Karl Kraatz: Die Methodologie von Martin Heideggers Philosophie

Die Methodologie von Martin Heideggers Philosophie. Über die Grenzen der neuzeitlichen Wissenschaft und die Möglichkeiten der Philosophie Couverture du livre Die Methodologie von Martin Heideggers Philosophie. Über die Grenzen der neuzeitlichen Wissenschaft und die Möglichkeiten der Philosophie
Karl Kraatz
Königshausen & Neumann
2020
Paperback 68,00 €
474

Reviewed by: Nikolaus Schneider (Kingston University, London)

In a recently published very short introduction to philosophical method, a British philosopher recounts an Italian continental colleague wondering about the Anglo-Saxon’s understanding of philosophy not being primarily confined to historical research and conduct. His line of thought proceeds as follows: “I am sometimes asked which philosopher I work on, as though that is what any philosopher must do. I reply Oxford-style: I work on philosophical problems, not on philosophers.” (Williamson, 2020, 103)

With regard to philosophical methodology, however, one’s understanding need not be confined to the exclusivity of either the formation of a problem or a purely reconstructive-historical approach. Rather, how problems and historicity are interwoven and, in particular, what counts as a contemporary problem is more often than not determined by a particular understanding of historical conjectures or, at a more abstract level, of historicity itself. A case in point is the work of Martin Heidegger, whose understanding of the relation between historicity and philosophical methodology is put to the test in the recently published dissertation of Karl Kraatz, Die Methodologie von Martin Heideggers Philosophie. Über die Grenzen der neuzeitlichen Wissenschaft und die Möglichkeiten der Philosophie. This work constitutes an exciting case in quarrels concerning the alleged irrationality of Heidegger’s work and questions over the absence of methodology. This discussion, arguably in place ever since the publication of Being and Time in 1927, becomes much more pronounced with the idiosyncratic later philosophy and culminate in Heidegger’s complicity, it is argued, with National-Socialism and his status as a main inspiration for the alleged ‘postmodern‘ destruction of reason and the legacy of the enlightenment. Notwithstanding the constructed character of some of these allegations, Kraatz’s work serves as a defense of Heideggerian philosophy against its harsher critics by offering a walkthrough of selected texts and lectures of the German philosopher’s oeuvre tied together by the questions of truth, justifiability, and cognition. Kraatz’s underlying premise is the ongoing continuity of Heidegger’s work, whose transition from Heidegger 1 to Heidegger 2 is less motivated by a fundamental ‘turn’ than by a deepening and radicalization of previous concerns. Die Methodologie von Martin Heideggers Philosophie serves, in this sense, as a reminder to envision the radicality and uncompromising – though by no means impeccable – impetus of its protagonist, all the while offering a compelling interpretation of Heidegger’s philosophy. To demonstrate the continuing allegiance of Heideggerian philosophy to justifiability, it is Kraatz’s aim to show its necessary thematization of the philosophizing I, something that he terms the “methodological necessity for the experience of individuation” (17, [methodische Notwendigkeit der Vereinzelungserfahrung]). The Heideggerian ontologization of the I and the connection of world to I constitute, for Kraatz, the fundamental thread running through the work of the German philosopher. In particular, it is the I’s avoidance of the full responsibility that is thereby conferred upon it that leads to the formation of various ‘defense mechanisms’, whose negativity is to be overcome to drive the process of philosophizing further (19). It is this thesis that will guide the author’s reconstruction of Heideggerian method throughout the book. Die Methodologie von Martin Heideggers Philosophie is comprised of four parts, with part two being further partitioned into a and b, and accordingly, they don’t amount to equal argumentative importance. I will provide a summary of each of the parts before going to comment more on the composition of Kraatz’s book and his reconstruction of Heidegger’s methodology.

Chapter one acts as an introduction to Kraatz’s thesis, the individual’s retreat of being by way of various mechanisms of delusion or typification so as to yield a ‘happy consciousness’. This is developed primarily through a historical reconstruction of Heidegger’s early lectures and culminates with Being and Time. These reflections are ignited through the central problem of phenomenology: the self-reflective exploration of to what extent cognition is structured by its origin in factual life (30f). Tying together transcendental philosophy with an investigation of the structures of experience it is the question of the scientific nature of this enterprise that proved pathbreaking for the young Heidegger. Phenomenology’s primary subject matter, factical life, preserves character traits that are irreducible to conceptions of modern scientific rationality, for which, in conjunction with the reifying character of science and the corresponding mediocrity of the everyday, a particular method is necessary to philosophize adequately (38). Heidegger proposes an equivalence between the tendencies for typification (or the reification of daily life through routine and mundane monotony) and the continuous prevalence of the theoretical in life. Both cause the suppression of the I. This deadlock can be broken through the merger of a hermeneutic of facticity, or factical life, and a hermeneutic of the self so as to methodologically ground cognition and non-reified objectivity (47). It is the motivational character of the hermeneutic of facticity that elaborates the next step in the argument. Having located the common denominator in the suppression of the I, of which the aforementioned tendencies are examples, these typifications need to be removed to arrive at a true conception of self – a methodological requisite (54f). ‘Something’- as of yet unobtainable – causes the self to seek the bios theoretikos and to avoid self-knowledge, which, in this tradition, amounts to a proper knowledge of the world altogether (68). One can anticipate the central method of Heidegger in its relation toward recovering the I: destruction. Phenomenologically, destruction is accomplished by removing the layers of typification, which are of one common origin, and are the condition of possibility for reencountering the I. What initially sounds like armchair psychology becomes, however, more elaborated upon over the course of Heidegger’s philosophical development and it is to Kraatz’s credit that he pushes the texts for an actual rationale that ties the hermeneutic of the self and of facticity together in a convincing manner (106). It is the conception of the self’s relation to being that eventually enables the German philosopher to merge the hermeneutic of facticity with the self and, subsequently, the further identification of the tendencies for the suppression of the I with the reified status of life as antecedents to the suppressed I (108). The world’s dependence upon the being of the I accounts for the former’s transformation in terms of the configuration of the latter. In Being and Time, where these concerns are most explicitly developed, the method of destruction becomes initiated through the function of care, which drives the investigation further to the negativity of anxiety and being-towards-death (112). Anxiety’s undirected negativity reverses into a positive function, once Dasein grasps its individuation from das Man and can be authentically. This existential is, however, nothing more than the further realization of one’s being as being-towards-death (141). Kraatz puts this into perspective with the consciousness of Dasein’s empty groundlessness. The lack of Dasein is the fact that its thrownness amounts to nothing more than being-towards-death. Inauthentic Dasein takes flight from this realization through the described tendencies of typification, which constitutes its culpability (154).  Conversely, if realized, these characteristics function as modes of foundation in the double sense for Heidegger. Because the world is functionally dependent upon the being of the self, whose access is phenomenologically obstructed, it has to be recovered by realizing its lack, which accomplishes destruction and sets the self free to found the disclosure of the world. In turn, the task is set for Dasein after accomplishing destruction to answer to being’s groundlessness through an authentic grounding of being, letting-be. Only the authentic realization of this relation can ground a true opening of sociality, justifiability for being and, in turn, community.

Kraatz’s reconstruction of Being and Time makes the case to conceive of uncanniness, anxiety and being-towards-death as inhabiting a productive negativity and is, in this sense, of quintessential methodological importance. It is, however, rather negligent of the role of temporality in this process. Insofar as being is time the inversion of the self is to be accompanied by the temporal ecstasies whose elaboration takes place at the end of the book. The precise role of Dasein’s temporal self-differentiation for the role of methodology are, given Kraatz’s concerns regarding his thesis of flight, however, underdeveloped. This significance has been elaborated upon in relation to methodological issues brilliantly by Karin de Boer’s Thinking in the Light of Time. Whereas Kraatz views the counter-ruinant tendency of anxiety and being-towards-death as experiences, de Boer manages to address the temporality of these functions as the opening up of the horizon through which the formal indications of these concepts can be attained (De Boer, 2000, 106ff). For instance, once destruction is initiated through the realization of being-towards-death, Dasein has already entered a mode of ecstatic temporality, being-ahead-of-oneself (De Boer, 2000, 110). This thematic focus notwithstanding, Kraatz’s account of the methodological position of these paragraphs is convincing. The ensuing manifold of conceptions of being is termed Seinsrelativität (being’s relativity), establishing Being and Time as the metaontological fundamental ontology, comprising different regional ontologies (165). Through it, beings remain relative to respective conceptions of the I. This is the methodological function granted to the self-knowledge, which is preceded by the yet ahistorical enforcement of destruction, the removal of the layers of typification, yielding disclosure.

The avoidance of potential misunderstandings and the overall cohesion of the first chapter is the aim of the second. To do so, the need of the Heideggerian account of the relativity of being and his conception of the I to others is underscored. Clearly, the constitution of Dasein is not to be understood as a Tathandlung but binds the conception of a ground of being sui generis together with the concrete engagement of phenomenology. Kraatz deploys the notion of an originary synthesis so as to render intelligible the constitution of the self through being (173). The danger of circularity is managed through the notion of thrownness, which acts as an anchor towards facticity and responsibility. Keeping the original insight of transcendental philosophy, Dasein entertains a ‘theoretical’ and an ethical side to it. Kraatz subsequently draws on the work of fellow Heidegger scholar Steven Crowell to demonstrate Dasein’s sociality and the justifiability constitutive of normative claims, a characteristic allegedly lacking from Being and Time and one taken to be missing from Heidegger’s work generally. The being of the self is taken to be an essentially normative one, leading to the cultivation of a true ethical life and an ideally well-founded community on responsible conceptions of being and self by way of the truthful character of letting-be as disclosure (183ff). Because the I is the ground of the world in the sense of fundamental ontology, Dasein bears responsibility for the being of others, which Kraatz circumscribes, citing Crowell, with the dictum that care is prior to reason (182). Attention is drawn to the similarity of Adorno’s conceptions of a non-instrumental rationality and the interplay between contemplation and normativity and it is in this sense that responsibility functions as the properly a priori foundation for any rational discourse – at least as Kraatz, following Crowell, develops it (195). Against claims for the incoherent character of Heidegger’s work, Kraatz rather demonstrates that it renders legible the constitutive aspects of rationality and normativity altogether. This line of thought, again very much inspired by Crowell, appears almost Brandomian in intention as the making explicit of the conditions of possibility of normativity and rationality.

Part b of the second chapter elucidates on the notion of the relativity of being more broadly conceived and takes the published writings after Being and Time into account. Kraatz summarizes its content aptly by the “fact that the being of the world is dependent on the being of the I,” a move attainable through the ontologization of the I (165). Letting-be functions as a stand-in for the Heideggerian notion of truth as disclosure and ties the ethical and temporal-existential (‘theoretical’) sides together. In passing, Kraatz addresses the frequent strawman that labels Heidegger as a fatal relativist by both sketching out the merely potentially disagreeable properties of relativism and demonstrating how the transcendental approach avoids them. Through the accountability of Dasein, the Heideggerian self is rather the precise opposite of the threat the relativist bogeyman is supposed to embody. Rather, morality and rationality are jointly implicated in this fundamental approach (203). The remainder of the second part of chapter two is devoted to Heidegger’s philosophical development from the late 1920’s and early 1930’s, where the relation of the grounding self and the historicity of factical life is expounded. This is further developed through the metaphysical ontic, metontology, which asks fundamentally – ontologically after beings (221). Dasein’s self founds its own thrownness. So as to further thematize Dasein’s relation to thrownness, the modalities of ground take center stage. Sketching a theory of ontological constitution leaves Dasein as the placeholder for the responsibility of ground that is conferred upon it. This decision is described in inherently voluntaristic terms, as one toward transcendental freedom and ground. Hence, responsibility functions as a methodological concept, as it ties the decision towards freedom and the grounding function together (254ff.). As fundamentally tied to facticity this decision takes, however, not place in pure sphere of principles, but in the historical realm of freedom, leading to the formation of a “transcendental-ontological genealogy” (224). The thesis of the flight remains intact, largely unaltered. The tension between thrownness and transcendentality remains constitutive of the ensuing reflections, in particular the three-fold modality of ground or grounding. Part two is concluded with the transition to beyng-historical thought, wherein primary thrownness is attained by way of the event of beyng (283ff.). Accordingly, the responsibility and the concomitant culpability that is conferred upon Dasein is only potentialized: “It is now localized in the ontological dimension, which deals with the possibility of letting-be logical spaces of modalities” (286, [Sie wird nun in der ontologischen Dimension verortet, in der es um das Seinlassen und Nichtseinlassen von Möglichkeitsspielräumen geht].)

Part three carries this walkthrough almost seamlessly forward. Kraatz’s reconstruction commences until Contributions to Philosophy, where these issues are elaborated in a new manner. Relatively little attention is devoted to Heidegger’s second major work regarding its composition and re-formulation of older investigations. The distinction between the ontological and historical dimension of the event, so central to Contributions to Philosophy, appears somewhat flimsy and neither the terminological shift from Dasein to Da-sein is mentioned or explained. (Heidegger, 2012, passim) Rather, convinced to have demonstrated the possibility to move past these shifts and accentuations, Kraatz devotes his attention almost exclusively to the diagnostical parts in Heidegger’s book. Clearly, paragraphs on machination serve more than a cursory function, something that Kraatz acknowledges when he speaks of them as methodological (294).  Subsequently, Dasein is stripped of its (however weak) voluntarism and the relativity of being reconfigured as the release of beyng in historical epochs or conceptions. This later conception aims at filling out all possible onto-logical spaces while itself remaining mostly obscured or, as Heidegger would say, withdrawn. Kraatz devotes comparatively little attention to the historicization of truth this conception accomplishes, other than by way of invoking the transcendental ontological genealogy, but no attention is devoted to whether this undertaking might be in need of new methodological underpinnings other than remaining relative to the self. Taking only Heidegger’s ‘critical accomplishments’ into account, the fourfold or the later seminars in Thor and Zähringen are not mentioned at all. Having conceptualized beyng as the totality of all logical spaces of possibility he continues his critique of the tendencies of typification, the now historical configuration of modernity, to prove the continuity of destruction and its relevance for the self as method (286). Individuation, which the aforementioned process is to accomplish, pushes forward into the concrete, historical situation which can then, presumably, be transformed (288ff.). Kraatz follows Heidegger in declaring modern science as the best possible option for Dasein to conduct its flight successfully. The method deployed mirrors in this respect the one already used beforehand: demonstrating that an otherwise merely negative aspect of analysis is, in fact, crucial to an elaborated issue or could not have been adequately theorized at all were it not to be counter-posed through its negation

Having demonstrated the need for the self to take flight from the ontological responsibility the ground (beyng) confers upon it, modern science and modernity, whose essence the former is supposed to constitute, come into the picture. The ground of all regional ontological spaces – beyng – and the accompanying culpability and responsibility are too much for the lacking being that the I is and, accordingly, invents a mode of worldmaking that obscures this characteristic (278). Kraatz terms this product the ‘implicit ontology’ that underlies modern science and that becomes further obscured as it progresses (308). While the author admirably demonstrates the overall cohesion of said critique in the greater context of the Nietzsche lectures and attempts to relate enframing to the formation of data-science as the pinnacle of that process, the chapter appears rather tame in comparison to its precursors both in terms of significance for the book’s overall topic and contribution to scholarship (385ff). It acts, rather, as an exemplary demonstration of the possibility of this beyng-historical destruction, tying together the critique of technology or machination with the reading of Nietzsche as the closure of metaphysics and the advent of modern science. Though admirable in depth and rigor, it does rather little in comparison to push the investigation of methodology further in thematic terms.

Chapter four ties the aforementioned questions over methodology and justifiability together. Refuting the influential claims of the irrational character of Heideggerian philosophy made by Habermas in the Philosophical discourse of modernity acts as the threshold for setting Heidegger’s philosophy and functions as a summary and conclusion of the survey – something that is achieved thoroughly and convincingly. To recap, Heidegger’s method is conceptualized as a process of individuation through the mechanism of an experience of destruction which aims at removing layers of said experience and enables a formal indication of different concepts. The conceptuality of philosophical cognitions is thus not abandoned; Heidegger merely transforms the concept sufficiently so as to yield a different understanding of experience and of itself. What it achieves is a conceptual demonstration of the freedom of Dasein. Kraatz frames this as individuation and the struggle of a self toward existential orientation or, more negatively, the avoidance of that experience. The later Heidegger’s chief merit lies in historicizing that experience or relation between Dasein and its ontological epistemology by making recourse to an inaccessible origin or absolute ground, beyng. As has been mentioned, the different ‘negative’ instances of typification drive the analysis itself forward as ‘obstacles’ to be overcome and are, in this sense, themselves of methodological relevance, as Kraatz repeatedly insists with regard to, for instance, modern science. For the author, the innovation and radicality of the German philosopher lie thus in the possibility to provide justification of both practical and theoretical instances while avoiding the counter-intuitiveness and abstraction of more traditional framings of transcendental philosophy. Against what might be perceived as an all-too sympathetic approach, Kraatz does lament the tendency of Heidegger to largely abstain from clarifying these methodological and grounding theoretical attitudes as well as his continuing denial to expose oneself to criticism from other philosophical positions. While this abstinence is philosophical it does make for appearance of esotericism and a secret doctrine.

While Kraatz’s book is admirable for its insistence for justification towards and competence of Heideggerian philosophy, what remains missing, however, is an explicit reconstruction of the Heideggerian methodology within the greater context of historical approaches to the subject. Although a brief paragraph addresses the “historio-philosophical place of Heidegger’s philosophy” (416) this glance refers only to Husserl and, given the similar thematic of a critique of reified life, developments from the Frankfurt school. This is all the more surprising given the title of the chapter. In the following one, Kraatz once again reiterates the basic concepts of Heidegger’s philosophical methodology cognition, truth and justifiability. An elaboration of the extent to which the method of the German philosopher is to be conceived of as a radicalized version of neo-Kantianism, phenomenology or existentialism would have shed light on its novelty. This would involve a negotiation of these different forms of philosophy and their respective methods, read with recourse to Heidegger’s engagement with the former two and how he remains potentially indebted to them. Despite the fact the Heidegger’s philosophical development marked of course decisive breaks with both Neo-Kantianism and phenomenology it would have been interesting to see the extent to which his attempt of releasing himself from the metaphysical tradition was eventually reflected in his approach to methodology. This concerns in particular the Neo-Kantian notion of a history of problems whose similarity to the ‘history of beyng’ is rather apparent. This omission is all the more unfortunate given the various programmatic titles of Heidegger’s lecture courses and publications such as The Basic Problems of Phenomenology, Kant and the Problem of Metaphysics, and the frequent invocation of philosophy as ‘questioning’. This reflects in the last instance Kraatz’s own concept of methodology, which, although frequently invoking the triad of justifiability, cognition and truth, does not seem to take this aspect of Heidegger’s philosophy worthy of further investigation. Hence, terms such as ‘problem’ or even the more Heideggerian ‘question’ are largely absent in terms of thematic concern.[1] Guiseppe Bianco contraposes this difference and similarity succinctly:

Heidegger’s philosophy started to be dominated by a series of structuring oppositions: he juxtaposed the Neo-Kantian conception of the history of problems (Problemgeschichte) with his history of being (Seinsgeschick), and philosophical “problems” (Problemen) with a set of ontological “questions” (Fragen). In a regressive series he related the “guiding question” (Leitfrage) proper to philosophy qua metaphysics (“what is the being of entities?”) to a “basic question” (Grundfrage) concerning the ground of metaphysics (“what is the meaning of being?”), which he then related to a final “ontological question” (Seinsfrage) concerning being (“what does it mean to be?”). […] Heidegger’s dual operation of the “repetition” (Wiederholung) of problems and “destruction” (Destruktion) of concepts inherited from the philosophical tradition consisted in the syncretism of religious hermeneutics and philology, resulting in an erudite but mostly uncontrolled appeal to etymology. This method attempted to remove (from the Latin de-struere) layers (or strues) that, through time, ossified as concepts, in order to return to “original experiences” and “grounding questions.” (Bianco, 2018, 20f.)

While it would seem unfair to demand a properly historical recontextualization of Heideggerian method in the overarching trajectory of early twentieth century philosophy from a book whose primary concerns are exegetical, such an undertaking would perhaps, with the advantage of hindsight, make of Heidegger a more conventional and, in turn, more a comprehensible author. While Kraatz does achieve an eventual tying of the philosophy of Heidegger with the themes of rationality and reasonability it remains open whether historicizing him would not have been the more fruitful approach rather than to provide textual coherence. This circumstance is reflected in the literature the author draws primarily on: with the few exceptions of avowed names of Heidegger scholars or pupils the book makes reference primarily to the quasi-analytical reconstruing of Heidegger in certain places of Germany and the United States. Crowell is a case in point here. This fact is not necessarily one to be lamented – it just puts Heidegger closer to someone like Brandom than, say, Derrida.

This criticism notwithstanding, Kraatz’s study is remarkable in its rigor, clarity and cogency. Whether one concurs with Kraatz’s central thesis that Heideggerian philosophy ultimately occupies a therapeutic, almost ‘eudaimonic’ relevance for the self or not, his reading is remarkably coherent in terms of exegesis and formulates a new approach in Heidegger scholarship. Although the later part of the oeuvre is put in second place pursuing the outlined approach and devoting an independent study of it might shed even more light on the constructive part of Heidegger’s work and Kraatz’s reconstruction. While the aspect of methodology proper is primarily viewed in the purview of destruction and its relation to the negativity of the tendencies of typification, or their methodological position, the account exposes various options for developing its approach further and in different directions. The book constitutes a valuable resource concerning the legacy and continuing relevance of its subject and puts a challenge to all those negligent approaches and readers who dismiss Heideggerian philosophy out of hand because of its mere appearance.

Bibliography

Bianco, Guiseppe. 2018. ‘The Misadventures of the “Problem” in “Philosophy.” Angelaki 23 (2): 8-30.

De Boer, Karin. 2000. Thinking in the Light of Time. Heidegger’s Encounter with Hegel. Albany: State University of New York Press.

Feher, Istvan M. 1997. ‘Die Hermeneutik der Faktizität als Destruktion der Philosophiegeschichte als Problemgeschichte. Zu Heideggers und Gadamers Kritik der Problembegriffes.’ Heidegger Studies 13: 47-68.

Heidegger, Martin. 2012. Contributions to Philosophy (Of the Event). Bloomington, IN: Indiana University Press.

Kraatz, Karl. 2020. Die Methodologie von Martin Heideggers Philosophie. Über die Grenzen der neuzeitlichen Wissenschaft und die Möglichkeiten der Philosophie. Würzburg: Königshausen & Neumann.

Williamson, Timothy. 2020. Philosophical Method. A Very Short Introduction. Oxford: Oxford University Press.


[1] Feher provides an elaboration of the preference of questions over problem for Heidegger’s methodology, although this issue would need to be configured differently for the later philosophy.

Daniele De Santis: Husserl and the A Priori: Phenomenology and Rationality, Springer, 2021

Husserl and the A Priori: Phenomenology and Rationality Couverture du livre Husserl and the A Priori: Phenomenology and Rationality
Contributions to Phenomenology, Volume 114
Daniele De Santis
Springer
2021
Hardback 114,39 €
XIII, 331

Martin Jay: Splinters in Your Eye: Frankfurt School Provocations

Splinters in Your Eye: Frankfurt School Provocations Couverture du livre Splinters in Your Eye: Frankfurt School Provocations
Martin Jay
Verso
2020
Paperback £13.99
256

Reviewed by: Michael Maidan (Independent Scholar)

Martin Jay is a distinguished cultural historian, a pioneer of the study of the Critical Theory of the « Frankfurt School » with his book Dialectic of Enlightenment (1973), and a scholar who wrote on different aspects of Critical Theory, on the concept of totality, and on the problematization of vision in modern French thought. Splinters in Your Eye, his most recent book, is made out of eleven essays, most if not all already published in some form.  They explore aspects of the work of the Frankfurt School’s main theorists, paying attention to the inner tensions and the wirkungsgeschichte of the theses formulated by Horkheimer and his band of merry theorists.

In an essay published in a previous book, Jay defended the honor of the kind of intellectual history that he displays in the book. Two aspects of his defense are relevant in this context. Jay calls himself a « synoptic intellectual historian, » namely, one that believes that « it seemed a sufficiently challenging task merely to reconstruct the demandingly difficult arguments of the Frankfurt School and relate them to some issues about the life histories of its members. » Synoptic cultural history came in recent years under attack because it abridges and reduces a complicated, heterogeneous mass to an abstract, homogenous form. (Jay, Two Cheers for Paraphrase, 52). This synopsis excludes normatively and hierarchically everything outside of a homogenized and consistent paraphrastic account. The observation that this kind of account may be a disservice for some texts is particularly acute when the subject matter is itself suspicious of premature totalization, as it is the case in Adorno’s thought.  To face this challenge, Jay assures us that « by turning it on Adorno’s intellectual production and isolating what I saw as the five main forces in his own field or starts in his constellation—Western Marxism, aesthetic modernism, mandarin cultural despair, Jewish theology and … proto-deconstructionism—I attempted … a methodological or formal paraphrase of his work in order to illuminate its substantive tension (op. cit., 61-2).  So, paraphrase and synoptic approach can be gentle enough to respect the nature of its subject-matter without incurring in mimetic repetition.  In the introduction to Splinters in Your Eye, Jay returns to this problem, using Adorno’s aphorism « the splinter in your eye is the best magnifying glass » (Adorno, Minima Moralia, 50). The splinter or the mote in question is an imaginative interpretation of the verse « why beholdest thou of the mote that is in thy brother’s eye, but considerest not the beam that is in thine own eye? ». This injunction is usually interpreted as a caution not to be judgmental. The « mote » is here converted, through the vicissitudes of translation, into a splinter. And the eye’s irritation, into a glimpse of truth (Jay, Splinters, xi).  It is through suffering, vicarious, or our own, that knowledge of society is possible, Adorno claims. In the same section, Adorno also refers positively to exaggeration. Jay will use this idea for the title of an essay on the Frankfurt School’s position regarding psychoanalysis.   Jay also refers to the provocative sentence that closes the section: « The whole is the false » (Minima Moralia, 50).  But if the whole is the false, what about critical theory? Adorno’s claim questions any attempt to bring the ideas of the different personalities involved in the Frankfurt School into a harmonic whole. Jay expounds further on the nature of the painful eye that it will avoid the illusion of a « panoptic vision. » This concept that Foucault borrowed from Jeremy Bentham’s speculations on a system of inescapable omniscient social control is the clearest counter-ideal to Critical Theory.  It is in recognition of the appropriateness of the fragmentary that Jay writes: « the exercises that follow are left in their unintegrated form, with no pretense to be a coherent narrative » (xvi).

What is a reviewer to do? To compound the fragmentations (from the subject-matter, the fragmentation of the intellectual historical account)? Or to try to suggest a synthesis that was already twice refused? Sometimes problems are best perceived by turning them around. In this case, by turning our gaze to a different approach, one which as hostile to Critical Theory as Jay’s is caring.

The last essay, « Dialectic of Counter-Enlightenment, » places us on a different plane. In this chapter, Jay deals with a fringe movement whose members have made of the Frankfurt School, a scapegoat for the illnesses and rottenness of contemporary society. With a twist. Because what they perceive as negative is what many will call the positive signs of reparation of long due injustices: the fight against racism, against discrimination on the base of gender and sexual orientation, the inequality of opportunities for minorities of all kinds (see a complete list in p. 157).  This is more than ironic. As Jay comments in another essay, the Frankfurt School has been ofttimes criticized for its ineffectualness, for its failure to become practically engaged with mass social movements, for the lofty tone of its pronouncements, etc. These critics make the opposite claim.

Against the claim that castigates the Frankfurt School for its presumed role in the development of a counterculture which rejected and supposedly replaced the traditional American culture of the 40s and 50s, first in academia, then in the media and cultural industries,  and finally in society as a whole, the historian can proceed in two ways. The first will be to show that, maybe except Marcuse, the influence of the Frankfurt School in American academia and popular culture was, to say the least, limited.  The different « critical studies » and what is called in the humanities and social sciences « theory » borrows much more from French post-structuralist thinkers, and indirectly from Husserl, Heidegger, and Nietzsche than from Adorno and Horkheimer (Cusset, 2003).

Instead of following this road, Jay takes advantage of the opportunity to turn his regard into this distorted account in the hope that « something [be] revealed about the legacy of the Critical Theory—and, more importantly, about the current society that can turn it into a simplistic meme— » (161), a meme that under certain circumstances can turn deadly.  Jay refers here to the manifest written by the Norwegian neofascist Anders Behring Breivik before engaging in a terrorist attack that left 77 dead. Breivik, among other arguments to justify his acts, ranted against the influence of Cultural Marxism, referring even to Jay’s Dialectics of Enlightenment as proof for his claims.  Jay goes further to write that the situation calls for the kind of dialectical account that Adorno and Horkheimer devoted to the Enlightenment itself (166). If Jay does not offer us such an account, he lists references to different claims that distort and twist the legacy of the Frankfurt School. But he recognizes that to develop a critical theory of counter-enlightenment is beyond the scope of a single essay (167). Jay mentions a few attempts to apply the methodology devised by the Frankfurt School for their study of Authoritarian Personality (1950) to the current situation in the USA (168-9) but seems to have doubts on the merits of that methodology. Quoting a remark from Harvard’s historian Peter E. Gordon, he wonders about the appropriateness to assign individuals to personality types, as this mimics the reification of contemporary society (169). Maybe what this shows is that the Frankfurt School has many historians, but few disciples willing to follow in their path.  Only Habermas stands out as a continuation of sorts of the heritage of the Institute.

Was this fate foreshadowed in the early beginnings of the School?  Jay explores this question in the first two essays in the book. « Ungrounded » deals with the foundation of the Frankfurt’s Institute for Social Research (ISR), which through the particular circumstances of its origins and independence from party or government, gives rise to the accusation of being suspended in an abyss (Abgrund). Jay refers here to Georg Lukács, the Hungarian Marxist literature scholar and philosopher whose 1922 History and Class Consciousness influenced the group of young scholars that ultimately created the ISR, that gave origin to the Frankfurt School.  Lukács, as an orthodox Marxist, rejected the idea of a critical stance that is not anchored in a political party, which is itself the conscious will and vanguard of the working class. Instead of a privileged vantage point, Horkheimer and his comrades preferred a sort of « immanent critique, » which Jay describes quoting from one of Adorno’s translators: « immanent criticism turns the principle of identity…into the power for the presentation of the way in which  an object resists its subjective determination and finds itself lacking » (4).  Jay raises two potential objections to this approach. The first recasts Adorno’s objection that immanent critique cannot be fully grounded on itself as « the totality is never fully self-contained. » The second objection has to do with what Marcuse called « one-dimensionality » and Adorno « totally administered » society.  In such a society, apparent dissatisfaction becomes functionalized in the service of the status quo. Despite such doubts on the actual possibility of a critical regard into the society that is not immediately instrumentalized, the members of the School continued to elaborate their positions. What are, Jay wonders, the motivations for such an undertaking? Maybe, he wonders, that motivation reflects the particular circumstances of the establishment of the ISR?

Jay embarks in the already well-known stories of Felix Weil’s role as founder and financial benefactor of the Institute, and Horkheimer’s appointment as Director of the Institute. Toward the end of the essay, Jay turns to explore the possible debts of Critical Theory to the philosophy of Schelling (11). In particular, to Schelling’s early thinking. Horkheimer wrote on Schelling and Idealism in the 1920s, and also Adorno has a substantive debt to his thought (15). Jay observes that « Schelling’s critique of rationalist metaphysics was attractive to thinkers trying to extricate themselves from…[a] philosophy in which all contingency was absorbed into a relational system » (13).  Others have observed that Schelling’s philosophy seems to anticipate the Dialectic of Enlightenment (15).  And Adorno in Negative Dialectics quotes approvingly Schelling as an antidote to a rationalistic consciousness philosophy.  These considerations led Jay to affirm that the uncertainty of « Abgrund » (groundlessness) may be less damaging to critical theory and to emancipatory practice than one may initially suspect.

In « The hope that earthly horror does not possess the last word, » Jay reminisces on his early contacts with the leading members of the ISR during the research that led to his writing Dialectical Imagination.  Three points can be highlighted in this essay.  First, the degree to which the members of the Frankfurt School wanted to shape Jay’s narrative. Second, the different perspectives of the individual members. Finally, Jay’s interpretation of the feelings of the founders of the ISR about their Jewish origins, and about the influence of their background in the outlook and the public perception of the Institute.  One of many, the anecdote regarding the title of Jay’s book, is telling. Jay suggested the title « Permanent Exiles » (28-9).  Horkheimer and Weil criticized the title as not only unprecise but also dangerous because it lends justification to their many foes from the right.

The next chapter, « Max Horkheimer and the Family of Man, » explores the balancing act of Horkheimer’s and Adorno’s return to Germany. Horkheimer understood their public role as « reeducator of Germans, especially Youth, in the democratic values he had learned in exile » (35).  This understanding, and the realities of the Cold War, led to de-emphasize the earlier, more radical approach to contemporary society.  Jay exemplifies this with a close reading of Horkheimer’s talk at the opening in 1958 of the photography exhibits « The Family of Man » in the US-funded Amerika-Haus in Frankfurt. Jay emphasizes Horkheimer’s references to Kant, Emerson, and Dewey and their firm belief that man should count as an end and never as a means (36).

Further, Horkheimer characterizes the exhibit as « representative of all the forces that are now counteracting the…regressive movements that have occurred in Europe in recent years » (36). Jay notes the distance between the endorsement of the humanistic agenda of the exhibits and Horkheimer’s previous pronouncements in his writings of the late ’40s.  Also, Jay finds puzzling Horkheimer’s valorization of the power of images to give unmediated access to abstract philosophical concepts. After his return to Germany, Horkheimer increasingly endorsed the Bilderverbot, the biblical prohibition of images, which constitutes a central component of the Jewish faith (also to be analyzed in an essay comparing Adorno’s and Blumenberg’s position).

« Family of Man » approached the family at two levels. On the one hand, it showed pictures of couples and happy families from different cultures. On the other, it implied that humanity should be seen as one big family.  Jay deals with both levels and compares the underlying presuppositions of the exhibit with Horkheimer’s and Frankfurt Schools’ analysis of the family.  Jay also confronts Horkheimer’s remarks with Roland Barthes’ criticism of the exhibit. Jay sees the differences in approach mainly as a reflection of a difference in context.  Barthes was reacting against the danger of abstract universalism, whereas Horkheimer was dealing cautiously with the heavy heritage of Nazism and the war (45).

The « marriage » between Freud and Marx is the subject of the fourth essay.  The relationship of the Frankfurt School to Freud and psychoanalysis was complicated and not limited to the realm of theory. Horkheimer helped create a psychoanalytic institute in the University of Frankfurt and even invited it to share space in the ISR’s newly built building on the university campus. Horkheimer also lobbied the city of Frankfurt to give Freud the Goethe Prize in 1930. Even a few members of the ISR, including Horkheimer, underwent analysis.

Jay states four overlapping motivations that presided this matrimony. First, the hope that psychoanalysis may answer why orthodox Marxism, despite the widespread discontent with the status quo, failed in the 1920s’ Germany to generate a revolutionary practice. Second, to explain the emergence of Fascism, a social movement that traditional Marxism did not foresee. Third, in the case of Marcuse in particular, Freudism was expected to be a way to envisage a different civilization, beyond the one-dimensional one.  Lastly, in the case of Adorno and of Horkheimer, to build a plausible materialism. But, except for Fromm, their interest in Freud stayed mostly limited to his philosophical anthropology, and the members of the ISR remained indifferent to psychoanalysis as a therapy (53).

Jay surveys the different receptions of Freud in the Institute, from Fromm’s attempts to a build a social psychology which could be empirically verified and a tool to explore socio-political events, Adorno’s integration of Freudian insights into his analysis of the « culture industry » via de concept of fetishism, and Marcuse’s most explicit use of Freud for utopian purposes in Eros and Civilization (1955) (60).  In his work, and in the magazine Dissent, Marcuse attacked Fromm’s humanistic version of Marxism and his dismissal of Freud’s Metapsychology and instincts theory. Jay quotes Marcuse’s re-interpretation of Oedipal longings as archetypical of freedom from want, and his rejection of its surplus repression in the name of the reality principle.  Jay’s assessment that Fromm « never recuperated » from Marcuse’s onslaught in Dissent seems a bit extreme. Not only Fromm had a successful and long carrier, not only Marcuse’s name only become widely known after the 1968 student’s revolt, but Marcuse contributed a chapter to Fromm’s 1965 edited collection Socialist Humanism, indicating some level of agreement between the two.

Jay’s use of the metaphor of marriage to describe the attempts to bring to a synthesis Freud’s theory with Marxism or parts thereof also allows us to think a less blissful relationship, at least in Adorno’s late work (63).  Adorno was skeptical of a full reconciliation between the social and the psychological, and between the cultural and the natural.  He writes in his characteristic fashion: « The separation of Sociology and Psychology is both correct and false…correct insofar as it registers more intransigently the split that has actually taken place in reality than does the premature unification at the level of theory » (Sociology and Psychology, quoted by Jay, 64). The rejection of the premature unification of the social and the individual is supposed to prefigure a potential emancipatory outcome. He concludes this essay referring to Horkheimer’s work in post-WWII Germany to reintroduce the teaching of psychoanalysis and to renew the association of the ISR.

The fifth essay tells an enthralling story about the young Leo Löwenthal and his participation in the « Jewish renewal movement » in the 1920s. Löwenthal was very close to Rabbi Nobel, the charismatic rabbi that played a central role in developing the Freie Jüdische Lehrhaus. Jay discusses Nobel’s contradictions and how these allowed Nobel to be a magnet for highly educated and conflicted youth living through the turmoil of the first years of the Weimar Republic. Nobel had a refined German education, was an orthodox rabbi, a friend of the leading Jewish intellectuals of his time, and a gifted speaker.  Additionally, he helped Löwenthal financially during a bout of conflict between Löwenthal and his family.  Jay examines Lowenthal’s « Jewish writings, » which consists of an essay published in Nobel’s Festschrift (« The Demonic: Draft of a Negative Philosophy of Religion ») and a series of short articles on leading Jewish thinkers of modern times (Mendelsohn, Maimon, Heine, Marx, Lassalle, Herman Cohen, and Freud).  But, as Jay notes, Lowenthal’s energies were soon directed elsewhere (74). While there may be several reasons for this change of heart, the fact remains that Löwenthal’s interest in Jewish subjects faded, although maybe not entirely, as he republished his early essay on Heine in a 1947 issue of the magazine Commentary.

The sixth essay sets up a dialogue between Adorno and Blumenberg around the notion of « non-conceptuality. »  There are similarities between Adorno’s position in Negative Dialectics and Blumenberg’s criticism of the privileged role of concepts in philosophy. According to Jay, Blumenberg seems to have acknowledged his debt to Adorno. So, for example, Blumenberg gave a seminar on Negative Dialectics a year after its publication. While no transcripts from the workshop survived, the fact itself is meaningful.  Blumenberg used the notion of « non-conceptuality » in his writings of 1970, in what Jay considers a salute to Adorno.  Jay speaks of an « overlap » between the intentions of both thinkers to present an alternative to philosophy’s traditional preference for conceptualization (84).  Adorno and Blumenberg were both critical of Heidegger in general and of Heidegger’s attempt to offer a solution to the tension between conceptualization and content in particular. The title of the essay refers to the biblical Bildersverbot (prohibition of images), a common trope for a residual Jewish sensibility. Both Adorno and Blumenberg were of Jewish descent. Adorno’s father was Jewish, and so was Blumenberg’s mother. In the context of the Frankfurt School, the « ban on images » metaphor was used in two primary contexts. One, a refusal to engage in utopian speculation about an emancipated future society. The second, an affirmation of the irrepresentability of the Holocaust, as in Adorno’s ban on poetry after the Holocaust (90). Non-withstanding those similarities between the two thinkers, Adorno’s position is very different from Blumenberg’s.  As Jay shows it nicely, for Adorno, the non-conceptuality was historically bound, and a claim to redemption to be fulfilled in a different society. He quotes Adorno on Identity:

« To define identity as the correspondence of the thing-in-itself to its concept is hubris; but the ideal of identity must not be simply discarded … hidden in [the supposition of identity] is also the truth moment of ideology, the pledge that there should be no contradiction, no antagonism » (Adorno, Negative Dialectics, 149, quoted by Jay, 93).

Visual arts played no significant role in the work of the members of the Frankfurt School. Benjamin was the exception, and he was interested, among other things, in the « emancipation of color » in modern art. « Chromophilia: Der Blue Ritter, Walter Benjamin and the Emancipation of Color » brings together Jay’s interest in the history of visual arts in the early 20th century and his study of the Frankfurt School.

Using unpublished fragments from 1914-15, Jay presents Benjamin’s long-life interest in the color revolution. One opposes a child’s to an adult’s view of color. For the child, color is contour, but the adult sees objects only, abstracted from color fragment. Benjamin was, according to Jay, fascinated by the Blaue Ritter color experiments. In another fragment, Benjamin writes about the rainbow in contrast with graphic images, which with line and figure, separate the endless configuration of color.  Jay brings closer Benjamin’s reflection on color and his ideas about an Adamic language. WW I, which saw the death of two of the central figures of Der Blaue Reiter group, seem to have affected Benjamin’s hopes that the emancipation of color would foreshadow human freedom (111-12). In a following article devoted to Benjamin’s comments on stamps, Jay explores his own experiences in philately and its utopian dimensions.

The ninth essay expounds on the German American film theorist Miriam Hansen, the author of Cinema and Experience (2012). This one is the only essay in the book that deals with a thinker belonging to the younger generation of critical theorists.

As Jay puts it, Hansen’s problem is to develop a critical account of the film that goes beyond the blunt dismissal of the cultural industry characteristic of the first generation of critical theorists (including Krakauer). Hansen incorporated to her analysis the notion of a « counter-public sphere » in which technologically mediated distanced forms of interaction prevail. This notion elaborates on the ideas of Alexander Kluge and Oscar Negt (both associated with the Frankfurt School and with Habermas in particular) (125-6).  Hansen also rescues from the early Frankfurt theorist the idea of mimetic comportment and the ideal of the « renewal of experience » (126).  Hansen claims, according to Jay, for the existence of an alternative public sphere that can only realize itself through the destruction of the dominant, bourgeois public sphere. Jay is somewhat skeptical about the possibilities of such an alternative. Hansen showed an alternative public sphere realized through cinema only for a limited period, which corresponds to the early silent cinema.  Furthermore, Jay defends the rights of the public sphere in its Habermasian sense, as a place of rational discussion, even as an ideal for democracy (134). Paradoxically, the criticism of purposive rationality cannot make room for the straightforward enjoyment provided by imaginative identification.

Based on a paper presented at a Brandeis conference to commemorate the 50th anniversary of Marcuse’s One-dimensional Man, Jay explores the different ways in which this famous book can be said to be « ironic. »  First, there is the irony that this pessimist analysis of contemporary society, which forecloses all possibility of a challenge to the encroachments of instrumental rationality, is published at the very same moment when new avenues of resistance are opened.  That consideration leads to a review of the analysis of irony in Adorno, and eventually to the question in what sense the argument in One-dimensional Man is itself ironic.  In Minima Moralia, Adorno seems to deny that irony is still possible.  Irony for  Adorno « convicts its object by presenting it at what it purports to be » (quoted by Jay, 138). But, in our advanced industrial societies, « Irony’s medium, the difference between ideology and reality, has disappeared » (quoted by Jay, 139).  But, is this also Marcuse’s position? Jay probes different types of irony, with the object, ultimately, of examining if there is, in One-dimensional Man, a « more promising notion of irony » that avoids the flaws of the ones Jay already reviewed. Jay will look for an alternative in a notion of irony described by Christoph Menke, a member of the third generation of the School.  Discussing Oedipus Rex, Menke makes a difference between the « irony of the action » and the « the poets’ irony. » The first refers to the character Oedipus’ blind responsibility for his fate. The second, which we share as spectators, is our knowledge of the situation and our capability to foresee the outcome. Both irony positions are unified in Oedipus at the end of the play.

How are these insights important to evaluating Marcuse’s reflections on advanced capitalist society in a context which is quite different from the one we live today?  Taking stock of Marcuse’s work would require identifying what is living and what is dead. Marcuse himself, at the end of his book, offered a gloomy picture of, on the one hand, a critical theory unable to provide a bridge between the present and its future, and the other, the wretched of the earth, free of the encumbrance of theory but driven forward by their despair. Critical Theory need to remain solidary of those without hope, advises Marcuse, even though the system may be strong enough to defuse any confrontation: « The economic and technical capabilities of the established societies are sufficiently vast to allow for adjustments and concessions to the underdog. »  On his side, Jay concludes, « we can still find in…[Marcuse’s]  insistence on the superiority of a two-dimensional understanding of the human condition over its one-dimensional alternative something akin to … [a] committed pursuit of personal excellence … an ironic attitude that is neither cynical nor disengaged, … [that] resists accommodation to social pretense … It may not provide the reassurance of Socratic or dramatic irony at its most knowing, but in a world that will not grant us such knowledge, it keeps alive the negative power of two-dimensionality that Marcuse so eloquently defended. » (150)

Jay’s book carries the subtitle « Frankfurt School provocations, » asserting the longevity of the program of the early critical theory.  The attacks of the ultra-conservative factions add some credence to the luster of the ISR, and the blossoming of a third and fourth generation of thinkers who declare some degree of fidelity to the original vision of Weil, Horkheimer, Pollock, and others should at least provide a modicum of hope.

 

 

Bibliography:

Cusset, François. 2003. French Theory. Foucault, Derrida, Deleuze & Cie et es mutations de la vie intellectuelle aux État Unis. Éditions La Découverte, Paris.

Jay, Martin. 1988. « Two Cheers for Paraphrase: The Confessions of a Synoptic Intellectual Historian. » In: Martin Jay, Fin-De-Siècle Socialism. Routledge, New York and London, pp. 52-63.

Christopher Erhard, Tobias Keiling (Eds.): The Routledge Handbook of Phenomenology of Agency, Routledge, 2020

The Routledge Handbook of Phenomenology of Agency Couverture du livre The Routledge Handbook of Phenomenology of Agency
Christopher Erhard, Tobias Keiling (Eds.)
Routledge
2020
Hardback £190.00
434

Theodor W. Adorno: Ontology and Dialectics: 1960/61

Ontology and Dialectics: 1960-61 Couverture du livre Ontology and Dialectics: 1960-61
Theodor W. Adorno. Nick Walker (Translator)
Polity
2018
Paperback €21.46
384

Reviewed by: Sílvia Bento (Institute of Philosophy - University of Porto)

“I believe that if you look at the writings expressly directed against Wagner, and especially The Case of Wagner, you could readily extrapolate what he [Nietzsche] would have said against Heidegger. And I think if you could actually perform this feat of imagination that I am proposing to you, and envisage such a Nietzschean critique of Heidegger, then for penetrating insight it would surpass anything which I can offer you with my modest powers in these lectures.” (104)

These intriguing remarks, set forth by Theodor W. Adorno in his series of lectures delivered in Frankfurt during the winter semester of 1960/61, can be regarded as the touchstone of Ontology and Dialectics. This lecture course of 1960/61 – and the three Vorlesungen delivered at the Collège de France in March 1961 – first published in 2002 under the title Ontologie und Dialektik, excels in presenting a subtle analogy between Nietzsche’s positions concerning Richard Wagner’s music as a cultural expression of décadence and his remarks on Heidegger’s fundamental ontology as a degenerate movement or tendency against Aufklärung. As presented in Der Fall Wagner (1881), the Nietzschean formulation of Wagner’s music as a “disease” affecting German culture is evoked in order to analyse the philosophical observations on Heideggerian ontology developed by Adorno in Ontology and Dialectics. According to Adorno’s incisive observations, fundamental ontology, as defined by Heidegger, manifests a specifically German posture – considered by Adorno as profoundly deplorable – against Enlightenment ideology. As Adorno asserts, fundamental ontology is a philosophical movement which can be characterized as an abominably vile counter-Enlightenment. The Nietzschean analysis regarding the infamous power of seduction involving Wagner’s music, from Adorno’s point of view, is a “Heideggerian disease” because it profoundly affects the German academic world, which represents a new philosophical movement that is intensely respected and greatly venerated. The bizarreness of this Heideggerian spell, or disease, under which the German intelligentsia seemed to succumb, is often considered by Adorno:

“[…] for in Germany there are now hardly any responsible academic positions or professorial chairs in philosophy that do not feel obliged at least to show that they are somehow worthy of what has been achieved by Heidegger and Jaspers. And even those thinkers who for political and other reasons are extremely critical of both philosophers, but especially of Heidegger, still appear to be captivated – in a way I find really hard to understand since I have never experienced this spell myself – by this kind of thinking and seem unable to sever the umbilical cord entirely in this regard.” (100-101)

According to Adorno, fundamental ontology, Heidegger’s philosophical project, can be regarded as a philosophical tendency which owes its effect and possesses its forces through opposition to idealism in general. It is an anti-subjectivism; in fact, the philosophical question concerning fundamental ontology may be stated in a variety of ways. Adorno puts it thus: fundamental ontology is essentially an anti-subjectivist. Fundamental ontology stands in contrast to a philosophy which remains essentially devoted to a preliminary question, namely the question of how knowledge is possible at all. The coarse obliteration of the philosophical reflection upon the subjective mediation of knowledge and the epistemological relevance of the conceptual thought represents the chief theoretical posture of Heidegger’s ontology as conceived by Adorno.

Fundamental ontology is unequivocally the chief subject matter of Ontology and Dialectics by Theodor W. Adorno. The relevance of such a book – essentially a compilation of 23 Vorlesungen delivered in Frankfurt in 1960/61 and in Paris, at the Collège de France, in March 1961 (we refer to the last three lectures included in the book) – can be described in accordance with the consideration that the positions expressed in Ontology and Dialectics represent as an initial discussion of the Heideggerian ontology developed by Adorno. It should be observed that Ontology and Dialectics presents a philosophical anticipation of the incisively penetrating analysis of the Heideggerian ontology which, ultimately, forms the core of The Jargon of Authenticity, published in 1964. According to the “Editor’s Foreword” included in this edition, written by Rolf Tiedemann, the book Ontology and Dialectics, which expresses the philosophical antipathy to the ontological movement emanating from the Black Forest, evokes a project which Walter Benjamin and Bertolt Brecht had already begun to pursue around 1930, not long after the publication of Being and Time. The project they sought to pursue was that of “demolishing Heidegger” [den Heidegger zu zertrümmern]. The intention of “demolishing Heidegger” pervades Adorno’s work and thought, especially after his return from exile to Germany. As Rolf Tiedemann elucidates, within the German philosophical academic circle developed after the end of the Third Reich, during the political and social process of re-establishing democracy in Germany, Adorno was widely regarded as the pre-eminent intellectual opponent to Heidegger – and Adorno accepted this incumbency. To lay emphasis on the fact that Adorno’s Complete Writings comprise almost 600 references to the name of Heidegger (exceeded in number only by those to Walter Benjamin) is not superfluous. Clearly then, “demolishing Heidegger” was an Adornian philosophical project. Nevertheless, the Adornian critique of Heidegger is not an aggressive refutation of the fundamental ontology that is without merit, nor is it intended to chiefly condemn the political positions adopted by Heidegger. The Adornian objections to Heidegger’s fundamental ontology that are most important are those which excel in revealing the dangerous political and social implications of a philosophical tendency – developed in accordance with the refusal of the cognitive sophistication of philosophy – that, in its instauration of odd cults and bizarre interests, promoted the pseudo-ideal of pre-Socratic irrationalism.

The title of the book, Ontology and Dialectics, alludes to Adorno’ intention of presenting a philosophical contrast between Heidegger’s fundamental ontology and Adorno’s own conception of dialectical thought as negative dialectics. This intention is subtly illustrated in a story involving Gustav Mahler and his literary taste.

“It is well known that Gustav Mahler was passionately interested in Dostoyevsky, who stood for something quite different in the years around 1890 than he does of Moeller van den Bruck. On one occasion, during an excursion with Schoenberg and his pupils, Mahler is said to have advised them to spend less time studying counterpoint and more time reading Dostoyevsky. And Webern is supposed to have responded with heroic timidity: ‘Pardon, Herr Direktor, but we have Strindberg’.” (1)

As Adorno explains, this story is probably apocryphal; nevertheless, this episode involving Gustav Mahler’s literary taste is mentioned by Adorno as a witty elucidation of the relationship between the new fundamental ontology of Heidegger (or, we might say, Dostoyevsky’s new literature) and the tradition of the German dialectic thought (or, we might say, Strindberg’s thought).  However, the emphasis upon the philosophical opposition between the new fundamental ontology and the traditional dialectic thought does not form the heart of Ontology and Dialectics. It is pertinent to observe that this series of lectures, published under the title Ontology and Dialectics, precedes the three lecture courses which form the book Negative Dialectics, Adorno’s masterpiece, published in 1966. The thorough theoretical presentation of such a philosophical project – the delineation of the philosophical singularity and distinctiveness of the negative dialectic thought – is indeed the chief subject matter and the central line of thought developed by Adorno in Negative Dialectics, written between 1964 and 1966. It is worth noting that Ontology and Dialectics, which precedes Negative Dialectics, is especially devoted to the philosophical condemnation of Heidegger’s fundamental ontology.

At any rate, as Adorno conceives it, the concept of Being, in Heideggerian terms, is not actually a concept at all. In fact, according to Adorno’s reading of Heidegger’s ontology, the concept of Being is not supposed to be the highest abstraction, the supra-concept reached by omitting all particular individuation, all particular determination. In approaching such a philosophical account of Being, Adorno intends to lay emphasis upon the fact that the Heideggerian ontological positions should be sharply distinguished from other kinds of ontology – such as the concept of ontology introduced by Husserl, the ontological project developed by Nicolai Hartmann, or the ontological positions advanced by the neo-scholastic tradition. The relentless obliteration of the conceptual dimension of Being defines the decided difference between Heidegger’s fundamental ontology and the traditional ontologies. As Adorno clearly explains, Being, in Heideggerian terms, is supposed to be what is utterly prior and primary, that which is highest and most constitutive. The question regarding Being – over against the highest regions, the highest and most universal concepts of all possible classes of beings – is what is decisive here, precisely because it involves the problem of the possibility of ontology as such, namely whether such a pure doctrine of being can be thought as such independently of the doctrine regarding the order of beings. From Heidegger’s point of view, those doctrines devoted to the ontological delineation of the order of beings – those doctrines which totally disregard the benedictory ontological difference between Being and beings, those ontologies of the ontic developed in accordance to systems of blind conceptual categories, fundamental principles and axioms – it is these doctrines imply an ontological questioning in the naïve sense. They do not represent, as Heidegger insists, the essential task of ontology understood in the radical sense – and this is precisely what fundamental ontology is.

The cult of the concept of absolute originality, the cult of the Firstness, is one of the philosophical oddities bound up with the persistent assertion of such an ontological questioning in the radical sense, as advanced by Heidegger. According to fundamental ontology and, especially, according to its chief claim concerning the ontological difference between Being and beings, any approach which does not involve the priority of Being with respect to beings is already rejected ab ovo and defamed as inferior, as a failure, as a betrayal of the real question. As Adorno asserts: “we are constantly presented with the same invocation, variation or repetition of this premise, namely the priority of Being with respect to beings” (22). Consequently, in repudiating the conceptual sophistication of the traditional philosophical thought (and of the philosophical ontologies), Heideggerian ontology fails to consider that the concept of Being itself is not the original question which fundamental ontology would have us believe. As Adorno attempts to explain – this is, unfortunately a very laconic explanation – the concept of Being deserves to be regarded philosophically as a concept of reflection in the sense of those concepts subjected to criticism by Kant in his “Amphiboly of the Concepts of Reflection” when they are hypostasized – in other words, when they are treated as an expression of true beings as such. On this view of things, the concept of Being is not something very ancient but something rather late and, correlatively, developed in accordance with the conceptual sophistication of critical philosophical thought. It should be observed that, from Adorno’s point of view, the concept of Being is a result, a historical result, attained only through a process, which, in turn, can be characterized as a conceptual and critical philosophical process. The concept of Being, in Adornian terms, is, in fact, understood philosophically as a concept – the highest abstraction, understood in accordance with the development of the conceptual sophistication of philosophical thought. It is not properly a Kantian perspective. This concept of Being as the highest abstraction is already present in Plato and in Aristotle, as Adorno claims, despite the brevity and the laconism of his elucidations.

It is certainly worth noting that Adorno’s reading of Heidegger excels in presenting a collection of problems, ambiguities and contradictions which profoundly involves fundamental ontology. According to Adorno, Heidegger’s fundamental ontology comprises a double refusal: in effect, fundamental ontology is a philosophical tendency developed in accordance with its emphasis upon the rejection of both conceptuality – it is pertinent to mention the delineation of the concept of Being as a non-concept – and reality – and it is convenient to consider the celebrated ontological difference between Being and beings. Fundamental ontology can be described, as Adorno suggests, by its attempt to escape both from mere conceptuality and from any reality simply or immediately accepted as such. This double approach, this double front against a philosophy of concepts and against a philosophy of reality, is precisely what characterises the efforts of fundamental ontology. However, as Adorno elucidates, Heidegger incessantly fails to attain these philosophical intentions.

The Heideggerian cult of language, or the fascination with language, has tremendous significance for Heideggerian ontology. Language as a mediation of Being, or language as the possibility of aletheia and the unveiling of Being, is not philosophically compatible with a coarse rejection of conceptual thought. As Adorno proposes, Heidegger continuously disregards the fact that the concept of Being, in terms of its origin and its legitimacy, is directly bound up with the categorial structure of language. Heidegger’s ontology perniciously explores such a quid pro quo involving Being as a concept – Being as an element of language, entity, and even Being as a non-concept – which cannot be expressed through mere meanings insofar as it is not exhausted by conceptual terms nor by subjectively instituted concepts, and is cut off from conceptual thought. Nevertheless, such a remarkable ambiguity between Being as concept and Being as a what-is-beyond-concept is not acknowledged by fundamental ontology as a deficiency at all, as Adorno explains. On the contrary, it is chalked up as a positive and counted as credit. Why? The enigma, or the touchstone, underlying Heidegger’s pernicious ambiguity is taken as a venerable philosophical position that proceeds from a peculiar account of language that is incessantly proposed by Heidegger: the idea that language as a true, pure and absolute entity, or the idea of language as the domain of the unveiling of Being, is that of an immediate medium, organon or ‘complexus’ of truth that is deprived of any conceptual elements or aspects – and, as Adorno elucidates, also deprived of subjectivity and historicity. Hence, the concept of Being – in accordance with such a conception of language – deserves to be inexorably regarded as an entity beyond mere conceptuality.

In presenting this Heideggerian ambiguity, Adorno reflects more closely upon fundamental ontology as an anti-subjectivism by apparently overcoming subjectivism and the spurious claim that philosophy has somehow escaped its imprisonment within subjectivity (and within conceptual and categorial thought) through this new ontological project. This is intimately bound up with the Heideggerian quid pro quo, acknowledged and presented by fundamental ontology as an element of apparently higher dignity, as “one of the strongest seductions of this philosophy” (46), which arises from “that wavering, negative and inarticulate character of this talk of being itself” (46). Regarding the Heideggerian refusal of reality and the abandonment of the empirical dimension – a claim which involves and justifies the celebrated ontological difference between Being and beings and, correctively, the hypostatization of the word ‘Being’ (by supressing the dialectic of Being and beings) – Adorno draws attention to a conspicuously Heideggerian philosophical posture:  the act of ontologizing the ontic; the repeated ontologising of ontic beings, namely, the human being itself. The anti-subjectivism which involves fundamental ontology is, in effect, the central axis treated by Adorno – that of the ontological conception regarding the human being as Dasein, which permits an elimination of the subjective character, now turned into a determination of Being. As Adorno explains, the ontological interest is profoundly incompatible with the subjective reflection itself. The subjective dimensions of reflection, spontaneity, consciousness and self-consciousness, and, by extension, the subjective dimensions of critical, conceptual and discursive thought, are all totally avoided and obliterated in order to sustain an ontological conception of Dasein as a ‘mode of being’ or, in a developed sense, a “shepherd of being”, where the latter serves as a primitive agrarian metaphor set forth by Heidegger in Letter on Humanism, and serves as an amusing object of Adorno’s attention.

According to Adorno, Heidegger sets out to extirpate subjectivity by transforming it into the scene or arena of ontology. In effect, this ontological kind of thinking, for which Being appears or manifests itself in Dasein, naturally evokes something related to subjectivity; but, at the same time, it loses what was so decisive for this subjective form of thought – in other words, it loses that moment of subjectivity that appears in Kantian philosophy under the name of ‘spontaneity’ and in Hegelian philosophy, under the name of ‘labour’. In fundamental ontology – and this is, as Adorno explains, the phenomenological legacy of the doctrine which Husserl had already developed, namely the idea of the pure intuiting of the thing in question – subjectivity is actually introduced as a kind of pure receptivity; subjectivity becomes that to which Being manifests itself, yet without that moment of activity, or that ‘function’, as Kant also occasionally puts it, properly being acknowledged. Consequently, a philosophical relevant determination of the Heideggerian project consists in “taking up that moment of reflection and subjectivity which is directly opposed to the ontological approach and integrate it into his original project by turning it into a mode of objectivity, turning ‘existence’ into Seinsweise, or ‘mode of being’” (82). It is the absolute precedence of Being over beings, the total precedence of Being over human existence, that concerns us here. This structure – that a particular being is itself ontological – is the defining and distinctive touchstone of the doctrine of Dasein, and it implicitly expresses Heidegger’s intention of avoiding the conflation of his own analysis of Being with the ‘philosophy of existence’ associated with Kierkegaard or Jaspers. Ultimately, as Adorno suggests, this ontologizing of the ontic, this reduction of the ontic being to Being, promotes, in an unexpected and ineluctable way, the superfluity and the dissipation of the celebrated ontological difference, which gives rise to the absolute hypostatization of Being. Indeed, Adorno’s acute reading of the Heideggerian analysis of Dasein deserves an extended treatment, for it excels in considering the anti-subjectivism manifested in fundamental ontology. Nevertheless, we venture to say that Adorno disregards the philosophical relevance of the Heideggerian notion of Befindlichkeit as a singular determination of human being, which cannot be reduced to any subjective or discursive determination developed by critical thought.

The Adornian emphasis upon the anti-subjectivist turn introduced by Heidegger’s fundamental ontology represents a crucial element of Ontology and Dialectics. According to Adorno, this “pseudo-revolutionary form of thought” (121) – which incisively repudiates the axes of modern critical form of thought, declaring itself to be a pre-critical return to naïve realism – expresses “a reactionary mentality” (121), which can be characterized by its philosophical intention of destructing the subjective mediation of thought, the critical moment of thought, in order to extirpate Enlightenment and rational thought. In Adorno’s words, Heidegger’s ontological project imposes itself as a pernicious philosophical tendency which can be described as irrationalism, counter-Enlightenment and, ultimately, return to myth, return to barbarism. In rejecting the question of the mediation of Being, and in repudiating the critical relevance of the thinking subject and the subjective determination of knowledge, Heidegger’s philosophical project, developed in accordance with the veneration of a truth fallen into oblivion (namely Being), expresses an odd return to myth and to fate that elaborates a philosophical project that denigrates philosophizing in favour of a particular relationship to language – an archaic language – that is totally devoted to what is primordial, original or authentic, and, supposedly, purified of conceptual determinations. The analysis of a collection of poems written by Heidegger – characterized by its “inferior character” (162) and “wretchedness” (162) – is an integrate part of Adorno’s emphasis upon the conspicuously archaic moment of Heidegger’s fundamental ontology: the spuriousness of Heidegger’s philosophy and poetry resides in its veneration of an archaic kind of thinking, which manifests an intention to suppress historical and social determinations inextricable to the act of philosophizing.

Regarding Adorno’s remarks on Heidegger’s poems, it is perhaps not superfluous to draw attention to an important aesthetic essay dedicated to Hölderlin’s late poetry: the essay entitled “Parataxis: On Hölderlin’s Late Poetry”, written by Adorno in 1963, which is fundamentally devoted to condemn Heidegger’s approach to art, namely to Hölderlin’s poetry; interestingly, according to Adorno, the Heideggerian commentaries on Hölderlin’s poetry reveal the total absence of aesthetic sensitivity towards the poetic object – the lack of an aesthetic organ (Mangel an ästhetischen Organ), as set forth by Adorno in his essay.

It is convenient to take into account the centrality of the concept of Schicksal in Heidegger’s ontology, for it clearly illustrates the intention of supressing the critical dimension of the act of philosophizing in order to establish a reversion to fate and a revocation of rationality and, ultimately, of freedom. In Adorno’s words,

“the concept of fate or destiny here ascribed to ‘being’ is that of a blindly entangled will – for what is ascribed to ‘being’ in this context bears all the marks of irrationality. In other words, ‘being’ is characterized as something utterly obscure that may somehow be intimated and venerated, but about nothing substantive can ever be said. In the first place, you should clearly observe how this very passage moves directly to the concept of Schicksal or fate, and how this concept of fate, even if it is indeed indexed historically, is furnished with that blind and ineluctable character which belongs to the ancient and traditional notion of fate” (117).

The Heideggerian emphasis upon the concepts of time and historicity is actually designed to deceive: the concept of Schicksal – regarded in its philosophical affinities with the concept of Hörigkeit, or ‘obedient hearkening’, a hearkening to Being which sounds like blind submission – defines and determines Heidegger’s form of thinking. It’s worth noting that Schicksal and Hörigkeit represent Heidegger’s condemnation of the critical thought – the critical labour of the conceptual, as Adorno puts it, according to Hegelian positions – regarded by fundamental ontology as a process of philosophical degeneration. Heidegger annuls critical labour, as if philosophy could assume a historical standpoint beyond history; although, philosophy is enjoined to obey history, which is then, like existence, itself ontologized.

The philosophical purpose of Ontology and Dialectics, as announced by Adorno in the first lectures, consists in throwing light upon the philosophical discrepancies, contrasts and oppositions between fundamental ontology and negative dialectics. We conclude that Adorno leaves untouched a philosophical intention of forming the heart of negative dialectics in Ontology and Dialectics, for Adorno passes in silence the chief lines indicative of such a philosophical intention. In the context of Lecture 23, the last lecture of Ontology and Dialectics, there is a philosophical concept under the name “negative dialectics” that is described theoretically by fundamental determinations, but, interestingly, in order to offer a precise theoretical description of negative dialectics, Adorno proposes to consider the most relevant philosophical condemnations advanced against Heidegger’s fundamental ontology, especially the disapproval concerning Heidegger’s project as a philosophical tendency intended to perpetuate mythical thought. Dialectical thought, in its turn, is described as a philosophical attempt, “by means of cunning, the oldest medium of enlightenment” (240) to dissolve the mythical context of nature, to transcend the immediate context of nature without imposing its own domination, the domination of reason – in other words, dialectical thought “attempts to transcend nature without incurring that sacrifice and rage which would merely perpetuate the same context of nature” (240). As Adorno argues, dialectical thought excels in being the acne of enlightenment – the culminating point of conceptual thought – presented in its critical potential to extirpate the mythical context of nature. In accordance with these observations, it is worth noting that Adorno considers the mythical context of nature under the conception of identity – or, identity principle. Indeed, the idea of such a negative dialectics, as delineated and described by Adorno, implies a critique of identity – a critique of mythical forms of thought. It is the philosophical purpose of negative dialectics to abolish the circle of identity and the correlative identity principle. According to negative dialectics, the philosophical procedure of conceptualization is devoted to the determination of the non-identical; the negative element of thought which cannot be entirely tolerated under the identity principle. Such a principle – the identity principle – does not recognize the prominent prerogative of subjectivity or subjective mediation, which consists in determining the non-identical, the negative element of thought, without extirpating it under the logic of conceptual hypostatization.

In conclusion, it is important to lay emphasis on the logic of conceptual hypostatization. As Adorno argues – and this forms the core of the book Negative Dialectics (1966) – negative dialectics attempt to contradict any positive and unconditionally total dialectic elaborated under the identity principle. To distinguish negative dialectics, Adorno’s own philosophical project, from the Hegelian model of dialectics is, indeed, the theoretical axis of Negative Dialectics: the Hegelian elaboration of the supreme concept of Geist as a philosophical bizarreness which, as Adorno states, implies the pernicious sovereignty of the identity principle and its aspiration for (false) totality. Interestingly, in Negative Dialectics, the Hegelian dialectics – regarded as a model of dialectical thought, and not as the dialectical thought par excellence – there is treated by Adorno a degenerative dialectic, which succumbs to the hegemony of the identity principle and, consequently, to the annihilation of the preponderance of the negative elements of thought. According to Adorno, the hypostatization of the concept of Geist as a superlative entity, developed as an absolutization of the concept of subjectivity, clearly illustrates the process of decline of the Hegelian dialectics – a process of decline due to the assumption of the identity principle. It is not, perhaps, philosophically irrelevant to consider a subtle affinity between Hegel’s Geist and Heidegger’s Sein (advanced by Adorno as against the philosophical intention of elaborating supreme concepts, supreme conceptual entities which subsume the ontic or individual elements or realities under an aspiration for total identity), as an incisive disapproval of both Hegel’s dialectics and Heidegger’s fundamental ontology. The chief purpose of Adorno’s negative dialectics consists in presenting the philosophical prerogative of subjectivity: subjective mediation as an act of spontaneity devoted to determine the non-identity and the negative elements of thought in order to destroy – through the critical labour of the concept – the identity principle (a mythical principle) which governs conceptualization itself.

Is it possible to abolish the identity principle through the labour of concept? Is it possible to extirpate the supreme conceptual entities, such as absolute subjectivity, or Geist, through the act of subjective spontaneity? To present and consolidate the fundamental lines of thought of negative dialectics with conviction represents a philosophical tour de force developed by Adorno. But, as with all tours de force, we are confronted with confusion, perplexity and uncertainty: How philosophically convincing is negative dialectics, Adorno’s philosophical project? The response should be found not in Ontology and Dialectics, but in Negative Dialectics.

Hans Blumenberg: Théorie de l’inconceptualité, Editions de l’éclat, 2017

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Editions de l’éclat
2017
Paperback 15,00 €
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Lubica Učník: The Crisis of Meaning and the Life-World

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