Byung-Chul Han: Undinge. Umbrüche der Lebenswelt

Undinge. Umbrüche der Lebenswelt Book Cover Undinge. Umbrüche der Lebenswelt
Byung-Chul Han
Ullstein Verlag
2021
Paperback $31.95
128

Review by: Teresa Geisler (Technische Universität Berlin)

Ich stelle mir gerne vor, wie das Leben meiner Oma von den Dingen in ihrem Haus zusammengehalten wurde. Sorgfältig ausgewählt nach Schönheit und Dauer waren sie zuverlässige Gefährten für viele Jahrzehnte. Ich erinnere mich daran, wie sorgsam sie mit den Dingen umging, wie hingebungsvoll sie sie pflegte, während sie selbst immer mehr verfiel.

Es ist schwierig, die Bücher von Byung Chul Han zusammenzufassen, denn die besten Zusammenfassungen liefert er immer selbst: „Die terrane Ordnung, die Ordnung der Erde, besteht aus Dingen, die eine dauerhafte Form annehmen und eine stabile Umgebung für das Wohnen bilden.“ (2021: 7) Das ist die reaktionäre Ausgangsthese des Buches und der Satz, mit dem es beginnt. In diesem Text schreibt Han über die Veränderung, die sich gerade vollzieht „vom Zeitalter der Dinge zum Zeitalter der Undinge“ (vgl. 7). Das Sein der Dinge unterscheidet sich Han zufolge fundamental vom Sein der Undinge. Auch nach der industriellen Revolution bliebe die terrane Ordnung bestimmt von Dingen, die handfest und handhabbar waren, während nun in der Digitalisierung Informationen und Daten – Undinge – die Lebenswelt strukturierten: „Wir bewohnen nicht mehr Erde und Himmel, sondern Google Earth und Cloud.“ Ontologie ist nicht egal und die Überlagerung unserer Lebenswelt durch die Dinge, die keine sind, verändert nach Han grundsätzlich unsere Beziehung zur Welt, zum Anderen und zu uns Selbst.

Warum?

In Anlehnung an Arendt, Heidegger und Flusser sind die Dinge für Han Ruhepole, die unser Dasein stabilisieren und Sinn stiften. Sie können uns durch die Zeit begleiten, wenn wir für sie Sorge tragen und die Vergangenheit mit der Gegenwart verbinden. Informationen destabilisierten dagegen durch ihre Flüchtigkeit das Leben, wir können nicht bei ihnen verweilen (vgl. 8). Indem die Dinge mit ihrer Festigkeit uns etwas entgegensetzen, erfahren wir uns selbst und die Widerständigkeit einer anderen Entität, wenn wir mit ihnen hantieren und uns handelnd die Welt erschließen. Die smarten Oberflächen der digitalen Geräte setzen uns nichts mehr entgegen. Sie sind glatt, Handschmeichler, und wir tippen zwar noch, aber hantieren nicht mehr. Freilich, auch Han räumt ein, dass die Digitalisierung emanzipatorische Konsequenzen hat: Sie nimmt uns Arbeit ab und erspart uns viel Mühsal. Sie stellt uns eine spielerische Lebensform in Aussicht: „Der an den Dingen uninteressierte Mensch der Zukunft ist kein Arbeiter (Homo faber), sondern ein Spieler (Homo ludens).“ (16)

Wäre das nicht schön?

Der Mensch als Spieler ist für Han kein utopisches Bild der Befreiung, sondern das konsumistische Subjekt der Nachgeschichte. Der Spieler wähle nur noch, er handle nicht mehr. Damit verabschiede sich der Spieler auch von einer Freiheit im Sinne Arendts, die an die Handlung gebunden ist. Handeln, so verstanden, bricht mit dem Bestehenden und setzt etwas Neues in die Welt. Das Spiel dagegen greift nicht ein in die Wirklichkeit, es ist für Han radikal apolitisch: „Die vollkommende Herrschaft ist jene, in der alle Menschen nur noch spielen. Mit dem Spruch panem et circenses (Brot und Spiele) bezeichnet Juvenal jene römische Gesellschaft, in der kein politisches Handeln mehr möglich ist. Menschen werden ruhig gestellt mit kostenloser Nahrung und spektakulären Spielen. Grundeinkommen und Computerspiele wären die moderne Version von panem et circenses.“ (18)

Im Trend Vom Besitz zum Erlebnis, also mehr erleben als besitzen zu wollen, sieht Han folglich nichts Emanzipatorisches. Im Gegenteil. Er konstatiert, dass das Erlebnis als Konsum von Informationen heute derselben Logik folgt, wie vorher die Ökonomie der Dinge. Der Informationskapitalismus sei vielmehr eine verschärfte Form des industriellen Kapitalismus, insofern er auch das Immaterielle zur Ware macht, menschliche Beziehungen kommerzialisiert und zwischen Facebook und Tinder, Airbnb und Storytelling das Leben selbst warenförmig wird. Das „Ge-stell“ dazu ist das Smartphone, auf dessen Touchscreen alles „handzahm und gefällig“ (29) wird: „Das ständige Herumtippen und -wischen auf dem Smartphone ist eine fast liturgische Geste, die sich massiv auf das Verhältnis zur Welt auswirkt. Informationen, die mich nicht interessieren, werden schnell weggewischt. Inhalte hingegen, die mir gefallen, werden mit Fingern herangezoomt. Ich habe die Welt ganz im Griff. Die Welt hat sich ganz nach mir zu richten. […] Der herumtippende Zeigefinger macht alles konsumierbar.“ (26f.) Für Han ist das Smartphone die Devotionalie des Neoliberalismus. Beide sind smart – sie herrschen nicht durch Unterdrückung, sondern durch Abhängigkeit. „Das unterworfene Subjekt ist sich nicht einmal seiner Unterworfenheit bewusst. Es wähnt sich in Freiheit. Der Kapitalismus vollendet sich im Kapitalismus des Gefällt-mir. Aufgrund seiner Permissivität braucht er keinen Widerstand, keine Revolution zu befürchten.“ (33) Auch in der Fotografie zeige sich der Einfluss der Undinge. Das Porträt, das als Sujet die frühe Fotografie prägt, dominiert als Selfie die digitale Sphäre: „Im Gegensatz zum analogen Porträt belädt sich das Selfie bis zum Platzen mit Ausstellungswert.“ Digitale Plattformen stellen es aus, jenseits der digitalen Kommunikation ist das Selfie dagegen wertlos. Es ist kein Medium der Erinnerung wie das Porträt, es avanciert nicht zum Herzensding wie die Fotografie eines geliebten Menschen. Wir bewahren es nicht auf und machen auch keine Abzüge davon. „Das Selfie ist kein Ding, sondern eine Information, ein Unding.“ (41) Apps wie BeReal entsprechen daher perfekt der Logik des Selfies als Information, das kaum mehr etwas mit der analogen Fotografie als Ding zu tun hat: Wenn die App eine Benachrichtigung schickt, muss innerhalb von zwei Minuten ein Bild aufgenommen werden, um „Authentizität“ als Information zu garantieren. 14 Stunden lang bleibt ein gepostetes Bild online, danach wird es gelöscht. Niemand will beim Selfie verweilen. Die Bilder haben einen rein informationellen Wert, der nach kurzer Zeit verfällt. So flach wie das Selfie ist für Han auch das „Denken“ der Künstlichen Intelligenz. „Informationen und Daten besitzen keine Tiefe. Das menschliche Denken ist mehr als Rechnen und Problemlösung. Es erhellt und lichtet die Welt. Es bringt eine ganz andere Welt hervor.“ (51) Künstliche Intelligenz arbeite nur mit Informationen, die ihr vorgegeben werden, sie begreife nicht. Die größte Gefahr, die von künstlicher Intelligenz ausgeht, ist demnach, dass das menschliche Denken sich ihr angleicht und selbst maschinell wird.

Die Idee, dass der Mensch in der Technokratie seine Menschlichkeit verliert, weil die Maschine zum Ideal wird und er sich ihr angleicht, ist nicht neu.

Auch andere Motive von Hans Kritik wie die Akteurschaft der Maschinen, die Bildersucht der Menschen, die zunehmende Vereinzelung und Warenförmigkeit des Daseins, das Verschwinden von Eigentum in der Konsumgesellschaft und die Scheinfreiheit im Kapitalismus sind schon von anderen vorgebracht worden ­– besonders ausführlich von Günther Anders, den Han seltsamerweise nicht zitiert­, in seinen Arbeiten über die Antiquiertheit des Menschen. Außerdem könnte man natürlich so manches einwenden gegen Hans Kritik, die sich so flüssig liest, wie sie dogmatisch ist. Man könnte kritisieren, dass der Tastsinn nicht nur „entmystifiziert, entauratisiert und profanisiert“ (26), sondern auch die Ebene ist, über die wir am frühesten Verbundenheit erfahren. Man könnte argumentieren, dass menschliche Beziehungen nicht erst im Zeitalter der Undinge kommerzialisiert werden und es nicht nur Airbnb gibt, sondern auch Couchsurfing, das der Gastfreundschaft neue Formen erschließt (vgl. Rebhandl 2021). Man könnte einwenden, dass Sammler empirisch durchaus nicht immer utopische Figuren sind, „Retter der Dinge“ (22), zu denen Han sie mit Benjamin machen möchte, sondern oft von einem Hunger verzehrt werden, der sie zutiefst unglücklich macht (vgl. Groebner 2023). Man könnte fragen, warum wir die Dinge retten sollen, wenn wir uns selbst retten können.

Das könnte man tun.

Aber vielleicht würde man damit dem Wesen des Buches nicht gerecht, wie einem Gedicht, wenn man es widerlegte. Denn Hans Buch ist keine systematische Technikkritik, auch wenn es Motive von ihr übernimmt und weiterführt. Es legt keine Argumentation vor, die wissenschaftlichen Kriterien genügen will. Es induziert Einsichten, in dem leichten Ton einer philosophischen Poesie. Destillate eines Denklebens, die uns verborgen bleiben. Es verführt uns.

Hans Buch ist eine Ode auf das Ding.

Ein Abgesang. Auf seine Festigkeit, die uns Halt geben kann. Auf seine Andersartigkeit, die ein Gegenüber ist. Auf seinen Zauber. Das Ding verstärkt das Sein, es verankert uns in der Zeit – auch das technische Ding tut das. Han erzählt die romantische Geschichte seiner Begegnung mit einer Jukebox, die er mit nach Hause nimmt und deren Zauber er erliegt: „Ich verliebte mich sofort in diese türkisfarbene Jukebox mit einer großen Panoramascheibe und war ganz entschlossen, sie zu besitzen. Nachts ging ich des Öfteren in das Musikzimmer und lauschte der Jukebox in der Dunkelheit. Die vielfarbene Lichtdiffusion auf dem Lautsprechergrill kommt erst in der Dunkelheit voll zur Geltung. Sie verleiht der Jukebox etwas Erotisches. Die Jukebox erhellt das Dunkel mit bunten Farblichtern und erzeugt einen Dingzauber, dem ich mich ergab.“ (102f.) Technik ist für Han nicht das Problem. Im Gegenteil. „Die Technik hat eine magische Seite“ (110), die er den digitalen Dingen abspricht: „Die Jukebox ist ein Automat. Sie reiht sich in die lange Tradition der Musikautomaten ein. Romantiker waren von Automaten fasziniert. Eine Erzählung von E.T.A. Hoffmann heißt ,Die Automate‘. Der Protagonist ist eine mechanische Puppe, ein orakelnder Türke. Auf Fragen erteilt er Antworten, ,die jedesmal mit tiefem Blick in die Individualität des Fragenden bald trocken, bald ziemlich grob spaßhaft, und dann wieder voll Geist und Scharfsinn und wunderbarer Weise bis zum Schmerzhaften treffend waren‘. ,Alexa‘ von Amazon ist kein Automat, sondern ein Infomat. Ihm fehlt jeder Dingzauber. Es ist durchaus möglich, dass Künstliche Intelligenz ihm bald auch das Orakeln beibringt, allerdings als algorithmische Berechnung. Dieser fehlt aber jede Magie. Wo alles berechenbar ist, verschwindet das Glück.“ (110) Auch wenn Zeremonienmeister wie Apple den Release neuer Geräte wie religiöse Verkündigungen inszenieren und die Werbung für das immer neue IPhone durchaus sakralen Charakter hat, auch wenn wir unser Smartphone öfter berühren, als jedes andere (Un)Ding, wird es kein Herzensding. Wir ersetzen es, ohne etwas zu vermissen. Zum Seligkeitsding, wie der Hut, den Madita von ihrer Mutter zu Weihnachten bekommt oder Hans Jukebox, werden sie nicht.

Na und?

Aus dem Sein folgt kein Sollen. Nur weil es einmal eine Ordnung der Dinge gab, die eine stabile Umgebung für das Wohnen bildeten, heißt das nicht, dass es sie immer geben sollte. Vermutlich hat Han recht und die Veränderung in unserer Lebenswelt, wird auch unser Sein verändern. Vielleicht wird Wohnen in Zukunft weniger wichtig. Vielleicht verliert auch Stabilität an Bedeutung. Vielleicht spielen wir mehr und es entwickelt sich eine neue Ästhetik der Flüchtigkeit. Vielleicht wird Flexibilität wichtiger als Verweilen. Und Likes wichtiger als Freundschaften. Vielleicht führt das zu mehr Fragilität und Unglück.

Vielleicht aber auch nicht.

Ich hatte einmal die Gelegenheit, mit Byung Chul Han etwas ausführlicher nach einer Lesung zu sprechen und ich glaube, dass Hans Beschwörungen weniger eine Teleologie zugrunde liegt oder eine Anthropologie, die den Menschen philosophisch auf eine bestimmte Ordnung oder Art zu Sein festschreiben möchte, sondern ein Schmerz. Er schreibt: „Die digitale Entmaterialisierung der Welt ist schmerzhaft für den Liebhaber der Dinge.“ (111) Hans Bücher über Rituale, Eros, Untätigkeit, Gartenarbeit, Infokratie oder Narration scheinen mir nicht sich wiederholende Bausteine einer Systemphilosophie zu sein, sondern, wie er sagte, Variationen auf ein Thema – vielleicht um den Schmerz zu verstehen. „Ich will mir meinen Mund wieder aneignen, der plappert“, sagte er, und: „Meine Bücher werden immer dünner, irgendwann lösen sie sich ganz auf und schweben durch die Luft. Dann müssen Sie sie nur noch einatmen.“

Noch sind seine Bücher Dinge. Das ist schön.

Literatur

Rebhandl, B. (2021). Byung Chul Hans “Undinge”: Die Umwege des Denkens. Der Standart, 22. Mai: https://www.derstandard.de/story/2000126824055/byung-chul-hans-undinge-die-umwege-des-denkens (zuletzt aufgerufen am 25. Mai 2023)

Groebner, V. (2023). Aufheben, Wegwerfen. Vom Umgang mit schönen Dingen. Konstanz University Press.

Response to Review of Materialist Phenomenology

I am the author of Materialist Phenomenology. First of all I would like to  thank the reviewer for having carefully read every chapter and made an honest effort to understand what is, admittedly, a difficult argument. But nevertheless I feel the need to clarify several misunderstandings. To begin with a rather trivial matter: Husserl does not own the term “phenomenology” anymore than Marx owns the term “materialism”. The latter should refer to the belief that there is a material world that exists independently of our minds, and not to any particular way of conceiving this world (e.g. as involving Hegelian dialectics). The former should refer to any explanation of phenomenal experience, not just to what we have become accustomed to use the term for. These explanations will typically vary greatly from one ontology to another – idealist in the case of Husserl, empiricist in the case of Ernst Mach – and there is nothing in common between the explanations, because their different ontologies take the authors in entirely different directions. The reason why I do not engage with either of these authors as I attempt to create a materialist phenomenology should not be so surprising: there is so little common ground, and so many deep disagreements, that the only engagement possible is criticism, like Merleau-Ponty’s criticism of Mach’s concept of sensation. My project was constructive, not critical.

Moving on to the more substantial questions. The most problematic of the reviewer’s misunderstandings is his assertion that I “claim that between conscious and nonconscious things there is only a difference in degree” and not in quality. And that therefore my attempt to create a non-reductive materialist philosophy of mind has failed. But I never make that claim, in fact, it is exactly the opposite of what I argue. I do say that consciousness and intentionality can vary by degree, but all properties that vary by degree have critical points at which quantitative change becomes qualitative change, as when a continuous change in temperature yields the qualitatively different states of water (gas, liquid, solid). This is a point that has been emphasized by materialists since Engels. But more importantly, extreme qualitative differences can emerge from the composition of parts into wholes. This is the question of emergent properties, properties of a whole absent from the parts but produced by the interaction between the parts, that is still controversial but is becoming more widely accepted every day.

When I break down the hard problem into three simpler ones, it is by using the part-to-whole relation and the concept of emergent properties. I stress this point throughout the book so much I assumed a reader would understand there will necessarily be qualitative differences between the mental levels standing between the brain and full blown phenomenal experience. The lowest level or the simplest components, what I refer to as protoselves, have to be extremely primitive but already non reducible to brain processes: if we can imagine a speedometer that in addition to detecting and measuring speed it can feel rapidity and slowness, we can imagine a protoself. Each protoself specializes on one material property and one property only (e.g. objective reflectance) and produces a unique sensation (e.g. color). We have no idea today how to create such a sentient speedometer but clearly, solving the protoself problem is not identical to solving the hard problem: the latter is to explain full blown human  consciousness, not an ultra-specialized measuring device that has a minimum of sentience. But if we can solve this much simpler problem then by using the part-to-whole relation and the concept of emergence, we may be able to learn how to assemble many protoselves so that the whole they form does not just sense properties but perceives properties belonging to enduring objects. I explain in the book how embodiment is the key to understand this step, from properties to objects. I will spare you the rest of the construction but it is there in the book.

Clearly, none of this will make any sense to idealists who do not believe there are objective properties belonging to objective entities. My entire construction depends on there actually being a world. But then again, what thinker who believes in Darwin (at the very minimum, that there was a time when our species did not exist, but there were already ecosystems, climate, etc.) could possibly deny that. Similarly, the reviewer is puzzled by my attempt to show how much of visual perception is not dependent on language. But that is also a matter of recognizing the historicity of our species. We spent 800,000 years with a material culture of stone tools and a social division of labor but without any language. To believe that perception is “theory-ladden” is to ignore this fact. It is like Adam in Genesis, created by God in already modern form and sent away to name the animals. All of this (biological evolution, the dating of stone tools to show they are much older than language) may seem too “objectivist” to traditional phenomenologists, but that is precisely why I did not attempt to engage with their work.

Francesca De Vecchi: La Società in persona: Ontologie sociali qualitative

La società in persona. Ontologia sociale qualitativa Book Cover La società in persona. Ontologia sociale qualitativa
Studi e ricerche
Francesca De Vecchi
Il Mulino
2022
Paperback
272

Reviewed by: Federico Leon Scimone (Università degli Studi di Milano)

La società in persona, una nuova prospettiva fenomenologica al problema delle ontologie sociali

La società in persona, Ontologie sociali di Francesca De Vecchi si inserisce nel panorama contemporaneo del problema dell’essere sociale in controtendenza alle ricerche di matrice analitica, come quelle che seguono dagli studi, ad esempio, di Searle[1] e Gilbert[2]. In particolare viene sottolineata la lacuna qualitativa che segue dalla separazione fra naturale e sociale che caratterizza le tematizzazioni americane. Quest’opera ha un fine ben definito, ovvero restituire dignità ontologica agli enti sociali e far emergere come in essi si trovi il fondamento per un’assiologia della buona vita delle cose, in particolare sociali. De Vecchi muove prevalentemente dalle ricerche fenomenologiche di Husserl e Scheler, mostrando come l’approccio fenomenologico allo studio delle ontologie sociali si definisca come il più appropriato, giacché la fenomenologia altro non è che un’ontologia sociale qualitativa.

L’opera si divide in quattro capitoli che ne scandiscono le argomentazioni principali in ordine teoretico. In prima battuta De Vecchi delinea per sommi capi che cosa si intenda per ontologia qualitativa e quale siano le definizione e gli intenti più comuni di tale disciplina, in riferimento alle ricerche di matrice analitica; nel tratteggiare tale immagine viene a delimitarsi una lacuna entro la quale ricadono valori e sensi d’essere delle cose, ovvero ogni sfumatura qualitativa del mondo in cui ci troviamo ad esistere e da qui muove la ricerca del testo, con lo scopo di ridare fondamento al senso d’essere delle cose. In particolare, la presentazione analitica del tema trancia di netto tutto ciò che non può essere definito come oggettivamente fondato, dove oggettivamente ha quasi il medesimo significato di fondato secondo le leggi della fisica. De Vecchi mostra come il mondo descritto dall’ontologia sociale sia privato di ogni senso d’essere, in virtù del fatto che tutto ciò che non è “oggettivo” non ha dignità ontologica; tale argomentazione trova il suo fondamento nella separazione fra mondo naturale e mondo sociale. De Vecchi riprendendo Husserl sottolinea come così facendo il mondo risulti spogliato di ogni sua caratteristica qualitativa e mostra come le cose non possano essere nemmeno intese come “fatti bruti” senza quelle parti che vengono escluse, ad esempio da Searle, dall’indagine ontologica.

Così viene proposta una nuova via per affrontare il tema, una via che muova dalla descrizione in prima persona dei fenomeni e del modo in cui questi ci si presentano, ovvero un’ontologia sociale qualitativa, che permetta di rendere conto del mondo per come quotidianamente ne facciamo esperienza. In seconda battuta De Vecchi tratteggia le caratteristiche di tale ontologia sociale qualitativa, ponendo l’accento sul ruolo dell’eidetica fenomenologica dalla quale emergono i sensi d’essere delle cose, le essenze ed i vincoli che definiscono le cose ad un tempo per ciò che sono e per come sono in relazione al tipo di cosa a cui appartengono. Riprendendo l’esempio proposto da De Vecchi, nel momento in cui ci troviamo innanzi ad una sedia, noi ne riconosciamo la sedibilità, ovvero ciò che la determina come tale. Nel riconoscere il suo essere sedia possiamo capire se si tratta di una buona sedia oppure di una sedia scomoda ad esempio. Assumendo che una sedia ha nella sua essenza la possibilità del sedervisi, se questo dovesse risultare difficile o scomodo noi potremmo dire che essa non è una buona sedia, così come potremmo riconoscerla come una buona sedia se il sedersi dovesse risultare confortevole. Allo stesso modo se fossimo innanzi ad una società potremmo capire se essa sia una buona società oppure no in relazione a quell’idea di società che essa stessa presenta. Ad esempio potremmo individuare un buon rapporto fra i cittadini come qualcosa di positivo ed un necessità “del farsi giustizia da sé” come qualcosa di negativo. In questo processo vengono preaccennati i nuclei tematici degli interi e delle parti e, in particolare, degli interi sociali che saranno poi fondamentali per poter comprendere come si possa definire una buona vita della società. In questo passaggio De Vecchi mostra come ogni cosa nel darsi presenta la sua essenza con tutte quelle sfumature qualitative che la definiscono; così le cose ci mostrano i loro vincoli assiologico-normativi.

Definita l’origine dei sensi d’essere delle cose, il terzo tema è quello del vivere personalmente, del vivere come soggetto con altri nel mondo e nella società, per mostrare come la ricerca ontologica sociale fenomenologica si interroghi sul tema della società e della persona, a partire proprio da quelle essenze emergenti che si caratterizzano ad un tempo come soggettive ed oggettive, giacché, seppure esperite in prima persona, rimandano all’idea generale che trascende l’esperienza quotidiana, definendola e definendo le condizioni di identità, i modi d’essere, d prosperare o declinare delle cose esperite: insomma, la loro “vita”, più o meno buona..

Le argomentazioni di De Vecchi trovano poi la loro conclusione approdando alla relazione fra individuo come parte e individuo come soggetto sociale al quale appartiene; viene così chiarito come fra persona e società vi sia una relazione bilaterale di reciproca determinazione, condizione che permette l’apertura al tema etico, giacché mostra un parametro assiologico oggettivo ed esperito che, pur essendo a priori, affonda nella materialità dell’esperienza, aprendo alla ricerca sulla buona vita di una società.

Esegesi dei nuclei tematici principali

La società in persona si colloca all’interno del dibattito delle ontologie sociali richiamando il confronto fra le teorie a stampo fenomenologico, in particolar modo di Husserl e Scheler, e quelle a stampo analitico, in particolar modo richiamandosi alle tesi sostenute da Searle e Gilbert. La ricerca di De Vecchi tenta di riconsegnare all’ontologia sociale la sua potenza totale, tentando di sanare il vuoto creato dalla separazione fra sociale e naturale; facendo un passo indietro nella ricerca ontologica infatti è possibile notare come questo iato non sussista, almeno nei termini in cui viene descritto dalla tradizione analitica. L’argomentazione di De Vecchi ci viene presentata come un’ontologia sociale esistenziale, che trova il suo fondamento nel nostro essere, nel nostro vivere e nel nostro agire come soggetti personali immersi in un mondo con altri. In apertura al testo ci viene proposto il tentativo di trovare il fondamento per un’ontologia della persona come persona in relazione, come persona sociale. Tema fondante delle argomentazioni di De Vecchi è il riferimento al vissuto, al visto, all’esistere sempre come persone in un mondo che è ad un tempo mondo sociale e personale, di cui facciamo esperienza quotidianamente e nel quale agiamo e viviamo sempre già in relazione con altri. In questo mondo ci troviamo in relazione con cose che hanno una caratterizzazione qualitativa della quale facciamo esperienza in prima persona, cose, enti ed oggetti che individuiamo come tali per le loro qualità di valore, sia esso positivo o negativo. Le cose del mondo, argomenta De Vecchi, sono tutte ricche di qualità di valore che appartengono al loro stesso essere (…) e noi cogliamo questo essere essenzialmente qualitativo delle cose quotidianamente, nell’atteggiamento naturale, spontaneo che abbiamo nei confronti di esse.[3] Già dalle prime pagine del testo emerge il ruolo cruciale dell’esperienza quotidiana ed il suo essere qualitativa; questa si mostra fondante per l’essenza delle cose stesse, o per meglio dire ne trasmette l’idea e con essa la forma normativa. Dall’esperienza nel vissuto delle cose infatti traiamo quella che può essere intesa come una regola od un parametro per poter comprendere se e come tale cosa possa avere una buona vita. L’esperienza del fenomeno della cosa richiama alle sue strutture interne, alla sua forma ed al suo essere, tanto da permetterci di comprende se ciò che stiamo percependo, sentendo o vedendo sia una buona manifestazione di quell’idea stessa che tale fenomeno manifestandosi mostra. L’esperienza porta sempre con sé una qualità di valore che ad un tempo individua e permette di individuare una cosa per ciò che è. Nel presentarsi a noi ognuna di queste cose per essere la cosa che è deve realizzare a suo modo (…) le qualità di valore che le sono essenziali: solo se soddisfano questa condizione le cose sono buoni esemplari del loro tipo.[4] Così facendo De Vecchi propone un nuovo modo di intendere l’ontologia sociale partendo da un correlazionismo che trova come poli il soggetto come persona o come insieme sociale vivente e vissuto che sceglie e percepisce in relazione ad oggetti che si danno sempre come qualificati, come di valore, come emotivamente caratterizzati già in prima esperienza e che, così nascendo, prendono parte a quel flusso intenzionale in cui si genera il motivazionale; in particolare le cose di cui facciamo esperienza si danno già sempre in una relazione personale che le determina e che ad un tempo determina loro ed il mondo nel quale si trovano ed in cui ci troviamo a fare esperienza nell’esistere.[5]

De Vecchi procede creando un terreno comune con il lettore, andando a costruire un lessico in cui la terminologia dell’ontologia sociale di stampo analitico viene revisionata, restituendo alle parole il loro significato in senso pieno e profondo. Come già preaccennato De Vecchi riconosce il limite della separazione fra sociale e naturale dell’ontologia sociale, limite che riproduce una sorta di dualismo cartesiano tra natura e mente. Così l’argomentazione procede riconsegnando al reale il suo senso d’esistenza procedendo in una ricostruzione del significato delle parole. De Vecchi costruisce un terreno comune con il lettore partendo dalla prospettiva di stampo analitico dell’ontologia sociale costruendo via via l’immagine di quella che propone come ontologia sociale qualitativa. Inizialmente riprende le tesi di Searle e Gilbert, i quali propongono una contrapposizione fra mondo sociale e mondo naturale; in particolare l’ontologia di matrice analitica definisce il mondo sociale come non naturale per definizione sostenendo che i fatti sociali sono creati e mantenuti dall’intenzionalità collettiva, al contrario dei fatti naturali la cui esistenza è indipendente. A questo punto De Vecchi prende in esame il concetto di esistenza che soggiace a questa definizione di partenza mostrandone la sua insufficienza; infatti la teoria analitica non prende in considerazione che qualunque fatto può essere oggetto intenzionale, che esso sia naturale o sociale. Così facendo muove verso la definizione di un gradualismo che non considera più i fatti sociali come contrapposti a quelli naturali, ma che li intende come di differente gradazione. La tesi gradualista di De Vecchi si struttura in relazione alla differente dipendenza esistenziale dei fatti, dipendenza che può essere intesa come differenti sensi ed in modo articolato e dinamico, a differenza di come proposta nell’ontologia sociale analitica.[6]

Ora, dove l’ontologia sociale propone una contrapposizione netta fra fatti naturali e fatti sociali, l’ontologia sociale qualitativa di De Vecchi, per quanto concordi nella differente origine dei due tipi di fatti, li vincola entrambi all’intenzionalità nel loro mantenimento e nelle loro modificazioni d’essere. Il ruolo dell’intenzionalità e della gradualità d’esistenza è cruciale per comprendere questo passaggio argomentativo. Searle descrive l’esistenza dei fatti naturali come oggettiva in virtù del loro darsi come fatti fisici; così facendo su questa definizione esclude poi ogni possibile descrizione qualitativa in quanto di natura soggettiva. Pur non togliendo ai fatti sociali la possibilità di essere epistemicamente oggettivi, Searle li lega al soggetto ed all’intersoggettività condivisa, che di per sé non sarebbe un problema se non fosse che in questo legame identifica la loro accidentalità, levandogli in conseguenza ogni dignità ontologica. De Vecchi sottolinea qui che sia proprio l’essere qualitativo ad essere cruciale per l’esistenza delle cose stesse, giacché le qualità di valore sono ciò che individua il senso specifico delle cose; sottolinea inoltre che proprio tali qualità permettano alla cosa di essere un buono o un cattivo esemplare del tipo di cosa a cui essa stessa appartiene. Riprendendo l’idea accennata in precedenza per cui la cosa stessa porti con sé l’idea di sé, da cui è possibile ad un tempo riconoscerla e riconoscere in che modo essa appartenga all’idea di ciò che è, tema che apre le porte alla deonticità delle essenze; ovvero, ogni cosa dandosi al soggetto presenta ad un tempo sé stessa e la valutazione di sé stessa in relazione al tipo di cosa alla quale appartiene.[7]

A questo punto De Vecchi riprende il tema dell’ontologia sociale, ricordandone la formulazione di Husserl, dalla quale vuole partire, ripartire. Husserl, ben prima di Searle aveva definito l’ontologia sociale come un’eidetica della realtà sociale, come una scienza a priori che si pone come fine il cogliere le strutture essenziali e invarianti delle entità sociali, delle varie specie di comunità sociali. All’interno della formulazione della fenomenologia Husserl formula anche il concetto di mondo della vita, fondamentale per le argomentazioni di De Vecchi, che identifica il mondo che ci circonda; mondo inteso come abitato da entità rilevanti e significative per la vita delle persone, siano esse entità naturali o artefattuali.[8] De Vecchi qui identifica la fenomenologia come un’ontologia della regione persona, intendendo la persona come soggetto di intenzionalità ad un tempo individuale e eterotropica, come soggetto nel mondo e con gli altri dove l’individualità si configura ad un tempo come singola persona e come insieme di differenti persone. De Vecchi sottolinea il continuo legame dell’individuo con il mondo che lo circonda e con gli altri, nonché sottolinea l’essere sempre motivazionale della vita del soggetto. Nel mondo il soggetto si trova a fare esperienza di oggetti che si danno già sempre come strutturati, organizzati e unitari. Gli oggetti si presentano come cose che esemplificano tipi di cose alla cui individuazione le qualità di valore partecipano in modo cruciale. L’essere di ogni cosa si dà alla nostra esperienza come intero fondato su parti che sono anche qualità di valore.[9] De Vecchi sottolinea così come le cose nel mondo non si presentino mai come neutre, ma sempre come all’interno di un piano assiologico che le definisce già in relazione al mondo della vita, in cui sono immerse, ed a sé stesse.

De Vecchi torna all’ontologia sociale di matrice analitica sottolineando come questa abbia una impostazione a-qualitativa lasciando così una lacuna ontologica che con l’ontologia sociale qualitativa si vuole per l’appunto colmare; ciò che viene messo in luce è come non si possa mai far riferimento all’esistenza di una cosa senza al contempo considerare le qualità di valore che ne sono parte costituente, giacché definiscono il suo grado di realizzazione di esistenza, indentificandola come ciò che è, come cosa di un determinato tipo. La qualità dell’esistenza con i suoi gradi di realizzazione infatti definisce l’esistenza della cosa stessa. De Vecchi sottolinea l’importanza di far sempre riferimento all’esperienza individuale ed in prima persona delle cose, esperienza che si caratterizza per essere già sempre qualitativa, condizione che permette di definire la buona vita delle cose, definendo la legalità essenziale delle cose. La fenomenologia come ontologia sociale qualitativa proposta da De Vecchi si propone di indagare il modo, l’intensità e la gradualità della cose, ovvero tutto ciò che rimane fuori dall’indagine dell’ontologia sociale di matrice analitica. Il momento fondamentale di ogni ricerca è infatti l’esperienza individuale in prima persona delle cose, in cui ogni cosa mostra il tipo di cosa che è, dandoci modo di comprendere quale sia la buona vita di tale cosa, in relazione al paradigma eidetico che essa stessa ci propone. Nell’indagine della regione persona emerge il mondo comune, il mondo della vita, il mondo in cui ci troviamo ad essere, e ad essere sempre in relazione con altri in un mondo che ci si dà già sempre come condiviso con altri che riconosciamo come persone. Riconosciamo così l’essere collettivo di alcuni soggetti che si generano dall’unione di differenti persone. De Vecchi ripropone le argomentazioni in relazione all’intero ed alla parte di Husserl, brevemente riassumibili nella tesi che l’intero non è riconducibile alla mera somma delle sue parti, giacché l’unione genera un nuovo qualitativamente determinante che non può ottenersi con il solo accostamento. A partire dalla teoria dell’uno e dei molti ci troviamo innanzi al problema di stabilire se e come un soggetto sociale possa essere inteso e nel fare questo le unità di valore racchiuse nell’idea analitica di oggettività risultano determinanti. Infatti le cose portano sempre con sé qualità di valore, o per meglio dire le qualità di valore fanno parte delle cose, ne sono una parte intrinseca inscindibile che permette di comprendere l’essenza stessa delle cose. L’astrazione dal qualitativo, per quanto possa dirsi utile in ambito scientifico, ad esempio medico, ha come conseguenza l’annullamento dell’essenza stessa della cosa che non può essere intesa senza le sue qualità delle quali facciamo esperienza. Con Husserl De Vecchi sottolinea che le qualità di valore sono parti essenziali dell’intero-cosa e che senza di esse la cosa in questione non possa nemmeno essere individuata, giacché da essa e in essa si determinano i vincoli che la definiscono.[10]

Esistendo nel mondo ci troviamo innanzi a cose che emergono come strutturate secondo vincoli di cogenza che ne determinano il tipo, le qualità ed il valore; la cosa nel darsi a noi ci manifesta i suoi paradigmi e la sua fondazione come intero. Che si tratti di prima o di seconda specie, ciò che emerge è il suo piano assiologico, il suo paradigma eidetico, la sua struttura ideale; esistendo [la cosa], realizza a diversi gradi il suo proprio eidos nel senso del suo essere ideale.[11] L’argomentazione di De Vecchi costruisce così le fondamenta per l’analisi sulla società che si compone come intero costituito da parti in una relazione duplice; De Vecchi sottolinea che ad un tempo la società si configura come unione che determina gli individui e che da essi è determinata.[12] Ora, le cose si presentano come di valore, i valori si percepiscono come un sentire innanzi alle cose, ed ogni persona risponde a suo modo a ciò che gli accade ed a ciò che gli si manifesta. Husserl aveva definito il tema della scienza sociale come ciò che di comune v’è ad ogni società, ovvero la ricerca della cosalità che fa della società la società. Così come ogni cosa manifestandosi mostra il suo eidos, allo stesso modo anche le società mostrano la loro essenza, paradigma eidetico che non muta nelle differenti società, ma definisce tutte le variazioni possibili entro i vincoli eidetici e consente dunque di rilevare le diversità effettive.

In questo dialogo con la tradizione analitica, De Vecchi sottolinea il fatto che la scissione fra naturale e sociale, fra oggettivo e soggettivo porta alla perdita delle attribuzioni di senso ad ogni cosa e nega drasticamente ogni assiologia, giacché elimina metodologicamente ogni sentire di valore. De Vecchi di contro riparte dall’esperienza in prima persona e da essa trae le strutture invarianti delle cose e quindi anche della società e, così facendo, riconsegna dignità obiettiva al valore delle cose che per quanto si consegni come personale si configura come obiettivo giacché trascende il contingente.[13]

Le argomentazioni di De Vecchi richiamano al vivere con altri proposto da Husserl, vivere in un mondo della vita che condividiamo con altre persone e che si costruisce in relazione anche ad esse. In tale mondo noi, gli altri e noi con gli altri come soggetti sociali percepiamo il mondo ed in esso emerge un piano assiologico o valoriale che, per quanto percepito diversamente a seconda delle diverse sensibilità, si mostra intrinsecamente legato all’essenza delle cose stesse; si configura così un piano soggettivo e oggettivo ad un tempo nel quale sono identificabili strutture generali ed invarianti, ovvero un piano valoriale con la sfera normativa ad esso legata. Il mondo della vita proposto da De Vecchi non si configura più come separato fra mondo sociale e mondo naturale come nell’ontologia sociale di Searle, bensì si configura come un unicum in cui ogni cosa emerge nel vissuto personale del soggetto che esiste come individuale e parte di un’intersoggettività, sulla scorta delle argomentazioni di Husserl, di Scheler e di Stein. De Vecchi fonda l’ontologia sociale qualitativa nella correlazione tra soggetto personale e cose di valore in un mondo personale[14]; così facendo oltrepassa il tema della contrapposizione fra natura e cultura, mostrando come esse si compenetrino e come non possano effettivamente essere scisse.[15]

Giungiamo ora all’ultimo tema importante affrontato dall’opera di De Vecchi, del quale, seppure per sommi capi, abbiamo delineato le fondamenta, ovvero l’ontologia sociale dei soggetti collettivi. Esistiamo in un mondo che si presenta sempre come comune, ad un tempo come individuale e come collettivo. Il nostro essere personale si definisce come intrinsecamente sociale giacché in correlazione con un mondo di cose condivise. In tale contesto possiamo cogliere la dimensione intersoggettiva, sociale e collettiva come fondamento per un’ontologia dell’essere della persona, giacché nel mostrarsi a noi delle persone è possibile cogliere l’essenza dell’essere persona. Il mondo si presenta ad un tempo come il mio mondo e come mondo collettivo, così come le cose si mostrano come di valore per noi e per gli altri affondando in un contesto motivazionale in cui il nostro flusso intenzionale si interseca a quello degli altri. L’essere persona ha nella sua essenza l’essere sociale il vivere sempre in relazione ad altre persone. Infatti come ogni cosa si relaziona alla sua cosalità, allo stesso modo l’essere persona si relaziona alla sua essenza. De Vecchi sottolinea però una caratteristica in più dell’essere persona, ovvero il suo costruirsi strutturalmente in relazione ad altri. Se Husserl parlava di insieme collettivo delle persone in relazione al vivere in un mondo condiviso, Scheler approfondiva il tema mostrando l’esistenza di un Io anonimo impersonale che precede la costruzione della singola persona facendola afferire all’essenza dell’essere persone. Da qui De Vecchi approfondisce il vivere comune facendo riferimento alla tassonomia dei profili ontologici qualitativi e definendo l’esperienza eterotropica che vincola le persone fra loro muovendo dalle valorialità che orientano le persone nel vivere e nell’agire. In questo contesto l’individuo si configura ad un tempo come persona e come parte di un soggetto sociale in cui le sue scelte possono disporsi sia come passive, ovvero quando seguono le influenze della massa senza porre su di esse analisi proprie personali, sia attive, fin tanto da essere influenti sull’essenza stessa dell’intero sociale al quale fanno parte. L’intero si configura così in un rapporto bidirezionale ove il soggetto è determinato dal contesto in cui vive e dove quest’ultimo può essere determinato dal primo. Non di meno però da tale intero, intero sociale, è possibile trarre i vincoli strutturali dell’essere struttura sociale, vincoli normativi che permettono di valutare l’insieme stesso in relazione alla sua buona vita. Lo scopo dell’ontologia sociale qualitativa è quello di fornire gli strumenti per poter rendere conto dell’essere qualitativo dei diversi tipi di cose di cui facciamo esperienza, incluso quindi il mondo della vita e l’esistere come individuo personale e collettivo all’interno di uno o più insiemi sociali, traendo da qui i vincoli che permettono la buona vita della persona come parte di un soggetto collettivo e come individualità, vincoli che si mostrano per loro natura come assiologici e normativi, dunque etici.[16]

L’ontologia sociale

Le tesi proposte da De Vecchi possono essere sostanzialmente divise in due gruppi concettuali. Da un lato troviamo il rapporto con l’ontologia sociale di stampo analitico e dall’altro l’ontologia sociale qualitativa di stampo fenomenologico; per questa ragione l’argomentazione si struttura principalmente in relazione a due poli, se da un lato si tenta di identificare quella che viene definita come la lacuna dell’ontologia sociale, dall’altro si cerca di colmare tale lacuna ripartendo dall’origine stessa del concetto di ontologia sociale. In prima battuta le argomentazioni di De Vecchi possono essere riassunte, nell’identificazione del problema delle tesi di Searle e Gilbert, che trovano il loro fondamento nella separazione fra sociale e naturale, che in conseguenza non danno alcun valore ontologico a ciò che non ricade sotto l’occhio attento della scienza, ovvero a ciò che non può essere matematizzato e/o trattato con metodi statistico-empirici. Le tesi analitiche in merito vengono argomentate prevalentemente in relazione a due argomentazioni. In prima battuta potremmo dire che ciò che segue dalle intenzionalità umane dipende da esse ed in conseguenza non può essere inteso come naturale; in seconda battuta che ciò che non è oggettivamente misurabile non ha valore oggettivo. Le argomentazioni di De Vecchi criticano entrambe queste tesi mostrando come così facendo queste elimino radicalmente il senso di ogni cosa e sottolineando come la pretesa dell’oggettività del naturale di per sé perda di senso non appena le cose perdono le loro qualità, giacché così facendo non è nemmeno possibile identificarle. In seconda battuta De Vecchi sottolinea come lo iato fra naturale e sociale non sia da intendere come nella proposta analitica, giacché sia ciò che è naturale sia ciò che è sociale dipende dall’intenzionalità umana. Infatti a non dipendere dall’uomo è solo l’origine dei fatti naturali, ma il loro perdurare permanere o cessare di esistere, così come ogni modificazione, segue parimenti ai fatti sociali dalle scelte umane.

L’ontologia sociale qualitativa

Al termine delle argomentazioni di De Vecchi ci si ritrova convinti che l’ontologia sociale analitica rimane sostanzialmente incapace ad assolvere il suo stesso compito e necessita di una nuova fondazione, che viene trovata nelle pagine di Husserl e della scuola fenomenologica. Questi ultimi definiscono l’ontologia sociale come lo studio delle forme sociali come enti, degli eide sociali che accomunano ogni società. Ne consegue che, come nel caso di ogni qual si voglia cosa, anche nel caso dei fatti sociali sia possibile giungere alla loro cosalità dal loro darsi. Ogni cosa, chiarisce Husserl nel darsi presenta la sua immagine, la sua idea, in relazione alla quale è possibile comprendere a quale tipo di cosa questa appartenga ed in quale grado questa ne sia una manifestazione. Ne consegue che vedendo una cosa, facendone esperienza, possiamo comprenderne il concetto generale al quale essa afferisce, afferrare il tipo di cosa di cui si tratta e di cui la cosa in questione è un esemplare più o meno buono (anche se non necessariamente disponiamo già del concetto adeguato, che in molti casi va reperito, modificato etc.) e sapere se ne sia una buona manifestazione. In altre parole, ciò che ci si dà nelle cose è un piano assiologico normativo in relazione al quale comprendere se e come queste si manifestano. De Vecchi muove da qui le sue argomentazioni in relazione all’essere persona, all’essere ad un tempo individuo sociale ed individuo parte di un intero sociale, ovvero persona che è sempre in un mondo che gli si dà come qualitativamente determinato e in comune con altri. La valorialità del mondo si definisce sempre in relazione a dei valori personali e condivisi ad un tempo, il vivere, l’esperire è sempre un vivere ed esperire con altri, in un mondo della vita in cui non abitiamo soli. L’esistere come persone, spiega De Vecchi, richiama ad un tempo all’essere determinati e determinanti nei confronti degli interi sociali ai  quali  apparteniamo, in quanto ci riconosciamo come parti di un insieme irriducibile alla mera somma di queste ultime, ovvero come parti che determinano e sono determinate, che sono significate e che risignificano, generando un nuovo dinamico al quale prendono per l’appunto parte nell’esistere.

Nuove vie di ricerca

La società in persona è un crocevia che apre ad alcune nuove strade. Si presenta come un’opera di rifondazione dell’ontologia sociale ripartendo da un piano metafilosofico che si interroga sul significato stesso della ricerca ontologia sociale. Le critiche mosse a Searle e Gilbert e l’idea di fenomenologia come ontologia sociale della persona portano con sé numerose nuove possibilità per continuare questa ricerca. In primo luogo, l’indagine sul problema delle ontologie sociali di stampo analitico porta ad interrogarci sulla natura stessa del metodo analitico. L’assenza del qualitativo infatti inficia non solo l’ontologia sociale, ma il senso stesso della ricerca, giacché non permette alcuna determinazione di senso. La critica potrebbe essere quindi estesa dalle ontologie sociali alla metodologia stessa della ricerca, se non anche a quei testi dai quali prende le mosse l’intera ricerca analitica, che forse portano con sé alcuni significati non ancora presi in considerazione. Brevemente, la filosofia analitica prende le mosse dal Tractatus logico-philosophicus di Ludwig Wittgenstein opera che si staglia nel panorama della filosofia del Novecento come uno fra i testi più rilevanti del secolo, argomentando l’impossibilità di trattare il tema del senso dell’esistenza a partire dai presupposti su cui tale testo si fonda. Il problema delle ontologie sociali era il problema conclusivo del Tractatus, ovvero il problema di poter definire quello che Scheler chiama l’a priori materiale e Kant come il sintetico a priori. A nostro avviso la ricerca di De Vecchi richiama all’interrogarci già da qui in un momento di fondazione della ricerca filosofica stessa. In secondo luogo, ritroviamo sottolineato il problema dell’impossibilità di definire le cose stesse facendo venir meno le qualità, poiché esse determinano le essenze stesse delle cose. A nostro avviso questa tesi è ben più radicale di quanto non sembri restando all’interno del dibattito analitico, giacché l’intero mondo svanisce non appena vengono meno le qualità, la stessa matematizzazione della realtà diventa incomprensibile non appena le cose perdono il loro senso. L’oggettività infatti altro non è che una soggettività condivisibile per mezzo di parametri. Ogni volta che distinguiamo una cosa da un’altra lo facciamo per mezzo di unità di senso che si manifestano qualitativamente. L’esistere è sempre esistere ad un soggetto, quand’anche si tratti di un soggetto ipotetico, senza soggetto l’oggetto non può strutturalmente darsi, perché non vi sarebbe nessuno al quale si dà. Il concetto di realtà e di mondo sono sempre intesi in relazione ad un soggetto, senza per questo perdere la loro trascendenza rispetto all’apparire che rimanda sempre ad un’idea che procedendo dall’esperienza oltrepassa il contingente. Nella Critica della ragione pura Kant chiariva come l’oggettivo non ha alcun valore ontologico giacché solamente un mezzo teorico per il calcolo, ma senza nessun fondamento di realtà, in quanto segue da postulati interpretativi che si fondano nel soggetto; ciò che ha valore ontologico è “la cosa nel come” dei suoi modi di datità, non la cosa “in sé”. Volens nolens noi siamo soggetti e non possiamo sfuggire dall’esistere in prima persona in un decorso storico presente che affonda in un passato che ci ha determinato e l’intenderci come tali apre ad una possibile forma di obiettività che senza tale considerazione non possiamo assolutamente nemmeno ideare. Noi siamo condizione sine qua non del fare esperienza del mondo. L’oggettivo è per sua natura noumenico, ed il mondo non è nel noumeno, bensì nel rapporto fra noi ed il mondo. Le cose, il mondo, la realtà si strutturano nel rapporto soggetto mondo, nelle pieghe del darsi trascendentale, fra l’occhio e l’oggetto che riflette la luce generando il colore. Se leviamo la relazione al soggetto il mondo semplicemente non esiste, giacché l’esistere segue alla relazione con un soggetto, determinandosi nel rapporto della coscienza con ciò che contrasta in differenti modi al suo pensiero, come ciò che la stimola e che la inerisce suo malgrado. Il soggetto crea e si crea in relazione all’altro da sé che gli si dà come mondo, come altro da sé.

Queste argomentazioni sostanziano la tesi di De Vecchi , ovvero l’essere sempre sociale dell’individuo. Con una breve fenomenologia dello scoprirsi a sé, del diventare coscienza, emerge come noi prima d’ogni altra cosa reagiamo ad un mondo che ci inerisce con violenza e ci piega principalmente con il dolore; in questa situazione riconosciamo diversi modi per cambiare il nostro stato. Il tentativo di affermare la nostra volontà mostra diversi limiti, mostra cose che seguono il nostro volere in diversi gradi, la nostra mano si muove immediatamente prima del nostro pensare di muoverla, o immediatamente dopo, la nostra corporeità segue alla nostra volontà nella prossimità del nostro volere, precedendo o seguendo al pensiero, mentre gli altri oggetti devono essere mossi dal nostro corpo per seguire al nostro volere e non tutti possono essere mossi con la stessa facilità ed alcune corporeità non si lasciano piegare alla nostro volere. Dal genitore che dice “No”, all’altro che agisce come se anch’esso avesse coscienza, e ci si impone con direttive e ordini, e che agisce prendendosi cura di noi, riconosciamo noi stessi in una relazione di volontà di coscienza che si relazionano fra loro. Noi per essere noi abbiamo bisogno di un altro da noi che definisca che cosa è altro. Dal rapporto con l’altro si forma l’Io, che apprende e copia il comportamento altrui, la lingua le abitudini, apprende i modi di affermare sé stesso in un contrasto che è un compatire, nel senso etimologico del termine, che è un provare emotivo, qualitativo insieme agli altri l’esistere in un mondo che non si piega alla volontà come mera corporeità.

Giungiamo dunque a due momenti fondamentali a cui ci porta l’indagine di De Vecchi, ovvero la conclusione dell’essere sempre come individuo intersoggettivo ed il problema dell’esistere etico. In primo luogo, l’Io si forma nel rapporto con l’altro interiorizzando l’altro e creandosi come altro da sé. Perdendo l’onnipotenza l’infante inizia a progettarsi in relazione all’idea di ciò che vuole essere divenendo bambino e poi adulto. Si riconosce come l’altro che non è più, persa l’onnipotenza insegue tale immagine nel tentativo di riaffermarsi, di riportare il mondo o sé stesso a riconoscere quella sua volontà che i primi momenti di vita gli hanno mostrato come non riconosciuta. L’atto cartesiano dell’affermarsi Io sono è l’atto di darsi valore ontologico di eidos di sé come ente, come essere e non ancora come esistere nella sua totalità. L’uomo così agisce inseguendo quell’immagine di sé che tenta di darsi agli altri per sé stessa nel suo massimo grado, in relazione al suo non riconoscersi tale e da qui si afferma il contrasto tra ciò che siamo qui ed ora nell’esistenza e quell’essere che idealmente siamo come totalità ontologica di noi, come eidos del sé non ancora realizzato nel suo grado pieno. Qui l’educazione e l’autoeducazione assumono un ruolo cruciale nell’essere etico di sé come io con altri e come io con l’altro da me che è la mia essenza nella possibilità della progettazione di sé. L’infante guidato al pensiero, al dialogo muto che l’anima ha con sé stessa, al rapporto Io eidos di sé che genera l’essere dell’uomo. Nell’educazione si porta al pensiero, alla duplicità del riconoscersi individuo duplice che è idea di sé incompiuta e che esiste come tentativo di realizzarla, individuo dunque sempre in relazione che dapprima viene educato e che poi si auto educa ad essere ciò che vuole essere nella progettazione di sé nel mondo che è sempre mondo con altri, e che lo sarebbe quand’anche non ci fosse nessuno, ma in relazione alla possibilità dell’altro che fonda il pensiero. L’uomo che si progetta come idea di sé si progetta affinché possa darsi a sé stesso ed agli altri come ciò che vuole essere. Questa relazione Io-sé prevede dunque strutturalmente l’altro nel suo fondamento.

Così De Vecchi conduce ad un nuovo inizio, a nuove vie di ricerca non ancora affrontate che possono seguire dalla sua opera; in particolare sul tema dell’essere con altri in società. A nostro avviso risulta necessaria l’educazione e l’auto educazione al pensiero ovvero al rapporto con l’altro che siamo a noi stessi e che è a noi stessi. In quest’ottica l’ontologia sociale qualitativa si definisce come il pensiero di per sé se intesa nel senso originale di Husserl, ovvero come il pensare fenomenologicamente all’essere che è si disvela nella relazione Io mondo individuale soggettiva dell’essere sempre nel mondo individuale privato e collettivo. Rimangono dunque aperte le vie della ricerca sull’educazione ed autoeducazione all’essere come essere etico in relazione all’essere nel mondo con altri, ovvero un’indagine estetica fenomenologica dell’essere nel mondo che si occupi di tracciare l’assiologia con cui potersi definire rispetto a sé stesso in relazione alla propria buona vita dell’essere sempre l’altro per sé che si prende cura di sé stesso nell’essere altro dal proprio eidos e nell’essere sempre tentativo di divenire tale eidos agli altri, di cui esso stesso fa parte. Si configurano così nuove vie di ricerca per quell’Io che è il suo mondo di cui parlava Wittgenstein, in un senso completamente nuovo, in un senso ontologico sociale qualitativo che definisca un’assiologia della buona vita.


[1] Cfr. John R. Searle. Making the Social World: The Structure of Human Civilization, Oxford University Press, 2010.

[2] Cfr. Margarete Gilbert. Il noi collettivo, Impegno congiunto e mondo sociale, F. De Vecchi, Cortina, Milano, 2015.

[3] De Vecchi, Francesca. La società in persona, Ontologia sociale qualitativa, Il Mulino, Bologna, 2022, pp.7-8.

[4] Ivi p.8.

[5]Cfr. Ivi.pp.8-9.

[6]Cfr. Ivi.pp.13-18.

[7]Cfr. Ivi. pp.18-21.

[8] Ivi. pp. 21-22.

[9] Ivi. p. 22.

[10]Cfr. Ivi. pp. 22-38.

[11] Ivi. p. 41

[12] Cfr. Ivi. pp. 38-97.

[13] Cfr. Ivi. pp. 97-98.

[14] Ivi. p. 119

[15] Cfr. Ivi. pp. 98-119

[16] Cfr. pp. 119-243.

Karl Kraatz: Das Sein zur Sprache bringen. Die Formale Anzeige als Kern der Begriffs- und Bedeutungstheorie Martin Heideggers

Das Sein zur Sprache bringen Book Cover Das Sein zur Sprache bringen
Karl Kraatz
Königshausen & Neumann
2022
Paperback 48,00 €
280

Reviewed by: Robert Reimer (Universität Leipzig)

In dem Methodenkapitel von Sein und Zeit schreibt Martin Heidegger, dass die Aufgabe der Phänomenologie darin besteht, „[d]as was sich zeigt, so wie es sich von ihm selbst her zeigt, von ihm selbst her sehen lassen.“ (Heidegger 2006, 34) Meistens ist es allerdings so, dass die Dinge, so wie sie sich von ihnen selbst her zeigen, nicht sehen gelassen werden. Insbesondere die Wissenschaften versuchen alles Seiende zu verobjektiviert und es einem einheitlichen materiellen Deutungsprinzip zu unterwerfen. Ein gutes Beispiel für ein solches oft unangemessen verstandenes Phänomen ist das Dasein selbst – also wir Menschen – und die uns zugehörigen Seins- und Lebensformen (ibid. 44). Genauer gesagt neigen wir selbst dazu, uns von dem Seienden her zu verstehen, was wir selbst nicht sind, was uns aber innerhalb der Welt ständig begegnet – also als einen materiellen Gegenstand unter vielen (ibid., 58). Damit wir die Dinge so sehen lassen, wie sie sich von ihnen selbst her zeigen (oder erscheinen), muss die Phänomenologie uns dabei helfen, einige der Verdeckungen zurückzuweisen, die wir als Erkennende mit unserer wissenschaftlich dominierten Begrifflichkeit an sie herantragen. Man könnte sagen, dass die phänomenologische Methode nach Heidegger eine Art mäeutisches Moment in sich trägt, das zur Selbstreflexion anregt: Mit ihrer Begrifflichkeit erschließt sie die Dinge auf eine Weise, dass wir sie (indem wir uns von unserem vorurteilsbehafteten Blick befreien) auch so sehen, wie sie sich von ihnen selbst her zeigen.

Um dieses wesentliche Moment der phänomenologischen Methode und Begrifflichkeit explizit zu machen, verwendet Heidegger vor allem in den früheren Schriften den Ausdruck ‚formale Anzeige‘. Karl Kraatz‘ Buch Das Sein zur Sprache bringen hat es sich nun zur Aufgabe gemacht, die Entwicklung der formalen Anzeige in Heideggers Werk nachzuvollziehen, ihre Möglichkeit und Notwendigkeit zu begründen (Kraatz 2022, 25) sowie deren drei wesentliche Charaktere – den explikativen, den prohibitiven und den transformativen Charakter – zu bestimmen (ibid., 28-29). Explikativ ist die formale Anzeige, insofern formalanzeigende Begriffe die Zugangssituation sowie den Verstehensvollzug desjenigen ‚Ich‘ explizit macht, welches das jeweilige Phänomen verstehen will (ibid., 47, 137). Prohibitiv ist die formale Anzeige, insofern ein formal anzeigender Begriff die Einordnung des Phänomens in ein bestimmtes (wissenschaftliches) Sachgebiet abwehrt, wodurch der konkrete Bezug des Begriffs für das erkennende Ich offengehalten wird (ibid., 91; siehe auch Heidegger 1994, 141). Transformativ ist die formale Anzeige, insofern sich das Ich nach dieser negativen Abwehr in eines verwandelt, das die zuvor verdeckten Phänomene ‚eigentlich hat‘ und sieht (Kraatz, 2022, 193).

Kraatz behauptet, dass ein wesentlicher Wert seines Buches in dem Nachweis besteht, dass das Gefühl der Angst, das Heidegger in Sein und Zeit beschreibt, der Schlüssel dazu ist, um vor allem diesen dritten Charakterzug zu verstehen. Allgemeiner gesagt, sei die formale Anzeige abhängig von der Befindlichkeit der Angst, genauer: von deren spezifischen Erschließungscharakteren, in dem Sinne, dass die philosophische Sprache entsprechend ‚gestimmt‘ sein muss, um Sein formal anzuzeigen (ibid., 148). In diesem argumentativen Schritt besteht wohl das größte Wagnis des Buches, da damit Methodenanalyse (vor allem aus den früheren Schriften) und Daseinsanalye (aus Sein und Zeit) in einem konkreten Fall zusammen gedacht werden. Anders ausgedrückt liest Kraatz Sein und Zeit so, als sei eines der Phänomene, die das Dasein in seiner Eigentlichkeit und Uneigentlichkeit auszeichnen – die Angst –, auch das Phänomen, das das Verstehen formal-anzeigender Begriffe im Allgemeinen kennzeichnet. Dies ist insofern zumindest ein Wagnis, als dass Heidegger, wie Kraatz selbst bemerkt, in Sein und Zeit nur sehr selten das Wort ‚formalanzeigend‘ verwendet und die formale Anzeige schon gar nicht als Methode einführt (ibid., 25, 127). Aber es ist eben auch eine Schwierigkeit, weil das Phänomen der Angst nicht so viele Parallelen zu den Charakterzügen der formalen Anzeige aufweist, wie Kraatz behauptet.

Diese Textbesprechung soll aus drei Abschnitten bestehen. Im ersten Abschnitt werde ich allgemein darauf eingehen, wie Kraatz die ersten beiden Charakterzüge der formalen Anzeige erschließt und definiert. Im zweiten Abschnitt werde ich kritisch beleuchten, wie laut Kraatz die Angst mit dem dritten Charakterzug der formalen Anzeige zusammenhängt und warum sie dem Verstehensprozess formal-anzeigender Begriffe zugrundeliegen soll. Im letzten Abschnitt werde ich noch kurz auf Teil V des Buches eingehen, worin es um die Einbettung der formalen Analyse in Heideggers allgemeine Bedeutungs- und Begriffstheorie geht.

1 Die formale Anzeige als explikative und prohibitive Methode

Das Buch beginnt mit dem wiederholten Hinweis darauf, dass die Phänomenologie einer spezifischen Mitteilungsmethode bedarf, die Heidegger ‚formale Anzeige‘ nennt. Konkret erfahren wir als Lesende zunächst, dass sie anti-wissenschaftlich verfahren muss, das heißt, alltagsnah und nicht verobjektivierend. Sie muss auf ‚das je eigene Ich‘ oder die je eigene Person und deren jeweilige Verstehenssituation aufmerksam machen (ibid., 42, 44, 47, 51). Damit soll der Tatsache entgegengekommen werden, dass bei dem Verstehensvollzug eines Begriffs schon immer ein bestimmtes alltägliches Vorverständnis des zu Begreifenden bei uns Erkennenden mitschwingt. Dieses kann den Bezug auf den Gegenstand – sein ‚Haben’ – leiten und ihm Bedeutung verleihen (ibid., 54). Während die wissenschaftliche Sprache diesen Bezug auf das Ich verdrängt, das mögliche alltägliche Vorverständnis verdeckt und so das Bedeutungshafte für das Ich zerstört (ibid. 72-74), ist es das Ziel der formalen Anzeige diesem bedeutungshaften Vorverständnis einen Raum zu geben. Daraus ergibt sich auch der Umstand, dass formal-anzeigende Begriffe Bezugsoffenheit aufweisen müssen, da sie erst „aus der jeweiligen Erfahrungs- und Interpretationsrichtung ihre konkrete faktische kategoriale Bestimmtheit“ erhalten (Heidegger 1994, 141).

So weit, so gut. Geht es bei der Explikation aber wirklich um das konkrete einzelne Subjekt und dessen spezifische Ansichten, so wie Kraatz das behauptet? Es ist gar nicht so leicht, diese Fragen zu beantworten. Kraatz selbst gibt zu, dass Heidegger scheinbar willkürlich entscheidet, ob bei dem Verstehensvollzug eines Begriffs wirklich das Ich als eigenstes mit dabei ist oder nur ein ‚idealisiertes Subjekt‘ (Kraatz 2022, 85). Eine Passage in Kraatz‘ Buch, die diese Schwierigkeit bei der Auslegung Heideggers beispielhaft aufzeigt, ist die Stelle, in der er auf Heideggers Diskussion des Begriffs ‚Geschichte‘ in Phänomenologie der Anschauung und des Ausdrucks eingeht (ibid., 81-83; Heidegger 1993, 43-86). Heidegger unterscheidet dort zwischen verschiedenen Bezugsformen, die sich je nach Sinn des Begriffs ‚Geschichte‘ voneinander unterscheiden. So sagt Heidegger, dass in dem Satz „Mein Freund studiert Geschichte“ ein theoretischer Einstellungszusammenhang zwischen dem Studenten und der Geschichtswissenschaft zum Ausdruck kommt, worin die konkrete Bezugs- und Vollzugssituation des Freundes keine Rolle spielt. Kraatz wendet hier gegen Heidegger ein, dass auch in diesem Fall die persönliche Erfahrung, die Einstellungen und die Meinungen des Studenten für den Bezug auf die Geschichtswissenschaft bestimmend sein können (Kraatz 2022, 85). Und laut Heidegger können diese Dinge bei dem geschichtswissenschaftlichen Verstehen in der Tat mitschwingen, allerdings gehen sie in den Bezugssinn nicht mit ein (Heidegger 1993, 77). Meiner Meinung nach ergibt das durchaus Sinn, da es sich bei dem Studium der Geschichte um ein rein objektives Verhältnis handelt, da die konkreten eigenen Erfahrungen und Einstellungen (bspw. die eigene Religiosität) für das Verständnis des Forschungsgegenstandes (bspw. die religiöse Entwicklung Luthers) keine Rolle spielen. Und sie sollen auch keine Rolle spielen, aufgrund des kontextunabhängigen Charakters von Wissenschaften, wie Kraatz selbst anerkennt (Kraatz 2022, 101). Denn was hat Luthers konkrete religiöse Entwicklung schon mit meiner eigenen zu tun? Ganz anders sieht es bei der eigenen persönlichen Geschichte aus, für deren Verständnis trivialerweise die eigenen Erfahrungen und Einstellungen eine Rolle spielen.

Das zweite Moment, das laut Kraatz wesentlich die formale Anzeige kennzeichnet, ist das Moment des Prohibitiven, auf das Heidegger in der Tat explizit in mehreren Stellen, bspw. an Phänomenologische Interpretationen zu Aristoteles, aufmerksam macht (Heidegger 1994, 141). Dort heißt es weiter: „Die formale Anzeige verwehrt jede Abdrift in […] blind dogmatische Fixation des kategorialen Sinnes von Ansichbestimmtheiten einer auf ihren Seinssinn undiskutierten Gegenständlichkeit.“ (Ibid., 142). Der Grund, warum die formale Anzeige so verfahren muss, ist, wie Kraatz richtig sagt, die Ruinanz oder, wie es in Sein und Zeit heißt, die Verfallenheit, die eine solche Abdrift in das Objektive begünstigt. Ruinant ist das Verstehen, wenn das (wissenschaftliche) Begriffssystem schon den Bezug hinreichend prädeterminiert, eine Einordnung in ein Sachgebiet vorgibt und damit das zu verstehende eigentliche Phänomen verdeckt. Stattdessen soll, wie oben bereits erwähnt, dieser Bezug für das Ich offengehalten werden, damit er durch es erneuert werden kann (Kraatz 2022, 105).

Nun bedeutet diese Bezugsoffenheit nicht, dass der Bezug ein willkürlicher wird, sodass der formal-anzeigende Begriff je nach Belieben auf alles und jeden verweisen könnte. Leider hilft Teil II von Kraatz‘ Buch allerdings nur wenig, um zu verstehen, wie genau der Bezug formal-anzeigender Begriffe funktionieren soll. Erst in Teil V, in dem es unter anderem um die Formalität der formalen Anzeige geht, gibt es dazu einige Hinweise. So schreibt Kraatz zunächst, dass die formale Anzeige inhaltlich nur die Bedingungen des Verstehensvollzugs vorgibt aber nicht den Vollzug vorwegnimmt (ibid., 213). Allerdings nimmt kein Begriff seinen Verstehensvollzug vorweg. Begriffe haben es so an sich, dass jeder Mensch sie selbst verstehen muss. Der entscheidende Punkt liegt wohl in der Vorgabe der Vollzugsrichtung, welche nur prinzipiell sein soll (ibid.). Dieses Prinzipielle wiederum wird später als das Sein des Seienden identifiziert, sodass die formale Anzeige wiederum als Anzeige des Seins des Seienden ausgewiesen wird (ibid., 225). Nun ist das Sein des Seienden in der Tat das, um das es der Phänomenologie nach Heidegger geht, allerdings scheint mit diesem Hinweis bei Kraatz eher das Was und nicht das besondere Wie des Bezugs bestimmt zu sein. Erst ein Blick in Phänomenologische Interpretation zu Aristoteles verrät, dass damit durchaus etwas über das Wie des Bezugs ausgesagt wird: Das Sein des Seienden, auf das der Bezug gerichtet sein soll, ist keine irgendwie geartete oberste Seinskategorie, sondern ‚formalleer‘. Das bedeutet, dass es dem jeweiligen Phänomen selbst überlassen bleibt, wie der Modus der Verstehens beschaffen sein muss, sodass er nicht durch ein spezifisches Sachgebiet vorgegeben ist (Heidegger 1994, 60f).

Eine Schwierigkeit von Das Sein zur Sprache bringen besteht darin, dass der Autor selten Beispiele für den Verstehensvollzug formal-anzeigender Begriffe gibt. Das erschwert die Lektüre. Erst in Teil V gelingt mit der Erwähnung der Funktionsweise der Begriffe ‚Sorge‘ und ‚Dasein‘ in Sein und Zeit (Kraatz, 2022, 214) sowie der Besprechung von Heideggers dreistufiger Analyse des Begriffs der Langeweile in Die Grundbegriffe der Metaphysik (Kraatz 2022, 264ff) eine konkrete Veranschaulichung des Verstehensvollzugs formal-anzeigender Begriffe. Allerdings kommen diese Beispiele erstens zu spät und bleiben zweitens deutlich hinter den zweihundert Seiten vorhergehender theoretischer Analyse der drei Charakterzüge der formalen Anzeige zurück. Dass sich die Momente der formalen Anzeige durchaus recht einfach an einem Beispiel aufweisen lassen, möchte ich mit einer kurzen Betrachtung der Diskussion des Phänomens des Todes in Sein und Zeit demonstrieren.

Heidegger beginnt die Analyse des Todes direkt mit einer Abwehr: Wir sollen das eigentliche Phänomen des Todes nicht auf Basis der Beobachtung anderer verstorbener Menschen als ein Vorkommnis am Ende unseres Lebens verstehen (Heidegger 2006, 240). Stattdessen müssen wir selbst das Sein dieses Phänomens aus der uns je eigenen Vollzugs- und Erlebnisperspektive heraus begreifen, und zwar als etwas, das wir gar nicht erleben und wobei wir auch nicht vertreten werden können; der Tod, oder besser das eigentliche Sein-zum-Tode, bestimmt unser Leben vielmehr strukturell und verleiht ihm dadurch seine Ganzheit (ibid., 266). So zeigt sich an dieser Analyse des Todes zum einen das explikative Element, da Heideggers formal-anzeigendes Philosophieren die Leserinnen und Leser auf sie selbst zurückverweist und dem Vorverständnis ihrer eigenen Situation Raum gibt, denn der eigene Tod ist in der Tat ein durch Jemeinigkeit gekennzeichnetes Existenzial. Gleichzeitig verhindert Heidegger durch dieses Offenhalten des Bezuges die Abdrift des Verstehens in Fachgebiete wie die Biologie. Er beschreibt seine Methode auf diesen Seiten sogar selbst als eine sowohl positive als auch prohibitive (ibid., 260).

  1. Die Angst und die formalen Anzeige

Die formale Anzeige ist nicht nur explikativ und prohibitiv, sondern auch transformativ. Laut Kraatz versetzt die formale Anzeige das verstehende Subjekt nicht in einen passiven Verstehensmodus, bei dem das Selbst des Subjekts in seinem Dasein unangetastet bleibt, sondern fordert es zur Verwandlung auf: „Der Verstehensvollzug ist gleichsam ein Vollzug einer Verwandlung.“ (Kraatz 2022, 181) Und in der Tat spricht Heidegger in Grundbegriffe der Metaphysik explizit davon, dass das erkennende Dasein von der formalen Anzeige aufgefordert wird, eine entsprechende Verwandlung zu vollziehen (Heidegger 2004, 421-430). Aber eine Verwandlung in was?

Heidegger diskutiert in diesen Textpassagen erneut das Phänomen des eigenen Todes und wendet sich gegen eine Verstehensweise, dergemäß dieses Phänomen ein vorhandenes Ding ist, das durch den Begriff vollumfänglich beschrieben wird. Aber der (eigene) Tod ist, wie bereits erwähnt, nicht als ein zu vorhandenes Ereignis zu verstehen. Stattdessen soll der Modus des Verstehens so sein, dass sich das erkennende Subjekt selbst in das Da-sein des jeweiligen Phänomens verwandeln muss, wie Heidegger sagt (ibid., 428). Das heißt, es muss das Phänomen selbst aus seinem zu-oder-in-diesem-Phänomen-Sein heraus verstehen. Ich habe vorhin bereits darauf hingewiesen, dass ich, wenn ich bspw. verstehen will, worin der eigene Tod besteht, mich selbst als zum-Tode-seiend verstehen muss. In diesem transformativen Moment liegt auch der Grund, warum diese Begriffe anzeigend sein müssen, da sie ja ihre Konkretion nicht von selbst mitbringen, sondern eher „in eine Konkretion des einzelnen Daseins im Menschen hineinzeigen“ (ibid., 429; siehe auch Kraatz 2022, 198).

Wie formuliert Kraatz nun den transformativen Charakter der formalen Anzeige? Teil III und IV von Das Sein zur Sprache bringen wiederholen im Prinzip die beiden vorherigen Charaktere der formalen Anzeige – nämlich den der Abwehr und den der Verweisung auf das eigene ich. Allerdings führt Kraatz durchaus einen wichtigen neuen Aspekt in seine Analyse ein, nämlich den, dass Gefühle für die formal-anzeigende Begrifflichkeit entscheidend sind und dass die philosophische Sprache auf ihren Inhalt ‚einstimmen‘ muss, weil dieser nur in einer besonderen Stimmung zugänglich wird (ibid., 148, 179). Es stimmt, dass der transformative Zug, der zu einer eigentlichen Begegnung mit dem zu verstehenden Phänomen führt, durchaus so etwas wie eine Einstimmung in das Phänomen erfordert. Allerdings beharrt Kraatz darauf, dass das entsprechende Gefühl das der Angst sein muss.

Die Angst ist laut Kraatz dasjenige Gefühl, das den Menschen die ausdrückliche Selbstbegegnung ermöglicht (ibid., 129), die alltägliche ruinante Lebenstendenz unterbricht (ibid., 135) und ihm sein Freisein für das eigentliche Selbstsein offenbart (ibid., 144). Grund genug für Kraatz zu schließen, dass das, was er über die Angst gesagt hat, zugleich für die Funktionsweise und den Vollzug der formalen Anzeige selbst gilt (ibid., 158, 191) und dass die formale Anzeige wesentlich ‚beängstigend‘ ist (ibid., 148). Diese Textausschnitte und die ausführliche Besprechung des Angstphänomens in Teil III legen den Schluss nahe, dass die Angst für Kraatz tatsächlich das zentrale Gefühl des Verstehensvollzugs der formalen Anzeige ist. Allerdings relativiert Kraatz seine Aussagen auch. So spricht er oft davon, dass die Angst nur eines der Gefühle ist, die die Erschließungsfunktion der formalen Anzeige ermöglichen (ibid., 158, 167, 183, 233) und sagt sogar, dass zum Philosophieren nicht notwendigerweise bzw. nicht im wirklichen Sinne die Angst gehört (ibid., 235f). Solche Schwankungen machen es schwierig, den Autor auf eine kohärente Position festzulegen.

Nun könnte man auf Grundlage der obigen Beschreibung des transformativen Charakters in Die Grundbegriffe der Metaphysik in der Tat den Schluss ziehen, dass Heidegger selbst Methoden- und Daseinsanalyse zusammenführt, denn ich verstehe ein Phänomen nur dann eigentlich, wenn ich mich in demjenigen Seinsmodus, bzw. in derjenigen Stimmung befinde, die das jeweilige Phänomen ausmacht. In der Tat sagt Heidegger in Sein und Zeit, wie Kraatz betont, dass die Angst für die existenziale Analytik eine methodische Funktion übernimmt: So fungiert die Angst als erschließende Grundbefindlichkeit des Daseins (ibid., 165, 232, 241; Heidegger 2006, 185, 190-191). Das liegt allerdings daran, dass das Dasein in seiner Eigentlichkeit wesentlich in Angst ist. Daraus folgt nicht, dass die Angst den Verstehensvollzug formal-anzeigender Begriffe im Allgemeinen leitet. Nicht nur gibt es für eine solche Diagnose keine Belege in Sein und Zeit, sie steht auch im Konflikt mit der Rolle der Angst. Wir erinnern uns: Die formale Anzeige richtet sich gegen eine vergegenständlichende, Bedeutung zerstörende und theoretische Vereinnahmung des Verstehens durch die Wissenschaften und die damit einhergehende Verdrängung des alltäglichen, bedeutungshaften Vorverständnisses des erkennenden Ich (Kraatz 2022, 37-44). Zwar beschreibt Heidegger die Angst als etwas, das das Dasein aus der Flucht vor ihm selbst (in die Verfallenheit) vor es selbst zurückholt und es mit seinem In-der-Welt-Sein und seinem eigensten, freien Seinkönnen konfrontiert (Heidegger 2006, 194-191). Allerdings ist dasjenige, an das das Dasein verfallen ist und von wo die Angst es zurückholt, ausdrücklich nicht durch Wissenschaftlichkeit, Objektivität, Unbedeutsamkeit,[1] Theorie und Unalltäglichkeit gekennzeichnet, (ibid., 67) sondern durch Nützlichkeit, Zuhandenheit (und nicht nur Vorhandenheit) und Alltäglichkeit (ibid., 68-70, 167). Die Angst befreit das Dasein zwar von einer uneigentlichen Auslegung der Welt durch das öffentliche Man, aber dieses Man ist eben nicht notwendigerweise ein wissenschaftliches.

Darüber hinaus scheint mir das Phänomen der Angst, selbst wenn es Parallelen zu dem Verstehensvollzug formal-anzeigender Begriffe aufweisen würde, nicht hinreichend zu sein. Die Angst holt das Dasein aus seinem Verfallen-Sein an die Welt zurück, vereinzelt es und offenbart ihm so Eigentlichkeit und Uneigentlichkeit als Möglichkeiten seines Seins (ibid., 191). Aber sie allein enthält noch kein proaktives Moment, welches doch den Verstehensvollzug in seiner Gänze kennzeichnet. Verfolgen wir die Daseinsanalyse in Sein und Zeit weiter, werden wir sehen, dass das zentrale Moment des Daseins in seiner Eigentlichkeit die Entschlossenheit ist, bei der die Momente der Angst, des Schuldigsein-Wollens und des Seins-zum-Tode zusammenlaufen. Sie ist das „verschwiegene, angstbereite Sichentwerfen auf das eigenste Schuldigsein“ (ibid., 297). In ihr ist das Dasein also nicht nur von den ‚Zufälligkeiten des Unterhaltenwerdens‘ durch das Man befreit vor das eigenste Seinkönnen gestellt (ibid., 310), sondern auch in das selbstbewusste Handeln und Verstehen zurückgebracht (ibid., 300). Auf die Entschlossenheit geht Kraatz aber gar nicht ein. Zwar verweist er zurecht darauf, dass die Angst dasjenige Moment ist, dass sowohl das Schuldigsein-Wollen und des Seins-zum-Tode stimmt (Kraatz 2022, 162-163; Heidegger 2006, 251, 277), allerdings macht dieser Befund ebenfalls noch nicht den Schluss notwendig, dass die Angst selbst, und nicht die Entschlossenheit, im Zentrum einer Analyse der formalen Anzeige als Ganzer stehen muss.

  1. Über Heideggers Begriffs- und Bedeutungstheorie

Bevor ich mit meiner Besprechung zum Ende komme, möchte ich noch kurz auf Teil V von Das Sein zur Sprache bringen eingehen. Teil V nimmt eine eigenartige Sonderstellung ein. Es handelt sich nicht mehr um ein weiteres Puzzlestück, das wir als Leserinnen und Leser brauchen, um die formale Anzeige zu verstehen – denn die Aufzeigung der Charakterzüge der formalen Anzeige soll in Teil IV abgeschlossen sein – sondern eher um eine Neubetrachtung der formalen Anzeige aus einer ‚sprachphilosophischen und begriffs- und bedeutungstheoretischen‘ Perspektive. Darin zeigt sich allerdings ein Problem im Aufbau des Buches. Auf der einen Seite wirkt der Teil buchstäblich angestückt. Immerhin gehen die ersten vier Teile aus der ursprünglichen Abschlussarbeit des Autoren von 2015 hervor; Teil V ist deutlich später entstanden (Kraatz 2022, 200). Auf der anderen Seite finden sich erst hier Ergänzungen und Beispiele, die für das Verständnis der einzelnen argumentativen Schritte in den ersten vier Teil schon wichtig gewesen wären. Eine Integration von Teil V in die anderen Teile wäre vielleicht besser gewesen.

Auffällig ist auch, dass Kraatz die beiden Begriffe ‚Sprachphilosophie‘ und ‚Begriffs- bzw. Bedeutungstheorie‘ homonym verwendet, auch wenn er dabei das Wort ‚Sprachphilosophie‘ durchgehend vorsichtig in Anführungszeichen setzt. Besser wäre es allerdings gewesen, genau zu klären, was beide Begriffe bedeuten und wie sie sich zueinander verhalten – im Allgemeinen und bei Heidegger. Sprachphilosophie kann zum einen als philosophische Methode verstanden werden, die die Normalsprache als Quelle für philosophische Erkenntnisse nutzt. Sprachphilosophie zu betreiben bedeutet hierbei, Erkenntnisse über die Bedeutung eines Begriffes mittels der Untersuchung der grammatischen Eigenschaften des Begriffes in alltäglichen Sprachkontexten zu gewinnen. Im Unterschied dazu kann die Sprache als philosophische oder alltägliche Mitteilungsmethode aber selbst zu einem Forschungsgegenstand für die Philosophie werden: In diesem Sinne wäre Sprachphilosophie als Philosophie zu verstehen, die untersucht, inwiefern (philosophische, wissenschaftliche oder alltägliche) Ausdrücke Bedeutung haben und sich auf Gegenstände beziehen. Schließlich kann ‚Sprachphilosophie‘ drittens auch noch als eine Philosophie verstanden werden, die die Rolle der Sprache als soziale Praxis und Seinsform philosophisch untersucht.

Meiner Meinung nach lassen sich Beispiele für alle drei ‚Arten‘ von Sprachphilosophie in Heideggers Texten finden, die in ihrer Funktion klar auseinander gehalten werden müssen. Der zweite Sinn von ‚Sprachphilosophie‘ ist wohl der für Kraatz interessanteste und auch derjenige, der am ehesten mit den Begriffen ‚Begriffs- bzw. Bedeutungstheorie‘ übereinstimmt. Und in Heideggers Ausführungen zur formalen Anzeige geht es in der Tat um die Frage, wie philosophische Begriffe sich auf die Dinge beziehen (sollen). Wenn Heidegger in Sein und Zeit allerdings zum ersten Mal über die Rede, das Gerede, das Auslegen, Hören, Schweigen, etc. spricht (Heidegger 2006, 160ff), dann philosophiert er über Sprache eher in diesem dritten Sinne von ‚Sprachphilosophie‘, da es sich dabei um Seinsmodi des Dasein handelt. Beispiele für den ersten Sinn finden sich eher in anderen Texten.[2]

Wie sieht es nun konkret mit Heideggers Begriffs- bzw. Bedeutungstheorie in diesem Teil von Kraatz‘ Buch aus? Im Grunde bezieht sich Kraatz hier erneut auf den Kern der Idee der formalen Anzeige: Formal-anzeigende Begrifflichkeiten zeigen die Phänomene so an, dass das erkennende Subjekt sie erst im konkreten entsprechend gestimmten Nachvollzug erschließt. Damit sagt Kraatz im Vergleich zu den vorangegangenen Teilen nichts Neues, findet aber durchaus klarere und deutlichere Formulierungen. Interessant ist dann auch noch der Hinweis, dass es sich bei der formalen Anzeige nicht um eine Gruppe von bestimmten Begriffen handelt, sondern um eine bestimmte Haltung im Umgang mit philosophischen Begriffen (Kraatz 2022, 230) – eine Haltung, die Heidegger in seinen methodologischen und begriffs- bzw. bedeutungstheoretischen Aussagen in der Tat zum Ausdruck bringt.

Kraatz‘ Buch hilft durchaus dabei, die Leserinnen und Leser auf die formalen Anzeige, so wie sie in Heideggers Texten entwickelt wird, richtig ‚einzustimmen‘. Man mag dem Autor auch glauben wollen, dass Heidegger in der Idee der formalen Anzeige eine raffinierte und ungewöhnliche Methode entwickelt, die eng mit seiner Daseinsanalyse verbunden ist. Das ergibt auch Sinn, weil dasjenige, was wir mit Heidegger vor allem verstehen wollen – das Dasein –, wir selbst sind, also verstehende Wesen. Auch wollen wir dem Autoren glauben, dass der Nachvollzug formal-anzeigender Begrifflichkeiten von einem erfordert, sich auf eine besondere Art und Weise auf das zu verstehende Phänomen einzustellen, wie das bei wissenschaftlichen Begrifflichkeiten nicht der Fall. Allerdings gelingt die exegetische Überzeugungsarbeit nur zum Teil. Das liegt zum einen daran, dass das Buch in einigen Detailfragen meiner Meinung nach falsch liegt. Zum anderen erschweren die redundante und theorielastige Argumentationsstruktur sowie die doch allzu stark an Heideggers eigene schwierige Sprache angelehnte Ausdrucksweise vor allem Leserinnen und Lesern, die nicht sehr mit Heidegger vertraut sind, leider das Verständnis.

Literatur

Heidegger, Martin: Die Grundbegriffe der Metaphysik. Welt- Endlichkeit – Einsamkeit (Wintersemester 1929/30). Hrsg. von Friedrich-Wilhelm von Herrmann. Frankfurt a.M.: Vittorio Klostermann, 2004.

Heidegger, Martin: Phänomenologie der Anschauung und des Ausdrucks (Sommersemester 1920). Gesamtausgabe Band 59, hrsg. von Claudius Strube. Frankfurt a.M.: Vittorio Klostermann, 1993.

Heidegger, Martin: Phänomenologische Interpretationen zu Aristoteles. Einführung in die phänomenologische Forschung (Wintersemester 1921/22). Gesamtausgabe Band 61, hrsg. von Walter Bröcker und Käte Bröcker-Oltmanns. Frankfurt a.M.: Vittorio Klostermann, 1994.

Heidegger, Martin: Sein und Zeit (1927). Tübingen: Max Niemeyer Verlag, 2006.

Kraatz, Karl: Das Sein zur Sprache bringen. Die formale Anzeige als Kern der Begriffs- und Bedeutungstheorie Martin Heideggers. Würzburg: Königshausen & Neumann GmbH, 2022.


[1]   Ganz im Gegenteil. Für das Dasein werden die innerweltlichen Dinge erst unbedeutsam, wenn es sich ängstigt, weil sich erst dadurch die Welt in ihrer Weltlichkeit aufdrängt (Heidegger 2006, 187; siehe auch Kraatz 2022, 141).

[2]    In Sein und Zeit sagt Heidegger interessanterweise, dass die philosophische Forschung auf ‚Sprachphilosophie‘ verzichten muss, um den‚ Sachen selbst‘ nachzufragen (Heidegger 2006, 166). Ich vermute, dass er sich hierbei in der Tat auf Sprachphilosophie in diesem ersten Sinne bezieht, da sich seine Kritik gegen eine Philosophie richtet, die einzig in der Sprache verharrt und das Verankertsein der Sprache in der Welt selbst nicht thematisiert.

Allerdings betreibt Heidegger auch hin und wieder Sprachphilosophie in diesem ersten Sinne. So bemerkt er in Phänomenologische Interpretationen zu Aristoteles, dass es zu dem Substantiv ‚Philosophie‘ ein passendes direktes Verb gibt (‚philosophieren‘); bei den Substantiven ‚Biologie‘ oder ‚Physik‘ ist das nicht der Fall. Daraus schließt Heidegger, dass Philosophie selbst ein Verhalten ist, während es sich bei der Biologie und der Physik eher um Sachgebiete handelt (Heidegger 1994, 42-61). Kraatz verweist auch auf diese Stelle (Kraatz 2022, 50-51)

Anthony Rudd: Painting and Presence: Why Paintings Matter

Painting and Presence: Why Paintings Matter Book Cover Painting and Presence: Why Paintings Matter
Anthony Rudd
Oxford University Press
2022
Hardback $70.00
256

Reviewed by: Steven DeLay (Global Centre for Advanced Studies)

Painting and Presence “is a philosophical inquiry into the value of paintings,” writes Anthony Rudd on the opening page of the work’s introduction. More precisely, as the work’s subtitle indicates, Rudd’s stated interest concerns “why they matter to us, or rather why (or whether) they should matter to us” (1). This has been a line of questioning commonly pursued by phenomenology. Of course, as even a cursory glance at its history attests, the tradition of phenomenological philosophy is notable for its self-avowed status as “first philosophy.” Husserl and Heidegger both saw phenomenology this way, as have Michel Henry and Jean-Luc Marion more recently, among others. And it is noteworthy to observe that this conception of itself as an exercise in first philosophy has frequently involved a deep interest in art, especially painting.

Indeed, belief that art can reveal something essential about the world and the human experience is relatively unique (though not entirely exclusive) in the history of philosophy to phenomenology. As Rudd himself notes, “Aesthetics is usually considered a rather marginal and optional part of philosophy generally” (5). And as for philosophy of painting, it often is seen to be “just one corner of aesthetics” (5). By contrast, examples of those within phenomenology who have seen art as fundamental to understanding the world are in no short supply. One thinks here of Merleau-Ponty’s writings on Cézanne or Heidegger’s writings on Van Gogh. Phenomenology being the enterprise it is, why such figures have found art worth considering philosophically is unsurprising. For if, in fact, art shows us something essential about the world that would otherwise remain concealed or inaccessible, no wonder they have given it serious attention. In theorizing about art, the world itself comes into better focus. “Merleau-Ponty,” as Rudd thus says, “was right when he said that ‘Every theory of painting is a metaphysics,’ and I will be arguing that an adequate understanding of the value of painting has implications for our understanding of value in general and its metaphysical foundations” (5).[1] As becomes clear over the course of it, Rudd’s own inquiry into the dimension of painting’s value is thus a “metaphysical” investigation in this respect, insofar as his account of aesthetic value—and the notion of “presence” which proves central to it—entails a robust ontological commitment to the reality of beauty and goodness in the world, or better, the world’s inherent goodness and beauty. Lest the phenomenological tradition’s conviction in the value of art be downplayed as less radical than it is, as either self-evident or common sensical, it should be underscored that, since Plato, a longstanding philosophical tendency has been to look askance at art. Such a critique of the arts, exemplified most famously by sections of Plato’s Republic, suggests that “in fact the arts don’t have positive value … that painting (art generally) does not lead us to the True and the Good, and may take us away from them” (11). In working out the theory of painting and its value, Rudd accordingly aims to meet this Platonic challenge, by drawing upon the collective insights of Heidegger, Merleau-Ponty, Henry, Marion, and others.

Responding to philosophical views skeptical of painting’s value, Rudd’s is an account that, as mentioned, makes ample use of work by philosophers in the phenomenological tradition, particularly Merleau-Ponty. At the same time, the resulting contribution to phenomenological aesthetics is very much singularly his own. At stake in Rudd’s inquiry are two key claims. The first, namely “that painting matters because it is or can be truthful, that—apart from all the many particular reasons why we might value some particular paintings—good paintings in general are of value because they disclose essential aspects of reality” (10), is one which will be recognizably familiar to readers. The second, his more idiosyncratic claim that what “all painting discloses is, in a sense, something sacred and that painting itself, therefore, is a sacred, even a quasi-sacramental act” (12), epitomizes the new ground the study breaks, offering as it does an addition to the phenomenological tradition’s understanding of art deserving to be taken seriously in its own right. In what follows, I shall lay out how Rudd manages to help us see in painting what previous work on the subject matter has hitherto not made visible.

One recurring delight while reading this three-part, ten-chapter study is the welcome discovery that the questions, thoughts, and potential objections occurring to one as the account progresses are anticipated by Rudd. This proves to be the case from the very outset, where in the work’s introduction he opens the study by addressing some methodological and thematic challenges that inevitably beset the attempt to launch an inquiry into the nature of painting and its value. Perhaps the most obvious of these bound to come to mind concerns the status of art as such: What is it? Employing a move that will be familiar to those aware of his previous work on Wittgenstein,[2] here Rudd eschews attempting to define art or stipulating the necessary and sufficient conditions constituting it. Because there are various different forms of art, any universal definition of art will be “so vague and indeterminate that any answers to it will be either so broad as to be unhelpfully vague and indeterminate themselves or else too narrow to avoid numerous counterexamples” (1-2). And yet, although a definition of art eludes us, this is not cause for despair. For we have some grasp of art nevertheless, at least of what a painting is when we see it: “One virtue of concentrating on painting […] is that we do at least have a rough intuitive idea of what a painting is” (2). This Wittgensteinian manner of dissolving the initial apparent problem of defining art (and painting) invites a related challenge. “The current concept of art,” as Rudd observes, “is a fairly recent and specifically Western invention” (2). One thus might object that the conception of art Rudd has in sight is provincial. One might also object that, if so, it will be illegitimate to draw the sort of general metaphysical conclusions regarding the nature of value that his account aims to draw based on its analysis of painting’s particular value.

Rudd himself acknowledges the issue, stating that he intends his account of painting and painting’s value “to apply across different times and across different cultures” (2). To that end, in addition to Eastern Orthodox icon painting, he cites classical Chinese landscapes, and high modernist art of the late nineteenth century and early twentieth century Europe (3), as traditions and periods that will guide his vision. By turning attention to these different kinds of paintings, what hopefully promises to emerge is “a universal answer to the question why painting matters” which does not “condemn us to relativism” or “make it impossible for us to find genuine cross-cultural and cross-perspectives that we inhabit” (3). Thus, as Rudd puts it, “My project is to see whether a positive, informative, and general answer to the question why paintings matter is possible” (27). And as he notes, although it may not be possible to guarantee in advance that such an answer can be given, neither is there any compelling reason to rule out the possibility in advance.

Having addressed these preliminary matters, Rudd closes the introduction first by specifying his own methodological approach, then by explaining how this method of analyzing paintings is able to illuminate their “presence.” Rudd here observes that an approach centering the aesthetic value of a painting in virtue of its presence opens unto broader questions of value. If, as Rudd says, “one cannot understand why paintings might matter without a broader understanding of why, or in what sense, anything might matter” (5), the value of painting can only be understood within a wider metaphysics of value. By choosing to use the methodological approach he believes is most suited for identifying and preserving the integrity of painting’s value, he thereby is committing himself to views about larger metaphysical questions of value. As for this methodological choice, to illuminate the value particular to painting, to begin with, he emphasizes it is necessary that the approach focus on the actual experience of viewing paintings—that is to say, that the approach be phenomenological. Such an approach, he says, allows for “an inquiry into what it is like, from a first-person point of view, to experience paintings as mattering, as being of value” (6). Taking seriously this disclosed value entails not reducing the aesthetic experience of viewing a painting “as a datum which we might then try to explain in objective causal terms” proper to psychology or sociology. Instead, the phenomenological approach he prefers “sticks with that experience and sties to see what it is about those paintings that becomes apparent to us when we experience them in that way—as mattering” (6). The potential trouble, one might think, is that this first-person experiential approach stands in tension with Rudd’s goal of reaching essential, universal structures about painting and the value of painting. It seems that here there arises “the old philosophical problem of induction—Hume’s problem” (7). But appearances can sometimes be deceiving, and such is the case in this instance, he says. For as he notes, phenomenology does not trade in inductive hypothesis formation or empirical generalizations. Rather, it proceeds by way of an “intuition of essences” (7), what reveals necessary, universal, and essential truth.

At stake is what Rudd throughout the inquiry will term “knowledge by acquaintance,” something delivering a kind of truth that is said to be “non-discursive,” and which accordingly cannot be paraphrased in any non-visual medium. This sort of non-paraphrasable, non-discursive, sensuous, experiential meaning is what is revealed by viewing a painting, and what constitutes the painting’s “presence,” and thus in turn its value or significance. As Rudd explains the terminological choice, “I take up the term ‘presence’ which has been used by various art critics and theorists to indicate a particularly intense or charged way in which we can experience artworks as communicating with us” (11). The presence a (good) painting exhibits is that which grips, fascinates, and enthralls us about it. If what painting shows “goes beyond and is irreducible to any discursive knowledge” (think, for example, of what Cézanne shows us of Mont Sainte-Victoire), then as Rudd explains, an account of painting’s value must also explain “the particular kind of knowledge by acquaintance that painting provides is good to have” (12). Moreover, to vindicate this experience of painting’s value, to show it is not illusory, it will be necessary to give an account of the value of nature. After all, if paintings themselves are said to capture and convey the value of what they depict, for such aesthetic value to be genuine, the world itself must exhibit genuine value as well.

As Rudd says, “An adequate account of the value of painting—and of the aesthetic appreciation of nature—requires us to repudiate the modern picture of a ‘disenchanted’ value-free world” (12). To account for the value of the aesthetic experience of viewing a painting, the value must be connected to a meaningful aesthetic encounter with the very world it represents. Contrary to how the modern scientistic sensibility would have it, the world (or nature) must therefore not be seen as disenchanted, but as inherently meaningful—good and beautiful. To experience nature aesthetically, as he puts it, is to “experience it as being valuable, as having an ontological goodness” (12). Rudd’s inquiry, we see, is to be a purposely metaphysical endeavor, for explaining painting’s aesthetic value will involve clarifying the world’s as well.

An approach such as Rudd’s aiming to account for the value of painting in light of the world’s beauty and goodness would seem to lend itself naturally to a mimetic theory of artistic production and representation. A painting’s truth, beauty, or goodness, so the thought goes, is borrowed from the reality it copies or reproduces. Rudd, who is aware that this thought will have come to the reader’s mind, addresses two objections it faces. In the first place, much of art history “encourages its students to adopt a detached, unemotional stance, to learn about point of technique, historical context, how to decipher symbolism, and so forth” (17). Because Rudd is interested in how the value of painting is manifest in the aesthetic experience of the work, the traditional art historical approach is a challenge to the mimetic theory, since the aspects of the painting that would account for its value will be ignored by such a gaze. The theoretical approach favored by art historians, after all, can often be blind to the very sort of value that Rudd believes makes a painting valuable ultimately—it overlooks the way we respond to works during the aesthetic experience of them, the way paintings matter to us in an “emotionally intense, personal way.” “Scholarly art historians,” as he observes, “often don’t exactly seem to encourage such responses” (18). Yet here, it could be claimed that the art historian has not actually overlooked anything important—for in considering what the value of a painting might be, as Rudd proposes we do, why think that it in fact has any value? As Rudd here notes, this is the heart of Plato’s critique, not only of epic and dramatic poetry, but of mimesis. On this Platonic conception of artistic imitative production, the painter “merely imitates, produces a copy of, a physical thing,” the latter being “itself merely an imitation or copy of its Form.” And for Plato, as we know, the Forms are timeless, immaterial essences, which is to say, they “are objects of thought, not of sense perception” (19). Plato’s Socrates sees painting as trivial, to be sure, yet he doesn’t suggest banning it as he does the poetic works of Homer and the tragedians, which are thought to be corrupting. Still, for Plato, “vivid images, like cleverly chosen phrases, can seduce and mislead” (19). Paintings, then, according to Plato, are not works of truth.

So much the worse for Plato, one might think we ought to conclude. Yet Rudd himself is quick to note that what Plato has claimed about the relationship between truth and the arts (painting specifically) is not of just historical interest. There are two kinds of arguments against art, or against the idea of art having deep value, to be considered. The first could be described as “rational” or “scientific”: from the point of view of the search for truth, art is trivial. In a word, “science is the road to truth; art is merely subjective” (20). Art does not give us knowledge. As for the second argument, it was just alluded to above. Here, the arts are claimed to be trivial, even pernicious: they are “simply a form of entertainment or decoration” (22), or worse, they can “make us delight in bad things and can corrupt their viewers” (20). For someone viewing art through these Platonic eyes, the problem is not so much that art fails to give us knowledge at all, but rather that it gives us bad beliefs.

Further potentially complicating Rudd’s account of painting’s value is the fact that, as he notes, an account such as his underscoring aesthetic experience is bound to invite the accusation of subjectivism. “The properties we appreciate paintings for are, after all,” as he says, “aesthetic properties—that is, they appeal to the sense. But this would seem to restrict their appreciation to beings which have sensory faculties like ours.” “One is tempted,” he continues, “to put the question in these terms: would a painting still be valuable if there was no one who did, or more strongly, no one who even could appreciate it?” (24). The operative word, of course, is “tempted.” For according to Rudd, concluding that the aesthetic value of painting is somehow metaphysically illusory because aesthetic qualities are not “mind-independent” would be, to borrow the famous phrase of John McDowell whom Rudd himself cites in this context, to see things as “sideways-on.” To resist seeing painting “sideways-on,” instead providing a phenomenological explication of it, entails attending to an individual painting in its own right (26). However, whereas a “particularist” philosophical theory might lead to skepticism about unitary accounts of that value as consisting in any one thing, Rudd insists it is necessary to try to understand what the commonality is among good paintings. Whatever it proves to be, the valuable characteristic cannot be on the same level as harmonious formal structure or representational accuracy. Rather, as Rudd says, “it must be present in good paintings of any kind (present in a great degree the greater the painting) and which makes us care about this one’s representational accuracy or that one’s harmonious structure, when we don’t (or don’t care as much) about the representational accuracy or harmonious structure which we may agree exists in more mediocre works” (27). Perhaps the characteristic in question consists in a painting’s goodness, one might think. After all, if Plato had questioned the value of painting by claiming it leads us away from the True and the Good, then the most direct way to answer him, and to identify what valuable paintings have in common, would be to show that paintings can be of benefit by actually leading us towards the True and the Good. Perhaps, then, it might be thought enough simply to “define good art as that which didactically serves a good moral or political cause” (28). However, as Rudd explains, that strategy would be to give up on his own project, which is to understand “why we rightly value many kinds of paintings,” most of which are not explicitly didactic. Thus, if painting is to be valued because it serves the Good, a subtler way of understanding how this is so besides simple didacticism must be found (28).

What, then, of Truth? “Perhaps the simplest way in which one might think of a painting as conveying the truth,” says Rudd, “would be through representational accuracy” (28). Is it the case that we value paintings because they depict things as they really are? Rudd catalogues a number of problems with such an idea: there are excellent paintings which are not representational at all, even among those which do have a recognizable subject matter, the best ones are not necessarily those which represent their subjects in the most literal or accurate fashion, and there are many paintings which are representationally accurate, but which seem to have little or no artistic merit. Hence, literal representational fidelity is neither necessary nor sufficient for a painting to have value. At the same time, Rudd cautions that this does not rule out the idea that we might value paintings for their truthfulness. If we do pursue such a line, however, here as before with painting’s connection to goodness, we must think of truthfulness more subtly, as more than just representational accuracy.

Aware of the fact that by this stage it will not be only Plato whom readers have in mind, Rudd turns to the other obvious historical figure of philosophical importance here, namely Hegel. It is Hegel, after all, whose philosophical theory of aesthetics forthrightly frames the analysis of art in terms of truth. Might a Hegelian (or sophisticated-Marxist) theory of art account for what makes all great art great? The claim would be that great art, which is to say truthful art, discloses deep truths about the society and culture to which it belongs. On such a view, as Rudd explains, “great art doesn’t just manifest the superficial self-image of a culture by showing what it thinks of itself; it makes manifest its social subconscious, its deeper motivations, fears, and tensions” (29). So understood, an artwork is a work of truth, insofar as it is a mode of critique. As Rudd acknowledges, plenty of philosophical work has been done by treating art’s function this way. And yet, no matter how sophisticated and illuminating they prove to be, these philosophical approaches to art reduce paintings to serving as clues to “the zeitgeist or to the mindset of the culture.” The artwork itself is “still being used as a tool of social-scientific research, rather than being valued in itself” (29).

If Platonic and Hegelian views about what the value of painting are said to consist in meet with serious difficulty, here one very naturally might propose that it is Beauty, rather than the Good or the True, to which a painting’s value is connected. Contrary to what Plato’s Socrates maintains, perhaps the beauty of a painting is its own justification, even if it has no connection with either truth or goodness (30). Or, maybe painting need not have any connection with beauty either, but can be celebrated as a pure, autonomous activity, a playful celebration of visual possibility. Some painting, indeed, might be seen as worthwhile precisely because it subverts, ironizes, or undermines those “portentous, suffocating old norms of Goodness, Truth or Beauty” (30). Understood to convey that there is no ultimate Truth, but rather only an indefinite plurality of different possible ways of seeing, art would show “the truth that there is no Truth” (30). Once again, as before with the Hegelian conception of art’s truthfulness, these postmodern conceptions of art are still claiming that art is of value because “it contributes to human flourishing and provides us with philosophically significant insight (30). The value is not taken to be intrinsic to the painting itself.

“I do want to pause,” writes Rudd, “with the suggestion that painting is justified not by conveying truth or promoting moral goodness, but by its beauty” (30). There still seems to be an obvious answer to what makes paintings valuable: “We value (good) paintings because they are beautiful. Isn’t it as simple as that?” (30). One issue with a straightforward mimetic theory of painting’s value, it will be recalled, is that not every good painting is a literalistic representation of what it depicts. A similar problem besets straightforwardly appealing to beauty as an explanation for a painting’s value. “One simple and obvious problem,” as Rudd contends, “is that not all paintings are beautiful and, more to the point, that not all great paintings are beautiful.” Not every great painting’s greatness seems to have to do with it being beautiful (31). In fact, that some great paintings depict horrific or ugly things is why, as Plato had worried, art might be thought to be dangerous and corrupting. Owing to the beauty of their formal properties (“their finely structured composition, or their well-balanced and sumptuous colour” [31]), there is a bewitching tendency for art to make even the horrific seem pleasing (31), a fact someone such as Iris Murdoch has noted, as Rudd says. Such paintings can seduce us into taking pleasure in what should appall us. This power of theirs underscores the Platonic critique’s pertinence.

Having reached what seems be a conceptual impasse, here as elsewhere, Rudd’s study finds a way to move beyond what had previously appeared to be an intractable difficulty. “A better response to the problem of great but non-beautiful art,” he contends, “is to ask, again, what we mean by ‘beauty’” (32). He states his sympathy for a definition formulated by Paul Crowther: “beauty as ‘that whose visual appearance is found fascinating in its own right.” Beautiful paintings “fascinate us, strike us, draw us in, and do so simply in virtue of the way they look.” This conception of beauty can be compared with the similar, yet distinct, classic one provided by Aquinas, for which the beautiful is understood as “that which ‘pleases’ when seen’” (32). In response to this classical definition of beauty, one might adduce as a counterexample a painting that is not in any way visually striking or interesting, but which nevertheless is artistically good. As for such a possibility, Rudd himself is “happy to deny that there can be any such thing” (32-33). In the last analysis, hence, Rudd concludes it is tempting to hold that what makes a painting good qua painting just is the visually fascinating way it appears (33).

True to form, here he anticipates and addresses the objection such a claim is likely to evoke. Which properties, exactly, are relevant to such beauty? The claim that a painting’s beauty consists in what visually fascinates us about it might be thought to commit Rudd to some version of “aesthetic empiricism,” a position according to which the only features relevant to a painting’s aesthetic evaluation are those which are strictly perceptible. The impression that this must be Rudd’s view is only further encouraged by the fact that by this point in the inquiry, Rudd has insisted more than once that his account of aesthetic value will be phenomenological, and hence one attending to what is disclosed directly on the canvas. Is taking a painting’s subject matter or symbolism into consideration thereby eliminated? A fact to note in response is that, if one attempts to accommodate a painting’s background information—its subject matter, style, symbolism, historical context, and so forth—for the aesthetic appreciation and evaluation, it is hard to maintain a very strict distinction between the purely aesthetic properties of a painting and all the rest (34). Rudd’s own preferred solution to this dilemma, which strikes me as assuming the right balance, is to point out that if such properties do indeed matter for the aesthetic evaluation of a painting, they are relevant only because they help us “appreciate the visually apparent features of the painting for what they are” (34). In the end, the visible is what matters.

However, if nothing else, the Platonic objection is persistent. Even after the considerable conceptual energy Rudd has already expended attempting to answer it, he recognizes it once again threatens to arise here. “To experience something that is visually pleasing or fascinating,” as he notes, “is, of course, pleasing or fascinating, but is this really enough to make it of significant value, to explain why it can matter to us, or why we might think it should matter? (35). “To recall the Platonic Objection,” as he continues, “pornography, political propaganda, and commercial advertising are all intended to fascinate visually. So what distinguishes their visually fascinating qualities from those of good paintings?” (35). A distinction between “narrow” and “broad” senses of beauty (or a “deep” and “shallow” sense) meets the challenge. So understood, beauty is that to which theoria attends; it “is not a self-standing value, independent of truth and goodness,” but instead “the way in which truth and goodness show up to us” (36). Beauty in the “deep” sense is something conveying “significance or meaning, not just providing titillating visual sensations.” This kind of deep beauty is visually fascinating because it reveals to us what is significant (36). Rudd in turn notes that it must be shown in what respect both truth and goodness are connected to painting’s value, inasmuch as beauty is so connected. He claims that to say painting is truthful will be to say that it discloses essential truth—“metaphysical” truth. What’s begun to emerge, it has become clear, is a view of painting’s value committed to something like the Medieval understanding of the transcendentals: “For if truth is good and if beauty can be a form of truth, then beauty is good” (37). What is particularly noteworthy about this is not just that Rudd has managed to make compelling and promising the invocation of what usually is considered an outmoded philosophical way of thinking, but that he has done so by showing how careful reflection paying close attention to the actual aesthetic experience of viewing a painting invites it.

Turning in earnest to the matter of painting’s truthfulness, Rudd begins by iterating how “the Platonic answer to the Platonic challenge” (38) is to observe, as he has already, that the argument for the triviality of painting (that is, the idea it is three steps removed from the truth of the Forms) depends on a crudely mimetic “copy” theory of painting (38). Painting, to the contrary, “involves idealization” (39), an insight which, perhaps surprisingly, has been taken seriously by the subsequent Platonic tradition itself. In the case of someone like Plotinus, for instance, the artist is said not simply to try to imitate the way a particular thing appears, but to portray the thing so as to show it “as expressing the ideal Forms.” At stake in doing so is not bare reproduction of the thing seen, but “the Reality-Principles from which Nature itself derives” (39). This Platonic tradition of which Plotinus is an exemplar regards the sensible world itself as participating in the Forms, such that the artist does not turn away from the natural, sensible world altogether (39). Here Rudd cites Douglas Hedley who contends, “‘Plotinus prioritizes vision over discursive reflection; the immediacy of sight over the mediated.’” To be sure, there is a substantial “aesthetic” element in Plotinus’ philosophy, yet his ultimate goal, admits Rudd, “is an inner contemplative vision to which the sensuous aesthetic vision of an image is merely an analogy.” Still, there is an important lesson to draw. “A Platonist of a less ascetic kind than Plotinus,” as Rudd says, “might reasonably find it intrinsically valuable not only to contemplate the Forms, or the One, or God but also to contemplate the visible world as the expression, emanation, or creation of the Forms, the One or God” (40). This notion is one Rudd himself will develop later in his own fashion, when taking up the way the sacred pertains to painting.

With modernity and the rise of aesthetic theories epitomized by Hegel, the influence of this Platonic art theory declines. The scientific, technological “disenchantment” of nature set in, and as a result, the natural world came no longer to be seen as “a meaningful—and therefore beautiful—order” (41). Rudd says, “Hegel’s ‘official’ doctrine is that the truths that art can present in sensuous form are not the highest truths (or the highest forms of truth) and that truth can now be presented more adequately in conceptual form, so that art ceases to be strictly necessary for us.” Hegel, thus, in a way defends the arts against Plato, insofar as art is said to be capable of expressing truth, but Hegel’s conception of art’s truthfulness ultimately makes art dispensable. Although art today at this point in history can still express truths, Hegel maintains we now have better ways of doing so (43).[3]

Rudd consequently shifts his attention to a contemporary phenomenological account of art’s meaningfulness, one that unlike the Hegelian view attempts to preserve the irreducibility of aesthetic truth. His example is the view of Steven Crowell, who, as Rudd observes, takes certain works of sculpture as an illustration of art’s unique capacity to disclose meaning that would be incommunicable otherwise. A work of “minimalist sculpture—Crowell’s example is Donald Judd’s Untitled (Large Stack) of 1991—can visually present certain Phenomenological insights into the nature of perception” (43). However, Hegel’s original question imposes itself again here: for if art is indeed a mode of truth, is not such truth a poor substitute for conceptual thought? It might seem that Judd’s work only illustrates an account of vision that could be better developed through, say, Husserl’s conceptual description of perception. A different example of art’s capacity to express “deep” truth, which perhaps manages to disclose something about objects a mode of conceptual analysis could not, are the paintings of Italian artist Giorgio Morandi. On Crowell’s view of Morandi, his paintings manage to illuminate the “indifference of mere things,” the existence of everyday objects beyond any use or meaning they may have to us. If such a view of Morandi is correct, then art in fact can convey truth that could not exist apart from its aesthetic medium—hence, Rudd’s “no paraphrase” thesis is met. It does seem plausible to conclude, as Crowell does, that knowledge by acquaintance of sensuous, non-discursive knowledge through painting is possible. A painting can indeed disclose the silent “thingness” of what it depicts.

Here, Rudd hastens to fend off a common misconception. To say painting gives us non-discursive knowledge is not to invoke a notion of pure, non-linguistic experience. According to Rudd, conceptuality remains at play, even if the truth a painting discloses lies beyond linguistic paraphrase or conceptual articulation. For one thing, when seeing a painting, one is always doing so “at least minimally as a painting, maybe as a Rothko or a Raphael, as a Madonna and Christ, or as a classical Chinese mountainous landscape.” Nonetheless, as Rudd stresses, that such experience is linguistically shaped and mediated does not mean it can be reduced to a purely verbal level. One needs the sensuous immediacy of seeing the painting to learn what it discloses (46).[4]

When Rudd then states painting matters because “it doesn’t imitate surface appearances, but intimates deep truths that are available in no other way,” such a formulation, which deliberately evokes associations with Merleau-Ponty, raises the question: which artists, if not Morandi, are exemplars of true greatness, and why they are, whereas other artists are not? For as Rudd notes, in Crowell’s analysis, there is something very specific about the way Morandi paints that gets across to us the “silence” of thinghood, a style or manner that is not universal, but rather quite distinctive. Is Crowell therefore saying that, if painting should convey deep truths, only Morandi (and a few others) has succeeded in using the medium to do so? “If this is so,” that is, if “Morandi does convey a deep philosophical insight, while remaining a minor artist, then the ability of painting to convey deep ontological truth cannot be the sole or even the most important source of its value.” After all, it might be observed that other artists greater than Morandi are important because they convey other deep truths. Is their greatness compared to Morandi due then to the truths they convey being more important than those Morandi does? Rudd is unsure how we would go about assessing such claims (47).

With Merleau-Ponty, Rudd has us consider Cézanne, a painter who has dominated phenomenological discussions of painting. His status as one who discloses the pre-objective being of things, the world as we experience it prior to our adoption of a detached, intellectualizing stance, is unquestioned (47). Were we to take ontological truthfulness as the reason for why art matters, then the more ontologically truthful painter is the greater one. Rudd accordingly asks: does this mean Cézanne was a greater artist than Raphael? To be sure, such a claim does not seem absurd in the way a similar claim about Morandi does. Nonetheless, Rudd observes that we may feel at this level of artistic achievement, it makes little sense to attempt to rank artists by such criteria (48). For if Merleau-Ponty is in fact providing a general account of the essence of painting as the expression of our being-in-the-world, he seems committed to the conclusion that all the great High Renaissance masters, for example, were failures. “This,” Rudd says, “would be the sort of implausibly Procrustean account that I agreed with the particularists in rejecting” (48). On the other hand, if Merleau-Ponty maintains that the Renaissance masters were trying to do “something else, something which we can admire them for doing as much as we can admire Cézanne for doing what he did,” then it appears he has given up on giving a general account of painting and why it matters. That would be to succumb to particularism, whereas Rudd wishes to develop an alternative to both particularism and Procrusteanism (48). Concluding this stretch of the study, Rudd states the dilemma to which one is led, “The worry one has with Merleau-Ponty and Crowell is that they take their metaphysical views (arrived at independently) and use them as a basis for ranking artists. The worry one has with Crowther is that his account of what matters in painting doesn’t correlate with any plausible ranking of the merits of artists” (49). It is necessary to find some third alternative.

What we would like to have is a view on which we are not led to “having either to deny or diminish the value of intuitively great art because it doesn’t seem to align with our philosophical theories or to exaggerate the merits of mediocre work that does express what we think philosophically insightful.” Having failed to find such an account in the offing with Merleau-Ponty, Rudd suggests that Michel Henry offers the makings of one. “One philosopher who suggests a way to do this—although he does himself very explicitly take a particular painter to have reached a higher level of philosophical insight than others—is Michel Henry,” as he says. The artist to whom Rudd alludes is Kandinsky, In Henry’s book on Kandinsky, he argues that all painting is essentially abstract, and hence non-representational. Painting, claims Henry, aims not to copy appearances but to express or evoke the pathos of “Life,” which he takes as ontologically prior to the “World” of scientifically articulated objectivity (49). Rudd, for his own part, is less interested in the specific claims Henry makes for Kandinsky, and more interested in the fact that Henry’s conception of art as the non-representational expression of Life’s pathos suggests “the most plausible form that a solution to this problem should take.” In other words, “what is of value in painting is something that exists in some degree in all painting, but it is taken to a higher level, the better the painting is” (49). Where Rudd contends that Henry errs is in holding that only abstractionism can in full purity exhibit what explains the value of painting in general. A more pluralistic attitude is called for, claims Rudd. This intuition of Rudd’s seems correct. As most readers would probably agree, despite the brilliance and insightfulness of Henry’s account of Kandinksy and abstractionism, we justifiably judge many kinds and styles of painting to have value, and the best instances of them to have great value. As Rudd says, if such value consists in their expressing truth, then the truth at issue must be expressible in many ways—“in Rublev, in Raphael, and in Rothko; in Mondrain as well as Kandinsky; and in the landscapes of Dong Yuan as well as those of Constable” (50). As for the issue of painting’s mattering, here Rudd observes that Henry has made an advance beyond his phenomenological predecessors, including Merleau-Ponty. One major problem Rudd had found with Crowell’s earlier account of why art matters is that it “doesn’t make it clear why the truth he thinks Morandi shows us itself matters. Why, even if paintings do show us truth, does that make them valuable?” (51). Art on such a view risks become an idle amusement or vain distraction. It is far from clear what ultimate value there is in revealing the “silence” of things stripped of their ordinary meaning. “Why,” Rudd asks, “in a meaningless world, would it even be meaningful, of value, to make us aware of that meaninglessness? In such a world, can the truth-revealing nature of art be a reason for valuing it?” (52). Henry, however, can explain why valuing the truth-revealing nature of art since the value of art explained in terms of its expressing the truth of Life. What remains to be done is to work out a phenomenological aesthetics that, rather than confining itself to abstractionism, accommodates the full range of paintings which exhibit truth.

Rudd here invokes Murdoch, whom he previously had mentioned in passing. “A central idea of Murdoch’s explicitly Platonic ethics,” as he says, “is that our ordinary perception of the world is constantly threatened by our tendency to see only what we want to find in it—to project onto it our own fantasies and resentments. A crucial part of the moral life is learning to see things (persons, situations) as they really are.” Murdoch agrees with Plato that bad art “merely reinforces our tendency to fantasize.” However, good art can serve as an example of, and an inspiration to, the truthful and honest vision of things as they really are (54). Such artworks deliver us from the prejudice of “social convention and neurosis,” and “bring us closer to the truth,” thereby performing the moral task of “celebrating reality” (56). Following Murdoch, Rudd claims that good painting provides “an ontological delight or joy in existence that comes from a loving attention to the world” (57). But if painting can indeed illuminate truth and celebrate reality, how is this possible? A comprehensive metaphysics of value is necessary. “We cannot usefully discuss the value of art,” as Rudd says, “without raising larger questions about the nature of value: the discussion of why paintings matter cannot really be treated in isolation from the wider question of why anything matters” (58).

            A thoroughgoing development of what presence consists in will aid this effort, because presence is what lies at the heart of the philosophically significant truth painting conveys. Such truth, as Rudd reminds us, arises from knowledge by acquaintance and is non-paraphrasable: the truth revealed in painting is such that nothing we could say of it would be an adequate substitute for seeing it ourselves. The truth of it cannot be fully or adequately articulated verbally (61).To make a start on clarifying the phenomenality of such presence, Rudd analogizes it to interpersonal relations. Of a person with whom we are sufficiently closely acquainted, we often say that we know this someone. The knowing is not a matter of information. It is not a matter of knowing a litany of propositions about the person. And for this reason, there is no substitute “for actually getting to know that person for oneself.” Rudd’s suggestion is that the truths we get to know through acquaintance with paintings are akin to those about other people we can only acquire through personal acquaintance with them. And central to this kind of acquaintance is the notion of presence (61).

The knowledge by acquaintance that is receptive to a painting’s presence is attuned knowledge. It accordingly differs from what Russell originally meant by it in a number of important ways. To begin with, the knowledge received in and from presence is “personal”—two people “can be looking at something equally closely, in equally good light, etc., and be aware of all the same facts about it; and it can still be present to one and not the other.” Furthermore, it is an “emotional knowledge.” To have something be present is to be moved it (69). Clarifying the intimacy characterizing presence, Rudd accordingly appeals to Martin Buber’s famous distinction between the “I-Thou” and the “I-It,” a distinction itself resembling that drawn by Gabriel Marcel, who, as Rudd notes, characterizes intersubjectivity as a “communication with communion” (64). By attending to a painting in such a way that its presence is felt, one in some way enters into a relation with it in a manner analogous to intersubjectivity. We now have an answer to why the phenomenological approach to painting’s value has a leg-up on the dry, detached approach preferred by art historians. If broad and deep beauty is that which fascinates us visually, but such beauty is revealed only in a form of attention sensitive to its presence, then the detached and skeptical attitude, that is, the attitude which distrusts intense first-order emotional responses, will remain blind to such value. This cynical detachment from painting’s (and perhaps anything’s) mattering deeply, as Rudd notes, is one of the pervasive characteristics of contemporary Western culture, an attitude which postmodern theory attempts to lend intellectual justification (67).

Here Rudd highlights his quite different attitude to a painting. “I want to say,” he writes,

“that a good painting is one that has presence, which can be experienced as present in this charged sense, while a mediocre painting lacks it (or has less of it). It may be interesting, attractive, pleasing in a variety of ways, but it doesn’t have that intensity of being that made Elkin’s respondents cry out or burst into tears. And I want to equate presence in this sense with what I have called both ‘broad’ and ‘deep’ beauty. What Crowther called the visual fascination of a painting should be understood as its capacity to draw us into a communion with it, to be present to us” (68).

Taken in the “charged sense,” analogizing such presence to interpersonal relations proves illuminating. For just as the other person always remains mysterious no matter how well known, so too a painting retains a depth of mysterious, of transcendence. Even when “experiencing a deep Marcellian communion with another person,” as Rudd says, “part of the experience is precisely that the other remains mysterious” (75). So too a good painting presents itself as having depths (76).

The fact that a painting exhibits such depths, and that such depths are what we are attuned to in coming to be acquainted with its presence, goes some way to explaining why it is that we appreciate visual representations of things at all. An artistic representation of a thing in the sense that interests Rudd is not a simple depiction of a surface appearance, but a revelation of a thing’s deeper sense, and hence a “re-presentation” of it—a good painting makes present again the essence of the person or thing (78). Borrowing the language of Gadamer, we can say a painting is not just a copy of a being but is “in ontological communion with what is copied’” (80). The most obvious example of an image’s involving the sort of interpersonal communion and presence Rudd has in mind is the religious icon.

He accordingly turns the inquiry’s attention to Eastern Orthodox iconography. Two questions are at stake in doing so: What does it mean to say that religious pictures are in “ontological communion” with their subject matter, and secondly, what would it mean to take them as “exemplary” for painting in general? (81). Consider icons narrowly defined. They are painted images of sacred personages: Christ, Mary, or saints (83). Underlying the iconoclast policy, says Rudd, was a Platonic conviction that images take us away from reality and misrepresent its true nature. To make images of material things is to move further away from the immaterial realm which is truly real (and good) rather than towards it (84). When the iconoclastic prohibition was lifted, it was done so with a distinction between worship and veneration. Although it would be wrong to worship (latreia) an iconographic image, it is proper to venerate (proskynesis) such an image. Depicting a material body so as to show the divine energy and grace emanating from it makes manifest the nature of the material world as divine creation (86). The icon, which is a center from which the divine energies radiate out, reveals the depths of transcendence.

Having already discussed Merleau-Ponty and Henry, Rudd here invokes the work of Marion. For Marion, what is crucial about the icon is that “we don’t just look at it,” as Rudd says, for rather than making it an object for our gaze, we open ourselves to be looked at “by Christ or the saint looking through the icon” (89). The icon’s presence (much like painting generally) conveys a distinctively aesthetic content, yet it has a conceptual structure and content that cannot be made manifest simply by translating conventional visual signs back into language (90). The icon is a paradigm of painting’s presence, says Rudd, because its mode of aesthetic communication reveals a content that is not “paraphrasable,” and involves a dimension of intersubjectivity only possible in the knowledge by acquaintance characteristic of the sensuous experience of the icon (89).

However, one may have doubts about whether the sort of revelation characteristic of religious iconography can serve as a useful paradigm for presence in painting more generally. For unlike the icon which aims to open unto a dimension of transcendence beyond the visible world, what of paintings that depict the perceived world only? Consider Merleau-Ponty’s account of Cézanne. According to Merleau-Ponty, the kind of painting typified by Cézanne reveals the primordial perceived world. But how is such painting not trivial? If Merleau-Ponty’s point is that what a Cézanne shows is what actual experience is like, why then do we need art to get us there? (108). Similarly, what would looking at a Cézanne add to what Merleau-Ponty has not already revealed in his phenomenological explication of experience? As Rudd asks, does Cézanne merely illustrate Merleau-Ponty, or does his art give us another kind of insight altogether? (108). According to Rudd, the “focused, interrogative, imaginative quest” of Cézanne’s vision, one meant to cut through the levels of “social convention and personal neurosis” to see things as they are, does not just take us back to the everyday level of perception, but rather “into the depths of things” (109). Painting “doesn’t copy appearances, but makes present the inner essence of things,” because it is “continuous with ordinary perception, while at the same time going beyond it” (110). As Merleau-Ponty might put it, “painting makes the invisible present—indeed, makes it visible” (111). In this way, a landscape of Cézanne can be likened to a religious icon, for in aiming to let us see what is not seen or cannot be seen, even such apparently secular painting enacts the theological claim that icons make the invisible visible (111). This is what occurs, claims Rudd, when classical Chinese shanshui make manifest a landscape’s Dao, that is, when they “make the invisible energies of nature (Ziran) visibly manifest” (111). Because in the rush of practical life we do not look closely enough at things, “the painter makes us see the world with a new freshness,” by making explicit what in perception we had previously been unaware of.

What makes the foregoing account of painting phenomenological, in large part, is that it highlights the fact that paintings disclose the essence of things. “Recall,” says Rudd, “Merleau-Ponty’s references to the ‘ciphers’ or to the hidden ‘logos’ present in things” (116). A good portrait, like a good landscape, does not simply disclose the general kind or nature that of what it exemplifies, but also “its haeccity—the person or thing’s individual nature, what makes it the distinct particular it is. It is this individual or essential quality of a thing that Gerald Manley Hopkins was trying to get at with his coinage, “inscape,” defined by the Oxford English Dictionary as “‘the individual or essential quality of a thing; the uniqueness of an observed object, scene, event, etc.’” (116). Thus, it now is clear why Rudd’s idea that paintings make present not the surface appearances of their subject matter but their underlying essences can be understood according to the disclosive account of painting modelled by the icon. For whether we consider a good portrait, a classical Chinese landscape, or a Cézanne, the painting’s realism consists in the sense of mystery it conveys, for in making present the deep (“invisible”) natures of visible things, it discloses something of the transcendent (125).

How might we classify the theory of painting we have seen developed by Rudd to this point? As Rudd notes, the representational theory of painting is contrasted with the rival theories of expressivism and formalism. Rudd, however, proposes to show in what respect all three elements—disclosure, expression, and form—contribute to the value of a painting. Consider, first, a basic variation of the expressivist thesis, according to which what a painting primarily makes present to the viewer is the artist’s personal feelings and emotions. Rudd’s decision to have taken the icon as a paradigm might appear to run contrary to the expressivist thesis, since the aim of the iconographer, unlike the expressivist painter, is not self-expression. What Rudd emphasizes is that, even in the case of a painting whose subject matter is something other than the artist’s inner emotions—his examples are “a bird, a hare, Mont Sainte-Victoire, the Boulevard Montparnasse”—the painting nevertheless arouses an emotional response on the part of the viewer who is attuned to it (133). This “overall emotional expressiveness” is essential to the function of even representational painting (135). At the same time, expressivism is still on to something important, for in disclosing what it shows to us in the way it does, the painting gives us “a vision of things as filtered through that artist’s unique sensibility” (137). As he explains, “A painting’s disclosure of the world is a function of the painter’s experience of the world and his or her capacity–both technical and more than technical—to express that experience, that world so experienced, and render it visible” (138), which is why the painting, by recording the “dialogue between painter and world” presents a “particular sensibility” that allows us to experience the world in a way we could not otherwise have (138). Paintings, thus, do not so much express personalities as they express sensibilities or styles. Or said otherwise, the essence of the objects depicted in painting reflects the sensibilities of their artist, which is why bad paintings end up expressing “a cheap cynicism or smug nihilism” (139).[5] The takeaway, says Rudd, is that any “sufficiently sophisticated and developed versions of the representational and the expressive theories coincide. You can never represent anything without representing it as it appears to you; nor can you express yourself without expressing how the world appears to you” (141-142).

It remains for the third exclusivist theory of painting to be considered: formalism. If Rudd was able to incorporate the best insights of expressivism into his account, how is that possible here? It might be thought that what matters about representational art is something just very different from what matters about abstract art. Whereas the former concerns itself with making present the objects it depicts and the sensibilities of its creator, the latter contends that paintings simply make themselves present. But even here, “how a work is composed, how the figures are arranged in relation to one another, the juxtaposition and contrasts of colours,” make a difference as to whether a painting is visually fascinating and worth looking at, by engaging us emotionally in a way to which we respond. To claim that the features of representational and expressivist paintings are irrelevant to the aesthetic merits of a supposedly purely formalist work is implausible (142). For even in the case of a deliberate work of abstractionism seeking to make the painting itself present, it does so successfully only by making present something of the essence of its subject matter (that is, color, shape, structure) and of its creator’s sensibility (147). This is reflected in the fact that bad works of abstractionism failing to do so risk deteriorating into mere decorations on the walls of corporate offices and chain hotels (146). In the last analysis, Rudd concludes that the beauty of painting consists not in copying the appearances of things but with evoking their essences, a task which when accomplished draws upon all of painting’s elements, as highlighted by representational, expressivist, and formalist theories.

With an eye finally to drawing broader conclusions about metaphysical value based on his account of the aesthetic value of painting, Rudd admits that the reader may have all along been bothered by a nagging uneasiness over the inquiry’s usage of the notion of essence. Such a term need not be so intimidating or elusive, however. In Rudd’s vernacular, the word “essence” has referred to a thing’s “total meaningful presence,” not to the idea of a “mysterious component” that the word’s association may conjure in the minds of some (162). In the specific sense Rudd intends it, to say persons and things have essences is just to say that they are not “amorphous lumps,” but have their own meaningful coherence and integrity. An essential nature, in this respect, can be thought of as the “meaning” or “sense” of things, a kind of essence which in turn would seem to be capable of being articulated conceptually (165). As Rudd had emphasized previously, such truths are in some sense conceptual. This is not to deny they are nevertheless non-discursive. Their presence cannot fully be captured in any verbal paraphrase, for the knowledge they convey is only accessible aesthetically in an immediate, intuitive encounter. This distinction between the non-conceptual and the non-discursive therefore addresses what may otherwise have posed a problem for Rudd’s account of presence. Using Merleau-Ponty’s language, which terms the rational order as “logos,” can such a “logos” be given a “nonconceptual presentation”? Someone who like Hubert Dreyfus assumes that “mental activity, conceptualizing, and thinking must be explicit, theoretical, and detached, assumes that it cannot exist implicitly within our practical coping activities” (168). However, because Rudd has distinguished between the non-conceptual and the non-discursive, he is able to maintain that this level of primordial perception is indeed presentable in painting despite its conceptuality.[6]

Having revealed quite a bit concerning the sort of truthfulness at stake in painting, it remains to be shown why “it is good to know such truths,” as Rudd says (170). Recall the trouble plaguing Crowell’s account of Morandi’s painting: in the end, it was unclear why the sort of truth those paintings were shown to reveal about objects was something ultimately mattering.  Might not a similar point be made in regard to the sort of truth said to be disclosed in painting, according to Rudd? At last, it is time to consider more fully Rudd’s claim of a value-laden world, a world of inherent beauty and goodness. Just as he had insisted that an approach to the value of painting must begin with the experience of such value, so too with the value of the natural world. The proper point of departure, says Rudd, is “the direct aesthetic experience of the natural world” (172). Such experience, he claims, discloses to us an order of value in nature. And according to Rudd, trying to assimilate the appreciation of nature to that of art is not so difficult, for there are genuine and illuminating parallels to be found between them (173). “One clear parallel,” as he notes, “is that natural beauty, like artistic beauty, doesn’t necessarily show itself to any casual glance” (175). To see natural beauty, one must be rightly attuned to what one is seeing. In the aesthetic experience of nature, we learn to be amazed both at the essence of things (what they are) and at their existence (that they are)” (177). This “truth of presence” is about seeing things as they really are, an attention to the real that proves transformative, since this knowledge by acquaintance of nature’s beauty (and truth) discloses more about the world than would otherwise be accessible. “An experienced hiker, or a nature writer, a Thoreau or John Muir or Annie Dillard,” as Rudd explains, “has a ‘truthful vision’ or sees things truly, sees the truth of things” (180). The point about the parallel between the aesthetic appreciation of paintings and the aesthetic appreciation of nature is that neither can replace the other. They are complementary. The beauty common to both art and nature means, as Rudd says,

“That we shouldn’t accept a simple mimetic theory according to which art derives its significance from nature—it’s beautiful simply because it imitates what is beautiful—nor should we accept the opposite theory, according to which it is only through art that nature becomes transformed into something aesthetically significant (the object depicted as only the grit that the pearl forms around). Looking at a Cézanne is not a second-best substitute for looking at Mont Saint-Victoire, nor is the mountain itself, as it were, a prior preliminary sketch for the achieved aesthetic result of the Cézanne. But if there is a priority, it does rest with nature. Art (painting) is a response to, a celebration of, nature. It transforms and adds to natural beauty but remains always dependent on it” (181).

This ontological priority of nature over art returns us to an insight regarding the nature of truth from classical and medieval thought that Rudd had mentioned earlier, namely the thesis that ontological truth is primary. A thing is true to the extent that it embodies its essence by realizing some standard (181). This is the sense of truth at stake when still today we speak of someone being a “true friend,” or when speaking of a specimen of gold’s being “true gold” rather than “fool’s gold.” Truth, in this sense, is something pertaining to the entity or state of affairs itself—it is a matter of something’s being the way it is, rather than a matter of a correspondence between our beliefs and the world.[7] In this fundamental sense, the truth of a thing consists in its very being, that it is primordially good simply in virtue of being at all. As Rudd comments, “To see nature as having this value-laden character is to experience there being the kinds of things that there are and their having the characters they do, their connecting together and interacting in such intricate ways, as occasions, not simply for puzzlement or curiosity but for wonder, awe, and gratitude” (184). Despite “the pervasiveness of suffering and pain in nature itself,” we are not mistaken when we are struck by the realization that it is fundamentally good that some thing—a rock, a cat, a sunset, a mountain—is. This sense of nature’s goodness is the experience of its natural beauty—these are the “transcendentals,” the predicates applicable to whatever is. As Rudd notes, it is a crucial question whether this ontological sense of the goodness of being can connect with goodness in anything like a moral sense (190). What is clear, however, is that aesthetic judgments of value cannot be justified with appeal to purely value-free facts. If the only facts were value-free, as the purely scientistic conception of the world holds, then there could not be any justified evaluative judgments.

Science as we have come to think of it since the seventeenth century, says Rudd, looks at the world in a way that “excludes and sets aside purposes, qualities, values, and indeed mentality and subjectivity” (198). It is an attitude by which the world is seen as lacking inherent value (194). The natural order of the world lacks any normative dimension and has no inherent rightness to it. Nature is not in any sense good, nor does it exist for any purpose or have any meaning. Things are simply brute facts (195). This is a metaphysical conception of the world that many contemporary philosophers assume to be the case. They believe that the idea of a “re-enchantment” of nature is “a nostalgic delusion.” And, as Rudd notes, if they are correct that this indeed is the way things are, then his “whole project collapses” (197). How to respond to such naturalism then? To begin with, it cannot be stressed enough that the experiential sense of nature “as beautiful, as ontologically good, as meaningful, is primary both experientially and epistemically. (196). The notion of a cold, valueless nature is a theoretic construct, not an experiential given (198). One in thrall to the scientific worldview might reply by saying that the models which science creates, and which make no reference to value, prove perfectly adequate explanatorily (198). Here, though, Rudd asks a good question: Adequate to what purposes? The mechanistic, value-free account of inanimate nature is suitable for certain purposes of control and prediction, but it is wholly inadequate, and indeed quite irrelevant, to making sense of nature when we approach it with the purpose of appreciating it or dwelling in it.

If, then, the aesthetic experience of nature contradicts disenchanted naturalism and a fully secular account of beauty fails, should we thus conclude that there is an essentially religious dimension to the aesthetic experience of nature? The notion of nature as sacred in various pantheisms is well-known. So too among the theistic religions. As Rudd points out, even for someone such as Calvin, nature itself is said to make God visible when seen in the right way. That nature is a theophany, in this respect, is to say that beauty reveals God to us, an incredibly striking metaphysical claim that, here nearing his inquiry’s end, Rudd has managed to render credible.

As Rudd has noted frequently throughout his study, a disclosive theory of painting cannot really explain the value of art, unless it can also explain the value of what it discloses. Nearing the study’s very end, Rudd accordingly observes that when good paintings move us deeply, they do so by making manifest or disclosing the essential elements of nature. They, like the nature they depict, are beautiful. It is here that the claim all painting, as such, is religious no longer appears absurd as it may have at the outset of Rudd’s inquiry. For if nature is a sacred order, then all of painting is a disclosure of the sacred. Painting, thus, plays a quasi-sacramental role (214). That painting has an essentially religious significance is, as Rudd notes, recognized even by radical postmodernist critics, if albeit in a backhanded way. When postmodern theorists try to deconstruct the notion of presence (that is, presence in the sense of manifesting to us a meaningful order of value), they do so because in it they ultimately see a religious notion. Because they want to get rid of God, they find it necessary to first get rid of presence (214). Their convoluted conceptual meanderings seek to render uncredible what the philosophical theology of the Middle Ages had once maintained about Beauty, when it was widely regarded as a transcendental which applied in some degree to everything that is (218). This is why acknowledging and preserving presence, both in painting and in nature too, is so important: “for something to make present and to be present (in the charged sense) through its visual appearance is for it to beautiful” (216). To experience the world in this way, to experience it as beautiful, to experience it as good, is to experience it is as sacred, is to recognize and appreciate it as a visible revelation of God’s invisible glory. As Rudd says, this aesthetic vision of reality is to see Beauty how Maritain describes, when he calls it a sort of meta-transcendental—“‘the radiance of all transcendentals united’” (218).


Every so often, we encounter a work validating our wait to find that phenomenology’s meditation on art is not exhausted, that still it has something new to say truly worth saying. When reading it, we feel ourselves to be in the presence of a work that makes the world more beautiful than one without it. Rudd’s Painting and Presence is such a book.

[1] By “metaphysics,” Merleau-Ponty can be taken to mean what someone like Charles Larmore understands by the term: “Inquiry into the ultimate structure of reality, aiming to tie together all the various dimensions of our experience into a unified conception of the way things basically are and hang together.” See Morality and Metaphysics (Cambridge: Cambridge University Press, 2021), 3.

[2] See his Expressing the World: Skepticism, Wittgenstein, and Heidegger (Chicago and La Salle, Illinois: Open Court, 2003).

[3] At this stage of the analysis, Rudd also dedicates substantial space to a discussion of the Hegelian theory of aesthetics developed by Robert Pippin. The problem with Pippin’s account is that, following Hegel, it depreciates the value of natural beauty. The deflation of natural beauty’s importance to aesthetic theory is related to the main problem of Hegelian views, as Rudd sees it, namely that they subordinate the truthfulness at stake in art to what is thought to be some fuller, truer conceptual means of its articulation.

[4] Rudd touches here on an issue which he will revisit later, that of the role of conceptuality in experience. John McDowell is someone whom Rudd has already mentioned in this regard. For more concerning the debate about the role of concepts in experience, see Mind, Reason, and Being-in-the World: The McDowell-Dreyfus Debate, ed. Joseph K. Schear (London: Routledge, 2013). For reasons that will become clear, Rudd’s own view of perception—including aesthetic perception—is McDowellian.

[5] As an example of the superficial sensibility characterizing this sort of cynicism and nihilism, consider for example a work such as “The Physical Impossibility of Death in the Mind of Someone Living” (1991), in which the artist Damien Hirst placed a tiger shark submerged in formaldehyde in a glass-panel display case. Provocative perhaps, but ultimately shallow.

[6] A sentiment Rudd underscores later when he says, “I have made clear my own sympathy for a McDowellian pan-conceptualism” (209).

[7] This conception of ontological truth which Rudd attributes to the tradition of medieval philosophy is a sense of truth most associated today with Heidegger’s thought. See Mark Wrathall, Heidegger and Unconcealment: Truth, Language, and History (Cambridge: Cambridge University Press, 2011).

Jörg Noller: Digitalität. Zur Philosophie der digitalen Lebenswelt

Digitalität. Zur Philosophie der digitalen Lebenswelt Book Cover Digitalität. Zur Philosophie der digitalen Lebenswelt
Schwabe reflexe Bd. 75
Jörg Noller
Schwabe Verlag
2022
Paperback 23.00 CHF
123

Reviewed by: Gregor Bös (KU Leuven)

At a mere 100 pages, Jörg Noller’s little booklet traverses an impressive range of topics. Beginning with a philosophical conceptualization of virtual reality and its metaphysical status, it ends on digital ethics, aesthetics, and the digitization of education. This scope demands that some of these themes appear as philosophical appetizers, rather than main dishes. The order of that menu appears reversed, as the heaviest (and best) courses are served first. Here, Noller introduces his concept of virtual reality and demarcates it from the cognate notions of simulation, representation, illusion, and fiction. This part of the book should be digestible and useful to many readers. Some other features of the book might be matters of taste, especially the sometimes liberal use of technical vocabulary and the wide-ranging philosophical references and allusions. As a book aimed at a general audience, the metaphysical argument is informal and discussions of digital technology are set aside, although with philosophical reasoning for doing so. The goal is apparently to avoid a discussion of the details of transient technologies, and to focus on independent conceptual questions. This seems like a good idea, but it sometimes leads to a dearth of examples. At times, it can be surprisingly difficult to say whether Noller is talking about the present or a future state of technology. This is of course not helped by the rapid development in Large Language Models that led to new services like ChatGPT. Before my concluding comment, I now summarize the book in more detail.

Noller begins by introducing the concept of digitality (Digitalität): it is the layer of reality which only emerges on the basis of the cultural-technological process of digitization. Building on McLuhan, he argues that we have become not only blind to the medium of digital communication, but also this new layer of reality that this technology sustains (9). Here we encounter the first key metaphor: digitality emerges from the technological layers of digitalization like the phenomenon of life emerges from physico-chemical processes (22). Like the phenomenon of life cannot be described exhaustively as a physical phenomenon, objects of digitality have irreducible causal effects. This is an interesting line of thought, and metaphysically minded readers might be interested to see how it could address questions of causal exclusion. But given the intended audience of the book, it here remains as a conceptual proposal, without a technical in-depth treatment.

The other conceptual proposal concerns the process of virtualization. The metaphor here is the development of fiat currency: Whereas bank notes and coins are tied to a physical medium for exchange, the rise of digital banking systems has virtualized money. While it still serves as a universal medium of exchange, this economic role has become functionally independent of the material basis from money developed. Similarly, Noller argues, virtual reality can be considered independently of the technological basis that realizes it, since we are only interested in its functional roles. Surprisingly, there is no reference to debates on functionalism in the philosophy of mind, where parallel arguments (and debates) would be available.

Noller uses this causal independence of virtual reality to distinguish it from fiction, simulation, and illusion. Virtual reality is not a simulation because it does not only serve as a representation of an independent part of reality, and it has causal effects on reality that are not due to its use as a representation (32). The demarcation from fiction is more difficult. Noller refers only to the causal effects that virtual reality can have on analogue reality to draw it, but it would seem that fiction can similarly feed back into the non-fictional world. Committed fans set up conventions, or more drastically, Goethe’s Sorrows of Young Werther inspired self-harming responses to unrequited love. It is not clear that a causal distinction offers all that is necessary here. But Noller’s discussion of computer games suggests how the distinction could be refined. While Noller considers computer games in single player to be fictions or simulations, they constitute a virtual reality when they become interactive and connect multiple players (42). In addition to the causal role of virtual realities, the relevant criterion seems to be also that virtual reality sustains the interaction of multiple agents.

Digitality is the domain of Noller’s investigation, and virtualization is how it achieves a level of independence from the technological infrastructure that realizes it. Noller proceeds to characterize digitality in terms of three categories. Objects of digitality are ubipresent because they can be accessed from anywhere and at any time. Agents in digitality constitute an interobjectivity, in contrast to an intersubjectivity, because artificial intelligences not only occur as tools for human agents, but as integrated into their actions and constitutive of their digital agency. Finally, digitality is transsubjective because it dissolves the distinction between creator and recipient of information.

The subject-object divided understanding of AI is instrumentalist, because it considers AIs to constitute only objects for human subjects. By focusing on augmented intelligence, a cooperative achievement of humans and machines, rather than humans as the users of machines, we lose the distinction between human and machine intelligence. Furthermore, this is supposed to also eradicate the distinction between strong and weak artificial intelligence, but this seems to be based on an idiosyncratic interpretation of that distinction (55). Instead of understanding it in terms of the generalizability of capacities, Noller ties it to a distinction between simulating and realizing human intelligence and then argues that this distinction disappears for interobjectivity.

Noller emphasizes again that we should question the distinction between subjects and objects of actions in digitality. Theorists who rely on that distinction are prone to misunderstand artificial intelligence as a tool for subjects. But since interobjectivity erases the subject-object distinction, it also undermines this conception of artificial intelligence. However, Noller himself goes on to discuss whether artificial neural networks can be ascribed capacities for knowledge and judgement.  While they have ‘determinative judgement’, they always act heteronomously (58). But the very discussion of that question seems to require conceiving of artificial intelligences as subjects after all. Noller does not say whether the limitation to heteronomy is due to legal and ethical reasons, or whether it depends on the technological state of the art. While it seems to be proposed as a limitation in principle, its only support comes from a polemic citation of Dreyfus from 1988.

Digitality is transsubjective because it changes the relations between consumers and creators of information. While an encyclopaedia clearly separates the roles of author and reader, the internet blurs this distinction. This of course glosses over the fact that for many people, the internet is structured by giant corporations. These can lock data into proprietary formats or close their APIs on a whim (see Twitter). Even explicitly open projects like Wikipedia are run by a minority. Insofar as digitality is integrated into our lifeworld, does it really appear as an invitation to contribute? This seems to be more than a description of what is the case. But Noller understands his account of digitality as ‘weakly normative’. It does not only aim to describe the digital environment and how it appears, but also to formulate a vision towards which we should work. The subsequent chapter on ethics spells this out a little further.

Noller’s proposal for an ethics of digitality is based on understanding the internet as a virtual action space (Handlungsraum). This is not a space that consists of possible actions, but a space in which they take place: the Internet, YouTube, Twitter (67f.). The ethics of digitality are governed by the ‘virtual imperative’: act such that you enlarge the virtual action space (69). While this sounds like a libertarian principle, Noller seems to have something more restricted in mind. The establishment of a ‘parallel space’ like the dark web, for example, is considered to contradict the virtual imperative (69). The only hint towards a principle for such restrictions is that parallel spaces, such as fake news networks, do not allow for a ‘coherent connection’ to the global internet. But this does not tell the reader where the expansion of the digital action space runs up against principles that limit the freedom of speech, for example, and where mere contradiction of assertion turns into incoherence. Since the virtual imperative is not intended as a libertarian or techno-anarchist answer, it is at least incomplete.

The section on ethics is followed by a brief discussion of aesthetics of digitality. This touches NFTs, generative AI and computer games, but treats these mostly through rhetorical questions. For a section on digital education, Noller has specific expertise through a longstanding experience in running hybrid seminars, starting long before the pandemic. The lessons for digital education offered here, however, remain surprisingly generic. The ‘concrete use’ (92) that hypertextuality offers to philosophy education is that the ‘giving and taking of reasons’ becomes ‘ubiquitous and independent of specific places and times’ (94). But was the giving of reasons not already decoupled from time and place through written language, or at least other means of mass communication? It is not easy to see how this characterization would help philosophy educators to leverage digital technology. On the other hand, there is surprisingly no discussion of more obvious aspects of the digitization of teaching, such as the interplay between synchronous and asynchronous modes of instruction. And for the topic that looms large at the time of (unaided) writing of this review, namely the impact of large language models like GPT4 on essay-based education, Noller’s booklet is already too old.

It follows a brief comment on digital enlightenment, where Noller understands immaturity as the use of the internet as a static repository of information or a medium of consumption (97). As expected, mature users contribute actively to the enlargement of the digital action space. The concluding chapter on anthropology runs at less than 2.5 pages. It argues that instead of seeing new technology as a threat to our sense of reality, it should be seen as another means of expressing our human freedom, but the consequences of this idea are not articulated.

As already mentioned, the book is written in a slightly idiosyncratic style. While the format is aimed at a broad audience and the philosophical arguments are not treated in technical depth, the language contains a fair amount of philosophical jargon. Throughout, there are references to classical works, mostly to Kant, but also to Aristotle, McTaggart, Leibniz, Schiller, and Wittgenstein. But these references are mostly playful, and it is not always clear how seriously some philosophical formulae should be taken—for example, when Noller claims that the internet is the ‘condition of possibility of mediality’ (65). I imagine that one group of readers will be irritated by the language of such claims, and a very different group will be surprised by how little follows them. Kantian vocabulary and aphorisms like ‘data based intuitions without algorithmic concepts are blind, algorithmic concepts without data based intuition are empty’ (48) create anticipations of something important, but then remain aside remarks. The question is whether there is an audience in the middle, who is keen to have the philosophical references, but happy to stay at the general level of discussion.

The booklet bears the subtitle On the philosophy of the digital lifeworld, and sometimes speaks of the priority of a phenomenological description of digitality, in lieu of discussing its technological basis. But the philosophical approach is not placed in a phenomenological context. The concept of lifeworld is not further specified, and phenomenological and postphenomenological debates of the concept and role of technology play no role, which might disappoint some readers of this journal. Lastly, there are two minor irritations that could have been avoided editorially: a quotation from Engelbart lost all punctuation and thereby becomes unreadable (52), and the word ‘interaction’ has a recurring typo (90, 93), which can be mistaken for a neologism.

Noller’s booklet is strongest in the conceptual clarification of digitality and virtualization. Here he argues on the basis of two clear metaphors to establish digitality as a domain of philosophical, and not just technological research. Whether the two metaphors can sustain the philosophical roles that Noller assigns them is worth further investigation. The later parts of the book remain comparatively generic. As it is such a compact book, it might be most useful to whet one’s appetite for new questions and perhaps as an antidote for readers who are used to a very technical approach to its subject matter. The book also offers a good starting point to motivate a philosophical treatment that focuses more on the description of our everyday digital lives than on what sustains them technologically. But there remains room for phenomenologists to carry out such a description, and to do so not in large notes, but ‘in small change’.

Cynthia D. Coe (Ed.): The Palgrave Handbook of German Idealism and Phenomenology

The Palgrave Handbook of German Idealism and Phenomenology Book Cover The Palgrave Handbook of German Idealism and Phenomenology
Cynthia D. Coe (Ed.)
Palgrave Macmillan Cham
2021
Hardback 49,00 €
XVII, 590

Reviewed by: Luz Ascárate (University Paris 1 Panthéon-Sorbonne)

In response of the increasingly overwhelming interest of today’s scholars in various forms of naturalism and realism, Cynthia D. Coe offers us a look at the opposite side of philosophy, that inhabited by German idealism and phenomenology. Theses traditions, as the editor states, “jointly provide a counterpoint to the veneration of a materialist worldview and empirical methods of investigating reality that have dominated not only the natural and social sciences but also analytic philosophy” (p. 1). We believe that it is important to make this counterpart since, in the face of these tendencies, the Husserlian phenomenological project of saving man from being treated as a fact (Husserl, 1979) cannot be more relevant today: there are indeed still reasons to defend human freedom in terms of an irreducibility of the humanity or the spirit to the material conditions of scientific and technological progress. Unfortunately, the defence of this irreducibility in both German idealism and phenomenology have been widely misunderstood, in the sense that these traditions are accused of flat intellectualism and forgetfulness of reality, to say nothing about the supposed obscurity of the language and theories of their exponents, who have certainly preferred theoretical rigour to clearness of expression.

Now, with respect to the links immanent to the development of the studies of these traditions, much has been said about the influence of thinkers such as Kant, Hegel, Schelling or Fichte on the phenomenological proposals of Husserl (Steinbock, 2017, chapter 4), Heidegger (Slama, 2021), Fink (Lazzari, 2009) or Merleau-Ponty (Matherne, 2016), among others. However, this collective work offers us a vision of phenomenology either as a reappropriation, overcoming or continuation of the project of German idealism. Therein lies its importance. According to Cynthia D. Coe there would thus be a continuity to be emphasised between the preoccupation with consciousness in German idealism and the phenomenological preoccupation with first-person lived experience. This continuity is reviewed by the contributors to this book on different thematic fronts which articulate the 6 parts of this book: subjectivity, intersubjectivity and the other, ethics and aesthetics, time and history, ontology and epistemology, hermeneutics.

Throughout the contributions in these parts, we can identify the influence of German idealist thinkers on Husserl and on the phenomenological tradition in general. In addition, some contributors choose to point out the problems of interpretation of either Husserl or other phenomenologists with respect to the most representative texts of German idealism. In other contributions, the influence of the German idealist project on the conception of the phenomenological project can be seen. Finally, it can also be observed that the very definition of phenomenology for some representatives of this movement owes as much to Husserl as to German idealism. There remains, however, an interpretative line to be explored: in what sense phenomenology has been important not only for the reception of German idealism, but also for current studies of this tradition, contributing themes, angles, or interpretative nuances that the specialists of German idealist thinkers may not follow, but with which they discusse and dialogue. Although the importance of phenomenology for current studies in German idealism is a fact that we can ascertain (see for exemple Schnell, 2009), no author of this book cares to make this explicit. The directionality that the dialogue between these traditions thus takes is to start from German idealism to see its influence on phenomenology and to return to German idealism only if there is an error of interpretation to be criticised with respect to a specific problem. But let’s take a closer look at the content of the contributions in this book.

We would say that the concern with the concept of subjectivity can itself characterise both the idealist tradition and the phenomenological tradition. The contributions in the first part of this book are devoted to this common concern. Dermot Moran, in his paper entitled “Husserl’s Idealism Revisited” (pp. 15-40), drawing on Husserl’s understanding of the intentionality of consciousness, reveals that the place given to consciousness leads him to affirm a new kind of transcendental idealism. Husserl’s idealism, akin but not comparable to that of German idealism, gives intersubjectivity a fundamental character. But if Moran focuses exclusively on Husserl’s thought, the two following contributions in this part explore more closely the relationship between Husserlian phenomenology and German idealism.

Claudia Serban’s contribution (pp. 41-62) discusses the relation between the transcendental I and empirical subjectivity in both Kant and Husserl, differentiating their conceptions. The transcendental perspective is positioned here, in both authors, against the psychological and anthropological perspective regarding the concept of the inner man. First of all, the author opposes Husserl’s and Kant’s perspectives on internal and external experience within the horizon of the purely psychological perspective. Serban insists on defending Kant against some of Husserl’s criticisms. This opens the way to the Kantian distinction between the inner man and the outter man that appears in the context of his anthropology. Anthropology will try to be brought closer, by Husserl, to transcendental phenomenology. The paper thus shows how Husserl and Kant converge in the continuation of the transcendental perspective in an anthropology.

Federico Ferraguto, in his chapter (pp. 63-83), explores the relationship between Fichte and Husserl. Ferraguto begins with a reconstruction of Fichte’s influence on Husserl, and then points out the role of the self in the constitution of knowledge and thus in the conception of philosophy as a rigorous science for both authors. While it is clear that subjectivity is a fundamental theme of Husserlian thought, it is also present in other representatives of phenomenology. In this sense, even with regard to subjectivity, the last two contributions of this part follow closely the relationship between Gabriel Marcel, Jean-Paul Sartre and German idealism.

The article “Bodies, Authenticity, and Marcelian Problematicity” (pp. 85-106) by Jill Hernandez explores the influence of German idealism on Marcel’s thought, specifically with regard to the existentialist concept of incarnation and the ethical perspective of a life lived, by the self, in an intersubjective communion. This first part ends with Sorin Baiasu’s contribution (pp. 107-128), in which Sartre’s concept of freedom is established through dialogue and opposition with the Kantian perspective of freedom. Baiasu shows that the differences between the conceptions of these authors should not be understood, as is usually believed, as if the Sartrian view of freedom were an implausible radicalisation of the Kantian proposal.

The second part of this book deals with a perspective that is already present, albeit in the background, in the first part. It is about the importance, given by phenomenology, to intersubjectivity and the other. This importance leads us to the communicating vessels that phenomenology makes possible with social philosophy. The whole complexity here lies in identifying the influence that German idealism may have had on this phenomenological area of study. In some cases phenomenology will radicalise the perspective of German idealism in order to integrate the fundamental role of intersubjectivity, in other cases, the strategy will be to elaborate a critique of the tradition of German idealism against and its treatment of social problems, which will allow phenomenology to show itself as overcoming this tradition in response to these issues.

In his chapter (pp.  131-152), Jan Strassheim thus devotes himself to revealing the influence of the Kantian transcendental perspective on Alfred Schutz’s anthropology of transcendence, passing through Husserl’s critique of Kant’s anthropological theory. Strassheim shows that Schutz will insert intersubjectivity into his anthropological perspective inherited from Kant.  First, the author shows in what sense Schutz’s anthropology has a phenomenological basis. Next, a difference is established between Kant’s and Schutz’s perspectives on transcendence. For the latter, transcendence will not be that which persists beyond all possible human experience, but rather transcendence “is a category for various ways in which human finitude appears within experience” (p. 137). Transcendence will also be understood on the basis of the concept of meaning and the concept of types, which will allow him to enlarge the Kantian categorical perspective. Intersubjectivity will be inserted here in order to understand the formation of the self.

In the article entitled “Moving Beyond Hegel: The Paradox of Immanent Freedom in Simone de Beauvoir’s Philosophy” (pp. 153-172), Shannon M. Mussett reveals the influence of Hegel’s Phenomenology of Spirit on Beauvoir’s conception of freedom as expressed in situations of oppression. Mussett argues that Beauvoir’s perspective is able to surpass the historical optimism of Hegelian dialectics by showing how immanent expressions of freedom can remain even in situations of oppression but in empty, abstract and ineffective behaviour. The paper begins by articulating the Hegelian notion of negative freedom by giving special attention to the dialectic of master and slave, which is for Beauvoir an instantiation of the optimism of the Hegelian system. Indeed, despite conditions of domination, the subject can, for Hegel, progress. Next, the author shows the ineffective forms of freedom according to Beauvoir, who not only radicalises the Hegelian perspective of freedom, but is capable of denouncing situations of oppression that only express themselves in empty social behaviour.

The last contribution in this part is that of Azzedine Haddour (pp. 173-199), who situates the dialogue between phenomenology and German idealism in the field of decolonial theory, also devotes special attention to the Hegelian dialectic of master and slave. However, this contribution focuses less on the notion of freedom implied in this dialectic than on the extra-philosophical conditions that make Hegel understand the issue of slavery in a particular way. Thus, the author of this chapter first analyses the position of the Hegelian dialectic vis-à-vis historical narratives that are read, by the system, in a teleological way, thus justifying slavery and infantilising people of colour. The Hegelian system is said to be founded on binary oppositions “premised on a Eurocentric and racialized view of the world” (p. 176). Haddour then draws a comparison between the Hegelian conception of slavery and Frantz Fanon’s decolonial theory. For Fanon, the fact that the world of the spirit is governed by rationality and that freedom is not one of its properties shows Hegel’s Eurocentrism. The Hegelian dialectic is dismantled then, in this paper, as counterintuitive.

If the second part of the book introduced social perspectives in the dialogue between phenomenology and German idealism, the third part of the book will deal with a central theme in order to clarify the deep constitution of the social: the theme of value, from an ethical and aesthetic perspective. David Batho’s contribution, entitled “Guidance for Mortals: Heidegger on Norms” (pp. 203-232), deals with the relationship between Heidegger and Hegel with regard to the normative constitution of the social. Batho argues with Robert Pippin, Steven Crowell and John McDowell, and defends that Heidegger’s concept of death as self-awareness of mortality is a necessary condition for grounding action in norms, which shows that Heidegger accounts for the self-legislation of agents as much as Hegel does.

Takashi Yoshikawa (pp. 233-255) focuses on Husserl’s Kaizo articles in order to point out the contribution of transcendental idealism to moral philosophy. Yoshikawa shows the influence of Kant and Fichte on the Husserlian idea of practical reason. In fact, Kaizo‘s ethical perspective shows, according to Yoshikawa, that as in German idealism, Husserl does not reduce reality to subjectivity. Rather, the transcendental idealism of Kant, Fichte and Husserl is not incompatible with empirical realism if we argue that the world exists independently of us. In fact, Kaizo‘s ethical perspective shows, according to Yoshikawa, that as in German idealism, Husserl does not reduce reality to subjectivity. Rather, the transcendental idealism of Kant, Fichte and Husserl is not incompatible with empirical realism if we argue that the world exists independently of us. In ethical terms, this translates into the defence of the virtue of modesty in the face of the incompleteness of our perception and the dependence of our action on the surrounding world.

María-Luz Pintos-Peñaranda discusses, in her chapter intitled “The Blindness of Kantian Idealism Regarding Non-Human Animals and Its Overcoming by Husserlian Phenomenology” (pp. 257-278), the issue of non-human animals. This subject, which would be indifferent to Kantian idealism, can be understood within Husserlian phenomenology. In this sense, the latter represents a real improvement of the idealist perspective. Pintos-Peñaranda first concentrates on Husserlian critique of Kant’s naturalistic logic, and then unveils the affinity of the concept of transcendental consciousness with non-human animals. Insofar as this concept is constituted on the basis of a pre-reflexive understanding that precedes it, animality occupies an important place in the unveiling of the origin of consciousness. Important implications of this are to be found in the phenomenological understanding of will, lived space and the capacity for spatialisation.

The contribution of Íngrid Vendrell Ferran, “Aesthetic Desinterestedness and the Critique of Sentimentalism” (pp. 301-322), explores the relationship between the Kantian tradition of aesthetics and the phenomenological perspectives of Moritz Geiger and José Ortega y Gasset. The absence of interest with which Kant characterises judgements of taste by emphasising the form of the work of art to the detriment of the content is here opposed to sentimentalism as a defect in aesthetic appreciation. Geiger and Ortega y Gasset are equally opposed to sentimentalism in aesthetics following Kant, but the former emphasises aesthetic value while the latter emphasises the formalism of aesthetics.

The fourth part of this book touches on a fundamental theme for both phenomenology and German idealism. This is the one concerning temporality and historicity, which implies going through the concept of memory. Some of the authors in this part argue for a convergence of perspectives between phenomenology and German idealism, while others oppose them, and still others dispute the erroneous readings of German idealism by representants of phenomenology.

Thus, Jason M. Wirth’s contribution (pp. 325-341) brings Schelling and Rosenzweig into dialogue with regard to the time of redemption. On the basis of a cross-reading between the two philosophers, Wirth argues that idealism is redeemed when truth is located between philosophy and theology, between the side of the intellect and that of revelation. In this sense, what is eternal is realised within the concrete completeness of time. Markus Gabriel, in his chapter entitled “Heidegger on Hegel on Time” (pp. 343-359), first reconstructs the reading of Hegel in Being and Time, and then answers it on the basis of a reading of the Hegelian texts. Finally, he criticises Heidegger’s existentialist perspective on temporality. Gabriel argues that Heidegger does not attend to the methodological architecture of the Hegelian philosophical system because he assumes that this system is a historicised form of ontotheology, which is totally inaccurate. In fact, the Heideggerian reflection on time in general fails with respect to the relation between nature and history.

In her paper, Elisa Magrì (pp. 361-383) explores the relationship between Hegel and Merleau-Ponty with regard to sedimentation, memory and the self. Firstly, sedimentation is understood, in Merleau-Ponty’s thinking, as inseparable from the institution as a process of donation of meaning. Magrì interprets this understanding as a revised version of Hegelianism. Hegel’s concept of absolute knowledge is comprehended here as a process of sedimentation that implies a process of institution. The Hegelian concept of absolute knowledge is finally related to a kind of ethical memory that reactivates potential new beginnings in history and society as a form of critique. This contribution closes by pointing out the ethical value of memory for contemporary debate. On the basis of Merleau-Ponty’s and Hegel’s thought, we can understand memory, according to Magrì, as the constant institution of the self, and not as its neutralisation. Memory thus helps to avoid repeating mistakes and to germinate a new dimension for collective reflection and action.

Zachary Davis focuses his contribution (pp. 385-403) to Max Scheler’s idea of history and shows how it has been influenced by German idealism. Davis explores the different periods of Scheler’s thought. The first period, strongly phenomenological, is marked by discussions with the Munich circle and their views on history. In this period, Scheler shares with Hegel the belief that there is an idea in history which develops in the life of culture. However, Scheler criticises the Hegelian perspective that would see history solely as the realisation of the spirit and historical progress as the realisation of absolute knowledge. Historical progress is seen by Scheler as the socialisation of material conditions and the individualisation of spiritual values. Scheler opposes Hegel’s impersonal view to a personalistic view of the spirit. In the last, anthropologically oriented period of his philosophy, Scheler refers to Schelling’s thought. Contrary to Schelling’s internalist view, Scheler argues that there are external material conditions for the realisation of history.

The fifth part of this book unveils the ontological and epistemological discussions that phenomenology entertains with German idealism. The latter appears, in these phenomenological perspectives, sometimes as a presence, sometimes as something to be overcome, sometimes as a persistence. The contributions gathered here focus exclusively on the non-Husserlian approaches of phenomenology. Thus, Mette Lebech, in her article entitled “The Presence of Kant in Stein” (pp. 407-428), focuses on the questions of idealism and faith in Edith Stein and how these relate to Kant’s influence on her phenomenological approach. Lebech articulates Stein’s engagement with Kant through Kant’s influence on Reinach and Husserl. This allows him to elaborate an idea of phenomenology as an extension of the Kantian understanding of the a priori and to oppose Husserl whom he labels a metaphysical idealist. Finally, Lebech argues that Kant signifies, in Stein, the beginning of a philosophical thought that can be articulated with faith. For his part, M. Jorge de Carvalho (pp. 429-455) makes us reflect on Heidegger’s interpretation of Fichte’s three principles. These principles will be understood here in an existentialist key with regard to the question of finitude. For Heidegger, Fichte’s preoccupation with constructing a system of knowledge prevents him from exploring the temporal and existential problems of Dasein analysis.

Jon Stewart (pp. 457-480) explores the relationship between the phenomenological method in Hegel and the later movement of phenomenology. Although it is known that Hegel and Husserl do not share the same concept of phenomenology, according to Stewart, some of the post-Husserlian phenomenologists know Hegel well. The question this article attempts to answer is therefore whether they attempt to approach the Hegelian sense of phenomenology. The article begins by showing the meaning of phenomenology for Hegel and then sets out the Husserlian critique of Hegel, before pointing out Hegel’s influence on French phenomenology, specifically on Sartre and Merleau-Ponty. Stewart concludes that while there are differences between the latter’s and Hegel’s sense of phenomenology, we find in the phenomenology of Sartre and Merleau-Ponty a clear Hegelian influence because of the importance they gave to Hegelian thinking, unlike Husserl.

The paper by Stephen H. Watson, entitled “On the Mutations of the Concept: Phenomenology, Conceptual Change, and the Persistence of Hegel in Merleau-Ponty’s Thought” (pp. 481-507) somewhat extends the reflections of the previous chapter. Taking as evidence the Hegelian influence on Hegel’s thought, Watson identifies the ideas of Hegel, both systematic and metaphysical, that Merleau-Ponty draws on to elaborate his theory of behaviour and perception in his early thought. We then participate in the resolution of some paradoxes that, in the period of Merleau-Ponty’s expression of thought, appear regarding the relation between system and subjectivity. Finally, Watson shows the influence of Schelling and Hegel on Merleau-Ponty’s last period in which a new ontology is formulated.

Interpretation being one of the fundamental themes of the phenomenological movement, which has made possible the formation of a hermeneutic variant of phenomenology, a final part of this book seeks to identify the influences of German idealism for the proposals of three exponents of this variant: Heidegger, Gadamer and Ricoeur. However, this part of the book escapes the question of whether there would be a real continuity between the phenomenological project and the hermeneutic project, and whether hermeneutics would not have its own origin in the philological sciences and in the interpretation of sacred texts, disciplines that precede the birth of phenomenology. In any case, the question at issue here is whether the hermeneutics that takes place within the phenomenological movement has been influenced by German idealism.

Frank Schalow thus focuses, in his chapter (pp. 511-528), on the importance of Kantian transcendental philosophy for Heidegger’s hermeneutics, which would be a radicalisation of certain Kantian theses, specifically with regard to the power of the imagination. The chapter begins by showing the relationship between the cognitive sense of imagination in Kant and its linguistic and temporal sense. Schalow then shows how Heidegger deconstructs the rationalist tradition of German idealism with his reinterpretation of the Kantian imagination and extends his critical view of Kantian metaphysics to the realm of ethics. Besides, Heidegger’s reading of Kant allows him to distinguish himself from German idealism, in terms of the dialectical method, the metaphysical implications and the place of language in all this. It is here that Heidegger’s hermeneutics finds its specificity, in terms of a deconstructive imagination in which language plays an essential role, as opposed to the systematising rationality of German idealism. Particular attention is given here to Kant’s influence on Heidegger’s aesthetic theory, which also allows him to return to a particular exponent of German idealism, Hörderlin, in order to rediscover the confluence between poetry and truth.

Theodore George’s paper entitled “Gadamer, German Idealism, and the Hermeneutic Turn in Phenomenology” (pp. 529-545) concentrates on the fundamental hermeneutic concepts of facticity, history and language. In contrast to Husserl and Heidegger, Gadamer considers that in Hegel and German idealism we find philosophical perspectives that can be integrated into his hermeneutics, although in order to do so we would have to break with a neo-Kantian reading of this tradition. The author first locates the place of the hermeneutic turn of phenomenology in Gadamer’s thought. Like many students of his generation, Gadamer, according to George, found in both existentialism and phenomenology an alternative way to escape Neo-Kantianism. Later, he was strongly influenced by “Heidegger’s hermeneutical intervention against Husserl’s phenomenology” (p. 534). But if Gadamerian hermeneutics certainly begins with a critique of the inherited forms of consciousness that we receive from German idealism and the Romantic tradition as forms of alienation, we find in it, paradoxically, a positive reception of Hegel. Hegel allows Gadamer to articulate the role of history and language in the hermeneutics of facticity.

Robert Piercey’s contribution shows that Ricoeur’s relation to Hegel is paradoxical since we find different versions of Hegel in Ricoeurian thought. Hegel appears here in methodological, ontological and metaphilosophical form. In fact, the author argues that renouncing Hegel, for Ricoeur, does not mean renouncing dialectical thought altogether or renouncing all Hegelian ontological tendencies. On the contrary, it is a matter of avoiding only unrealistic promises that dialectical thought believes it can keep. It is therefore a critique of a particular metaphilosophy. Although Ricoeur criticises Hegelianism, Hegel is an important philosophical source for his hermeneutical thinking.

The book concludes with a reflection by Cynthia D. Coe (pp. 547-575) that attempts to situate the different historical contexts of German idealism, on the one hand, and phenomenology, on the other, showing that both traditions still have much to offer for the current historical context that is ours. From enviromental ethics to the relationship between life and technology, the sense of humanity and its relationship to the world that we forge through the study of these traditions still has much to offer. We can only invite those interested in these traditions, but also those interested in the various philosophical disciplines, to immerse themselves in the timeless and fruitful dialogue that this book establishes, by many voices, between phenomenology and German idealism.

References

Husserl, Edmund. (1970). Crisis of European Sciences and Transcendental Phenomenology: An Introduction to Phenomenological Philosophy, David Carr (trans.), Evanston: Northwestern University Press.

Lazzari, Riccardo. (2009). Eugen Fink e le interpretazioni fenomenologiche di Kant, Milan: Franco Angeli.

Matherne, Samantha (2016). “Kantian Themes in Merleau-Ponty’s Theory of Perception”, Archiv für Geschichte der Philosophie 98 (2):193-230.

Slama, Paul. (2021). Phénoménologie transcendantale. Figures du transcendantal de Kant à Heidegger, Cham: Springer, coll. “Phaenomenologica”, vol. 232.

Schnell, Alexander. (2009). Réflexion et spéculation. L’idéalisme transcendantal chez Fichte et Schelling, Grenoble: J. Millon, coll. “Krisis”.

Steinbock, Anthony. (2017). Limit-Phenomena and Phenomenology in Husserl, Lanham: Rowman & Littlefield International Ltd.

Luz Ascarate: Imaginer selon Paul Ricœur

Imaginer selon Paul Ricœur: La phénoménologie à la rencontre de l’ontologie sociale Book Cover Imaginer selon Paul Ricœur: La phénoménologie à la rencontre de l’ontologie sociale
Le Bel Aujourd'hui
Luz Ascarate
Hermann
2022
Paperback 28,00 €
282

Reviewed by: Sergej Seitz (University of Vienna)

Luz Ascarate’s dissertation Imaginer selon Paul Ricœur is a thorough study of Ricœur’s philosophy of imagination. It will be well received by at least three groups of readers. (1) Ricœur scholars will find in Ascarate’s book a novel interpretation of Ricœur’s philosophical oeuvre. Not only propounding yet another reconstruction of Ricoeur’s take on imagination (Kearney 1988; Taylor 2006), Ascarate’s account presents imagination as the key concept of his thought, structuring both his early phenomenological writings and his later hermeneutic and social-ontological reflections. (2) Phenomenologists will be drawn to the way the book retraces Ricœur’s explication of the pivotal role of imagination in phenomenological methodology. While in Husserl imagination remains by and large an operative concept,[1] Ricœur is the first to highlight the crucial “place of imagination in the philosophical method of foundation” (Ascarate 2022, 15), as Ascarate shows.[2] (3) Social and political philosophers, finally, will be interested in Ascarate’s reconstruction of how Ricœur’s phenomenology of imagination may inform the critical analysis of (ideological and utopian) social imaginaries, thus launching a dialogue between phenomenology and critical theory.

Combining these three points of intervention, Ascarate’s general aim is to sketch, with Ricœur, the contours of a post-foundationalist social ontology that unveils both the constitutive and the subversive functions of imagination at the heart of social relations. Crucially, this endeavor is not framed as a timeless philosophical reflection but as a response to contemporary social challenges. In view of a new foundational crisis—similar to the one Husserl takes as his point of departure in his Krisis book—Ascarate holds that it is high time to resuscitate imagination as a radical social and political force. Reclaiming imagination and the imaginary as the primary resources of our (inter)subjective self-understanding is necessary to counter neoliberal reification and the infamous ideological belief that “there is no alternative.”

As Olivier Abel notes in his favorable preface, Ricœur is indeed a promising interlocutor in this regard. On the one hand, Ricœur recognizes the “emancipatory potential” of imagination and its ability to “enlarge the sense of the real” (8) by disclosing hidden possibilities. On the other hand, he does not fall prey to the idea of an imaginary “creatio ex nihilo” (Castoriadis 1975; Papadimitropoulos 2015) that reproduces the metaphysical illusion of the imagining subject as an absolute, autonomous origin.[3] Following Ricœur, Ascarate stresses the productive power of imagination while at the same time recognizing the responsive condition of a human subject that never intervenes “out of nothing,” but inevitably acts within an already constituted socio-historical world.[4]

The book is divided into two parts. In the first part, Ascarate reconstructs Ricoeur’s phenomenology of imagination in a roughly chronological manner, starting with (1) his “Husserlian heritage” and his early phenomenology of the will before proceeding to (2) the role of imagination in his hermeutics of symbols and to (3) his later reflections on ontology and anthropology. The second part deals with the import of Ricoeur’s thinking of imagination for social ontology. Here, Ascarate begins by (4) sketching the contemporary discourse in critical theory and post-foundationalist social philosophy before (5) outlining a phenomenology of utopias. In what follows, I trace the main steps in Ascarate’s argument before pointing out some problems and indicating how, in my view, critical reflection should proceed.

Ascarate does not confine herself to Ricœur’s published works but also takes into account his lecture courses (such as the important, yet still unpublished, Lectures on Imagination held in Chicago in 1976)[5] as well as his translator’s notes on the early translation of Husserl’s Ideen I (Husserl 1950) done during the war. Right from the beginning, Ricœur construes imagination as the philosophical faculty par excellence. As Ascarate makes clear, we find the conviction that doing philosophy would not be possible without the imaginary suspension of factual reality already in his early work. Even more than that, according to Ricoeur, phenomenology as a method is not feasible without the faculty of imagination. What Husserl calls epoché, the bracketing of our natural attitude toward the world, requires the ability to neutralize the grip of reality. In this sense, “imagination can appear as the foundation of phenomenology” (41). It is precisely this neutralizing function of imagination that Ascarate focuses on throughout her book. Phenomenological research involves neutralizing or suspending reality—not in the sense of denying it, but in terms of disclosing the contingency of its factual conditions. In this vein, Ascarate also speaks of the “suspending function of imagination” (76).

Imagination is not, however, confined to facilitating the epoché. As Ascarate emphasizes, Ricœur also shows that and how the eidetic reduction requires imagination. The intentional varying of an object’s characteristics that is at the heart of this methodological device of classical phenomenology would be impossible without the faculty of imagination. In this way, imagination surpasses perception. While perception (Wahrnehmung) always involves ‘value-ception’ (Wertnehmung), as Scheler points out (Scheler 1980, 205), it remains bound to the order of facts—to the specific way, that is, in which objects are empirically organized in the world. In the eidetic reduction, by contrast, imagination “deterritorializes our perception” and “breaks the order of facts” (47) that perception reveals. In short, where perception only registers facts (the given empirical reality), imagination penetrates the realm of essences.

Imagination thus plays a double role in phenomenological methodology. On the one hand, it is what suspends the firmness of empirical reality under the epoché: “Ricœur appropriates Husserl’s conviction to break the kingdom of the empirical law by force of the liberty of imagination in order to access the field of the possible” (69). On the other hand, imagination makes possible the eidetic reduction by allowing us to transcend the contingent world of facts and push through to the world of essences. Writing about the “illustrative function of imagination,” Ricœur claims that “fiction is the true revealer of essence” (Ricoeur, in Husserl 1950, 24). It discloses precisely what cannot be otherwise: “imagination … reveals, by way of free variation, the true resistance of essence and its non-contingency” (Ricoeur, in Husserl 1950, 223).

Turning to Ascarate’s presentation of the role of imagination within Ricœur’s own philosophy of the will, imagination functions as the precondition of decision and action. Imagination presents possibilities for intervention, thus directing our will toward the future. There is no genuine decision without imagination. At the same time, imagination can render us passive and lure us away from action whenever the “charm of an unreal” prompts “an escape from reality” (80). That is to say, even as imagination is oriented toward the absent, the other, and the beyond, it needs to remain bound to the present and the conditions of reality, at least to some extent.

This, Ascarate suggests, becomes especially clear in Ricœur’s thinking about evil and human fallibility in Fallible Man (Ricœur 1986). To understand the human condition of moral fallibility, Ricœur argues, we must first come up with a notion of innocence. For without a preliminary and counterfactual understanding of innocence, some inclination or other could not even be identified as evil (see also Ascárate 2021). Because we are never truly innocent, however, we cannot perceive innocence in its purity. Again, imagination has to step in, furnishing an “imagination of innocence” (112). This imagination of innocence displays our own innocence as a (forever unrealized) possibility. This is not some Hegelian daydream in which I imagine myself as beautiful soul with a clean moral sheet. As Ricœur emphasizes, “this imagination is not a fanciful dream; it is an ‘imaginative variation’, to use a Husserlian term, which manifests the essence by breaking the prestige of the fact. In imagining another state of affairs …, I perceive the possible, and in the possible, the essential.” (Ricœur 1986, 112) Thus, the imagination of innocence discloses not so much a random possibility among others as my essential humanity, while at the same time always running the risk of regressing into self-righteous reverie.

Indeed, every philosophical discourse is to some degree a walk on a tightrope on the edge of deceptive imagination. As evidenced by his reflections on symbols and symbolism, Ricœur is well aware of this. The fact that all thought takes place within a specific language and within a specific symbolism and imaginary does not mean that the philosopher has to renounce the idea of beginning anew. However, there is no beginning anew without some presuppositions. Thinking in and with symbols is what gives our thoughts content, but at the same time symbolism “introduces radical contingency” (Ricoeur 2004, 399) into our discourse. Ascarate argues that “the symbol is the eidos from the point of view of its contingency, an eidos from the point of view of its imaginary foundation that cannot be fully explicated” (134). Acknowledging the imaginary foundation of essence in this way leads to the surprising conclusion that essence is not simply discovered but always to some degree invented. In this context, Ascarate cites the Lectures on Imagination, where “Ricœur argues … that the imaginary variations take on a productive and creative function, for instead of verifying a concept they create new concepts” (167). As it turns out, the eidetic reduction is, to speak with Kant, not so much a kind of reproductive imagination as a kind of productive imagination.

Indeed, as Ascarate’s study makes clear, concerning the classical distinction between reproductive and productive imagination, Ricœur proves to be a fierce advocate of the latter. Apparently, one of his most elaborate pleas for productive imagination is to be found in the soon-to-be-published Lectures on Imagination. Here, Ricœur argues that it is only in productive imagination that we get an unobstructed view of the phenomenon of imagination. For as long as it is conceived in terms of reproduction, imagination is held captive by perception, making the former but a second-rate compensation for, or maidservant of, the latter. (Ascarate mentions that Ricœur accuses Sartre and Ryle of reducing imagination to this reproductive role.) Productive imagination, by contrast, roams freely, evading the suffocating grip of perception.

To see imagination in all its productivity, it is necessary, Ricœur argues, to cut the cord tying it to the image. Conceiving of imagination in terms of an image (an image-portrait, a depiction of something that already exists) inevitably leads to neglecting imagination’s creative powers. While reproductive imagination is associated with this notion of an image-portrait, productive imagination, as Ricœur understands it, ought to be thought of in terms of fiction. Productive imagination has the power to “open our mind to new perspectives on the real” (165). This again foreshadows the emancipatory function of utopian narratives: “productive imagination has an ontological force,” Ascarate writes, “that consists in enlarging and producing new visions of the world and new ways of seeing things. Thus, it can change our way of being in the world” (166). In renouncing the pictorial function of image-portraits, productive imagination is thus closer to language than to the visual realm. As Ascarate shows, Ricœur gains this insight from Gaston Bachelard and his phenomenology of poetic imagination (Bachelard 1983). True poetry, as in the case of the living metaphor, constitutes an event in the most radical sense: the birth of new meaning (Ricœur 2003; see also Seitz and Posselt 2017; Flatscher and Seitz 2023). Metaphor is in this sense language in statu nascendi: “According to Ricœur, Bachelard makes a decisive step … by understanding the new as an event born in language and through it.” (169) Bachelard’s conception of poetic imagination supports the “hypothesis of another life” (169).

However, as Ascarate makes clear, Ricœur does not stop here but in fact goes beyond Bachelard, arguing that productive imagination is not restricted to poetic metaphors. Far from being confined to art, productive imagination is at work even in scientific discourse. In Ricœur’s view, scientific models are the result of productive imagination, too; what science comes up with is not merely a picture of the real. In poetry as well as in science, “imagining does not consist in making appear what is absent from perception, but rather in edifying an autonomous sense.” (Foessel 2014, 245) This interest in the possibility of the new, Ascarate notes, is what unites Kant’s, Husserl’s, and Ricœur’s reflections on imagination. (One could also add Arendt to the list, who locates productive imagination at the heart of political judgment, referring to Kant’s notion of enlarged mentality [erweiterte Denkungsart], see Arendt 1992; Zerilli 2016).

Against this background, Ascarate seeks to draw from her reconstruction of Ricœur’s thinking of productive imagination both ontological and anthropological consequences. On the ontological level, Ascarate sketches how Ricœur’s take on imagination may engender a new ontology, an “ontology of the possible (175) or an “ontology of hyperreality” (30). The concept of hyperreality, although rather underdeveloped throughout the book, points to a conception of reality that does not limit the real to what is factually given but includes the possible. The possible, then, is not a separate sphere neatly cut off from the real but forms an intrinsic part of reality. On the anthropological level, (productive) imagination is framed as a uniquely human faculty. In Ascarate’s words, “the human being is the one who imagines; or the human being is the one who creates new possibilities from the real” (181). In this sense, the “productive function of imagination” (187) is what makes the essence of the human being.

It is here that the therapeutic import of Ricœur’s philosophy of imagination comes in. Productive imagination, Ascarate hopes, may enables us to respond to the present “crisis of sense” (146). Philosophy must combat the hegemony of instrumental rationality in which reason has lost its emancipatory force. Resuscitating this force requires that we draw on human creative power as “the experience of a human being to suspend the given world and access the possible” (189). Imaginative creativity should then help us reacquaint ourselves with the possibility of bringing about new ways of living together, new social foundations, and new ways of forging the social bond. Ascarate even trusts the “phenomenology of fiction” to assume the role of “a first philosophy for times of crisis: it would be a thinking that searches for foundations in an epoch that has lost them; an opening toward new ways of thinking” (191).

To explicate the critical and social-ontological implications of Ricœur’s philosophy of imagination, Ascarate draws primarily on his Lectures on Ideology and Utopia (Ricoeur 1986). Her goal is to show the relevance of Ricœur’s conception of imagination for critical theory and post-foundational social philosophy. Ricœur’s phenomenological account of ideology and utopia could, Ascarate argues, open up a new perspective on the critique of ideology, thus bringing into dialogue phenomenology and the Frankfurt school.[6]

In his analysis of the relation between ideology and utopia, Ricœur makes use of Karl Mannheim’s Ideologie und Utopie (Mannheim 2015). As Ascarate shows, Ricœur twines the phenomenological, hermeneutic, and anthropological strands of his thought together to give an account of the social and political imaginary in its various guises. Ricœur starts off by reformulating Mannheim’s distinction between ideology and utopia in Kantian terms: “utopia is the fiction of productive imagination and ideology is reproductive social imagination” (213). From a phenomenological perspective, then, utopia is a function of productive imagination. What is more, Ricœur explicitly associates utopia with Husserl’s idea of eidetic reduction. Utopia “is close to the imaginary variations around an essence as proposed by Husserl” (Ricoeur 1986, 36). (Which begs the question, of course, whether the assumption of an authentic essence runs the risk of blunting utopia’s critical edge.)

Ascarate also emphasizes that Ricœur does not simply pit utopia against ideology. Rather, he argues that both ideology and utopia have “constitutive as well as pathological dimensions” (214). Ideology’s constitutive function is social integration. It generates a sense of affiliation and belonging. In contrast to classical Marxian approaches, Ricœur renounces the idea of ideology as mere distortion of reality. As a form of social and political imagination, ideology does not primarily disguise material conditions but is constitutive of social cohesion. Utopia, for its part, can assume a pathological modality once it regresses into mere denial: “utopia is effectively pathological whenever it presents itself as a flight from reality” (253), causing us to lose ourselves in the passivity of fascination or reverie. Instead of dissolving reality, utopia has to reveal reality in a different way by providing an imaginary exterior standpoint. As Ascarate writes, “when utopia’s exterritoriality is turned toward reality, its constitutive, creative, and critical force is unleashed” (256).

Here, Ricœur distances his phenomenological account of ideology and utopia from Mannheim’s. Mannheim is concerned about the ways in which ideology and utopia attack the status of social facts. While ideology reifies facts, displaying them as unchanging, naturally given entities, utopia fails to recognize the binding character of facts, presenting them as arbitrarily changeable (Mannheim 2015). Ricœur, however, does not share Mannheim’s concern with regard to utopia: “Ricœur insists on the positive aspects of utopia, that is, on the constitutive or productive function of imagination” (231–2). Seen from this perspective, the pronounced distance to reality is not utopia’s weakness but its strength. Instructive in this respect is Ascarate’s mention of the different paradigms of utopia in Mannheim and Ricœur. In Mannheim, the paradigmatic utopia is Thomas Münzer’s anabaptism. Ricœur, by contrast, turns to Thomas More’s Utopia. Mannheim cherishes Münzer for his active desire and engagement to realize his utopia (in a religious revolution). For Ricœur, it is precisely utopia’s unrealizability that makes it a productive social and political force. The fact that utopia cannot turn its back on reality does not mean that the gap between reality and utopia should simply be closed. For this gap ensures society’s openness and non-totalization. In this sense, utopian thinking is necessary for any human community: “while it is possible to imagine a society without ideology, to think of a society without utopia amounts to creating a society without purpose: no longer exceeding reality would lead to a facticity that marks the ruin of human will” (237). In this view, exceeding factual reality is a matter of life and death for any genuinely human society. It is not the lack of congruence with reality that makes utopia constitutive of the social but the aspiration “to undermine the established order” (239).

Ascarate emphasizes that utopia unites imagination and emancipation. Imagination has to break with the past. Ricœur puts into question Marx’s distinction between interpretation and transformation. For utopian imagination at once interprets and transforms reality. This also points to the essentially antagonistic character of utopia that is already stressed by Mannheim. Every utopia implies an anti-utopianism launched against other utopian proposals: “in every utopia there is a counter-utopian aspect directed against another utopia. This antagonism dynamizes the relation between utopias” (235). The communist utopia, for example, denounces all other utopias as ideology, which also inhibits a clear-cut, ahistorical distinction of ideology and utopia. What seems utopian from one political perspective can appear ideological from another.

Despite its antagonistic character, Ricœur praises utopia for its potential of nonviolent transformation. In order to bring about something new, we have to break with the past, but this rupture should not be achieved by violence, Ricoeur argues, but by imagination: “instead of violence, imagination has to perform the break with the past” (Ricoeur 1986, 378). Ascarate notes that Ricœur’s role models in this context are Saint-Simon and Fourier. Utopian socialism favors imagination over violence. As Ricœur emphasizes with Fourier, utopia not only demands the possible but also that which, in a given situation, seems impossible. From this perspective, utopia seems to be the test case for the ontology Ascarate envisages in her reading of Ricœur—namely, a philosophy of hyperreality that conceives of reality not in terms of an abstraction from the possible but as a recognition of the manifold horizons of possibilities, even if they remain unacknowledged.

By way of conclusion, I raise some critical questions and mark points of departure for further reflection. These concern (1) the inner structure and articulation of the phenomenon of imagination, (2) the status of passivity in relation to the social imaginary, and (3) the search for foundations within a post-foundationalist framework.

First, let me note that, in my view, one of the merits of Ascarate’s book is the way it manages to capture the complexity of the phenomenon of imagination as well as its many dimensions. Note the long list of different functions of imagination that are discussed throughout the book. Needless to say, given that Ricœur “considers it the central function of imagination” (161), the function of neutralization or suspension looms large. However, reference is also made to an “emancipatory function” (8), a “practical function” (39), an “illustrative” and “exemplary function” (42), an “evasive” function (83), an “intermediary function” (97), a “productive function” (99), a “creative function” (125), an “integrative” and “distortive” function (of ideology, 213, 216), a “critical function” (of utopia, 229), and a “constitutive function” (232) of imagination. This list underscores imagination’s many faces. Ascarate does not, however, investigate how these different functions are interrelated. It remains unclear, for instance, whether some of them are mere synonyms or whether some are more fundamental or more primordial than others. Given that a phenomenology of imagination has to explicate the compossibility of imagination’s various functions, what we require is a more detailed and comprehensive cartography of its fault lines. This could also entail a less egological account of imagination, especially in regard to questions of political imagination. The attempt to render the phenomenology of imagination productive for social ontology can only succeed if it enables us to think of imagination in terms of collective acts and intersubjective processes (see Seitz 2022).

This becomes all the more urgent, second, in light of Ascarate’s/Ricœur’s aim to integrate imagination within an ontology of possibility and an anthropology of the capable subject. In this framework, the positive, productive, and creative aspects of imagination take center stage. Imagination’s productivity, its creative power, and its disclosing force always are presented as somehow ‘more essential’ than its deceptive, reproductive, and ideological aspects. This raises the question of how the coercive function of the social imaginary, the repressive function of ideology, and the fixating function of reproductive imagination are to be explicated within an approach that focuses primarily on human capabilities. For within such an approach, the passive aspects of our socio-political being come into view only as secondary, derivative, or pathological phenomena. On the other end of the spectrum of conceptualization, as Andreas Hetzel recently outlined with recourse to Bachelard, the contours of a different phenomenology of imagination come into relief—one that no longer thinks of imagination as the subject’s autonomous capability but as “a capability of the images themselves, the capability of presenting themselves before our eyes. Imagination would then be not so much the … capability of producing images as a consciously sought-out incapability, a readiness to be fascinated by the images … in their activity and waywardness” (Hetzel 2021, 112; see also Calin and Hetzel 2021). I bring this up to indicate the different routes theorization can take within the phenomenology of imagination—and to suggest that the problem of how to reconcile the intuition that imagination forms an essential part of human autonomy with the observation that imagination (or ‘the imaginary’) is all too often precisely what holds us firmly in its grip rather than what we command still remains to be solved.

This leads, third, to the question of autonomy or heteronomy in the context of the institution of social and political foundations. In my view, Ascarate remains rather vague in this respect. On the one hand, she inscribes Ricœur’s reflections on imagination into the discourse on post-foundationalist political philosophy, where the possibility of ultimate, transcendental foundations is rejected in favor of the need for contingent, historical foundations (Marchart 2018; Butler 1995). On the other hand, her diagnostics of crisis appears at times quite nostalgic, mourning the loss of an era where social foundations were not yet in question. Take, for instance, Ascarate’s description of the phenomenologist’s role in the present: “The phenomenologist is, for us, the one who still dreams of evidences in a world that has lost them; the one who” remains faithful to “those that search for foundations” (266). By contrast, we could ask whether it was not at times precisely the quest for strong foundations and infallible evidence that prevented us from genuinely dreaming. In other words, the nostalgic stance toward lost foundations seems incompatible with the post-foundationalist theory framework Ascarate claims to employ. Note, though, that such compatibility is not even desirable. As I see it, Ascarate has exemplarily shown how phenomenology can today proceed without continuing to be haunted by the specter of absolute evidence, which may also be one of the liberating powers of imagination in phenomenology.

Acknowledgments

I thank Matthias Flatscher and Anna Wieder for their helpful comments and remarks.

Funding Information

This work has been funded by the European Union (ERC, PREDEF, 101055015). Views and opinions expressed are however those of the author(s) only and do not necessarily reflect those of the European Union or the European Research Council Executive Agency. Neither the European Union nor the granting authority can be held responsible for them.

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[1] That is not to say, of course, that the phenomenon of imagination eludes Husserl. As Julia Jansen points out, “[h]ardly any other philosopher in the history of philosophy has paid as much detailed attention to the nature of imagining and to the distinct characteristics of imagined objects as Husserl” (Jansen 2016, 69). Ascarate’s point is that though Husserl indeed calls imagination the “vital element” (Husserl 1983, 160) of phenomenology, he nonetheless privileges perception as the default form of intentionality.

[2] All translations from Ascarate’s book and other non-English sources are my own.

[3] The question of whether imagination is to be construed either as creation or as responsive productivity is at the center of the debate between Ricœur and Castoriadis (Adams 2017). Note, also, that Castoriadis repeatedly defends his account against this criticism, see (Castoriadis 1997).

[4] This conception seems close to Merleau-Ponty’s idea of “coherent deformation” (Merleau-Ponty 1969, 262).

[5] These lectures are currently edited by George Taylor and will be published in 2023.

[6] Ricœur’s attempt to rethink the social bond as constituted by the imaginary powers of ideology and utopia may, Ascarate argues, also resonate well with Oliver Marchart’s political ontology (Marchart 2019).

Anna Brożek & Jacek Jadacki (Eds.): At the Sources of the Twentieth-Century Analytical Movement

At the Sources of the Twentieth-Century Analytical Movement: Kazimierz Twardowski and His Position in European Philosophy Book Cover At the Sources of the Twentieth-Century Analytical Movement: Kazimierz Twardowski and His Position in European Philosophy
Poznań Studies in the Philosophy of the Sciences and the Humanities, Volume: 118
Anna Brożek and Jacek Jadacki (Eds.)
Brill
2022
Hardcover ꬳ129
x + 345

Reviewed by: R.A. Goodrich (ACHE Chapter of the Society for the History of Emotions – University of Melbourne & ADI Philosophy & History of Ideas – Deakin University)

At the Sources of the Twentieth-Century Analytical Movement is explicitly drawn from the 2016 Krakow-based Naroidowe Centrum Nauki research project headed by Jacek Jadacki on Kazimierz Twardowski’s place in Polish culture and European philosophy (see https://projekty.ncn.gov.pl/opisy/352223-en.pdf ). Notwithstanding the title and subtitle of this collection, virtually half its fourteen contributions focus upon Twardowski’s and his students’ role in Polish intellectual life and philosophical enquiry, initially in Lwów (also known as Lemberg and nowadays as Lviv) from 1895 and twenty years later in Warszawa (Warsaw).

Readers curious about the fate of philosophy in twentieth-century central Europe’s killing field will be amply rewarded. Seven chapters partly or wholly focus upon the formerly partitioned Poland onwards such as those by Jan Wolénski (66ff. & 143ff.), Mariusz Grygianiec (124ff.), Anna Brożek (156ff., 221ff. & 236ff.), Ryszard Kleszcz (212ff.), and Marcin Będkowski (250ff.) as well as Tadeusz Szubka’s “Opening Word” (5-11) and Part One of the co-editors’ “Closing Word” (267-306). Collectively, the treatment of Polish philosophers here demonstrates a marked departure from the first, frequently republished English-language monograph by Henryk Skolimowski (1964) which regards Polish philosophers described by him as analytical to be definable by their approach to language. He noticeably tends to sidestep not only their analyses of scientific knowledge, but also their application of techniques drawn from the logico-linguistic realm.

For non-Slavic readers, who at best may have some familiarity with, for example, Roman Ingarden or Jan Łukasiewicz in translation, might wonder why so many others included by the editors remain largely ignored outside Poland. Do they share the fate of so many Slavic-speaking intellectuals prone to neglect because, in the words of Norman Geschwind, their “important confirmed scientific observations,” and “in other fields as well,” “could almost be expunged” from the knowledge nowadays of contemporary scholars for relatively predictable reasons (1974: 19)? These include “neglect of work written in a foreign language, neglect of work done by someone in a different field, excessive reliance on the authority of certain towering individual figures” (1974: 19). Should Geschwind’s concern be considered exaggerated, the recent proliferation of works by and about Twardowski nonetheless warrants careful appraisal. As Gilbert Ryle concludes in the case of Twardowski’s teacher, Franz Brentano:

Ours is an age of posthumous literary magnification. Reprintings chase reprintings; commentaries chase commentaries; unpublished writings … are forever being assembled into … collected editions which publishers …  unload on to libraries. (1976, p. 15)

Three overlapping issues repeatedly associated with Twardowski figure throughout the Brożek and Jadacki anthology under review. The first issue centres upon what Twardowski meant by “scientific” philosophy. The second concerns his seminal distinction between “actions” and “products” emanating from his 1894 thesis undertaken in Vienna. Whilst probing both issues, we will include the roles of psychology and logic Twardowski subsequently attributed to philosophical enquiries. Thereafter, we shall conclude by critically exploring the presumption that the twentieth century “analytical movement” to which Twardowski and his circle contributed is principally distinguished by its “general methodological attitudes” (274).

I

Szubka’s opening contribution immediately launches us into the theme of “scientific philosophy.” He includes different European views that emerged from the ’twenties and ’thirties. For example, Rudolf Carnap of the Vienna Circle is baldly summarised as seeing philosophy not as a way of conducting a (“natural”) science but of “elucidating” it by “investigating its language and logic” (5). Hans Reichenbach (1951) of the Berlin Society for Empirical (or Scientific) Philosophy construes scientific philosophy in terms of analysing the results of the physical sciences, the knowledge acquired falling short of certainties associated with the “principles of logic and mathematics” (13). Moreover, he believes that “scientific philosophy advances” by “performing logical analysis” and “avoiding metaphorical and pictorial language” (14). Yet, Szubka continues, Reichenbach remains wedded to “the verifiability theory of meaning” which reductively commits itself to “bare direct observation” and therefore cannot accommodate the interpretation of such evidence needed to develop a scientifically significant “body of systematic knowledge” (15).

Szubka confronts readers with the “startling” fact that Twardowski himself did not undertake “a detailed and systematic account” of scientific philosophy (6). Instead, he appears to “implement … those ideas of Brentano … he considered as undeniably correct” and pursuing them in clear and exact language as the “rigorous academic discipline” of scientific philosophy demands (7). Szubka locates four basic trajectories within Twardowski’s view of scientific philosophy:

[a] In his essay on Friedrich Nietzsche, Twardowski (1895, p. 380) concludes with the exhortation that “scientific philosophy will continue to demand severely and unrelentingly that the first condition of philosophical investigation is precision of expression.” In a later foray into philosophical discourse, Twardowski (1920, p. 258) claims that “our thought, especially when it is abstract, manifests itself from the beginning in verbal attire, having the most intimate connection with expressions of speech,” so that obscurity of expression is purportedly tantamount to obscurity of thought.

[b] In his essay probing psychology, physiology, and philosophy, Twardowski (1897, p. 60) declares that the “term ‘philosophy’ designates a group of sciences,” amongst which figure ontology, logic, and epistemology. In his later 1929 Polish Philosophical Society address, Twardowski (1931, p. 274) emphasizes that scientific (or “critical”) philosophy is opposed to metaphysical systems claiming to be “scientifically well-founded” and possessed of indubitable “objective status.”

[c] In his inaugural Polish Philosophical Society address, Twardowski (1904, p. 47) remarks  that, “in the area of facts which is the subject matter of philosophy,” “continuous peer control is indispensable” amongst colleagues; indeed, their collaboration, by bringing different perspectives to bear upon the problem involved, needs “to occupy the foremost place.”

[d] The first trajectory above is recast in terms of fallacies besetting philosophers and scientists alike when Twardowski (1921, pp. 262 & 263) pinpoints the tendency to reify logical and mathematical symbols: “symbols and the operations performed on them, originally the means to an end, become … an end in itself,” ultimately ignoring what “the symbols (being the signs of things in  the broadest sense of the term) symbolize.”

At this juncture, more questions emerge than answers. Has Twardowski provided us with an unequivocal account of “scientific” philosophy? Szubka concludes that the very notion of scientific philosophy is ambiguous, noticeably sliding between philosophy as “conforming to the general pattern of scientific investigations” and as engaging with “the results of the sciences themselves” (20). Is Twardowski’s fourfold trajectory above specifically applicable to “analytical” philosophy? Again, Szubka reminds us from the outset that, although the “idea” of the scientific and the analytical might well be “inextricably connected,” the self-description of individual philosophers and the various intellectual movements which they advocated were not always so bound (3; cf. 5-6). We shall examine some alternative conceptions of the analytical movement in our concluding section.

II

Twardowski’s action-product distinction, his most influential argument amongst analytical and phenomenological philosophers about the nature of judgement, receives repeated attention. Chapters by Maria van der Schaar (25ff.) and Sébastien Richard (79ff.) respectively re-examine the distinction’s relevance by considering not only its antecedents in the writings of Bernard Bolzano (1837) and Franz Brentano (1874), but also its re-interpretation by Friederike Moltmann in recent years who is fully familiar with Anglo-American analytical conceptions of propositional truths and cognitive acts. By contrast, another chapter by Jan Wolénski (50ff.) traces the successive modifications of Twardowski’s distinction before examining how Polish philosophers, especially Kazimierz Ajdukiewicz, Tadeusz Kotarbiński, and Alfred Tarski, applied them. Given limits upon length, we shall specifically focus upon the challenging critique mounted by van der Schaar. Before doing so, we shall briefly pinpoint Twardowski’s manner of conceptualising the distinction particularly but not exclusively in his 1912 “Actions and Products” paper.

Discriminating actions from products—czynności and wytwory in the Polish, fonctions and produits in the French, Funktionen and Gebilde in the German versions discussed by Wolénski (52-53)—has been crucial to the “sciences” Twardowski identifies as philosophy, especially those characterized as logical or epistemological. Moreover, according to Arianna Betti, “Actions and Products” neatly exemplifies “the method which has become now strongly associated with analytic philosophy” (2014, §3.2). Without fully summarising its classificatory details, two modes of analysis Twardowski only partly deployed are worth considering as regards the intersection of analytical and phenomenological enquiry. The first involves the syntactic-semantic analysis of language and the second, an analysis of the use and users of language.

Firstly, the distinction’s logical differences are supposedly demonstrated linguistically with verbs exemplifying mental (as well as physical and psychophysical) actions (1912, §10-12) and their corresponding nouns exemplifying the results (or products), demonstrated by “judge” and “judgement” or “think” and “thought” respectively (1912, §1; cf. §8-9). Judgement in the sense of an action is used in a psychological sense whereas judgement in the sense of the result or product of an action operates in a semantic if not logical sense (1912, §14). Without promoting an explicit actions-products distinction, Twardowski could well have remained trapped in the turn-of-century Psychologismus-Streit. It was a dispute that quickly engulfed Brentano in so far as he was seen to uphold psychologistic arguments of the following kind. If logic, for instance, is the theory of judgements and inferences, if judgements and inferences are mental categories, and if mental categories form the subject-matter of psychology, then logic is part of psychology. Or again, if psychology is defined as the science which investigates laws of thought and if logic is a discipline which investigates only a subset of laws of thought, then logic is part of psychology.

Secondly, in his 1894/1895 Vienna lectures on logic, when dealing with the mental or psychological actions being directed towards their objects, not their contents or subject-matter, Twardowski considers the difficulty arising when predicating judgements or propositions about mythical, imaginary or fictional objects or states-of-affairs. He consequently contends that all judgements can assume an existential (Existenziell) or a relational (Beziehungs-) form expressed positively or negatively (1894/1895, pp. 118ff.). A judgement exists as long as there is someone performing the corresponding act of judging which Twardowski identifies as “non-enduring” (1912, §23). So how can a set of judgements or propositions endure beyond the action producing them? They can endure when a spoken expression of them is materially transformed, for example, into writing, thereby no longer being an event, but becoming an independent thing or artefact (1912, §26-27). The spoken expression or utterance of the judgement counts as the sign of the judgement and the judgement counts as the meaning of the expression or utterance. This, of course, is by no means a singular phenomenon because spoken expressions or utterances cause other judgements either in another person or the same person at different times (1912, §32 & §34). Should we commit ourselves to a single meaning of a sign and not to a multiplicity of meanings affecting those upon whom it had acted, Twardowski assumes we have in effect entered a process of “abstraction performed on concrete mental products” (1912, §39). In other words, the process of abstraction results in a second-order psychological act focused upon the actual first-order mental activity before it. However, this raises a dilemma. Quoting van der Schaar, either the act of abstraction “presupposes an identical meaning that gives direction to our act of abstracting, or it is merely a psychological act” thwarting our capacity “to reach an identical meaning for different subjects on different occasions” (35). In short, “the relevant act of abstraction cannot occur without presupposing an abstract identity” (35).

Appealing to singular or unique meaning of expressions or utterances leads Twardowski to the imaginary (or “surrogate”) use of the language of judgements or propositions. In other words, not all judgements are produced by acts of actual judging; instead, they can result from actions of presenting. This, as Twardowski (1912, §43) acknowledges, is manifested by actors in wordless moments expressing emotions by means of gestures and postures in the context of drama which are no more than imaginary, mimicked or pretended (a point further elucidated by van der Schaar (34)). Admittedly, “Actions and Products” mainly targets the logical use of language. Following Twardowski (1912, §44), take, for example, the context of teaching patterns of reasoning in formally valid deductive arguments. We can present instances of false or fanciful judgements or propositions to demonstrate cases of affirming the antecedent (modus ponens) or denying the consequent (modus tollens):

            If all hexagons are square, then all squares are circular [Cpq]

            All hexagons are square [p]

            Therefore, all squares are circular [q]

           If all animals have vertebrae, then all vertebrae have purple indentations [Cpq]

            Not all vertebrae have purple indentations [Nq]

            Therefore, not all animals have vertebrae [Np]

Van der Schaar acknowledges how Moltmann’s recent essays, employing “ample linguistic evidence,” aim, like Twardowski, to portray that “the notion relevant to logic and philosophy in general is the product, not the act or the proposition” by giving “an account of semantics, propositional attitudes and truth” (36). But van der Schaar wishes to shift our attention to acts of inferring without invoking Twardowski’s problematic notion of abstract propositions. Nor does she wish to rely upon Moltmann’s appeal to propositional attitudes whose (attitudinal) objects are shared, whose properties “may have more than one instance” and hence “abstract,” and whose predication can apply to “more than one object” and hence “general” (39). “What Lucantonio feared was hoped for by Larisa” (cf. 38; a case overlooked by Moltmann (2017, pp. 274-275)) is not simply a proposition or judgement made, let alone an abstract one, but a proposition being true such as “that their cousin Alyssa will arrive next weekend.” Van der Schaar next probes whether we can, according to Twardowski and Moltmann, understand “judgements as bearers of truth or falsity” (40). Doubt emerges whenever we assert a judgement because “it seems more appropriate to call [it] correct or incorrect” (40). If our assertion, in response to the question of how we know, can be justified, then it is correct and such “an epistemic notion of correctness is one of the roles of truth” (40). The other notion can be found when explaining what makes a proposition true as distinct from merely valid as used in logical inferences (see our modus ponens and modus tollens examples above). If the “connectives” of objects and contexts are open to proof, then the “semantic role” of correctness comes to the fore as a bearer of truth (40).

Later, when reviewing theories of knowledge, Twardowski overtly claims that “Logic occupies itself with judgements as products” (1925, p. 186). Van der Schaar immediately questions the inferential relations based on prior judgements made and the judgement made in conclusion:

What are these inferential relations? Do they obtain independently of the judging agent? And what is the product of an act of inferring? … Can we give a unified account of logical inference for cases where we judge the premises … [and] where we merely take the premises as examples without them being judged? (41).

Aware that German distinguishes between schliessen (“to infer” (although also translatable in English as “to conclude … to connect … to deduce … to imply,” etc.)) and Schluss (“inference” or “conclusion”), van der Schaar identifies the act of inferring to be an epistemic act in which the act “has brought us from known premises, former judgements made, to a known conclusion, a new judgement made” (42). This, in turn, leads her to at least three crucial contentions in an effort to complete Twardowski’s act-product distinction regarding the concept of inference:

[a] Firstly, “former judgements made … function as a justification of the conclusion, but as such they are not part of the conclusion, that is, of the product of the act of inference in the strict sense” (42).

[b] Next, “we may also question the act of inference itself. Was the act in order? We distinguish valid from invalid inference schemata [sic] …. An inference rule such as Modus Ponens we know to be valid on the basis of our understanding of implication …. If it is not, if we have made a mistake in the application of the rule, we are not entitled to call it an act of inference: there is merely a purported act of inference … We thus see that implicit in our description of a mistake in inference the notion of rightness of the act …. We now see … a third role of truth: the rightness of the act …. [which] seems to capture the normative role of truth … (44).

[c] Thirdly, “Unlike truth and correctness, rightness does not have an equal conceptual counterpart, such as falsity or incorrectness. The opposite of rightness is APPEARANCE, a form of absence; here the contrast between appearance and reality is at stake …. Only when the act turns out not to be a true act of inference, we can say that it merely has a psychological value” (44-45).

Adapting a logico-linguistic critique of Ryle by Alan White (1971), let us end this second section by re-contextualising inference beyond its treatment by Twardowski and van der Schaar. To infer cannot be categorized as if it were identical with to judge or to think. It does not operate temporally as do the latter pair. Lucantonio could gradually or eventually come to think or judge something; he could ask Larisa or even himself to think or judge something and either of them may subsequently do so. Granted, Larisa may take a considerable time when subsequently thinking or judging whereas Lucantonio takes very little time to do so. But what Lucantonio cannot do is ask Larisa or himself to infer. In other words, to infer cannot be used within a first- or second-person imperative to issue a command or an instruction, an admonishment or a request.

Next, inference does not adhere to the same logical category as judgement or thought. It does not convey the same consequences as do the latter pair. Larisa can more or less explain Lucantonio’s actions, behaviour, or discourse by reference to his judgement or thought that something is (or is not) the case, but not because of his inference that something is or is not. Lucantonio can of course have the same thought or judgement repeatedly, but, just as he cannot repeat the same discovery, he cannot repeat the same inference. This holds although an inference, like a discovery, can be included as part of a reported theory. After all, reporting an inference is not an act of making an inference any more than repeating the report on various occasions is repeating the inference. In short, for Lucantonio to repeat his or another’s inference is not an act of inferring twice.

Although Larisa often infers from something previously or currently experienced, known, or perceived, an act of inferring is not the accomplishment or culmination of a task. She might vacillate between drawing inferences cautiously or rapidly yet often make them on justifiable grounds. For Lucantonio impatiently then to declare “You cannot infer that” is to deny her a logical right or to announce “You must not infer that” is to issue her a logical warning. But has he implicitly presumed here that to infer is a passage towards or a process of reaching a particular point of view? If so, he has misunderstood that to infer is to accept or adopt a point of view which seems to Larisa to explain past or present clues or evidence (but not argumentative premises) such that what she infers contrasts with what she already believes, experiences, or perceives. For example, we could envisage that Larisa might well say to Lucantonio, “From your continuing silence about Alyssa’s planned visit next weekend, I infer that you have no objections.” The reverse, by contrast, would not constitute an act of inferring, but rather an act of deducing a proposition or one of predicting an event: “From your lack of objections, I deduce—in fact, I predict—that you will remain silent.” Not all acts of reaching a conclusion are acts of inferring.

III

This final section begins with what contributors collectively understand by the third theme of the Brożek and Jadacki anthology, namely, the nature of the analytical movement. Consider Wolénski’s personal aside that his practice is “governed by analytic way[s] of doing philosophy” (51). This remark is made in the context of his realisation that “the majority of problems analyzed in the philosophy of science and the philosophy of language begin with a remark that, for example, we should distinguish science ([or] language) as an activity,” the “results and expressions” of which function “as products of related actions” (51). As summarised in the abstract to his third chapter, Richard pursues the problem of and alternatives to “two traditional conceptions of propositions in analytic philosophy” (79). Both conceptions postulate that propositions are “mind-independent entities,” and hence “intersubjectively sharable,” which operate as “the primary bearers of truth, the meanings of sentences and the objects of propositional attitudes” such as belief and doubt (79). Building an alternative principally based upon the theory of meaning promulgated by Roman Ingarden (1931 & 1937) (85-88; cf. Richard 2021, pp. 158-163), Richard concludes that it “should be confronted with the traditional problems faced by propositions” (91), leaving it open whether this invitation is mainly directed at analytical philosophers. Mariusz Grygianiec’s sixth chapter comprises an account of Tadeuz Czeżowski’s report in the early ‘fifties of how members of the Lvov-Warsaw School such as Kazimierz Ajdukiewicz, Tadeusz Kortarbiński, and Stanislaw Leśniewski understood “the issues of persistence and identity of objects through time” (125). Grygianiec’s investigation of the central debate over “the problem of internal change (whether qualitative or mereological)” makes only passing allusions to “analytical” philosophical references by Elizabeth Anscombe and Karl Popper in the ’fifties (131, n. 5 & 133, n. 7) and Roderick Chisholm and David Lewis in the ’seventies and ’eighties (125). On one interpretation of being “at the sources of the twentieth-century analytical movement,” none of the four represent the early movement in the ways, say, a Gottlob Frege, a Bertrand Russell or a Ludwig Wittgenstein did.

As hinted in our introduction, many contributions do not overtly explore the nature, let alone the sources, of the analytical movement. For example, the fourth chapter by Dariusz Łukasiewicz on Twardowski and methodological and ontological Psychologismus avoids labelling those discussed from Descartes onwards as analytical. Instead, he mentions “empiricist projects” and “German idealistic philosophy” (96 & 97), “phenomenologists” and “naturalists” (101 & 102). Arkadiusz Chrudzimski’s fifth chapter explores the formation of “idiogenetic” theories of emotions—that is, where emotion is regarded as a fundamental kind of mental phenomenon—in the thinking of Brentano and Anton Marty. Only when he draws comparisons with contemporary Anglo-American philosophers are “pragmatists and anti-realists” mentioned (116); Polish reception to different strands of pragmatic thinking associated with Charles Peirce and William James form the topic of Brożek’s eighth chapter (156ff.). The closing chapters—Ryszard Kleszcz on rationality (207ff.), Brożek again but selectively upon formal and informal logic amongst notable figures in the Lvov-Warsaw School (221ff.), and Marcin Będkowski on the pedagogical dimension connected with the latter—whilst discussing the role of logic and science do not explicitly examine the analytical movement as such.

The editors’ close their anthology with a lengthy appraisal of the significance of Twardowski in Poland and beyond. Before a bibliographical reckoning of Twardowski’s works and influence, their “Closing Word” begins by endorsing the opening paragraph of Betti (2014) (267). She ties Twardowski to Anglo-Germanic analytic philosophers in two ways. Firstly, the distinction in his 1894 thesis “between the content and the object of a presentation” within Brentano’s “theories of the intentionality of mental acts” is “a psychological, non-platonistic counterpart of Frege’s distinction between sense and reference.” Secondly, Twardowski “belonged to a tradition of non-idealistic German-language philosophy” originating with Bolzano and indirectly “influenced … Moore and Russell’s transition from idealism to analytic philosophy.” Subsequently, when rationalising membership of the Lvov-Warsaw “science school,” the editors quote a 2016 interview with Bogusław Wolniewicz, a politically controversial philosopher, who regards it as “determined by two factors”: an animating “common spirit” and an “‘apostolic succession’ … entered … only through contact with the master,” namely, Twardowski (276). What characterizes the analytical movement beyond any component schools adhering to it is left unsaid.

By now, the predominantly allusive character of contributors’ references summarised above suggests that “analytical movement” not only operated in highly heterogenous contexts. Possibly for that reason, it is also constantly attributed to individuals outside Poland such as Frege and Russell or, often more implicitly, to Polish individuals variably associated with the Lvov-Warsaw School such as Ajdukiewicz and Łukasiewicz. With that in mind, we might at first be tempted to resort etymologically to, say, the ancient Attic and Ionic Greek ἀνᾴλῠσις (an unloosening) or ᾀναλύω (to unloosen) in order to establish a commonality. Next, we may equally be tempted to collect lexical definitions of what “analysis” has typically come to signify no matter the domain of enquiry, for example, separating something into its component parts or tracing something to its source and thereby discovering the general principles underlying individual phenomena.

However, a more nuanced approach to dominant kinds of analysis beckons. When considering the formative years of analytical philosophy, especially debates in the early ‘thirties within the Cambridge School and the Vienna Circle, Michael Beany proposes that “three core modes of analysis” functioning singly or jointly can be discriminated (2000, p. 97). In chronological order of their deployment, the “regressive mode” aimed “to identify the ‘starting-points’ … by means of which something can be ‘explained’ or ‘generated’,” that is, a set of “first principles,” “premisses” or “causes” as the means of solving “a given problem (e.g. construct a particular geometrical figure, derive a particular conclusion or explain a particular fact)” (2000, p. 98). Secondly, the “decompositional mode” was “concerned to identify the components—as well as [logical] structure—of something” typically focused even nowadays upon the constituents of a concept or a proposition (2000, p. 98). Thirdly, the “interpretive mode,” which “emerges explicitly in the twentieth century,” is said to paraphrase or “‘translate’ something into a particular framework” (2000, p. 98). In other words, this mode of analysis “presupposes a particular framework of interpretation” and hence “preliminary work is done in interpreting what it is we are seeking to analyse … before we engage in other processes” leading us towards the “more fundamental” (2000, p. 98). Beany concludes:

there is an intricate and continually shifting web of conceptions of analysis involved here, which sometimes combine effectively and sometimes pull apart, and it is this complex and contested web that characterizes, and will continue to characterize, analytic philosophy. (2000, p. 114)

Perhaps this, in turn, underpins why Michael Potter amongst many others finds that “it is surprisingly hard to find a coherent cluster of views that would be subscribed to all those twentieth-century philosophers … taken to belong to the analytic tradition” (2008, p. 69).

Does the difficulty of unequivocally identifying a philosophical movement on the grounds of its pursuit of a distinctive set of topics, problems or methods lie elsewhere? The above-mentioned reaction against Germanic idealism, initially associated with Kant and Fichte, Schelling and Hegel, is one shared not only by the analytic and phenomenological movements, but also by the other two major philosophical movements pursued during the twentieth century, the marxist and the pragmatic. Nor are any of these philosophical movements confined to a specific location let alone a specific language. Occasionally, we find it convenient to talk of geographical and/or linguistic subsets of a movement such as Italian marxist philosophy; at other times, we label a movement by the name of the person initiating novel philosophical methods such as Descartes and his 1637 Discours de la méthode: Pour bien conduire sa raison, & chercher la verité dans les sciences.

That said, is it feasible to identify a philosophical movement by what it excludes rather than includes? Stephen Gaukroger, for example, nominates the failure to use history as a resource for philosophy when no longer “dealing with the pressing intellectual problems of the day—not least in science, religion, and politics” (2011, p. 423). He ends by mapping the twentieth-century terrain as follows:

philosophy, in both its analytic and phenomenological versions, has been shaped by a Kantian conception of philosophy as an a priori enterprise, exploring conceptual, by contrast with empirical, problems …. [T]he dominant view in the twentieth century has been that philosophy, at least in those areas considered to be its core, are self-contained …. And when it does engage with another discipline, such as science for example, it does it in the form of a ‘philosophy of science’, something that abstracts from and stands above the empirical content of science, and considers epistemological and methodological questions that are independent of whatever content the scientific theories have. (2011, pp. 423-424)

Also worth noting is that Gaukroger’s paper, not unlike Beany’s above, focuses upon homogenizing views that were particularly heightened entre-deux-guerres. The analytical movement, it seems, then decontextualised the content of past philosophy “as if the issues” predecessors engaged, “the reasons they had for raising them, the way they approached them, and the expected outcomes of philosophical enquiry, exactly matched modern concerns” (2011, pp. 407-408). Modern concerns were “considered timeless, deemed to have transcended the contingencies of their formulation,” and unhampered by “translation and transmission” (2011, p. 408). Whether all analytical and phenomenological projects, Twardowski’s included, can be similarly accused remains open to debate.

Finally, another kind of omission when accounting for twentieth-century philosophical movements is the role of institutional definitions. This has been overlooked by Brożek and Jadacki’s anthology, notwithstanding Twardowski’s third trajectory concerning intellectual collaboration and critique listed in our first section. Recognising, say, the analytical movement distinctively from an individual’s perspective might well prove problematic for someone being unaware that he or she had entered the terrain of that movement without a philosophical framework or theory to indicate it. Is part of the reason for this situation explicable by re-applying the stance taken by Arthur Danto (1964) before being reconceptualised by George Dickie (1974) with respect to the so-called “artworld”? Here, echoing Danto, the terrain is “constituted” as analytic by virtue of intentionally presented “theories” of or hypotheses about the analytical movement (1964, p. 572). That is, “one use of theories, in addition to helping us discriminate [the analytical] from the rest,” consists in making the analytical movement “possible” (1964, p. 572). Encountering a new class or category of topics, problems, or methods is “analogous to the discovery of a whole new class of facts anywhere, viz., as something for theoreticians to explain” (1964, p. 572). Indeed, the history of philosophical movements is marked by “conceptual” revolutions where a “widely credited theory is being threatened in such a way that all coherence goes” (1964, p. 573)—especially since evolving intellectual movements cannot be defined in terms of necessary and sufficient criteria. Theorists of philosophical movements have to relate their philosophical audience, community, or “world” to what the movement comprises by “an emphasis upon newly significant features” of what has previously been accepted and by providing “quite different accounts of their status” (1964, p. 573). It remains open to members of the philosophical audience, community or “world” to construe the theorist’s role historically or philosophically. To draw upon R.G. Collingwood’s familiar distinction, “In reading the historians, we ‘consult’ them” to cull knowledge we lack; when “reading the philosophers, we ‘follow’ them” to “understand what they think” and “reconstruct … the processes by which they have come to think it” (1933, p. 211). In other words, “What we demand of the historian is a product of his [or her] thought; what we demand of the philosopher is his [or her] thought itself” so that we commit ourselves to reconstructing “the same experience” the philosopher had intellectually engaged (1933, pp. 211-212).

Dickie mitigates Danto’s apparent circularity by reconstruing Danto’s appeal to a “world” as referring to “the broad social institution in which works … have their place” (1974, p. 29). This enables Dickie to accommodate the fact, also recognised by Gaukroger (2011), that the context of institutions varies, sometimes “associated” with “religion,” sometimes with “the state” (1974, p. 30). The expected roles of practitioners, audiences, and their venues are “defined by the traditions” developed within institutions “as an established way of doing and behaving” (1974, p. 30; cf. p. 36). So, whenever Dickie calls a “world” an institution, he is “saying that it is an established practice,” each of whose “systems has had its own origins and historical development” and “each of which furnishes an institutional background for the conferring of … status on objects within its domain” (1974, pp. 31 & 33). At least two conclusions relevant to philosophical movements follow. Firstly, there are no limits on the number of “systems” or traditions under a “generic conception” of philosophy; these, in turn, providing sufficient “elasticity” where “even the most radical” kind of “creativity … can be accommodated” (1974, p. 33). Secondly, the concept of “conferring status” need not be as clear as that within legal institutions “where procedures and lines of authority are explicitly defined and incorporated into law” (1974, p. 35). Counterparts in the “world” of philosophy “are nowhere codified,” yet “there is a practice and this defines a social institution” where “every person who sees [her- or] himself as a member … is thereby a member” who can potentially act on behalf of others (1974, pp. 35-36).

At the Sources of the Twentieth-Century Analytical Movement balances historical data and philosophical provocations for its Anglophone readership. Perhaps, apart from a thorough proofreading, a future re-issue of the collection would benefit by confronting what is meant by the notion of the “analytical movement.”

References

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Marie-Eve Morin: Merleau-Ponty and Nancy on Sense and Being

Merleau-Ponty and Nancy on Sense and Being: At the Limits of Phenomenology Book Cover Merleau-Ponty and Nancy on Sense and Being: At the Limits of Phenomenology
New Perspectives in Ontology
Marie-Eve Morin
Edinburgh University Press
2022
Ebook (PDF) £85.00
216

Reviewed by: Vanessa Ossino

Marie-Eve Morin’s comparative study of Maurice Merleau-Ponty and Jean-Luc Nancy focuses on two objectives: First, it compares Merleau-Ponty’s and Nancy’s stances on the nature of the relation between “sense” and “being” which includes a lengthy analysis of their methods as well as an elaborate inquiry of their respective ontological framework. Secondly, Morin responds to “the new realist critique of post-Kantian philosophy, according to which all post-Kantian thinkers in the phenomenological tradition would remain unable to think an outside worthy of the name.” (183)

Right from the beginning, it becomes apparent that the study is of relevance to the broader field of phenomenology, and promises nuanced insights into still pressing questions posed by new realists and post-phenomenologists. One of those questions being: To what extent is phenomenology able to speak of an »outside« which is not suspected of being a correlation of consciousness? Another challenge posed to phenomenology by the aforementioned philosophical strains is concerned with the claim that phenomenology narrows »sense« into »being« and vice versa. This is assumed in particular by ‘traditional phenomenologists’ with whom Morin mainly means Edmund Husserl and the early Martin Heidegger. Through her engagement with new realism and phenomenology, Morin frames her study in-between two antithetical stances:

(1) The premise that sense and being are divided along the lines of a »subjective inside« and an »objective outside« (new realism).

(2) The premise that being is a function of meaning, which reduces it to the limits of sense (Husserl and Heidegger of Sein und Zeit).

The risk to which phenomenology allegedly exposes itself is that “by reducing fact to sense, phenomenology abandons pure otherness or brute factuality, in order to arrogate to itself the right to speak” (12). By bringing Derrida’s critique of the phenomenological method into play, Morin places her focus in a still gaping wound of phenomenology, which is located at the border-crossings of phenomenology and ontology. In the words of Derrida:

“We pass from phenomenology to ontology (in the non-Husserlian sense) when we silently question the direction of the upsurge of naked factuality and cease to consider the fact in its phenomenological function. Then the latter can no longer be exhausted and reduced to its sense by the work of phenomenology, even were it pursued ad infinitum.” (Derrida 1989, Edmund Husserl’s ‘Origin of Geometry’: An Introduction, p. 151-2, trans. mod. by Morin)

The logic by which phenomenology gets challenged here is as follows: If, for those phenomenologists that remain in the Kantian tradition, the limits of consciousness are the limits of what can be given, then transcendental subjectivity must be seen as the universe of possible sense and thus as possible being in its givenness.

Through this perspective of questioning, Morin inscribes herself in the discourse on phenomenology’s correlationism. The latter can be described as the view that subjectivity and objectivity cannot be understood or analysed apart from one another because both are always already intertwined or internally related. It is the view that we only ever have access to the correlation between thinking (theory) and being (reality) and never to either in isolation from or independently of the other. (Zahavi 2016: The end of what? Phenomenology vs. speculative realism, in: International Journal of Philosophical Studies, p. 294).

In the words of Morin, the question that she confronts through her engagement with speculative realist states as follows: „How to speak of an outside that is inscribed in the inside as absolute outside without falling into too much modesty or too much presumption?” (3) Taking this question as guidance, Morin turns to Merleau-Ponty’s and Nancy’s respective philosophies, that in her view provide promising approaches responding to the posed questions.

As for Merleau-Ponty, Morin rightly hints at his radicalization of the paradoxical relation between being and sense, which does not allow being to be limited to sense, but much rather points to a Being within which sense is entailed. Nancy’s ontology of sense on the other hand is not situated within the theoretical realm of phenomenology, even though he is still concerned with a philosophy of experience. Both thinkers share an engaged interest in the torsion between inside and outside, which manifests in their “displacement of the metaphysics of presence toward a thinking of the ‘subject’ as non-presence-to-self, as a co-existence with the world and with others prior to the division between subject and object […].” (15) In other words, both philosophers share the effort to think sense and being beyond a rigid subjective consciousness, without losing the focus on experience altogether.

The well-structured introduction offers a plausible guide to the oftentimes in-transparent and enigmatic realms of Merleau-Ponty’s and Nancy’s ideas, promising a profound analysis of the different thought patterns as well as their respective ontologies, which touch on the same object and yet approach it from different angles.

The study is divided into three parts: Body (I), Thing (II) and Being (III), with each part being divided into three chapters. The first chapter always thematizes Merleau-Ponty’s stance on the notion in question, the second chapter respectively concerns Nancy’s stance and the third chapter brings the two philosophers into dialogue. This structure succeeds in guiding the reader carefully through the different thought realms of Merleau-Ponty and Nancy, leading to a two folded incline in Morin’s argumentative fashion, in that each part includes an interim conclusion, with all three interim conclusions building up to a final conclusion.

In what follows I will outline Morin’s inquiry in accordance with the mentioned structure. I will do this in a rather detailed fashion in order to engage thoroughly with Morin’s argumentation.

Part I – Body

The first part addresses Merleau-Ponty’s and Nancy’s respective conceptions of embodied existence and puts them into dialogue through distinguishing them in accordance with the conceptual pair of »unity« versus »dislocation«.

Chapter 1

In this chapter, Morin puts Merleau-Ponty’s well-known contention with René Descartes in relation to an underexposed perspective, which argues that Merleau-Ponty is driven by a “desire to find the premise of his own theory in Descartes” (see Morin 47 footnote 1, citing Isabel Thomas-Foigel 2011: ‘Merleau-Ponty: De la perspective au chiasme, la rigueur épistémique d’une analogie’, Chiasmi International 13, p. 387, Morin’s translation). In stating that Merleau-Ponty finds in Descartes the necessary tools to overcome the cartesian dualism, Morin’s begins her inquiry into Merleau-Ponty’s notion of the lived-body in an unusual but daring fashion.

Early on in the chapter Morin emphasizes that Merleau-Ponty’s main interest in Descartes lies at the heart of the imminent tension between Descartes’ »philosophy of the understanding« and his »philosophy of existence«, between »reflection« and the »unreflected« (31). Morin argues that Merleau-Ponty criticizes Descartes for excluding the lived experience of the unity of body and soul from his notion of nature as extension. Thereby, Descartes states that our lived experience cannot teach us anything more than what our understanding of it offers to us. It is in the periphery of Descartes’ philosophy of understanding and reflection that Merleau-Ponty thus finds his guidance into a field of truth that is concerned with the “obscure sphere of unreflected existence” (30, cited in a note from Merleau-Ponty autumn 1957, Morin’s translation). This »sphere of unreflected existence« is located at the – for Descartes – confused unified experience of two different substances: body and soul. And yet, this unified experience has a certain clarity in itself, one which ‘renders unintelligible’ once it is disentangled through analytical thought, as Merleau-Ponty points out. Therefore, he argues that the lived experience of the »unity of the body and the soul« offers us a certain intelligibility of the opaque realm of an unreflected existence, to which analytical thought can never account for sufficiently. Descartes’ sixth meditation, in which he states that “nature also teaches me […] that I am not merely present in my body […] but that I am very closely joined and […] intermingled with it, so that I and the body form a unit” (Descartes 1996: Meditations on First Philosophy, p. 56), reveals in the eyes of Merleau-Ponty that “there is something before and after the ‘series of reasons’, and this something is called ‘existence’.” (32)

Thus, Morin highlights that Merleau-Ponty’s own method develops through a circular reading of Descartes, in that he takes the sixth meditation with its emphasis on the unreflected unity of body and soul as remaining valid in the face of the second meditation, in which the cogito is elaborated. Followingly, the unreflected unity still holds accountable throughout a certain reflection, one that Merleau-Ponty calls »radical reflection« in contrast to the ‘intellectualist’ philosophies of reflection, including Husserl’s phenomenological-transcendental reduction. Morin emphasizes that a radical reflection, far off from being an ‘ultimate’ reflection, is grounded on factical experience and concerns an existential philosophy that questions the “ever-renewed experience of its own beginning in the unreflected and the description of that experience” (34, citing Merleau-Ponty 2012: Phenomenology of Perception, lxxviii, trans. mod.). The difficulty in such a radical reflection lies in the fact, that it still has to account for a mode of openness of a certain pre-reflective and pre-linguistic towards reflection and language. In order to not fall back into the argument of a constituting consciousness, Merleau-Ponty therefore posits a »tacit cogito« on the grounds of a sensing and self-sensing lived body, a body which opens itself towards itself as well as towards the world through active-passively sensing of an ‘outside’ and ‘inside’ at what seems to be the same time.

At the end of the chapter, Morin emphasizes, with regard to different objections that were raised after the publication of Merleau-Ponty’s Phenomenology of Perception, that the notion of »tacit cogito« still remains entangled with some kind of constituting consciousness, not being able to “develop the specific way of being of the body [as a mediator] itself in a positive way.” (42)

Chapter 2

In the second chapter Morin enriches the idea of a possible operative cogito beyond a constituting consciousness through Nancy’s reading of Descartes in Nancy’s book Ego Sum. Through this engagement, she emphasizes Nancy’s notion of the body not as mass but as differance (26). Similar to Merleau-Ponty, Nancy points to the special »kind of unit« in Descartes’ sixth meditation, with the focus on the unit being “neither-soul-nor-body” (56) but an opening that articulates itself, not in the structure of a substantial presence but in that of a »to-itself« (57). As Morin emphasizes, Nancy here argues that “the to-itself denotes […] the movement of existence as being-towards itself so that […] there is no self at the origin of this movement” (57, my emphasis). Again, similar to Merleau-Ponty, Nancy focusses on the moment in which ‘the subject’ comes to its first articulation, which for him necessarily implies an experience that is given through the body.

Beyond these similarities, the first grave difference between Merleau-Ponty and Nancy lies at the heart of their respective notions of »body«. Where for Merleau-Ponty the lived body can still be posited as a certain subjective operative consciousness (at least in the Phenomenology of Perception), which indeed implies a subject, Nancy aims at egressing subject-philosophy in stating the utterance of the »ego sum« as “a pure performative, […] without underlying substrate or subject (53, citing Nancy 2016: Ego Sum: Corpus, Anima, Fabula, p. 84-5). The performative utterance of the »ego sum« is stated as an action without subject (54) or in the words of Derrida: as a »teleopoetic utterance«. With regard to the relation of body and ego, the teleopoetic utterance, by uttering ‘ego’, produces something proper: “An I that can say ‘I’, and ob-jects the body, that is, throws it in front of itself. […] [B]ut only because it is effectively not its own body […] holds the body at a distance” (57). The limit of the self for Nancy is a limit that does not lead to a solid ground but to an »abyssal intimacy«, which Morin, in accordance with Nancy, names the “inside of the world” (57).

Reminding us of Merleau-Ponty’s »radical reflection« in which a certain pre-reflective sets the stage for an endless endeavor of reflection, so too – but in a different fashion – Nancy hints at Descartes’ sixth meditation in order to show that “what is most inside is not some me that would finally coincide with itself but always something more […] and opens me up to relation” (58). The union of body and soul for Nancy is not a relation between two things, but an ontological spacing or opening-to of the other (60). For him, not only bodies are radically plural and fragmented, but so is the world and with that sense making itself. Sense-making, which constitutes on the model of touch in Nancy’s thought, is always an experience of a limit (64). The world, far from being understood as a cosmos, follows the logic of a singularity that is always plural in its origin (80).

Thus, a major difference between Nancy and Merleau-Ponty can be found in their elaboration of Descartes’ unity of body and soul in the sixth meditation. Where Nancy follows the logic of divergence, Merleau-Ponty respectively focusses on a certain logic of entanglement (as can exemplary be seen in his notion of body-schema).

Chapter 3

In this chapter Morin puts Nancy and Merleau-Ponty in a more direct conversation and refers her inquiry back to the guiding question of how the nuanced differences in their respective ontologies lead to new insights on Merleau-Ponty’s path along the edge of phenomenology. Morin mainly focuses on the difference that “lies in their respective ways of conceiving of sense and making sense” (70). She casts this difference in terms of a »priority of unity« (Merleau-Ponty) over »dislocation« (Nancy), which for her includes a priority of interiority over exteriority or of the moment of reappropriation and integration over the moment of alienation and separation. Even though Morin repeatedly emphasizes that Merleau-Ponty’s philosophical endeavor aims at overcoming such dichotomies, and especially the dichotomy of interiority and exteriority, she oftentimes methodically draws back on such a dualistic thinking, which might leave the impression of a problematic tendency to undermine Merleau-Ponty’s original thought beyond such dualisms.

Yet, the reader gets a better sense of her usage of such conceptual pairs through her comparison of Merleau-Ponty’s »body-schema« and Nancy’s description of the body as »corpus«. Through engaging with the lived body as body-schema and Nancy’s corpus as “constituted by a fragmentation that is never mended” and which “difference spreads to the body’s relation to the world” (71) it becomes obvious that Morin uses such dichotomic pairs in an argumentative-methodological fashion, in order to highlight the nuanced differences of the two thinkers in a straightforward way. This leaves the impression that she somewhat simplifies the argument for readers who might not be too familiar with the respective philosophies. Nevertheless, such a simplification through a contrasting dichotomic argumentative fashion to me seems like a valid methodological approach, especially with regard to the sometimes very opaque subtleness of Merleau-Ponty’s and Nancy’s ontologies.

Without going into too much detail, it is sufficient to emphasize that in this third chapter Morin thoroughly shows how Merleau-Ponty’s »lived body« – which is distinguished by a body-schema that allows for the integration of my synesthetic perception, gestures and relation to the world as well as to others through a kind of pre-reflective synthesis -, differs in its way of sense-making from Nancy’s »corpus« – which is derived from Descartes’ partes extra partes and highlights the plurality of my senses and of my bodily being in general and that cannot be collected into a systematic whole (76). Whereas for Merleau-Ponty sense is related to a unified pre-reflective synthesis (at least) given through the body-schema, sense for Nancy finds its place in the differentiation of multiple singularities.

Interestingly, Morin concludes the chapter with a critical outlook on Nancy, arguing that: “What Nancy emphasizes then is resistance to synthesis or unification, even if one must in the end say that the subject or the world finds in this resistance its ‘stance’, that is, a certain kind of unity” (81).

Part 2 – Thing

As the title promises, the second part is concerned with the status of the object or thing in Merleau-Ponty’s and Nancy’s philosophies. Whereas the first part drew on Descartes as a dialogue partner, the second part starts a conversation with more recent thinkers of object-oriented ontology, new materialism and speculative realism. In order to better understand the ‘accusation’ of correlationism, Morin is concerned with the question of the strategic role of a supposed anthropomorphism in Merleau-Ponty’s description of inhuman things.

Chapter 4

In order to understand Merleau-Ponty’s alleged »strategic anthropomorphism« in his description of things, Morin engages with his phenomenology of perception which emphasizes the paradox that perception is always perspectival but nevertheless neither the perception of the thing for-itself nor of a sign of the thing. What Morin calls the »paradox of the in-itself-for-us« highlights the fact, that perception is not a mere step in the path of objective thought towards the objective relations behind an experience, but that perception itself, in its finite character, exposes the objective thing in its reality as it is given in its appearance. Speculative realists interpret this as a philosophy of immanence, predicating that phenomenology is stuck ‘within’, and thus, does not have the possibility of comparing reality as it would be ‘without’ consciousness (91).

In order to not fall back on the difficulties of a philosophy of immanence respectively a philosophy of transcendence, Morin reminds us that Merleau-Ponty thinks reality at the level of the phenomenon, an order in which we are neither solely a being nor a constituting consciousness, but first and foremost we are mixed up with the world and others in that we are united to being “through the thickness of the world” (Merleau-Ponty 2012: Phenomenology of Perception, p. 311, my emphasis). The notion of »thickness« that we encounter in Merleau-Ponty in different stages of his thought is not always easy to understand, since – similar to his notion of style – he doesn’t really offer an explicit definition of it. Nevertheless, Morin lucidly underlines that “this thickness is not a third thing that would stand between consciousness and being and hide the latter. It is rather the world not as thing but as promise of something more that sustains my explorations” (92).

We learn from this chapter, that in Merleau-Ponty’s thinking ‘the thing’ offers itself to us through a certain manner or style, which we encounter in its phenomenality and not its mere appearance. In its phenomenality, an object is an “intersensorial thing that speaks to all my senses” (93) without being absorbed into the sum of its parts. Ultimately Morin encounters a sort of »strategic anthropomorphism« in Merleau-Ponty’s correlative concept of the lived body and its being-towards-the-world. The important difference between a reductive anthropomorphism and Merleau-Ponty’s stance lies in the fact, that for Merleau-Ponty one encounters the world through a body that is never fully mine, “i.e. that is never constituted by and hence laid out in front of consciousness” (97). The thickness of the world is a modality of the inexhaustibility of my relation to the world as well as my relation to myself as a bodily being.

At the end of the chapter though, Morin rightly points to the fact that even though Merleau-Ponty was able to dialecticise the notion of subject and object into a system in which both are correlates, in the Phenomenology of Perception he is not yet able to account for the being of the dialectical relation itself.

Chapter 5

Here Morin continues to inquire of a »strategic anthropomorphism« in Merleau-Ponty.  She mainly addresses two questions in this chapter:

(1) Do objects refer us back to ourselves, since they are filled with our own possibilities projected in space?

(2) If so, are objects mere internal possibilities?

In order to answer these questions, Morin engages with a notion of »cautious anthropomorphism« introduced by Steven Shaviro and Jeffrey Cohen, to broaden the strategic anthropomorphism in Merleau-Ponty in order to show that his anthropomorphism is not about centering a thing around human abilities, feelings or categories, but much rather about how a thing appears to us in entering our existence and is thus always recognized in its own place, in which objects dialogically shape our experience of the world (115). Objects then might refer us back to ourselves but neither in a way that would lead us to acknowledge them directly or in their totality nor in a way that would amount to an alleged neutrality of intellectual contemplation. On the contrary, in accordance with a »cautious anthropomorphism« – that Morin sees reflected in Merleau-Ponty’s »strategic anthropomorphism« – objects are guaranteed an irreducibility to mere intellectual ideas, in that they are given »in the flesh« which arouses certain »desires« and amounts for the incompleteness of any exploration.

With regard to Morin’s own method, I here find it a bit irritating that, even though she underlines Merleau-Ponty’s refusal to commit to a notion of an active constituting consciousness, she sometimes underlines that we, as sentient-beings, take an active positioning, in that “we lend things our flesh in order to make them flesh” (113, my emphasis). Although this might be a rather fussy critique, I would argue that such phrasing can be misleading with regard to Merleau-Ponty’s argument, that the underlying structures of our engagement »in the flesh« are of a certain passivity. In fact, Merleau-Ponty prominently speaks of a passivity without passivism (Merleau-Ponty 2010: Institution and Passivity).

Chapter 6

Morin starts the chapter with a synopsis of Nancy’s “radical desubjectivisation of freedom” (119). For Nancy freedom does not resemble self-determination but it means “to be absolutely without ‘why’” (120). Morin underlines: “Freedom is the unfounded factuality of an existence that surprises itself in existing” (120). She then continues to connect Nancy’s notion of freedom with his understanding of »finitude« that lies in the fact “that any being must be exposed to an exteriority or an otherness in order to be what it is” (120). The finitude of singularities in their infinite exposition to an exteriority expresses an open-ended movement of coming to presence. In putting Nancy in dialogue with his Heideggerian roots, Morin underlines that »the freedom of the world« outreaches Heidegger’s concept of world that stands for a “coherent milieu of significance already laid out in advance” (122). In emphasizing Nancy’s depart from phenomenology through his detachment of sense-making from any form of intentional givenness, Morin uncovers Nancy’s concept of world as “the space of sense: the sharing of singularities exposed to one another: stone, ground, dog, grass, star, and me, and you” (122). The world is thus free in its infinite finitude in that it signifies a “groundlessness of the world, the ever-renewed coming-to-presence of the world […]” (120). To say that a thing exists then, is to affirm its structure of difference and spacing which is opposed to a pure in-itself as well as an essence for consciousness. In this way, sense is not reduced to its givenness and accessibility, be it to intentionality, a sentient lived body or a Dasein. In challenging phenomenology’s access as the a priori of being-in-the-world, Nancy emphasizes »sense« as that “what happens on the edge or threshold, in-between singularities, in the encounter with an […] alterity that resists assimilation […], to which there is access precisely only in the mode of non-access” (125). The exposition of a thing thus, is an exposition of an »it-self« to itself and others.

The question that hovers above this chapter followingly, is whether Nancy’s materialism resembles a kind of unifying relationalism after all, in that one still has a certain kind of access to a thing by means of a contact-separation of surfaces. This impression deepens when Morin stresses in Nancy that “I am able to encounter the stone only insofar as I am also already stone” (125). A sentence which Morin further contextualizes in view of Merleau-Ponty’s later ontology of flesh, an ontology that she argues to be too unifying in view of Nancy. She engages with this question through further elaborating on Nancy’s notion of sense as material, by which he means that sense-relation resembles precisely not a givenness but a “void – or space […] which relates without gathering, or gathers without uniting” (128). Followingly, Nancy’s ontology does advocate a certain relationalism, with the main difference that it is not unifying, in that it hints at a “materialism [which] is linked to the plurality of origins in their impenetrability” (135).

Part III – Being

The final part of the book confronts Merleau-Ponty’s “carnal ontology” more directly with Nancy’s “ontology of the singular plural” in order to elaborate on their respective quests for “a principle of non-dialectical difference that allows for the emergence of sense right at Being itself” (145).

Chapter 7

Morin starts the chapter with an extended dialogue of Merleau-Ponty, Nancy and Heidegger. She emphasizes that both, Merleau-Ponty and Nancy, “seek to undo the metaphysical difference between existentia and essentia in favour of thinking of existence or presence that is not pure positivity but includes a moment of negativity that is not the other of presence but its opening” (146). In terms of Merleau-Ponty, this chapter engages with his reappropriation of the notion of »Wesen« through his reading of Husserl and Heidegger, in order to “emphasize the intertwinement of fact and idea, or existence and essence” (152). In this way, facticity becomes the ground or ‘fabric’ that gives essences their solidity.

In order to further analyze the tools with which Merleau-Ponty and Nancy ponder Being beyond the dichotomy of presence and absence, negativism and positivism, Morin engages with Merleau-Ponty’s ontology as a “third genre d’être between Being and Nothing” (153) and continues with Nancy’s annulment of the ontological difference through his emphasis that “there are only beings, nothing behind, beneath or beyond them” (164).

Morin concludes the chapter with the lucid observation that for both philosophers the »il y a« or »es gibt« does not mean that Being gives the given. Through making a detour of a deconstructive reading of Heidegger she reasons that: “Rather, we must hear the Heideggerian es gibt through Derrida’s deconstruction of the gift in Given Time. […] The gift must not only be thought as without giver and without given (beyond subject and object) but also as without property or propriety” (163).

Chapter 8

The last chapter is dedicated to the question, to what degree Merleau-Ponty’s notion of flesh “introduce[s] difference – differance, spacing – at the heart of sense, which would bring Merleau-Ponty’s later thought in closer proximity to Nancy’s ontology” (169). She engages with this question through a reevaluation of the notion of »écart«, which both thinkers use extensively. »Écart« in its broader sense is understood as divergence and hints at a self that is never truly identical but only given through divergence, which thus becomes a constituent for sense. Following this thought, Morin asks how radical Merleau-Ponty’s account of »divergence« is. She points to his notion of »chiasm« and asks if its underlying assumption of reversibility succeeds in giving “spacing, exteriority and alterity its due” or if it ends up “reinstating a massive unity at a higher level” (178).

Morin finds her answer in a final juxtaposition of Nancy and Merleau-Ponty. Because Merleau-Ponty repeatedly underlines that »écart« is rooted in the notion of flesh, as the “primordiality of écart” (180) and the “formative medium of the object and the subject” (Merleau-Ponty 1968: The Visible and The Invisible, p. 147), promiscuity and encroachment lie at the heart of »écart«.

This latter conclusion remains foreign to Nancy. Morin argues: “Speaking of what happens between singularities, Nancy also uses the image of the intertwining or the knot, but insists on the absolute separation of the different strands being knotted” (180). Followingly, Nancy in opposition to Merleau-Ponty, highlights an »ontological void« at the limit that exposes bodies to themselves and each other (180), so that the in-between of singularities remain an “absolute separation” (180). For Merleau-Ponty on the other hand, the in-between already belongs to one flesh, which does not resemble a simple unity, but nevertheless does not include an ontological void.

Conclusion

To get to the point: Morin succeeds in her proclaimed aim, in that she effectively casts the differences in emphasis of the two respective philosophers, so that each is an important corrective to a tendency in the other’s work (182). In approaching her study from the angle of speculative realism and its criticism of phenomenology’s correlationism, she fruitfully offers an alternative reading of post-Kantian thinkers in the phenomenological tradition, that, in light of the criticism, “would reduce all being to sense-making to a subjective process” (183).

Through her engagement with Nancy and Merleau-Ponty, Morin offers a coherent and pertinent proposition, which underlines that at least two positions in the broader post-Kantian phenomenological realm neither collapse being into sense nor reinstate a strong division between them. She concludes: “[B]oth Merleau-Ponty and Nancy displace and reassess the role of the limit in sense-making as the place of separation and exposure” (183) and thus of a place at the limit of subjective processes.

Morin’s study offers a highly relevant perspective in a time that “demands a decentering of the human and an attentiveness to the human outside” (184). In light of this, her book can also be read, not least (!), as a fruitful addition to the very lively discourse of a phenomenological geography, which engages with challenges that the climate-crisis impose on us as human beings.