Harald A. Wiltsche, Philipp Berghofer (Eds.): Phenomenological Approaches to Physics

Phenomenological Approaches to Physics Book Cover Phenomenological Approaches to Physics
Synthese Library, Vol. 429
Harald A. Wiltsche, Philipp Berghofer (Eds.)
Hardback 103,99 €
VI, 263

Reviewed by: Mahmoud Jalloh (University of Southern California)

Phenomenological Approaches to Physics is a welcome attempt to bridge the gap between two areas of philosophy not often mentioned in the same career, let alone the same breath. The collection provides fertile ground for further work on phenomenological approaches to physics—and science more generally—however, as much as the collection is promising, it is also disappointing in the preparatory nature of much of the material. While this is a general vice of the phenomenological tradition—consider how many of Husserl’s published works are introductions to phenomenologyin order to appeal to one of the primary audiences of the collection, phenomenology-curious philosophers of physics, further developments with clear consequences are needed. Many of the papers stop just as they’ve really started. This collection is of value for many purposes: as a general introduction to phenomenology, as a guide to the consequences of phenomenology for science and physics, as a pointer to areas of application for the budding phenomenologist, but it also provides some indications of particular lines of further development.

The editor’s introduction is relatively long, but deservedly so, as it does a lot, providing expositions of ten themes from Husserl’s oeuvre: anti-psychologism, intentionality, descriptions and eidetics, the epistemic significance of experience, phenomenology as first philosophy, anti-naturalism, the life-world, historicity and genetic phenomenology, embodiment and intersubjectivity, the epochē, transcendental reduction, and transcendental idealism. The sketch of Husserl produced is that of an epistemological internalist who develops a theory of the objective from fundamental subjectivity, who denies empiricism about logic and mathematics, and who holds that phenomenology is a first philosophy which comprises analyses of the essential structures of subjectivity, the ground of all knowledge, therefore legitimizing all other forms of knowledge, sciences. Any reader interested in a first pass at the role of these themes in Husserl’s work could probably do so no more efficiently than looking through the first half of this introduction. A highlight of the introduction is a sketch of the relevance of other phenomenologists, Heidegger and Merleau-Ponty, to the philosophy of physics. The themes brought up in the introduction and elsewhere are suggestive: Heidegger’s pluralism regarding scientific standards and the difference in the concepts of time in physics and history; his preemption of the theory-ladenness of observation; his praise of Weyl; his primacy of practical understanding over theoretical knowledge; Merleau-Ponty’s participatory realism; his analysis of measurement and rejection of instrumentalism, realism, and idealism, in favor of structuralism.

Part 1: On the Origins and Systematic Value of Phenomenological Approaches to Physics

Robert Crease’s “Explaining Phenomenology to Physicists” is a response to philosophy-phobic physicists, like Hawking, and aims to show how the projects of phenomenological philosophy and physics differ. This amounts to a sort of introduction to the Husserlian distinction between the natural, or naturalistic, attitude of the physicist in her workshop and the more skeptical attitude of the epochē adopted by the phenomenologist. Note that Crease makes the same point that Maudlin and other metaphysically oriented philosophers of physics often emphasize, that mathematical formulae do not comprise a theory but require an interpretation, an ontology (57). How this interpretation is established and justified is the common project of the phenomenologist and the analytic metaphysician. But herein lies a problem with the Crease essay, which is that it while it distinguishes analytic (narrowly focused on the logical analysts of science of the early 20th century), pragmatic, and phenomenological approaches to the sciences, Crease does not say enough to distinguish a defense of phenomenological approaches to physics from a defense of a philosophical approach to physics whatsoever. Now Crease may make the point that phenomenology preempted concerns with the metaphysics of physics or concerns regarding the applicability of mathematical idealization to nature that have more recently become central to the philosophy of physics. Further, it is not clear that this is a fair reading of the aims of the logical empiricists. What is the logical empiricist project of establishing how scientific, “theoretical” terms get their meaning if not a concern with the “framing” of scientific theories and “the reciprocal impact of that frame and what appears in it on their way of being” (55)? This is not to say there is no distinction to be drawn, but the discussion here is not fully convincing as an argument for the value of phenomenology in studies of physics in particular.

Mirja Hartimo’s contribution, “Husserl’s Phenomenology of Scientific Practice,” fills out Crease’s sketch of the phenomenological approach and specifies how Husserl preempts the naturalistic, practice-oriented turn in contemporary philosophy of science. This “naturalism” is to be opposed with ontological or methodological naturalism, both of which Husserl rejected. Hartimo recapitulates the difference between the natural and phenomenological attitudes and its production by the epochē, in which existence is “bracketed.” The case is made that the phenomenological attitude is not inconsistent with the natural attitude (indeed Husserl had, for the most part, the same natural understanding of the sciences as did his contemporaries in Göttingen). The Göttingen view comprises a pre-established harmony between mathematics and physics, “the axiomatic ideal of mathematics served for Husserl, as well as for his colleagues, as an ideal of scientific rationality, as a device that was taken to guide empirical physical investigations ‘regulatively’.” (67) This influences the focus on Galileo in Crisis: physics is fundamentally mathematical in nature (68). Harmony amounts to an isomorphism of the axioms and the laws, with the axioms of physics being a formal ontology, a formal definite manifold (69). Husserl’s two differences with the Göttingen consensus are: (1) scientists should also develop material ontologies, which provide specific normative ideals for the mathematization of nature and its connection to intuition; (2) the normativity of the exact sciences does not extend to all scientific domains, a normative pluralism. (2) is particularly important because phenomenology itself falls short of the axiomatic ideal, due to the inexactness of the relevant essences.

Pablo Palmieri’s contribution, “Physics as a Form of Life,” is an odd fish. It presents itself not as a presentation of Husserl’s account of the lifeworld and its relevance to physics but rather as focusing on a foundational question raised by Husserl: “why is it that the axioms of mathematical physics are not self-evident despite the evidence and clarity that is gained through the deductive processes that flow from them?” (80) To answer this question Palmieri embarks on an analysis of physics as a form of “Life” in the sense of some historical development. The three epochs of physics which characterize its form of life are (1) the youth of Galileo’s axiomatic physics, (2) the senescence of Helmholtz’s work on the anharmonic oscillator and the combination of tones, and (3) the “posthumous maturity” of physics following quantum physics. These historical studies are interesting and valuable in themselves, especially the Galileo study, particularly regarding the influence of Galileo’s aesthethics on his mathematization of nature (84). Unfortunately, how these studies relate to the overall aim of the essay is unclear and is shrouded by the sort of allegorical and flowery prose that turns away many from “continental” approaches more generally. Palmieri’s description of the third stage of physics’ life as “posthumous maturity” describes a “disarticulation” in physics that comes to a head for Palmieri in Heisenberg’s use of (an)harmonic oscillator framework for quantum mechanics. The result of such a “translation” is not a direct analog to the classical treatment of spectra, due to the lack of rules for “composition of the multiplicity into the unity of an individual, by the interpretation of which we might generate the individual utterance that once performed will elicit in our consciousness a corresponding perception in any of the sensory modalities whatever” (100). The obscurity of such bridge principles to observation is, again, exactly the crisis of which Husserl was concerned. The upshot seems not to be, as it was for Husserl, a call to action for phenomenological analysis, but rather the essential mystery of nature as “[i]t is nature herself that precludes herself from knowing reflexively her own totality of laws” (83). While this is supposed to have the status of an explanation it is only buttressed with metaphor:

This being hidden of nature as a totality, or her desire or necessity to hide herself from further scrutiny, which I would be tempted to qualify as nature’s vow of virginity, explains why the axioms of mathematical physics must appear to our intuitions as obscure (84).

This pessimistic conclusion conflicts with phenomenology’s self-conception as a progressive research programme, leaving Palmieri’s own position mysterious, and one suspects that is how he wants it.

Norman Sieroka’s “Unities of Knowledge and Being—Weyl’s Late ’Existentialism’ and Heideggerian Phenomenology” is a fascinating exposition of Weyl’s latter existentialist turn and his engagement with Heidegger’s work. Weyl claims that physics is dominated by “symbolic construction”, of which axiomatic mathematics stands as paradigm, which are empirically evaluated holistically. Weyl’s account of symbolic construction is dependent on the understanding that these symbolic systems are constructed out of particular concrete tokens. Similarly it is essential to the symbolic construction that it is intersubjective and the practitioners of a symbolic system are peers embedded in a wider public. The core of mathematics and the sciences is not logic, but rule-bound “practical management” of symbols (109). This practical level must be fundamental or else we fall into a circle of physical reduction and symbolic representation.

Weyl’s 1949 paper “Science as Symbolic Construction of Man,” explicitly invokes Heidegger’s concept of the existential basicness of being-in-the-world as a point of agreement. Weyl does not, however, accept Heidegger’s anti-scientific attitude that concludes from this, that science is “inauthentic”. Weyl held that scientific practice and philosophical reflection were mutually enriching — particularly moral reflection in the shadow of the bomb. Heidegger’s rejection of science is due to symbols being merely present-at-hand, as they do not figure in the “care-taking encounter of daily life” (114). The weight of evidence and experience clearly sides with Weyl here. Sieroka raises examples of bridge-building and experimental physics. More simply, even the manipulation of symbols in themselves is care-taking in that they are to be interpreted and not only by oneself, in a dubious “private language”, but by some community. Here is a missed opportunity to engage with Heidegger’s later work, though it cannot be said to have influenced Weyl. Something like “The Question Concerning Technology” shows that Heidegger did not think that modern science and technology were independent of daily life, but rather have a radical and destabilizing effect that inhibits Dasein from encountering its own essence. Though, it is not clear how much this is a rejection of the verdicts of Being and Time, or should correct Sieroka and Weyl’s intepretations. The extension of the critique by way of Fritz Medicus, Weyl’s colleague, to a critique of “thrownness” and the general receptivity or passivity of Dasein to Being seems beside the point and reliant on a misunderstanding of Heidegger. Medicus’ “piglets” complaint about the thrownness of Dasein can only rest on a misunderstanding of the role of historicity in Dasein’s being (see Division 2, Chapter 5). Intersubjectivity is fundamental to Dasein. Being-with is “equiprimordial” with Dasein’s Being-in-the-World and is an existential characteristic of Dasein, even when it is alone (149-169).  Being-with defines Dasein’s inherent historicity. Dasein is thrown into a culture, into a way of life.

Sieroka’s comparison of Weyl and Cassirer, that Cassirer’s theory of symbolic forms provides a unity of knowledge, while Weyl’s provides a unity of being, owing to his existentialist inflection, is interesting but perfunctory. It makes one wonder what such a distinction could tell us about the difference of method between phenomenology and neo-Kantianism, how this might relate to the interpretational dispute at the center of the Davos debate, and how Weyl’s conception of physics and mathematics could have played a role in such rifts.

Part 2: Phenomenological Contributions to (Philosophy of) Physics

“A Revealing Parallel Between Husserl’s Philosophy of Science and Today’s Scientific Metaphysics” by Matthias Egg aims to show how the crises that Husserl saw as central to the contemporary sciences and his solution are echoed in the scientific metaphysics of Ladyman and Ross (2007). The crisis is rooted in the substitution of the lifeworld for mathematical idealities, which amounts to a forgetting of the “meaning-fundament” of the sciences, undermining their own epistemological standing. Egg frames his comparison of Husserl and the scientific metaphysicians with Habermas’ critique of Husserl’s project of making science presuppositionless, providing a basis for absolute practical responsibility. The supposed failure is that it is left unexplained how a more perfect theoretical knowledge is to have practical upshot. The lacuna is Platonic mimesis, wherein the philosopher “having grasped the cosmic order through theorizing, the philosopher brings himself into accord with it, whereby theory enters the conduct of life,” (129), which is in direct ontological opposition with Husserl’s transcendental idealism, as Habermas sees it. (Does Habermas commit the naturalistic fallacy?) Husserl’s model claims only that the procedure or methodology of theoretical knowledge provides normative force on our practical affairs, in Egg’s example, our doing of physics. Egg presents Ladyman and Ross as agreeing with Husserl’s science-cum-Enlightment project, particularly, that science must be central to our worldview as it allows for a unified, intersubjectively valid approach to world even beyond theoretical practice. This too, falls short of Habermas’ mimetic ideal —their project could only be preserved in the “ruins of ontology” (130). Ladyman and Ross share some skepticism about strong metaphysics but accept weak metaphysics. Unfortunately, Egg stops just before saying anything more substantive than an observation of convergent philosophical evolution. There is more to be said particularly regarding the link between this sort of communicative conception of the scientific project and structural realism which puts Ladyman and Ross and Husserl in the same camp. The metaphysical essays to follow cover some of what I would like to say, but let me gesture at a possible development. In Ideas II and the fifth Cartesian Meditation, Husserl develops an account of scientific objectivity such that it is constituted by intersubjective agreement via “appresentation.” What is intersubjectively available are the appearances of objects, but what is agreed upon are the invariant structures supposed to explain the experiences of the community. Heelan’s (1978) hermeneutic interpretation of Husserl provides a picture in which the infinite tasks of mathematization and measurement link together the lifeworld and the scientific image which is constituted by it. There is a structural realist position to be examined here which could provide a unified account of everyday and scientific perception.

Lee Hardy’s “Physical Things, Ideal Objects, and Theoretical Entities: The Prospects of a Husserlian Phenomenology of Physics” attempts to square Husserl’s phenomenology with scientific realism. Husserl’s seeming positivism is especially problematic given that Husserl argues “that the objective correlates of the mathematical laws of the physical sciences simply do not exist in the physical sense. They are ideal mathematical objects, not real physical things” (137). Hardy restricts Husserl’s instrumentalism to scientific laws rather than scientific theories tout court. Husserl’s view is that knowledge of physical objects is gained by mathematical approximation, leaving room open for the positing of actual physical entities. Hardy’s argument, a rational reconstruction of a path not (explicitly) taken by Husserl, depends on a distinction that seems both interesting and suspicious. Hardy wishes to distinguish instrumentalism about the laws from instrumentalism regarding theories, the difference between the two lies in the fact that laws specify functional interdependencies of physical quantities which state how empirical objects behave, but theories explain why physical quantities behave as they do. So then, the instrumentalist holds that the semantic value of theories is limited to that of the laws, which predict observable behavior. The realist holds that scientific theories have as semantic values the behavior of unobservables. Husserl’s radical empiricism is in apparent tension with the realist’s explanation, Hardy reconstructs the received view:

(1) A obtains if and only if p is true.

(2) p is true is and only if p is evident.

(3) p is true if and only if A is intuitively given in an act of consciousness.

Ergo, (4) A obtains if and only if A is intuitively given in an act of consciousness.

Theoretical entities cannot be so given, so statements about them can never be true, so we ought not be committed to them. This interpretation Hardy rejects in favor of one which changes the role of experience from semantic-metaphysical to epistemic:

S is justified in believing p if and only if the correlative states of affairs A is given to S in an intuitive act of consciousness (143).

Hardy specifies that the perceivability condition on existence was meant to be dependent on an ideal possibility, not an actual possibility (dependent on sensory apparatuses). This point goes some way towards specifying the meaning of transcendental idealism, though this seems to go astray in attempting to recover realism. Transcendental idealism requires that possible perception by a transcendental subjectivity constitutes (the preconditions for) existence. Hardy picks up the thread in the Crisis regarding the essential approximative nature of the sciences as their conclusions are mediated by ideal, mathematical constructions:

Exact, objective knowledge is possible only by way of a passage through the ideal; and for that very reason will never be more than approximative knowledge of the real (146).

In  Crisis, Hardy claims, Husserl distinguishes the ideal, physical object and the perceived object ontologically: the objects of ordinary life are not  “physical” objects.  It is these limit-idealized objects that Husserl is anti-realist with respect to. The trouble with Hardy’s distinction between theories and laws and between real objects and idealized objects is that the approximation relation is left unexplained. There remains an explanatory gap as to why physical objects should be subject to laws that properly only have idealities as their subjects.

Arezoo Islami and H. A. Wiltsche’s “A Match Made on Earth: On the Applicability of Mathematics in Physics” shows how phenomenology can provide a response to Wigner’s puzzle, “the unreasonable effectiveness of mathematics,” by moving on from why-questions to how-questions. The puzzle arises from a rejection of Pythagorean mathematical monism towards which the phenomenologist is officially neutral, due to the epochē, setting aside why-questions altogether. To answer the how-questions, the phenomenologist must also provide both synchronic and diachronic accounts of how we apply mathematics. The authors explicate constitution and replacement. They show what is meant by the horizon of experience, all the non-actual aspects of some experience which frame one’s interpretation of it, one’s anticipations. From this constitution is explicated:

It is this process of intending objects through specific noemata and then constantly projecting new sensory data against horizons of possible further experiences that phenomenologists call constitution. Of particular importance in this context are those aspects of experience that remain invariant… (169)

From these invariances of the noemata, lawlike relations are found and suitably objective properties can be described of the noema. This structure generalizes to scientific constitution from the example of perceptual constitution. Aiming to intend all of reality through mathematical noemata is Galileo’s great leap forward. Doing so is to replace the lifeworld with the scientific image. Nature is mathematical because we have made it so. While I am largely sympathetic with this approach, and hold that it contributes to a structuralist view that is worth developing, to satisfy mysterions like Wigner specific accounts of such constitution is needed.

Thomas Ryckman’s essay, “The Gauge Principle, Hermann Weyl, and Symbolic Constructions from the ‘Purely Infinitesimal’,” provides a mini-history of Weyl’s development of the gauge principle (a fuller history in Ryckman 2005), in which Weyl is motivated to investigate Lie groups and algebras by phenomenology on the one hand and Naturwirkungphysik on the other.  Naturwirkungphysik is a standard explanation, “that all finite changes are to be comprehended as arising through infinitesimal increments” (182). In practice this is to take locally defined tangent spaces to be explanatorily fundamental. For Weyl, this standard of locality is justified by appeal to not just phenomenological epistemology, that direct givenness to the ego is the ground of all essential insight into the structure of things, and this givenness is attenuated at spatial distance, but to full blown transcendental idealism:

insofar as symbolic construction of the “objective reality” of the purportedly mind-independent objects of physics is, per Husserl, a constitution of the sense of such objects as having “the sense of existing in themselves” (184-5).

Just as the previous essay establishes, the objects of mathematical physics are constructions which intend transcendent objects. However these objects are only fixed up to an isomorphism, any further “essence” is beyond cognitive grasp and therefore unreal (188). Ryckmann provides an able and clear derivation of the gauge principle in QED and a quick rundown of how this generalizes in the Standard Model. While this is a valuable contribution to the collection, those familiar with Ryckman’s past work will wish that the closing remarks regarding the standard model and the Weyl-Nozickean (2001) slogan, “objectivity is invariance,” were expanded upon. I look forward to further development of the alternative view implied by Ryckman’s interpretational challenge this slogan, which centers locality as the source of gauge transformations (199).

Part 3: Phenomenological Approaches to the Measurement Problem

Steven French’s “From a Lost History to a New Future: Is a Phenomenological Approach to Quantum Physics Viable?” does well to show that the phenomenological background of Fritz London was deeply influential on his approach to the measurement problem (with Bauer) and that this influence has been covered over by misinterpretation. The measurement problem is essentially the apparent inconsistency of deterministic dynamics of quantum mechanics and the collapse of the wave function. London and Bauer have been taken to merely restate von Neumann’s notorious solution, that the uniqueness of the interaction of the system with a conscious observer explains how and when the “collapse” occurs. French shows this picture presented by Wigner, which fell to the criticism of Shimony and Putnam, to be a straw man. French argues that London and Bauer’s phenomenological account of quantum measurement can stand up to such criticisms and for London.  Quantum mechanics presupposes a theory of knowledge, a relation between observer and object “quite different from that implicit in naive realism” (211). Measurement, considered subjectively, is distinguishable from the unitary evolution of the quantum state by introspection giving the observer the “right to create his own objectivity” (212). This is not some (pseudo-)causal mind-world interaction that creates a collapse but rather a precondition for the quantum system to be treated objectively and by a different mathematical function, the precondition being a reflective act of consciousness in which the ego-pole and object-pole of experience are distinguished, not a substantial dualism, “thereby cutting the ‘chain of statistical correlations’” (212-3). The discussion that follows, while suggestive, shows that it is not clear how this general phenomenological view about the nature of objectivity is supposed to remove the particular quantum measurement problem. Whether this is the fault of French or of London and Bauer is unclear; the most direct quotation from London and Bauer suggests that this distinction of the ego and the object somehow licenses the transition from representing the measurement situation by the wave function, ψ, to representing the system as in a particular eigenstate. This is much too oblique, given that the nature of such fundamental acts of consciousness is, even to the phenomenological initiate, obscure, and requires some substantive claims about the determinate nature of consciousness. French too must find the explanation as given by London and Bauer incomplete as he invokes decoherence, decision theory, and the “relational” interpretation as elements of a fuller story, presenting something, protestations aside, very close to Everettianism indeed. If such a distinctive and useful interpretation can be fleshed out on phenomenological grounds, it would be the most direct and substantive proof of the progressive nature of a phenomenological programme.

Michel Bitbol’s “A Phenomenological Ontology for Physics: Merleau-Ponty and QBism” is another breath of fresh air in the collection, exploring a phenomenological approach other than Husserl’s. Taking the primacy of lifeworld and Bohr’s challenge to traditional scientific epistemology as starting points, the essay sets up correspondence between Fuch’s participatory realism and Merleau-Ponty’s endo-ontology. More generally Bitbol takes recent developments in the philosophy of quantum mechanics, like Peres’ no-interpretation and Zeillinger’s information-theoretic approach, to “all seem to be pointing in the same direction,” in line with the phenomenological approach to the sciences as tools for navigation in the world. These are the pragmatists, as distinguished from the interpreters. Bitbol goes on to describe how the anti-interpretational approach is phenomenological by establishing an epochē for quantum physics. Rather than understand the states of quantum systems in a Hilbert space as properly predicative, we bracket any ontological posit and treat these states functionally as informational bridges between the preparation and outcome of experiments. Bitbol then considers a question a level up:

[W]hat should the world be like in order to display such resistance to being represented as an object of thought? Answering this question would be tantamount to formulating a new kind of ontology, a non-object-based ontology, an ontology of what cannot be represented as an object external to the representation itself (233).

For Merleau-Ponty (and Michel Henry), the non-objectual ontology is provided by the priority of the body and raw, original experience.

This is an ontology of radical situatedness: an ontology in which we are not onlookers of a nature given out there, but rather intimately intermingled with nature, somewhere in the midst of it… we cannot be construed as point-like spectators of what is manifest; instead, we are a field of experiences that merges with what appears in a certain region of it. This endo-ontology is therefore an ontology of the participant in Being, rather than an ontology of the observer of beings (236).

Here the central self-consciousness of transcendental idealism becomes self-perception of the body. In physics, this is translated into a participatory realism, wherein the observer is involved in the creation of Being.  Merleau-Ponty’s own statement of the relationship between his phenomenology of embodiment and physics starts from the observation that physics always attempts to take in the subjective as a part of or a special case of the objective. This is something of a category error, and in quantum mechanics it seems that there is a concrete proof of the impossibility of eliminating the subjective, or better yet shows that the objective-subjective distinction is not well formed. These are interesting points and one wishes that Bitbol (and Merleau-Ponty himself) would have spelled out this metaphysical picture in more detail. While the correspondence with QBism seems somewhat plausible, it is not shown that either view commits one to the other or that this endo-ontology provides an advance on the anti-metaphysical orientation of the QBist. The remarks regarding probability are paltry and given the significance of probabilities in quantum mechanics, a full account of it is necessary if there is to be much uptake—the primary limitation here seems to be that Merleau-Ponty did not get to consider this matter much prior to his death.

In contrast, “QBism from a Phenomenomenological Point of View: Husserl and QBism” by Laura de La Tremblaye is one of the fullest contributions in the collection. This essay serves as an able introduction to non-denomenational QBism, presented as a generalization of probability theory and cataloged as a participatory realist, -epistemic “interpretation” of quantum mechanics. QBism “stands out as an exception” (246) in this category because it focuses on belief, adding the Born Rule as an extra, normative rule in Bayesianism (the axiomatization is not explicitly shown). QBism removes the ontological significance of the collapse of the wave function, the state description and reality are decoupled, the collapse is a statement of some (ideal) agent’s belief state. Accordingly, “knowledge” yielded by measurements is redefined as information about the system that is accepted via measurement (250). While the probabilities assigned are subjective, the updating rules are objective.

It is no trivial task to draw a clear line between the subjective and the objective aspects of the Born rule… Fuchs and Schack invoke a completely new form of intersubjectivity. It is through the use of Bayesian probabilities that the multiplicity of subjectivities elaborates a reasoning that can be shared by everyone, and that, consequently, can be called “objective” in precisely this limited sense… this leads to the new conception of knowledge: knowledge is no longer understood in terms of an objectively true description of the intrinsic properties of the world; it is rather understood as the kind of knowledge that is needed to guide the future research of any agent, thus implying a weaker form of objectivity (251).

For Fuchs, the measuring device is analogous to a sensory organ, measurement  is an experience. This leads de La Tremblaye to consider two notions of experience, one from Husserl, the other from William James, who influenced Chris Fuchs. de La Tremblaye argues that it is Husserl’s model of experience as involving a normative, intentional horizonal structure, that better coheres with the Qbist view. This shows a positive contribution phenomenology may offer to QBism: an explanation of the source of the Born Rule’s normativity. Another would be an adequate explanation of how it is that the rules of Bayesian probability can be objective via the intersubjective constitution of objectivity essential to Husserl’s model of the sciences.

In sum: this collection is promising though deficient in some respects. It will provide a number of starting points for a further development of a phenomenology of physics and provides the curious or sympathetic philosopher of physics something to chew on, but it is not a full meal. Many of the contributions would do well as additions to a graduate seminar or undergraduate course on phenomenology or the philosophy of science, with the materials on quantum mechanics showing the most potential for further development.[1]


Heelan, P. A. 1987. “Husserl’s Later Philosophy of Natural Science.” Philosophy of Science 54 (3): 368-390.

Heidegger, Martin. 1977/1993. “The Question Concerning Technology.” In Basic Writings, David F. Krell (ed.). New York: HarperCollins.

———. 1962. Being and Time. John Macquarrie and Edward Robinson (trans.). New York: Harper and  Row.

Ladyman, J. & Ross, D. et al. 2007. Every Thing Must Go: Metaphysics Naturalized. Oxford: Oxford University Press.

Nozick, R. 2001. Invariances: The Structure of the Objective World. Cambridge: Harvard University Press.

Ryckman, T. 2005. The Reign of Relativity: Philosophy in Physics 1915-1925. Oxford: Oxford University Press.

[1]    Thanks to Porter Williams for reading the collection with me and sharing his thoughts with me, which allowed me to sharpen my own.

Dominique Pradelle: Intuition et idéalités: Phénoménologie des objets mathématiques, Puf, 2020

Intuition et idéalités: Phénoménologie des objets mathématiques Book Cover Intuition et idéalités: Phénoménologie des objets mathématiques
Dominique Pradelle

Matthew Handelman: The Mathematical Imagination: On the Origins and Promise of Critical Theory

The Mathematical Imagination: On the Origins and Promise of Critical Theory Book Cover The Mathematical Imagination: On the Origins and Promise of Critical Theory
Matthew Handelman
Fordham University Press
Hardback $95.00

Reviewed by: Françoise Monnoyeur (Centre Jean Pepin, CNRS, Paris)

The Mathematical Imagination focuses on the role of mathematics and digital technologies in critical theory of culture. This book belongs to the history of ideas rather than to that of mathematics proper since it treats it on a metaphorical level to express phenomena of silence or discontinuity. In order to bring more readability and clarity to the non-specialist readers, I firstly present the essential concepts, background, and objectives of his book.

The methodology of this book is constructed on the discussion of concepts and theoretical perspectives such as Critical Theory, Negative Mathematics, Infinitesimal Calculus, expression and signification of silence and contradictions in language. Borrowed from the mathematics or from the thinkers of the Frankfurt School, each of these concepts becomes refined, revisited and transposed by Handelman in order to become operative outside of their usual context or philosophical domain. The term Critical Theory was developed by several generations of German philosophers and social theorists in the Marxist tradition known as the Frankfurt School. According to these theorists, a critical theory may be distinguished from a traditional theory as it seeks human emancipation from slavery, acts as a liberating tool, and works to create a world that satisfies the needs and powers of human beings (Horkheimer 1972). Handelman revisits what he calls a “negative mathematics”: a type of mathematical reasoning that deals productively with phenomena that cannot be fully represented by language and history, illuminating a path forward for critical theory in the field we know today as the digital humanities.

In The Mathematical Imagination, negative mathematics encapsulates infinitesimal calculation, logic and projective geometry as developed by Gershom Scholem (1897-1982), Franz Rosenzweig (1886-1929), and Siegfried Kracauer (1889-1966). These three German-Jewish intellectuals were connected to the thinkers of the Frankfurt School but distinct because they found ways to use math in their cultural theory. The negative mathematics found in the theories of Scholem, Kracauer or Rosenzweig (inspired by their famous predecessors Salomon Maimon (1753-1800), Moses Mendelsohn (1729-1786) and Hermann Cohen (1842-1918)), are not synonymous with the concept of negative numbers or the negative connotation of math that we see in the works of the other members of the Frankfurt School.

Handelman’s objective is to present his book on the path of Scholem, Kracauer and Rosenzweig using math and digital technology as a powerful line of intervention in culture and aesthetics. The Mathematical Imagination investigates mostly the position of these three German Jewish writers of the XX century concerning the relationship between mathematics, language, history, redemption, and culture in the XX century and extending his analysis to digital humanities. Mathematics is convened metaphorically in their theory of culture as pathways to realizing the enlightenment promises of inclusion and emancipation. The silence of mathematical reasoning is not represented by language but by the negative approach that is to say absence, lack, privation, discontinuity or division like in the conception of the infinite. One example of this productive negativity is to look at how mathematics develops concepts and symbols to address ideas that human cognition and language cannot properly grasp or represent, and surfs metaphorically with the concept of the infinite (Monnoyeur 2011, 2013). The infinite calculation is a generative spark for theorizing the influence of math in culture as differentials represent a medium between experience and thought. For Scholem, Rosenzweig, and Kracauer, these mathematical approaches provide new paths for theorizing culture and art anew, where traditional modes of philosophical and theological thought do not apply to modern life or situation of exile.

In The Mathematical Imagination, Matthew Handelman wants to give legitimacy  to the undeveloped potential of mathematics and digital technology to negotiate social and cultural crises. Going back to the Jewish thinkers of the Weimar Republic, namely Scholem, Rosenzweig and Kraucauer, he shows how they found in mathematical approaches strategies to capture the marginalized experiences and perspectives of German Jews in Germany or exile at the beginning of the XX century. In doing so, he re-examines the critical theory of the Frankfurt School, specifically those philosophers who perceived in the mathematization of reason a progression into a dangerous positivism and an explanation for the barbarism of World War II. Handelman re-evaluates Adorno and Horkheimer‘s conception of mathematics, according to which math should not be treated as a universal science able to solve any problem because it is not able to rule the human world of culture, art and philosophy. For them, as for Adam Kirsch, who wrote in 2014 the article “Technology Is Taking Over English Departments” (published in New Republic), both mathematical and computational mechanization of thought exclude the synthetic moment of the intellect and cannot produce new or meaningful results.

The first chapter, titled “The Trouble with Logical Positivism: Max Horkheimer, Theodor W. Adorno, and the Origins of Critical Theory,” recounts the debate that took place between the members of the Frankfurt School — Max Horkheimer (1895-1973), Walter Benjamin (1892-1940), Theodor W. Adorno (1903-1969)—, and members of the Vienna Circle, such as Otto Neurath (1882-1945) and Rudolf Carnap (1891-1970). Mathematics, according to the Frankfurt School’s critical theory, is in apparent opposition to language, since there is a dialectical tension between two forms of thought, one expressed in mathematics that circumvents representation and the other mediated by language and representation. Adorno gave, through the tension between mathematics and other forms of knowledge, the political dimension that we find in his works and his confrontation with the Vienna Circle. For Adorno, the attempt in mathematics to abandon meaning, the ability to signify something else, constitutes the philosophical flaw of the logical positivists’ proposal to reduce thought to mathematics.

The second chapter, titled “The Philosophy of Mathematics: Privation and Representation in Gershom Scholem’s Negative Aesthetics,” revisits the relation between language and mathematics in the context of Kabbalist culture. In his writings on the language of lamentation, “On Lament and Lamentation,” Scholem explores the dilemma of saying the ineffable and the oscillations between spoken and unspoken language, in order to reconcile the paradoxes inherent in language (Scholem, 2014). At the heart of these paradoxes lies the deep dialectic between openness and secret, concealment and revelation. He underlines a common privative structure of communication in mathematics and laments that it negatively communicates language’s own limits, but it also reveals an aesthetic strategy. For Scholem, the philosophy of math deals with the problem of language by omitting its representation, and its inexpressibility represents the privation of life in exile with the possibility to recover a productive vision of mathematics. Math is done to speak purity, privation, a language without representation, and it deals with the shortcomings of language. According to Gershom Scholem, this fruitful approach lies beyond language within the sphere defined by the signs of mathematical logic. Scholem understands math, history, and tradition metaphorically, as characterized by silences and erasures that pave the way for the acknowledgment of historical experiences and cultural practices which rationalist discourses, majority cultures, and national, world-historical narratives may marginalize, forget, or deny.

The third chapter analyses the relation between infinitesimal calculus and subjectivity/motion in Franz Rosenzweig’s Messianism. Rosenzweig’s (1886-1929) major work, The Star of Redemption (1921), is a description of the relationships between God, humanity, and the world, as they are connected by creation, revelation, and redemption. He is critical of any attempt to replace actual human existence with an ideal and, for him, revelation arises not in metaphysics but in the here and now. He understands knowledge not as what is absolutely proven, but rather what individuals and groups have verified through their experience. For Rosenzweig, verification did not mean that ideas substantiated in experience automatically counted as knowledge; neither does it imply that theoretical statements become meaningful when verified by experience, as Carnap later argued. He analyzes thus how concepts such as subjectivity, time, and redemption are central to critical theory and avoided by the official languages of philosophy and theology. Rosenzweig’s thought is an example of how cultural criticism can borrow from mathematics to illuminate its concepts without mathematizing culture. For instance, the way infinitesimal calculus linked nothingness with finitude represented a tool that could be used to reorient epistemology around the individual subject. For him, mathematics possesses the ability to resolve a fundamental problem for both theology and philosophy, which is the creation of something from nothing. Calculus is motion over rest, reveals multiplicities of subjectivity and representation, and shows how the theoretical work done by mathematics offers epistemological tools useful for cultural criticism. These tools could help theorists to think through concepts that remain obscure in aesthetics and cultural theory, as fractal geometry illuminates the theory of the novelty. Mathematics helps us to construct more capacious versions of these concepts as well, and conceptual tools exist that allow us to intervene more immediately in a project of emancipation, in the service of theories of culture and art, and where they are at work.

Chapter fourth presents geometrical projection and space in Siegfried Kracauer’s Aesthetics. In The Mass Ornament, written in 1921 but published in 1960, Siegfried Kracauer reads the ephemeral unnoticed and culturally marginalized phenomena of everyday city life as an ornament.  His attention to the quotidian leads him to decipher in urban life a hidden subtext referring to biblical figures that comfort his experience of intellectual exile. Improvisation constitutes a key category in Kracauer’s critical engagement with metropolitan experience and modern culture; improvisation, with its invocation and representation, lies at the confluence of Kracauer’s preoccupation, the contemporary cityscape. In this book, he decodes the surface meanings of the new city phenomena in their shallowness, personal and political significance. These collected essays dream wild about the ultimate meaning of the banal and the beautiful in cities and gather a diverse range of observations such as boredom and bullfights, dance crazes and detective novels, to reviews of sociology, theology and Biblical translation. The Mass Ornament offers an opportunity to reflect historically on culture and connects the theoretical or philosophical discourse to the passing flux of fashion and the inexorable demands of quotidian life in the city. As a report from the past, this book invites us to renewed reflection on the relation between theory and history, fashion and tradition. Kracauer, in relation to the entire range of cultural phenomena, includes fascinating portions of history and situates man’s relation to society and time. By rearranging the language and textual space as a projection of rationalization, Kracauer explores the point of transference where geometric projection and the metaphors of space become a natural geometry in cultural critique. For Kracauer, geometry is a bridge across void because the mathematical study of space bridges the void between material reality and pure reason. The logic of mathematics informed his readings of mass culture, which sought to advance, rather than oppose, the project of the Enlightenment. For him, geometry enabled a literary approach to cultural critique in which the work of the critique helped to confront the contradictions of modernity and, through such confrontation, potentially resolve them. In The Mass Ornament, geometric projection turned into a political mode of cultural critique, projection, and the metaphors of space became aesthetically operative in the exploration of the rationalized spaces of the modern city.

In his final historical book, titled The Last Things Before the Last (1969), Kracauer presents mathematics as a web of relationships between elements abstracted from nature (Kracauer, 1969). The surfaces Kracauer describes are not an objective reality in the sense of the natural sciences describe them; surfaces exhibit innate breaking points built into by the phenomenology of his approach of a reality stripped of meaning. For Kracauer, the study of history had to mediate between the contingency of its subject matter and the logic of the natural sciences. Nonetheless, this type of cultural critique, enabled by negative mathematics, must resonate with those of us who live in a world of new media, one ever more mediated and controlled by computers and other digital technologies. Kracauer assessed popular culture on its own terms, with a mind open to new technology and communications, and articulated a still valid critique of popular culture.

In his last chapter, titled: “Who’s Afraid of Mathematics? Critical Theory in the Digital Age,” Handelman concludes that digital technology with textual analysis is engaged in social emancipation and can give an answer to the crisis in the humanities. In his analysis of Gershom Scholem, Franz Rosenzweig, and Siegfried Kracauer’s project, he develops the concept of Negative Mathematics in the tradition of Maimon, Mendelson, and Cohen to show how certain mathematical features and concepts can express the unexpressed part of language. In this endeavor, he focuses on infinitesimal calculation and reveals how culture, emancipation and social life can benefit from mathematics. That is to say, the seemingly tautological repetition of mathematics or digital technologies can act as a cultural aesthetics and interpretative medium. Handelman considers that mathematics and digital technology are by nature able to be a tool of liberation and emancipation if a good use is made of them. According to Handelman, if critical theory accepts the way Horkheimer and Adorno associate mathematics with instrumental reason and politics of domination, it risks giving up the critical potential of mathematics and any other interpretive tool such as technology or computer science.

Handelman poses the question: what happens if we allow mathematics to speak with analogy and image, to work with the integral of tradition, the continuity and derivative of truth? What if we applied mathematics more directly to cultural criticism? What possibilities, if not also, dangers, arise in using mathematics as an instrument of cultural thought?


Handelman’s choice to focus on Scholem, Rosenzweig, and Kracauer’s approach to mathematics in order to reveal pathways through the apparent philosophical impasse and an opportunity to realize the Enlightenment promise of inclusion and emancipation is exhilarating. His endeavor to build on the thought of these three lesser-known German-Jewish intellectuals of the interwar period can help move today’s debates that pit the humanities against the sciences. By locating in mathematics a style of reasoning that deals productively with something that cannot be wholly represented by language and history, The Mathematical Imagination illuminates a path forward for critical theory in the field we know today as the digital humanities. Furthermore, this volume explores mathematics as more than just a tool of calculation but one that is a metaphorically powerful mode for aesthetics and cultural analysis. Handelman reintroduces critical theory in the benefice of mathematics as access to culture and expression of the inexpressible. In other words, Handelman revitalizes a forgotten field of research at the intersection of language, math, history, and redemption, so as to capture the irrepresentable presence and interpretation of the complementarity of silence, and the language to express what was forgotten by the official language and culture. He also questions Adorno and other members of the Frankfurt School as unremitting opponents to mathematics. Instead, negative mathematics offers a complement to the type of productive negativity that Adorno, in particular, had located originally in the Hegelian dialectic. Negative mathematics reveals prospects for aesthetics and cultural theory neither as a result of being opposed to language, as Adorno and Horkheimer suggested, nor because it uses the trajectory of history or the limit of tradition. Instead, negative mathematics constitutes its own epistemological realm alongside history and mysticism, illuminating, based on its problematic relationship to language, in the dark corners and hidden pathways of representation. In this sense, it is positive because it deals successfully with what cannot appear in normal use of language or disappears behind official discourse. To this point, Handelman maybe meets the critical and social purpose of the Frankfurt School and fulfills his ambition to produce a theory both critical and mathematical, and even digital.  If we take the Frankfurt School main critique regarding mathematics, according to which mathematical and computational mechanization of thought excludes the synthetic moment of the intellect and thus cannot produce new or meaningful results, we have to question then if Handelman’s negative mathematics can actually produce new and meaningful results? Handelman’s negative mathematics does not propose a general way to social critique as a block but rather opens space for the expression of what is suppressed, forgotten, hidden or impossible to realize because of official culture. Silences, disruption, movement, fashion, improvisation, news and materiality occupy the world of culture and are brought to existence by adapted mathematical processes. In this sense, the special treatment of mathematics does not repress the synthetic moment of the intellect but gives a voice to what could not exist before. Common, traditional, usual and politically dominant ideologies cannot resist or foresee this new critical mathematical cultural theory. Of course, this perspective is limited and is not enough to prepare a general critique of society as the thinkers of the Frankfurt School pursued it but improves significantly cultural and critical analysis.

Matthew Handelman noticed that many humanists nowadays have turned to mathematics and digital technologies and tries to forge new paths for modernizing and reinvigorating humanistic inquiry. The Mathematical Imagination presents mathematics and digital technologies as providing a key to unlock the critical possibilities hidden in language to give a voice to silenced communities. Handelman’s book improves cultural and critical analysis, and results into a new and thought-provoking Critical Theory bridging humanities and digital/mathematical technologies. His methodology and ideology are deliberately provocative, and he intends to develop a post-academic approach to fix the weaknesses of traditional and official discourse. His endeavor is also fruitful from the perspective of the history of the science as it shows the relation between various mathematical processes, such as the infinitesimal calculation and everyday phenomena that remain unexplored.


Horkheimer, M. 1972. Critical Theory. New York: Seabury Press.

Kirsch, A. 2014. “Technology Is Taking Over English: The False Promise of the Digital Humanities.” New Republic, May 2, Article 117428.

Kracauer, S. 1969. History: The Last Things Before the Last. New York: Oxford Univ Press.

Monnoyeur, F. 2011. Infini des philosophes, infini des astronomes. Paris: Belin.

Monnoyeur, F. 2013. “Nicholas of Cusa’s methodology of the Infinite.” Proc. Conference on History & Philosophy of Infinity, Cambridge: University of Cambridge. DOI: 10.13140/RG.2.1.1595.0881

Scholem, G. 2014. “On Lament and Lamentation.” In Ferber I. & Schwebel P. (Eds.), Lament in Jewish Thought: Philosophical, Theological, and Literary Perspectives, 313-320. Berlin/Boston: De Gruyter.

Arkadi Nedel: Donner à voir, Tome 1: Les racines mathématiques de la phénoménologie husserlienne, L’Harmattan, 2019

Donner à voir,Donner à voir, Tome 1: Les racines mathématiques de la phénoménologie husserlienne Book Cover Donner à voir,Donner à voir, Tome 1: Les racines mathématiques de la phénoménologie husserlienne
Ouverture Philosophique
Arkadi Nedel
Paperback 31,00 €

Jochen Sattler (Hg.): Oskar Becker im phänomenologischen Kontext, Wilhelm Fink, 2020

Oskar Becker im phänomenologischen Kontext Book Cover Oskar Becker im phänomenologischen Kontext
Neuzeit und Gegenwart
Jochen Sattler (Hg.)
Wilhelm Fink
Paperback 149.00 €

Guillermo E. Rosado Haddock: Unorthodox Analytic Philosophy

Unorthodox Analytic Philosophy Book Cover Unorthodox Analytic Philosophy
Texts in Philosophy, Volume 27
Guillermo E. Rosado Haddock
College Publications
Paperback £16.00

Reviewed by: Jethro Bravo (UNAM/Husserl-Archiv der Universität zu Köln)

Guillermo E. Rosado de Haddock’s Unorthodox Analytic Philosophy (2018) is a collection of essays and book reviews representative of a Platonist understanding of analytic philosophy. In this sense, it is the counterpart of orthodox empiricist analytic philosophy, whose anti-universalism swings between negation and pragmatic forms of acceptance. In any case, this empiricism cannot be traced back to Gottlob Frege, as Rosado himself insists in this collection.[1]

In fact, the collection is strongly marked by the contentious approach to themes preferred by traditional analytic philosophy, like logic, mathematics and physics. I, as a philosopher formed in the phenomenological tradition founded by Edmund Husserl, was originally attracted to this book out of a hope for a possible critical exchange between both traditions. Alas, no such exchange is found here.

Nevertheless, the book speaks often of Husserl, but from the point of view of his objectivist efforts concerning logic and mathematics. Interesting topics include the simultaneous discovery of the (in Fregean terms) “sense-referent” distinction by both Frege and Husserl, Husserl’s distinction between “state of affairs” and “situations of affairs” (which I guess went unnoticed by many readers of Husserl), Husserl’s understanding of the relation between logic (syntactical) and mathematics (ontological-formal), which foreshadows that of the Boubarki School, or his acceptance of Bernhard Riemann’s views on geometry, who puts him at odds with the more antiquated Frege. He also touches upon Husserl’s notion of analyticity as a development of Bernard Bolzano, as well as Husserl’s very important understanding of mathematical knowledge as coming from a conjoined function between categorial intuition and formalization [as a side note, the treatment of categorial intuition is not so inexistent as Rosado thinks (152), one only has to look into Dieter Lohmar’s texts, who himself is a mathematician grown philosopher, just as Rosado likes to say about Husserl]. All these subjects, not excluding the case of Rudolf Carnap’s “intellectual dishonesty” in relation to Husserl’s ideas, which amounts to a sort of scandal in the philosophical realm, give a very interesting material for any philosopher -not just analytic philosophers.

Of course, the book contains other topics of interest, some of them original contributions from Rosado, like his definition of analyticity, which is strictly tied to his semantic treatment of the analytical-synthetical difference of judgements, or his many refutations of empiricism spread all over different essays. As I find the first one more attractive, I will sketch it out in what follows.

Rosado confronts the “traditional” identification of the following concepts: on the one hand, necessity, a priori and analytic; on the other hand, contingent, a posteriori and synthetic. To do this, he exposes three pairs of contrapositions, namely, necessity and contingency, which he characterizes as a metaphysic distinction, apriori and aposteriori, as an epistemological and analytic and synthetic, as a semantic (57-58). Rosado’s aim is to show in a comparison the inequivalence of the semantic notions with the other two (58), wherein the concept of “analyticity” comes to the fore. Rosado contrasts the definitions of analyticity given by Kant and Husserl. Although Husserl’s definition is regarded as more “solid” (59), it is not assumed. According to Husserl, a statement is analytic if its truth persists even when it is formalized. However, following this definition, some mathematical truths cannot be defined as analytic, e.g. “2 is both even and prime” (59-60). Therefore, Husserl’s notion, which seems to be more syntactical than semantical (60), cannot be followed. On the contrary, Rosado’s definition of analyticity is the following: “A statement is analytic if it is true in a model M and when true in a model M, it is true in any model M* isomorphic to M”, to which he adds the clause that the statement “does not imply or presuppose the existence either of a physical world or of a world of consciousness”. (61). In this sense, the Husserlian definition of “analytical necessity,” which is that of an instantiation of an analytical law, cannot be categorized as analytical. With this definition of analyticity, Rosado “attempts to delimit exactly what distinguishes mathematical statements from other statements” (72).

I think that in this context it is worth looking at the definition of necessity which is almost hidden in Husserl’s work. This definition is not metaphysical, but logical. In his Ideas I, necessity appears as a particularization of a general eidetic state of affairs and it is the correlate of what Husserl calls apodictic consciousness (Hua III/1: 19). On its turn, apodictic consciousness is the certitude that a given state of affairs cannot not-be or, to put it in Husserl’s words, “the intellection, that it is not, is by principle impossible” (96).

In the Logical Investigations, Husserl already exhibits this treatment with an interesting variation. In the third investigation, Husserl says that an objective necessity entails the subjective impossibility of thinking the contrary or, as he also puts it, the pure objective not-being-able-of-being-another-way, that is, necessity, appears according to its essence in the consciousness of apodictic evidence. Then he states that to the objective necessity corresponds a pure law, whereby necessity means to be on the ground of a law (Hua XIX/1: 242-243). We can then state that the comprehension of contingency is the exact opposite to that of necessity. That is, an objective contingency or a contingent object has the characteristic of being-able-to-be-in-another-way and the corresponding non-apodictic consciousness, both in the form of uncertainty and the possibility of thinking the contrary. However, this does not mean that objective contingency is unrelated to law or even that there are no necessary facts. As Husserl states in Ideas I, a contingent-object is limited by various degrees of essential laws and the necessity of existence of consciousness is grounded on an essential generality, through which we can recognize the mentioned subjective-objective characters (Hua III/1: 2; 98). Going beyond Husserl, not the object itself, but its being-contingent is an objective necessity based on the general eidetic law of contingency.

The treatment of the concept of analyticity by Rosado gains meaning in connection with the name he chose for “his philosophical endeavors since the 1970’s,” as an alternative to the term already taken by Karl R. Popper– “critical rationalism” (1). Rosado’s philosophy is analytic (I would not repeat why it is also unorthodox) because it has a strong tendency towards formalism in the sense of logical and mathematical analysis with the only exception being his lesser tendency to discuss physics. He believes that “you cannot do serious philosophy without taking into account the development at least of the three more exact sciences, namely, logic, mathematics and physics, but without committing to or presupposing in any sense the giant meta-dogma of empiricist ideology” (1), that is, that of the inexistence of “universals.”

Now, I think that philosophy does not need to unconditionally consider the latest developments of logic, physics and mathematics. This is clear, insofar as philosophy should not be identified with these specialized and highly technical enterprises. Philosophy’s endeavors can and must have another sense, namely, that of the examination of the fundamental concepts of scientific (in a broad sense that not only includes formal and natural sciences, but also the material eidetic sciences and the rigorous humanities) and everyday knowledge.[2] But this approach must also embrace our practical and emotional understanding in general too.

In fact, this concept of philosophy was present in Husserl since his Habilitationsschrift, which Rosado, in accordance with his Platonic point of view, sees as a “dead born child” (87). However, the most significant aspect of this very early text of Husserl does not lie in his unclear position regarding psychologism [through which, however, we can learn a lot in regard to philosophical thinking and which I would not call “mild psychologism” as Rosado does (87, 147, 162)], but in his use of the psychological analysis to clarify the phenomenal character and the origin of a fundamental concept in mathematics, namely, that of the number. For Husserl, philosophy was from the very beginning of his career a psychological analysis, which searches for the “concrete phenomena” related to a concept and the psychical process through which this concept is obtained, namely, abstraction (Hua XII: 292; 298-299). As Husserl’s analysis shows, this search is also carried out in intuition and by testing conflicting theses. In fact, Husserl’s famous argumentative style of the Prolegomena makes its first appearance in his Habilitationsschrift.

Moreover, the concept of a psychological analysis in Husserl’s Habilitationschrift is clearly distinguished from that of a mathematical, logical or even metaphysical analysis (291-292). In this line of thought, I agree with Rosado’s constant affirmation that Husserl’s logic and mathematical ideas do not lose their validity after the so-called “transcendental turn”.  However, if we have to talk about a “turn” instead of a penetration of former intentions, or, on the other side, of an unchanged validity of logic and mathematics instead of a modification of this same validity by clarification of its phenomenal character and origin such that it cannot stem from logic or mathematics themselves, then this is not so easily dismissed.[3]

Also, the more developed concepts of categorial intuition and formalization as epistemological groundings of mathematics can only be examined through a phenomenological analysis, for they are processes of consciousness. We have here a more advanced case of the clarifying function of Husserlian phenomenology. Nevertheless, this contribution of phenomenology to the understanding of mathematics is not highlighted by Rosado as something that comes from outside mathematics itself, and in fact, outside any “objectifying science”.

In this same sphere of themes, it appears to me that the famous discussion of the Prolegomena presupposes a peculiar attitude of analysis that cannot be understood as pre-phenomenological, as Rosado understands it (150). If we agree with Husserl when he states that the dogmatic scientist does not question the givenness of his objects but just deals with them without further trouble (cf. Hua III/I: 54-55), then the problem of the recognition of universals and the confrontation with logical-psychologism is a problem that originates in the critical or epistemological attitude and its solution demands the clear exercise of reflection and the distinction of the different “data” given to consciousness. I believe that this is not only the true understanding of the discussion in the Prolegomena, but also that this is clearly seen in the study of the origins of this discussion in Husserl’s prior philosophical endeavors. Husserl’s philosophy started as a psychological analysis in the sense of his master, Franz Brentano, and only through the imperfection of this psychology in which there was no clear demarcation between psychological objects and logical objects the critique of psychologism became possible. To put it another way: without the prior reflective attitude towards consciousness and the confusion caused by conflating logical objects with psychological objects, i.e., without psychologism, there is no possibility of distinguishing both spheres of objects or to exercise any critique in relation to the psyche and the logical, which will be in fact missing. And the only way to solve this theoretical conflict is by means of a clear reflective analysis, in which the objects of each side are distinguished as they are given in their different sorts of acts of consciousness. The common idea that Husserl’s phenomenology is a consequence of the critique of psychologism seems to me to be false. In truth, it is the other way around.[4]

I am also not convinced that there is a Platonism of ideas in Husserl, as Rosado thinks (4). It is true that Husserl acknowledged the distinct givenness of ideal objects and that he defended his independence from empirical objects. However, this acknowledgement and defense do not make Husserl a Platonist (not even a structural one). So long as logic and mathematics, to mention two “ideal” sciences, deal with their respective subject matter, the sense and limits of their ideal objects are not in question. But when the epistemological problems start to confuse the mind of the scientist, that is, when he reflects on the relation of his objects with knowledge, then his acquiescence fades away. Now, even when the critical reflection on the mode of givenness of mathematical and logical objects shows that these objects are not to be confused with empirical data, this recognition does not amount to Platonism. On the contrary, their mere givenness, that is, the possibility of having something as “ideal objects” persists as a theoretical problem to be decided within the epistemological-phenomenological attitude. The sheer acceptance of the independent existence of these objects, that is, Platonism, cannot be conceded. On the contrary, just as realism of nature succumbs to the phenomenological analysis, so do Platonic ideas. It should be noted that Husserl was neither a psychologist in his early development, nor a Platonist at any moment of his career.

To conclude, I still would like to point out that although Rosado is well aware that for Husserl, first philosophy meant epistemology in the sense of transcendental phenomenology (145), he tries to downplay this determination by contraposing Husserl’s own definition of logic as first philosophy in his 1908 lectures on old and new logic (143-144). There, Husserl states, in effect, that the new logic is “first philosophy” (Hua M6: 7). Nonetheless, this same logic is understood as a dogmatic-positivist discipline in Formal and Transcendental Logic: logic can only be a truly philosophical logic says Husserl, as if remembering his lectures of 1908, or first philosophy, when it stays true to its original sense, already present in Plato, i.e., to the broader idea that ends in transcendental phenomenology as transcendental logic (Hua XVII: 17 ff.) Here again, the use of such beloved philosophical tags proves itself deceitful, for this enterprise resembles the empiricist’s traditional aim of exposing the origin of concepts in intuition.


Rosado  Haddock, Guillermo E. 2018. Unorthodox Analytic Philosophy. Texts in Philosophy 27. College Publications. Lightning Source: United Kingdom.


II: Die Idee der Phänomenologie. Fünf Vorlesungen. 1950. Hrsg. Walter Biemel. Martinus Nijhoff: Den Haag.

III/1: Ideen zu einer reinen Phänomenologie und phänomenologische Philosophie. Erstes Buch: allgemeine Einführung in die reine Phänomenologie. 1976. Hrsg. Karl Schuhmann. Martinus Nijhoff: Den Haag.

XII: Philosophie der Arithmetik. Mit ergänzenden Texten (1890-1901). 1982. Hrsg. Lothar Eley. Martinus Nijhoff: Den Haag.

XVII: Formale und transzendentale Logik. Versuch einer Kritik der logischen Vernunft. 1974. Hrsg. Paul Janssen. Martinuns Nijhoff: Den Haag.

XIX/1: Logische Untersuchungen. Zweiter Band. Erster Teil. Untersuchungen zur Phänomenologie und Theorie der Erkenntnis. 1984. Hrsg. Ursula Panzer. Martinus Nijhoff: Den Haag.


6: Alte und neue Logik. Vorlesung 1908/1909. 2003. Hrsg. Elisabeth Schuhmann. Springer: Dordrecht.

[1] I want to thank R. Andrew Krema for the review of the English of a penultimate version of this text.

[2] I took the idea of everyday knowledge hearing Dieter Lohmar’s lectures about modern epistemology.

[3] In fact, the problem digs deeper, because with the phenomenological clarification we attain the true understanding of the basic objects of science (cf. Hua XVII: 18 or Hua II: 22) or even of non-scientific attitudes, for example, of the world as being a horizon.

[4] I own this line of thought to an idea shared to me by my teacher and friend Antonio Zirión Quijano, who once conjectured that phenomenology does not comes from the critique of psychologism, but that this very critique indeed presupposes phenomenological analysis. If I have been true to Zirión’s intentions in my present development of his seminal idea, any possible error is of course my responsibility, not his.

Mohammad Shafiei, Ahti-Veikko Pietarinen (Eds.): Peirce and Husserl: Mutual Insights on Logic, Mathematics and Cognition, Springer, 2019

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Logic, Epistemology, and the Unity of Science, Vol. 46
Mohammad Shafiei, Ahti-Veikko Pietarinen (Eds.)
Hardback 103,99 €
VI, 247

Matthew Handelman: The Mathematical Imagination: On the Origins and Promise of Critical Theory, Fordham University Press, 2019

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Matthew Handelman
Fordham University Press
Hardback $95.00

David Rowe: A Richer Picture of Mathematics: The Göttingen Tradition and Beyond, Springer, 2018

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David Rowe
Hardcover 155,14 €
XIX, 461

Jeff Kochan: Science as Social Existence: Heidegger and the Sociology of Scientific Knowledge, Open Book Publishers, 2017

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Jeff Kochan
Open Book Publishers
Hardback £29.95