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Reviewed by: Dag August Schmedling Dramer (University of Oslo)
In the opening lines of the excellently compiled essay collection by Luís Aguiar de Sousa and Ana Falcato titled Phenomenological Approaches to Intersubjectivity and the Values (originally published August 2019), it becomes clear that the innovative aspect of this work is not the tried and true cognitive discussion of the role the complex phenomenon of intersubjectivity plays in our lives, although most of section I is dedicated to this “classical” discussion. It is rather the volume’s focus on the axiological parts of our existence that is of particular interest. In this review, I will present a short summary of the articles and essays presented in the volume, as well as offer commentary and critique of their central themes. I have selected only a few due to length constraints. I also present some further discussions in order to contextualize for the wider debates in phenomenology.
We can begin with the introduction, for there it is stated that the approach the collection intends to take, is axiological. According to the editors, it is the case that “what makes this volume special and distinct from other collective works on the phenomenology of intersubjectivity is its insistence on the axiological—that is, the ethical and existential—dimension of phenomenology’s account of intersubjectivity.” (2) However, further explication or discussion dedicated to accounting for what exactly the field of “axiology” denotes is not pursued.
“Within continental philosophy, phenomenology is more widely understood and engaged with than axiology. As such, it would have been prudent to dedicate more time to accounting for what exactly axiology is. Especially since “there has been a renewed interest in phenomenology in recent Anglo-American philosophy” (1).
This seems to imply the equal familiarity between the two on behalf of the readers though; phenomenology on the one hand, and axiology on the other, where it can be claimed that between the two, phenomenology is arguably the more known. This is not necessarily the case, however. That said, it is indeed true, as the editors also claim, that the essays in the collection quickly move from the more classical debates about how to account for the presence of the other, (the realm that is often most interested in the cognition-focused Anglo-American philosophy) and into the realm of ethics and even theology. This fact, is most welcome. This is especially the case given the explicitness with which this fact is confirmed. It is the case, for instance, that the ethical dimension of the phenomenological quest of investigating our social natures as intersubjectively constituted creatures, often looms in the background of the contemporary phenomenological writing, and this is the case for almost all the writing on intersubjectivity both classic and more recent. Yet surprisingly, this very fact does not seem to be explicitly focused on, as the ethical dimension of the phenomenological project, often approached at the end of a given text, trails off or is relegated to “another occasion”. This is where “values” comes in, and as such, this collection can be seen as a form of bridge between the two now less estranged banks of intersubjectivity and the values, crossing the river of phenomenology that gives rise to both.
The book is divided into three parts, each with their own focus. The essays in part I. are dedicated to “The Cognitive and Epistemological Dimension of the Problem of the Other” consisting of 5 essays. Although thorough, this section is perhaps the least original, as it is dedicated to the classical discussion from within the writings of some major phenomenologists, such as Merleau-Ponty and Husserl. Yet, the interesting thing is how the essays in the section, despite what can be claimed is the generally unoriginal approach of their points of departure—exegesis of the classical texts (which Zahavi, in several places, claims is the tendentious trap of much contemporary phenomenology)—all have original streaks in several of their main points. For instance, the text by Jorge Goncalves on Intersubjectivity in Psychiatry brings phenomenology to bear on some background assumptions in psychiatry concerning the status of the self. He shows how longstanding debates in phenomenology can greatly help the psychiatrist get a grip on his or her patient, and the latter’s fundamental needs. He concludes that although some of the prevailing theories in psychology concerning our access to the other’s mind, namely Theory-Theory and Simulation Theory, can provide relevant and helpful explanations for psychiatry, the fundamental problem remains the same: how to truly open oneself up to the other person, when the other person resides on the outside of “normality”. The conclusion is that phenomenology, with its traditional methodological operation manifested in the attempt to “suspend judgment and perceive things themselves as they are” (109) may prove to be more successful in this perennial and forever pertinent endeavor. Goncalves fails however, to note that a recent formulation of this “phenomenological approach” is termed “interaction theory” by Gallagher, as the latter opposes them explicitly to Theory-Theory and Simulation Theory as on equal footing.
A more classical exegetical discussion is found in another paper, the paper presented as chapter 1 by Paul F. Zipfel which is a thoroughgoing and careful analysis of Husserl’s notion of inaccessibility.
From the get-go, it becomes clear that, although well written, the essay is best read by someone already initiated into the core ideas of Husserl’s phenomenology. Introductory remarks are not made, and we jump right into the middle of the action, which is subtended by the paradoxical question of how the other appears to the subject, because of, not in spite of, his or her inaccessibility. The main thesis defended by Zipfel is that inaccessibility is a “function of the originality of the conscious act” and as such, is quite a fundamental part of our encounters with the other. A preparatory section is dedicated to the important, if somewhat exasperated discussion of direct versus indirect experience, before Zipfel moves into “the originality of experience” as he accounts for how that which is most original in the other subject’s experience, is not directly given to the experiencer of the other, but rather in the form of a “consciousness of a consciousness that is not my own.” This is quite subtle, and Zipfel presents some good examples in order to clarify this complex point. He draws on several contemporary commentators, as well as meticulous readings of Husserl’s own reflections as recounted on Cartesian Meditations and Husserliana in order to develop his discussion. The main conclusion in the essay is that the other is accessible exactly in his/her inaccessibility. The other person’s mind is in many ways directly perceived, but not fully or completely. There is always some mystery that eludes us, always something left to explore, yet this is what opens the door to ethics, and what we might call “the mystery of the other.”
The perhaps most original essay in part 1 is chapter 4, by Roberta Guccinelli, in which she discusses the notion of “the ecological self”. Interesting though it is, the author can be said to perhaps assume too much, as she jumps straight into it with the question of whether an “ecological self really exists” which is presumptuous due to its assumption that the reader has dedicated some time pondering this question, and it also perhaps assumes an already parallel standpoint taken on the very notion of the self, on the readers’ part. That said, Guccinelli’s approach to Scheler, attempting to use his phenomenology to (re)construct a self that is not just intersubjectively constituted, but ecologically constituted (what we might call “eco-subjective”) is most welcome. Although there has been literature that have drawn the background conceptual links between phenomenology and ecology out into the explicitly ethical open (like David Abram’s The Spell of the Sensuous), Guccinelli’s focus on the Self, along with Guccinelli’s usage of Scheler’s phenomenology in that regard, is highly interesting and original.
I stand by the contemporary Husserl scholar Dan Zahavi’s general comment mentioned in the bracket above, that there is a widespread tendency among current phenomenologists to dabble in egregious over-exegesis of the original source material. This is done with the best educational intentions, but it often only serves, ironically, to render it tiresome to the pragmatically oriented reader, who in many cases simply wants to see its immediate relevance to the discipline (nursing-studies, psychiatry, biology etc.) i.e. their own field. I have to present a lengthy quote which can help to moderate this view a little, which with its helpful and thorough discussion of the difference between (and similarities of) Husserl and Merleau-Ponty’s views on intersubjectivity, makes us see how the underlying and “classical” discussion is as alive and relevant as ever. Here are the concluding sentences from the final part of chapter 3, by one of the editors, de Sousa himself, as he compares Merleau-Ponty and Husserl.
Merleau-Ponty’s view has the great merit of making a very strong connection between subjectivity and intersubjectivity—of showing, in other words, that it is only possible for us to form the idea of other subjects because our self is radically different from the Cartesian self, and vice versa. As a result, Merleau-Ponty manages to turn Husserl’s account of intersubjectivity on its head, undermining the foundations of Husserlian phenomenology (even if this remains polemical from a Husserlian point of view). (79)
Now, it might be argued that there is an overabundance in the literature when it comes to the exegetical accounts of what the phenomenological forefathers actually meant to say, and that there should be a stricter separation between “scholarly work” and “contemporary application” in the literature than what is currently fashionable, but that belies the way phenomenology is actually working. The early founding phenomenologists themselves, as de Sousa more than hints at above, argued intensely amongst themselves, and any usage of phenomenology today will have to take a stand on the premises in the debate in order to present their positive views on the applicability of the discipline to other fields. Especially when phenomenology meets contemporary empirical research. And these roots go way back to Husserl’s concern with The Crises of the European Sciences. More immediately engaged was Merleau-Ponty for instance, who was very much up to date with the empirical sciences of his day. Indeed, he was informed by the empirical sciences to such a degree that the neurological and psychological case studies buttressed central aspects of his phenomenology. Those studies are indispensable to his magnum opus, Phenomenology of Perception, and the approach developed therein. When the psychologist J.J. Gibson read Merleau-Ponty, he was directly inspired by the philosopher’s concept of motor-intentionality to develop his interactionist view of perception as directly action-guiding in The Ecological Approach to Visual Perception.
Today, links are drawn between Heidegger’s Being and Time and recent developments in the cognitive sciences. These links were first drawn by Hubert Dreyfus in his (in)famous reading of Heidegger’s existential analytic and phenomenology and used as a direct attack on the program of early research into artificial intelligence in the early 70s. From the get-go, the writings of Simone de Beauvoir and Jean-Paul Sartre (as well as Gabriel Marcel, as we see below) were greatly influencing literature and literary criticism in a sensitive and highly creative time in French writing. This could not have been done without the direct and indirect influence of Husserl, and his early investigations (that Raymond Aron, Sartre and de Beauvoir were exposed to and inspired by) of intentionality. In other words, exegetical or not, phenomenological and existentialist ideas have always, in one way or another, been in mutual engagement with the broader cultural streams, and in turn been affected and changed by them. As such, it can be claimed that “the problem of exegesis” is not a problem at all, but part and parcel of what good phenomenology is all about. So much for part I. of the collection.
In part II. “The Ethical and Existential Approach to the Problem of the Other” the essays become more general, as the consequences of the phenomenological analyses discussed are pursued with a more general look at their ethical and theological import. Part II consists, then, of five essays, ranging from Scheler’s phenomenology of otherness, through discussions on Being-With and Being-Alone in the young Heidegger, Sartre and intersubjectivity, Gabriel Marcel’s thesis of availability on the importance of solicitude for our understanding of fundamental philosophical enquiry.
The perhaps most interesting and informative essay in part II is written by Elodie Malbois, and sets out to account for Gabriel Marcel’s oft neglected contribution to the phenomenological literature. Malbois’ twenty-six page essay can in many ways be described as an homage to Marcel’s thinking, as well as an analysis of his central focus on the notion of “Availability”, which he considered as not just an essential part of how we relate to others, but as an indispensable mode of authentically connecting with them. It actually turns out that for Marcel, intersubjectivity as a phenomenon can only strictly speaking be said to occur when you are available to the other person. Physical proximity, embodied encounters and basic perceptual openness to other people are perhaps necessary preconditions, yet they are hardly sufficient for genuine familiarity with the otherness of the other. The otherness of the other can only appear in the intersubjective mode once the fundamental phenomenon of availability is in play; indeed, intersubjectivity proper for Marcel is not fully understood without reference to availability. But in what, then, does availability consist?
As most phenomena that are closest to us, it is hard to describe. A central role is ascribed to attention; for the available person is according to Marcel hetero-centered, that is, focused on the other. A problem that can arise even within this positive account of the necessity of attention for understanding the phenomenon in question, is that one often runs the risk of simply paying attention to oneself through the other. Malbois uses a Marcelian example of a young man who goes to a party and finding himself quite unable to feel that the others are looking at him, judging him with their gazes. Now, the point here is that while the other man is indeed directed at the other minds, and take their otherness in many ways, seriously, this is not to get to know them better, but rather, involves a return to the self, as he only cares about their minds insofar as they care about him. He is encombré soi, “cluttered up in himself” (187). So being truly available is not just about having your mind directed at another’s mind, and the other person’s object of attention (for that object might just be you) but actively engaging in the other person’s perspective, the other person’s position. This is where Marcel, according to Malbois, allows himself concepts such as agape to slip in, while, according to the latter, arguing further about the necessity of using them (ibid.) But the important roots with Christian theology and mysticism are evident, as being concerned with the otherness of the other for his/her own sake finds its parallel in the language of the believer. Love and charity are central concepts, and they of course imply this fundamental mode of (basic) self-sacrifice through a forgetting of the self for the sake of the other. This is where the original analysis of intersubjectivity turns axiological. Other aspects endemic to classical existential and phenomenological problematics come up, such as authenticity, which for Marcel is tied to availability, a concept that itself turns increasingly complex as Malbois exposition strides forth. Malbois is throughout careful in her discussion, as she never presumes the question of exactly how best to define “availability” to be a settled one. The essay is a well written and critical homage in its entirety, and ends on the thoroughly axiological account of availability as a reciprocal act happening between minds.
The other essays in part II. share the trend of arriving at what we might call “the deeper level” of intersubjective analysis, as the thorough analysis of the phenomenon is pulled in the direction of viewing it as constitutive of our very being-in-the-world, and the fundamental and indispensable parts of this structure. Such as Scheler’s notion of love (chapter 6), which turns theological, or Heidegger’s differentiation between Being-With and Being-Alone (chapter 7) and Sartre’s ambivalent account of intersubjectivity, the chapter (chapter 8) in which André Barata brings in the outspoken atheist Sartre’s more theological reflections on Nothingness, God and, (the classical) question of what love is.
Then, finally, there is part III in which we move into the more esoteric parts of the phenomenological problematics concerning intersubjectivity. Chapter 11 is dedicated to a discussion on the development and connection between Merleau-Ponty’s thinking and Foucault’s by Gianfranco Ferraro, and in it he draws the lines towards what he dubs “a contemporary ontology of immanence” (241). The essay is a difficult read, not just due to the inherently difficult source material discussed, but also due to the lines drawn. Although the original quest set out on from part 1 of the essay, namely that of accounting for the “possible influences and relations between the two authors” and their varied import for the new ontology of the subject emerging after World War 2, I fear that too much is already at stake from the get-go, and that Ferraro fails to bring everything together in a fruitful way. There simply seems to be too many thinkers involved, as Levinas, Heidegger and then Deleuze are brought to bear on the debate. One not well versed in the continental development over the last 100-50 years will have a great difficulty following the many stranded argumentations. That said, for the initiated, the lines drawn are interesting (though at times confused) and merit further investigation.
A refreshing essay is presented by Grace Whistler, constituting chapter 13 in which she discusses the interesting links between form and content in Albert Camus’ L’Etranger. She argues that Camus indeed intended to communicate his very philosophy in the simple style of L’Etranger, which best comes out in the French wordings, which she does her best to convey in an English manner. The essay is nothing short of an analysis of what Whistler takes to be the essential relation between literary style and the content of the philosophy in question. She claims that Camus can be said to attempt a direct showing (show don’t tell) of Merseault’s world through his prose, allowing us to experience it directly as intersubjective. The essay is well written and highly original.
Chapter 14 with its essay entitled “The Poetry and the Pity” is easiest the odd one out in the collection. This is something the editors themselves note in the introduction It is a poetic post-ludium depicting the echoes of the voices crying out from our not-so-distant past; the voices of pain from World War 1. The essay highlights in an effective yet indirect way the running theme throughout the collection; namely the ethical consequences of phenomenology. It is poetically fitting that an essay that does not explicitly engage with phenomenology and intersubjectivity, all the same points us towards the redeeming powers of narrative, which we, now more than ever, are in dire need of.