Jean Grondin (Dir.): Herméneutique et métaphysique. Une articulation renouvelée

Herméneutique et métaphysique. Une articulation renouvelée Book Cover Herméneutique et métaphysique. Une articulation renouvelée
Revue Le Cercle Herméneutique, 34-35 (2020)
Jean Grondin (Dir.)
Le Cercle Herméneutique
Paperback 23,00 €

Reviewed by: Elena Romagnoli (Scuola Normale Superiore –Pisa)

There is no doubt that hermeneutics today does not have the role of cultural koinè it enjoyed at the end of the last century. On the contrary, hermeneutical thought appears underestimated and misunderstood as fundamentally anti-modern. The rediscovery of the real essence of hermeneutics and the appreciation of its contemporary relevance requires that we critique several of its post-modern interpretations. This volume goes precisely in this direction. It is the product of a conference held on the 27th and 28th of September at the University of Montréal, where some of the most relevant scholars of hermeneutics aimed to rethink the relation between hermeneutics and metaphysics, traditionally considered antithetical.

Jean Grondin, the editor of the volume, immediately underlines that this signals a specific stance against those post-modern philosophers (Vattimo, Rorty, Ferraris), who have tried to read hermeneutics as “anti-metaphysical” or “post-metaphysical”, unbinding it from every “perennial structure” and underlining the heterogeneity of reality and languages with no possibility of a superior unity. These interpretations also differ, I can add, from Di Cesare’s conception of hermeneutics as “a-metaphysical” (Di Cesare 2013). The aim of this volume is to delineate a new way of connecting these two disciplines – a path already traced by Grondin’s fundamental works (Grondin 2004, 2013, 2019) – with the presupposition that metaphysics is only possible as hermeneutics just as hermeneutics is only possible as metaphysics.

As Jean Greisch notes in his contribution, this might appear as a “backward-looking operation” (18). Indeed, hermeneutics is based on the assumption of radical finitude and the centrality of history, which seems opposed to the metaphysical inclination to determine universal and perennial structures. However, the two most important heirs of Heidegger’s philosophy, i.e., Gadamer and Ricoeur, distanced themselves both from Heidegger’s critique of metaphysics and from post-metaphysical readings. Against the Nietzsche-Heidegger duo that criticizes metaphysics and claims its overcoming, the authors of this volume follow distinct paths that go in the same general direction: they try to show the intimate connection between hermeneutics and metaphysics. The relevance of this volume rests in this attempt to highlight some possibilities for the renewal of hermeneutics. At the same time, the contributors to this volume try to reassess the very concept of metaphysics, freeing it from exceedingly rigid interpretations and trying to harmonize metaphysics with contemporary needs.

The task of this volume is in this respect very ambitious and tackles two complex and variegated concepts, hermeneutics and metaphysics, both from historical and theoretical points of view. The risks of generalization or naiveté, sometimes incurred in the single contributions, is on the whole avoided. The different papers promote stimulating proposals that invite further development. In particular, the focus of the volume and its relevance consists in the fundamental aim just mentioned; namely, rethinking hermeneutics against its underestimation, an underestimation that derives from the association of hermeneutical thought with so called “weak thought” or with “new realism”. This accords with a recent recovery given to hermeneutics, in particular in the USA (George-Heyden, 2021), a path that could hopefully be developed in order to underline and exploit the import of hermeneutics with regard to contemporary questions. Paradoxically, its contemporaneity can be underlined only by reconnecting it with metaphysics: this is the fundamental challenge of this volume.

The contributions can be divided into three main parts: in the first, the authors (Greisch, Rodrìguez) try to rethink hermeneutics, while in the second, complementarily, the essays aim to renew metaphysics (Perrin, Beuchot). In the last part, the contributions focus on the main “hermeneutical thinkers” in order to see how they realize (Boutet, Jaran, Canullo) or trace (Vallée) a renewing of the relation between hermeneutics and metaphysics.

Rethinking Hermeneutics: Transcendence and Ontology

There are different ways to tackle the complex question of the relation between hermeneutics and metaphysics. Jean Greisch chooses a theoretical approach that moves from the conceptual analysis of the notions of “hermeneutics”, “metaphysics” and “transcendence”. He follows a thread that unites Dilthey, Rosenzweig and Heidegger, showing that they do not simply oppose metaphysics; rather, they stress the “meta” function of thought, which is a crucial element of metaphysics as such. Both Dilthey (in Introduction to the Human Sciences) and Rosenzweig (in The Star of Redemption) underline the need for a new understanding of metaphysics. The latter, moreover, talks not merely of philosophical anthropology, cosmology and theology, but rather of “meta-physics”, “meta-ethics” and “meta-logic”. Analogously, Heidegger talks of a “metaphysics of Dasein” that has its prerogative in the “transcendence of Dasein”, as it emerges in Kant and the Problem of Metaphysics and in the 1928-30 lessons in Freiburg and Marburg (Introduction to Philosophy, The Fundamental Concepts of Metaphysics, and The Basic Problem of Phenomenology). The author stresses that for Heidegger (as for Dilthey) Dasein is intrinsically “transcendent”. As the fundamental quote of Heidegger emblematically explains, Dasein, as a monad, has no door and no windows because it does not need them. This is not because Dasein does not need to “go beyond”, but because it is “already beyond”. Indeed, Heidegger focuses on the concept of the “hermeneutic of transcendence” in relation to the concepts of “freedom”, “essence of ground”, and “essence of truth”. Greisch affirms that all of us “engage” an explicit metaphysical questioning, because we all are fundamentally the play of “originary transcendence” (23).

Greisch follows this path, aiming to underline the need to keep transcendence as an intrinsic characteristic of Dasein: this necessarily requires the elaboration of a “metaphysics of Dasein”. Moving from the strict connection between metaphysics and Dasein, reconnecting to a terminology used by Ricoeur (in Réflexion faite), he focuses on the double structure that characterizes metaphysics: expansion [enlargement] (with Aristotle’s refutation of Parmenides that shows the unification of the attributes in ousia) and hierarchisation [hiérarchisation] (with Plato’s discourse on the five categories of same, other, being, rest and movement). In this same direction, the author refers to Stanislas Breton, who, in Reflexion sur la function méta, analyses three aspects of the “meta” function, and which become four in Greisch’s own account (metaphor, metamorphosis, metastasis, metabolism). These issues of the function “meta” are connected by the author with those of transcendence. Transcendence relates to “trans-ascendance”, an idealization without elevation, and to “trans-descendance”, as incarnation. The author explains this structure by drawing a diagram that shows how the vertical axis (consisting of trans-ascendance and trans-descendance), intersects with the horizontal axis, encompassing the directions of “trans-possibility” (understood as the extension of Dasein into the future, with reference to Heidegger’s “project”) and “trans-passibility” (understood as excess and not as mere constriction, like Heidegger’s “thrownness”).

Ramon Rodrìguez’s contribution focuses on another fundamental pair of concepts, often considered opposites: historicity (the leading concept of the nineteenth century, indicating what is essentially becoming and situated in a specific context) and ontology (the emblem of perennial structures). The author analyses Gadamer’s conception, which has often been misinterpreted as “historicist”, with the intent to underline that, on the contrary, Gadamerian thought must be considered opposed to historicism [Historismus]. He thus reads Gadamer as capable of thinking a new way forward not only for hermeneutics, but also for metaphysics, by conceiving the concept of history in connection with truth.

At first glance, Gadamerian hermeneutics might appear clearly distinct from metaphysics, as several post-metaphysical thinkers claim. First of all, hermeneutics focuses on the concept of the “radical finitude” of the human being: only on that basis can every relation between Dasein and the world be understood. In this respect, we are in front of a thought that rejects every globalizing or exhaustive concept of existence. Secondly, hermeneutics opposes presence, which is characteristic of the structure of essence and being in metaphysics, with “the happening of the event [Geschehen]”. Hermeneutics in fact aims to think the constant motility and openness of understanding [Verstehen]. Despite this fundamental claim, Rodrìguez determinately claims that it is possible to talk of a “hermeneutical philosophia prima” (42).

The author aims to stress the relevance of Gadamer’s conception of history for a correct understanding of his conception of language. Analyzing the second part of Gadamer’s Truth and Method, he shows Gadamer’s intent to criticize historicism as the tendency, I claim, to historicize everything except the very subject who understands the historicized content. In opposition to this idea, Gadamer points to the relevance of tradition (as Überlieferung, and not as monolithic tradition, as the author correctly stresses). History is a specific spatial-temporal context where Dasein is situated and where comprehension begins. It is remarkable that here the author underlines Hegel’s influence over Gadamer’s philosophy. However, this fundamental reference is not fully developed. It might be relevant to analyze how Gadamer develops the insights of Hegel’s philosophy in contraposition to historicism, pointing to the fundamental issue of the connection between history and truth without returning to the concept of “absolute spirit”. This emerges not only in Truth and Method but also in a previous essay titled The Problem of Historical Consciousness. It is also notable for the relation with metaphysics that Gadamer often defines himself as a defender of the “bad infinite”.

Rodrìguez wants to show that only by focusing on this issue it is possible to correctly understand the famous and controversial Gadamerian saying “being that can be understood is language” (Gadamer, 1960). This sentence must be conceived neither as a classical metaphysical formulation, namely that language is the supreme being – in this respect I claim that it is important to stress that Gadamer himself returned to these questions, rethinking the role of language in relation to its limits (as the essay on The Limits of the Language testifies) – nor as a post-metaphysical complete absence of truth in the multiplicity of languages that lack any unity. The author claims that we need to understand language as the fundamental medium of our historical being (45). Passing from Geschichtlichkeit to Sprachlichkeit means that the famous concept of the “fusion of horizons” (between the interpreter and the text, between different cultures) is only possible in the communal horizon of language. When it comes to this fundamental claim, I think it is crucial to stress that speaking of language as a medium does not mean it is an instrument [Mittel], but rather is a center [Mitte] where the human being is inevitably situated, as Gadamer affirms with reference to Hegel.

At the end of his contribution the author aims to restate his claim: it is possible to conceive of a “philosophia prima” in Gadamer, but this does not imply the recovery of the idea of a final foundation of philosophy. The connection between being and history constitutes a path of Dasein open to experience and connected with its transcendence (as Heidegger understands it). It is my belief that this could be explained as the infinite possibility of the finite. In this direction, Rodrìguez stresses that there is no reference to an “onto-theological” conception, with a hierarchical classification of being. As the concept of the “classical” implied by Gadamer testifies, his conception of history does not entail an atemporal vision, but rather the way in which the past is able to talk to the present: “This atemporality is rather a way of historical being” (51).

Rethinking Metaphysics: Physis and Analogy

The next two contributions in the volume follow a complementary path, renovating the concept of metaphysics in order to show its compatibility with contemporary hermeneutics. Christophe Perrin’s paper inspects the conflictual relation between physics and metaphysics, aiming to underline the impossibility of doing away with metaphysics. In light of this, not even hermeneutics can surpass metaphysics: what must be done is to establish a ground for a “metaphysical hermeneutics”. The author moves from the famous assertion ascribed to Newton to “guard oneself against metaphysics”. This represented a fundamental warning to the positivists and, in general, for those thinkers who tried to overcome metaphysics. The author tries to show that the assertion does not mean a mere critique of metaphysics, but rather a “sage memento” (62), by appealing to the classical argument that criticizing metaphysics necessarily implies doing metaphysics. In this respect, the two disciplines – i.e., physics and metaphysics – appear strongly connected, despite having been considered separate since the modern age, with the former being focused on corporeal entities and the latter on the higher causes that account for the very possibility of those entities (God, the cosmos, the soul). The author follows this path by analyzing the conception expressed by Newton, showing that the exhortation to “guard oneself against metaphysics” does not refer to something external one must drive away, but rather to an intrinsic tendency that is always present in the physicist himself, a “metaphysical drive” that may lead physics to lose its purpose and dissolve in the “curiosity” mentioned by Aristotle. In this respect, the physicist must follow the advice presented in Voltaire’s Candide: cultivate your garden. In sum, Perrin aims to show the hermeneutical circularity that inhabits metaphysics: “In order to understand metaphysics we must think, but in order to think we must understand metaphysics” (68). The somewhat rhetorical conclusion of the author is that the perpetual stimulus to think metaphysically helps us understand that not even hermeneutics can escape the metaphysical temptation.

Mauricio Beuchot also engages with the concept of metaphysics in order to propose its reformulation. He focuses on ontology in particular, claiming, contra Vattimo, that hermeneutics without ontology would be “acephalous”. The author underlines that both Gadamer and Ricoeur – the two fundamental hermeneutical thinkers of the contemporary world – developed a kind of ontology (an ontology of art in Gadamer, an ontology of the self in Ricoeur). For the author it is possible to rethink metaphysics only by elaborating a concept able to face the objection raised by Nietzsche and Heidegger. In this direction, the author develops the concept of “analogical ontology” proposed by Paul Gilbert. He focuses on the role of analogy, moving from Aristotle’s intuition that “being can be said in many ways”. Analogy – as developed by Pseudo-Dionigi in the three phases of negation, affirmation, and excess – aims to affirm that God’s being neither coincides with that of other entities nor wholly transcends it; rather, it is analogically related to it, encompassing both similarity and differentiation. An analogical ontology makes use of the concept of symbol as what mediates between the universal and the particular. In light of this, the human being is a symbol of God in a way that is neither univocal (as in classical metaphysics) nor equivocal (as in post-modern thought). These categories are of course too schematic, but they are directed at exposing the author’s proposal: “The human is the metaphor of being in a metonymical way, as a part that is sign of the whole” (77). The focus is an ontology of man that follows Heidegger’s conception expressed in his fundamental Ontology: Hermeneutics of facticity. The author wants to present an intermediate way. The last part of the essay appears to be less cogent, for the author tries to show the need for this concept of metaphysics by considering the metaphysical tendency as a sort of “pharmakon” for the modern melancholia that would be aggravated by post-metaphysical thinking. The aim of analogical ontology should thus be ethical and political. It should be a concept able to take into account the motility of the modern philosopher and to answer Nietzsche’s and Heidegger’s critiques: an ontology that is both universal and concrete, based on the historical situation of man.

Dilthey, Heidegger, Gadamer, Ricouer: “Hermeneutical Metaphysics?”

Rudolf Boutet’s contribution aims to stress the connection between metaphysics and hermeneutics moving from the tendency, common to Gadamer and Ricouer, to hearken back to the metaphysical tradition. This approach, the author stresses, is not merely a kind of “history of philosophy”, but rather a “creative interpretation of metaphysics”. This is particularly evident in Ricouer’s The rule of metaphor where he recovers the Aristotelian conception of being with the aim of giving a metaphysical basis to the internal dynamism of being concealed by the historical assimilation of being to substance. He addresses the Aristotelian doctrine of being conceived of as a “poetic of being”: being reveals the metaphor as an actualization of being (Ricouer, 1975). Analogously, Gadamer concludes Truth and method by making referencing to the Platonic-Plotinian conception of beauty as the emblem of the manifestation of truth. Boutet claims that this is not just a historical reference but rather a movement that keeps together philosophy and history. He specifically analyses Ricouer’s conception of time developed in Time and narrative.  Ricouer deals with the aporia of time, that is, time is at the same time both plural and unique. The author correctly affirms that this analysis is the basis for Ricouer’s conception of history and its criticism of both utopianism (that paralyses action) and the mere restatement of past structures. This approach to tradition is what the author defines as a “creative interpretation” of metaphysics that does not come down to a merely subjective decision. It is rather “an interpretation that, in order to be adequate to the object, decides to produce a sense” (91). The fundamental claim is to rethink the creation of sense through a symbolic interpretation connected to both the metaphorical and conceptual levels. Just like Beuchot proposes an intermediate way via analogy, Boutet claims a mediation between the metaphysical issue and the multiplicity of reality.

François Jaran’s paper contributes to the general aim of the volume by focusing on how hermeneutics is able to tackle fundamental metaphysical questions such as the existence of the external world. In particular he wants to show that Heidegger inherits the “resolution” of this problem from Dilthey, despite his critique of Dilthey’s philosophy. The author contends that the intent animating Dilthey’s thought is to “explain life with itself”. This informs his critique of metaphysics and in particular its separation between man and world, such as theory and praxis, as it appears in the Introduction to the Human Sciences. Even though Dilthey strongly criticizes metaphysics (Dilthey, 1924), the author affirms that it is possible to talk of a “Diltheyan ontology” (101). According to the author, the concept of Erlebnis (crucial for Dilthey) should constitute the analogy of being. In fact, for Dilthey, the problem of the justification of the external world does not exist, because man is naturally situated in this world, as it emerges from his lived experience. From here, the author comes to affirm that, for Dilthey, Erlebnis is substance and the external world its accidents. This entails that the external world is given immediately to human beings. In strong connection with this, Dilthey refers to the concept of Innewerden (to become aware) that perfectly fits the relation between man and reality. In this direction Jaran claims: “Erlebnis is a primitive datum, whose seizing gives access to the more fundamental reality” (104). The author also claims that the concept of Innenwende is at the center of Heidegger’s and Gadamer’s conception, as a sort of key word of hermeneutics – I would rather claim that this cannot be the case for Heidegger nor for Gadamer, even though they inherit Dilthey’s conception of the relation between human and world. Indeed, they distance themselves from a philosophy of mere interiority based on Erlebnis, opposing to it, as is well known, the concept of Erfahrung.

Dilthey’s claim is undoubtedly a rehabilitation of a kind of experience where there is no distinction between the perceiver and the perceived; as such, he is critical of the traditional metaphysical conceptions that separate man and world. So the author aims to stress the “metaphysical aspect” present in Dilthey’s philosophy: “It is a philosophy that criticized the so-called ‘metaphysical speculation’, but it is however itself a metaphysical speculation” (106). Using this interpretative key, Jaran stresses that this is the main thread that leads to Heidegger, in particular referencing paragraph 43 of Being and Time, defined by Jaran as one of the “most metaphysical” paragraphs of Heidegger’s book. Heidegger in fact, following Dilthey, affirms that there is no separation between man and the world, because Dasein is co-originary with the world: it is not possible to think the world and Dasein separately; in fact Dasein gibt es (is given) together with the world. Thus, the author wants to stress that both Dilthey and Heidegger provide a solution to a crucial metaphysical problem. One last remark: following this parallelism, it would seem that Heidegger’s Dasein has the same role as Dilthey’s Erlebnis, being (in the author’s view) the substance whose accidents make up the world. I think this could be problematic and could make us lose sight of the claim of Heidegger’s philosophy (the role of Dasein as a peculiar being and not at all as being), thereby implying an existentialist reading of Dasein.

Marc-Antoine Vallée’s intent is to investigate whether hermeneutics has the “sufficient resources” to elaborate a metaphysics, conceived in the widest possible sense as “a reflection on beings and on its principles” (114). The author has a prudent (and sharable) vision, claiming that in the main contemporary hermeneutical thinkers, namely Gadamer and Ricouer, there is only the basis for a further development of “metaphysical hermeneutics”. The author rightly wants to oppose Caputo’s criticism of Gadamer’s hermeneutics (Caputo, 1987) as still connected with metaphysics, proposing a “radical hermeneutics” that intertwines with deconstruction and refuses every metaphysical problem. On the contrary Vallée claims that we must recover the relation of Gadamer and Ricouer to the main metaphysical questions. He investigates two central metaphysical topics in Truth and method, namely, the role of language and the connection of beauty with truth. I think, however, that it could be useful to remind ourselves that, as far as the question of art is concerned, Gadamer has notably rethought the Platonic-Plotinian conception of art in a more “anthropological” direction, as we see in the fundamental essay The Relevance of the Beautiful. Vallée also focuses on Gadamer essay Phenomenology, Hermeneutics, Metaphysics, in which the author affirms that “phenomenology, hermeneutics and metaphysics are not different philosophical points of view, but rather the same expression of the philosophical act itself” (116). Analogously, the author indicates three possible metaphysical directions in Ricouer: the metaphysics of symbol (in Existence and Hermeneutics), the metaphysics of text (The Rule of Metaphor), and the metaphysics of the self (Oneself as Another).

The author’s main claim is that these philosophers are not metaphysical in a traditional sense (as Descartes, Spinoza, Kant, and Hegel), but rather, following Grondin (2003), it is possible to talk of a “silent metaphysical dimension”. For Vallée, Gadamer and Ricoeur exhibit a sort of reticence to explicitly think metaphysically; moreover, there are some bases that prevent a complete development of a metaphysical conception. In fact, hermeneutics inherits the main claim of Heidegger’s thought as the openness of thinking and a refusal of every fundamental. From this point of view, going beyond the conceptions of Gadamer and Ricouer, hermeneutics could deal with a concept of “metaphysical rationality”. In his last remark, the author wants to recover the thought of Augustine, considered as a metaphysical thinker who set the stage for a “metaphysics of existence”. The message that emerges, I claim, is that, to promote hermeneutics nowadays, we need to recover a metaphysical conception, as proposed by Augustine.

The last article moves from Gadamer’s proposal in the above mentioned essay Phenomenology, Hermeneutics, Metaphysics, in which he claims that the question of metaphysics is “still open” in the contemporary age. Carla Canullo aims to show the intrinsic connection of metaphysics and hermeneutics by taking into account their etymologies. The two disciplines emerge in Greek philosophy: specifically, while metaphysics arises in Aristotelian thought in the aim of showing that being can be said in different ways, hermeneutics is conceived by Plato in his Ion, affirming that the poet’s interpretation is able to grasp the essence of reality. However, in modern metaphysics (since the Scholastics) being is thought in terms of a “fixed conception”, while hermeneutics is a discipline that allows for the openness of thought. In opposition to this conception, the author claims that since its birth, metaphysics represents a “second navigation” that moves from the investigations of natural beings to their essence. Since that time, metaphysics is always renovating itself. This can be confirmed by the term “meta” (already at the center of Greisch’s contribution) which, among different significances, means “between two”, i.e., the crack which metaphysics has always left open. Following the author’s argumentation, this implies that metaphysics is not a fixed discipline, but is rather in a constant, dynamic movement from and to physis – the movement expressed by the “meta” of metaphysics. On the other hand, hermeneutics, following the Greek “legein”, is connected with “collection”, keeping together. So, as metaphysics passes through physics, hermeneutics presupposes the need of “something” that must be collected: “Hermeneutics collects what the ‘meta’ prefix divides” (131). This recollection, however, does not imply the elimination of difference. The author affirms that metaphysics and hermeneutics mirror each other in a continuous work of renewal. This movement, which happens continuously, constitutes the emblem of the relation between the two, and can never arrive to an end.


Caputo, John D. 1987. Radical Hermeneutics. Indiana University Press.

Di Cesare, Donatella. 2013. Gadamer. A Philosophical Portrait. Translated by Niall Keane. Indiana University Press.

Dilthey, Wilhelm. 1924. Die geistige Welt. Einleitung in die Philosophie des Lebens. Teubner. Translated by R.A. Makkereel, F. Rodi, Introduction to the Human sciences. 1989. Princeton University Press.

Ferraris, Maurizio. 2014. Introduction to New Realism. Bloomsbury.

Gadamer, Hans-George. 1960. Wahrheit und Methode, Mohr Siebeck. Translated by J. Weinsheimer, D.G. Marshall. 2004. Truth and Method. Continuum.

George, Theodore, Gert, Jan Van der Heyden (eds.). 2021. The Gadamerian Mind. Routledge.

Grondin, Jean. 2004. Introduction à la métaphasique. Presses de l’Université de Montréal.

Grondin, Jean. 2013. Du sens de choses. L’idée de la métaphysique. Puf.

Grondin, Jean. 2019. La beauté de la métaphasique. Essais sur ses piliers herméneutiques. Puf.

Heidegger, Martin. 1927. Sein und Zeit, Niemeyer. Translated by J. Stambaugh, 2010. Being and Time. State University of New York Press.

Ricouer, Paul. 1975. La métaphore vive, Éditions du Seuil. Translated by R. Czerny. The Rule of Metaphor. 1977. University of Toronto Press.

Vattimo, Gianni, Rovatti Pier Aldo (Eds.). 2012. The Weak Thought. SUNY Press.

François Jaran: La huella del pasado: Hacia una ontología de la realidad histórica

La huella del pasado: Hacia una ontología de la realidad histórica Book Cover La huella del pasado: Hacia una ontología de la realidad histórica
François Jaran
Herder Editorial
Paperback 16.90 €

Reviewed by: César Gómez Algarra (Université Laval)

L’histoire jette ses bouteilles vides par la fenêtre.

Chris Marker, Sans soleil


Après un travail consacré au problème de la phénoménologie de l’histoire chez Husserl et Heidegger[1], où, malgré tout ce qui séparent ces deux phénoménologues, un rapprochement essentiel était mené à bien, François Jaran se tourne maintenant vers une recherche de nature explicitement ontologique. Cette enquête vient compléter et développer, pour ainsi dire, son travail précédent pour se pencher en profondeur sur le problème de la réalité historique. En quel sens pouvons-nous ou devons-nous parler de « réalité historique » ? Face aux thèses réductionnistes que l’auteur nomme « matérialistes » ou « subjectivistes », celles qui ne considèrent le monde que comme un agrégat de choses physiques auxquelles on ajouterait le caractère culturel, politique ou historique, il s’agit de défendre une conception plus riche de la réalité. Pour cela, il faut montrer que la « réalité » se donne déjà chargée de plusieurs sens, de plusieurs caractères, qu’on ne peut lui soustraire sans la réduire fatalement. La « réalité » n’est donc jamais neutre, elle se donne « déjà teintée » par ces caractères, selon la belle expression que nous trouvons dans l’introduction, et c’est celui d’être historique qui sera analysé en détail dans cette œuvre (21).

Plus concrètement, l’auteur tente d’appréhender le mode d’être d’un étant en tant qu’étant historique. Pour ce faire, la grande majorité du travail conceptuel se fonde sur le projet philosophique de Heidegger, depuis les cours de jeunesse jusqu’à Être et temps. Mais à ce noyau argumentatif du livre précèdent deux chapitres consacrés au néokantisme et à Dilthey, dont le but est de clarifier les bases philosophiques du débat dont surgit l’herméneutique de la facticité et les interrogations du jeune Heidegger. Finalement, et c’est un ajout remarquable, les derniers chapitres sont consacrés à la effectuation (re-enactment) chez Collingwood et à la trace chez Ricœur. Le recours à ces deux auteurs permet de compléter l’analyse en montrant une proximité et familiarité avec le travail de l’historien qui nuance et dépasse largement les positions heideggériennes, trop radicales ou limitées (23). S’il fallait regretter l’absence d’un nom fondamental dans ces investigations, ce serait celui de Gadamer. Cependant, bien qu’aucun chapitre ne lui soit entièrement consacré, ses apports apparaissent à plusieurs moments de l’argumentation, là où, justement, son travail herméneutique s’avère d’une grande clarté et utilité.


Les deux premiers chapitres sont donc consacrés au problème de la fondation (fundamentación) des sciences humaines ou de l’esprit, notamment au débat entamé par Dilthey, Rickert et Windelband à la fin du XIXème siècle et au début du XXème, débat dont l’influence sur le jeune Heidegger est maintenant bien connue. La question, relevant en principe d’une problématique épistémologique et gnoséologique dans le contexte complexe du positivisme et de l’avancée des sciences de la nature, permet à l’auteur, de façon par moments surprenante, d’en tirer des conséquences d’ordre métaphysique. Dès ce premier chapitre, nous trouvons important de souligner une qualité remarquable de l’ouvrage : la capacité à dégager le contenu essentiel de façon très condensée, résumant en quelques pages les problèmes plus prégnants de ces grandes œuvres et des polémiques qui lui sont attachées, tout en redirigeant la question vers l’enjeu principal.

Il s’agit donc de montrer qu’à partir des distinctions développées par Dilthey entre esprit et nature et entre expliquer et comprendre pour préserver la spécificité du savoir propre aux sciences humaines, les réponses des néokantiens ont nourri une problématique sur les différentes façons dont nous appréhendons la réalité. Du refus de Windelband à l’acceptation de ce dualisme ontologique considéré dominant dans la tradition occidentale jusqu’à Hegel, l’auteur en vient à décrire la division logico-formelle par laquelle universel et particulier sont différenciés. Là où les sciences de la nature peuvent émettre des lois générales, les autres sciences devront rendre compte du singulier et irrépétible. C’est donc le cas, entre autres, de la science historique. Puis, avec plus de détails, F. Jaran consacre plusieurs pages à rendre explicite la contribution de Rickert, qui approfondit les concepts antérieurs en insistant sur la différence entre la tendance généralisatrice et la tendance individualisatrice (30). Ainsi, nous avons une seule réalité effective, conçue de double façon : d’une part, à travers la généralisation qui fait de la réalité nature, et d’autre part, de la particularisation qui fait histoire. Ce qui nous intéresse spécialement ici, c’est de voir comment, dans le cadre de ce débat sur la fondation des sciences, l’auteur dégage des thèses sur le mode d’être de la réalité. Malgré ce monisme ontologique constatable chez Rickert, l’essentiel est surtout que l’être humain appréhende cette réalité à travers ses propres moyens : dans cette ordination de la réalité, le néokantien considère les généralités des abstractions, qui seraient dépassées dans le rang hiérarchique par l’objet individuel auquel nous faisons face. Bien que, en termes kantiens, l’individualité « en soi » de l’objet ne soit pas atteignable, les analyses montrent que, malgré tout, l’appréhension de la réalité par le sujet fonctionne grâce à un type particulier d’individualisation. D’où la conséquence suivante, importante pour la suite du livre : la réalité que l’être humain appréhende est plutôt individuelle avant d’être générale et légiférée comme nature (37). Cependant, comme le relève la dernière section du chapitre, à partir des apports de Kroner, le monisme ontologique des néokantiens ne va pas sans difficultés. En effet, considérer la réalité à partir d’une seule dimension implique aussi de dérober la signification individuelle propre aux objets ou événements historiques : un tableau ne serait qu’un amas de matériaux sans aucun sens au-delà d’ajouts postérieurs. Ceci ne correspond certainement pas à sa réalité la plus propre et significative. Malgré tout, et c’est le thème du deuxième chapitre, il ne va pas de soi que l’essai diltheyéen de sauver la spécificité de l’histoire soit réductible, comme il l’était pour les néokantiens, à un dualisme esprit-nature des plus orthodoxes.

En effet, Dilthey a développé plutôt un monisme ontologique de l’expérience vécue (Erlebnis, vivencia). Contre un appauvrissement de l’expérience, il s’agit de redonner une force et une légitimité à celle-ci dans les sciences humaines, passant de la caractérisation du sujet comme rationnel et froid à sa compréhension en tant qu’être historique dans son être propre. Notons aussi que par le biais de cette caractérisation s’éclaire une autre conception de l’être humain, comme étant capable de radicaliser ses tendances naturelles de compréhension vers tout ce qui est historique, afin d’élargir et d’appréhender son champ de connaissance.

L’analyse de la notion d’expérience vécue menée à bien par l’auteur permet de dégager l’originalité de Dilthey dans le contexte philosophique de son époque. Avant toute abstraction, toute différenciation comme celle d’objet physique et de représentation psychique, nous avons la donation de quelque chose de plus originaire : l’Erlebnis dans toute sa puissance. L’expérience vécue se donne immédiatement, avec des valeurs, des sentiments, etc. Et dans le domaine des sciences humaines, dont font partie l’histoire et ce qui est historique, ce sera à partir des expériences vécues que nous, êtres historiques, pourrons avoir accès aux intériorités passées, à leurs mondes vécus et à leur caractère spirituel, à partir des expressions humaines, de ses œuvres et de leur culture. Leur sens et leur signification ne sont surtout pas réductibles à leur limitation dans d’autres sciences naturelles. L’intérêt de ce chapitre est alors de mettre en avant une dimension originaire de l’expérience vécue qui permette de contrer la compréhension matérialiste plus vulgaire, et ce, à travers d’une lecture des thèses de Dilthey qui se veut expressément métaphysique.

Dans les dernières sections, ce point de vue est développé davantage avec la notion d’Innewerden (saisie, se rendre compte de ; percatación). Avant toute différenciation ou abstraction, nous avons donc l’expérience vécue, à laquelle nous avons un accès immédiat : elle se donne avant toute réflexion, de façon préthéorique, sans qu’on puisse parler de distinction entre le « capter » et le « capté ». Autrement dit, il n’y a pas encore de relation entre sujet-objet, pas de rapport de l’ordre de la connaissance pivotant autour de la perception. La prétention de l’auteur, en mobilisant la notion de l’Innewerden, complétée par des références à Heidegger et à Gadamer, qui ont relié le concept au νοεῖν grec en tant que « perception préréflexive », est d’abandonner le cadre épistémologique et la réduction matérialiste de toute réalité au simplement physique. La compréhension de l’Innewerden fait signe vers un des points clés de l’ouvrage et annonce les chapitres suivants sur le jeune Heidegger. En interprétant de façon ontologiquement forte la conceptualisation diltheyéenne, F. Jaran souligne qu’avec l’expérience vécue nous retrouvons une revalorisation de ce qui est significatif, ce qui a un sens, et donc surtout un sens historique, face aux démarches abstractives propres aux sciences de la nature. Dans la mesure où l’expérience vécue est première, plus originaire et précède les démarches épistémologiques postérieures, et contre le privilège moderne de la perception sensible, nous pouvons nous accorder avec Dilthey pour suivre ce fil comme accès à une réalité plus pleine, où l’être humain se tient avant toute distinction ( 62-63).

Ces deux premiers chapitres offrent une pertinente et très claire vue d’ensemble sur la façon dont le problème et ses enjeux étaient posés et seront reçus par Heidegger, et cela, dès ses premiers cours. C’est à partir de cette question que nous passons maintenant à la deuxième partie du livre, donc aux trois chapitres consacrés au projet heideggérien dans ses diverses ramifications.

L’auteur ouvre cette partie en expliquant l’importance de l’histoire et l’historicité chez Heidegger. Particulièrement intéressante dans ce contexte est la citation d’une lettre à Bultmann, où il est question de l’élargissement de la région du domaine d’objets nommé « histoire ». Cet élargissement, dans le cadre du projet ontologique du livre, ne doit pas être compris seulement comme relevant du caractère éminemment historique du Dasein, mais aussi et surtout comme une élaboration versant sur le mode d’être des étants historiques. Les tentatives de dépassement de l’appréhension de la réalité comme Vorhandenheit fonctionnent alors comme fil conducteur, et c’est ce point qui représente la nouveauté heideggérienne ici reprise. Cependant, en suivant ce fil conducteur, l’auteur va préciser aussi l’évolution du questionnement de Heidegger, remarquant le processus génétique qui va de la thématisation de la vie facticielle à l’ontologie fondamentale de 1927.

Pour ce faire, le troisième chapitre (« Penser l’histoire à partir de l’expérience facticielle de la vie ») est consacré plus concrètement à l’analyse des cours de jeunesse, notamment Phénoménologie de la vie religieuse et Phénoménologie de l’intuition et de l’expression. Il s’agit donc de mettre en avant les acquis plus féconds de Dilthey sur l’expérience vécue et sur la vie pour capter le mouvement de celle-ci dans son inquiétude, et donc dans ce qu’elle m’est propre, se séparant davantage des fixations épistémologiques du néokantisme. À partir de cette orientation, l’histoire n’est plus à considérer comme un « objet » du savoir, auquel on applique des concepts généraux, mais doit être saisie dans la facticité elle-même. Mais pour autant, ce qu’est à proprement parler l’historique, sans se borner tout simplement à le voir comme ce qui « a lieu dans le temps », doit être mieux délimité. Ceci permet à Heidegger de critiquer Rickert dans sa quête d’une historicité plus « vivante » et plus originaire, qui nous détermine et affecte de fond en comble. Avant toute étude scientifique et théorique, notre expérience vitale de l’histoire est déjà là (77).

Cependant, si l’histoire surgit au sein de la vie facticielle elle-même, nous devons comprendre la structure de cette détermination, comprendre aussi comment elle se donne dans le Dasein. L’auteur se prête à ce travail en dégageant la pluralité des modes dans lesquels, selon Heidegger, l’histoire se manifeste dans la vie facticielle, élaborant ainsi une hiérarchie fondamentale. Certes, l’histoire peut être comprise comme un savoir que nous étudions en lisant des textes, documents, etc. Elle peut aussi et surtout être conçue comme la totalité de ce qui est passé ou advenu, voir comme une partie significative de cette totalité. Mais ces manifestations ne sont pas aussi originaires, notamment la dernière, puisque, bien que surgissant d’une pensée humaine, elles fonctionnent plutôt comme une idée spéculative et régulatrice, qui ne concerne pas de façon essentielle notre présent. Pour Heidegger, les modes authentiques de l’histoire nous concernent plus directement, nous « dévorent » pour ainsi dire : c’est plutôt l’histoire comme tradition, comme magistrae vita ou, tout simplement, comme la mienne propre. C’est ainsi que nous nous rapportons à l’histoire, que nous apprenons d’elle. Et c’est là un point essentiel pour son projet ontologique que l’auteur souligne dans ce chapitre : ces rapports à l’histoire sont caractérisés de plus authentiques, dans la mesure où celle-ci se donne ainsi comme existant facticiellement, comme une réalité historique (85-86). Cependant, les réflexions heideggériennes sur le problème ne s’arrêtent pas ici, dans le terrain de la vie facticielle, et vont acquérir un caractère plus ontologique à partir de la reprise du débat Dilthey-Yorck. C’est le thème du quatrième chapitre : « Placer Dilthey sur le terrain de l’ontologie ».

Dans les années 1924-25, s’acheminant vers la question de l’être qui sera décisive par la suite, l’interrogation sur l’histoire et l’historicité se concrétise en partant de façon explicite du traitement d’un étant qui est caractérisé par l’histoire : le Dasein en tant qu’être que nous sommes. Heidegger reprend ainsi, notamment dans les conférences sir Le concept de temps, la philosophie de Dilthey et les critiques du comte Yorck pour modifier le traitement de la vie, passant ainsi à une considération sur les structures ontologiques de l’existence humaine, qui est d’emblée et essentiellement historique. Par ce biais, il va s’éloigner davantage des limites de l’approche propre à la théorie de la connaissance. L’enquête historique ne peut pas partir du privilège de la perception, omniprésent dans la philosophie moderne et dans les sciences de la nature, mais de ce qui est vécu. Réélaboré par Heidegger, le travail sur la vie que Dilthey avait mené doit être maintenant progressivement ontologisé. Il s’agit donc d’une opération de déplacement qui ramène la vie et la réalité historique à sa constitution ontologique, à ses modes de donation. Nous devons, comme le prône Heidegger dans ces textes, nous questionner sur l’être et non sur l’étant, sur l’historicité et non tout simplement sur ce qui est historique. S’offre ainsi une méthode d’interrogation qui n’est pas réductible au traitement de ce qui est vorhanden : c’est seulement ainsi que l’histoire pourra être traitée de façon effective.

Cependant, cette nouvelle approche implique surtout de comprendre l’historicité au sein du Dasein lui-même, donc de se demander en quoi celui-ci est un être essentiellement historique. Ce que veut souligner l’auteur dans ces pages est comment, en comprenant la façon dont tout rapport du Dasein à l’étant est déjà marqué par l’histoire, nous pouvons accéder, à travers cette marque du passé, à une nouvelle prégnance de la réalité historique. En effet, le philosophe fribourgeois s’efforce d’écarter l’idée traditionnelle selon laquelle le passé serait un présent sans actualité, sans être. Contre cette idée bien inscrite dans notre conceptualité depuis Augustin, Heidegger rétorque que le passé se donne sous une forme particulière : celle du Gewesen-sein, de l’être-été (ser-sido). C’est ce statut d’être qu’a le passé, et non celui de présent prétérit, qu’il faut garder à l’esprit pour une recherche sur l’ontologie historique. Ainsi, en 1924 un jalon fondamental était déjà placé, qui sera complété dans Être et temps afin de mieux comprendre quel rapport entretient le présent avec l’historicité.

Le chapitre se clôt par une analyse des conférences de Kassel et de sa reprise dans le cours du semestre d’été 1925, les Prolégomènes pour une histoire du concept de temps. Le recours au premier texte sert à montrer comment Heidegger établit la distinction, devenue désormais « canonique », entre l’histoire comme savoir ou science historique (Historie) et l’histoire comme événement (Geschichte), et un événement qui nous concerne au premier plan. Dans le second texte, il est plus facile d’apprécier le chemin vers une ontologie. En laissant derrière-lui les approches de la vie facticielle, qui ne voulaient pas trancher entre le domaine de la nature et celui de l’histoire, Heidegger souligne néanmoins la possibilité d’approcher la réalité historique vraie, en procédant par une démarche phénoménologique qui capte sa constitution originaire. Mais cela ne sera possible que si l’ontologie grecque, qui relie la présence constante, la oὐσία, à l’être, est rompue par une nouvelle ontologie capable de rendre compte de l’histoire au-delà de cette réduction. Le chemin vers Être et temps est maintenant dégagé, où F. Jaran voit la solution heideggérienne au problème de l’ontologie de l’historique.

Le cinquième chapitre, « L’histoire dans le cadre de l’ontologie fondamentale », se penche alors sur l’opus magnum de 1927. En se concentrant particulièrement sur les paragraphes 72 à 77 de la seconde partie, l’auteur cherche à mettre en lumière le sens et la portée de l’historicité originaire du Dasein dans ce qui l’intéresse davantage : son rapport à l’étant. Pour abandonner radicalement l’idée du présent comme réalité et les thèses subjectivistes de l’histoire il faut tirer toutes les conséquences de la structure temporelle du Dasein, son rapport à l’historicité. En effet, celui-ci n’est pas de prime abord anhistorique pour, par après, se voir octroyer ces qualités : il est de façon essentielle marqué par le temps, et donc le temps arrive (geschehen) en lui, de la naissance à la mort. Dans le questionnement ontologique du livre, il nous faut cependant comprendre aussi comment cette historicité se rapporte à ce qui n’est pas le Dasein.

L’auteur consacre alors une partie du chapitre à commenter l’analyse de l’antiquité, en tant qu’étant historique par excellence, telle qu’elle se déploie dans Être et temps. Cette première approche confirme d’abord l’idée qu’à travers un étant ancien nous avons accès à un monde passé, un monde qui n’existe plus mais qui appartenait à un Dasein, et qui maintenant s’ouvre à nous à partir de cet étant lui-même. Ce monde est caractérisé comme welt-geschichtlich, comme ce qui est mondain-historique (mondo-historial dans la traduction d’E. Martineau). Mais cette façon de considérer le problème n’est pas suffisante : le fil de l’antiquité ici suivi permet de découvrir la relation des étants intramondains comme étants historiques avec un monde aussi bien historique. Malgré tout, il nous reste à comprendre en quel sens plus précisément le monde a lieu comme historique et quelles conséquences nous pouvons tirer par rapport à l’étant historique tel quel.

Ici, la difficulté que l’auteur souligne conséquemment tient à ce que Heidegger lui-même a affirmé dans Être et temps, à savoir, qu’une recherche ontologique de ce qui est « mondain-historique » suppose d’aller au-delà de la recherche qui est la sienne. F. Jaran cherche alors à expliquer ce point et à faire comprendre qu’on ne peut malgré tout ni soutenir que l’histoire est une région ontologique parmi d’autres ni que le caractère historique est simplement un mode d’être à ajouter à la liste que forment la Vorhandenheit, la Zuhandenheit et les autres. Au contraire, l’historicité, pour ainsi dire, se décline historiquement et est à retrouver dans plusieurs modes d’étants, soit subsistants, utiles, existants, etc. (137). Et c’est dans le cours de 1927 sur Les problèmes fondamentaux de la phénoménologie que Heidegger lui-même jette une nouvelle lumière sur la question. Une des particularités de l’étant historique est son caractère nécessairement intramondain : contrairement à l’étant naturel, qui surgit de et à partir de lui-même, l’étant historique est produit (comme le seraient, dans l’exemple de l’ouvrage, les produits de la culture, etc.), et produit de façon nécessaire par un Dasein. L’étant historique comme intramondain relevant donc de l’intervention d’un Dasein comme causalité ontique, la question ne peut pas être complètement résolue dans une recherche sur les structures ontologiques de l’étant, et donc sur les conditions de possibilité de compréhension de l’être telles que constituent le projet de l’ontologie fondamentale.

Pour conclure ce chapitre et bien exposer les acquis et les voies malgré tout ouvertes de la pensée heideggérienne, l’auteur se tourne vers les remarques « métontologiques » des textes postérieurs à 1927. Compte tenu que la projection transcendantale de l’historicité originaire du Dasein sur l’étant est insuffisante pour expliquer l’étant dans son caractère historique et son appartenance au monde, ce pas est cohérent et semble fécond. De ce point de vue, le retournement vers l’étant comme point de départ permet de penser la manifestation de l’étant comme d’emblée historique. Malheureusement, Heidegger ne traite pas en détail ce thème, se bornant à quelques remarques. Ceux-ci s’avancent vers la possibilité d’une ontologie de l’histoire qui s’appuierait sur le problème du mondain-historique, et a fortiori si elle ne veut pas s’épuiser dans la projection transcendantale du Dasein et de sa compréhension de l’être. En effet, comme le relèvent les dernières pages du chapitre, le caractère mondain-historique ne correspond pas, tout simplement, à un mode d’être qui déterminerait que l’étant se manifeste sous telle ou telle forme. Bien  au contraire, l’étant historique se donne dans le monde lui-même, et dans sa particulière référence aussi bien au monde passé du Dasein qu’au problème du monde en tant que tel. Ayant dégagé ce point fondamental pour son projet, F. Jaran peut maintenant compléter sa recherche ontologique en s’appuyant, dans une troisième section, sur des auteurs doués d’une sensibilité différente à l’histoire.

Le sixième chapitre est donc consacré à R. Collingwood, et bien que sautant à l’analyse d’un philosophe et historien anglais, l’auteur souligne que la source des influences demeure la même : Dilthey. Par rapport aux avancées antérieures, Collingwood met en avant la conception de la ré-effectuation (re-enactment) comme mode de reconstitution historique, que F. Jaran va expliciter en comparaison avec la répétition heideggérienne d’Être et temps. Il s’agit alors de bien appréhender comment l’historien est capable de redonner une certaine effectivité aux événements passés, et quel sens épistémologique précis cela possède dans sa recherche.

À partir de ces interrogations, la question est de voir comment Collingwood envisage la possibilité de connaître l’histoire, en admettant que c’est un objet qui dépasse certainement ce qui est « réel », et qu’elle est douée d’un statut d’idéalité et d’inactualité qui doit se révèler malgré tout comme accessible par le travail de l’historien. Ce qui intéresse particulièrement l’auteur est de voir précisément comment cette réactualisation de l’effectivité de l’histoire se déploie, notamment dans une perspective ontologique : c’est par les étants ou artefacts historiques que nous pouvons comprendre les propos humains qui les sous-tendent, les nécessités auxquelles il répondait.

Plus concrètement, Collingwood propose une division entre aspect externe et interne de l’étant historique, donc entre sa dimension physique et psychique, et octroie la primauté absolue de l’interprétation à ce qui est interne en tant que lieu des intérêts humains. L’activité critique de la ré-effectuation consiste alors à repenser dans l’esprit de l’historien ce que les personnages historiques ont dû penser, redonnant une effectivité au passé qui serait justifiée par la capacité humaine de penser la même chose. C’est à ce niveau que tient une des difficultés majeures de la ré-effectuation : la justification de cette mêmeté du pensé doit dépasser l’irrépétable, comme les perceptions et les sentiments, mais elle doit atteindre un sens intemporel de l’événement qui aurait acquis réalité dans le monde.

Cette dimension de la ré-effectuation pose problème ; elle risque de constituer une sorte de phantasme de résurrection absolue du passé dans le présent, apparence qui se radicalise davantage par la position de Collingwood sur la justesse et l’adéquation totale de ce qui est ré-effectué. Contrairement à l’herméneutique, dans laquelle F. Jaran n’a cessé de puiser les ressources de son argumentation, les thèses du philosophe anglais mènent à une compréhension du passé qui pourrait être caractérisée par une certaine naïveté : nous, comme chercheurs, nous recréons dans notre esprit ce qui s’est effectivement passé, tel quel. Face à cela, les travaux de Heidegger, mais aussi et surtout de Ricœur et de Gadamer nous ont montré à quel point la distance historique est un abîme infranchissable qui permet justement une compréhension autre des événements, tout en écartant les soupçons de psychologisme, dont sa présence chez Collingwood est difficilement contestable.

Et c’est donc sur Ricœur que porte le dernier chapitre, où la réponse précise au problème global de l’ouvrage est atteinte. Il s’agit pour l’auteur de voir en quoi la thématisation de la trace, présente dans le troisième volume de Temps et récit, constitue justement ce qu’une ontologie de la réalité historique cherche depuis le début de l’ouvrage. Pourquoi ? Principalement car la visée de Ricœur correspond à ce qui était recherché, notamment parce que la trace relève d’une dimension ontique, elle est bel et bien un « reste visible » qui fait partie de ce qui est arrivé, donc de l’événement historique.

En outre, la trace dépasse les autres étants capables de nous révéler quelque chose du passé, puisque dans sa neutralité elle n’est pas suspecte, comme le monument ou le document, d’être entachée par une forme ou une autre d’idéologie. Bien plus, F. Jaran souligne que dans son rapport à l’événement, la trace a un statut ontologique spécifique : il y aurait un certain rapport de métaphoricité, d’évocation de ce qui est arrivé dans le document, en tant que signe qui fait signe vers quelque chose d’autre, tandis que la trace reste, dans toute sa simplicité, une chose parmi les choses.

À travers cette notion de trace, nous sommes aussi amenés à une critique des limites de l’antiquité et de la position heideggérienne dans Être et temps. En effet, Ricœur cherche à réenvisager cette primauté de l’originaire dont l’œuvre de Heidegger semble porter l’étendard : la trace, par le dérivé et l’ontique, enrichit la compréhension originare de l’histoire et nous montre que l’historicité du Dasein et le savoir historique (Historie) se déterminent mutuellement beaucoup plus qu’ils ne s’opposent. Mais la trace dépasse aussi l’unilatéralité de la conception de Collingwood, qui privilégie l’aspect interne des étants au détriment absolu de l’extériorité, de l’étantité historique de la trace. En elle-même, la trace est la preuve matérielle de la prégnance de l’histoire. Elle n’est pas, telle quelle, une représentation d’autre chose, mais elle « tient lieu de ». Elle garde sa dimension ontique manifeste tout en permettant d’atteindre l’histoire, nous révélant pleinement ce qu’était le but recherché tout au long du livre : ce qu’est un étant historique, une réalité historique en soi qui va au-delà de toute projection subjective et de toute réduction scientifique. La trace nous permet alors d’accomplir notre désir, « un peu puéril » comme le souligne l’auteur, mais néanmoins essentiel pour nous, êtres historiques : celui de « pouvoir toucher avec les mains ou voir avec les yeux un objet qui provient du passé » (175).

[1] François Jaran. 2013. Phénoménologies de l’histoire. Husserl, Heidegger et l’histoire de la philosophie. Louvain: Peeters.

Robert C. Scharff: Heidegger Becoming Phenomenological: Interpreting Husserl Through Dilthey, 1916-1925

Heidegger Becoming Phenomenological: Interpreting Husserl through Dilthey, 1916–1925 Book Cover Heidegger Becoming Phenomenological: Interpreting Husserl through Dilthey, 1916–1925
New Heidegger Research
Robert C. Scharff
Rowman & Littlefield International
Paperback $39.95

Reviewed by: James Cartlidge (Central European University)

The story often told about the birth of phenomenology begins with the perceived proto-phenomenological tendencies of philosophers of antiquity, before the discipline eventually found its proper explicit expression in Edmund Husserl. Following in the footsteps of Husserl comes his young student Martin Heidegger, who takes his basic insights, expands on, develops them and revises them, which eventually results in a ‘phenomenological ontology’, as opposed to Husserl’s ‘transcendental phenomenology’. Though Heidegger disagrees significantly with Husserl on some issues, when it comes to how Heidegger became the kind of philosopher he did, the debt he owes is largely to Husserl. However original Heidegger goes on to be, he is ultimately, to some extent, a Husserlian revisionist. However, as more of Heidegger’s early lecture courses have appeared, another figure’s considerable influence on the young Heidegger became increasingly difficulty to deny, at the expense of Husserl and the line of interpretive thought I just described. This figure is Wilhelm Dilthey, a German historian best known in philosophical circles for his contribution to the epistemological debate surrounding ‘understanding’ and ‘explanation’. The fact that Dilthey influenced Heidegger, and that Heidegger thought his work was especially promising, is uncontroversial: even in Being and Time he wrote that “the researches of Dilthey were, for their part, pioneering work; but today’s generation has not as yet made them its own.”[1] The extent of Dilthey’s impact on Heidegger’s philosophical formation, however, has not been adequately understood, nor its primacy over the influence of Husserl. Correcting this oversight is the central aim of Robert Scharff’s Heidegger Becoming Phenomenological. Using the wealth of evidence from Heidegger’s early lecture courses and the clearly Dilthey-influenced language and theoretical framework found in them, Scharff not only elaborately illustrates Dilthey’s impact on the formation of Heidegger’s thought, but shows how it is this impact that informs his subsequent reading of Husserl. It is only based on his prior reading of Dilthey that Heidegger ‘destructively retrieves’ Husserl. The dominant interpretive line of thought with respect to the history of phenomenology from Husserl through Heidegger is therefore mistaken, a fact that is perhaps not necessarily new to us but has never been as comprehensively expressed and well-demonstrated as Scharff does here. His text is a welcome addition to the New Heidegger Research series, with its clear writing, thorough scholarship and nobly motivated project making it of interest to anyone looking to learn about the history of phenomenology.

On the one hand, Heidegger Becoming Phenomenological is a historical, scholarly work concerned with the genesis of Heidegger’s phenomenology and the specifics of his engagements with Dilthey and Husserl. But on the other hand, it is also about what it is to philosophize at all, and what kind of philosophers we need to be, or become. Its expositions of Heidegger, Dilthey and Husserl are driven and bookmarked by an impassioned call for philosophers to question the predominantly materialist/objectivist, ‘technique-happy’, scientifically-minded condition in which much philosophy finds itself, where the “primacy of the theoretical” (158) reigns. In this climate, there is a dominant tendency to conceive of ourselves as knowing subjects, rational animals, as cognizing consciousnesses to which objects appear – at the expense of the wealth of phenomenological life-experience that this conception of ourselves ignores. The effect of this ‘loss of touch with life’ on philosophers, on Scharff’s view, is particularly damning:

their work grows to be an embarrassment, increasingly displaying a tendency to become excessively logical, formalistic, or simply clever; and this is so even if in the beginning, some insightful encounter or concern that is actually lived-through was the source of hat are now just empty exercises. (153)

It is these ‘insightful encounters or concerns’ that Scharff, through Heidegger and Dilthey, insists we must get back to. But this cannot be done as long as we are mired in the normal (read, broadly analytic, scientistic) way of doing philosophy, where philosophers ‘inquire, argue and claim’ (159), ‘take positions, promote theories and influence others’ (xii) and the worth of their viewpoints are evaluated. (xvi) Here, claims are either true or false, arguments are sound or unsound, theories are coherent or incoherent, changing your mind is inconsistent, new ways of speaking perhaps ‘incoherent’, ‘obscurantist’ or ‘unscientific’, and everything a philosopher says in their work is taken at face value. It is this superficial way of doing philosophy that we must overcome, and another strength of Scharff’s text is its emphasis on and drawing out of Heidegger’s way of overcoming it – his way of reading other philosophers in a ‘destructive retrieval’. The bulk of Scharff’s text is dedicated to explicating, in detail, how Heidegger engages in such a ‘destructive retrieval’ of Dilthey and Husserl. I will briefly summarise how the book proceeds chapter by chapter before spelling out some of its most significant points in greater detail.

Chapter 1 frames the book in terms of Heidegger’s early preoccupation with how we should philosophize, his ‘preliminary question’ of what kind of philosopher one needs to be in order to be phenomenological. For Heidegger, this will involve a destructive retrieval of both Husserl and Dilthey, with the emphasis on ‘destructive’ with Husserl and ‘retrieve’ with Dilthey. The retrieval of Dilthey is the starting point of chapter 2, which begins ‘part one’ of the text. Here, Scharff introduces Dilthey’s central ideas of ‘the standpoint of life’ and ‘understanding life in its own terms’ as they arise in the most familiar contribution Dilthey has been known to make to philosophy, which is his attempt to delineate between the natural and human sciences and provide epistemology for the latter. Out of this project arises Dilthey’s idea that the human sciences attempt to understand human history from ‘the standpoint of life’, an idea that gets ‘phenomenologically replaced’ in Husserl with the ‘transcendental consciousness’, a de-historicised, de-contextualized cognizing subjectivity to which objects appear. Heidegger sees certain ‘intuitions’ in Dilthey’s idea that promise far more philosophically (for phenomenology and ontology) than even Dilthey himself realised. Chapter 3 shows how Heidegger sought to appropriate Dilthey and carry his work far beyond the epistemology of the human sciences, which Dilthey confined himself to. Here there are interesting discussions of how Heidegger engages with other philosophers, in terms of ‘appropriation’ and the ‘formal indications’ we might find implicit in their work even if they do not realise it. ‘Formal indication’ is a notoriously difficult concept in Heidegger, one that normally gets fleshed out from its application in Being and Time and beyond, so it is interesting to see its treatment in the 1920s lecture courses. Heidegger’s appropriation of Dilthey’s ‘standpoint of life’ leads us into ‘part two’ of the text, which deals with how Heidegger’s appropriation of Dilthey informs the ‘destructive’ element of his engagement with Husserl. Dilthey helps Heidegger realise that Husserl’s phenomenology is not genuine phenomenology, but an enactment of the theoretical-scientific attitude, containing an unhelpful opposition to Dilthey’s alleged ‘historicism’, which for Husserl leads to obscurity and relativism, and does not “a proper philosophical response to the empirical facts of historical-human life.” (98) Phenomenology, on Husserl’s view, must ‘get behind’ historical life to the transcendental consciousness which experiences it. However, an immersion in the historical, as Heidegger learns from Dilthey, turns out to be a requirement for genuine phenomenology, not something to be opposed by it. Chapter 5 turns to the positive retrieval of Husserl, in which Heidegger attempts to salvage Husserl’s ‘principle of all principles’ in a way that is compatible with Dilthey’s historically-immersed ‘standpoint of life’. Heidegger’s destructive retrieval of both Dilthey and Husserl for the purpose of becoming genuinely phenomenological lead Scharff to the conclusions he draws in chapter 6, about the always-ongoing nature of phenomenology, something that necessarily ‘becomes’ without ever reaching a complete state of ‘being’. The point of phenomenology is to become attuned to our historical being, a process which is always ongoing, never finished – the point is therefore to continuously ‘become’ phenomenological, not try and ‘be’ it.

 Arguably, the most important term in Scharff’s book, both for understanding how Heidegger conducts his philosophy and for understanding the project of the book itself, is ‘destructive retrieval’. Heidegger’s notion of ‘destruction’ is long-familiar to us, especially in the form of the ‘destruction of the history of ontology’ he proposes in Being and Time. But in his earlier lecture courses, which are the sole focus of Scharff’s analysis, Heidegger speaks rather of ‘destructive retrieval’, emphasizing both the positive and negative aspects of the task he would later refer to only as ‘destruction’.

Sometimes, one encounters texts whose author seems to be “on the way” toward a topic or insight that outruns, or perhaps even casts doubt on the aptness of – what they say or even consciously intend. In such cases, it is especially desirable to try to understand the text “in its own terms” (xviii)

To destroy, or destructively retrieve, a philosopher’s work, does involve a negative dismantling of it, but always with an eye towards retrieving the positive possibilities latent within it, the tools it might (in spite of itself) afford us for moving beyond it. Rather than a strict emphasis on whether someone is right or wrong, coherent or incoherent, destructive retrieval aims at ascertaining what about their historical context might drive a philosopher to say what they say and what worth this motivation might have in the long run, even if the expression this motivation was given and the work it was put to turns out to be mistaken or inadequate. It is not just about dismantling inadequate systems of thought, but “stake out the positive possibilities of that tradition” (BT, 44) in which they are situated, ascertaining what we can learn from it about how to do philosophy as well as how not to do it.

This is precisely what Heidegger does with both Dilthey and Husserl, but it is Dilthey who Heidegger owes a greater philosophical debt to, and Dilthey who informs Heidegger’s subsequent reading of Husserl, not the other way round. Scharff’s book therefore finds a happy home alongside other texts in the New Heidegger Research series such as Thomas Sheehan’s Making Sense of Heidegger, since it also aims at overturning a long-dominant interpretive tendency in Heidegger scholarship. Scharff argues at length that the influence of Husserl on the young Heidegger has been overemphasized for far too long, with “the two main interpretive options […] [being] that he is either a revisionist Husserlian or a radically revisionist Husserlian.” (vii) Scharff’s contention, backed up by the relatively recent availability of Heidegger’s 1920s lecture courses, is that both of these alternatives are wrong, and it is in fact Dilthey who helps Heidegger take up a position on how it is that he should philosophize, a position which goes on to inform his reading of Husserl.

But this is not to say that Husserl had nothing to offer Heidegger, or that Heidegger has no issues with Dilthey – Heidegger engages in a destructive retrieval of both, though “it is more a matter of critically dismantling in the case of Husserl and more a matter of appropriation/retrieval in the case of Dilthey.” (xxii) Ultimately, Husserl saw the potential of and necessity for phenomenology but was gravely mistaken in his articulation of how it should be practised. Phenomenology, for Husserl, must rise above our “concrete circumstances […] of scientific practice […] of culture, society, history” (40) in order to be able to train itself exclusively on what appears to a ‘transcendental consciousness’. Only then will we have returned ‘to the things themselves’, as his famous slogan suggests. But as anyone familiar with the Heidegger of Being and Time will know, this ‘rising above’ is precisely a step in the wrong direction. Rather,

historical-human life […] belongs to us and is possessed by us as an endlessly rich, diverse and multiply interested environmental experience that is an already meaningful and understandable process before it gets theoretically sliced up and conceptualized. (xx)

Husserl’s basic motivation to return to the things themselves as we experience them, is a noble and necessary one. However, his idea of what this means is gravely mistaken. According to Husserl, we must strip away the trappings of historical life, culture and experience in order to experience the world ‘as it really is’, and so he remains trapped in a Cartesian-Kantian framework that amounts to an “enactment of the current (predominantly scientific and philosophically scientized) ways of conceptualizing” (xxi) life as we live it. To be phenomenologists, according to Husserl, we have to become the disinterested, objective cognizing observers that science would have us be, and record our experience this way. Heidegger’s problem with this is not just that the stripping-away Husserl proposes is impossible, but that even if it were possible, would be a far from accurate reflection of our existence and experience. We are fundamentally historical beings, and this being-historical fundamentally conditions our existence and experience of it at every step. To attempt to rise above it to describe our experience of our existence, therefore, is gravely misconceived and would miss out on a constitutive element of our existence. Rather, any phenomenology worthy of the name must involve an attempt to understand our life ‘in its own terms’, cultural-historical trappings and all. And it is this insight that Heidegger gets from reading Dilthey.

Through Dilthey, Heidegger arrives at a conception of how to do phenomenology that far surpasses Husserl’s, but this is not what Dilthey had in mind. Dilthey’s original project, as chapter 2 explains, was originally to construct an epistemology of the human sciences, such that they can be shown to be distinct rom the natural sciences and yet still be called a science. Readers unfamiliar with Dilthey’s well-known contributions to the human sciences and the ‘explanation vs. understanding’ debate will learn a lot from this chapter, which reconstructs some of the most salient points before phenomenologically recasting this territory as Heidegger does. In the course of Dilthey’s project, Heidegger detects “a [very non-traditional] philosophical concern”, namely, the concern to understand the living-through of historical existence and all of its manifestations “in their own terms.”” (xxii) According to Heidegger, waiting to be retrieved in this idea is the basic attitude one must adopt if one wishes to be a phenomenologist, something Dilthey ultimately was unable to realise because of his own historical situation, and his own self-conception as an epistemologist of the human sciences. Indeed, understanding how a thinker’s work is an expression of its own historical-cultural situation is a key element of a destructive retrieval – the point is not only to understand what a philosopher got right or wrong, but what it is about their situation that drove them to say what they said in the first place and how it ‘expresses’ their situation. Dilthey’s idea of understanding life in its own terms, and working out what this might mean for phenomenology, becomes Heidegger’s primary destructive-retrieving concern in the 1920s, up until the writing and publication of Being and Time. His response to Husserl’s conception of phenomenology may initially seem obvious, but it is not without reason that Husserl opposes Dilthey, in fact this points to a deep disagreement between philosophers of all stripes over a key issue: the nature and danger of relativism.

Husserl sees Dilthey as engaging in a kind of ‘historicism’, which brings with it the danger of relativism. If everything must be understood out of and related back to our historical life, everything is relative to whichever historical period it arises out of, none of which are ‘better’ or ‘more fundamental’ than any other. Practitioners of natural science, and anyone that adopts a ‘theoretical-scientific attitude’, would obviously want to oppose this, since the very point of science is to achieve knowledge that would be true no matter what historical period we are in. But Heidegger is not advocating for (at least this kind of) relativism, as this quote shows:

those who cry, “Relativism!” typically have things backward. It is factical life in its primordial sense that is “absolute,” and the particular expressions of practice that emerge from it are “relative” (59)

Heidegger, along with Dilthey, is keen to relate everything back to “the facts of consciousness” (60) for this is where all human practises originate and have their grounding. To say this is not to say that experiential knowledge is more fundamental than natural-scientific knowledge, or that one is ‘better’ than the other, just that they are different and one emerges out of the other, as all human practises do. A phenomenology, to be truly phenomenological, must get to grips with our historical existence as that kind of being out of which disparate human practises, indeed any human practises, arise. The point of phenomenology is not to invalidate or undermine science or the knowledge it discovers, but one of its functions is to explicate science’s origin out of human life and its being grounded therein, in the facts of historical consciousness.

But this task of phenomenology, as Scharff deals with later in the book, is always a necessarily unfinished one, something we are always on the way towards but never quite reach completely because of the ever-changing historical landscape. Phenomenology is always ongoing, always ‘responsive’ to the changes of our existence as we experience them. This is where the second sense of the book’s title comes into play – the first sense emphasizes that it is a book about how Heidegger becomes the sort of philosopher he is by 1927, and the second emphasizes the unfinished nature of phenomenology as something that is always ‘becoming’, never ‘being’ in itself, complete. This is also another reason behind Husserl’s opposition to Dilthey’s ‘historicism’ – because history is ever-developing, to remain immersed in it in the course of our philosophical investigations implies an insusceptibility to a definite method or single way of proceeding, which dooms us to remain trapped in indefiniteness and obscurity. Indeed, because of the problem of history there will have to be as many or phenomenological methods or techniques as is required by whatever new challenges to it that history throws up as it proceeds. But this is not necessarily a negative consequence, but rather testifies to phenomenology’s status as a process: “no method or training regimen can protect even a well-intentioned phenomenologist from the never-ending struggle to become phenomenological” (157). Because human existence is ever-changing, developing and dependent on the whim on history, phenomenology must be ever in the process of becoming ‘responsive’ to these changes in order to capture them adequately. Though Husserl’s basic motivation of getting back to the things themselves is noble, his enactment of it precludes the required kind of attitude to phenomenology, where Dilthey’s openness to historical being better equips us for attaining it.

These are, I would suggest, the most important and salient points Scharff makes throughout the book, but this is not to mention some other interesting issues that arise along the way. The way Scharff grapples with Heidegger’s notoriously difficult idea of ‘formal indication’, and the array of formally indicative concepts and phrases in Heidegger’s early work, is admirable. So is the inclusion of Heidegger’s much-less-discussed engagement with Paul Natorp, a prominent philosopher of the time. How Heidegger uses Natorp’s criticisms of Husserl as a springboard for making a case for “a non-theoretical “immanent illumination of life experience that remains in this experience and does not step out and turn it into objectivity” (122). This is likely not to be familiar to most readers.

Which brings me to some perhaps more negative aspects of the text, of which there admittedly are not many and do not eclipse its overall merits. The influence of Dilthey on the young Heidegger, owing largely to the relatively recent publication of the lecture courses Scharff discusses, has been evident for quite some time now. Readers that are familiar already with Dilthey and Heidegger’s early lecture courses are therefore unlikely to find much that is surprising or new here. However, I find it hard to imagine that the link between Dilthey, the early Heidegger and Husserl has been as comprehensively expressed elsewhere, which is a merit in itself. The book would therefore be especially suited to students of Heidegger looking to learn about his relationship with Dilthey. This is especially the case because a basic grasp of Heidegger (and Husserl’s) work would be beneficial to have before approaching Scharff’s text, which can be dense at times. But these are not necessarily criticisms of the text itself, which is well-researched and well-constructed, and the complicated parts about the nuanced ideas of the three philosophers involved are explained in detail and at length, ultimately leaving little room for misunderstanding.

Furthermore, because of the nature of the text, some of the most interesting issues that arise within it – about the phenomenological ‘method’ and attitude, and whether it can fully escape the trappings of theoretical attitudes – do not ultimately get much attention. Scharff admirably reconstructs this specific area of phenomenological scholarship and points towards the surrounding issues it raises, but leaves the discussion open at some interesting points. To what extent can phenomenology be rigorous if it has no single method? Can we ever really escape the ‘analytic’ way of doing philosophy, where claims are made, positions analysed, etc.? What exactly is the nature of the ‘responsive’, ‘mindful’ attitude to our historical life we must attain, and how do we attain it? These are questions that the text circles around but does not try to solve definitively. Obviously, by the time he writes Being and Time, Heidegger has some ideas about how to answer these questions, but since Scharff’s aim is to ascertain how Heidegger becomes the kind of philosopher he is by that point, he does not go into this. This is part of what makes the text a good springboard toward further research and reading for whoever engages with it, and because it points to the fact that it is in the very nature of phenomenology to be unfinished, and these supposed ‘difficulties’ or ‘deficiencies’ that actually keep it alive, and allowed to develop along with our historical being.

Anyone interested in the history of continental philosophy, the interconnection of Husserl, Heidegger and Dilthey, or the history of phenomenology in general, will find much of worth in Scharff’s text. It would be especially informative for those in the early stages in their acquaintance with these topics, but those with a familiarity will undoubtedly find something worthwhile here too, if only because of the sheer detail Scharff goes into with Heidegger’s 1920s lectures, or the discussion of Dilthey’s epistemological writings, or the specifics of Husserl’s conception of phenomenology. This also because it serves as a good indicator of several interesting areas of discussion about the possibility of a phenomenological method (or methods), the nature of phenomenology and its relation to our historical nature, and how we should do philosophy at all. In fact, it is on this point that Heidegger Becoming Phenomenological is at its most admirable, passionately defending philosophy that opposes the dominance of the scientific-attitude, which questions philosophy’s reliance on established theoretical frameworks, and refuses to rely on technique-happiness and generally-accepted ways of doing things. Surely, philosophy should be an enterprise that questions itself all the time, and questions the methods and conceptions of itself that have become dominant within it. Philosophy should always be something the resists complacency, never being completely satisfied with what it has achieved, because the questions that it deals with are eternal questions, ones that we must continuously work towards a better understanding of but always in the knowledge that a complete solution of them is impossible. This is what drives philosophy forward, or at least the most interesting and philosophical kinds of philosophy, no matter where in the world it is from. The divide between analytic and continental philosophy is beginning to become more blurred, with analytic philosophers doing metaphysics, and there is more dialogue than ever between philosophers across the divide (Heidegger and Wittgenstein being a key example), Heidegger Becoming Phenomenological is also a powerful reminder of why this is a good thing, and how much continental and analytic philosophers have to learn from each other.

[1] Martin Heidegger. 1962. Being and Time (BT). Trans. John Macquarrie and Edward Robinson, Blackwell, London, 429.

Hans-Georg Gadamer: Hermeneutics between History and Philosophy: The Selected Writings of Hans-Georg Gadamer, Volume I

Hermeneutics between History and Philosophy: The Selected Writings of Hans-Georg Gadamer, Volume I Book Cover Hermeneutics between History and Philosophy: The Selected Writings of Hans-Georg Gadamer, Volume I
Hans-Georg Gadamer. Editors: Pol Vandevelde, Arun Iyer
Hardback $207.00

Reviewed by: Meghant Sudan (Colby College, Waterville, ME, USA)

This is the first in a series of three volumes of Gadamer’s essays. While many of Gadamer’s shorter writings have been translated and anthologized so far, this series aims to bring to the English reader the many that remained untranslated.[i] The translations in this volume are very readable and have a light touch about them, which also enhances access to Gadamer’s thought. By including several essays published well after Truth and Method (1960), the volume promises to make visible the nuances in his later reflections and deepen our insight into the earlier work.  On the whole, it paints a portrait of Gadamer as an erudite historian of philosophy, a committed humanist (and staunch Europeanist), and a genial raconteur of his long, rich academic career.

These are mostly good things. While my review unavoidably considers Gadamer’s own views in these essays, I am more concerned even there with this edition as a self-standing volume and I will examine certain editorial and translation decisions to this end. The present volume contains 18 essays[ii] arranged in four parts, covering Gadamer’s reflections on (1) history in general, (2) Dilthey’s significance, (3) other critical encounters, and (4) Heidegger’s significance. A Preface by the translators outlines the goals and contents of the volume, stresses the nuance to be gained by reading Gadamer’s later writings, and situates Gadamer’s thought broadly with respect to its reception in both continental and analytic philosophy. An Introduction by the translators spells out some details of Gadamer’s thoughts on history, phenomenology, language, and practical philosophy, and encourages the beginner predisposed towards these thoughts.

Part 1 contains 6 essays, the oldest of which is from 1964 and the newest from 1991. This part considers the problem of history as a lived experience and as an existential question in the face of a prevailing naturalism. Part 2 contains 3 essays from the period 1984-1991, which attest to the enduring presence in Gadamer’s work of Dilthey’s conception of hermeneutics and historical consciousness.  Part 3 contains 5 essays dating between 1974 and 1994, which situate Gadamer’s thought in relation to other figures in his firmament, Husserl, Sartre, Bourdieu, Habermas, and Derrida. While Heidegger looms large in in every piece, Part 4 contains 4 essays from 1985-6 focused on different aspects of Heidegger’s work as a researcher and as a teacher.

The essays on the first topic, “history,” vary greatly in style.  Some are analytical and were intended as articles, while others are relatively lyrical, when not simply rambling, and come from “improvised”[iii] opening or closing remarks at conferences.  The first essay “Is there a causality in history?” lays out the key idea.  The concept of causality in the natural scientific attitude concerns a regular connection enabling prediction and planning ahead, whereas causality in history is rooted in the fundamental experience of an event as something that has already happened, something singular and surprising that entangles us in questions of freedom and necessity.  To understand this experience, Gadamer unpacks the history of the concept through various philosophers and shows that the concept of causality is interwoven with fundamental ontological questions about human existence.  Drawing up a term’s intellectual history[iv] and relating it to the structure of Dasein with Heidegger’s help is a common thread through several essays. The problem of history, then, invites us to think the question of being.

The other essays in this part develop this key idea different ways.  I found it hard, however, to see how developing the idea differently also amounts to adding “nuance” to it, as the translators claim (viii-ix).  The second essay is said (x) to newly re-engage Leo Strauss, but one finds in it just a passing mention of Strauss that clarifies very little.[v]  Moreover, the essay’s thrust that the problem of historicism in recent philosophy has always been around since the ancient Greeks seems to de-historicize the issue itself.  The third essay (from 1991) is really all over the place.  In it, Gadamer returns to the contrast between the scientific and historical viewpoints, but we can scarcely take seriously the leaps he makes between the Big Bang and the evolution of the universe on the one hand, and Foucault, Homer, Galileo, and much else on the other.[vi] The essay eventually snowballs into dire warnings about the rise of technology and pious reminders about the value of the humanities.  This might catch everything and still miss nuance.

To look for nuance in the fourth essay, which comes from “improvised” opening remarks, is futile. The last two essays in this part develop the concern for historical consciousness in a softer, reflective register, and ask about the experience of the old and the new and of dying.  The nuance I find in the latter, however, is only an indirect one: while the conception of philosophy as a reflection on dying is somewhat familiar and remains interesting, Gadamer’s way of setting up this reflection via easy talk of the practices of dying in Christian, Islamic, and “the great East Asian cultures” (61) simultaneously underlines the need for a richer historical-sociological understanding of these topics and, in palpably betraying this need, Gadamer gives an honest account of the limits of his reflections on the question of death. In sum, while I celebrate the effort to make more of Gadamer’s corpus available to the English reader, I am left puzzled about how this also makes available a greater nuance.

Related worries appear in regard to the translation.  As mentioned, it reads easily and captures the effortless flow of Gadamer’s travels through complex ideas and vast periods. The edition includes a general glossary of German, Latin, and Greek expressions at the end and helpful editorial endnotes to each essay guide the reader diligently.  Yet, I am confused by some translation decisions.  For example, it feels important to note Gadamer’s use of variants of both Geschichte and Historie in a volume taking its departure from the topic, but this is not done.  It might very well be the case that Gadamer does not differentiate their senses, but, given his clear interest in linguistic and idiomatic trajectories as well as the Heideggerian background, it would have been useful to mark the verbal difference.

Had verbal differences been noted, essay 3 about the history of the universe and human historicity could have helped.  Here, Gadamer seems to use Historie-variants for the professional discipline and Geschichte-variants for sites of deeper historical consciousness. Translating both with “history” and not marking the German term causes one to lose sight of this possible nuance.[vii] In the opposite direction, different words are given in place of one word. Gadamer consistently refers to a central concern in the essay on causality in history with the word Zusammenhang, but this is translated variously as “fabric,” “connection,” and “complex” on the first few pages (3-4).[viii]  The same couple of pages also translate Freiheit once as “freedom” and then as “liberty,” but in this case it is possible to guess why two different words are used, for the editors may have wished to distinguish Gadamer’s own handling of “freedom” from Ranke’s technical term “scenes of liberty” (4).[ix]

A striking instance of the choice to translate the same word differently concerns another central concept featuring in comparisons of Dilthey and Husserl, which is itself a recurrent theme in the collection.  In essay 7, “The Problem of Dilthey: Between Romanticism and Positivism,” Gadamer complicates a standard story about Dilthey’s work proceeding directly from psychology to hermeneutics, from conceiving the understanding as an inner process to its establishment as a general principle of the historical sciences.  Rather, for Gadamer, Dilthey’s thought is initially inspired by Husserl’s anti-psychologism, which leads him to reformulate the account of an “inner process” through concepts of life and lived experience. Yet, unsatisfied with Husserl’s explorations of transcendental subjectivity, Dilthey combines both German Idealist and British empiricist influences to expand the theory of meaning and its grounding in life and, ultimately, to envision hermeneutics anew.  The concept Bedeutung underlies this revised story, but this word is translated sometimes as “significance” and sometimes as “meaning,” apparently to distinguish Dilthey’s life-based conception from Husserl’s logical-ontological conception.  While Gadamer himself consistently used one term for both conceptions, the terminological distinction added without notation by the translators may lead the anglophone reader astray.

The aforementioned essay is the first of three devoted to Dilthey’s contributions, making up part 2 of the volume.  This part is stronger and more focused than the first.  While the first essay (1984) sets out the central claims and turning points of Dilthey’s evolving work, the next essay (1985) pulls into its orbit Ortega y Gasset and Nietzsche, which, through their inclusion, broadens the debates on psychology in the period in which Dilthey worked out his position.[x] The translators probably had the third essay (1991) foremost in their minds when they noted that Gadamer, in comparison with his earlier critical rejection of Dilthey,[xi] “softens” his stance in the later essays (xxix).  Here, Gadamer underlines that his earlier contrast between traditional hermeneutics (the line from Schleiermacher to Dilthey according to Gadamer) and philosophical hermeneutics (Gadamer’s self-representation) was not meant to separate, but to join the two in the demand for a reformed hermeneutics (107, 117).  He admits that his earlier Schleiermacher critique was somewhat deficient, but he notes that that does not affect his Dilthey reading (105-6), and he appears to shift from his earlier, internal critique of Dilthey’s lamentable restriction to the concept of objectivity used in the natural sciences to taking it as a product of historical circumstance.[xii]  The third essay was written in the context of new works on Dilthey’s thought and recent publication of posthumous materials, but it is still able to convey to us today the importance of re-examining the Dilthey-Gadamer encounter.[xiii]

Part 3 covers Gadamer’s other encounters (Husserl, Sartre, Bourdieu, Habermas, and Derrida) and is a bit of a mixed bag in terms of strength, but possibly justifies its inclusion in the volume due to the unfailing ability of Franco-German encounters to deliver satisfying entertainment, whether this takes place in a seminar room or on the football pitch.  Essays 10 (1975) and 11 (1974) embody Gadamer’s reflections on Husserl.  The former essay had been translated previously and I take it that it is recalled here as an introductory piece to situate the latter essay, which wades a little deeper into the issues. The former essay claims that appeals to intersubjectivity do not absolve Husserl’s transcendental phenomenology from its subjectivist trappings, nor is the concept of intersubjectivity lacking in Heidegger’s project in Being and Time, since the concept of being thrown into the world and the equiprimordiality of being-with and being-in-the-world include it.  The latter essay analyzes the concept of the lifeworld and emphasizes that this is not a new development in Husserl’s thought.  Rather, it marks a return to older questions about the thoroughness in bracketing the world, and, in fact, returns to yet older questions in German Idealism about thoroughness in setting up the foundations of transcendental philosophy (143).  Gadamer locates his own turn to the movements of interpretation as an alternative to such issues of foundation, which have not been able to exit the sphere of the subject.

Essays 12 and 13 engage Sartre, Bourdieu, and Habermas, but they are not as strong as the Husserl treatments.  Gadamer reminds us how novel Sartre’s joining together of Hegel with Husserl and Heidegger had appeared at the time and how this had to be squared with the characterization of Sartre as a French moralist.  This concern with views from outside is also present in the review of Bourdieu’s The Political Ontology of Martin Heidegger, which is coupled with the short review mentioned earlier of Habermas’ Philosophical Discourse of Modernity.  Gadamer cannot stomach Bourdieu’s sociological approach, which appears to him to reduce the highest questions of truth and thinking itself to mere posturing, and he suspects that Bourdieu’s analysis of academic sublimations of socio-economic structures and anxieties is driven by a misplaced animus against the German university system and by easy comparisons with the more public intellectual sphere in France (169).

The Habermas review is slightly more respectful, but in Gadamer’s eyes he too misunderstands Heidegger’s thought.  This is due to his use of a French reception of Nietzsche to view Heidegger, whereas, while marred by reductionism, Bourdieu at least had the sociological orientation right.  Part 2 closes as it began with another re-translation, this time of Gadamer’s 1994 reckoning with Derrida.  Coming on the heels of the non-dialogue with Habermas and Bourdieu, this essay shows Gadamer practicing what he teaches as a theorist of dialogue, as he pursues one with deconstruction well after the Gadamer-Derrida exchange in the early 1980s had exhausted itself and which most had admitted to be of a “somewhat disjointed and non-dialogical character.”[xiv] Gadamer recounts here his problems with Derrida’s understanding of logos in the critique of logocentrism, the focus on writing but not reading, the asubjectivity in the concept of trace that ignores a fundamental dialogical unity, and he does not forget to remind us that Derrida is writing from a French tradition over a German one.[xv]

Part 4 brings us four essays on Heidegger from 1985-86, each replete with fond recollections of the master’s quips and quirks, but each playing a slightly different role in this part.  The first (essay 15) combines an account of Heidegger’s formative influences with Gadamer’s own under his direction.  Hagiography notwithstanding, Gadamer occasionally registers nuances that one looks for in his later work, which occur in the form of realizations that dawned upon him much later, although these are not worked out in detail.  He mentions his “recent insight” (211) that a possible influence of American pragmatism through Emil Lask may have come Heidegger’s way, or how, only much later, Gadamer saw in Heidegger’s course (co-taught with Ebbinhaus [sic], 213) on Kant’s philosophy of religion the inner theological grounds of Heidegger’s critique of metaphysics, which informs several late essays, e.g. essay 2 in part 1.

Essay 16 touches on Heidegger’s turn from his early, theologically saturated phase to a later “flight into poetic concepts” (223), but the essay is too short to be informative.  Essay 17 takes up Heidegger’s turn to the pre-Socratics and Gadamer again notes his late realization that this turn too was prefigured in the intensely religious and theological forces in Heidegger’s early thought (242).  This essay is only as helpful as the large strokes it paints with, but it is for the same reason remarkable for its brazen declarations about “the Greeks,” the fulfillment of the destiny of the west, and the like, which surpass Heidegger-style declamations along these lines.[xvi]

Or, in another instance, which the translators single out to illustrate Gadamer’s historical approach to concepts,[xvii] Gadamer explains how illuminating Heideggerian etymology can be by telling us about the word ousia.  Before its philosophical codification and sedimentation, ousia meant a sustaining relation to the land, or a piece of property in this relation, and this sense underlies Heidegger’s effort to re-think being through Anwesenheit. Strangely, however, Gadamer states that this old meaning persists timelessly and seeks to demonstrate this with the help of a problematic example of 20th century Greek displacements from war and genocide.  “The Greeks” (237), who were pushed out to the countryside by external genocide and internal displacement in the 1920s are said to gain presence (Anwesenheit) because these refugees are “all of them housed in their own small houses.” What does this have to do with the ancient Greek term? Gadamer continues confidently:

“The Greek can say the same and can say it right up to the present.  Whoever knows Athens can see this… Here, the word ousia manages to make the philosophical conceptual sense clearer in its relation to the original meaning of the word.” (ibid.)

The final essay 18 also revolves around Heidegger and “the Greeks,” but here Gadamer balances his endearingly self-deprecating reminiscences of the master as well as his protective gestures in the face of the latter’s “political ‘aberration’,” as he puts it (173), with a sharp account (257-268) of his differences with Heidegger over the question of approaching Plato mainly through Aristotle and thereby missing Plato’s own openness to an historical, dialogical questioning of being.  Gadamer gathers evidence in support of his critique from close readings of Heidegger’s comments on Plato as well as various Platonic dialogues, which the reader will wholeheartedly welcome after the number of unsubstantiated, sweeping claims in earlier parts of the book.  And although this is not Gadamer’s explicit intent, the style of his confrontation with Heidegger’s Plato hints at his proximity to the Tübingen school of Plato interpretation and to the shared background shaping the profound works on Plato by another student of Heidegger, Jacob Klein.

The end matter contains an index of names, an index of subjects, and a list of works cited by Gadamer.[xviii]  In view of the express intent of the series to complete the task of translating Gadamer into the English through its selections, it would have been useful to include a list of existing English translations of Gadamer’s other works of the kind at the end of the Bernasconi edition of Gadamer’s Relevance of the Beautiful and Other Essays.

In sum, this collection of essays provides a convenient point of access into the main planks of Gadamer’s philosophical hermeneutics, despite some inscrutable editorial and translation decisions described above, which prevent it from fully serving further research needs.  It presents a rounded picture of Gadamer’s thought situated against key themes and figures, despite the great variation in the quality of the texts, and, as we saw, the picture is revealing in unintended ways as well.  Finally, it showcases Gadamer’s flair for the essay form. Reading his essays, then, renews faith in this dwindling rarity, but, also – and this might be one of the ways that the ability to revisit earlier ideas from later parts of a long life generates “nuance” – a collection of essays allows both the author and the reader to live through the experience of an object under varying conditions. Putting into words that well apply to a reading of his own writings, Gadamer denies an ideal of complete transparency and affirms the infinitely varied and fused shades of darkness and light “even during the course of one’s life, so that things in a changing light are illuminated in a changing manner and often fall completely into obscurity.  There is no light of an enduring day that makes the true significance of everything appear.” (81)

[i] Thus, together with those that were translated earlier elsewhere (130 articles), the series (50 articles) helps assemble an English version of all the major essays in Gadamer’s Gesammelte Werke (Tübingen: J. C. B. Mohr (Paul Siebeck), 1986-95, 10 volumes).

[ii] Two essays in this selection had been previously translated into English by Gadamer scholars and translators Richard Palmer and David Vessey.  These are both in the third part.

[iii] Essay 4 in this part, “A World Without History?” (1972), was an “improvised opening talk” at a conference (288n.1), and it reads as such.  Essay 3, “The History of the Universe and the Historicity of Human Beings” (1988), was a concluding speech at another conference (286n.1) and also rushes through a bewildering number of topics.  Essay 5, “The Old and the New” (1981), was an opening speech (288n.1).

[iv] Gadamer even formulates this at one point thus: “For a long time, I have followed the methodological principle of not undertaking any investigation without giving an account of the history of the concept.” (126) The translators’ introduction remarks on the richness of this method not without some enthusiasm, using Gadamer’s discussion of ousia as an example (xviii), to which I will return later.

[v] The sought nuance would pertain to the differences we might perceive between Gadamer and Strauss on the problem of historical consciousness, but all this comes to rest on one cryptic sentence: “Strauss could not see that a reflection on the temporality of our understanding and the historicity of our existence is not always already at play in this question.” (17).  Which question?  A few lines above Gadamer states that we are concerned with “the urgency of the Socratic question,” but there was no mention of Socrates up to this point.  In another essay, Gadamer says that “[t]he Socratic question is a constant exhortation to remember, which sustains itself in all human reflection and in all human acts of giving an account of oneself, whether one may own such an account to oneself or to another.” (83) Presumably, Gadamer has this in mind, but neither he nor the editors help bring it before the reader.

[vi] Consider this passage, which continues the puzzling talk of the universe as evolving – Gadamer calls it a “theory of evolution,” no less (27) – from the Big Bang: “If there is indeed such an evolution, then it follows in fact that this evolution in always pressing onward somehow pulls the future of the totality into our speculation.  Here Foucault comes to mind.  This may exceed our cognitive capacities, but it is thought ‘scientifically’ and fundamentally promises a savoir pour prevoir.  Now this situation is completely different in the case of history, as indicated by Jacob Burckhardt’s famous words about history…” (ibid.)  No relief from the barrage of such associations comes until the essay ends.

[vii] The difference, at first pass, seems to be between, on the one hand, the textually received tradition of storytelling and its historical-phenomenological significance, and, on the other, the professional forms of studying the past beyond written records, involving archaeology and the pre-Greek past (28-29).  The difference is missed in translating all instances with “history,” and made yet harder to see with other related decisions, like rendering Vorzeit as “pre-history” (240), Historie as “historiography” (49), etc.  This contrasts with the attention given to Gadamer’s play with root forms of words, e.g. forms of stehen (51, 54), scheiden (52), schreiben (195), etc.

[viii] Or “context” in other places.  Essay 7 mostly uses “connection” to translate Zusammenhang, except on p. 80, where, like p.100 in essay 8, the metaphysically loaded term “nexus” is used.

[ix] The editorial note 2 on pp.282-3 reminds the reader of Ranke’s conception, which suggests (without explicitly stating) that “liberty” was chosen to mark it off from Gadamer’s conception of “freedom.”

[x] The question of locating Nietzsche returns in essay 13’s talk of German and French receptions of Nietzsche in the context of a very short review of a Habermas text (174-8).  Related to this ‘locating’ is Gadamer’s stress on claiming Ortega for German thought and as a consummate European: “[Ortega] is one of the essential figures of European thought… Today, Europe inquires into its tasks under the changed constellation of the declining century… At this time, it is very precious for us to have a Dilthey as a universal advocate for the historical tradition to which we belong, as well as the European Ortega, who drew his inspiration from the whole of the European history of thought.” (102)

[xi] See Gadamer, Truth and Method, revised trans. by Weinsheimer & Marshall (New York: Continuum, 1998), 173-242.

[xii] That Dilthey succumbed to the pressure of the times is expressed in essay 9 (109), but essay 7 (80) remarkably goes as far as to treat this as inevitable because Heidegger has shown that something of the order of the forgetting of being clouds modern metaphysics.

[xiii] The anglophone reader today has many texts of Dilthey on history and hermeneutics available in the English to enable their analysis as well as of Gadamer’s references to them. I’m especially thinking of Dilthey’s youthful, detailed treatise on hermeneutics, and other writings on history, hermeneutics, and human sciences published by Princeton University Press in the late 1980s. Truth and Method mentions but does not take up the earlier treatise by Dilthey, and the present volume encourages its re-examination.  The volume rarely engages in close reading of texts, but does contain intriguing clues emphasizing the presence of German idealism in the constellation of influences and tendencies at work in both thinkers.  This topic has recently received impetus from the work of Kristin Gjesdal (Gadamer and the Legacy of German Idealism [2009] and her not unrelated Herder’s Hermeneutics [2017]), for instance.  In view of these areas of research, it would have been useful to include Gadamer’s essays on Hegel and other German Idealists as a more pressing matter than those covered in weaker pieces of the present selection.

[xiv] Fred Dallmayr, “Hermeneutics and Deconstruction: Gadamer and Derrida in Dialogue,” in Dialogue and Deconstruction: The Gadamer-Derrida Encounter, eds. Diane Michelfelder & Richard Palmer (Albany: State University of New York Press, 1989), 75-92 (here, p.77).

[xv] “Even more strongly than [Stärker als] our idealistic and phenomenological tradition, to which Derrida belongs [an der Derrida teilhat], what appears essential in the works of Derrida is the French style of literary criticism.” (190). German in brackets added by reviewer.

[xvi] A sample: “When Heidegger speaks of the end of philosophy, we immediately understand that we can only talk like this from the Western perspective.  Elsewhere, there was no philosophy that set itself apart so much from poetry or religion or science, neither in East Asia nor in India nor in the unknown parts of the earth. ‘Philosophy’ is an expression of the trajectory of Western destiny.” (229-230)

[xvii] See my footnote 4 above.  The passage also elicits a long endnote by the translators (307 n.6), which focuses on the senses of Anwesen and steers clear of any comment on the disturbing example.

[xviii] Perhaps a sign of the times, but I note with some regret that I did not receive a hard copy of the book for review, which at least prevented me from seeing the back matter completely.

Robert C. Scharff: Heidegger Becoming Phenomenological, Rowman & Littlefield International, 2018

Heidegger Becoming Phenomenological: Interpreting Husserl through Dilthey, 1916–1925 Book Cover Heidegger Becoming Phenomenological: Interpreting Husserl through Dilthey, 1916–1925
New Heidegger Research
Robert C. Scharff
Rowman & Littlefield International
Paperback $39.95

Hans-Helmuth Gander: Self Understanding and Lifeworld: Basic Traits of a Phenomenological Hermeneutics

Self-Understanding and Lifeworld: Basic Traits of a Phenomenological Hermeneutics Book Cover Self-Understanding and Lifeworld: Basic Traits of a Phenomenological Hermeneutics
Studies in Continental Thought
Hans-Helmuth Gander. Translated by Ryan Drake and Joshua Rayman
Indiana University Press
Hardcover $65.00

Reviewed by:  Douglas Giles (University of Essex)

Gander’s declared aim in Self Understanding and Lifeworld is to build on the untapped potential of Heidegger’s hermeneutical phenomenology of the lifeworld and the self-forming experience of reality. The book is a long and closely argued exploration of how a human being develops an understanding of oneself as a self within a social lifeworld.

Gander spends perhaps a little too much time beating the dead horse of the Cartesian self but he does correctly emphasize the importance of the self not as a self-certainty but as a fluctuating play of unfolding human experiences in the historical world. The historicity of the individual is important to Gander, who focuses on the self-understanding as a to-and-fro between present experiences and progressive-anticipatory self-confirmation. To the contrary, Gaander says, the human self is historicized, meaning that the self cannot be identified as an ahistorical transcendent ago, but needs to be conceived as a historical self in the current of history. As human individuals, our task is to have to incessantly identify our self from within our self within the lifeworld.

Gander’s primary task in Self Understanding and Lifeworld is to set forth a phenomenology of the human self that describes what it means to be a unified human self in the current of life history. In response to the philosophical need to critically discuss self-understanding within the lifeworld, Gander argues that the Husserlian conception of the phenomenology of consciousness is inadequate for answering the problem of history in the hermeneutics of the self-understanding of human beings in the world. Each of us, Gander says, is what we are only through what we have become, and thus, the hermeneutical question of the self-understanding takes shape in Heidegger’s project of a hermeneutics of facticity.

In Part One, Gander interprets the human being’s facticity as similar to the writing and reading of a text. Gander’s analogy is to compare self-understanding with understanding a text. Our knowing is an interpretation, including our knowing of ourselves, allowing us, Gander argues, to compare the understanding of our self with the understanding of a text. The move Gander makes here is one with which the reader may or may not agree, and the reader may or may not find Gander’s defence of it—a blending of Dilthey, Foucault, and Gadamer—convincing. In short, if I understand Gander correctly, his argument is that in a text, there is a space in which the writing subject disappears and since a human being’s self understanding is a historical consciousness—a kind of text being written and read—we as a knowing subject of our self-understanding disappears. The textual analogy rests largely on seeing the historicity of the individual as a kind of reading of the individual’s cultural traditions. We enter into the text (the “book of the world”) of our tradition and in reading and interpreting that text, our individual self-persuasion forms itself. Gander says that “the human self- and world understanding underlies and forms itself from out of the force field of the particular historical-cultural tradition.” (55) That individuals develop their understandings of self and world from their cultural tradition is uncontroversial, but whether we gain philosophical understanding of this process by applying the textual analogy is open to question. Gander’s argument is certainly plausible, but it is not clear that it is an advance on other philosophical approaches.

Regardless of how we view the self-formation of the human self, we are left with the problem of the lifeworld. This is a philosophical problem because the constitution of the self and the possibility of self-experience are connected to the self’s history in the world. Gander turns to the problem of the lifeworld in Part Two. The field of reality, Gander says, opens itself to the philosopher in the language the philosopher speaks and the meaning of its concepts which are set out in historical context. The approach needed, therefore, is a hermeneutical interpretation of concepts that is related to human situatedness in everyday experience. (79-81) Gander then enters a lengthy exposition against Descartes’s philosophical method and the self-certainty of the self within Descartes’s method, little of which will be new to the reader.

When Gander returns to the problem of the lifeworld, he observes that life and thus the lifeworld can no longer be considered something over and against the subject as in Descartes. (116) He then turns to Husserl’s discussion of the lifeworld, interpreting Husserl’s task as a project of “lifeworldly ontology.” (140) Gander adopts Husserl’s task, but also finds Husserl’s approach wanting. The individual’s facticity in the world is carried out in the historical and cultural horizons of the lifeworld. The “concrete lifeworld” is a variable, changing historical-social-cultural world and the lifeworld is more than a mere preliminary to the transcendental sphere of reason. For this reason, Gander says we must take leave of Husserl’s narrow approach to a theory of perception and begin anew the task of an ontology of the lifeworld as outside the transcendental horizon. Gander criticizes Husserl as bypassing the factically concrete lifeworld in its historicity in favor of what Gander calls “an intended final sense by means of the transcendental epoché…[and] takes the sting out of his diagnosis.” (163) By claiming the singularity of the lifeworld, Husserl, Gander says, cuts himself off from existentiell factical contingent experience and the plurality of lifeworlds. At no point does there arise a central perspective from which the human relation to self and world, therefore, Gander rejects Husserl’s approach, adopting in opposition the approach that “the ground of the natural lifeworld, with the experiences of contingency encountered everywhere and at each moment, remains a significant, indeed a necessary corrective against intellectual flights of thinking.” (167)

Gander expands on his claim that Husserl has neglected the historical and factical life in Part Three. And it is here that he gets to the main point of his book:

I experience myself only in the midst of the world—and that means in the midst of time and history—so this relatedness always already implicates the self-constituting experience of difference in its ontological presupposition. The self-relation generates and determines itself accordingly through and as difference, yet does not spilt in the Cartesian sense, but rather in that I experience myself qua difference as essentially open to the world; the self always already transcends itself beyond me to the understanding possible for me as historical horizon. (184)

Our finite self-relation is constituted by both transcendence and difference, Gander argues, and though our phenomenological approach to the problem of the lifeworld benefits from Husserl’s epoché, it also benefits from the early Heidegger’s critique of Husserl—specifically the former’s view to the structure of care. Gander sides with Heidegger in rejecting Husserl’s empty certainty and in accepting instead the understanding that science should be posited as knowing comportments of human beings. Human knowing is a specific mode of being in the world and taking this into account allows our phenomenological approach to include the unexpressed effective background beliefs that form humans’ presuppositional horizon. The proper things of philosophy, Gander concludes, following Heidegger, are not experiences of consciousness taken through the transcendental and eidetic reduction but the phenomena of the human ontological condition of the care for life. Heidegger grasps facticity, Gander says, as the existentiell situation of the individual—one’s own concrete, particular context of life. (196) Self-understanding is therefore experienced in one’s particular facticity within an historical horizon constituted by both transcendence and difference regarding one’s orientation to oneself and to the world.

Having argued for the preference of Heidegger over Husserl, Gander turns back to the issue of a hermeneutics of the self-understanding of human beings in the world. He begins by approaching the pretheoretical life. The human is enmeshed in factical life in such a way that the self as activity constitutes itself in the lifeworld. What we call “life” is known through and in a hermeneutically interpreting active knowing of the having of life itself. (212) Life in itself is always my own life and what it means to be a self is to experience the self-world that is there for us in every situation. Our phenomenological approach must look at the factical experience of life that is always lived out in a lifeworld which is centered in the self-world of comportment to oneself. (214) Gander’s hermeneutical ontology of facticity considers the world-relation as self-relation and constructs an historical ontology of our ourselves based on the conception that experience fundamentally refers to self-relation that is always already situationally related or bound. We make experiences only in situational connections, and situations create in themselves possibilities of experience for me.

Self Understanding and Lifeworld is perhaps longer of a book than it needs to be. One could also argue that it covers well-worn paths of material. As a contribution to Heideggerian studies, Gander’s book has value in how he relates several concepts in Heidegger to other twentieth century philosophers. Any writings concerning this subject matter are, almost by necessity, opaque and complex, and Self Understanding and Lifeworld is definitely those things. Gander’s differentiation of everyday experience as an historical life is a difficult read but worthwhile for the reader who is interested in new applications of Heidegger for the study of the self.

Saulius Geniusas, Dmitri Nikulin (Eds.): Productive Imagination: Its History, Meaning and Significance, Rowman & Littlefield, 2018

Productive Imagination: Its History, Meaning and Significance Book Cover Productive Imagination: Its History, Meaning and Significance
Social Imaginaries
Saulius Geniusas, Dmitri Nikulin (Eds.)
Rowman & Littlefield International
Hardcover $120.00

Edmund Husserl: Nature et esprit: Leçons du semestre d’été 1927, Vrin, 2017

Nature et esprit: Leçons du semestre d’été 1927 Book Cover Nature et esprit: Leçons du semestre d’été 1927
Bibliothèque des Textes Philosophiques
Edmund Husserl. Traduction et présentation par Julien Farges
Librairie philosophique J. Vrin