea that perhaps there is support for both the East and West Coast reading. What Zahavi decides is that we should seek Husserl’s mature view, and one which coheres with the rest of his ideas. However, perhaps this affords Husserl too much charity; I suspect an outsider to Husserlian phenomenology would conclude as much. Perhaps the correct conclusion is that Husserl’s doctrine of the noema is confused.
Either way, Zahavi concludes that, if internalism is defined as the theory that our access to the world is mediated and conditioned by internal representations, then we can conclude Husserl is not an internalist (94), assuming one follows Zahavi’s interpretive approach to the reduction and the noema. If the reduction is seen clearly, and the distinction between objects in the world and noemata is partially collapsed, it cannot be maintained that the subject who intends a noema is cocooned in their own internal representational prison which is disjointed from the world. For Husserl, objects/meanings are actually in the world, and correlated with consciousness, which is a centre for disclosure (94).
- Internalism vs. Externalism, Part 2.
The next objection Zahavi addresses is that the foregoing discussion cannot be reconciled with the fact that Husserl’s is a self-confessed transcendental idealist, and ergo an internalist. Thus, like much of the book, we return to the theme of attempting to unravel exactly what Husserl’s transcendental idealism amounts to. In this section, Zahavi explores two crucial aspects to this problem: 1) understanding the constitutive relationship. 2) Understanding key passages from Ideas 1. My review will end with a discussion of these points.
Regarding the first point, Zahavi’s thinks that we should divorce the notion of constitutive dependence from substance metaphysics. The orld does not depend on one type of substance or another for its constitution. For Husserl, the world does not supervene or reduce to some other type of substance, but depends on being known. In this sense, transcendental “idealism is not participating in… the debate between monists and dualists. Its adversary is not materialism, but objectivism” (102). In the end of this discussion, Zahavi seems also suggests that there is an bidirectional constitutive correlation between consciousness and world (102), something he again suggests in latter passages concerning the factical embeddedness of consciousness (section 4.4). In this sense, Husserl’s thesis of constitution is less internalist than might be assumed, as the world constitutes consciousness as much as vice versa.
Zahavi then turns his attention to discussing the passages in sections 47-55 of Ideas 1 which contain some of Husserl’s most strident commitments to idealism. He mentions the notorious section 49, wherein Husserl claims that consciousness subsists after the annihilation of the world. How are we to square this with Husserl’s purported externalism? Zahavi argues that the best way to interpret this passage is that it expresses Husserl’s commitment to two theses: firstly, that some form of consciousness is non-intentional and, secondly, it is the intentional form of consciousness which is “world involving”, i.e. inextricably correlated with the world. Thus, if the world were annihilated, then intentional consciousness would cease, but if consciousness per se is divorced from intentional consciousness, then some form of consciousness could survive this cessation. So, Husserl can maintain that some form of consciousness is ‘externalised’, whilst another form of consciousness is independent from world experience.
Zahavi then turns to Husserl’s claim (found in section 54) that the being of consciousness is absolute, whilst the being of the world is only ever relative. How can we reconcile this with an externalism that avoids affirming consciousness at the expense of the reality of the world? Zahavi’s controversially rejects the traditional interpretation of this passage, according to which in making this claim Husserl means that consciousness is given absolutely and not via adumbrations, unlike spatial objects which are always adumbrated. Zahavi claims that this reading “falls short” (105), but (surprisingly) never mentions how.
Zahavi’s alternate reading is that Husserl most often talks about the absolute in the context of inner time consciousness. Zahavi claims that the absoluteness of temporal consciousness is intimately linked with the prereflectiveness of consciousness, and that we ought to interpret Husserl’s comments concerning the absolute being of consciousness to mean that consciousness is always prereflectively given. Zahavi is right that sometimes Husserl speaks of the absolute in this context. But this is not really the context in which the passage in question in Ideas 1 occurs.
In section 42 and 44 of Ideas 1, Husserl explicitly connects modes of givenness (i.e. adumbrated vs. non-adumbrated) with modes of being (i.e. contingent vs. absolute). For example, he says that every perception of a mental process is “a simple seeing of something that is (or can become) perceptually given as something absolute” (Husserl, 1983, 95). Note the phraseology: given as absolute. In section 54, Husserl states that transcendental consciousness survives even after psychic life has been dissolved and annulled. The central contrast which Husserl makes in this passage is that even intentional psychological life, and the life of the Ego, is relative when compared to pure or absolute nature of transcendental consciousness. Zahavi is right that Husserl may here may be thinking of the prereflective givenness of the absolute temporal flow. But Husserl does not name what remains after consciousness has been divorced from psychological egological life. He nowhere here mentions concepts like the temporal stream and prereflective consciousness.
So, another parsimonious interpretation is that Husserl talks about the absolute in two contexts, one relating to the connection between modes of givenness and modes of being, and one relating to the different strata of temporal consciousness and prereflective givenness. Now, one might argue that Husserl ultimately sees one context as foundational for the other. In fact, Zahavi has shown elsewhere that Husserl certainly thinks that the capacity to reflect presupposes prereflective consciousness, and in Ideas 1 Husserl says that the “‘absolute’ which we have brought about by the reduction… [i.e. pure consciousness] has its source in what is ultimately and truly absolute”, i.e. temporal flow (Husserl, 1983, 192) . However, Husserl then notes the current discussion has thus far “remained silent” concerning this ultimate absolute, and that we can, for now, “leave out of account the enigma of consciousness of time” (Ibid, 194), barring a cursory account of the threefold structure of temporality. And so, it’s difficult to see how we should read the passages in section 54 as concerning the absoluteness of temporality, as Husserl explicit directs us away from this theme in Ideas 1. And, I don’t think we can direct discussions about reflective givenness to a discussion of temporality (and on to prereflectiveness) without further ado, as Zahavi seems to do here.
I just don’t think the selected passage from Ideas 1 is the best way to get to a discussion of temporal consciousness and prereflective givenness in relation to the concept of the absolute. Zahavi chooses to take this direction because he is concerned that the traditional reading of these passages puts Husserl in the position of a metaphysical or absolute idealist (105). My final point is that this need not be the case as, even on the traditional reading, Husserl’s talk of the ‘absolute’ in Ideas 1 is not leading to an ontological claim. Because, the thesis that consciousness is given absolutely in reflective acts could just as well be labelled a descriptive one, as it rests on a distinction between modes of access to states of consciousness.
Husserl, E. (1983). Ideas Pertaining to a Pure Phenomenology and to a Phenomenological Philosophy. First Book: General Introduction to a Pure Phenomenology. (F. Kersten, Trans.). The Hague: Martinus Nijhoff.
Overgaard, S. (2018). Perceptual Error, Conjunctivism, and Husserl. Husserl Studies, 34(1), 25-45. doi:10.1007/s10743-017-9215-2.
Zahavi, D. (2003). Husserl’s Phenomenology. Stanford: Stanford University Press.
Zahavi, D. (2005). Subjectivity and Selfhood: Investigating the First-Person Perspective. Cambridge: MIT Press.
A curious intellectual phenomenon occurred in Germany after 1850. Suddenly, the mood was doom and gloom with no obvious or single explanation. The global market was booming. Germany was a capitalist power rivaling England. French imperialists were defeated. But German intellectuals were stuck in a funk.
The word is Weltschmerz – ‘world pain’. Instead of Hegel’s more optimistic Weltlauf – ‘the march of the world’ towards freedom – Weltschmerz implies “weariness about life arising from the acute awareness of evil and suffering” (1). German pessimism involved “a rediscovery [and reformulation] of the [ancient] problem of evil” (5). In short, German intellectuals secularized the concept of evil and attempted to comprehend the meaningfulness of life in the face of the radical ontological evil envisioned by Kant.
For Beiser, the origins of Weltschmerz are a mystery. The great capitalist depression from 1870 to 1900 that came after only helps to explain the spread of Weltschmerz, not its cause. If pessimism were all the rage among the genteel, one would expect them to be cynics to the suffering of others. Yet Weltschmerzers and their challengers had differing positions, not only on metaphysics, but over the “social question” of capitalist modernization and the exploitation of the worker. Many optimists, convinced that social progress (when left alone) is certain and sufficient, opposed welfare reforms. Pessimists wanted state intervention and technical progress to alleviate suffering even if, as a matter of principle, they believed ours was a world racing to the bottom. If pessimism did not have an identifiable social cause, Beiser locates the sullen Zeitgeist in the history of ideas and, specifically, in the work of Arthur Schopenhauer.
Schopenhauer came from a wealthy family. He is famous in the annals of philosophy for coming up with the most offensive philosopher-on-philosopher insults. For years, Schopenhauer languished in obscurity, berating the German professoriat that was represented by Hegel and taking breaks to look for his soon-to-be disciple, Julius Fraunstaedt, his brightest follower and most fervent critic. Living off his father’s rents in Frankfurt, Schopenhauer spent his days musing on nothingness and absurdity in the comfort of his “Grand Hotel Abyss”. When the dust settled and the “dragon seed of Hegelianism” was finally eradicated by the good Christian king (with no small help from Schelling), Schopenhauer had his chance.
At that time, there were two branches of German philosophy. On the one hand, Neo-Kantians offered “transcendental grounds” for science, thereby attempting to justify philosophy in the face of great scientific advances. These were not the advances of Galileo, Copernicus, and Newton, but the electromagnetism of Michael Faraday, Leon Foucault and the rotation of Earth and, of course, the equations of James Maxwell. On the other hand, positivists saw their craft as a sui generis science of facts. The problem was that both schools forgot the world of emotions, the problem of freedom and the the sense of evil. That is, the very bread and butter of the philosophia perennis. Furthermore, philosophers lacked an audience. Nobody was buying.
With the publication of Parerga and Parapolimena, a collection of witty essays about existence and the meaning of life, in 1851, Schopenhauer became the celebrity philosopher of the second half of the long nineteenth century. As Beiser tells us, his “influence lies more on his age than on individual thinkers.” Schopenhauer successfully set Germany’s philosophical agenda for the rest of the century. What was that agenda?
Schopenhauer devised an anti-theodicy, according to which non-existence is better than existence because existence implies that, even in the very best of lives, a minimum of suffering that is absent in not existing. The position is both perfectionist and realist. First, Schopenhauer argued like an upturned Leibniz: the worst of all worlds has a maximum of evil compatible with existence because if we add one gram more of that poison, the world ceases to be. Second, Schopenhauer endorsed Epicurus and some of the ancient utilitarians. Pain always outweighs pleasure and, if we were rational, we would choose nothingness over being. Yet we exist, so what to do in such a pickle?
Schopenhauer returned to the questions of classical philosophy: life, pain, death and meaning. According to Schopenhauer, evil and suffering belong to the very make-up of our world. However, it is not Kant’s concept of evil, which is a matter of just intelligence, of freely and rationally choosing the opposite of the Categorical Imperative. Radical evil for Kant allows us to disrespect other people’s dignity, violate their autonomy and walk all over their humanity in a purely disinterested and universal way. For Schopenhauer, however, evil is not only a “noumenal” idea that guides our actions. Evil is noumenal in a more radical way; it is part of the very nature of existence. The will only cares about itself. As Beiser puts it, “life is suffering because it is the product of an insatiable and incessant cosmic will” (37).
Schopenhauer’s assertions on cosmic wills were, in a sense, more radical than those of Kant. The latter told the world that it is impossible to know things as they really are. He critiqued a type of reason that thinks it speaks for things in themselves, or worse, for non-things like God and the soul. Kant built a wall between representation and whatever was behind or beyond it. He argued, instead, that we can only know our own mental representation of things. But Kant was not an atheist. He reserved the capacity to think beyond appearances for morality. Only as a commandment of the will can the idea of God or the soul be of any use. Such entities cannot be proven by science but ethical beings need them to make free-will feasible. Freedom is not proven but demanded. As Fichte claimed, freedom is “posited” by an infinite will.
Schopenhauer, however, was a Kantian. He was aware of the faux pas against established orthodoxy and he “solved” the ontological question by inlaying a new dimension to the already radical duality between things-in-themselves and representations. Schopenhauer agreed, following orthodoxy, that the faculty of understanding produces representations. But he reserved the will for the noumenal realm – the old country of metaphysics. Beneath all representations of things, there is this inexhaustible, irrepressible and unending will of which everyone is only a fleeting quote.
Yet, for Schopenhauer, a return to metaphysics had only practical significance. It is not Scholasticism 2.0. Schopenhauer addressed “the puzzle of existence” in practical terms. This simple and apparently antiquated, yet profound, change in tactics made him different and popular among readers of the time. So, what were the ethical implications of his new metaphysics?
Beiser thinks that Schopenhauer produced a sort of Protestant atheism, or “Protestantism without theism”. It is not enough that we suffer. We deserve to suffer. In their obstinate attachment and reiteration of original sins as excuses for our suffering, Schopenhauer joined other great modern reactionaries like Joseph DeMaistre and Juan Donoso Cortés. Furthermore, Schopenhauer’s negative anthropology was useful in drawing the necessary weapons against starry-eyed Enlightenments. Because man is evil, a strong hand is needed. Because man is evil, only grace can save us. However, due to the impenetrability of God’s designs, such voluntarism is usually resolved in a monastery and in the blind acceptance of rules. But Schopenhauer was not a man of mystery. His catholic rationalism and cosmological voluntarism is a fascinating mix. Schopenhauer did believe that natural law can be known. The problem is that his notion of natural law is not the happy and elated one of Aquinas. The selfish will is the only natural necessity. Yet, unlike Spinoza, Schopenhauer thought that we can separate ourselves from an absolute will (“lift the veil of Maya”) by using our understanding and denying the will. It is the aesthetic quietism well known to Schopenhauer readers. Yet, how does one reconcile Schopenhauer’s determinism of the will with intellectual autonomy? Beiser offers an explanation of this contradiction. However, his is not a decent solution. Ultimately, it is a problem that manifests when philosophy starts with absolute definitions and proceeds through dichotomies until the end. Antinomies always remain antinomies because of a static universe despite Schopenhauer’s hyperactive will.
Historians have long ignored the tradition Schopenhauer started. However, Beiser shows that, from 1860 to 1900, Schopenhauer towered above all others in Germany. Schopenhauer’s followers like Eduard von Hartmann or critics like Karl Eugen Duhring (sadly remembered today for being the punching bag of Engels and for his late anti-Semitism) were stars in the intellectual sky of the Second Reich. Hartmann’s “flat, dry, and boring” Philosophy of the Unconscious went through eight editions. Duhring’s Natural Dialectic went through no less than ten revisions and an equal number of editions. Beiser reminds us of the contemporary importance of these neglected thinkers and, moreover, places Nietzsche within his proper context. Many of Nietzsche’s ideas were borrowed from the “pessimist controversy” that defined German thinking, that is, between Schopenhauerian curmudgeons and the positivist and neo-Kantian Panglossians.
There were many voices involved in the Weltschmerz controversy: Agnes Taubert, Olga Plümacher. Büchner, Duboc, Windelband, Paulsen, Meyer, Vaihinger, Fischer, Rickert, Cohen, Riehl. Beiser, however, explores the philosophies of five of Schopenhauer’s disciples and critics, who responded by recalibrating or re-mixing in different ratios the pessimist and optimist elements in a sort of moral chemistry.
First, there is Julius Frauenstaedt, Schopenhauer’s first apostle and critic. Frauenstaedt was the only Schopenhauerian who came from the fading Hegelian tradition. All others were neo-Kantians or positivists. Frauenstaedt abandoned Hegelianism because the monism of Hegel’s dialectics was not enough to account for the identity of faith and reason. Where does human freedom stand if in the last instance reason is both divine and human? This “divine reason” or “speculative Good Friday” of Hegel cannot be resolved in theism or pantheism because both are “illegitimate metaphysics”. Frauenstaedt finds in Schopenhauer a more feasible solution to this problem. There is, in Schopenhauer’s body of work, both a system of transcendental idealism, according to which the thing-in-itself is separate from appearances and a system of transcendental realism whereby appearances are objectifications of this transcendent will. Thus, it is the will that unites reason and faith. However, Frauenstaedt finds a new dualism in Schopenhauer – the separation of will and understanding. The will needs to represent the object of its striving; it needs to have an idea of what it wants. On the other hand, why does the cosmic will that is all-powerful and self-sufficient divide itself into two – itself and non-will? Other dualist problems in Schopenhauer concern the distinction between philosophy and natural science and the Schopenhauerian contempt for history in favor of metaphysics. All these problems that originate from Schopenhauer’s radical dualism were signs for Frauenstaedt that Schopenhauer remained trapped in “the cage of idealism.” In the end, Beiser thinks Frauenstaedt could not abandon the basic Hegelian conviction that things always work out for the better even if they do so through the worst.
Karl Eugen Duhring was Schopenhauer’s fiercest detractor. He opposed Schopenhauer with an optimism based on natural science and socialism. Duhring’s positivism precluded any metaphysics of cosmic wills and known unknowns. Immanence is absolute. We determine the value of life, our own small measure of peace. However, according to Beiser, Duhring contradicts himself. We can grasp nature and reality through intellect and correctly conclude that there is no world beyond. Yet, for Duhring, the intellect cannot make a final determination on the worth of existence. That determination is ineffable. On the topic of death, Duhring joined the gang of pessimists repeating Epicurus and Marcus Aurelius; we shall not fear death since we cannot experience it.
Duhring was one of only a couple of Weltschmerzers that harbored leftist sympathies in the “pessimist controversy.” Most were well into the political right. However, unlike Mainlander, Duhring thought that we can make life happier for the greatest number through science and redistribution. For Mainlander, even socialism does not solve suffering.
The most influential theorist of pessimism was Eduard von Hartmann. Philosophy of the Unconscious was the “eye of the storm” in the 1870 pessimist controversy. Hartmann tried to reconcile Schopenhauer’s pessimistic voluntarism and Hegel’s optimistic rationalism in a systematic way through a) pantheistic monism, b) transcendental realism, c)an eudemonic pessimism and d) evolutionary optimism. Hartmann saw that spiritual monism solves the problems of theism and materialism altogether. It avoids the traps of theism in that ethics is autonomous in a pantheist system because moral law comes from the dictates of a cosmic self, while theistic ethics is heteronomous; one should obey an alien God. Spiritual monism also avoids the traps of materialism. This cosmic self has a purposeful nature in the sense that it is not a machine without track. Secondly, against Kant, Hartmann followed Schopenhauer in taking a transcendental-realist position; appearances can give us some information on the things-in-themselves. Consequently, Hartmann thought that the best position is the ancient ideal of eudaimonia because it has an idea of how the universe really works. The world is pain and suffering but life is worth living if one follows the ancient utilitarian principle of avoiding both. However, Hartmann shared with the positivists and Hegelians a belief in progress and claimed that, culturally or as species, mankind heads for the better. This evolutionary optimism allowed Hartmann some measure of social Darwinism in that pain, suffering, war and colonialism are tools for progress unbeknownst to us in another iteration of the Hegelian List der Vernunft.
Beiser devotes a later chapter on Hartmann in relation to the pessimist controversy between 1870 and 1900. It describes the main points of the polemic between Hartmann and his two “female allies”, Olga Plumacher and Agnes Taubert, against Lutheran priests and neo-Kantians (a more intellectual kind of Lutheran) on whether life is worth living on the basis of love, pain, and pleasure. It is worth mentioning that one of the debates is about the question on whether the hedonic calculus should be considered quantitatively or qualitatively. By that time, economic thought was undergoing a profound change on this question. Marginalism – to which this problem was central – caused a major revolution that transformed economics into the science that it is today.
Phillip Mainlaender (née Phillip Batz) was the most utopian politically and the most coherent. He followed his master’s proclivities for dark and gore with even more gusto. He signed off his only book and immediately hung himself. Mainlander’s philosophy is a gospel of suicide. The only way out of suffering is death. His view of life is not that of Stoic tranquility but of the Christian mystic. Life is suffering and death redeems us all. Yet, Mainlaender was a materialist and did not believe that there is life after death, not even the promise to enjoin the one true cosmic will of Schopenhauer. For him, such ideas are abstractions. Mainlander was a nominalist. For him, there is only the individual will. He was also profoundly democratic and nationalist. For all his ethical pessimism, what matters in social life is sympathy and pity for the suffering of others, not the misanthropy and scorn proper to reactionaries like Schopenhauer.
Finally, there was Julius Bahnsen. His philosophy further problematized Schopenhauer’s metaphysics along familiar scholastic lines of whether the will is universal (Schopenhauer), multiple (Bahnsen) or individual (Mainlander). Bahnsen’s ideas were powerful and original, yet those traits came from a profoundly mentally ill man. His marriage was a disaster. His career as a professor failed. Some of his anxieties betrayed his petty-bourgeois conditions. Much of Bahnsen’s views were rooted in that social resentment that comes, like Schopenhauer, from not being of the establishment. For Bahnsen, pessimism sprang from failed dreams, not from the primacy of suffering in life. If suffering were the criterion, “even animals would be pessimists”.
In the face of dissatisfaction, Bahnsen revised some key aspects of his master’s doctrine. Firstly, there is individual responsibility in life’s actions and projects. Accordingly, the cosmic will is useless. Will is just a property or potential but the actual outcome is the sole province of each. Secondly, since responsibility presupposes autonomy (Kant), then the will must be redefined as plural and individual – a monadology so to speak of individual substances in the noumenal realm. Thirdly, even with disinterested activities such as aesthetics, there is also will – a “higher interest” of “self-promotion, self-affirmation, and self-satisfaction” (again, Bahnsen’s job anxieties come to the fore.) That the will is resilient in all fields of activity questions the stark division between will and representation. On the one hand, to experience art without interest or intellectual curiosity is boring “even if it were forms of Plato”. On the other hand, Schopenhauer’s notion of aesthetic detachment is refuted by the real fact that “we are touched and moved by aesthetic objects.”
Beiser’s book is delightful, clear and thorough. It is written in the best style of historians of philosophy. My only issue as a reader who prefers social histories of thought is that his approach is too internalist and textualist. For Beiser, “there seems to be no straightforward social or historical case for [German Weltschmerz]” because the period studied seems like “a happy age” for Germany. However, I take issue with this hypothesis and subsequent dismissal of social explanations. Furthermore, I think Beiser mirrors sociological reductionism in reverse. For mechanical theories of material-cum-intellectual conditions, then, if social conditions are happy, intellectual traditions have an optimistic outlook. Indeed, if conditions are dire, then pessimism is the intellectual order of the day. Beiser’s argument is similar: since social conditions were good in Germany, then the only reason for intellectual pessimism is the ideas of an individual (Schopenhauer) who caused the entire ruckus. However, to accept this theory would reduce German pessimism to a dull workout of the disgruntled class of intellectuals. In my opinion, things are always socially conditioned despite the apparent contradiction, or precisely because of real contradictions, between thought and (social) being. It is more interesting to speculate on why capitalist expansion produces periodically the kind of languor we see today and of which German Weltschmerz were the outcome and not the cause. I recall Walter Benjamin’s studies on Baudelaire. Why is it that Baudelaire produced dark and gloomy poetry in Paris, “the capital of the 19th century”? Why did Baudelaire use another genre of allegories to express a problematic that was not visible in economic indicators? Though speculative, Benjamin offers a more satisfying social theory to Weltschmerz. It is precisely in times of commodity abundance and high consumer satisfaction offered by a buoyant capitalism that the meaninglessness of material life expresses itself as boredom and hopelessness. Even Benjamin’s explanation would make sense along Schopenhauer’s lines: since desire is endless and instant satisfaction guarantees boredom, why do we need more?
Heidegger’s Black Notebooks. Responses to Anti-Semitism is a collection of essays in which an impressive gathering of scholars interprets Heidegger’s statements in the now notorious Black Notebooks. The book contains the conference proceedings of a symposium at Emory University. The essays vary in length and most of them respond to Peter Trawny’s interpretation of Heidegger’s antisemitism in his Freedom to Fail. Heidegger’s Anarchy and Heidegger and the Myth of a Jewish World Conspiracy.
There is little doubt that the Notebooks show Heidegger at his worst. Most of the commentaries agree on the rather poor intellectual quality of the notebooks, packed with repetitive arguments and personal lamentations as they are. In this volume, complaints are made against the “philosophical kitsch” (40), against the “sour mood” (76) of the “man with a worldview” (92) and so on. What matters most, however, are those “unfortunately unforgettable” (134) passages in which Heidegger inserts Judaism into the grand scheme of the ‘history of being’. The ‘Responses to Anti-Semitism’ in this book vary from pointing to the extreme stereotyping with which Heidegger proceeds to trying to understand Heidegger’s argumentation and detecting their value, if any. Several of the contributors, Sander Gilman and Robert Bernasconi especially, emphasize that Heidegger was part of the long-standing tradition of antisemitism in European culture—and students of philosophy, today, should not forget that in Heidegger’s time, in Germany, it was harder not to be a Nazi than to actually be one as the majority of Germans followed Hitler and his regime.
As for antisemitism in German philosophy, one can find in the volume rather embarrassing statements of Kant, Hegel and Fichte. Philosophers, though, are seldom saints. In this regard, it is good to recall that Derrida has famously pointed to similar occurrences of denigrating Eurocentrism not only in Fichte’s work but also in Husserl’s: responding to Heidegger’s antisemitism, we will have to ponder what exactly the difference is between Husserl’s exclusion of “Eskimos, Indians, travelling zoos or gypsies” from ‘spiritual Europe’ and Heidegger’s awkward remarks about “semitic nomads” in the seminar Nature, History, State or the exclusion of the “Negros” from time and history proper in Logic as the Question Concerning the Essence of Language speaks.[i]
I will not do Heidegger the honor of repeating the passages of these Notebooks in full. Peter Gordon argues that “much of the antisemitic material found in the Schwarze Hefte”, are not “terribly surprising, since [they] largely confir[m], though [they] gave a certain added philosophical depth to, the evidence that was already available in disparate sources” (136). This philosophical depth, in a way, is what Peter Trawny calls ‘being-historical anti-Semitism’. Heidegger’s error, however, is not the insertion of a petite philosophical concept in the grander system of his history of being. Rather, it is that much of the language the Schwarze Hefte uses to describes Judaism can lend itself to the must vulgar of racisms. The Jews are said to be without world, without time, without history—everything, in short, that would make for a ‘proper’ human being. Judaism has contributed, Heidegger says, and perhaps even caused the ‘forgetting of being’ because they supposedly do nothing else than calculate and swindle. And so on. It is good to be clear, too, about how shocking Heidegger’s ontic comportment towards his fellow Jews was. These facts are known: his rectorship, addressing his audience under the aegis of the swastika, his involvement in the Gleichschaltung or nazification of Freiburg University… All these things should never stop shocking us, readers of Heidegger.
Prior to the Schwarze Hefte, it was all too common to separate the man from the thinker and his philosophy: the man Heidegger certainly has its flaws, it was said, but his philosophy by no means had a predilection toward Nazism. The reasoning was anything but flawless and the Schwarze Hefte make clear just how well Heidegger’s views of ‘world Jewry’ fit into his narrative of the history of being. Such a ‘being-historical anti-Semitism’ means that Judaism actively has contributed to the ‘forgetting of being’: its scheming supposedly makes for the fact that all we do now is reckon with beings; its conspiracy such that it is Jews only who benefit from this ‘destruction’ of the earth, the Verwüstung der Erde of which the later Heidegger speaks. Just as Christian antisemitism will blame the Jews for their Gottesverlassenheit, so Heidegger use the Jews as a scapegoat for our Seinsverlassenheit. This antisemitism would have offended almost no one in the 1920s and 1930s. What is noteworthy in Heidegger’s history of being, is that no one, apart from the Greeks and of course the Germans, could any longer ‘hear’ the ‘voice of being’ and that the Jews were forever excluded from this possibility to hear the signals, the Winke, ‘beyng’ was supposedly sending. The antisemitism lies in the fact that the ‘ontological make-up’ of the Jews is such that they are unable to come up with an ontology. For Heidegger, this was the worst indictment possible. It would mean that Jews were condemned to inauthenticity and that no voice of conscience would extricate them, even if only instantaneously, from the field of the ‘anyone’. Just as they would remain deaf to being, the ‘being-historical’ antisemitism denotes that being will remain forever deaf to them.
Trawny’s essay speaks in this regard of an “apocalyptic reduction” (5).[ii] This ‘apocalyptic reduction’ is a sort of superstructure to the ontic and ontological realm of which Being and Time spoke, although both realms are now assigned certain histories: certain ontic ‘people’ are attuned to ontology and to being more specifically. On the one hand, there’s the great Greeks who had an experience of being, phusis, that soon came to be forgotten and now, urgently, lest the earth be destructed, needs to be ‘repeated’. This repetition falls to the Germans: only the Germans can lead the other people into the sending and the spreading of being. Apart from these two people, no one and no other culture has anything proper to contribute to the question of being: not the Romans who degraded the experience of the Greeks, not the Christians who imitated and so weakened the experience of ‘Rome’, not the ontotheologically sedated Christians of the Middle Ages, not the narcissistic consciousness of the moderns, and certainly not the Americans, the English or the Russian who only contribute to the spreading (Austrag) of a very limited experience of being, namely the experience of Machenschaft and Gestell, one that can only reckon with beings and knows no longer of being.
Heidegger did sense that something was ending. Several papers in this volume seem to agree that this narrative, the narrative of a first beginning in Greece and a second, other beginning in Germany, now has to be abandoned. This, however, need not mean that Heidegger overstated the ‘end’ of metaphysics. What is needed, Peter Gordon argues, is a “critical appropriation” (149) of Heidegger’s insights concerning the “dismantling” of metaphysics (147) and the concomitant effort of “working out the ‘unthought’ in the thought of the canonical texts” (150). Bernasconi, likewise, states that the forms of oppression that slipped into the canon of philosophy should be addressed and that the impetus for this comes from Heidegger (184). Heidegger’s thought perhaps comes with its own “unthought”, or, as Michael Marder signals, with “the thoughtless […] in the midst of rigorous thought” (101).
We should be aware, as Peter Gordon argues, that “Heidegger himself chose to yoke together his complaints about the metaphysical tradition with crude and counterfactual generalizations about the Jews” (147). Just as we cannot separate the man from the thinker, so too Heidegger has ‘yoked together’ the ontic and the ontological. It is this that we must ponder (and I think this is one of the lessons of the Notebooks). We must be careful about this mix between the ontic and the ontological, for it easily leads to errors. Even if one wants to distance oneself from Heidegger or leave, like Levinas, the ‘climate of this philosophy’, this needs some “intellectual effort”.[iii] For instance, Eduardo Mendieta reads Heidegger’s antisemitic remarks about the supposed ‘worldlessness’ of the Jews into the ‘worldlessness’ of which Die Grundbegriffe der Metaphysik speaks (51). Yet what Heidegger denies to Judaism is not the same as what he denies to animals, for it would not be possible to attribute calculation and number to animals. There is no easy, immediate link between the antisemitic outbursts of the Notebooks and the other works. Bettina Bergo similarly seems to imply, in her suggestive but somewhat obscure essay, that Heidegger’s difference between ontological ‘dying’ and ontic ‘perishing’ might also be valid for those that came to ‘perish’ in the camps (73).
Yet we should not minimize Heidegger’s ontic failures. One must philosophize with care here, though, for the following line needs quite some elaboration: “To overcome this anti-Semitism, then, will require to overcome metaphysics” (xxv). The sentence rings well in a conference brochure, but, in print, needs some extra argument. One of the things to keep in mind, as the introduction also states, when it comes to Heidegger’s antisemitism is that we should not minimize these antisemitic passages as if these were mere ‘ontic’ slips. Even though there is but ten sentences or so amidst 1800 pages of Notebooks that are clearly antisemitic, one must state just as well that one cannot be a Nazi just a little bit. Others have argued that, even though the man Heidegger clearly had his flaws, his thinking in no way whatsoever has anything to do with Nazism (xx-xxi)—these responses maximize Heidegger’s ‘ontology’ as it were, which supposedly is devoid of anything ontic. I think the Notebooks clearly contradict the latter claim and agree with the claim that Heidegger went astray somewhere at the end of Being and Time when he started to speak of the ‘destiny’ of a people. There is in effect a bit of an army in Being and Time; Levinas was not wrong when he sensed that community in Heidegger isn’t more than marching together.[iv] If one should not exclusively focus on these ontic missteps nor, for that matter, on the ontological being-historical antisemitism, where to go then?
Trawny’s earlier book helps here: “what happens to philosophy when we attempt to exclude it in advance from the danger of anti-Semitism? […] Overcoming anti-Semitism can only succeed by drawing near to it […] The opinion that it is always others who are anti-Semites is a cop-out. It is ‘I’ who am the anti-Semite”.[v] What both of the above strategies share is in effect a sort of immunization: the ‘ontic’ approach states that these passages are so minimal that one can still read Heidegger as if nothing has happened; the other ‘ontological’ approach will state that this antisemitism was there from the start and is, in effect, everywhere, so that one does not have to read Heidegger (pretty much what they had ‘in advance’ decided). The first response to antisemitism, or to racism more generally, would therefore be not to exclude ourselves from these traditions and, second, to acknowledge that the lowest of vulgarities can mix with the highest of philosophy. This first point is present in some contributions in this volume. Bernasconi’s essay is clear that Heidegger’s “accusers feed their sense of self-righteousness” (169). There is a real (and thoroughly unphilosophical) danger of selective indignation here: why are we appalled by Heidegger’s endeavors, but not so much by Husserl’s? Why can we still read Kant even when his anti-Judaism is as offending as Heidegger’s?
Bernasconi admonishes that the ‘intellectual effort’ needed to understand Heidegger’s failings now includes “racism, sexism, and Islamophobia” so that “scrutinizing Heidegger is […] the start of a larger inquiry or whether it is being conducted merely to make us feel morally superior” (185). Richard Polt warns that the Notebooks should make us think about “Heidegger’s limitations and our own” (97). Instead of rejecting Heidegger, instead of an unjustified reverence for the grand thinker of being, I think the more sober response would be to state that no one is immune for the projection of prejudices of all kinds into one’s thinking.
The supposed history of being might have led Heidegger to tell a totalitarian tale himself. The ‘apocalyptic reduction’ was such that he felt surrounded by beings and abandoned by beyng. Polt elucidates the steps of this reduction: first, there is the description of the “catastrophe” happening to culture through forgetting being and the rule of beings, then the stress on the rescue through those few who are capable of addressing the voice of being, and finally the complete disillusionment when this narrative doesn’t sit well with what was really happening. Though the first stage might be harmless (although one must be wary of ‘apocalyptical tones’), it is in the second stage of this reduction that Heidegger went astray, even ontically: for a while there he must have believed in Hitlerism and the ‘inner truth’ of this movement to lead European culture back onto the right track (whatever that might be). Jaspers once wrote that Heidegger wanted to ‘educate’ the Führer and there is in effect a long section in Nature, History, State on who would be capable to attend to the Führer intellectually.[vi] Martin Gessmann’s essay points out that Heidegger wanted to execute the politics of Being and Time and lead an entire people, as it were, into authenticity (123). It seems the case that Heidegger himself quickly became disillusioned with National Socialism and by 1935-36 the critique of the movement grows. As Polt writes: “Heidegger loses […] faith that the […] inception can be provoked by a nationalist revolution; it becomes [an] elusive possibility to be explored by poets and thinkers” (80).
Not everyone is authentic, and certainly not the ‘anyone’ (das Man) of which Being and Time speaks: it takes a certain resoluteness and courage to take up this authenticity—even though, this ‘authentic stance’ is never permanent and, most often, bound to fail.[vii] It becomes more problematic when authenticity is reserved for this people rather than the other and certain ethnos is excluded from finding ‘its’ destiny and Heidegger forgets his admonishments in Being and Time with regard to such authenticity: ‘Germany’ now can take up, without failing, and without limit (at least thousand years!) its destiny.
Politics did make its way into his writings during his—brief but real—Nazi period. In his commentary on Nature, History, State, Bernasconi shows that “the project [known as] ‘the overcoming of metaphysics’ was initially developed in [the] context of a questioning of the Volk” because, soon after Being and Time’s Destruktion of the metaphysical tradition, this thematic will be replaced by an Überwindung of metaphysics.[viii] Heidegger entertained briefly the very ontic belief that national socialism would liberate us once and for all from metaphysics and its forgetting of being. The essence of this movement is to attune us once again to being. Whereas the Destruktion of 1927 means that one needs to work through and with the tradition in order to move forward and press into the future, the Überwindung of 1933 means that the time is ripe to overturn this tradition, to violently struggle against it, and leave it behind entirely—like many other Nazis, Heidegger became increasingly hostile to Christianity. The theme of ‘overcoming metaphysics’ stuck with Heidegger precisely because of this ontic belief in its overcoming, and the ontic role Hitler’s Nazism and Heidegger himself could play in its overturning. This has the consequence that, soon after his disillusionment with National Socialism, the movement in a sense is ‘in’ and ‘out’ of metaphysics at the same time: during his Nazi period, Heidegger believed that the ‘moment’ had come to liberate ourselves (or Germany at least) from metaphysics and that Nazism would do just this. Only a few months later, Heidegger noticed that National Socialism had, frankly, no interest in the philosophical ‘upliftment’ of humanity whatsoever, and could not but conclude that the movement itself was part and parcel of the metaphysical tradition the thinker then sought to ‘overcome’. After the ontic belief in the supposed ‘saving power’ of Nazism, Heidegger believed that metaphysics persisted.
It is, however, still Heidegger who is deciding who is in and who is out. In Of Spirit, Derrida mentions the presence of two “vibrations at the same time”[ix] in Heidegger, namely one that believed that this movement could embody the ‘spirit’ needed to tune in to being and another, more vague and more truthful use of spirit, stating that the ‘spirit’ of being remains ungraspable and absent. But this is not yet what is going on in Heidegger’s thinking here. Heidegger, when criticizing the movement, did perhaps no longer believe that this totalitarian rule awoke us to being, but he was very clear in naming instances that certainly could not incarnate the ‘spirit’ of being. This act of ‘naming’ who is in and who is out, itself, might be the mistake that led Heidegger to the gravest of opinions ontically: it is in any case ‘the cop-out’ that Trawny mentions.
Such ontic belief that philosophy could act upon the events of world history should concern us. Many of the contributors here agree that this mix between ontic beliefs and ontological viewpoints led Heidegger into error. We should ponder how such a link is to be conceived. Even in 1927 Heidegger acknowledged the ‘ontic ideal’ underlying his ontology, even when insisting on separating ontology from all things ontic. One might conceive a phenomenology that disturbs Heidegger’s neat distinction between ‘ontic’ fear and ontological anxiety for death, by thinking of ontic figures that incarnate this anxiety concretely: a terminal sickness has both ontic and ontological aspects—my death can announce itself quite concretely by this or that cancer, this or that hospital room, etc.
Yet when Heidegger links his ontology to ontic politics something goes wrong and Heidegger himself forgets that he is not immune to the things that he was warning against, namely metaphysics and instrumental rationality. Just as the ontic figures of National Socialism crept into Heidegger’s story of new beginnings, just so these figures had to take the blame for the absence of the need for another beginning. Marder argues that here “‘world Jewry’ is metaphysically deployed and loaded with the dirty work of world destruction” (99) and an utter absence of questioning becomes clear. Gessmann gestures similarly: it simply “gets scary once […] the history of Being is transformed into a ‘world-event [Weltereignis]’” (122). Yet when nothing happens, Gessmann argues, Heidegger turns to Nietzsche: a militaristic metaphysics of the will sets in around 1932. This disillusion is what we need to understand, for this history of being is such that, in becoming totalitarian, it becomes utterly detached from the actual events around Heidegger. Jean-Luc Nancy senses this when saying that all this talk about the ‘Es gibt’ of being ends up by caring very little about what is actually being given and happening.[x] Nothing that is happening will ever be able to falsify Heidegger’s history of being: it becomes totalitarian in the very precise sense that everything will fit into its grander narrative—if anything happens, say the heeding of the call of being in Germany, it will find its place in this history; likewise, if the feeling even the affliction of the Seinsverlassenheit is absent, it will similarly fit into the grander narrative of being. Heidegger always wins, but at the expense of an indifference and alienation that still needs to be understood.
For such an apocalyptic reduction puts the philosopher in the position of overseeing the world and its state of the affairs and he or she becomes the cosmotheoros. The problem with such an overseeing of world is not the least that the philosopher thinks himself able to pinpoint solution to the world’s problems. Bernasconi notes this tendency toward total understanding: “[distinctive is] the totalizing way in which his thought comes to operate. For Heidegger, almost everything belonging to Western metaphysics amounts to the same” (181). Heidegger obviously is not the first philosopher who claimed to comprehend ‘being and beings in their entirety’: it is this claim that he first condemned as ontotheology and to which he too succumbs in the 1930s. To explain this, one might consult the awkward passage (GA 94: 523)—mentioned here by Hans Gumbrecht—where Heidegger enlists the decisive moments in the “abyssal” history of Germany starting from ‘1806’ when Hölderlin went mad […] right up to “(9/26/1889)”—Heidegger’s birthday no less.
Here we once again have the (ontotheological) phantasm that one being (from within) would be able to grasp the entirety of beings (from without). We agree with Jeff Malpas’ recent reading of the Notebooks, when writing that, when disillusioned with politics, “Heidegger turns […] to the absolute primacy of the philosophical, withdrawing into a form of philosophical […] isolation […] even of philosophical alienation (a standing apart from the superficial and the mundane), in which the concern with being is given priority over everything else, including the political”.[xi]
This totalitarian way of thinking also shows itself in what Žižek calls “the obscenely pseudo-Hegelian way” (189) of Heidegger’s thought and which Polt elucidates as Heidegger’s “trope of finding sameness in oppositions” (86). The ‘intellectual effort’ required from us will be to discern when such ‘sameness’ actually was found and when it was not. This means that we need to take our distances from Heidegger’s dialectic and admit, for instance, that his wordplay is not always and everywhere convincing and that the attempt to write a ‘grand narrative’ of being perhaps is not the best his philosophy has to offer.
Several contributors point to such obscenities in the Notebooks. Žižek (on page 189) mentions Heidegger’s awkward thoughts on the “self-annihilation” (GA 97: 19) of the Jews, which in the history of being supposedly function as “a principle of destruction” (GA 97: 20). Heidegger seems to be dead serious in his victim blaming: the ones who have destroyed being will be destroyed themselves. Such ontic metaphors incite Krell to speak of an “unforgiving” tragic collapse and a “failure of thinking” in Heidegger, who often repeated that if being had abandoned us, this oblivion lay on the side of being and all beings would equally share in this abandonment.[xii] In a way, this act of name-dropping thus collapses the ontological difference between being and beings. Whether it concerns naming the ones able to attune us to being or naming those that are to blame for its forgetting, the mode of procedure remains identical. For Žižek, the ontological difference is understood as a “materialis[m] without regressing to an ontic view”, a difference between ‘good’ and ‘bad’ beings (200). It is to acknowledge that “reality is partial, incomplete […] and the Supreme being is the illusion imagined in order to fill in (obfuscate) this lack” (194). It is to forget that there is no final overlap between the signifier and the signified. Yet this lack is obfuscated when one turns to the divine as the ultimate signifier as well as when stating that certain people embody the call of being uniquely. The difference, one might say, is then inhabited (by a certain name) but no longer ausgehalten (in the nothing as Heidegger would say).
This ‘naming’ shows itself precisely when Heidegger ‘finds sameness in oppositions’. Marder speaks of a “complexio oppositorum” (110) that refuses to do its dialectical work. Then “international Jewry” in Heidegger becomes a ‘name’, a rigid designator that contains what cannot be contained: Judaism is worldless nomadism and yet they are cosmopolites, both pacifists that won’t fight for their country yet use a “imperialistic-warlike way of thinking” (GA 96:133) conquering the world—not unlike contemporary racism where certain people are depicted simultaneously as ‘poor’ and as ‘stealing our jobs’.
Polt mentions another example of Heidegger’s dialectic, for in these years Heidegger sees no difference between Nazi eugenics and Jewish attention to who counts as part of the chosen people. Both “reflect a calculative management of genetic resources” (86). Still later, Heidegger infamously sees no difference between gas chambers and industrial production.
I have no quibble admitting that these thoughts can be totalitarian. This does not mean, however, that this thinking cannot make us think and does in effect sometimes find sameness in opposition where one would not expect this. I similarly have no need of separating the man from the thinker and agree with Tom Rockmore’s statement that one needs to “surpass” (158) this distinction, for this philosophy is as affected by totalitarian antisemitism as the man himself was. Yet Rockmore’s argument is hardly convincing: it is not because the man and the thinker are related that this man cannot have thought great thoughts (even though, admittedly, not all these thoughts were great). Rockmore’s examples (which surfaced already in this review) to prove that Heidegger’s “being-historical anti-Semitism belongs less to the narrative about the history of being than to what one can call familiar German philosophical anti-Semitism” (163) prove exactly that—but also just that: that Heidegger was a child of his time, that he entertained a philosophical nationalism and that he too was prejudiced (as much as the next guy, I’d add). It seems Rockmore himself operates in quite the totalitarian manner: “once one admits that [anti-Semitism] is present anywhere in Heidegger’s theories, it almost immediately becomes visible […] everywhere or almost everywhere” (154). Here too some differences, between philosophy and opinion for instance, eclipse.
Heidegger’s thoughts on the enemy, which fascinates Trawny (12-13), are not particularly striking: I know of no nationalism that does not need one or the other enemy: the craving for identity of one people is always at the expense of the identity of the other. What needs to be thought is that Heidegger’s identity-politics from the mid-thirties onward also turns against National Socialism and why this critique remains unconvincing. Certainly, from the beginning of Heidegger’s relations to Nazism, people were, as Bernasconi notes, attacking him for “not being sufficiently Nazi” (177). Polt makes a strong case for Heidegger’s critique of Nazism (also in these Notebooks): Heidegger never entertains either their sheer biological racism or endorse their anti-intellectualism, their hostility to their enemies and their violent brutality (88).
Even then, Heidegger’s one and only question remains who is in and who is out when it comes to the ‘being-historical’ event of the end of metaphysics. National Socialism is now ranked alongside Christian scholasticism, Americanism and so on: stages on the way to the West’s end. Žižek states: “Heidegger’s critique of Nazism is […] a critique of the actually existing Nazism on behalf of its […] metaphysical ‘inner greatness’” (188). The mode of procedure has not changed: whereas first Nazism was deemed worthy of entertaining the question of being, now they are relegated to the many ‘still thinking metaphysically’ and cause the forgetting of being to spread. Nothing has changed: there is but one more instance that is named as part of metaphysics. For the possibility to think non-metaphysically only one being remains…
It didn’t occur to Heidegger, at this stage, that the other of metaphysics is not a property of this or that being, nor of a Volk. To turn to Derrida: if it was certain being was accessed only through language, then in the 1930s it was never questioned that this access had to happen through the German language. It is this ‘non-questioning’ that upsets Derrida, for it reveals something of an “unthought” in Heidegger: the priority of the question was never questioned itself and so misses that ‘there is language’ before one is able to question (being) at all, that language in this sense is a given. Language thus encloses being. This makes it rather uncertain why only German would pose this question. Marder relates this openness to language, this receiving of its gift, to a Levinasian form of hospitality (99). However, in Totality and Infinity this Other that we cannot ask any questions is called a Master—one is returned quicker to some kind of anti-democratic hierarchy than one expects.
What Derrida (and Heidegger, when he’s at his best) imagines is a granting and an allowance that comes with being, and which comes to us, beings, through language: “the question itself answers […] to this pledge”[xiii] and so responds to this granting. For Derrida, this concerns a “responsibility” that “is not chosen”[xiv] nor can it be answered by one people rather than another. For Derrida, it is spectral, spiritual and has a certain je ne sais quoi about it. Heidegger’s mistake was to think to be able to name this ‘I know not what’ and name it once and for all.
Such philosophical naming led to the gravest of things ontically, for Heidegger knew all too well that no one was really granted to lift the veil of this riddle of being, just as no one definitively awakens from his slumber through (ontological) anxiety and we all equally share in a certain ‘benumbedness’ by our world. In the Notebooks, he sometimes reached this conclusion: would it in effect not be the philosopher’s responsibility to “chase man through the otherness and strangeness of the essence of being” (GA 94:43)? It is too much to say that Heidegger wants us all to become ‘strangers on the earth’ but it is possible that the goal of this chase was not to rid us of all strangeness and otherness.
Only clumsy readers of Heidegger would heap together these forms of worldlessness: the worldlessness of technology is not the worldlessness of a stone. Technology is a rationality that conquers the world, but is still for Heidegger poor in world. Animals have an ‘Umwelt’ and are open to world, but are not world-forming as humans are. Benevolent readers of Heidegger will note that in Sein und Zeit (GA 2: 344), Heidegger speaks of a Benommenheit that is proper to Dasein—‘most often’ we are ‘absorbed’ by the world (first benumbedness) only to be stupefied and benumbed just as well by experiencing anxiety—whereas this Benommenheit is used only to speak of the animals’ world poverty in Die Grundbegriffe der Metaphysik. Can we conclude from this that Dasein is, a bit like an animal, ‘benumbed’ as well? No, perhaps. Can we conclude that these lines that Heidegger drew between the ontic and the ontological are not always as rigid as Heidegger himself wanted? Can we conclude that us mortals, in a sense, ‘have’ and ‘do not have’ world and that we are all rather bad at world-forming? I think so.
Krell explores what this ‘benumbedness’ exactly is and how it operates: it is an openness to world but not a total one. Heidegger describes it once as “essentially exposed to Other” which “introduces an essential shattering into the essence of the animal” (GA 29/30: 396). In order to survive, the animal depends on otherness, it can be by no means self-sustaining. If it ever would be able to have something like a ‘self’, it would be able do so only by virtue of such otherness. Heidegger says too little of this shattering in being, of such being exposed to otherness.[xv]
An ontic observation might add a little: at one point Gumbrecht wonders from whence the “conspicuous difference in quality between the […] Notebooks and other texts […] by Heidegger around 1930” (135), noting that the lectures were always nicely prepared and focused. Remark that Heidegger has written only one book, his other tomes are mostly seminars, speeches and notes taken for lectures. One can infer from this that the journal-like style of the Notebooks was not Heidegger’s preferred style and that for Heidegger to be at his best he needed an audience and thus others and otherness.
All this might be farfetched, but we need to admit that a thinking also exceeds the thinker and that he or she has no ownership, in a way, over the consequences of a thought. In his Freedom to Fail, Trawny claims that Heidegger speaks of a place of “originary errancy”[xvi], a non-moral space from which the thinker speaks freely of the freedom of being. This site of freedom is an-archic, as the event of being itself: it surges forward and arises out of nothing and for nothing, without a particular ‘whence or whither’. Though this is true of certain of Heidegger’s writings (e.g. Was heiβt Denken?) it is not without problems. Gregory Fried, for example, asks some poignant questions about Trawny’s approach: though it is the case that if we no longer question, we submit to authority and so end thinking. And though it is the case that we are today asking questions that were not allowed to be posed say fifty years ago—Fried mentions transgenders—and though this questioning itself seems to have “some sense of justice as their polestar”, these questions seem to presuppose some limits themselves (it is, for instance, not self-evident that someone would defend an authoritarian worldview on the basis of this free thinking). This is, for Fried, what Trawny overlooks when stating that posing limits on thinking would therefore only “play into a normative morality”. Fried argues that Trawny gives too much credit to ‘anarchic freedom’, leaving little space to criticize Heidegger’s antisemitism. Fried has an intriguing proposal:
“If thinking is errant, why can it not be a road trip that goes out [and] returns home […] to replenish what Trawny [calls] ‘the [t]enacious fabric of the everyday’? [We] must have a faith that in confronting the norms by which we have lived hitherto, we will do those norms […] justice by thoughtfully reconstructing and transforming them in the face of our lived situation […] and by leaving ourselves ever open to the question of when those norms need to be refurbished, or even discarded”.[xvii]
To conjoin free thinking and morality, we need what Being and Time calls a ‘destruction’ of tradition and not its overturning: one would be free to pose questions, question certain practices against the background of the prevailing norms and not, like in an overturning, reject them entirely. There would be some reverence for the tradition as well as the acknowledgement that the truth of these traditions might lie outside of these traditions. Not an ‘errant thinking’ that boldly goes where no one has gone before, but a thinking that seeks what is possible from within the coordinates of the tradition in which the ‘event of being’ transpires. Heidegger’s dismantling of metaphysics is less a “repeating of the past” as Rockmore argues (166)— in his thinking Heidegger was no mere conservative—but rather a “reappropriation” of this tradition that does not imply an “unblinking acceptance”, as Gordon rightly states. Needed for this is obviously a familiarity with the metaphysical tradition, lest philosophy dissolves in opinion.
Having come to this book as one who knows little of these Notebooks, but having read a fair amount of Heidegger, I’d conclude that by no means these Notebooks justify rejecting Heidegger’s philosophy entirely nor are they the first thing one should read of him—as the publishing craze around these Notebooks today seems to imply. It would be bad philosophy not to read Heidegger: this would forget the sheer force of this thinking and the way, too, it can enforce itself on its readers. It is the latter especially that one needs to think through if one wants to understand why a good philosopher can be a good Nazi.
These Notebooks could be read, not as a confession—Heidegger was not one to confess—but as a concession. One must ponder, as Žižek says, their “frank openness” (187). They are a concession, first, in the sense that he ‘lost it for a while’ in the thirties and succumbed to an ontic and ontotheological belief that, through him, the history of being became transparent. They are a concession, too, in that there was no immediate link between philosophy and politics and that any attempt to intervene in politics as for philosophy’s sake is destined to fail. They concede, not in the least, the fact that he too had submitted to this reprehensible regime’s stereotyping of racial issues and antidemocratic standards. And if it is true, as Trawny argues, that it is we who are the antisemites then the thoughts we need to take home from these concessions, knowing fully well that it was not all that easy to resist this regime and that back then it was easier to be a Nazi than not to be one, might be: would we have resisted the regime or submitted to its principle? After all: can one be a Nazi a little bit?
[i] For Derrida, see On Spirit. Heidegger and the Question (Chicago: Chicago UP, 1989), p. 120n.1. For Heidegger, respectively Nature, History, State 1933-1934 (London: Bloomsbury, 2015) and Logic as the Question Concerning the Essence of Language (Albany, NY: SUNY Press, 2009), p. 71ff. Reference to the book under review are in the text between parentheses, to Heidegger’s Gesamtausgabe in the texts as well as GA.
[ii] Trawny’s essay echoes his Heidegger and the Myth of a Jewish World Conspiracy (Chicago: Chicago UP, 2016), p. 71. Trawny’s book is criticized quite heavily by Taylor Carman: “Trawny […]avoids direct assertion […] by falling back on locutions that merely suggest, hint, indicate a particular passage ‘does not preclude’ this (33), ‘we cannot rule out’ that (34), and so on”, see http://ndpr.nd.edu/news/heidegger-and-the-myth-of-a-jewish-world-conspiracy.
[iii] Reference is, first, to his Existence and Existents (Duquesne: Duquesne UP, 1978) p. 4 and then to “As if Consenting to Horror”, Critical Inquiry 15 (1989) 485-488, as mentioned by Bernasconi on 168 of the book under review.
[iv] Levinas, Time and the Other (Duquesne: Duquesne University Press, 2006), pp. 99-100.
[v] Trawny, Freedom to Fail (Cambridge: Polity, 2015), p. 16.
[vi] Heidegger, Nature, History, State, p. 45.
[vii] See my Between Faith and Belief. Toward A Contemporary Phenomenology of Religious Life (Albany: SUNY Press, 2016), p. 25ff.
[viii] See his “Who belongs? Heidegger’s Philosophy of the Volk,” in Nature, History, State, pp. 109-125, p. 118-119.
[ix] Derrida, Of Spirit, p. 68.
[x] Jean-Luc Nancy, Banalité de Heidegger (Paris: Galilée, 2015), p. 51.
[xi] Jeff Malpas, “Assessing the Significance of Heidegger’s Black Notebooks,” to appear in Geographica Helvetica (2018), forthcoming.
[xii] David F. Krell, Ecstasy, Catastrophe. Heidegger from Being and Time to the Black Notebooks (Albany, NY: SUNY Press, 2015), p. 170.
[xiii] Derrida, Of Spirit, p. 130n.5.
[xiv] Ibid., p. 130n.5.
[xv] For this, see David F. Krell, Derrida and Our Animal Others (Albany, NY: SUNY Press, 2013), pp. 114-116.
[xvi] Trawny, Freedom to Fail, p. 41.
[xvii] See for this Gregory Fried at http://ndpr.nd.edu/news/freedom-to-fail-heideggers-anarchy/.
Existential Ontology of Roman Ingarden
When Roman Ingarden began his work on Controversy over the existence of the world, his magnum opus, everything was different from the time the process was finally over. The book, which he initially started writing for his great master Edmund Husserl[i], in the end turned out to be written for himself alone[ii]. From 1935 when his work had started until 1947 when two volumes of the book were published, the language of the book changed, the country in which it was written transformed, the master died, and the whole of Europe and the world underwent horrible turmoil from the Second World War. The intellectually inviting ambiance of Göttingen, Freiburg, and Kraków in which he – together with other phenomenologists from Husserl’s circle, could passionately investigate the most theoretically appealing issues of the day – was substituted for an atmosphere of fear and struggle for existential survival in which many of Ingarden’s colleagues perished. When in 1941, after two years of war (Poland was occupied and divided between the forces of Nazism and Bolshevism in 1939) he eventually continued his work on Controversy it was more than the philosophical passion that somehow prevailed over grim reality. It was, rather, Ingarden’s struggle for his own spiritual sustainment (23). Since 1947, the book has lived up to several Polish (1947/8, 1960/61, 1987) and one German edition (1964/65), but it waited only until 2013 for the first volume[iii] to be published in English as an unabridged edition[iv].
These initial existential remarks, both about the author and his work, are of significance here, because they reflect a “detached” character of the philosophical work in relation to time, as the work’s ill-fated destiny is not to be recognized by the time of its own, of being stripped out from its time from the philosophical audience and the state of debate of the pre-war philosophical scene. However, if one is to speak about the philosophical influences that it has achieved, then it has been thoroughly out of sight, both from phenomenological reception and from the strands of philosophy that deal with ontology in a rather different fashion. Although Controversy is Ingarden’s most ambitious and most far-reaching ontological work and despite the fact that his research in aesthetics is by his own admittance only to be incorporated under more fundamental ontological investigations that he developed in Controversy and elsewhere[v], he is still overwhelmingly perceived as the philosopher of art, and his contribution to ontology and metaphysics is not sufficiently recognized. But, the time factor cannot, however, diminish the inner qualities of Controversy that surpass any “here” and “now”. For it is, without any doubt, the philosophical masterpiece of its time, and its author is a metaphysician par excellence.
The process of reading Controversy will reveal to the reader one of the reasons – besides the ones already mentioned – why the book, in spite of all of its qualities, was lacking an influence. It represents not just a systematic critique of Husserl’s commitment to the idealist standpoint but also opposition to several highly influential philosophical schools and strands of thought of the XX century. This amounts foremost to the “neo-positivist” school which altogether rejects metaphysics as “senseless” and also to the group of authors and standpoints that sprang out from the phenomenological way of philosophizing, such as French existentialists and the philosophy of “fundamental ontology” of Martin Heidegger. It is evident that in Controversy Ingarden renounces not just antimetaphysical reductionism of positivism as a “crude, tacit metaphysics” (77, futn.152), but also existentialists metaphysics and its pathos for the human being’s “fate in the world” (87, f.192.). It seems as though he thinks that the latter somehow neglect the primary task of metaphysics, as it is conceived from the time of Aristotle and to which Ingarden is deeply committed.
Written in the isolation from philosophical community and stripped out from intellectual resources[vi] Controversy evolved during the wartimes as the most profound examination of the possible solutions to the mystery of the existence of the world, and equally important, as the most honestly approached and conscientiously rendered philosophical self-dialogue on the issue that haunted the author since his early philosophical career. Let us recall that in 1918 Ingarden wrote now famous “Idealism letter” to Husserl in which he openly questioned the merits of the master’s philosophical allegiances. At that time Ingarden noticed that Husserl was steadily renouncing the last vestiges of realist components in the process of development of his radically new method of phenomenological reduction[vii].
The famous Husserl’s thought (often expressed before students) that “If we cancel consciousness, then we cancel the world” (184) effectively comprises this philosophical position toward the existence of real-world which creates the starting point for Ingarden’s attack of transcendental idealism. If, after the reduction is completed there remains nothing of the “transcendence” of the object that cannot be derived from pure consciousness alone, and if itself of the thing-in-itself is espoused as nothing other than pure qualities of constitutive activity of transcendental I, and as a negation of some unknowable mystic element of the world – the world of itself – than the traditional dualism between object and subject is abolished, and the only ontologically existent entity – regarding the phenomenologizing subject can represent nothing more than this activity of constitution and the subject of constitution.
Ingarden could not accept the metaphysical consequences of transcendental idealism, nor the consequences of other historically similar (idealistic) answers to the ontological puzzle of the existence of the world. But in order to give the full philosophical meaning of his realist intuitions, he had to change the whole perspective from which the dichotomy of idealism and realism was to be approached and the ontological status of the world determined. The manner in which he sets out to accomplish this task did not mean abandoning the general phenomenological way of analysis, nor even some components of his master’s approach – he had never renounced phenomenological reduction as such – but the shift from the epistemological dimension of analysis to the ontological, and consequently metaphysical one. The daring change of perspectives enabled Ingarden to present the essence of the core problem to the more fundamental, divergent and uncertain terrain than the one that could be obtained from the sole epistemological perspective. Here lies also Ingarden’s greatest contribution to the understanding of the reality of the real world that surpasses the borders of one specific school of thought. But this change of perspective would not be sufficient to make the difference – if it was not to repeat the traditional sins of metaphysics – were it not accompanied by additional elements that surpass limitations of every dogmatic vision of knowledge – distinctive qualities of methodological openness and theoretical breadth with which the author approaches the central problem of the book.
Volume I of Controversy comes with the translator’s note, preface, an addendum to the German edition, six chapters and an appendix of nine alphabetically arranged parts. This volume also incorporates parts of text from previous editions that Ingarden changed and revised for this final version. The most devoted reader can also find comments and explanations by translator Arthur Szylewicz rather useful and appropriate. But all these markings integrated within the body of the text that serve to incorporate older editions of Controversy are, in some measure, making the book harder to read and less fluent, which for the impatient reader can be an obstacle. But even more, one can ask, whether the first unabridged English edition should have come without these additions in order to be presented to the philosophical public in its best guise and most approachable manner.
In the short preface, the author tells us the history of his own work on the idealism/realism problematic that precedes Controversy and which had contributed to its structure and form. As we have seen, external circumstances have tremendously shaped the pace in which the whole process of writing evolved. In the conclusion of the preface, Ingarden expresses what he thought should be the final reach of Controversy. Since one of his tasks is to demonstrate the complexity of the central problem and the vast number of possible solutions to it, the “narrowing” of “the scope of possible solutions” (24) should be seen as its final reach. In this regard, both the first and the second volume of the book should have been seen as “prolegomena” (24) to some further investigation of the controversy of the existence of the world.
The first chapter with the title “Preliminary reflections” aims to articulate the main question of the book particularly with the connection to Husserl’s idealism. In that regard, Ingarden sketches the history of the concepts of “idealism” in ancient philosophy, particularly in Plato, and contrasts it with the modern understanding of the term “idea” and “idealism” (28). In the former sense idealism refers either to the domain of things that exist (e.g. ideas exist alongside physical objects) or with the mode of beings of objects that exist (e.g. ideas are more real than physical objects), while in the latter the term “idea” has to be associated with consciousness’ experiences of the subject. More importantly, these experiences are bestowed with special ontological status, and, even more, they are not just accepted alongside the real world, but the real world is intrinsically – as a “being” of lesser perfection – somehow derived from them. In that regard, what is certain and indubitable for modern philosophers from Descartes onwards is the existence of “pure consciousness” while the existence of the “real” world is to be questioned. These terminological clarifications are helping Ingarden to precisely formulate the main question of the book: “…what is at issue in the controversy between idealism and realism is the existence of the real world – and a specific mode of this existence at that – as well as the existential relations between the world and consciousness…” (28) And also: “…I concern myself strictly with the question pertaining to the existence of the real world, and indeed, in the final reckoning, with precisely that world which is given to us in direct experience in the form of countless things, processes and events, and which contains both purely material entities and psycho-physical individuals…” (31).
In that endeavor, Ingarden aims to attack the “the deepest and the most serious attempt to settle the idealism/realism dispute…” (32) which for him is the transcendental idealism of his master. The main task here is, firstly, to reexamine the “the total context of the starting point” (44) of the dispute by questioning whether the sole partition relies on the presumption – which in the end is a metaphysical one – that by itself needs to be investigated. Namely, that of our picture of the real world acquired through “experience and its structure” (43). Ingarden’s point is that we can never be sure that every moment of the transcendence of the object can be completely seized by what is called pure immanence, or the activity of the transcendental I. The elusive ontological “residue” that is left outside the scope of phenomenological reduction, opens the door for the ontological dimension of investigations. In that way, traditional transcendental/epistemological treatment of the dispute has been abandoned.
Secondly, the standard resolution of the dispute presupposes just two possibilities: either world exists and is separate from the mind – and we know this fact on the basis of experience, or it does not exist and is derived from the pure consciousness. But this dichotomy is tremendously reductionist since it neglects the possibilities of the various kinds of modes of being of the real world in case it is acknowledged that it exists (44). And here the “ontological turn” is more than needed insofar as the epistemological perspective offers just two or possibly three solutions heavily dependent on certain (hidden) metaphysical standpoints in the case when many ontological solutions are in the vicinity. For the transcendence of an object is, prima facie, an ontological issue (45). Unlike the standard approach which starts and ends with the epistemological investigation, with only having some indirect ontological consequence, the new investigative path proposed in Controversy starts from ontology then continues with metaphysics and, in the final stage, ends with an epistemological verification of the results obtained in the due process.
In order to justify this new order of philosophical priorities, Ingarden, in the second chapter of the book, addresses two different and yet closely interconnected issues. He emphasizes the difference in nature of the philosophical and the investigations of so-called special sciences, and, secondly, he offers a very precise distinction between ontology and metaphysics that can justify his critique of the “epistemological orientation” of transcendental idealism. Concerning the former, all special sciences (he distinguishes “sciences of facts” and “apriory sciences” among them) share same basic characteristics. Namely, their solutions to theoretical problems are epistemically grounded, their functioning is not determined by the questioning of the core presuppositions that lie in their foundations, they are “special” because they always refer only to one domain of being, and the differences between essential and inessential properties of investigated entities is frequently overlooked (54). All this treatment has to show how distinctive the philosophical “style of analysis” is, and how it differs from that of special sciences (49).
By its spirit and its content, these analyses resemble usual phenomenological explanations of the matter. But in what follows Ingarden introduces a very original, significant, and it has to be said, plausible understanding of the nature of ontology that enables him to explain its priority over metaphysics and epistemology respectively.
He says: “The most general concept of ontology follows from its defining characteristic as a purely apriory analysis of the contents of ideas”(74). Conceived as such, ontology deals with “pure possibilities” and ”necessary interrelationships among ideal qualities, or among the elements of the ideas’ content” (62). These pure possibilities are to be distinguished from empirical possibilities which are related to an object existing in time and space. In that respect, Ingarden gives his own, and from a traditional Platonist point of view, sharply different account of the nature of the concept of the idea[viii]. These pure possibilities are not “determined by any matter-of-fact within real world” (66), they are time-independent, and they are not to be spoken of in terms of degree or measure. We can see, thus, how Ingarden presupposes a special sphere of objects and their interconnections that are the sole subject-matter of the ontological investigation. This sphere is predefined in such a manner that the investigator is bound up to the structure and content that already “exists” in it. But, one would perform a serious misapprehension if one would think that this implies some commitments to the matter of the fact of the real world[ix]. For the latter would be only the task of metaphysics, and ontology, as pure apriory analysis of possibilities can never ascertain the factual dimension of the matter. Ontology can only say what are the possibilities at our disposal for the contemplation on the subject matter. This is the core reason why ontology represents “foundational research” (74), and the first and necessary step in every path to metaphysics. This is also the reason why any epistemologically driven research into the controversy is always partial and biased – for it, by default, closes the door for the whole myriad of solutions that should be taken into account.
On the other hand, the task of metaphysics is to determine the factual conditions in the sphere of the existent. It has to specify what really exists, in what manner, and, above all, what is the true nature of existence. In contrast to ontology, metaphysics has to “clarify essentially necessary facts or factual interconnections among essences” (78), it does not deal with possibilities – although it presupposes them – it determines the real fact-of-the-matter of the world. Furthermore, and this is crucial for the metaphysical undertakings as such, it does not ask only for the existence of this or that entity of the world. It, of course, does that to, but it primarily asks for the existence of anything at all, of the “totality of and all existents whatsoever”[x]. And, after that, it asks what are the grounds, or ground, of that actually existing world – of that anything at all that exists (78). Ingarden, however, does not presuppose that the admittance of the importance of these vital tasks that metaphysics has to accomplish, signifies the possibility of their resolution, nor that human capabilities are sufficient for such an endeavor at all. Here, the mere fact of the importance transcends the possibility of success or failure. For Ingarden rightly clarifies that being impossible in some respect does not mean being senseless as such – the distinction that even today escapes the minds of many lovers of “desert landscapes”.
All of this leads Ingarden to the following conclusion: “It is clear that core of the entire Controversy is a particular metaphysical problem which, however, can neither be properly formulated nor successfully attacked without appropriate ontological preparation” (86)
And the role of epistemology, or theory of knowledge as Ingarden calls it, is reduced to the specific analysis which is partially ontological and partially metaphysical (83). In any regard, it comes after ontological and metaphysical investigations.
The entirety of investigation undertaken in chapter II enables Ingarden to distinguish three fundamental questions: ontological, metaphysical and epistemological; and three sub-questions within an ontological one: existential-ontological, formal-ontological and material-ontological (87). Ingarden remarks that all-encompassing research of an entity “must be conducted in all three of these directions, both metaphysically and ontologically” (89). The volume I of Controversy treats only existential-ontological dimensions of the dispute. It does not deal with whether something exists, or whether it exists in the appropriate form; it has only to tease out which mode of being or existence is proper to something and its essence (88). The second volume deals with formal-ontological issues, and the third one, which was never completed as an integral part of Controversy[xi], was supposed to treat material-ontological issues of the dispute.
Volume I of Controversy begins, in fact, with the third chapter in which Ingarden exposes what he calls “basic existential concepts” and previous chapters are preliminaries to the type of ontological analysis presented in the first volume. Since, as we have seen, the basic question of the relationship between mind and the real world is formulated in rather a specific context and philosophical orientation, Ingarden now wants to see how we can approach the question of their nature and mutual relationship with a “clean” philosophical start. In order to do that, he has to explain in an ontological manner the notion of “being real” and only after that he can step into the analysis of the relationship of dependence or independence that exists or does not exist between these two poles.
In that respect Ingarden emphasizes that although the notion of being-real is a simple one, it does not mean it is absolutely unanalyzable too (96), for a simple entity as the “color orange” is not composed of some further elements, but is in fact unique, thus it is still possible to distinguish some moments in it, the moments through which it is similar to red and yellow (96). Likewise, in our everyday experiences we always encounter an object in the totality of its being, and Ingarden vigorously tries to show how we cannot “attach” the notion of existence to the being as something separate from the sum total of properties that it inherits, nor as some such property (here, Ingarden’s pays due credit to Kant), and he gives an example of the existing and perishing lamp that should evoke the whole mystery of non-existence in a typical phenomenological manner (101-102).
But usually, we are not familiar with just one mode of being, namely being-real. There are also other modes of being, such as being-possible, being-ideal and even some other possible modes (99). It is crucial here to acknowledge that we always encounter something (some entity, process, idea…) through a specific mode of being, but these modes of being are totalities of existential moments that Ingarden wants to have ontologically distinguished. An entity is not composed of those moments, for the nature of every mode is something simple, but only with the help of a philosophical abstraction we can discern some moments in them, like in the example with orange color (108). In that regard, these moments are (philosophically) older than the specific mode of being that we always meet in our direct and naïve encounters. And furthermore, every entity is bound up with a specific mode of being, it cannot undergo a change in the mode of being. That is to say, the same object cannot be ideal and then real since it would not be the same object anymore. The existing lamp that undergoes complete annihilation so that we can only have an idea of it as it was when it existed, is not the same lamp since it now “exists” in a different mode of being, namely that of an idea.
So, we can see how Ingarden introduces – apart from his own understanding of metaphysics and ontology presented in the second chapter – new contents for the old terms such as “existence”, “mode of being”, “idea”. We can see that the notion of “existence” is the most abstract and general idea (108), then follows the less abstract, but still not sufficiently concretized, concept of “the mode of being” that is present both in the naïve attitude and epistemological perspective of empiricist philosophy and transcendental idealism, and, in the end, the primitive and essential components of existential-ontology – existential moments – that are the subjects of existential-ontological investigations.
Ingarden distinguishes a group of four pairs of existential moments:
- autonomy – heteronomy
- originality – derivativeness
- self-sufficiency – non-self-sufficiency
- independence – dependence (109)
Something is autonomous if it “has its existential foundation within itself” and, “it has it within itself if it is something that is immanently determined within itself” (109) as the “redness” of a red color (whether as a pure ideal quality or the material property of some object) is something that is immanently determined within the essence of a red color. But the existence of something is not dependent on being autonomous since purely intentional entities of works of art exist too, but as heteronomous objects whose essence is being supported by an intentional act or “creative act of consciousness” (116).
Something is original if it is produced by itself, and the opposite derivative – if it has been produced by something other (118). Ingarden emphasizes that it is evident that originality goes necessarily along with autonomy, but that opposite does not necessarily hold. Something can be autonomous but derivative, as, for example, an ideal quality of redness that exists autonomously but is not produced by itself. And heteronomy as such excludes originality, since if something possesses no existential foundation within itself, it cannot, eo ipso, produce itself.
And here Ingarden undertakes the long and difficult task of explaining the notion of existential originality through the analysis of historical understandings of “being-per-se”, or the Absolute Being, and its relation to the notion of causation. The aim is to show how traditional (predominantly scholastic, and on it based modern, especially Spinoza’s concept of “causa sui”) understanding of the cause and effect is irreconcilable with the notion of original being. The main misconception lies in the assumption that cause and effect are some kind of entities or even separated “things” that exist in a different time, while original being is, per definitionem, timeless, and from that stems from the “absurdity” of comprehending an absolute being in relation to causality. Thus, a cause and an effect are not “things” nor do they persist in time separately from each other. But just because of that they are not one individual entity either. Rather, these notions are to be understood as concepts of the system equilibrium on one side, and the “perturbation” of the system on the other that can be properly called “cause” (136). And what is usually in the philosophical tradition understood as “cause” is just in fact “indirect” cause (129), while the cause properly determined is “direct” one (causa efficiens), as something that happens simultaneously with the effect, but is still not the same as effect alone. Thus, the difference between originality and derivation is purely existentially-ontological and as a such, it has nothing to do with the causation as a peculiar intraworldly relation (141). Moreover, originality is primarily an existential moment and is not directly related to the concept of a deity. Here, Ingarden is only interested in existential moments as such and their mutual relationships.
The notion of “existential self-sufficiency” means that something, in order to exist, does not require something else to be present alongside it in one whole. “Thus, for example, the element of “redness” is contained in a non-self-sufficient manner in the whole “red color,” since it must co-exist with the moment “coloration” that occurs in the same whole.” (147). But on the other hand, some red color that exists in an individual concrete object is also self-sufficient, since “it is at least likely that we cannot speak of an amalgamation between the “red color” and a red thing that is as intimate as the one that obtains between redness and coloration in the red color” (148). There are various kinds of self-sufficiency and non-self-sufficiency in regard to different parameters[xii], and also one “absolute” notion of self-sufficiently which is opposed to all of these (152). And all of them have to be taken into consideration in order to escape the “crude errors” since “a particular entity can fail to be non-self-sufficient in one sense, and yet be so in some other sense” (152).
On the other hand, something depends on something else if it needs something else to support its “subsistence” (153), although, at the same time, it can be self-sufficient. For example, a “son” ceases to be the son of a father who has just died. However, he is still someone, and in that respect a self-sufficient entity, but he is not “a son” anymore.
Those, “provisional”, so far only “smelted”, existential moments (157), whose number would significantly increase if the “existence of entities in time” (157) would be taken into account, can help to create pure ontological concepts of Absolute and Relative being and their variants. Thus, the lists in the sum of eight concepts of being (156-7) are proposed by Ingarden, while the concept of absolute being simultaneously incorporates all four “right-side” moments of existence: autonomy, originality, self-sufficiency, and independence. The omittance of one of these moments automatically reduces an absolute to a “relative” concept of being. Besides this, Ingarden lists also, eight pairs of mutually exclusive moments (155) that should automatically reduce the number of possible combinations of modes of being.
Ingarden closes the third chapter with an “outlook” of the relevant questions for the dispute. Here, he once again emphasizes that the solutions of the controversy are not to be searched in the mode of, what can be called, an encountered being of the real world. For the usual epistemological perspective presupposes that “we already know in what mode the world encountered by us exists. Yet on the contrary – this is precisely the first chief question in the metaphysical reflection on the world” (163). The pure existential moments should help us to evade such a path to the solution. Rather, the solutions would have to be searched for in the modes of moments of existence, since we do not know whether, in fact, the real world exists, and even more, in what mode of being it exists. What we only know so far is that we, or our phenomenologizing I, exist, but here too the nature of this “being” is only to be approached through the analysis of the various possible combinations of existential moments.
Finally, in the fourth chapter, Ingarden undertakes an exhaustive analysis of possible solutions to the controversy. The analysis starts from the six assumptions where the indubitability of the existence of consciousness is taken for granted as well as the regular and unproblematic flow of pure experiences of phenomenologizing I presupposed. The sixth premise is a modular one, with the consequence that every following variant has been composed of different existential moments associated with the nature of consciousness. In that way, an investigation of eight groups of problem solutions is being enabled, with the consequence of taking into account an enormous number of possible solutions (at least 64). Basically, Ingarden analyses eight hypothetical philosophical positions[xiii] in relation to this group of eight different assumptions. He compares whether or not such positions are compatible with the set assumptions. The aim is to narrow the “ontological choice” as much as possible in order to prepare the terrain for other types of investigations in Volume II.
The positions that are being elaborated are absolute realism, absolute creationism, dualist unity realism, dependence realism, realist unity creationism, idealist dependence creationism, and their group variations respectively. In the walk of the analysis, many positions are being rejected due to the mutually exclusive existential moments. For example, some positions claim that the real world is original but this is in conflict with the set premise that it is derived from consciousness or not-self-sufficient and dependent (on it). It is worth mentioning that Ingarden’s treatment of the position labeled “idealist dependence creationism”, which is in fact, Husserl’s position, reveals two general accusations sent to the master’s address. Namely, Ingarden accuses Husserl of “metaphysical commitments” (186) where we had to be dealing with only – in Ingarden’s terms – ontological ones. Also, he accuses the master of employing not sufficiently clarified concept of a mode of being of the real world (188). Ingarden also analyses the negative solutions (the real world does not exist at all) as well as “doubled solutions” of Kant and Bergson (219-223). These double solutions are consisting of a specific pair of above-listed positions that can cohabitate side by side without interconnections – as is the case of Kant’s world of things-in-themselves (which mirrors the position of absolute idealism), and the phenomenal world (that represents idealist dependence creationism) (220-1).
The final results of the analysis are summarized in two groups of admissible solutions. Groupe of variants of realism (real world not being derived from consciousness), and a group of variants of creationism (real world being derived from consciousness). The second group is divided further into the group of realist creationism (real world derived but autonomous) and the group of idealist solutions (real world derived and heteronomous).
Ingarden summarizes the results in this way:
“It turns out that there are incomparably more variants of “Realism” than of Creationisms belonging to the realist subclass, and only two solutions are “idealist” (225).
This means that the existential-ontological analysis – and that means investigation of logical relationships between pure existential moments – admits vast majority of realist solutions (for example, absolute realism is admissible in all 8 group of solutions) and even in the group of creationism where the real world has been in fact derived from consciousness, there are several solutions in which the real world exists autonomously. Husserlian idealist dependence creationism is one of those admissible idealist solutions.
However, Ingarden is aware that this kind of analysis is to be taken only provisionally, since many factors are not being taken into account. If at the end, only one solution is proven to be ontologically valid, it would also need to be metaphysically verified. Furthermore, if there would be more than one final ontological solution, than, as Ingarden says: “the world’s existence or non-existence would not be ontologically transparent” (226). Both scenarios are uncertain and it is not ruled out that none of the solutions will be admitted in the end because it might be revealed that all of them are “contradictory” (226).
Up to this treatment, Ingarden has only analyzed existential moments and their logical relations without any introduction of the dimension of time. As we have seen this has brought to the fore eight different concepts of being. The introduction of time in the investigations of the sixth part of Controversy opens the space for an exposure of other existential moments which makes the whole existential analysis more complex and even daunting. For as the path of the phenomenological treatment of time that here Ingarden undertakes seems from the outset more delicate and slippery than pure logical treatment of the relationships between some predefined logical elements. This is all the more so because the time of Ingarden’s concern is not a common time of everyday life, nor the “subjective” and formal time of a Kantian hue (228); the time he analyses is a concrete and absolute time (281) that is inseparable from objects, and only this analysis can “capture the full modes of being” (281) required for the potential solution of the controversy. The strategy is that, if the idea of the existence of the real world is to be generally allowed – and we have seen why existential-ontological analysis must allow it – then the analysis of the mode(s) of being of real world cannot be carried out without the analysis of time, since one of the ideas of real-world presupposes temporality of the world. And secondly, if this temporality is to be analyzed it cannot be accomplished without taking into an account the beings that we encounter as temporal, the beings that are time-determined, for as only with and through them we can in the first place approach the phenomenon of time. In that way, Ingarden attempts to find the ontological essence of the being-real as such – which amounts also to the reality of consciousness – and we will see that this ingredient is intrinsically related to time.
The temporal world, Ingarden claims, comes equipped with three temporally determined sorts of individual entities – events, processes and persisting objects (229) and analysis should detect the key existential moments of the mode of being of these entities. If the phenomenological analysis of concrete time would reveal some existential characteristics within them that bespeak of their selfsufficiency and even autonomy than it will be possible to further narrow the possible solutions of the controversy by rejecting the philosophical positions that are inconsistent with such a conceived nature of temporal objects.
Although all these entities are constitutive for the phenomenon of time itself – because time cannot exist without objects being-in-time or being temporal objects – there is, in a way, the gradation of their “reputation” in relation to the question of existential-ontological supervenience. In order to explain this, Ingarden has to show how temporal objects are distinguishable from each other essentially (that is, by its form), that none of them can be reduced to the other. For example, it is customary to understand events as just “shorter processes”, but this is thoroughly misleading since events in the “pregnant sense” (251) of the word are instantaneous and processes – from the smallest one to the largest – are lasting through time. The mode of being of events “consists precisely in that ’coming-into-being’ and ‘passing away’ – and indeed both in the same instant” which means that “the event does not exceed the bounds spanning a single concrete Now” (231). On the other hand, processes are more complex entities consisting of the shifts of phases that can be distinguished only in abstraction, and that constitutes a “phase-whole” mode of their being, and on the other side, “process-objects”, or “the mode of being of the temporal object constituted in the passage and growth of that phase-whole” (250). Objects persisting in time are also “outlasting” individual moments, or instants such are events. But in comparison to processes, they do that in a completely different manner. They are remaining “identically the same” during the certain period of time in which these events occur (252). In fact, and this is crucial, objects persisting in time are bearers of the processes, they are supervening over processes. “Without persistent objects, there would be, in accordance with their essence, no processes whatsoever, whereas the processes, when they transpire at all, modify the persistent object only in their qualitative endowment” (253). That means that, by their form, persisting objects are incapable of change, since “enduring in time and surviving the lapse of time is not yet in itself any change” (255). They only change due to their “material endowment” (255). In that regard, in comparison to persistent objects, processes are existentially dependent and even non-selfsufficient (254).
This analysis of temporal objects reveals an additional, and for the grasping of the essence of being-real of temporal entities crucial existential, moment. That is the moment of activeness as efficaciousness, as a way in which “what is real fulfills its existence by shaping and filling out some present – but in doing so also immediately forfeits that existence” (241) And here, too, we have a sort of gradation in terms of existential potency (280) of temporal entities. Every process is exerting some activity by fulfilling certain moments in time with the concrete content that marks this activity efficaciousness. In other words, every process makes a difference, an ontological (and metaphysical) difference in the body of time. But only persisting objects, and especially living beings, can intensify the activity in order to stay the same within the contexts of changing processes and states, by actively resisting the passing of time, and by building an active and self-reflective (in the case of consciousness beings) stance toward time dynamics. This enables a living being to possess “partial persistence independence” (272) with regard to time. The persisting moment of living being consists in its “survival mode” as a direct consequence of its activeness, that is, its capability to remain the same over time. This is especially noticeable against the background of what Ingarden calls the “fissure-like” existence of beings, inanimate and living ones, respectively. A living being is active toward its fissure-like existence whereas an inanimate world is just passively associated with the lapse of time and its permanent fissures, it does not live out its fissures actively, it does not “catch the time” of its own being. A living being is actively resisting the passing of every single “now”, it actively connects past and future with the present in order to sustain itself, that is, its essence as an enduring object.
And furthermore, it is just the fragility of living beings, the possibility of their partial or complete annihilation by external forces and factors, that makes them selfsufficient and autonomous entities. For as only something that is selfsufficient can, in fact, be annihilated in the real sense of the word. Some rock is not selfsufficient in this respect since it does not actively contribute to its own subsistence. The rock cannot be “fragile” although it can certainly be smashed since it is not in its nature, in the first place, to be autonomous. On the other hand, both the fragile and fissure like properties of temporal beings, as the marks of their imperfections, indicates that they could be only subsumed to the category of derivative, and not original entities (288).
These considerations of the relation of being-real and time through the analysis of temporal objects enable Ingarden, in the sixth and concluding chapter of the book, to further narrow the choice of possible solutions to the controversy. At the same time, this shows to be an opportunity to question and in fact rebut his master’s position as untenable for mere existential-ontological reasons. Only now, Ingarden can conclude, that if time has essential characteristics of the being-real then the existential mode of temporal beings, and especially their autonomy to the time, exclude both the Husserlian position (of idealist dependence creationism) and other similar solutions that presuppose existential heteronomy of the real world: “If, however, time were to belong to the essence of being-real, then the number of these solutions would have to diminish. For the being-in-time of an existent force to pass through the activeness-sphere an existent’s activeness presupposes its autonomy. Hence, if the real world, or what exists in it, were really determined by time, then it would have to exist autonomously” (281) Ingarden concludes that in the end, 11 solutions are admissible, and from them only variants of realism and realist creationism – idealism is ruled out grosso modo. However, this does not mean that the world cannot be created or in some other aspects related to consciousness. It only means that it is ruled out that for its sustainment it need be dependent on an external factor such as consciousness because the real world is, by the realist creationism presupposition, autonomous to pure consciousness.
The introduction of time in the existential-ontological analysis reveals another possible set of existential moments (activity, fissuration, fragility…) that can help create new concepts of beings that are “richer” in content (290). Ingarden thus distinguishes absolute supratemporal being (insystematic two variants), supratemporal-ideal-being, temporally-determined (real) being, and purely intentional being (being possible). The concept of temporally determined being has been conceived in three different dimensions, related to the nature of time (present, past, and future). But these are only preliminary steps in further, formal-ontological, material-ontological and consequently metaphysical investigations of the nature of the real world, and its relationship (if there are any) to the consciousness. Ingarden, thus, cautiously remarks that “at the moment we know nothing positive of either the form or the material essence of the real world that would be significant for its mode of being” (297). Unless we succeed in “grasping the temporality of an existent, and of the world in particular, in an indubitable manner” (300) the final resolution of the controversy cannot be resolved.
[i] “I had in fact just begun to write the new book for him, this being the reason for writing it in German” (22, f.11).
[ii] “I wrote only for myself…” (23).
[iii] The volume II was published in 2016, by the same publisher and editor.
[iv] An abridged edition was published in 1964 under title Time and Modes of Being (translated by H. R. Michejda), Springield Ill: Charels Thomas.
[v] In the preface to Controvesy Ingarden documents the rich history of his work in ontology.
[vi] He was unable to use his library at that time (23).
[vii] This was, for Ingarden, first noticeable in “unstable” guise (p. 33 f. 35) of Ideas I (1913) and then fully acknowledged in the matured form of Formal and Transcendental Logic (1929) and Cartesian Meditations (1929).
[viii] Due to the space limitation we can here just note that the structure of idea is explained by its “bilateral” nature of “stock of qualities” and content, and within the content, there are also differences between “variables” and “constants” (68-73).
[ix] This “reduction” seem to be prevailing characteristics of contemporary Neo-Aristotelianism.
[x] The famous “first question of metaphysics” that a thinker such as Heidegger escape to give an answer to, and Robert Nozick boldly answered in rather unorthodox and appealing manner in his Philosophical Explanations.
[xi] And was published as separate book Über die kausale Struktur der realen Welt, Tübingen: Max Niemeyer Verlag, 1974.
[xii] Ingarden lists five groups of variants (148-152).
[xiii] That only in some aspects resemble historically developed philosophical positions.
In recent years there has been a palpable growth of interest in Italian thought. Perhaps, one could claim that the popularity of thinkers such as Giorgio Agamben, Gianni Vattimo, and (more recently) Adriana Cavarero, has invited the Anglophone gaze towards the Italian intellectual panorama. The scholarship’s focus has been twofold: on the conceptual roots of the Italian philosophical tradition, as well as its contemporary trends. As far as the first segment is concerned, a number of works are worth mentioning: Giorgio Pinton’s translation of Eugenio Garin’s History of Italian Philosophy (2008) – a monumental guide which in two volumes covers Italian thinkers from Boethius to Emanuele Severino; Zakiya Hanafi’s translation of Roberto Esposito’s ‘The Return of Italian Philosophy’ (2009), a short piece that aims at tracing parallels between contemporary debates in continental philosophy – biopolitics among those – and the Italian philosophical tradition; Rocco Rubini’s The Other Renaissance: Italian Humanism between Hegel and Heidegger (2012), a lucid and erudite exploration of the reaction of Italian intellectuals to the Renaissance, analysing how and why Italian thinkers have historically experienced a sense of ‘Renaissance shame’; Brian and Rebecca Copenhaver’s From Kant to Croce: Modern Philosophy in Italy 1800-1950 (2012), in which the authors offer several translations of some thinkers who were previously unknown and unaccessible to Anglophone readers. The range covered by the book quite impressive, extending from severely understudied figures such as Pasquale Galluppi and Bertrando Spaventa, but also covering Benedetto Croce and Antonio Gramsci.
The other front on which the scholarship is growing steadily was inaugurated by Giovanna Borradori, with Recoding Metaphysics: The New Italian Philosophy (1988), a collection of essays by high profile Italian thinkers, such as Umberto Eco, Gianni Vattimo, and Emanuele Severino. Today, the translation of Roberto Esposito’s Living Thought: Origins and Actuality of Italian Philosophy (2012), as well as the forthcoming Journal of Italian Philosophy, make access to the Italian intellectual front easier than ever before. That said, the medium through which Anglophone readers can gain familiarity with contemporary Italian thought, is SUNY’s excellent book series in Contemporary Italian Philosophy (2007 – ) edited by Silvia Benso and Brian Schroeder, of which Viva Voce: Conversations with Italian Philosophers is a part of. The series features several translations from the Italian. Among them, Luigi Payerson’s Truth and Interpretation (2013), Carlo Sini’s Ethics of Writing (2009), and Gianni Vattimo’s Weak Thought (2012), just to name a few. The first book in the series, Contemporary Italian Philosophy (2007) is a collection of essays written by leading Italian philosophers, which in Benso’s words “added some new Italian voices to the continental philosophical tradition as known in the English-speaking countries, that is, a tradition deeply focused on French and German contributions” (Benso: 2017:1).
The aim of Viva Voce: Conversations with Italian Philosophers is in close conversation with, if not a continuation of, the project begun by Benso and Schroeder in 2007 with Contemporary Italian Philosophy. Similarly, Viva Voce presents readers a snapshot over the work of twenty-three contemporary Italian thinkers working within different fields of philosophy, both in the continental and the analytic tradition. Thus, Viva Voce furthers the scope of perspectives it wishes to introduce to the Anglophone world in bringing Italian analytic voices to the fore – an element that was absent in Contemporary Italian Philosophy, which was dealing with the continental tradition specifically. Benso writes:
“Despite the recent increase in attention and recognition paid to contemporary Italian philosophy, a volume that provides a contextualisation – that is, a tracing of the general interconnections, threads, and fabrics that nourish the emergence of contemporary Italian thinkers in their magnificent individualities and enable them to be the thresholds … is still missing from the Anglo-American philosophical landscape. Albeit in a minimalist format, the goal of the present volume is precisely to work toward filling of minimising such a lack” (Benso: 2016:9).
Viva Voce pledges no thematic allegiance. Therefore, it does not come as a surprise that the thinkers interviewed have different philosophical orientations, and work within different areas of the philosophical landscape. For navigation purposes, Benso has grouped thinkers along six thematic lines: (1) Ethics, Passions, Practices: Remo Bodei, Eugenio Lecaldano, Salvatore Natoli, Carlo Sini, Carmelo Vigna; (2) History, Justice, Communities: Adriana Cavarero, Giacomo Marramao, Fulvio Tessitore, Gianni Vattimo, Salvatore Vacca; (3) Imagination, Art, Technology: Mario Costa, Sergio Givone, Mario Perniola; (4) Rationality, Sciences, Experience: Evandro Agazzi, Giulio Giorello, Paolo Parrini; (5) Being, Nothing, Temporality, Place: Enrico Berti, Virgilio Melchiorre, Ugo Perone, Emanuele Severino, Vincenzo Vitiello; (6) Human Beings, Evil and Transcendence: Giovanni Ferretti, Giuseppe Riconda. Having excluded the thematic selection, the criteria informing the array of thinkers is marked by two principal factors: the “theoretical vigour that thinkers have displayed in terms of making meaningful and lasting contributions to the Italian philosophical landscape” (Benso: 2016:9), and that all were born before 1948. As the title suggests, the book format is highly innovative. Thinkers recount themselves in their own terms by answering a set of questions Benso posed over email. The motivation behind such stylistic choice is explained by Benso in the following way:
“the practices of historicism, hermeneutics, and deconstruction have taught us how all historical accounts bespeak the perspective of the narrator. In light of such considerations, it has been the more modest choice of this editor to let the story be told not by a grand narrative but by those who, through their scholarly writings as well as their academic lectures, public conferences, and performances of various kinds, have contributed to delineate such a history. Thus, the format of the interview as been chosen as the most appropriate mode of narration for the volume.” (Benso: 2016:7)
The questions are formulated adopting a “zoom-in/zoom-out technique” (Benso: 2016:8). The result is an interesting temporal movement: the first set of question asks the author about their intellectual past, in terms of their provenance, as well as the external influences and traditions they subscribed to; the second set is geared towards the present of the thinker as they envisage it, here they are asked to outline the basic tenets of their philosophical positions, the originality of their contributions, and the timelessness thereof; finally, thinkers are asked to voice their opinion about the future of philosophy given the current world, as well as offering some conclusive thoughts for philosophers and non-philosophers alike. As Benso puts it:
“The interviews follow a three-step cadence. First, they star with more general questions that address issues of provenance, external (domestic and foreign) influences, and lineages. Next, they move to a self-description offered by each interviewed philosopher and aimed at highlighting the main tenets, theoretical originality, and timeliness of each individual position. Finally, the interviews dare to glance toward the future by asking for possible ways, suggestions, and advice through which philosophy can contribute to the delineation of such a future” (Benso: 2016:8).
In the Introduction: ‘Italian Philosophy – Threshold between Cultures’, Benso raises the issue of consonance between nationality and philosophy as a potential problematic, she notes: “One question that lurks behind the denomination ‘Italian thinkers’ is, understandably, the appropriateness or even desirability of framing philosophy within national borders and identities” (Benso: 2016:2). Benso escapes the impasse by referring to the notion of geographical specificity which entails a particular “socio-politcal-economic-historic-cultural landscape” and in virtue of these factors, “Italian philosophy retains its own specificity and individuality – its own uniqueness and difference” (Benso: 2016:3). Although Benso raises a valid point by appealing to the notion of specificity, it is this reviewer’s belief that the Introduction would have acquired a greater depth had the author addressed the contested nature of Italian philosophy, from Italian philosopher’s own perspectives. The history of Italian philosophy is constellated by thinkers reflecting on the link between philosophy and national borders in two interconnected ways: the very validity of ascribing a national qualifier to philosophy, and the nature of Italian philosophy as such. Perhaps the most explicit debate in this direction was Luigi Palmieri and Bertrando Spaventa’s post-Risorgimento tête-à-tête, where the former insisted on the national character of philosophy, and the latter on its universal nature, which by definition excludes the question of nationality. Thus, integrating the question of national philosophy with the testament from Italy’s own past of contestation, would have given Anglophone readers an even deeper grasp of the Italian difference, and exorcised Benso’s veiled, but nonetheless present, fear of ‘nationalism’:
“There is an Italian language and thus an Italian literature, philosophy, and culture based on such a language much earlier than Italy becomes a sovereign state in the modern sense. In this sense, Italian philosophy as a cultural event based on language precedes the formation of all possibilities of an Italian nationalism based on geographical borders. Being Italian is a cultural event ahead of all belonging to a territory, a soil, a nation (or even a blood lineage).” (Benso: 2016:5-6).
On a related note, Benso underlines another significant aspect of Italian thought connected with its interaction with the ‘foreign’ philosophical world, namely, that of porosity. Ascribing to Dante the merit highlighting this characteristic of Italian philosophy, Benso notes: “a fundamental aspect of Italian philosophy has nevertheless to do with a peculiar penetrability, permeability, and fluidity with respect to the possibility of infiltration by foreign elements – in the specific, the influence of non-Italian philosophies and thinkers on the Italian philosophical landscape” (Benso: 2016:4). Further on Benso elaborates the notion of porosity, and describes the Italian philosophical model as “osmotic”, in the sense that it resembles:
“An alchemist’s or magician’s laboratory where experiments of fusions, amalgams, and transformations happen and new configurations are creates as a result. To be an Italian philosopher might precisely mean to be such an alchemic, magic, perhaps kaleidoscopic threshold – an opening and a door onto the outside through which inside and outside enter in contact, communicate, and open up to new visions rather than a gate that ultimately defensively closes on itself in a nationalistic move” (Benso: 2016:6-7).
Through the interviews, readers learn about the turbulent philosophical climate of post-war Italy. The demise of Fascism brought Idealism along with it, and most thinkers interviewed reflect on the opening frontiers of the philosophical horizon after decades of idealist ‘hegemony’. This is nicely put by Vattimo, as he reflects on his university experience begun in 1941: “those were the years just after the post-World War II reconstruction. They were also the years after Fascism. A common idea was the need to get out of the cultural isolation Fascism created. That meant no more focusing on Croce and Gentile, no more idealism […]” (Benso: 2016:108). The voluntary act of forgetting Idealism lead to an exponential interest in ‘imported ideas’, in engagement with outlooks that had been developed and circulated abroad while Italy was preoccupied with its own philosophy. From existentialism to analytic philosophy, new currents of thought started occupying the minds of young Italian intellectuals. An emblematic testimony of the scarce appeal of Idealism on the new generation of Italian intellectuals is that of the interviewed. Among them, only Enrico Berti (Benso: 2016:203) and Emanuele Severino (Benso: 2016:234) list Gentile among their influences. The case of the Italian post-War philosophical climate was that of a nascent pluriverse, a fertile soil where imported ideas mixed and grew following unpredictable way, much like what Benso describes as the ‘osmotic’ model of Italian thought. Of course Viva Voce cannot by definition be an all-encompassing collection, but it serves as a good indicator of the heterogeneity of philosophical orientations Italy opened up to, the variety of fields those interviewed are active in is remarkable: from feminism (Adriana Cavarero), to the aesthetics of communication and the technological sublime (Mario Costa), to Historismus (Fulvio Tessitore), the philosophy of logic, mathematics, and empirical sciences (Evandro Agazzi), just to name a few. The very diversity of schools of thought and areas of enquiry, makes it almost daunting to find a fil rouge binding the thinkers, which leads to a further difficulty: what constitutes the Italian difference? It is this reviewer’s modest opinion, that its essence is not so much rooted in content, but in methodology. What thinkers share is the approach to the discipline: the degree of philological attention and detail, which instead of suffocating their philosophical voice, makes it all the more alluring.
Overall, Benso’s Viva Voce makes an elegant contribution to the growing field of Italian thought in a number of ways. Firstly, it widens the horizon of the discipline by presenting new voices and perspectives previously unknown to the Anglophone world. Secondly, in doing so and by adopting the format it does, readers get a vivid picture of post-war philosophical climate in Italy, characterised by its reaction to Idealism as well as the profound cleavage between secular and Catholic thinkers. Thirdly, that Benso does not comment the interviews either at the beginning or at the end of the work, which amplifies the feeling of ‘encounter’ the reader experiences with the interviewed. That also leaves it at the discretion of the reader to form an opinion of the contested Italian difference, as well as identifying possible synergies between those interviewed and thinkers of the reader’s own tradition. Aside from contributing to the spread of Italian thought, Benso’s work also opens a wide array of possibilities for scholarship more generally. That those interviewed are relatively unknown in the Anglophone world, coupled with the dialogical structure of Benso’s book allows a self-presentation on the thinkers’s past that is a sort of mis a nu, quite befitting considering that the audience is not acquainted with them. This presentation style might be an interesting format for future works with a similar aim.
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