Alfred Schutz: Life Forms and Meaning Structure

Life Forms and Meaning Structure Book Cover Life Forms and Meaning Structure
Routledge Library Editions: Phenomenology
Alfred Schutz. Translated by Helmut R. Wagner
Routledge
2014
Paperback £32.99
232

Reviewed by: Mohammad Shafiei (Shahid Beheshti University, Tehran, Iran)

“Life Forms and Meaning Structure” is the translation of “Theorie der Lebensformen” which contains Alfred Schutz’ writings from his so-called Bergson period, namely the years between 1924 to 1928. As the Editor has explained in his introduction, the manuscripts were supposed to consist of a book; a project which was abandoned in favour of another book plan which turned out to be Schutz’ master piece, namely “Der sinnhafte Aufbau der sozialen Welt” published in 1932. What happens in between is Schutz returns to Husserl and chooses again to advance his project, “to obtain a theory of founding” (17) in respect with sociology, principally within the method of phenomenology. Schutz’ masterpiece, translated into English as “The Phenomenology of the Social World” is an outstanding work and has been well-received both by sociologists and phenomenologists. However, what makes “Life Forms and Meaning Structure” of a particular interest for a phenomenologist, besides all the other points, is to see why and how Schutz displays dissatisfaction with, up to those days available, phenomenological analyses and how Schutz would progress with an alternative (but not necessarily incompatible) path. The book is the attempt by the author to offer a basis for social sciences extracting the basic ideas from within Bergson’s philosophy. Therefore, the fact that the author has temporarily discarded phenomenological framework by turning to Bergson, and that such a project finally is relinquished, may have some implications concerning the potentialities and perhaps shortcomings of phenomenology.

The book begins with the Editor’s introduction containing helpful data about the manuscripts and the process of forming the book.  It also contains a useful explanation about the structure of the work and also some issues concerning the translation.

In the author’s introduction, he declares his discontent with the Husserlian approach for it is, according to the author, mathematical in essence. This is the attitude that Schutz also attributes to Kant and neo-Kantians. Its aim, as Schutz describes it, is “to find lawful regularities in the inanimate world” (15). Therefore, Schutz considers Husserl’s method useless as far as we are dealing with the issues belonging to the realm of the social and to animate objectivities in general.  In this respect, Schutz admires Cassirer, Siemel and Bergson for their attention to life and to the significance of non-mathematical approaches.  Schutz also mentions Weber and approves of his ideas, especially for putting “understanding” in the centre of social studies. However, this is Bergson’s approach which is particularly chosen and frequently referred to throughout the investigations to come. Schutz considers Bergson’s formulation as “a first attempt for constructing ideal types of consciousness” (18). However, there are some shortcomings in Bergson’s theory and it is incomplete, which is the fact that might justify the current project of the author. According to Schutz, Bergson’s theory is incomplete due to the following factors:

  1. The historically conditioned limitations of the sciences of Bergson’s time;
  2. A taking for granted ‘the givens’ (so of the social world), the viewpoint which has been turned out more and more problematic;
  3. The overemphasizing the biological themes as a path into metaphysics;
  4. The overrating of action, is in no way justified, as constituent of (a) memory, (b) intellect, (c) the material world and thus of time and causality;
  5. The omission of drives, of values and of the Thou.

The main thesis is that “there exist, between the Kantian antithesis of sensuality and cognition or between Bergson’s duration and reason, a series of intermediate stages. Each of them is adequate to a different ‘symbol sphere’.” The relation among these symbol spheres is that of relative non-communicability. It means that “the experiences of the deeper intermediate stage, although understandable in its own characteristic symbol system, are non-transferrable into the higher sphere. “ (21) Therefore, between the pure duration and the highest conceptual consciousness there are a continuity of layers, called by Schutz, “life forms”, each of which having its own symbol system and its own manner of experiencing. “[A]ll experiences of the total I enter into every life form. It is subjected to the restriction that all experiences enter into the given life forms only as symbols.” (22) Schutz says that the number of such layers, sometimes referred to as “plans of consciousness” is not limited. Nonetheless, a definite number can be chosen in regard to the investigator’s purpose. Schutz himself has distinguished six life forms and aimed to investigate them.  These are the layers of pure duration, memory-endowed I, acting I, Thou-related I, speaking I and thinking I. However, the main body of Schutz’ work, which is included as part I in the book and it is about 90 pages in the English edition, deals mainly with the first three and remains unfinished. Three other texts which go back to the Bergson period and which are mainly concerned with  the life form of speaking I are included as part II. Part III is a text which contains only a few lines as an outline (or better combination of some outlines) for some non-accomplished project related to the current topic. Perhaps the introductory part is the richest in regard to the explanation of the thesis.

The thesis itself is very interesting and it is accompanied by some inspiring remarks. It is a pity that the project has not been completed; one would especially expect what Schutz would state about the analysis of I-You relation. In several occasions inside the text the author announces that he is going to investigate Thou experience and the like but it is never really actualized. For the most part the analyses rely on the notions of duration and memory. The discussions of the first sections of part I, in which the author intends to explicate the constitution of meaning (Sinn, and this would be better translated to” sense” if we want to attach, in some respects, the current project to the phenomenological method) on the basis of memory, are somehow repetitive and not well-structured. Of course we should notice that we have only an incomplete and unpolished draft before us. Nevertheless the sections 10 and the rest of part I offer very stimulating and original explorations of certain aspects of human life. Here the author introduces the notion of the acting-I and investigates the constitution of, among others, body, movement, space and thing.

The texts included in part III are “Meaning Structures of Language”, “Meaning Structures of Literary Art Forms” and “Meaning Structures of Drama and Opera”. These titles are chosen by the editor and the German titles for the manuscripts were, respectively, “Spracharbeit”, “Goethe: Novelle” and “Soziale Aspekte der Musik als Artform”. The first one deals with the constitution of the word and the acts of name-giving and communication. The discussion in some places turns out to be very rich and fascinating especially when the author puts forward investigations on the genesis of noun, adjective and other categories of expression on the basis of his theory of life forms. In the second chapter, the author tries to explain the characteristics of various genres of literary art on the basis of the reciprocal relation between the speaker and the listener and their different positions in each genre. Here he uses the idea of the distinction between the subjective meaning (sense) and objective one which he has introduced before. The third chapter contains a somehow specialized discussion concerning opera and drama which is interesting in its own right.

It can be said that in these texts Schutz develops various interrelated but also independently presentable ideas. The most prominent is that of life forms. The second is the importance of duration and memory. In some places Schutz states that all life forms are reducible to that of pure duration (96) as if every feature of the living ego can be derivable from duration (and memory) alone.  However, he adds the remark that the functions of life forms do not reach down to the more primitive ones (54). Whether or not this can be considered as a tension in Schutz’ position, he himself tries to render some peculiar notions to that of time passage and memory. He announces that he will do this for the thou-experience but he does not execute it, rather he says that ‘I’ recognizes thou also because it “can be compared to the memory images of my own past I” (127). Most importantly Schutz tries to explain meaning (sense) on the basis of the function of memory. This can be considered as the third idea forming the project. Others are those related to the constitution of spatial objectivities, word and linguistic categories, and literary genres. The main idea is very inspiring but the arguments concerning the second and third ones are not very convincing, at least when compared to the phenomenological analyses.

One of the reasons that Schutz left the book project unfinished and returned to phenomenology is that Husserl’s “Vorlesungen zur Phänomenologie des inneren Zeitbewusstseins” appeared at the same time. Accordingly, Schutz revises his analysis of inner duration and developed it using the themes introduced by Husserl. However, interestingly, one of the figures that Schutz brings in is “Theorie der Lebensformen” in order to illustrate his account of time passage which is quite similar to one of Husserl’s in the aforementioned book. It is a pity that the English translator omitted the figures. He gives some reasons for doing that, but in any case, an enthusiastic reader is somehow frustrated. This gives me the motivation to reproduce the most important one here (figure 3 of the German text).

This figure resembles the figure brought in (Husserl, 1991: 98), however, there are two important differences. For Schutz the vertical lines stand for memory as if in order to make the time-awareness two dimensional, we need memory. Indeed this figure is to represent the stream of consciousness of the memory-endowed I in contrast to pure duration which had been represented as a horizontal line in figures 1 and 2 of the original text. For Husserl the vertical line stands for retentional modifications, so that the whole diagram is to represent inner time awareness. The idea of retention and also that of reproduction are adopted by Schutz in his major work. The other difference is that Schutz’ diagram includes an oscillating line, between experience and memory or between perception and sense, which is to represent the status of memory-endowed I. This idea of oscillation is a very interesting one and does not appear in Husserl’s figure, though elsewhere he speaks of oscillation in consciousness, between dull and alert cogitos.

Another notable point in comparison with Husserl’s works, this time with the works which was available at the time, concerns the analysis of sense (Sinn, which is translated as meaning in this edition). This is directly related to the theory of noema. However Schutz does not recall this theory and only once he mentions the word noema and somehow equates it with his idea of objective meaning (sense). Husserl’s theory of noema does not strictly depend on memory, as Schutz’ theory of sense in this project does. Although Husserl speaks of memory when analyzing various noematic layers, and although noema or noematic sense itself has a peculiar relation to time, it itself cannot be described as memory image, which is the delineation of sense according to Schutz. Nonetheless, in his major work, Schutz frequently refers to the concept of noema. I would like to add, en passant, that it is not unproblematic to consider noema as objective sense, if we mean by objective sense the ideal meaning. This latter can be seen as tightly related to noematic nucleus but is by no means identical with the full noema itself.

Even if one finally rejects the author’s conception of time awareness and his theory of sense, there are still a lot of inspiring ideas in the book. The theory of life forms is very attractive and the analyses offered in some passages reach a high degree of originality and insightfulness. The book enjoys a fluent translation. However, I wish it had also comprised the figures and their explanations. Also one should keep in mind that “meaning” is used as a translation for Sinn, for which “sense” would be a more precise translation, while meaning should be reserved for Bedeutung. However, this is not a defect, since the book does not belong to phenomenological literature and the translation is coherent—it employs “meaning” for Sinn and “significance” for Bedeutung throughout the book.

References:

Husserl, Edmund. 1991. On the Phenomenology of the Consciousness of Internal Time, translated by John Bamett Brough. Kluwer Academic Publishers.

Ondřej Švec, Jakub Čapek (Eds.): Pragmatic Perspectives in Phenomenology

Pragmatic Perspectives in Phenomenology Book Cover Pragmatic Perspectives in Phenomenology
Routledge Research in Phenomenology
Ondřej Švec, Jakub Čapek (Eds.)
Routledge
2017
Hardback £88
264

Reviewed by: Jonathan Lewis (Dublin City University)

This volume seeks to provide a critical analysis of pragmatic themes within the phenomenological tradition. Although the volume is overwhelmingly geared towards presenting critiques of some of the most authoritative pragmatic readings of Martin Heidegger – readings by Hubert Dreyfus, John Haugeland, Mark Okrent and Richard Rorty – a handful of the fourteen chapters expand the discussion of the pragmatic dimension of the history of phenomenology by engaging with the work of Edmund Husserl, Maurice Merleau-Ponty, Max Scheler and Jan Patočka. Although the contributors do well to explain their ideas, useful appropriation of the volume will require a working knowledge of the developments in twentieth-century pragmatism and phenomenology, their basic features as philosophical enterprises and, most importantly, the central tenets of Heidegger (in particular), Merleau-Ponty and Husserl.

I will now outline what I see to be the primary claims of some of the collected papers (unfortunately, there are too many to be discussed with the level of detail required), linking those claims to the aims of the volume as a whole and providing some modest comments of my own.

For the editors, there are several characteristics of pragmatism:

  1. According to pragmatists, ‘intentionality is, in the first and fundamental sense, a practical coping with our surrounding world’;
  2. According to pragmatists, ‘language structures derive their meaning from their embeddedness in shared, practical activities’;
  3. According to pragmatists, ‘truth is to be understood in relation to social and historically contingent practices’;
  4. Pragmatism maintains ‘the primacy of practical over theoretical understanding’;
  5. Pragmatism criticises ‘the representationalist account of perception’;
  6. According to pragmatists, ‘the social dimension of human existence’ is prior to an individualised conception and manifestation of agency.

Although the editors and contributors do not explain whether these are necessary and sufficient conditions for a pragmatist reading of the phenomenological tradition (after all, the notion of necessary and sufficient conditions cannot be easily reconciled (if at all) with pragmatist and phenomenological approaches to philosophical method), whether by adhering to just one of these conditions makes one a pragmatist or whether these conditions are fundamentally interrelated, we may claim (in no particular order) that pragmatists tend to subscribe to one or more of the following (indeed, individual contributors touch upon some of these themes):

  • ‘Subject naturalism’ (whereby naturalism should be understood as ‘naturalism without representationalism’) is either prior to or a rejection of ‘object naturalism’ (Price 2013);
  • The representationalist order of explanation, which, broadly speaking, presupposes the non-deflationary structure of identification between representations and states of affairs, is a misleading explanatory model from ontological, linguistic, experiential and epistemological points of view;
  • The notion that something is ‘given’ in experience, that is, that there is something existing ‘out there’ – in reality but independent of our minds – to which our claims, beliefs, justifications, theories and meanings should correspond, is a myth;
  • Semantics does not come before pragmatics – notions such as reference and truth are not explanatorily basic and cannot account for inference;
  • Metaphysics tends to be deflationary in the sense that the contents of our concepts lay claim to how the world is;
  • In addition to the fact that the sense of a word, term, proposition, sentence, belief, fact, value or theory is how it is used in actual practices, semantic notions of truth, reference and meaning are to be understood in terms of social norms;
  • Judgments that concern normative statuses, fact-stating talk and objectivity-claims are to be understood in, and gain validity from, the realm of giving and asking for reasons.

The revival of pragmatism during the latter half of the twentieth century and a renewed focus on exploring the nature and origins of normativity in other areas of philosophy has coincided with an increasing body of literature dedicated to exploring some of these pragmatic themes in various canonical texts in the history of Western philosophy, particularly those of Kant, Hegel, Husserl, Heidegger and Merleau-Ponty. That said, the majority of today’s most prominent pragmatists draw inspiration from their immediate predecessors. In terms of Anglo-American pragmatism, for example, references are almost always made to Ludwig Wittgenstein, Wilfrid Sellars (who, in turn, engaged extensively with the work of Kant), W. V. O. Quine, Donald Davidson, Richard Rorty and Hilary Putnam. Indeed, when pragmatists engage more broadly with the history of philosophy (as is the case with Robert Brandom, for example), the focus tends to be on the work of Kant and Hegel. Consequently, in the context of twentieth-century pragmatism, Rorty and Hubert Dreyfus were peculiarities in the sense that they were two of the first self-professed pragmatists (in English-speaking academic circles) to explore the pragmatic dimension of phenomenological traditions of Western philosophy. Through their correspondence, the pragmatic interpretation of the history of phenomenology, and of Heidegger in particular, began in earnest. It is not altogether surprising, therefore, that Rorty and Dreyfus’ respective interpretations are, perhaps, the paradigmatic pragmatist readings of Heidegger and a driving force behind pragmatic appropriations of other well-known phenomenologists, specifically, Husserl and Merleau-Ponty. In terms of Heidegger exegesis, not only have they inspired equally famous readings by Haugeland and Okrent, the interpretations of Rorty and Dreyfus, as this volume testifies, continue to demand critical engagement from Heidegger scholars.

It is apt, therefore, that the book begins with an essay by Okrent – an implicit focal point for the majority of the discussions and criticisms that follow in the other chapters. Along with Okrent’s introduction to some of the most important features of a normalised pragmatic reading of Heidegger, part one of the volume is made up of chapters dedicated to elaborating the pragmatic dimension of the history of phenomenology. Part two critically engages with extant pragmatic readings of the phenomenological tradition and addresses some of the issues that emerge through pragmatic engagements with texts by non-canonical authors such as Scheler and Patočka. The final section contains four contributions that attempt to advance the debates in the history of phenomenology through new perspectives.

After the editors’ introduction, Okrent begins by outlining two features of normative pragmatism – a position he attributes to Heidegger and one that is also affirmed by certain figures in the current Anglo-American pragmatist movement, specifically, Robert Brandom. For Okrent, normative pragmatism is, firstly, committed to the idea that an object’s nonnormative, factual properties are ‘possible only if there is some respect in which it is appropriate to respond to certain situations or to certain entities in certain ways’ (p. 23). Secondly, après Wittgenstein, normative pragmatism is committed to the claim that it is correct to respond to certain situations or to certain entities in certain ways primarily due to ‘the norms implicit in behaviour rather than with following explicit rules’ (ibid.). To speak about appropriate responses to objects, whereby appropriateness is measured according to the norms of social practices, is to think of objects as tools or equipment. According to pragmatist readings of Heidegger, tools are not primarily conceived in terms of their hermetically-sealed physical make-up in space-time. Rather, tools are understood, initially, in terms of what they are used for – the practical contexts and instrumental ends that will be fulfilled through their use. Furthermore, whether tools are used ‘correctly’ comes down to whether they are appropriated according to the norms of tool-use derived from social practices. The key point is that both Okrent and Heidegger view linguistic phenomena as tools. In accordance with the two theses attributed to normative pragmatism, Okrent states that ‘to grasp an entity as merely present, then, an agent must grasp it as essentially a possible object of an assertion. But to grasp something as an object of an assertion is to use the appropriate group of assertions as they are to be used within one’s community’ (p. 26). It follows that an object’s nonnormative properties are ‘simply invisible to an agent if she can’t use assertions to make claims about that entity’ (ibid.).

Okrent’s chapter is a response to criticisms that Brandom has levelled against Dreyfus, Haugeland and Okrent and their respective interpretations of Heidegger. In laying out the central tenets of normative pragmatism, Okrent highlights the similarities between Brandom’s reading of Heidegger and his own. However, disagreements emerge over their respective conceptions of intentionality. According to Brandom, Okrent, Dreyfus and Haugeland adopt a ‘layer-cake’ model, according to which our meaningful, norm-governed, practical responses to certain objects in certain ways is, in a sense, pre-predicative and nonconceptual and, therefore, distinct from (but also the basis of) the propositional articulations we make concerning such objects and our engagements with their nonnormative properties. In other words, the view that Okrent supports, and that Brandom believes is based on a misinterpretation of Heidegger, claims that ‘there are two layers to Dasein’s intentionality, the nonlinguistic skilful coping involved in the utilisation of equipment as tools that are essential to Dasein as Dasein and the linguistic, assertoric intentionality that intends substances as substances and is not essential for Dasein as Dasein’ (p. 29). Okrent goes on to defend the layer-cake model of intentionality on the basis that, for Heidegger, not all interpretations of entities as what they are involves assertion.

In terms of defending his interpretation of Heidegger as a layer-cake theorist in the face of Brandom’s reading, Okrent is convincing. That said, in terms of defending the layer-cake model of intentionality against Brandom’s claim that intentionality does not contain a nonconceptual component – that all experience can be understood in terms of the space of reasons – he is less successful. The other contributions in this volume do far better justice at demonstrating some of the problems with Okrent’s account than I can here. However, what I will say (paraphrasing the main issue in the Dreyfus-McDowell debates) is that although one can claim that propositions, assertions, sentences and theories are embodied, and even originate in our practical activities, that does not mean that our absorbed involvements that grasp the world as what it is are fundamentally and distinctly nonconceptual. Indeed, Brandom’s starting point is to conceive the world ‘as a collection of facts, not of things; there is nothing that exists outside of the realm of the conceptual’ (Brandom 2000: 357). On that basis, he has presented a whole system of normative pragmatics and inferential semantics to support his non-representationalist metaphysical project. Whether we agree with him or not, it follows that Brandom has the means to defend the view that even those interpretations, repairs and improvements of tools and equipment that seemingly operate outside of the bounds of general acceptability, and that Okrent takes to be nonlinguistic, are predicated upon a (at least implicitly) conceptual understanding of intentionality. In other words, our perceptions and skilful copings are permeated with the as-structure of interpretation that fundamentally understands seeing something as something in discursive terms (regardless of whether those concepts are made explicit in discursive practices).

The theme of layer-cake interpretations of both pragmatism and intentionality and the question of the dependency of skilful coping on conceptual meaning are taken up again in Carl Sachs’ contribution. The starting point for Sachs is the debate between Dreyfus and John McDowell regarding the relationship between rationality and absorbed coping and the consequences of this relationship for understanding intelligibility and intentionality. Like Brandom and McDowell, Sachs recognises the problems inherent in the layer-cake model of nonconceptual skilful coping – a distinct kind of intelligibility with its own internal logic. He also acknowledges McDowell’s claim that layer-cake pragmatists make the mistake ‘in thinking both that rationality consists of detached reflection and that rationality is the enemy of absorbed coping’ (p. 96). Unlike Dreyfus, Okrent and Haugeland, both Brandom and McDowell argue that rationality should not be construed as detached contemplation. Furthermore, intentionality is fundamentally conceptual. However, as Sachs observes, the problem with claiming that conceptuality permeates all of our skilful copings is that intentionality tends to be treated as only ‘“thinly” embodied’ (p.94). Through the work of Joseph Rouse, and by confronting the question of how absorbed, embodied coping can fit within the space of giving and asking for reasons, Sachs provides a convincing and highly innovative critique not only of layer-cake interpretations of the phenomenological tradition, but of approaches to contemporary pragmatism that do not pay sufficient phenomenological attention to the embodied dimension of intelligibility. Undermining Dreyfus’ distinction between the ‘space of reasons’ and the ‘space of motivations’, Rouse follows McDowell (and Brandom) in, firstly, rejecting the view that rationality is found in detached contemplation and, secondly, claiming that discursive practices are embodied. Where Sachs sees McDowell as paying only lip service to an embodied conception of rationality, Rouse uses developments in evolutionary theory to naturalise the space of reasons and, by implication, our norm-governed engagements with the world. Having arrived at the claim that discursive practices are conceived as ‘highly modified and specialised forms of embodied coping’ (p. 96), Sachs builds on Rouse’s account by defending a distinction between sapient intentionality and sentient intentionality in order to demonstrate that ‘McDowell is (mostly) right about sapience and that Dreyfus is (mostly) right about sentience’ (p. 88).

Whereas Okrent and Sachs’ respective contributions tackle the Dreyfusian tradition of Heidegger scholarship, Andreas Beinsteiner provides a critical assessment of Rorty’s engagement with the pragmatic dimension of Heidegger’s thought. The focus is on Rorty’s purely language-oriented interpretation of the ‘history of Being’. According to Beinsteiner, even though Rorty agrees with Heidegger’s claim that our vocabularies and practices are contingent, Rorty’s criticism of Heidegger’s ‘narrative of decline’, which is characterised by a lack of recognition regarding the contingent nature of both meaning and language, is problematic. For Beinsteiner, the issue Rorty has with the idea that contemporary Western society, when compared with previous epochs, is less able to grasp the contingency of language rests upon Rorty’s two conflicting versions of pragmatism – instrumental pragmatism and poetic pragmatism. According to Beinsteiner, when Rorty argues for social hope as opposed to decline, he has seemingly failed to acknowledge the contingency of his own language and has, as a result, fallen into the trap that instrumental and poetic pragmatism disclose in different ways. Ultimately, Rorty is trapped within his linguistic conception of intelligibility, one that, he believes his instrumental conception of language has some sovereignty over, when, in fact, according to Beinsteiner, our conception of meaningfulness not only precedes the purposes of our language, it grants Rorty’s language with the purpose of instrumentality in the first place. In the remainder of the chapter, and in the face of what he sees as Rorty’s linguistic treatment of meaningfulness, Beinsteiner offers a challenge to Rorty’s critique of the narrative of decline by demonstrating technology’s ability to guide our understanding of intelligibility.

One of the problems with Beinsteiner’s critique is that Rorty is clearly aware of the dangers of becoming trapped in non-contingent conceptions of one’s language and understanding of meaningfulness. Rorty acknowledges that we can and, indeed, must aim for as much intersubjective agreement as possible by opening ourselves up to other cultures and their associated languages. As he explains, ‘alternative cultures are not to be thought of on the model of alternative geometries’; ‘alternative geometries are irreconcilable because they have axiomatic structures, and contradictory axioms. They are designed to be irreconcilable. Cultures are not so designed, and do not have axiomatic structures’ (Rorty 1991, 30). Consequently, by engaging with different cultures, it is at least a possibility that our language and conception of intelligibility can be destabilised and transcended. However, Heidegger claims that exposure to other cultures through media technology will fail to transform our conceptions of language and meaningfulness. As is evident from Beinsteiner’s contribution, Heidegger’s claim rests upon a one-sided interpretation of technology, one that is justified by criteria located in his own ‘final vocabulary’. This raises a problem, one that is emphasised when Beinsteiner makes claims regarding the pragmatic dimension of technology that coincide with Heidegger’s narrative of decline (even though Beinsteiner states that his point ‘is not to defend a supposed Heideggerian pessimism against Rorty’s optimism’ (p. 64)). A critic would likely argue that if Beinsteiner wishes to argue for the contingency of language and meaning and, thereby, avoid falling prey to the criticisms he levels at Rorty, he needs some criteria for judging the ‘primordiality due to new media and communication technologies’ (p. 64). Indeed, in order to avoid the charge that he is trapped within Heidegger’s vocabulary, such criteria would need to come from elsewhere. Unfortunately, a comprehensive and justified account of such criteria is noticeably absent in both the work of Heidegger and Beinsteiner’s contribution.

Returning to the Dreyfusian tradition of Heidegger scholarship, Tucker McKinney’s contribution addresses a long-standing problem with layer-cake approaches to pragmatism; specifically, the issue of whether and how (what Okrent calls) ‘the nonlinguistic skilful coping involved in the utilisation of equipment as tools that are essential to Dasein as Dasein’ (p. 29) can be reconciled with self-conscious inquiry and the resulting ‘first-personal knowledge of one’s activity’ (p. 71). In the face of traditional approaches to philosophy of mind that interpret self-consciousness in terms of self-representing contemplation, which he acknowledges is a form of self-consciousness that Heidegger criticises, McKinney sees Heidegger as advancing a conception of positional self-awareness ‘as an action-guiding practical knowledge of what to do to sustain one’s being in the world, realised in our affective lives’ (ibid.). Whereas typical pragmatist readings of Heidegger claim that our nonconceptual and non-representational ability to skilfully and habitually cope with the world means that the capacity to represent (the world and our representations of the world) through concepts is both merely derivative and something we can identify or attribute to ourselves only after our unselfconscious practical activities, McKinney defends the view that, according to Heidegger, ‘our engagements with entities are permeated with a sense of our own agency, our own active and participatory engagement with objects’ (p. 78).

In the face of problematic normalised and normalising pragmatic readings of Heidegger, many will welcome McKinney’s contribution. Whether it provides ‘a new ontology of self-possessed activity’ is questionable. Indeed, the approach shares some affinities with Hegel’s account of self-consciousness, Wittgenstein’s conception of private language and (more obviously) Habermas’ work on the relationship between self-awareness, affectivity and intersubjective communicative action. The basis for divergence stems from McKinney’s focus on ‘attunement’ [Befindlichkeit], which he translates as ‘findingess’ but can also be interpreted as ‘affectivity’ (Crowell 2013) and ‘state-of-mind’ (Braver 2014), and its concrete manifestation as ‘mood’ or, more literally, ‘tuning’ [Stimmung] (such as when the sound of a musical instrument changes depending on how it is tuned).[1] At a very basic level, Heidegger describes moods as ‘fleeting experiences that “colour” one’s whole “psychical condition”’ (GA 2, p. 450). From a phenomenological point of view that McKinney adopts in his discussion of the concept of fear, moods influence how things are meaningfully encountered in the ways they are during my practical engagements. On the basis of moods, my activities express an understanding of my own agency (p. 83). Furthermore, and this is matter that McKinney does not discuss (but Heidegger does), it is an existential-ontological condition of my capacity to interpret the world that I, myself, must be affectively attuned. Without attunement, any act of skilful coping would not present itself to me as intelligible. Consequently, in terms of a phenomenological reading of the concept of mood and ontological considerations of attunement, there is, as McKinney recognises, scope to innovatively extend non-Cartesian debates regarding the nature of self-consciousness.

Turning to part two of volume, in which the contributors focus specifically on the phenomenological dimension of the work of Husserl, Heidegger, Merleau-Ponty, Scheler and Patočka, Jakub Čapek’s contribution exemplifies some of exegetical challenges that face traditional pragmatist readings of the phenomenological canon. On the basis of Merleau-Ponty’s concept of ‘perceptual faith’, which describes ‘how our involvement in the world precedes and sustains all perceptions, the true and the false’ (p. 141), Čapek argues that although Dreyfus and Charles Taylor’s pragmatic readings do not address ‘perceptual faith’ directly, their understanding of objects as mere correlates of our practical involvements, which Čapek sees as a consequence of the ‘primacy of the practical’ in pragmatism, generates a restricted interpretation of Merleau-Ponty’s account of perceptual experience. Čapek acknowledges that Merleau-Ponty does in fact claim that perception is an engaged, interested and skilful activity that allows us to cope with the world (in contrast with the interpretation of perception as an intermediary in a two-step, realist epistemological model, whereby passive receptions of something like sense data are synthesised as representations of external objects). However, that does not mean that the objects we perceive can be completely reduced to the meanings we accord them in our practical dealings. Even though Merleau-Ponty claims that our ontological commitments are embodied to the degree that an object is, as Čapek says, ‘a correlate of the body’, it is a feature of phenomenologically-oriented ontology that an object transcends ‘action-relevant predicates’ such that it is irreducible ‘to all that makes it a familiar part of our surroundings and of our activities’ (p. 152). In the sense that the ontology of things is dependent upon embodied perception to the degree that ‘in perception, we are directed to the things themselves, not through their appearances but to things themselves as they appear’ (p. 147), Čapek draws upon Merleau-Ponty’s conception of the transcendent dimension of ontology to argue that the latter’s account of ‘perceptual faith’ leaves room for an ‘interrogative, non-practical or disinterested’ dimension to perception (p. 143).

The only downsides to Čapek’s chapter are that he provides neither an in-depth account of the meaning of ‘the interrogative mode’ of perception (minimal references are made to perception as ‘transcend[ing] things’ and affirming ‘more things than are grasped in it’ (p. 154)) nor a discussion of how specifically pragmatic interpretations of the history of phenomenology could be revised in light of such a phenomenologically-oriented conception of disinterested perception. This is indicative of the limitations of the volume in general. Specifically, because the majority of the contributions employ interpretations of texts in the history of phenomenology to either elaborate upon or challenge more paradigmatic readings, there is little room for exploring the implications of such scholarship for debates at the forefront of contemporary phenomenology and pragmatism.

Bearing in mind the limitations imposed on the volume due to the purely hermeneutical approach taken by the majority of the authors, it should be said that James Mensch does offer interpretations of Aristotle, William James, Heidegger, Patočka, Husserl, Merleau-Ponty and Emmanuel Levinas in his contribution. But these readings are for illustrative purposes only, employed to elaborate upon the respective natures of pragmatic and theoretical attitudes in philosophy and their relationships to broader concepts of objective truth and freedom. For Mensch, what defines the pragmatic attitude is not only (as Čapek highlights in his contribution) the treatment of objects and their properties as mere correlates of practical involvements, but, more specifically, the reduction of an object’s essence to instrumentality – ‘its function as a means for the accomplishment of my projects’ (p. 191). The pragmatic attitude is seen as particularly problematic for the philosopher ‘who seeks simply to understand’ (p. 194) as it results in a performative contradiction. Conversely, the theoretical attitude deals with the ‘objectivity’ of phenomena ‘in terms of the evidence we have for what we believe about them’ (p. 195), evidence that can transcend our means-ends understanding of objects. Mensch goes on to explain the relationships between the respective ontological commitments that arise from the pragmatic attitude and the theoretical attitude in terms of the concept of freedom. Following Heidegger, Mensch recognises that there are many possibilities for the intelligibility of objects and their properties, and it is up to the philosopher to choose which possibility to actualise. In short, for Mensch, freedom is an ontological condition on the basis of which philosophers choose to adopt a theoretical attitude that suspends their pragmatic concerns in order to inquire into the ‘intrinsic sense’ of objects qua their objectivity. Furthermore, whereas the pragmatic attitude does not allow the object to ‘transcend the [pragmatic] conventions that govern our speaking’ (p. 199), the ‘intrinsic sense’ of an object does make room for such transcendence because (due to the fact that it is conceptually constituted and predicated upon intersubjective agreement) we can recognise the alterity of other objectivity claims that call my claims into question. Indeed, Mensch states that it is the alterity of the ‘Other’ that makes both philosophical freedom and a theoretical inquiry into the ‘intrinsic sense’ of things possible.

Critics would likely argue that Mensch’s distinction between pragmatic attitudes and theoretical attitudes is altogether too simplistic, resulting in an argument that is explanatorily weak. Indeed, due to the reification of pragmatic and theoretical attitudes, it would be difficult to abstract any genuine pragmatic (let alone broader metaphilosophical) concerns without being charged of straw-man-building. For example, contemporary Anglo-American pragmatists would challenge the claim that the pragmatic attitude purely apprehends the essence of objects in terms of its instrumentality. For example, as Beinsteiner observes earlier in the volume, Rorty advocated both instrumental and world-disclosing dimensions of pragmatism. In addition, as already mentioned, Brandom is a pragmatist, one that, simultaneously, adopts a theoretical attitude in order to inquire into Mensch’s conception of the ‘intrinsic sense’ of objects. Brandom is clear that not only do the contents of our concepts lay claim to how the world is, the meaning of our concepts is derived from the reasoning practices and inferential processes of discursive practitioners in the space of giving and asking for reasons. Furthermore, Brandom is also aware that freedom plays a pivotal role in the realm of contestable objectivity-claims. He argues that judgment, in terms of committing oneself to deploying concepts and, simultaneously, taking responsibility for the integration of the objectivity-claims and their associated conceptual contents with others that serve as reasons for or against them, is a ‘positive freedom’ (Brandom 2009, 59). I do not have the space to expand further. Suffice it to say, however, that Brandom’s inferential semantics and normative pragmatics articulates a number (if not all) of the themes that Mensch attributes to the theoretical attitude.

If Mensch’s characterisation of the pragmatic attitude is representative of a concrete approach in pragmatism, then perhaps one could claim that it only holds for layer-cake readings of Heidegger. Even then, however, the likes of Dreyfus and Okrent are careful to explain the fact that what Mensch apprehends as the theoretical attitude is dependent upon, and, ultimately, derives from, our shared, practical involvements in a world that is constituted by the activities of others, rather than something we can ‘choose’ to adopt completely outside of our practical copings and activities (a choice, based on Mensch’s account, without any causal repercussions and considerations and no rational constraint or motivation). Furthermore, whereas Mensch claims that the ontological condition of the ‘Other’ allows us to disclose a theoretical alternative to the pragmatically-apprehended world, the Dreyfusian tradition is well aware that we, as a skilful and absorbed copers, are ‘being-with’ [Mitsein], in the sense that when we encounter something as both meaningful and as what it is, it discloses to us those ‘others’ that also find the same thing meaningful in the same ways. To stress the importance of the ‘Other’ for the conditions of the theoretical attitude in particular, as Mensch does, is to severely misinterpret or (worse still) ignore the concept of the ‘Other’ in layer-cake pragmatism. This begs the question that if what Mensch defines as the pragmatic attitude does not successfully capture the complexities that surround layer-cake approaches to pragmatism, let alone contemporary pragmatism in general, then why should pragmatically-oriented philosophers take Mensch seriously? Furthermore, why should they care? Perhaps one could argue that Mensch’s chapter is a lesson in what can happen when not enough attention is paid by phenomenologists to developments in pragmatism, just as this volume as a whole discloses the problems that arise from pragmatic interpretations of the history of phenomenology.

Does the volume as a whole succeed in meeting its aims? If the aim of the volume is to offer a ‘complex analysis of the pragmatic theses that are present in the works of leading phenomenological authors’, then (despite the proclivity for Heidegger at the expense of other central figures from phenomenological tradition, including those that are still alive and still researching), I would say ‘yes’. However, as the volume is oriented towards the relationship between pragmatism and phenomenology through interpretations of canonical works in the history of Western philosophy, there is very little meaningful discussion of the theoretical implications of the dialogue for either current phenomenologically-oriented philosophical research or the pragmatic dimensions of contemporary metaphysics, philosophy of language, philosophy of science and ethics. In this sense, the title of the volume is misleading and perhaps should be taken as ‘pragmatic perspectives in the history of phenomenology’. Nevertheless, there are some excellent papers here that not only articulate the pragmatic turn in the history of phenomenology, but offer much-needed insight into the problems associated with long-standing pragmatic interpretations of the works of Heidegger, Merleau-Ponty and Husserl.

 

REFERENCES

Brandom, R. (2000) ‘Facts, Norms and Normative Facts: A Reply to Habermas’, European Journal of Philosophy 8 (3): 356-74.

Brandom, R. (2009) Reason in Philosophy: Animating Ideas, Cambridge, MA and London: The Belknap Press of Harvard University Press

Braver, L. (2014) Heidegger, Cambridge: Polity Press.

Crowell, S. (2013) Normativity and Phenomenology in Husserl and Heidegger, Cambridge: Cambridge University Press.

Heidegger, M. (1977) Gesamtausgabe, GA 2: Sein und Zeit, ed. F. von Herrmann, Frankfurt am Main: Vittorio Klostermann.

Price, H. (2013) Expressivism, Pragmatism and Representationalism, Cambridge: Cambridge University Press.

Rorty, R. (1991) Objectivity, Relativism, and Truth: Philosophical Papers, Volume 1, Cambridge: Cambridge University Press.


[1] Sachs also addresses the concept of attunement when he argues that affordances and solicitations (traditionally distinctive of embodied coping) should also be contextualised within the space of reasons.

Raffaele Pisano, Joseph Agassi, Daria Drozdova (Eds.): Hypotheses and Perspectives in the History and Philosophy of Science: Homage to Alexandre Koyré 1892-1964, Springer, 2018

Hypotheses and Perspectives in the History and Philosophy of Science: Homage to Alexandre Koyré 1892-1964 Book Cover Hypotheses and Perspectives in the History and Philosophy of Science: Homage to Alexandre Koyré 1892-1964
Raffaele Pisano, Joseph Agassi, Daria Drozdova (Eds.)
Springer International Publishing
2018
Hardcover 139,09 €
XXVIII, 482

Elisa Magrì, Dermot Moran (Eds.): Empathy, Sociality, and Personhood: Essays on Edith Stein’s Phenomenological Investigations, Springer, 2018

Empathy, Sociality, and Personhood: Essays on Edith Stein’s Phenomenological Investigations Book Cover Empathy, Sociality, and Personhood: Essays on Edith Stein’s Phenomenological Investigations
Contributions To Phenomenology, Vol. 94
Elisa Magrì, Dermot Moran (Eds.)
Springer International Publishing
2018
Hardcover 96,29 €
X, 220

Simone Aurora: Filosofia e scienze nel primo Husserl: Per una interpretazione strutturalista delle Ricerche logiche

Filosofia e science nel primo Husserl: Per una interpretazione strutturalista delle Ricerche ogiche Book Cover Filosofia e science nel primo Husserl: Per una interpretazione strutturalista delle Ricerche ogiche
La filosofia e il suo passato 62
Simone Aurora
CLEUP
2017
376

Reviewed by: Nicola Spinelli (Faculty of Mathematics, Hertswood Academy / Research Associate, King's College London)

This is a good book – and, on the Italian market, a much-needed one. Simone Aurora’s declared aim is to show that Husserl’s Logical Investigations belong to the history and conceptual horizon of structuralism, and in a prominent position at that. The whole book builds up to a defense of the view in the last chapter. Aurora’s case is set up well from the beginning and thoroughly argued at the end. That is why the book is good. The reason why the book is much needed on the Italian market is that it is also an introduction to Husserl’s early philosophy – from On the Concept of Number (1886) to the Investigations (1900-1901) – as it should be written: starting from 19th-century developments in psychology and, importantly, mathematics. To my knowledge, there are no published works in Italian that do so, or do so extensively. Aurora satisfactorily fills the gap.

Chapter 1 is about Husserl’s beginnings – a story Aurora does a good job of telling. A mathematics, physics, and astronomy student in Leipzig in 1876, Husserl would end up, in 1883, writing a doctoral thesis on the calculus of variations with Leo Königsberger in Vienna. He was then briefly Weierstrass’s assistant in Berlin. In 1884 Husserl came across Brentano’s work and lectures; as a result, he steered towards philosophy. By 1887, Husserl’s first philosophical work – his Habilitationsschrift under the supervision of Carl Stumpf in Halle – was complete. Crucial to On the Concept of Number are both the mathematical and the philosophical strands of Husserl’s academic life. The eponymous problem is inherited from Weierstrass, Kronecker, and in general, the whole debate on the foundations of mathematics, which at the time was soaring in Europe. The method with which Husserl tackled it – and this is where the originality of the work lies – was Brentano’s descriptive psychology. Both these backgrounds, their developments and Husserl’s own take on them are well expounded by Aurora.

Chapter 2 is about 1891’s Philosophy of Arithmetic (PA). Overall, Aurora’s presentation is clear and, I believe, effective. The relations with the earlier work are explained and the architecture of the book is clearly laid out. Overall, the main notions (‘collective connection’, ‘something in general’, and so forth) and arguments are satisfactorily presented. Let me mention a couple of worries.

One problem is that Aurora highlights relatively few connections between points discussed in PA on the one hand, and the larger debates and their recent developments on the other. For example, at that stage Husserl, like e.g. Cantor, held a version of the abstraction theory of numbers. That, for example, is where the notion of ‘something in general’ (Etwas überhaupt) comes in. The theory had already been severely criticised by Frege in The Foundations of Arithmetic (1884), a criticism, importantly, that fed into Husserl’s work (as well as into Cantor’s). See ortiz Hill 1997. This might have deserved a few lines. Also, although for most of the twentieth century the abstraction theory was forsaken if not forgotten, in the late 1990s Kit Fine attempted a rescue, sparking some debate (Fine 1998). Again, a quick pointer might have been helpful.

Here is a second worry. Some scholars (A. Altobrando and G. Rang are Aurora’s references) believe they can discern the first traces of the development of Husserl’s notions of eidetic intuition and phenomenological epoché in PA. Aurora is among them, and in particular he reckons abstraction is the place to look: for, according to Husserl, in abstraction one disregards all qualitative (and to some extent relational) aspects of the relevant objects, and is only interested in the latter as empty ‘something in general’. The view is put forward at p. 71. Now, there is no denying that both eidetic intuition and the phenomenological epoché involve some sort of heavy disregarding or bracketing. But surely the philosophical literature is crammed with similar methods and theories – not least the British empiricists’ accounts of abstraction, which is as far as it gets from Husserl’s Ideation or Wesensanschauung. Prima facie similarities, then, are in fact rather thin. Terminology as well as theoretical contexts and functions, Aurora admits, are also very different. We may wonder, at this point, what is left for the interpretation to be based on. I suspect very little if anything.

Chapter 3 is about the transition, in the 1890s, from PA to the Investigations. Two conceptual pairs begin to emerge in this period that will end up being paramount in the later work. The first pair, abstract/concrete, is the subject (or one of the subjects) of the third Investigation; the second, intuition/representation, is one of the main characters of the sixth. Aurora describes well their first appearance in an 1894 essay entitled Psychologischen Studien zur elementaren Logik. Developments in Husserl’s view of intentional objects are also discussed in some detail. The main references in this case are manuscript K I 56 and Husserl’s review of Twardowski’s Zur Lehre vom Inhalt und Gegenstand der Vorstellung, both from 1894.

Chapter 4 is about the Prolegomena to Pure Logic, the first part of the Logical Investigations. Aurora does a good job of expounding both Husserl’s arguments against psychologism and his concept of a pure logic and theory of science – the two main themes of the work. As it can and should be expected of an introductory exposition, a few details are at some points glossed over. Yet the main idea, i.e., that there is a basic dimension to science which is called ‘pure logic’ and which is ideal (or, as people tend to say these days, ‘abstract’), objective, and to all appearances, independent of human thought or language, comes across very clearly. There is, however, one distinction that, it seems to me, Aurora fails to recognise (or to report). It is not a major issue for what, after all, is an introductory chapter – but nonetheless a point worth raising. It is the distinction between deduction and grounding.

Between the Prolegomena and the Investigations Husserl defines (or uses) two to four related concepts: on the one hand, deduction or inference (Schluß, or sometimes an unqualified Begründung, in Husserl’s German) and explanatory grounding (the relation between an erklärender Grund and what it is the ground of), both operative in the Prolegomena; on the other hand, foundation (Fundierung), introduced in the third Investigation and operative in the subsequent ones. Now, foundation may (Nenon 1997) or may not have two models, one ontological and one epistemological; and one of these two models, the ontological, may or may not be identical to the explanatory grounding of the Prolegomena – a view for which, I believe, there is something to be said. Your count here will depend on your views on foundation. But whatever these are, there is no doubt at least that deduction and explanatory grounding are distinct in the Prolegomena. That is what does not come across in the book.

Indeed, as far as I can see, in Aurora’s presentation the two concepts from the Prolegomena collapse into one. While explaining what, for Husserl, constitutes the ‘unity of science’, Aurora introduces the concept of Begründung and says that it ‘substantially refers to the notion of inference or logical deduction’ (p. 134). Yet this is something that Husserl explicitly denies. To see this, look at Prolegomena, §63. Here, a distinction is made between explanatory and non-explanatory Begründung, and the former, not the latter, is deemed essential to (the unity of) science. Indeed for Husserl, as for Bolzano (from whom he inherits the notion), what secures the unity of science is an explanatory relation (erklärende Zusammenhang) between true propositions. And while ‘all grounds are premises’ – so that if proposition A grounds proposition B then there is an inference from A to B – ‘not all premises are grounds’. It is not the case, that is, that if there is an inference from A to B then A grounds B. In other words, ‘every explanatory relation is deductive (deduktive), but not every deductive relation is explanatory’.

While Husserl is very explicit in drawing the distinction, he is not so helpful in justifying it. He devotes a few remarks to the task, right after the passage I quoted; but they do not make an argument. Here is how one may be extracted. (Bolzano’s arguments are also available from the Wissenschaftslehre, around §200.)

Let us stipulate deducibility as the modern notion of (classical) logical consequence. If grounding were just logical consequence, the latter would be an explanatory relation (because the former is). But it isn’t: there are cases of valid and sound arguments in which the premises fail to explain the conclusion. For example, p p, or p & q ╞ p. Indeed, it is hard to see how a proposition, even though it can be inferred from itself, can also ground (explain) itself: it is raining, therefore it is raining – but is it raining because it is raining? Things are even worse with the second case: does the truth of a conjunction ground the truth of one of its conjuncts? It is probably the other way round. To derive a conclusion from a set of premises is not, in and of itself, to explain the former in terms of the latter. But then grounding and deducibility must be distinct.

(I should mention that in an extended footnote at p. 133 Aurora does discuss Husserl’s notion of Begründung vis-à-vis Bolzano’s. So he is definitely aware of the theoretical background, the significance and the facets of the concept. So much so, that the footnote seems to contradict, rather than explain, the main text.)

Chapter 5 is possibly the most felicitous of the whole book, partly because, due to the topic, Aurora’s background in linguistics shines through. We are now past the Prolegomena and into the Investigations proper. Having established in the former that logical and mathematical objects do not, by all appearances, belong to the spatio-temporal world, Husserl is left with the question as to how we can know anything about them – in fact, relate to them at all. Short of an answer, Husserl thinks, the existence of logic and therefore of science in general, as human enterprises, must remain a mystery. And for Husserl the starting point is language, because it is primarily in language – in the meanings of words and sentences – that logical objects make their spatio-temporal appearance. The main result of the first two Investigations are the following: meanings are ideal (non-spatio-temporal) and akin to universals; and universals are genuine objects, irreducible to their instances, to thought, or to language. (It is a substantive question whether this amounts to full-blown Platonism; Aurora believes it doesn’t, and some remarks of Husserl’s certainly point that way.)

The first two sections of the chapter, on the first Investigation, are nearly flawless. The remaining sections, on the second Investigation, are also effective but, I believe, raise at least one worry. Aurora thinks that, for Husserl, meanings are ‘ideal classes of objects’ (203). Now, he may well not be using ‘class’ in its fully technical sense. But the fact remains that classes, among other things, are (like sets, their close relatives) extensional mathematical constructs. However, in the 1890s, when most of the Investigations were thought out, Husserl was an adamant intensionalist. See for example his review of Schröder’s Vorlesungen as well as The Deductive Calculus and the Logic of Contents, both from 1891. For evidence that Husserl did not change his mind afterwards, see the 1903 review of Palágy’s Der Streit der Psychologisten und Formalisten in der modernen Logik. Aurora’s reading, therefore, if taken literally, is probably incorrect. If we take it charitably, it is misleading.

Despite this, Aurora is completely right in pointing out (204) the indispensability of ideal objects, particularly species (universals), for Husserl’s phenomenological project in the Investigations: if the former go, the latter goes with them.

Chapter 6 is about the third and fourth Investigations. The latter deals with matters of ‘pure grammar’, as Husserl calls it, and here Aurora’s linguistic background is once again both tangible and helpful. Yet it is the first sections, on the third Investigation, that are particularly important. In fact, they are the crux of the whole book. The reason is that the third Investigation is about parts, wholes and the relations between them – and (without going into detail, I will return to it later) the very concept of structure, central to the book for obvious reasons, is defined, in the last chapter, in mereological terms.

To say something of significance on Aurora’s interpretation of the third Investigation I would have to write more than my allowance permits. I will therefore only mention what is at least a presentational flaw. Despite insisting throughout the book and in the chapter on the relevance of the formal sciences in the development of Husserl’s philosophy, Aurora never engages with the several formalizations of the Husserlian theory of parts and wholes. He does mention the first of such contributions, Simons 1982 (334). But we also have Simons 1987, Fine 1995, Casari 2000, and Correia 2004 – which, moreover, all extend Husserl’s theory in many different ways. This, to me, is the only genuinely disappointing feature of, or absence from, the book. All the more so, because the capacity to be mathematized or formalized is one of the definitional traits of structures as set out in the final discussion (310).

Chapter 7 outlines the properly phenomenological parts of the Investigations, namely, the fifth and sixth Investigations. This is where Husserl puts to work all the notions he previously set up and sketches a phenomenological theory of consciousness (especially of intentional consciousness) and knowledge. Aurora’s exposition is careful and effective, with more than one passage I found particularly felicitous.

Chapter 8 is where Aurora lays out and defends his view. These are the main claims:

  1. Husserl’s philosophy in the Logical Investigations is a structuralist philosophy;
  1. Some of the aspects of Husserl’s philosophy that make it structuralist are ideally suited to characterise structuralism as such;
  1. Husserl’s subsequent, transcendental work deals with one of the central problems of structuralism: the origin of structures.

Section 1 is about structuralism in general. The first thing to sort out is, obviously, what a structure is. Borrowing from a number of authors, Aurora characterises structure in terms of two things: part-whole relations, and mathematizability. A structure is ‘a particular type of multiplicity’ whose elements obey laws ‘that confer properties to the whole as such which are distinct from those of the elements’ (309, half-quoting J. Piaget). Moreover, a structure ‘must always be formalizable’ (310). On the basis of this, Aurora characterises structuralism as follows:

Structuralism aims at studying the latent structures within classes of objects…by creating models, i.e. formal descriptions that make the immanent relations between objects of the relevant class predictable and intelligible (311).

It is worth noting that the given definition of structure does not necessitate that of structuralism. It is even more worth noting that this is a good thing. The reason is that, while Aurora wants to argue that the philosophy of the Investigations is structuralist, it is dubious that Husserl’s project in 1900-1901 involved the idea that the phenomenology of the fifth and sixth Investigations should be formalized. True, Husserl did have in mind a formalization of his theory of wholes and parts, and that theory is operative in the phenomenology. But that doesn’t entail that Husserl’s early phenomenology was ever meant to be entirely formalizable – much less that its aim was to ‘make predictions’ about consciousness and knowledge possible. The upshot is that Aurora’s definitions allow for a Husserl who deals in structures but not, strictly speaking, for a structuralist Husserl. This is too underwhelming a conclusion for what is otherwise, as I said at the outset, a well-constructed case. A looser definition of structuralism might perhaps have been suitable.

Another (minor) unclarity is Aurora’s appeal to mereology throughout the book. In and of itself, this appeal is perfectly fine. Yet not all mereologies admit of the sort of relations between parts that structuralists require. For example, and in stark contrast with the structuralist’s mantra, in classical mereology there is a sense in which the whole is just the sum (fusion) of its parts! Yet Aurora never engages with the distinction between classical and non-classical mereologies in any significant way. Moreover, it is unclear why formalizations of structures should be mereological rather than, say, algebraic (like most of Aurora’s examples of formal structures) or order-theoretic.

Be that as it may, Aurora is entirely correct when he points out that, if part-whole discourse is crucial to structuralism, then Husserl’s theory is ideally suited to form the core of any structuralist system: it is (or can be made) robust, it is philosophically profound, and, importantly, being a non-classical mereology, it is strong enough to describe the right sort of relations the structuralist needs.

At the very end, Aurora points out that one of the distinctive features of Husserl’s structuralism is its engagement with the problem of the origin of structures. In particular, Husserl is interested in understanding the relations between the subjects who come to be aware of structures and the structures themselves. This is indeed what the Investigations are all about. It is also one of the threads of Husserl’s whole philosophical career. As Aurora puts it (effectively, I believe), ‘this attempt at conciliating genesis and structure, first carried out in the Logical Investigations, is peculiar to Husserlian structuralism, and it is the question that Husserl will try to answer – through an ever more complex philosophical elaboration – in all his subsequent works.’

References

Casari, E. 2000. “On Husserl’s Theory of Wholes and Parts.” History and Philosophy of Logic 21 (1): 1-43.

Correia, F. 2004. “Husserl on Foundation.” Dialectica 58 (3): 349-367.

Fine, K. 1995. “Part-whole”. In Smith, B. and Woodruff Smith, D. (eds.). The Cambridge Companion to Husserl (Cambridge: CUP), pp. 463-486.

Fine, K. 1998. “Cantorian Abstraction: A Reconstruction and Defense.” Journal of Philosophy 95 (12): 599-634.

Nenon, T. 1997. “Two Models of Foundation in the Logical Investigations.” In Hopkins, B. (ed). Husserl in the Contemporary Context: Prospects and Projects for Transcendental Phenomenology (Dodrecht: Kluwer), pp. 159-177.

Ortiz Hill, C. 1997. “Did Georg Cantor Influence Edmund Husserl?” Synthese 113 (1): 145-170.

Simons, P. 1982. “Three Essays in Formal Ontology.” In B. Smith (ed.). Parts and Moments. Studies in Logic and Formal Ontology (Philosophia Verlag: München-Wien), pp. 111-260.

Simons, P. 1987. Parts. A Study in Ontology (Oxford: OUP).

 

 

Hermann Weyl: Philosophie des mathématiques et des sciences de la nature, Metis Presses Sàrl, 2017

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Hermann Weyl. Traduit de l’anglais par Carlos Lobo. Avec une préface de Françoise Balibar et Carlos Lobo
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2017
Broché € 38.00
416

Eric S. Nelson: Chinese and Buddhist Philosophy in Early Twentieth-Century German Thought, Bloomsbury, 2017

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2017
Hardback £76.50
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Jan Patočka: Socrate: Cours du semestre d’été 1946 suivi de Remarques sur le problème de Socrate, Academic Press Fribourg, 2017

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Academic Press Fribourg
2017
broché 32,00 CHF
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Michela Summa, Thomas Fuchs, Luca Vanzago (Eds.): Imagination and Social Perspectives: Approaches from Phenomenology and Psychopathology, Routledge, 2017

Imagination and Social Perspectives: Approaches from Phenomenology and Psychopathology Book Cover Imagination and Social Perspectives: Approaches from Phenomenology and Psychopathology
Routledge Research in Phenomenology
Michela Summa, Thomas Fuchs, Luca Vanzago (Eds.)
Routledge
2017
Hardback £120.00
358

Iván Galán Hompanera: Generativität, Instinktivität und Faktizität im Denken Edmund Husserls, Bautz Verlag, 2017

Generativität, Instinktivität und Faktizität im Denken Edmund Husserls Book Cover Generativität, Instinktivität und Faktizität im Denken Edmund Husserls
Ad Fontes: Studien zur frühen Phänomenologie, Band 6
Iván Galán Hompanera
Bautz Verlag
2017
Paperback 35,00 €
316