The “Social Imaginaries” series from Rowman and Littlefield International aims to publish important works on this and related concepts “from theoretical, comparative, historical, and interdisciplinary perspectives” and with an “international, multi-regional and interdisciplinary scope.”[i] The present volume focuses more narrowly on thinkers its editors see as having provided the basis for philosophical discussions of productive imagination, specifically the continental tradition following Kant (vii). This focus is not meant to be exclusive but rather supportive of diversity and further original inquiries (xii). With this goal in mind, the volume indeed offers eight helpful, well-researched essays; and we may hope that this strong foundation will spark future studies meeting the more global aspirations above.
This review will outline what I see as the central arguments of each of the essays. My goals are to reveal the broader lines of their interconnected narrative and then to indicate a few potentially fruitful avenues for future research suggested by the volume.
One of the volume’s most sweeping essays is its first one, Dmitri Nikulin’s “What is Productive Imagination?” Nikulin situates the modern concept of imagination within the grand history of Western ideas, from the Greeks to German idealism. Aristotle’s imagination, defined as the capacity to have an “apparition of a thing in the absence of that thing,” plays a central role in this narrative (3). Even so, Nikulin notes that Aristotle leaves the imagination’s powers dependent on prior perceptions, and thus his view contrasts with the Kantian imagination’s potential apriority and spontaneity (4). Nevertheless, even for Kant imagination remains doubly dependent: it is bound to sensibility insofar it must offer presentations within the predefined formats of spatial and temporal intuitions; and it is bound to understanding insofar as it constructs figures or schemata within the constraints of the a priori categories (4-5). If the former constraint links Kant to Aristotle, the latter reveals some similarity to Proclus, for whom the imagination adapts the intelligible, Platonic forms to finite thinking (6). In either sense, however, Kant’s imagination, even in his aesthetics, ultimately serves to harmonize other faculties: understanding and the senses. Thus, its spontaneity is always contained by rational norms and the receptive capacities of the subject; it has no completely independent status (11).
Even so, the imagination has a strong grip over us precisely because it can actively overlook its essential dependency. Thus, Nikulin speaks of the imagination as having a “negative” power to deny its sources (14). In this respect, imagination’s supposed originality must be hedged: “imagination imagines that it produces something new” (14, my emphasis). It creates a pretention to positive creativity, even though it is really a “radical negativity” (14). This pretension appeared dangerous to Kant, whose arguments restricted even creative genius to the mere exemplification of rules; absolute creativity he reserved for the idea of God (14).[ii] As later thinkers tried increasingly to free imagination from this Kantian dependency, they steadily severed its link with experience and thus lost the vital relationship between imagination and memory (19).
Two questions come to mind in light of Nikulin’s compelling conceptual history. First, its caution against severing the link with memory is related to Nikulin’s broader point that imagination somehow renders “non-being” (i.e. what does not presently exist) present for us. In Nikulin’s account, however, “non-being” carries the significance of the past, the has-been, or the no-longer (20). In this sense, the question of the imagination’s relation to hope and to futural “non-being” could be raised. I will return to this avenue later, as it is suggested by other contributors.
Second, Nikulin’s stage-setting essay displays the broadly European focus of the volume, with few references beyond that scope. Additional avenues thus appear for research on non-European conceptions of imagination or its analogues. Likewise, within the broader canon, future research could explore the medieval adaptation of the Aristotelian phantasm, and especially its history in Islamic thought. For even the European reception of Aristotle and Proclus is heavily mediated through the Islamic tradition (e.g. al-Kindī on prophecy and dreams; Ibn Sīnā’s explicit distinction of estimation from imagination and his widespread use of imaginal thought experiments; Ibn Tufail’s use of fictional narrative; Ibn Arabi’s “nondelimited imagination”; and so on).
Kant’s importance in the history of productive imagination is of course clear as well, and Alfredo Ferrarin’s essay defends the importance of Kant’s liberation of imagination from its previous role of copying contingent events of sensibility. Imagination now “moves about idealizations and conjectures formulated in deliberately counterintuitive ways, transforms things into possibilities until we establish an invariant core, and plans experiments to verify conjectures” (33). Its emergence in philosophy is thus linked historically with the emergence of the scientific method (32). This link likewise explains why Ferrarin warns us not to confuse Kant’s scientific “productive imagination” with the truly social-ethical “practical imagination,” which is only hinted at in Kant. The practical imagination aims not at understanding objects but at instituting practical end-goals. In the latter we find no “split between independent reality and likeness” as we do in the former (38). (Ferrarin mentions cases such as the constantly reinstituted social meanings of, e.g., bank notes, temples, marriage, and traffic rules.) In general, Ferrarin emphasizes that the practical imagination enables us to grasp alternative practical possibilities; it reveals “the gap between being and possibility, fact and ideal, real and possible” (38). Thus, imagination is necessary for a social critique capable of proposing new norms, in the sense Ernst Bloch and Castoriadis recognized (39). Ferrarin’s essay is thus essential for understanding the way the term “imaginary” is often used in critical theory and practical philosophy and how these development differ from Kant’s scientific imagination. That said, Ferrarin does suggest that Kant’s aesthetics—and other contributors concur regarding other aspects of later Kant—offers hints of the practical imaginary (45).
Moving the narrative from Kant to German romanticism, Laura S. Carugati argues that we move there from an “ontogonic” to a “cosmogonic” use of imagination (52). In other words, for figures like Novalis, Schleiermacher, and Schlegel, imagination provides the basic framework or “horizon” for the experience of objects, rather than merely prefiguring the particular objects we perceive. In Schlegel, this shift liberates the imagination from the aforementioned Kantian norms; and hence Carugati highlights Schlegel’s claim that “because imagination won’t let itself be linked to the world of things […], it can function in a free and independent manner, according to its own laws” (54). Similarly, in Novalis, “to romanticize” becomes an active, imaginal engagement aiming to unite the poles of the various Kantian dualisms (55). The resultant synthesis, known as “art,” is not a mere product or thing but rather a life-structuring “event” (57). Arts, as engagements in imagination, do not merely imitate or reproduce but rather “discover or institute an ordering principle that shapes the original chaos into a romanticized world” (57). In a sense, then, even the Kantian divide between human productivity and divine creativity gets mediated here; art and reality become indistinguishable.
We may note at this point the helpful coherency of the volume’s narrative as it places each figure in conversation with contemporaries and predecessors. This historically informed narrative is again supported by Angelica Nuzzo’s compelling contribution on German idealism. She defends the centrality of productive imagination not only in Fichte and Schelling (where it plays an explicitly important role) but also in Hegel, where the textual evidence for its centrality is much less prevalent. Nuzzo claims that “Hegelian spirit is informed by the Kantian notion of productivity proper to the imagination of the genius,” albeit in a way that gets “extended beyond the aesthetic realm, and thereby deeply transformed” (73). Imagination moves from a merely subjective role into an absolute role as “self-actualizing conceptuality” (77).
Nuzzo’s argument could be reconstructed into four steps. First, Kant’s third Critique suggests that imagination is schöpferisch (and perhaps not merely exhibitive of aesthetic ideas); it creates “another nature” from the given nature of the senses (74). Second, Fichte notices and radicalizes this creativity, such that imagination produces even the “material for representation” (74). And this productivity, Nuzzo argues, is equated by Fichte with Geist. Third, Schelling renders the imagination productive not only of representation but also of the actuality of things themselves, thus giving it the absolute role Kant had reserved for intellectual intuition (71). Finally, fourth, Hegel appropriates but reworks and reverses this “absolute” productive imagination. Certainly, on the one hand, Nuzzo acknowledges that the Encyclopedia subordinates imagination to a merely subjective moment of spirit (76). But this subordination does not stop Hegel, she argues, from adopting exactly the productivity highlighted by the preceding idealists’ account of imagination. Thus, on the other hand, the Phenomenology and Logic, she argues, adapt this very productivity to the role of a self-producing absolute, with the caveat that, contra Schelling, its truth is now said to be revealed only in the end of its development. For Hegel, “no absolute identity, absolute indifference, or absolute creation out of nothing […] can be placed as the beginning-origin of an immanent discursive process” (77). Instead, for Hegel, “the logical determination process is immanently and successively articulated toward ever more complex determinations up to the ‘absolute idea’ that makes the end” (78).
While Nuzzo’s thesis might sound extra-textual, it is in fact very closely defended with links between Hegel’s texts and those of Kant and Fichte. And if we remember that she aims merely to show that “some fundamental characters of the productive imagination […] become constitutive traits of Hegel’s own notion of Geist” (77, my emphasis), then we should be, I believe, persuaded, despite the relative non-centrality of the vocabulary of “productive imagination” in Hegel. Nuzzo’s contribution is likewise essential to this volume insofar as it defends a narrative leading into Hegel that can help clarify our persistent suspicion that there are Hegel-like traces in later concepts often referred to under the broad label of “social imaginary.”
The conversation within German thought continues with Rudolph A. Makkreel’s essay on Dilthey. Whereas Kant’s aesthetic imagination helps us shift from narrow, personal experiences of pleasure to universal judgments of taste, Dilthey similarly thinks that imagination can broaden us and test “how local commonalities relate to universally accepted truths” (92). This broadening occurs partly through what Dilthey calls the “typifying imagination.” Artists, for example, can “articulate” felt connections pervasive in an era by exemplifying them into figures, characters, or events (87). Whereas thinking produces concepts, imagination “produces types” (95). And whereas the historian’s imagination merely fills in gaps and supplies coherency, the artist’s has more freedom (e.g. in fiction, painting, etc.). With artworks, we experience their “typicality” not when we understand something generic about them (like norms) nor when we look at particular, material qualities. Rather, for Dilthey, the typicality of an artwork its “distinctive style.” For example: “The style of a Cézanne painting cannot be intuitively defined by the visible lines and colors […]. Style is an inner form that can only be imaginatively captured by following out the intense interplay of the angular and curved shapes that Cézanne projects into our medial horizon of vision” (96).
With respect to this “inner form,” important for Makkreel is Dilthey’s shift from an earlier view arguing that it is discovered through personal introspection, to a later, non-psychologistic, and more contextualized view that the “feelings of a composer like Beethoven are musical from the start and exist in a tonal world” (99). That is, we must be conversant with a broader system of perspectives and facts (as seen “from without”) in order to understand ourselves or others (101). In this sense, Dilthey accepts the Hegelian concept of objective spirit, with the qualification that his rendition of spirit is nothing that “submerges individuals and regulates human interaction in the overall course of world history” but rather is a “locally definable ‘medium of commonalities’ that nurtures each of us ‘from earliest childhood’” (101). The best way to think about such local “artistic medial contexts” is to consider particular examples: “Beethoven cannot but think of Haydn and Mozart when composing a quartet while also striving to chart his own path” (102). Grasping these larger constellations of sense requires tapping into an imagination that “goes beyond reality in such a way as to illuminate it” (85).
This point about the imagination’s power to “go beyond reality” opens up some important avenues for research on additional figures whose inquiries emphasize similar functions. We might think of Feuerbach’s imagination, with its power to alienate us through negating our dependency and this-worldly finitude. This critical route would of course lead into discussions of Marx and Freud but also through Husserl into Sartre’s early works, which contain, as in Dilthey, more positive valences regarding this “going beyond.” In Sartre, for example, beauty is said to be “a value that can only ever be applied to the imaginary and that carries the nihilation of the world in its essential structure.”[iii] Using the very example of Beethoven, he argues that “the performance of the Seventh Symphony […] can be manifested only through analogons that are dated and that unfurl in our time. But in order to grasp it on these analogons, it is necessary to operate the imaging reduction, which is to say, apprehend precisely the real sounds as analogons.”[iv] Sartre thus engages with two themes central to this volume, namely imagination’s link to non-being and, as in Dilthey (and later in Ricoeur), its helpful role in revealing the world through an “as”-structure.
Next, breaking the train of German thought is Nicolas de Warren’s essay on Flaubert’s diagnosis of human self-deception (as interpreted by Jules de Gaultier). The essay proposes a valuable distinction between productive imagination and creative, novelistic imagination (106). With the productive side we imagine ourselves as something other than what we are and thus become self-deceptive. The creative side, by contrast, which is manifest in the novelist’s art, allows us to perceive the self-deception without falling prey to it. The artist’s perception “becomes a truthful mirror of the world by virtue of the imagination’s power of magnification, or modification, which renders visible what remains otherwise invisible” (113). The novelist shares in a kind of “pure perception,” i.e. an “absorption” in the world rather than a scientific “possession” of an object (113). This pure perception generates the novel almost as a by-product and allows an adult to learn that she falsely “pursues a notion of herself for which neither she nor the world affords” (123). Such false images are not merely epistemically worrisome, as de Warren clarifies, since they also impact the world of our desires, as when a person “makes the world around her boring in order to despise the world even more so as to serve as propellant for an even more vengeful and intense abandonment to the imaginary” (129).
De Warren’s essay brings to mind two avenues. First, his essay links self-deception to productive imagination’s power to deny what we are. Flaubert’s characters are shown to succumb “to the universal fiction of striving to be what one is not, and not being what one desires to be” (107). That said, other contributors raise the prospect of finding positive value in imagination’s penchant for proposing non-extant alternatives, i.e. ones worth striving for. Hence, de Warren’s essay raises the question: Could there be a good version of “striving to be what one is not, and not being what one desires to be”?
Second, de Warren’s essay could perhaps be read as an alternative account of what René Girard refers to as Flaubert’s “novelistic truth.”[v] Certainly, Girard’s and de Warren’s readings agree that “truthful forms of fiction” helpfully reveal the dangers of self-deceit and self-imposed insatiability (110). But a difference may reside in whether we think the novelist’s deliverance from self-deception stems from what de Warren emphasizes or what Girard claims. De Warren emphasizes that deliverance is achieved through the novelist’s share in pure perception, or an engagement with the world prior to and free from socially-influenced self-images. On this reading, the problem behind self-deception is that the “spontaneity of an individual’s self-shaping personality” has become “reduced to a condition of mimetic inertness” in our society (112). Self-deception consists in a person concealing from herself the fact that “she is the author of her own fate” (124). By contrast, on Girard’s reading, Flaubert unmasks precisely as self-deceit one’s belief that one is the unmediated, pre-social author of desires, i.e. desires that would be valid simply because they are one’s own. Under the sway of such a belief one fails to see that one’s desires are always mediated through imitation of others’ desires. The novel offers deliverance in that it allows us to see through the vanity of the “romantic lie” and to critically recognize our own interdependency. Hence, if I understand them correctly, these readings not only differ but pull in opposite directions. I should state that I am not unsympathetic per se to either reading of Flaubert; rather, it is the prospect of a dialogue that strikes me as a fruitful avenue to pursue.
As for an important dialogue that is explored in this volume, Saulius Geniusas reviews the Cassirer-Heidegger encounter at Davos. Geniusas frames the debate as hinging only overtly on divergent interpretations of imagination in Kant. On Cassirer’s reading, the productive imagination is formed and contextualized by its share in an independent understanding and reason; for Heidegger, reason is formed and contextualized by the finitely situated productive imagination (138). But the deeper issue between them, argues Geniusas (agreeing with Peter E. Gordon), concerns their basically divergent philosophies, including their views on moral freedom. Cassirer thinks imagination’s share in reason allows it spontaneity and the power to step back from any finite dwelling. Fundamentally “homeless,” we can use our imaginations to “trespass the boundaries of […] merely natural existence and enter into the domain culture,” where we construct an infinite variety of cultural modes of existence (140). For Heidegger, by contrast, the productive imagination defines our existential-temporal mode of receptivity to a world and thus marks us—in both our knowledge and action—as essentially finite. Cassirer, Heidegger thinks, lacks a fundamental ontology of the supposedly fully spontaneous being who “enters into” cultural constellations; he suggests Cassirer’s view would merely define humanity through studies of different cultural—and merely ontic—contexts (139). Cassirer would thus (re)create “the ‘They’ world and the deeper forgetfulness of one’s ontological roots” (140). In response, Cassirer thinks Heidegger’s basic mistake is to refuse the independence of reason, as a source of imagination’s freedom, from finite imagination and intuition. This refusal, argues Cassirer, implies the impossibility of genuine moral autonomy or the universality of ethics in Kant’s sense (147).
Certainly, as Geniusas shows, Heidegger and Cassirer attain a kind of nominal agreement on some broad issues, e.g. that productive imagination “produces the transcendental horizons of sense, the operational fields, or the modes of vision, which predetermine human experience” (150). But their basic trajectories, argues Geniusas, are in the last analysis “fundamentally different” (151). Cassirer’s view leads him to emphasize the constructive possibilities of a humanity drawing guidance from reason, while Heidegger emphasizes the need, in his own words, for a “destruction of the former foundation of Western metaphysics in reason (spirit, logos, reason)” (151). Even if Geniusas might not persuade some who see Cassirer and Heidegger as compatible, his essay does provide a clear statement of how the deeper projects of each thinker determine their overt disagreements over Kant.
In the volume’s final essay, George H. Taylor mines Paul Ricoeur’s broader corpus for a thesis on imagination moving beyond his merely explicit views. His explicit views emphasize the power of productive versus merely reproductive imagination and show how the former allows us to understand images separately from any concept of originals. This inquiry then helps us grasp how fictions can be efficacious in altering reality (159). As for Ricoeur’s more implicit views on imagination, Taylor draws on texts from the 1970s and 80s to highlight the concept of “figuration,” a term avoiding merely visual connotations and allowing Ricoeur to analyze metaphor (167). In epistemology, the concept of figuration expands on Kant’s suggestion of an ever-present, “common root” between understanding and sensibility. It implies that reality is only ever given as already saturated with “symbolic” mediation (166). “We do not see; we see as—as the icon, as the figure” (170). Similarly, Taylor finds a parallel role for figuration in Ricoeur’s view of human action: no action is just physical motion; each act always points to or modifies some extant role or another (166). These twin “as”-structures thus always mediate for us between sense and concept, or between deeds and their narration (165). Since there is thus no mode of human life without figuration’s various modes, we can never fully leave behind what Hegel calls “picture thinking” (173). All modes of thought or action occur on the backdrop of an already instituted and “readable” world (171).
In this respect, Taylor’s essay points to a question we have already raised. Several contributions caution against the dangers of denying a connection with one’s past or of losing the link between imagination and memory. Yet it is likewise true that what will arise anew for (and from) each of us tomorrow “is not” as of today but rather, if it indeed comes to be, will emerge tomorrow with an unparalleled uniqueness (at least in some stratum of its emergent reality). Does not the human tendency to overlook the newness in each historical moment (emerging in some sense from “non-being”) constitute a distinct danger, alongside that of forgetting the sedimented nature of the meanings and roles we adopt? While this volume does at times speak to this concern, it refrains—perhaps for the best—from lingering on it or on the metaphysical quandaries involved in references to non-being and creativity. On this issue, interested readers might thus benefit from a sister volume in the “Social Imaginaries,” i.e. the analysis of the Ricoeur-Castoriadis debate.[vi] Taylor, it should be mentioned, also helpfully contributed there.
Done and to be Done
As I have indicated, the merits of this volume are clear. It offers a valuable combination of introductory guidance and original theses. It contains helpful clarifications of how philosophical concepts develop through inter-philosophical dialogue but also in conversation with the arts. It likewise opens avenues for exploring the grand, metaphysical question of human creativity in history. If we approach it aware of its deliberate focus on the Kantian and continental tradition, we will see that its chapters develop a coherent “conceptual history” of a core moment in philosophy. We thus have reason to hope that it will achieve its goal of enabling broader studies on productive imagination. And as it stands, this volume’s essays—appropriate to the productivity they investigate—already instantiate one of the volumes frequent themes: human creativity arises in and with a community of contributors, both extant ones and ones hoped for.
[i] “Social Imaginaries,” Rowman & Littlefield International, last accessed: July 24, 2018: https://www.rowmaninternational.com/our-publishing/series/social-imaginaries/.
[ii] Apart from its emphasis on imagination’s mere negativity, we may note the proximity of Nikulin’s account to the thesis of Cornelius Castoriadis’ essay, “The Discovery of the Imagination” (from 1978; in World in Fragments: Writings on Politics, Society, Psychoanalysis, and the Imagination, ed. David A. Curtis, Palo Alto: Stanford University Press, 1997). Castoriadis argues that fear of imagination’s creativity has led philosophers to attribute the truly instituting power not to us but to other beings (e.g. ancestors, gods, God, nature, etc.). Both Nikulin and Castoriadis seem to me to echo, somewhat divergently, Heidegger’s reading of Kant as having discovered but later denied the radical implications of productive imagination.
[iii] Jean-Paul Sartre, The Imaginary: A Phenomenological Psychology of the Imagination, trans. Jonathan Webber, London and New York: Routledge, 2004, p. 193.
[iv] Sartre, Imaginary, 193.
[v] René Girard, Deceit, Desire, and the Novel: Self and Other in Literary Structure, trans. Yvonne Freccero, Baltimore: Johns Hopkins Press, 1965.
[vi] See Suzi Adams (ed.), Ricoeur and Castoriadis in Discussion: On Human Creation, Historical Novelty, and the Social Imaginary, London and New York: Rowman & Littlefield International, 2017.
It is with great pleasure that I welcome the publication in English of the conversation between Castoriadis and Ricoeur that took place on 9 March 1985 on the radio show Le Bon Plaisir on France Culture. Being one of the rare occasions where the two thinkers crossed swords publicly, this dialogue is a source of inspiration for everyone interested in their works and in the specific domains of being that they set as their task to explore. The dialogue was already published in French by Johann Michel in 2016, but the English edition is much more than a reproduction of the French one. The book is divided in two main parts, while it comprises also short biographical notes on Ricoeur and Castoriadis and a comprehensive index. Four texts are printed prior to the book’s officially described ‘first part’, which is nothing less than the textual version of the original encounter between the two thinkers. These texts are no less important than the rest of the contributions and they are the following: First, Suzi Adams’s short “editor’s forward”, followed by Johann Michel’s “Note to the French Edition” and “Preface to the French edition” and Johann P. Arnason’s “Preface: Situating Castoriadis and Ricoeur”.
As I have already reviewed the French edition of the dialogue I will refrain from commenting on the book’s “first part” and on Johann Michel’s preface, although a word of appraisal for Scott Davidson’s excellent translation of the original texts in English is certainly in place.
As the subtitle of the book clearly suggests, the radio discussion between Ricoeur and Castoriadis focused primarily on the impact of imagination on history and the same holds for the essays of the distinguished scholars that comprise the second part of this publication, rendering it a genuine contribution to philosophy and social theory on its own.
Johann Arnason’s preface to the English edition complements perfectly Johann Michel’s preface to the French edition and is in many ways also complementary to Arnason’s second contribution to the volume. In the ‘Preface’ Arnason unravels in a concise yet comprehensive manner the complex set of elective affinities and stark differences between the projects of the two thinkers, as well as their attitudes towards politics and religion, but he wisely refuses to directly attribute the former to the latter. Apart from a shared critique to ‘orthodox’ Marxism, Arnason traces interesting convergences between Ricoeur and Castoriadis in areas least expected: Indeed, Arnason establishes a shared understanding of history qua praxis and creation and a common indebtedness to Aristotle’s “thesis on the multiple modes of being” (xxviii), without disregarding the—apparent both in the dialogue and the respective oeuvres—differences in accent between Ricoeur and Castoriadis on these issues. Moreover, it is Ricouer’s emphasis on metaphor that in Arnason’s view brings him closer to Castoriadis’s understanding of history as creative praxis and Castoriadis’s essay on the revolutionary project in the Imaginary Institution of Society that reveals a hermeneutic aspect in Castoriadis’s approach- more precisely, Arnason identifies three hermeneutic ‘steps’ in Castoriadis’s critique of Marxism in this text (xxiii-xxvi). Importantly, Arnason also shows that Castoriadis’s concept of institution has deep roots in French sociology and especially in the writings of Durkheim and Mauss (a theme that re-emerges in his second contribution). He furthermore argues that Castoriadis partly endorses Durkheim’s conception of religion as he follows Durkheim in identifying the ‘sacred’ as forming the kernel of religion but unlike Durkheim sees in religion nothing more than heteronomy. Ricoeur’s approach to religion is less unequivocal according to Arnason and the Judeo-Christian tradition is ever present in his works, as he explores both the areas opened up by “philosophical critique and religious hermeneutics” (xviii). What is more, Arnason attempts to draw some analogies between Ricoeur’s treatment of religion and Castoriadis’s “invocation of Greek beginnings” and suggests that Castoriadis’s account of Greek mythology might provide us with a more fecund perspective on the relationship between myth and reason (xxx).
Arnason’s second contribution has the title “Castoriadis and Ricoeur on Meaning and History: Contrasts and Convergences” and focuses more explicitly on the problem of the nature of imagination and its importance for the way in which history is both understood and made. Here Arnason attempts to establish a certain convergence between Ricoeur’s defense of ‘productive’ imagination and Castoriadis’s radical, creative understanding of this human faculty, by focusing on the Fichtean background that informs Ricoeur’s approach to imagination and Castoriadis’s later attempt to counterbalance the hyperbolic assumption of creation ex nihilo with a concept of creation that pays heed to the always already conditioned character of human praxis (59). Arnason underlines Ricoeur’s and Castoriadis’s common opposition to structuralism and traces affinities between Castoriadis’s critique of identitary logic, Elias’s concept of figuration, Mann’s concept of network and Ricoeur’s own treatment of pre-figuration, configuration and re-figuration (62-63). Arnason’s essay concludes with a reassessment of Castoriadis’s notion of signification which aims at revealing dualities that emerge when we think of imagination in both its transforming and containing capacities. It is then Ricoeur’s work on Ideology and Utopia that in Arnason’s view provides a bridge between the two thinkers in regard of the workings of imagination in socio-historical contexts. Admittedly, apart from the challenging interpretation of the works of the two thinkers that it offers, the charm of Arnason’s contribution lies in the fact that he brings his own groundbreaking research in the discussion.
George H. Taylor’s essay “On the Cusp: Ricoeur and Castoriadis at the Boundary” is a clearly argued and thought-provoking attempt to think across the boundaries that at once separate and conjoin their philosophical projects. The great merit of Taylor’s contribution lies in the fact that he is able to construct a quite convincing argument (especially concerning Ricoeur) by reading together Ricoeur’s Lectures on Ideology and Utopia and his still unpublished—but eagerly awaited—lectures of the same period on imagination. Indeed, Taylor advances the rather bold claim that if the radio conversation between the two thinkers had taken place a decade ago, Ricoeur’s response to Castoriadis’s defense of a radical, creative force inherent in imagination might have been radically different (35). Indeed, the passages from Ricoeur’s Lectures on Imagination that Taylor cites seem to clearly support his argument, although admittedly one has to wait until the whole text becomes available to the public before one passes a more definitive judgment on the issue. In any case, on the one hand Taylor points to Ricoeur’s conception of utopia in the homonymous lectures as ‘the possibility of a nowhere’ with regard to a given socio-historical state-of-affairs, while underlying the passage from a conception of productive imagination based on the reconfiguration of a given reality to a more radical understanding of this process in terms of transfiguration (38). Finally, in order to bring the two thinkers together Taylor—like every other contributor to the volume—has to emphasize the contextual aspect of Castoriadis’s understanding of creation ex nihilo, as creation that does not take place in nihilo or cum nihilo.
Suzi Adams’s paper “Castoriadis and Ricoeur on the Hermeneutic Spiral and the Meaning of History” offers a refreshing and imaginative perspective on the dialogue, as it focuses from the outset on the difference between creation and production that seems to be the pivotal point of disagreement between the two thinkers in the radio discussion. The section of the paper that confronts the problem of creation ex nihilo bears the telling title “Much ado about Nothing: Creation or Production?” (112). It is as difficult to miss the Shakespearean reference here as it is to decide to what extent it is used to indicate a parallel between the series of misunderstandings taking place in the homonymous play and the possible misinterpretations Castoriadis’s concept has received. Adams is also interested in bridge building. She argues about an indelible hermeneutic dimension present even on the most originary level of signification (131) and presents us with the metaphor of the “hermeneutic spiral” as a way out of the hermeneutic circle that both thinkers attempted to surmount in different ways. Importantly, Adams argues that the substitution of the hermeneutic circle with the hermeneutic spiral extracts the hermeneutic experience from the level of mere understanding and it “incorporates critical and productive/creative dimensions” (129). Her essay shows the different attitudes the two thinkers entertained in relation to the conception of chaos, the relation to tradition and the emergence of radically new forms of collective life (or radical discontinuity) in history. Adams gives center stage to Gadamer’s notion of historically effected consciousness, although she confronts this aspect of historical life from Ricoeur’s perspective, not Gadamer’s in an attempt to dissociate it from traditional hermeneutics. Adams’s invocation of Assmann’s concept of cultural memory and of Nikulin’s distinction between collective memory and collective recollection as guiding threads for any current attempt to understand tradition merits the reader’s attention and invites further elaboration.
Being an established Ricoeur scholar, Jean-Luc Amalric offers his invaluable insights on Ricoeur and Castoriadis in his paper “Ricoeur and Castoriadis: The Productive Imagination between Mediation and Origin”, which focuses primarily on the way the two thinkers conceptualized imagination and historical praxis, while it also addresses their critique of structuralism (77-78). Amalric argues that despite their differences Castoriadis and Ricoeur share the “diagnosis concerning the occultation-discreditation of imagination in the philosophical tradition”, as well as the conviction that the “renewal of the theory of imagination” has to focus on the “central function of imagination in human action and its foregrounding” (81). Amalric argues that Ricoeur’s emphasis on the role of productive imagination and Castoriadis’s critique of Marxism and his very idea of creation reveals a “common critique of structuralism” (84) and “an essential agreement… on the originary and constituting status of the social imaginary” (89-90). According to Amalric, one crucial difference between the two thinkers concerns their stance towards ontology: Castoriadis’s approach is said to be an “ontology of creation” (93), a thesis somewhat reminiscent of Habermas who in The Philosophical Discourse of Modernity argues that a fundamental ontology operates behind Castoriadis’s concept of society as a ‘collective subject’. Ricoeur is seen as conscientiously refraining from ascribing to ontology the status of primary philosophy, while treating it as ‘a promise land’ within his horizon of philosophical expectations (94). Amalric draws on an impressive number of Ricoeur’s writings and key-concepts like metaphor and mimesis, in order to arrive at a theory of imagination that links imagination and praxis from the perspective of an ever-present oscillation between “a revolutionary pole and a reformatory pole” (102). He even seems to prefer Ricoeur’s indirect conception of autonomy based on the ‘dialectic’ of ideology and utopia to that of Castoriadis, most probably because of his preference for a philosophical discourse that is less bound by ontological concerns than Castoriadis’s project. However, it has to be reminded that Castoriadis’s understanding of autonomy is not only —admittedly—tied up to the idea of (permanent) revolution as Amalric (102) rightly observes, but it also emerges from an ineradicable oscillation between (a fundamental) heteronomy and the possibility of a radical alteration of this heteronomous state-of-affairs, where autonomy presents itself as a ‘moment’ or an event, to use the phenomenological parlance. The relationship (I would not dare say dialectic) between autonomy and heteronomy in Castoriadis’s works is arguably somehow reminiscent of—though not identical with—Ricoeur’s ‘dialectic’ between ideology and utopia and it might well be a fruitful area for further research.
Last but definitely not least, let me briefly address Francois Dosse’s excellent contribution entitled “The Social Imaginary as Engine of History in Ricoeur and Castoriadis”, which is finely supported by Natalie J. Doyle’s smooth and subtle translation. At the first part of his paper Dosse follows Ricoeur’s path to the formulation of a unique stance on imagination through his appropriation of Sartre’s theory of imagination, which Ricoeur extends so as to account not only for its negating but also for its productive forces, his indebtedness to Bachelard and the parallels the understating of imagination in The Symbolism of Evil exemplifies with the treatment of imagination in Merleau-Ponty’s The Visible and the Invisible, the latter being a source of influence also for Castoriadis. Drawing on Amalric’s book Paul Ricoeur, L’ Imagination Vive, Dosse shows how Ricoeur escapes the “aporias of solipsism” with the introduction of a collective imaginary dimension that “is not the opposite of action, but it can lead to it in a creative way” (143). Dosse stresses the tangible involvement of imagination in socio-historical praxis pointing to Ricoeur’s explicit linkage of action with imagination and his treatment of ideology and utopia as “imaginative practices”, or as the “operator of choice at the intersection of will and desire” in Fallible Man (145). Dosse also explores Ricoeur’s work on metaphor and his opposition to structuralism, focusing on his use of livid metaphor as a means to open up the question of tradition from a perspective that refuses to think of tradition as a reified relic (148). It goes without saying that his treatment of Ricoeur does not neglect to take into account his lectures on ideology and utopia and the conceptual couplet ‘mimesis-figuration’. Dosse sees Castoriadis’s attempt at constructing a theory of imagination as premised on an antithesis between chaos and institution. Dosse discusses Castoriadis’s break with the Lacanian conception of the symbolic and argues that Castoriadis shows the “double dimension of the symbolic, which pertains to a logic both ‘enseidic’ and imaginary” (158). Moreover, Dosse argues that the enseidic/imaginary couplet in Castoriadis’s thought finds a counterpart in Ricoeur’s distinction between “the semilogical level of rationality and the hermeneutic level, which refers to interpretative plurality” (158). Dosse also traces other important convergences in the works of Ricoeurand Castoriadisthat allow him to conclude his essay arguing for the existence of a “real proximity” between the two thinkers.
Although the high quality and the complex structure of every single paper contained in this book, as well as the fecundity of the actual encounter between Ricoeur and Castoriadis makes the task of adequately assessing this little volume almost impossible, I hope that I did not fail to at least convey the ‘spirit’ underlying each contribution and the book as a whole. I have to congratulate Suzi Adams for her immaculate editorial work and I cannot help but think that although one could hardly imagine a better start for the launch of the “social imaginaries” series than this quite important collective volume, there are even more exciting things to come in the near future.
Place, Space and Hermeneutics is an extensive compilation of articles that cover a wide spectrum of hermeneutical approaches to understanding place and space. It is the 5th volume in Contributions to Hermeneutics series and comprises 37 individual chapters. Hermeneutics is understood quite loosely through philosophical and non-philosophical definitions of it. This is explicitly done in order to avoid diminishing its possibilities: the emphasis is on making visible the richness of current hermeneutical thinking and show new directions and application possibilities for it. Hermeneutics is presented as an umbrella term for a set of methods and perspectives to interpretation that will, and already have proved, to be useful for understanding place and space. How exactly do the fundamental hermeneutic tasks of understanding and interpreting help in making sense of the human relation to space and place? Hermeneutics of place is approached through various very different cases: from imaginary places to embodied experience and from textuality to particular places on the Earth, the specific position of hermeneutics for understanding the human relation to place is shown to be undisputed. One obvious meta-question central to the collection of articles is, what kind of interpretations hermeneutics itself elicits from its authors.
One of the more fundamental themes for an anthology with this type of a theme is the spatial nature of the very situatedness of human beings (v). The interweaving of the ontological and epistemological approaches within hermeneutics is done to a convenient extent: as Jeff Malpas writes in his foreword, the emphasis of the book has been on depicting the hermeneutical engagement with the topics at hand, instead of making a dedication specifically to hermeneutical philosophy (vii). This proves that the approach stays open and close to the topics it is attempting to cover. Another more fundamental question deals with the mechanisms of how place and space contribute to the constitution of the human subjectivity and embodied experience of space. This is a topic that Shaun Gallagher, Sergio F. Martínez, and Melina Gastelum examine more closely in their joint article. The baseline, in a sense, for any hermeneutical relation to the world, comes from understanding how the lived body relates to the world it is by necessity bound to. Understanding the body as it is lived as opposed the ‘corporeal body’ (Körper) brings forth the bodily ramifications for any engagement with place. Kevin Aho takes up this distinction in his contribution and develops the theme of a hermeneutic understanding of the ‘lived-body’ (Leib).
While the application of hermeneutics to place is not new as such, attention has been paid in the book to developing hermeneutic philosophy also towards future needs and purposes. A lot of emphasis is put, quite understandably, on the notion of place. Space is not necessarily discussed to the same extent as place due to the rich, already existing phenomenological tradition concentrating on interpreting place. Space is most often treated in relation to either place or time: direct approaches and experiential perspectives to spatiality become exposed in glimpses. These reflections open up new paths and clarify old conceptions of hermeneutics. It seems clear, that future research will be able to build on the preconception that time and temporality are complemented with place and space within the hermeneutic tradition. The collection makes visible the myriad ways in which hermeneutic philosophy and phenomenology are intertwined and also where their ways part. In this, Ricoeur’s distinction between epistemological (Dilthey) and ontological approaches (Heidegger) to hermeneutics has traditionally worked as a useful compass (116). However, the multiplicity of voices is present throughout the book: in a compilation this vast, no one thinker manages to override others in balancing “the opposing pulls of space and place” (275).
The volume introduces the reader to the internal variation within contemporary hermeneutic thinking. The book is divided into three larger parts: “Elements of Place, Space and Hermeneutics”, “Figures and Thinkers” and “Disciplinary and Interdisciplinary Spaces of the Hermeneutics of Place and Space”. The importance of a comprehensive account of hermeneutical methodologies applied to place is also highlighted directly by many of the contributors, since, for example according to Christina M. Gschwandtner: “place is always interpreted. There is no objective, neutral, or “pure” place.” (170). Place as such calls for an interpretation as it demarcates an already existing, culturally and historically tinged engagement with space.
The first part, “Elements of Place, Space and Hermeneutics”., consists of nine individual articles examining basic questions of hermeneutics as an approach to place and space. Some do it on a more general level, but others have already a specifically chosen point of view to present. Textuality is presented as a central perspective in Bruce B. Janz’ account, the first of many dealing with this specifically central theme. Annike Schlitte takes up narrative, whereas dialogue is presented as the main topic in Kyoo Lee’s contribution. The choice of focus on textuality in the beginning is well justified by the history of hermeneutical tradition and ideas to which it is still associated with most strongly. The textual model for interpretation is a valid starting point for many of the subsequent ventures as well. The textuality-based themes discussed in the first part serve well also the interpretation of the rest of the book. While text interpretation continues to be central point of orientation for any hermeneutic approach, other interesting themes in the first part of the collection are covered by Thorsten Botz-Bornstein’s article on the notion of play (Gadamerian Spiel) and style and Dylan Trigg’s phenomenological take on the differences between place and non-place, that builds on the legacy of both Marc Augé and Edward Relph.
Text as a metaphor for place together with other metaphors is examined since both textuality and place are core concepts in hermeneutics (26). The relation of places to memory is also evoked (171). Different narratives turn spaces into shared places, even fictitious or dreamed spaces (Cristina Chimisso on Gaston Bachelard). The theory and practice of art is also present to some extent (Babette Babich on Merleau-Ponty and Keith Harder on place-specific artistic practices). It goes without saying, that architecture is also present in this context. Interestingly enough, stairwells and stairs prove to be important architectural elements discussed as examples in both articles that are directly focusing on architecture: Jean-Claude Gens writing about Gadamer and David Seamon focusing on the architectural language of Thomas Thiis-Evensen.
The second part is titled concisely “Figures and Thinkers” and it delves deeper into the general theme by presenting central figures for contemporary hermeneutic approach to place and space in its 12 chapters. Diverse and indispensable philosophers from Heidegger to Ricoeur or Gadamer to Malpas receive direct attention, the whole list of figures being too extensive to go through here in detail. Space is also dedicated to thinkers less directly associated with hermeneutical tradition: these include Arendt and Foucault. Some names come altogether outside the philosophical canon, such are for example Yi-Fu Tuan and J. J. Gibson, to name a few. All of these thinkers have a slightly different type of relation to hermeneutics and specifically to examining place and space. Some are closer to what could be characterized as the core of the approach and others have had a less direct influence on the unfolding the interpretational themes related to place and space. The thinkers in this part represent many traditions from ontological hermeneutics to human geography. Despite the seemingly wide variety between figures and approaches, there is unforeseeable value in bringing them together under the same title in this context.
The legacy of some prominent thinkers who have been previously considered to be at the margins of hermeneutical tradition, is rewritten from the perspective of inclusive, multidisciplinary hermeneutics. An example of this, Yi-Fu Tuan, is noted in Paul C. Adams’ chapter to explicitly avoid any methodology. However, in his approach closely following some of the central parameters of hermeneutic thinking: empathy and interest towards a vast variety of human experiences and advancing thought through contrasts in circular motion. Other thinkers would seem to resist the stamp of hermeneutics more but are still depicted in this account as bearing some connection to the current forms of hermeneutics of place and space. Henri Lefebvre, for example, is traditionally seen to be very far from any version of hermeneutics but according to Peter Gratton’s reading of his work, Lefebvre’s projects on spatiality are affect also any subsequent hermeneutical account of the themes of place or space. This selection of articles show also, how hermeneutic approach to place can get significant depth and reinforcement from Arendtian multi-perspectivism, Foucauldian discourse analysis or Gibsonian ecological psychology. Also, the more sceptical attitudes towards methodologies in general are given a place, as the articles on Bachelard, Arendt and Tuan pay attention to show.
Hermeneutics is often used to refer to the conscious development of a specific methodology, but the term also denotes a general, even a more intuitive attempt to understand the constituents of particular human actions. The volume at hand makes explicit the inevitable distinction between hermeneutics as a philosophical program (Malpas & Gander 2014) and hermeneutics as a set of interpretation tools applicable to varying topics. An overview of hermeneutics to place and space is created thus by showing the strengths of these approaches in relation to the main topics of interest here: what types of interpretations do human actions and their spatial dispersions elicit and enable? Understanding human actions and practices, their meanings and intentionality behind them, is at the centre throughout the collection, even though interpretative efforts are directed towards more particular aims in each individual contribution. The human relation to place and space and the forms it gets, opens up the discussion to many directions. This serves as a reminder of the vast terrain of possible subthemes in any variety of hermeneutics of place and space. Besides direct engagement, hermeneutics is used also to interpret the many traces left by human activity. It is easy to see great value in this type of an approach, and hermeneutics in this form could profit even more the ongoing discussions about such complex and large-scale issues as climate change and urbanization. This has already been shown by a growing interest towards environmental hermeneutics that precedes this publication (see e.g. Treanor & al. 2013). This is also precisely where the anthology proceeds towards its end.
The third, last and understandably the largest part of the book is dedicated to “Disciplinary and Interdisciplinary Spaces of the Hermeneutics of Place and Space”. As one strand of the final part, the topical planetary level problems that are increasingly seeping into our everyday consciousness are taken into closer consideration. The broad concepts discussed in the chapter include the Anthropocene (Janz) and climate crisis (Edward Casey). Environmental and ecological thinking is present more broadly also already in Gschwandtner’s application of Ricoeur’s hermeneutics to place. Janet Donohoe gives environmental hermeneutics a more detailed account as she focuses on the concept of the environment and what this environment in peril is in relation to the human culture and the significant places in our lives. This type of an approach is a welcome reminder, of how environmental philosophy can profit from taking hermeneutics into account in comprehending the current complex environmental threats and the relation to the human lifeworlds.
From environmental perspective, it is also relevant to think about how to draw interpretation about the events that take place on a planetary scale. How does the need for space of the human population affect the living conditions of other species on Earth? What type of knowledge and engagement do these types of questions entail? These questions raised by the currently prevailing ecological concerns show, that the need to reflect, understand and interpret these tendencies and the human responsibilities is more crucial than ever. The human capacity for collectively organizing its living conditions according to the afforded space is not unique, by any means. What we are capable though, is the conceptual thinking and long-term planning in relation to how human spaces are created, developed and used. This type of long-term, temporally evolving engagement is what hermeneutics is also well-equipped to illustrate.
The final part of the book consisting of 15 chapters in total, gives an overview of the interdisciplinary relations in which hermeneutics has proven to be particularly fruitful. The clear intention of this part is also to widen the possibilities of use and show new directions for developing hermeutics of place and space. Among various newer or less-studied interdisciplinary constellations presented here are for example topopoetics, which according to Tim Cresswell is “a project that sees poems as places and spaces” (319). This part of the book, intended to be “exploratory and creative”, stretches further ground for new hermeneutical approaches (4). Paths point towards the possible multidisciplinary futures of hermeneutics of place and space: hermeneutics as inherently directed towards exploration of inner meanings encourages these interdisciplinary approaches. This becomes apparent by some chapters of the final part: they rely strongly on the tradition of their specific field but show how hermeneutics has successfully been implemented into their approach to place or space. Thomas Dörfler and Eberhard Rothfuß, for example, have human geography as their starting point. In the same vein, Pauline McKenzie Aucoin has anthropological and Eva-Maria Simms psychological focuses in their contributions. Making visible these intersections with fields of study that grew in importance during 20th century, point towards the scale of possible uses for hermeneutical concepts and methods.
One pivotal strand in the book focuses on how hermeneutics could help in understanding urban life in its current forms and settings. Urbanization is a complex phenomenon that a collection with a focus such as this cannot omit. Yet it can be approached from many different directions even in this context and it follows that there are various more or less direct references to urban hermeneutics: Alan Blum and Andy Zieleniec, for example, take each in their own article into focus the urban social sphere in order to show how hermeneutics has already been applied and could be developed further within the sphere of social sciences. Zieleniec, for example, brings together Simmel, Benjamin and Lefebvre in order to draw a specifically sociological approach to space and spatiality within the urban sphere. The meanings and values that space and spatiality get through everyday urban activities is in the focus when going through the influence these thinkers have had on sociological study of urban environments. Hermeneutic approach definitely has a lot to offer to the philosophical understanding of different facets of urban life. In this context, the subtheme of mobility could have easily been added in a separate article: moving in any given space necessarily alters the starting point for interpretive engagement. Mobility is present in some parts though, as in Cresswell’s account of poetry (327) or when Zieleniec writes about Simmel and Benjamin (384–385; 387).
The social aspects of hermeneutic philosophy include the shared nature of place, intersubjectivity of spatial experiences and spatial or platial interpretations of social situations. Also presented are the themes of globalisation (Gratton) and inequality (Abraham Olivier on townships in the opening article of the collection), to which philosophically solid accounts are urgently needed. Towards its end, the book presents in separate articles some currently important but also exceedingly wide themes. The questions pertaining to the digital realm, for example, are opened up by Golfo Maggini’s article on digital virtual places. He presents the digital places stemming from ubiquitous computing as heterotopic places of radical alterity. This reading … It would certainly be interesting to read more about this type of an approach to digital and virtual environments, where hermeneutics can significantly widen the interpretational context.
Crucial contributions in the last part of the book are the openings towards feminist and racial approaches to hermeneutics of place and space. Janet C. Wesselius charts feminist philosophy through its already existing approaches to situatedness. She takes into examination the notion of “a woman’s place”, in particular. The perspective of philosophy of race comes through Robert Bernasconi’s article where he dissects institutional racism as a historico-spatial construct. In the final article of the volume, the reader is also given a glimpse of the non-western perspectives to hermeneutics of space and place. This is done by On-cho Ng’s critical treatment of the limits and tensions following from applying local knowledge to interpreting phenomena elsewhere: in this case from how Western hermeneutics collides with Chinese traditions of interpretation. This part of the book scratches the surface of a fascinating discussion that will hopefully continue to flourish. Due to the fact that racial, feminist, queer, non-western or multicultural approaches are by no means marginal anymore, they definitely could intersect already earlier with the main themes of the book in order to be better taken into consideration as parts of the multitude of interpretational horizons.
Throughout the entire collection, the list of actual places used as examples opens up a vast spectrum of different place typologies. They include traditionally valued culturally and historically significant places, such as the UNESCO World Heritage Site Meteora in Greece (in Bahar Aktuna & Charlie Hailey’s article) or more generic forms of human spatial traits such as urban hiking trails (in Simms’ example). Walmart chain store (in Trigg’s account) comes to represent a quintessential non-place of the contemporary Western society. Importantly, also places of human despair that should be an exception in the story of any civilisation, such as German refugee camps (in Dörfler and Rothfuß’s article), are included in order to critically examine their non-place qualities. These and other concrete and sometimes even surprising examples fix reader’s attention effectively and punctuate the varied theoretical accounts on place.
The book opens up to two directions that are by no means antithetical but support each other: what are the implications of hermeneutics of place and space on studying different types of phenomena and, on the other hand, what are the direct consequences on the philosophical discourse of more explicitly emphasizing this connection and approach. All in all, there is surprisingly little redundant repetition (or wasted space, one is tempted to say in this context), even when different authors discuss the same thinkers or concepts. It is also a notable feat that the collection is accessible to readers who do not have an extensive knowledge of the hermeneutical tradition. The strengths of this volume are in its wide-ranging scope, the way it presents on-going discussions and includes less heard voices to the canon of hermeneutical approaches. By emphasizing hermeneutics as an inherently open and engaged approach, it encourages any subsequent exploration on human spatiality through this lens. This strong engagement at the core is thus also the legacy of hermeneutics outside the immediate sphere of philosophy.
Care has been put on selecting the themes and writers, at the same time giving them the freedom to approach the topic from an individually selected point of view: “This book is more curated than edited.” (2) This has resulted in a coherent and intellectually rewarding piece of philosophical literature. Janz as the editor clarifies in the introduction, that the idea has not been to cover every aspect of the wide topic but to offer enough for the discussion to continue with renewed energy (2–3). As a result, the collection will inevitably have influence in shaping and directing the contemporary understanding of what hermeneutics is and what it could be. It is also stated explicitly in the introduction that the collection is not intended to be a handbook on hermeneutics and place and space (4). However, this does not mean that it will not, or should not, be used as such. On the contrary, it is easy to see that this selection of texts can open the tradition of hermeneutics to students, scholars and other curious minds, even if they do not have philosophy as their main interest. The collection is an indispensable reference to researchers working on a variety of different topics and approaches within philosophy of space and place as well as more applied approaches circling these themes. It is a valuable contribution to hermeneutic literature as well as to place/space research and the many imaginable intersections between these.
Malpas, Jeff & Ganders, Hans-Helmut (Eds.) 2014. The Routledge Companion to Hermeneutics. London & New York: Routledge.
Treanor, Brian, Drenthen, Martin, Utsler, David & Clingerman, Forrest (Eds.) 2013. Interpreting Nature: The Emerging Field of Environmental Hermeneutics. New York: Fordham University Press.
The title of this anthology (originally published in 1981 and including eleven studies published in the 70’s) hints at the prospect of expanding our knowledge of human affairs in light of a general theory of textual interpretation (“hermeneutics). The more immediate purpose of these essays, however, consists in the articulation of the basic motivations for considering the “method” of the human sciences (sciences de l’esprit) as hermeneutical without renouncing their status as sciences. Indeed, according to Paul Ricœur, the psychological, social and historical disciplines constitute not so much a potential application of hermeneutics as its proper domain — hermeneutics being conceived by the French author as the “theory of the fixation of life expressions by writing” (even if, originally, it was confined to the field of biblical exegesis). At the same time, many of the essays in this collection are not merely concerned with methodological and epistemological questions. By reflecting on the nature and paradigmatic features of textual interpretation, Ricœur was engaged in the project of exploring the “subjectivity” which at once presides over and results from action as well as text-interpretation.
As Ricœur explains in his response to John Thompson’s illuminating introduction, his own hermeneutical turn, in the second volume of his first major project on the will (especially The Symbolism of Evil) was at least partially motivated by the desire to overcome a “disturbing gap” between “the essential structures of the volitional consciousness” (the subject of his first two books, Freedom and Nature and Fallible Man), and “the historical or empirical condition of the human will, prisoner of the passions and prone to evil.” That is to say, Ricœur’s interest in interpretation (of symbols and, later, of “all phenomena to a textual order”) was initially motivated by his identification and critical engagement with the tradition of “reflective philosophy” (or philosophy of reflection) – as developed by Descartes, Kant, and Husserl – which “seeks to disclose authentic subjectivity through a reflection upon the means whereby existence can be understood.”
Accordingly, and since a detailed summation would require more words than the present review can offer, I shall focus here on the way in which these essays reflect the development of Ricœur’s understanding of subjectivity. This emphasis is also justified by the fact that the anthology constitutes an important transition to Ricœur’s later studies of selfhood and narrativity. I will focus primarily, although by no means exclusively, on one essay (arguably the most significant) from each of the three parts in which the collection is organized: “Phenomenology and Hermeneutics,” regarded by Ricœur as “the real introduction” to his subsequent work; “Appropriation,” which appeared for the first time in this collection; and “The Model of the Text: Meaningful Action Considered as a Text,” which was originally written in English and represents the most immediately relevant essay to the anthology’s topic. As Ricœur points out, “the basic analogy between text and action is the key to the relation between the theory of interpretation and the social sciences.”
In his preface to this edition, Charles Taylor writes that the similarity between “text interpretation” and “making sense” of action, as it is entailed by the dialectic between explanation and understanding, is also reflected by the “impossibility of claiming closure” in both domains. “No matter how convincing our present reading, it is always possible that someone could propose a better one. And the same applies to human action in history.” Ricœur’s overall project in these essays, as I read them, consists in showing that while all interpretation (the very means by which subjectivity can be realized as well as disclosed) entails the impossibility of “absolute knowledge,” the inherent openness of the interpretative process —its irreducible distance from its own ideal fulfillment — is at the same time the positive condition for pursuing a “science” of human life.
- The Central Discovery of Phenomenology
Ricœur was a Husserlian phenomenologist well before his involvement with Gadamer’s work and philosophical hermeneutics. Indeed, such an interest emerged from his realization that, insofar as all “intuition” entails “explication” (explicitation) — a coincidence which Husserl “perceived” without being able to “draw all its consequences” — “phenomenology can be realised only as hermeneutics.” At the same time, the inescapable character of explication — the fact that nothing at all can be intuited, grasped or experienced without being somehow articulated or “interpreted” in the most basic sense of this word — is itself explained by the “universality of intentionality” — the idea that, since all consciousness is consciousness of an object, “no consciousness is self-consciousness before being consciousness of something towards which it surpasses itself.” Thus, if phenomenology can only be realized as hermeneutics, it is only because intentionality, our being “outside” of ourselves “towards meaning,” is the (phenomenological) presupposition of all forms of understanding.
In particular, according to Ricœur, it is “the reference of the linguistic order back to the structure of experience” which constitutes “the most important phenomenological presupposition of hermeneutics.” Indeed, “when the latter subordinates lingual experience to the whole of our aesthetic and historical experience, it continues, on the level of the human sciences, the movement initiated by Husserl on the plane of perceptive experience.” But if experience is always already “structured” or articulated, we cannot confuse it with any sort of “ineffable immediacy;” rather, “Lebenswelt” must be understood as “the surplus of sense in living experience” which “renders the objectifying and explanatory attitudes possible.” This is why Ricœur eventually moved away from an idealistic phenomenology of “foundations” toward a speculative philosophy of ontological manifestation. As he puts it, “the concept of manifestation of a world, around which all other hermeneutical concepts are organised, is closer to the idea of the ‘self-presentation’ of the true, following the preface to The Phenomenology of Mind, than to the Husserlian idea of constitution.”
- Belonging, Distanciation, Appropriation
This triad constitutes the core of Ricœur’s conception of interpretation. Belonging — “the hermeneutical experience itself” — represents the positive counterpart of the experience of finitude which is entailed by the discovery of intentionality. If we cannot become conscious of ourselves without explicating features of a world in which we are already implicated, it follows that such a worldly engagement “comes before any constitution of the object by a sovereign subject.” Belonging expresses, in this sense, the Heideggerian concept of being-in-the-world, hence the “primacy of care over the gaze,” or, more precisely, the “priority of the ontological category of the Dasein which we are over the epistemological and psychological category of the subject which posits itself.”
Up to this point, Ricœur was commenting upon aspects of Heidegger and Gadamer’s hermeneutical thought. His novel contribution consists in the way he tried to overcome what he saw as the “central problem of hermeneutics,” implied in the “epistemological specificity” of interpretation: the fact that interpreting a text appears as a radically different process than, for example, explaining a natural phenomenon, as Dilthey and others had already pointed out. What makes this difference particularly problematic is that interpretation, unlike explanation, seems to involve a circularity whose hypothetical viciousness would affect the validity of its results. If the “human sciences” as a whole are hermeneutical in their method, it might be the case that, after all, no scientific knowledge of human affair could ever be attained.
According to Ricœur, both Heidegger and Gadamer partially supported this conclusion for the sake of preserving the specificity of philosophical, historical, and other forms of “human” understanding. This move, however, depended upon accepting, without questioning any of it, an opposition between “alienating distanciation”, allegedly produced by scientific explanation (alienating because it abstracts from our concrete experience of being-in-the-world) and the “participatory belonging” which is the constant presupposition of all interpretation. In light of this antinomy — which, according to Ricœur, is “the mainspring of Gadamer’s work,” as attested by the very title of his major book (Truth and Method) — all forms of objectification entail some level of falsification of the experience they intend to describe and explain.
By contrast, Ricœur wants to think of “distanciation” (or objectification) as a “moment” of belonging. To be clear, he did not intend to deny that the natural and human sciences are concerned with different “regions” of reality. His point was rather that, if we pay attention to the “paradigm of writing” and its counterpart, reading, distanciation ceases to be a merely necessary but problematic dimension of understanding — necessary because all signification requires interrupting our “lived experience in order to signify it;” problematic because thereby the problem emerges how not to distort experience in the very act of signifying it. And it ceases to be problematic because it now appears as having a “positive and productive function at the heart of the historicity of human experience.” In this respect, as Gadamer himself perceived (“without perhaps giving it the emphasis which it deserves”), “mediation by the text is the model of a distanciation which would not be simply alienating… The text is, par excellence, the basis for communication in and through distance.”
Of course, distance here doesn’t merely refer to the temporal distance of texts and other text-like monuments from the past, but also to that “positive distancing” which, on the one hand, “establishes the autonomy of the text with respect to its author, its situation, and its original addressee” and, on the other and, projects “a new being-in-the-world … freed from the false evidences of everyday reality.” With respect to the latter, Ricœur suggests that the “non-ostensive reference” or “matter” of the text, as he often calls it, can be understood or “rendered near only in and through” the distance generated by the “imaginative variations” which the text “carries out on the real.” Thus, in the last essay of the collection (“The Narrative Function”), Ricœur argues that this dialectic between the alien and the familiar “places history in the neighborhood of fiction.” Similarly, after recalling Benedetto Croce’s claim that there is only a history of the present, he suggests to modify it as follows: “there is only a history of the potentialities of the present. History, in this sense, explores the field of ‘imaginative’ variations which surround the present and the real that we take for granted in everyday life. Such is the way in which history, precisely because it seeks to be objective, partakes of fiction.”
The “consubstantiality” between belonging and (positive) distanciation has two important implications. First, as we have already seen, “there is no need to search, under the title ‘sphere of belonging’, for some sort of brute experience which would be preserved at the heart of my experience of culture, but rather for an antecedent which is never given in itself.” I belong to this or that tradition, or undergo a given experience, always according to a certain modality of participation or engagement, under a certain description or respect, and from the perspective generated by certain interests. “In spite of its intuitive kernel, this experience remains an interpretation. ‘My own too is discovered by explication and gets its original meaning by virtue thereof’,” as Husserl himself wrote. Second, insofar as understanding a text involves a final act of “appropriation” (the act of rendering near what is far), interpretation can no longer be understood as a projection into the text of the reader’s prejudices. This is because the act of appropriation is dialectally related to the experience of distanciation (of the matter of the text from the reality of our habitus) whereby, “as reader, I find myself only by losing myself.”
But how is this possible? “How can this letting-go, this relinquishment, be incorporated into appropriation?” How can it be anything more than a temporary distraction from which we must eventually recover in order to ascertain, from the perspective of our own interests and concerns, what the text means (to us)? In order to answer this question, Ricœur links the act of appropriation “to the revelatory power of the text which we have described as its referential dimension. It is in allowing itself to be carried off towards the reference of the text that the ego divests itself of itself.” Here as elsewhere, Ricœur makes clear that it is not a matter of compromising between objective meaning and personal subjectivity, but of showing how they are reciprocally generated. “The notion of subject must be submitted to a critique parallel to that which the theory of metaphor exercises on the notion of object. In fact, it is the same philosophical error which must be understood from both extremities: objectivity as confronting the subject, the subject as reigning over objectivity.”
Consequently, as writing carries out imaginative variations on the real, “reading introduces me into the imaginative variations of the ego” (Ricœur goes so far as to say that “it is the text, with its universal power of unveiling, which gives a self to the ego”). Indeed, “the metamorphosis of the world in play is also the playful metamorphosis of the ego.” And since the later “implies a moment of distanciation in the relation of self to itself … understanding is as much disappropriation as appropriation.”
- Text as Paradigm of Action
One of the most interesting aspects of this anthology is Ricœur’s attempt to find a concept of interpretation which could explain the foregoing experience of reading, in which a text seems to have intentions or “injunctions” of its own, independent of its author, and capable of engendering self-transformation through the imaginative variations it induces of the reader’s world and ego. A text, in this sense, is not only the embodiment of the author’s intentions, but a semi-autonomous source of potential meaning. If “to interpret is to follow the path of thought opened up by the text” — to comply with its injunctions — our concept of interpretation as a subjective act on the text must be replaced by, or combined with, an understanding of it as an objective act of the text itself (upon the reader). In this respect, Ricœur’s appeal to Aristotle’s On Interpretation and, above all, to Charles Peirce’s semiotics, become central to his argument.
Unfortunately, Ricœur’s engagement with Peirce’s work does not go beyond a superficial assessment and appears to be mostly informed by secondary sources. At the same time, he does capture a quite crucial point of Peirce’s concept of interpretation: its “synechistic” nature, namely the continuous, non-extrinsic character of the relationship between (to use Ricœur ’s terminology) “tradition” — what a text or other forms of discourse signify (tradit) — and “interpretation” — what it evokes in the mind of the interpreter. “According to Peirce, the relation of a ‘sign’ to an ‘object’ is such that another relation, that between ‘interpretant’ and ‘sign’, can be grafted onto the first.” We have here another expression of the consubstantiality between belonging and distanciation, in that a sign can signify or “belong” to an object only by determining a further sign (the interpretant). For instance, the word “chair” can only signify a chair by evoking an image of it, which is course another sign. Yet this irreducible “distance” of any sign from its object is a necessary condition for understanding it. A sign incapable of generating a further interpretant of its object would be as incomprehensible as a sign without any object whatsoever — it would indeed be meaningless.
Accordingly, the above mentioned continuity between tradition and interpretation does not entail the kind of deductive closure one might expect from it. Paradoxically, the more one enters into the actual meaning of a text, the more her insights are “open” to interpretation, not only in the sense of being revisable, but also in the positive sense of being intellectually fecund, capable of generating new ways of being read, articulated and developed (the Gospel’s notoriously enigmatic phrase might be illuminating in this context: “For whosoever hath, to him shall be given, and he shall have more abundance: but whosoever hath not, from him shall be taken away even that he hath [Matthew 13:12, KJV]). Ricœur clarifies this point by citing Gilles-Gaston Granger: “The sign-interpretant association, realised by whatever psychological processes, is rendered possible only by the community [continuity], more or less imperfect, of an experience between speaker and hearer,” or text and reader. But this experience “can never be perfectly reduced to the idea or object of the sign,” that is, to an immediate or “brute” notion of belonging. “Whence the indefinite [open] character of Peirce’s series of interpretants.”
We finally come across Ricœur’s argument concerning the analogy between text and action. “My claim is that action itself, action as meaningful, may become an object of science, without losing its character of meaningfulness, through a kind of objectification similar to the fixation which occurs in writing” — a fixation in virtue of which, as we have seen above, “the author’s intention and the meaning of the text cease to coincide.” But how can the same dissociation take place with action? Doesn’t an action by definition require the contemporaneous presence of an agent? Isn’t here a deeper subjective irreducibility than in the case of the text? For instance, while a text can indeed become relatively independent of the original writer’s intentions, the action of writing cannot in the same way be dissociated from the agent’s intention to write.
And yet, as Ricœur insists, unless human behavior can be “fixated” or objectified without losing its significant (intentional) character — unless “the expressions of life undergo a kind of objectification” — it won’t be suitable to become an object of scientific inquiry. This is because inquiry always requires its object to be inscribed in “external marks,” in the same way in which a discourse must be written down in order be not only practically understood but also theoretically analyzed. And if it is indeed impossible for the meaning of “action events” to be inscribed, a scientific understanding of human affairs could only amount to explaining away their original significance as a subjective phenomenon (as it happens with reductive explanations of action in terms of biological and neural concepts). This phenomenon, in turn, could only be understood or interpreted in a “romantic” sense of the term, namely, in virtue of our “pretension of recovering, by congenial coincidence, the genius of the author.” This is why there might be a genuine antinomy between understanding and explanation.
On the other hand, as Ricœur points out, action does sometime appear to dissociate itself from the agent’s intentions without losing its meaningful character. That is the case of actions which, as we sometime put it, leave “traces” or “marks” — not only because they have consequences (this is true of all actions), but also insofar as their importance goes beyond their relevance to the initial situation, even if only by embodying general features (such as “desirability characters”) which may be made the object of subsequent practical reflection. Accordingly, “could we not say that the process of arguing linked to the explanation of action by its motives unfolds a kind of plurivocity which makes action similar to a text?” Thus an action-event, like a speech-act, entails “a similar dialectic between its temporal status as an appearing and disappearing event, and its logical status as having such-and-such identifiable meaning or ‘sense-content’.” On this point, I believe Ricœur’s work might benefit by an even deeper interaction with “analytic” theories of agency — an interaction he continued to pursue in his subsequent work (see especially Oneself as Another).
“But if the ‘sense-content’ is what makes possible the ‘inscription’ of the action-event… what corresponds to writing in the field of action?” In other words, how can an action become “detached from its agent” and develop “consequences of its own”? Ricœur’s answer to this question echoes the above seen concept of interpretation as an essentially open and communal process. If the inscription of discourse has a spatial dimension, it is in “social time” that the “autonomization” of action occurs. And social time, Ricœur points out, “is not only something which flees; it is also the place of durable effects, of persisting patterns. An action leaves a ‘trace’, it makes its ‘mark’ when it contributes to the emergence of such patterns which become the documents of human action.” The objectification of meaningful behavior is essentially social, and it is social in virtue of the temporal dimension of all human interactions, in which certain actions and events come to be seen as weighing more than others, and their effects are consequently more lasting and pervasive (however less discernible and thus more easily discardable).
But in order for the effect of an action to last, its capacity to be recollected is not enough. It must, on the contrary, be developed into persisting and increasingly complex patterns of behavior, so as to transcend its original address and situation. In order for an action to become important (worthy of being recollected, registered, celebrated, questioned, interrogated, institutionalized, etc.), it must be capable, like a text, of opening up a “world” whose relevance “exceeds … the social conditions of its production and may be re-enacted in new social contexts. Its importance is its durable relevance and, in some cases, its omni-temporal relevance.”
This is only the skeleton of Ricœur’s answer to the question about the nature of “truth” in the human sciences. The essays of the third part, in particular, articulate the implications of the foregoing remarks for critical theory, psychoanalysis, and history. Most importantly, the anthology as a whole reflects Ricœur’s commitment to show how a philosophy of reflection can become “concrete” without renouncing its “scientific” aspirations. It can do that by pursuing, at all levels of analysis, the dialectical relation between freedom and necessity, distanciation and belonging, method and tradition, fiction and history or, from another perspective, critique and ideology. Thus, one the one hand, “all objectifying knowledge about our position in society, in a social class, in a cultural tradition and in history is preceded by a relation of belonging upon which we can never entirely reflect.” On the other hand, the impossibility of “complete reflection” is but an expression of that “potentiality of meaning” which it is our fundamental responsibility to “appropriate” by giving up our dominant world-interpretations for the sake of their impending explications.