Iain D. Thomson: Heidegger on Technology’s Danger and Promise in the Age of AI

Heidegger on Technology’s Danger and Promise in the Age of AI Book Cover Heidegger on Technology’s Danger and Promise in the Age of AI
Elements in the Philosophy of Martin Heidegger
Iain D. Thomson
Cambridge University Press
Paperback
74

Reviewed by: Giorgi Vachnadze

 

“How exactly is technology transforming us and our worlds, and what (if anything) can and should we do about it?” This is the opening question in Thomson’s (2025) book: Heidegger on Technology’s Danger and Promise in the Age of AI. No doubt a very much needed and anticipated reflection on how the original ideas in, for instance, the Question Concerning Technology[1] would react with the contemporary discourse on Artificial Intelligence. No less importantly, Thomson combines the algorithmic anxieties of our age with fears concerning things that have been lurking in our globalized (inter)cultural unconscious throughout the 20th and 21st centuries: nuclear technology, genome engineering and synthetic biology. As we enter the new stage of the Anthropocene[2] with Utopian promises and Dystopian nightmares, Thomson’s work could give us a compact handbook to reanimate the Heideggerian call to start thinking and (therefore) acting in new ways through the use and abuse of technological artefacts.  

Thomson’s approach is both historical and philosophical, tracing the trajectory of Heidegger’s thoughts on technology while contextualizing them within modern advancements. The exploration of Gestell (enframing) as the operative mode of revealing that structures human perception of reality is central, as AI is situated within the larger continuum of destructive, panopticonic (Foucault, 1995) and subjectivating (Foucault, 2008) technological “advancements”[3]. Thomson addresses Heidegger’s notion of Gelassenheit (releasement) as a potential means of cultivating a more reflective, in some ways poetic engagement with technology, succumbing neither to its charms, nor rejecting it outright.

The review will outline Thomson’s key arguments, exploring how he applies Heidegger’s ideas to AI and other technological concerns of the present. We will explore the book’s central themes, discuss the main insights, and consider its broader relevance. By revisiting Heidegger in this context, Thomson invites us to reassess the ways in which technology not only transforms the world but also reshapes the very conditions of human thought and action.

Technology is a provocation to philosophical thought. Precisely in so far as it is a challenge to thinking itself. Technological thinking threatens to make thinking redundant by rendering it reductively computational. Philosophy is thereby cornered; if thinking is calculation, then philosophy as the art of thinking becomes obsolete – replaceable. If the simulacrum of thought (Baudrillard, 1994) becomes thought itself, then technological thinking would easily automate the philosopher’s job. But the real concern (Sorge) here is what happens to thinking as such in a technological age. And how can philosophers still think something that is relevant, new and most importantly; irreducible to algorithmic thinking (Vachnadze, 2024a 2024b) or “mere” calculation? Among many other questions, Thomson explores how Heidegger could help us step outside the confines of our episteme (Foucault, 2005) and think the thought of the Outside (Debnar, 2017) through technology.

In the chapter: From Atomic Weapons to Genetic Engineering and Artificial Intelligence the author takes on a monumental task of tracing the ontological shifts induced by three of the most consequential technological advances of the modern era. Thomson’s discussion of nuclear technology is one of the chapter’s strongest sections. Thomson frames the nuclear age not just as a political and military development, but as an ontological rupture—an epochal shift in how humanity relates to power in so far as it relates so to itself through the fundamental ontological structure of Dasein – anxiety. Major global catastrophes; more so their potential eruption, occupies a fascinating ontological space vis-a-vis the human psyche. The general sense of an impending doom, with no clear indication of which direction the destruction will come from, bears a strong resemblance, acting as pretext almost to the fundamental anxiety that structures human experience. What under different circumstances would have been “pure” anxiety, just the existential condition of being-in-the-world for Dasein, is now triggered by a material, yet no less ethereal threat of world-annihilation. But this time no longer only in the metaphysical, but in the literal sense as well.

Modern thought and its obsession with enframing (Gestell), an obsessive attempt to measure, optimize and calculate every aspect of the world, seems to find a kind of culmination with generative AI and Natural Language Processing software. ChatGPT tends to – or effectively does – turn thinking itself into a standing reserve. If we assume Cartesian dualism (another symptom of modern thinking), it seems then that genetic engineering would be enframing the body, whereas Artificial Intelligence would enframe the mind (through the enframing of language). Leading consequently to a total Neoliberal bio-commodification and the splitting up of the human lifeworld (Husserl, 1970). Nothing short of capitalist eugenics.

Returning to Thomson’s work; the author takes multiple moments to expose the distortions and ideological manipulations of both the utopian and fatalistic narratives around AI that have now reached eschatological dimensions (Vachnadze, 2024c). Heidegger offers a fruitful middle ground that avoids the pitfalls of both corporate hype and nihilist doom. In chapter 3 Thomson elaborates on Heidegger’s infamous diagnosis of the cybernetic age. The notion that the essence of technology – which strictly speaking is not an “essence” in the classical sense of a fixed abstract Platonic core, but more something along the lines of a process-philosophical understanding of the term – is something rather indeterminate. It is, one could say, an essence of becoming technological, a style of being. More importantly, as Thomson notes, quoting Heidegger, the essence of technology is “nothing technological” (2025). That is, the essence of technology is quite different from its material manifestation in the form of various concrete apparatuses and tools. It is thereby neither abstract nor empirical. It is a kind of thinking, a mode of “going about” in the world that precedes and establishes the conditions of possibility for technology. Thereby Thomson, via Heidegger, offers an insightful exposition of the contemporary episteme. In short, the essence of technology is precisely what we mentioned earlier: An enframing of nature that makes the world into a standing reserve ready to be exploited, extracted and used. One could go as far as to say that the essence of technology is a kind of ethical attitude, or more importantly perhaps, an unethical attitude or concern that Dasein exhibits toward the world, toward other Daseins, and toward itself.

Thomson argues that modernity consists of two distinct epochs continuous with one another: early modern subjectivism and late-modern enframing. Together they constitute the modern subject establishing Dasein’s fundamental concern with being and technology. The guiding question here is whether Heidegger’s philosophy allows for a postmodern alternative beyond the nihilism of late-modern technological enframing. Each epoch, Thomson continues, is temporarily stabilized through a unique ontotheology – a dual structure that anchors both an inner, foundational understanding of being (ontology) and an external, overarching framework that grants meaning to existence (theology). Throughout Western history, these ontotheological foundations have given successive epochs their coherence.

Late modernity marks a radical departure from the historical ontotheological pattern. The late-modern age is thoroughly Nietzschean. Dominated by the “metaphysics” of will to power and eternal recurrence. Here the Western tradition reaches an impasse: rather than anchoring reality to a stable ontotheological foundation, the contemporary episteme dissolves and gives way to a groundless, ceaseless flux of mere competing forces. As a result, modernity’s attempt to achieve mastery over being through rationality, science, and technology culminates in a paradox: Dasein that once sought control over reality becomes itself reduced to an object, stripped of all metaphysical or phenomenological privilege. Marking the transition from modern subjectivism to late-modern enframing[4].

This paves the way for a post-modern Heideggerian attempt to make a clearing for thought that could potentially escape both the constraining dispositif of computational reductionism as well as the threat of complete chaotic dissolution into non-sense. “When a metaphysics is truly “great” (in Heidegger’s terms), it quietly spreads a new “understanding of being” far and wide until it has settled into taken-for-granted common sense (Thomson, 2025). Ontotheology, far from a whimsical flight of the philosophical imagination, is what provides the most basic foundations for our understanding of the world. Despite being foundational, it is nonetheless subject to change, as each epoch reflects on its own conditions of existence quite differently. Thomson traces the emergence of subjectivism in early modernity, focusing on the Cartesian and Kantian traditions. Cartesianism establishes human cognition as the foundation of certainty, Kant further develops this framework and makes the rational subject the cornerstone of ethics, politics, and aesthetics. Subjectivism, Thomson argues, is Heidegger’s term for the modern drive to establish mastery over the totality of what-is – a metaphysical project that underlies the scientific and technological developments of the modern age.

At the same time Heidegger explains how this framework mischaracterizes human experience by treating the world as a collection of objects external to the subject, rather than an integrated network of beings. The subject, in the quest to master the world, inadvertently sets the stage for her own self-objectification. As modernity progresses, subjectivism increasingly loses its metaphysical coherence, giving way to the late-modern epoch of enframing. Enframing is a self-overcoming of subjectivism. The subject-object dichotomy is no longer viable. The will to mastery becomes an endless process of optimization, in which the subject loses its ontological distinctiveness and becomes indistinguishable from the technological systems it once used to steer.

The danger of enframing, and danger is an important component here, also creates the possibilities of thinking the Outside of the given epistemic formation. The very forces that threaten to enclose human existence within technological enframing might also contain the potential for an alternative mode of (thinking) being. The possibility for a post-metaphysical alternative that does not attempt to establish a new ontotheology but seeks rather to twist free (verwinden) from technological enframing would involve shifting from a mode of instrumental rationality toward one of meditative thinking (Besinnung), where being is encountered as something that both informs and exceeds conceptualization. Thomson argues that the postmodern revolution can already be traced through the works of figures like Hölderlin, Van Gogh, and Nietzsche. “Heidegger’s postmodern revolution began over two centuries ago” (Thomson, 2025). The dispersed and polysemic thinking offered by these and similar writers/artists; a thinking of multiplicities perhaps, contain insights that could help resist nihilistic-technological enframing.

The initial question returns in new and altered form as we reach the final culminating chapter: Thinking a Free Relation to Technology, or: Technology and the Other (Postmodern) Beginning. What in the beginning was posed as “How exactly is technology transforming us and our worlds, and what (if anything) can and should we do about it?” has now become: “How do we move beyond the nihilistic tendencies of late-modern enframing and into a genuinely free relation to technology?” Thomson weaves previous discussions on technology, metaphysics, and postmodernity together into a coherent Heideggerian response to the technological age.

Our relationship with technology has to be untangled or unframed from its original reductive-computational form not through reactionary rejection, but through a postmodern attunement to being. The phenomenological capacities of technology need to be reactivated in order to make an alternative clearing in Dasein’s relationship with the various tools at its disposal. This implies first seeing; noticing the said alternative potential of deterritorializing artifacts as immanent to technological becoming, and consequently – making use of this potential in a creative way. An event that would see technology as a site of ontological disclosure rather than a device for turning beings into standing reserves of energy is what Heidegger terms Gelassenheit (releasement or “letting be”). Gelassenheit entails the bracketing of the exploitative attitude of enframing by letting beings be and allow beings to reveal themselves differently; on their own terms. A fundamental change of aspect (Wittgenstein, 1953) where we cultivate an open and thoughtful engagement with technology, employing artefacts in new and meaningful ways while rejecting the optimization imperative. Heidegger offers us a techno-political aesthetics of difference.

The optimization imperative is Neoliberal through and through; the reduction of all human activity to the extractive logic of cost/benefit analysis. We have seen the disastrous effects of technological enframing in every institutional domain throughout the world: labor, education, sexuality, jurisdiction etc. Teachers still see AI as an educational problem, rather than the symptom of making students into a standing reserve of labor and profit. The widespread use of AI in and outside the classroom is symptomatic of the optimization crisis. When students view learning as an obstacle between them and the labor market; as a tool of improving one’s credentials for employment rather than a transformative process, the use of AI to generate essays or answer exam questions, far from an ethical lapse or instance of academic misconduct, is rather an entirely logical response to a system structured around efficiency and productivity rather than meaning. A direct consequence of technological enframing.

Thomson’s meticulous engagement with Heidegger’s philosophy reveals a profound tension between the promise and peril of technology. At its core, Heidegger’s critique of enframing is not a reactionary rejection of technological progress but rather a diagnostic tool for understanding the historical shift in our relationship to being. This shift, as Thomson convincingly argues, has now reached a critical point with the emergence of artificial intelligence. As contemporary AI systems increasingly dictate the parameters of knowledge production, human creativity and thought risk being reduced to mere instrumental functions, evaluated through the capitalist diagram of efficiency and calculability. To repeat; however, the essence of technology is nothing technological – meaning that any escape from its grasp cannot be found in a simple reversal but in a transformation of our mode of thinking itself. Motion without movement.

Thomson’s analysis of late-modern enframing shows how AI, genetic engineering, and nuclear technology represent powerful forces that restructure the conditions of human existence. The danger of technological enframing is twofold: It positions human beings as mere objects within the Bestand (standing reserve), reducing all things – including thinking – to a matter of managing resources; and it obscures the possibility for an alternative mode of being, foreclosing Dasein’s imaginative and existential destiny. Gelassenheit opens up a path to the Outside – a way of inhabiting technology that neither facilitates the production of a Homo-Oeconomicus (Foucault, 2008)  nor retreats into the helpless nostalgia of a pre-technological age. In order to ‘let beings be’ one would require a form of thinking that resists the impulse to master and control, cultivating an openness to the unfolding of being in its plurality.

The implications of this stance are far-reaching. If modernity’s drive for mastery has led to an epoch of nihilistic enframing, then our task is not to overcome technology in the traditional sense but to reorient our relationship to it. Thomson’s invocation of Hölderlin, Van Gogh, and Nietzsche suggests that art and philosophy provide crucial sites of resistance – spaces for the emergence of alternative modes of world-disclosure. This is particularly relevant for recent developments in AI, where the optimization imperative has all but stripped language of its poetic function, making a standing reserve out of thought and all creative human activities through reductive computationalism. Can we re-infuse technology with a poetics of being? More so, can we achieve this with AI and not in spite of it?

The crisis of technological enframing is, once again, also an opportunity: “… where there is danger some salvation grows there too”  (Hölderlin, 2018). An opportunity for a philosophico-poetic clearing where philosophy can reclaim its role as a site of genuine thinking rather than mere calculation. A difficult undertaking. The Neoliberal structure of global capitalism is deeply invested in technological enframing, ensuring that resistance to optimization is met with skepticism, hostility and recently – open fascism. One must bear in mind, once again, that the ontotheological structures of our epochal thinking are not fixed; they are subject to transformations – ruptures, which those tasked with the work of thinking must uncover. We are indeed on the cusp of another major shift – an epochal flight that may only become legible in hindsight. Let us hope that the philosopher does not arrive too late.

Ultimately, the task of philosophy in the age of AI is not to offer prescriptive solutions but to cultivate a different attunement to the world. Heidegger’s concept of Besinnung, meditative thinking, offers a potential path forward – a way of engaging with technology that does not seek to dominate but rather to listen, to dwell, to allow beings to disclose themselves on their own terms, according to their unique internal logic. This is not a call for passivity but for a radical form of engagement – one that refuses the terms of technological enframing and seeks out new modes of relationality. In this sense, Thomson’s work is in many ways a call to reanimate our mode of being and to make it genuinely conducive to an ethical and political metamorphosis.

The book’s final provocation, whether a free relation to technology is still possible, remains aptly and intentionally open-ended. Following the path-marks laid down by Heidegger, one should bear in mind that every attempt to resolve the problem in advance would throw us back into the mode of enframing, leading to a foreclosure of the very openness that allows for genuine thinking. Thomson leaves us with anxiety –  the future of technology is, as it should be, undecided. The forces of enframing are what constitute power today; and thought must resist by twisting itself free from the algorithm. Whether we succeed in doing so remains contingent on our willingness to embrace the challenge that Heidegger and Thomson set before us: to think, in a world increasingly governed by calculation. What could it mean to stubbornly resist and philosophize today?

 

Bibliography:

Baudrillard, J. (1994). Simulacra and Simulation. Translated by S. Glaser. University of Michigan Press

Davies, J. (2016). The birth of the Anthropocene. University of California Press.

Debnar, M. (2017). Michel Foucault on Transgression and The Thought of Outside. European Journal of Science and Theology13(1), 59-67.

Ellis, E. C. (2018). The Anthropocene: A very Short Introduction. Oxford University Press.

Foucault, M. (2005). The order of things. Routledge.

Foucault, M. (2008). The Birth of Biopolitics: Lectures at the Collège de France, 1978-1979 (G. Burchell, Trans.). Palgrave Macmillan.

Foucault, M. (1995). Discipline and Punish: The Birth of the Prison (A. Sheridan, Trans.). Vintage Books. 

Heidegger, M. (1977). The question concerning technology, and other essays. New York: Garland Pub.

Husserl, E. (1970). The crisis of European sciences and transcendental phenomenology: An introduction to phenomenological philosophy (D. Carr, Trans.). Northwestern University Press.

Hölderlin, F. (2018). Selected Poetry. Bloodaxe Books.

Lewis, S. L., & Maslin, M. A. (2018). The human planet: How we created the Anthropocene. Yale University Press.

Thomson, I. D. (2025). Heidegger on Technology’s Danger and Promise in the Age of AI. Cambridge University Press.

Vachnadze, G. (2024a, October 17). Cybernetic discourse analysis: “Mother was an AI”. Blue Labyrinths.

Vachnadze, G. (2024b). The incomputability of calculation: Wittgenstein, Turing, and the question of artificial intelligence. Newsletter on the Results of Scholarly Work in Sociology, Criminology, Philosophy and Political Science, 5(1). https://doi.org/10.61439/URSA3237

Vachnadze, G. (2024c). Christian Eschatology of Artificial Intelligence: Pastoral Technologies of Cybernetic Flesh. Becoming.

Wittgenstein, L., & Anscombe, G. E. M. (1953). Philosophical investigations (G. E. M. Anscombe, Trans.). Basil Blackwell.


[1]  Heidegger, M. (1977). The question concerning technology, and other essays. New York: Garland Pub.

[2]  See; Ellis, E. C. (2018), Davies, J. (2016), Lewis, S. L., & Maslin, M. A. (2018).

[3]   Throughout the review I make several connections with Foucault’s work. These connections are my own, Thomson does not make these connections and he does not use Foucault’s texts in his work.

[4]      The two together define Modernity proper.

Jean-Louis Chrétien: Ten Meditations for Catching and Losing One’s Breath

Ten Meditations for Catching and Losing One’s Breath Book Cover Ten Meditations for Catching and Losing One’s Breath
Kalos
Jean-Louis Chrétien. Translated by Steven DeLay. Foreword by Emmanuel Housset
Wipf and Stock Publishers
2024
Paperback
126

Reviewed by: Dr Angelo Bottone
(Dublin Business School)

In Ten Meditations for Catching and Losing One’s Breath, Jean-Louis Chrétien (1952-2019) focuses on ten ordinary words which are also “decisive in the spiritual tradition,” as he explains in the Preface. Each word is a path, and in questioning them, Chrétien does not seek to master or define them, but rather to let them speak, to allow their resonance, their biblical, philosophical, and poetic echoes to unfold. The act of meditating on these words becomes a form of attentive listening, where language itself is received as a gift and thinking takes the form of response.

Originally published in 2009 under the title Pour reprendre et perdre haleine: dix brèves méditations, this is the first time the work has been translated into a foreign language.

The ten terms Chrétien explores are: breath (souffle), way (chemin), temptation (tentation), attention (attention), recollection (recueillement), blessing (bénédiction), peace (paix), gentleness (douceur), abandonment (abandon), and wound (blessure).

Each meditation may be read in isolation, but Chrétien suggests considering them as a progression that moves from the most general, breath, which also inspires the book’s title, to the most specific, wound, a theme he has explored in other works such as La joie spacieuse (2007). The trajectory is not linear or developmental in the traditional sense, but contemplative and intensifying: beginning with the elemental experience of breathing, Chrétien gradually draws the reader deeper into the vulnerabilities of human existence, until reaching the wound as the place where all previous themes converge. The wound, in Chrétien’s thought, is never merely a mark of suffering; it is a place of encounter, where fragility becomes the threshold of transcendence. Chrétien approaches these words with reverence and vulnerability, seeking not to explain them from without but to dwell with them from within, allowing the voice of tradition and the fragility of human existence to illuminate their hidden depths.

Chrétien’s style in these ten meditations (“brief meditations” in the original title Pour reprendre et perdre haleine: dix brèves méditations, published in 2009) is deliberately slow, poetic, and resonant. It resists systematic exposition and instead unfolds through a kind of contemplative circling, like a long-breathed conversation, in a low voice. This stylistic choice is not incidental; it mirrors the very rhythm of breath that structures the book: the inhalation of silent attention, and the exhalation of praise, surrender, or poetic invocation. Chrétien writes with what might be called a phenomenological lyricism. His prose blends philosophical reflection with scriptural allusion, patristic echoes, and poetic imagery, weaving a polyphony of voices such as Saint Teresa of Avila, Malebranche, Silesius, Dante, Kierkegaard, and above all Augustine, into a living tapestry of meaning. The result is a form of writing that is as much addressed to the heart as to the intellect. It invites not just interpretation, but inhabitation. One reads slowly, contemplatively, letting the words breathe rather than submitting them to conceptual closure. In this way, the style itself becomes a spiritual exercise: the reader must pause, attend, and receive, echoing the very structure of prayer that the book so gently evokes.

Chrétien’s dialogue with Augustine is particularly vital. Augustine is not merely cited but becomes a kind of subterranean guide. Chrétien draws on Augustine’s notion of the inner word (verbum mentis) and the dilated heart of Psalm 119 to articulate a theology of interiority oriented toward generosity and praise. The voice, for both Augustine and Chrétien, is where the soul becomes manifest, and the dilation of the heart signals the soul’s readiness to respond to God. In this way, Chrétien’s meditations do not simply echo Augustine; they translate Augustinian insight into phenomenological attentiveness.

“This book aims to be European,” Chrétien specifies in the Preface. In fact, each term is often explored in its semantic variations across major European languages, primarily French, but also Latin, German, Spanish, English, and Italian. Chrétien is attentive not only to etymology but to the spiritual and poetic nuance each linguistic tradition carries. For example, in the meditation on attention, the resonance of the Latin attendere (to stretch toward) contrasts subtly with the modern English “to attend,” which has lost its meaning of “waiting” while retaining that of vigilance and assistance. This philological sensitivity is never merely scholarly; it serves Chrétien’s larger spiritual and phenomenological aim: to illuminate how words, when listened to with care, become sites of lived experience and theological depth. Through this multilingual, intertextual weaving, Chrétien constructs a space that is unmistakably European in its cultural lineage, yet open to the universal dimensions of spiritual life. The small book thus positions itself not only as a contribution to philosophy or theology, but also as a work of cultural memory, echoing the shared breath of Europe’s literary, mystical, and philosophical traditions.

Although Ten Meditations for Catching and Losing One’s Breath is among Chrétien’s more lyrical and accessible works, it remains firmly grounded in the philosophical commitments that shape his wider corpus. At the heart of Chrétien’s thought is the idea that human existence is fundamentally structured as response: we are not self-originating subjects but beings addressed by the world, by others, by God, and constituted in our capacity to answer. This response is not reducible to verbal or intellectual articulation; it is enacted through the body, and especially through the voice, which Chrétien in his La Voix nue (2007) has described as the site where interiority is exposed, offered, and made vulnerable. The voice is not a neutral instrument of expression; it is the manifestation of the self in its vulnerability. Unlike writing, which can be revised or deferred, the voice is immediate, ephemeral, and exposed. It gives the speaker before any content is communicated.

Breath, then, is not only physiological but metaphysical; it is the silent precondition of all voice, all responsibility, all praise. Each meditation in this volume can be seen as a variation on this theme: the human person as appelé à répondre, called to respond. Whether in attention, abandon, or blessing, the author emphasizes that we do not initiate meaning or mastery; we listen, receive, and offer ourselves in return. His phenomenology resists the ideal of sovereign subjectivity in favor of a relational approach in which being human means having been addressed first. This commitment aligns him with other figures associated with the so-called “theological turn” in French phenomenology, but Chrétien distinguishes himself by placing emphasis not on concepts like the invisible or the saturated phenomenon, but on the embodied, voiced, and prayed experience of being touched by transcendence. In this sense, Ten Meditations does not diverge from his more explicitly theoretical works as it enacts them, allowing his philosophy to take on a liturgical and poetic form.

The book does not fit neatly into any single genre or discipline. It is neither a philosophical treatise nor a theological tract; neither a devotional manual nor simply a collection of essays. It is all of these and more. Rooted in phenomenology, it adopts the stylistic cadence of spiritual writing. Its rigor lies in fidelity to lived experience, not conceptual closure. For this reason, it resists easy classification but rewards deep attention. Like the best of the mystical and poetic traditions from which it draws, its authority arises not from argument but from resonance.

A particularly illuminating insight into Ten Meditations for Catching and Losing One’s Breath comes from Andrew Prevot[1], who proposes that Chrétien’s meditations are not merely about prayer but are themselves a form of prayer or, more precisely, a text that invites the reader into a posture of prayer. According to Prevot, Chrétien’s style of writing, with its peculiar rhythm, tone, and theological poetics, functions analogously to lectio divina, the traditional Christian practice of slow, meditative, receptive reading of Scripture. Chrétien’s prose does not proceed by systematic demonstration or argumentative clarity; instead, it unfolds contemplatively, circling around key spiritual words such as souffle (breath), recueillement (recollection), bénédiction (blessing), and blessure (wound). These meditations are phenomenological in method, but liturgical in spirit, drawing the reader into a rhythm of interior attentiveness and affective response.

This rhythm is not incidental. As Chrétien makes clear in the opening meditation, which is also the one that inspires the title, breathing is not only a biological act but a spiritual posture. To breathe is to receive life from beyond oneself, to exist in openness, exposure, and dependency. The movement between catching one’s breath and losing it is not merely physiological, but theological: it names the structure of spiritual existence, in which one receives (grace, word, silence) and responds (in prayer, love, or abandonment). Chrétien’s meditations unfold this structure across ten variations, each tracing a movement from interiority to gift, from attention to response, from wound to song. His words operate in this sense not only as analysis but as invitation: the reader is called not to evaluate them critically from a distance, but to enter into them, to pray them, to let them reorder one’s breath.

Prevot highlights this feature with remarkable clarity: “Chrétien’s works are also spiritually edifying. They invite one not merely to think but to pray with them. Indeed, I believe it would be possible to turn to Chrétien as a spiritual guide, to go on a personal retreat structured by his books (perhaps especially the ten meditations in Pour reprendre et perdre haleine)”.[2] What Chrétien offers, then, is not simply a theory of prayer, but a form of philosophical praying, a writing that breathes with the cadences of invocation, silence, and praise. The language of the book is saturated with Scripture, poetry, and theological resonance, but it is never dogmatic or didactic. Instead, it is polyphonic and contemplative, weaving the reader into a web of listening. For Chrétien, as Prevot stresses, prayer is not a private act but a choral response to divine excess. This choral dimension is crucial: to pray is always to pray with others, even in solitude. Chrétien’s prose, by echoing voices from biblical characters, medieval mystics or modern poets, places the reader inside this community of response, and asks them to breathe in its rhythm.

This makes Ten Meditations for Catching and Losing One’s Breath a unique and remarkable work in the phenomenological tradition. It is a book that not only interprets spiritual experience, but that becomes spiritual experience, a kind of literary liturgy, a textual prayer. It does not aim at conceptual mastery but at spiritual transformation, leading the reader gently but insistently toward a more attentive, wounded, recollected, and surrendered existence. To read it, as Prevot notes, is to discover that “Chrétien has given us the gift of thinking prayer and praying thought.” The text breathes, and invites the reader to breathe with it—to catch one’s breath in wonder, and to lose it in love.

The rhythm named in the title – to catch and to lose one’s breath – is more than a poetic flourish; it is the structural and spiritual heart of the book. Chrétien uses this double movement to articulate a phenomenology of contemplation and self-gift. Reprendre haleine, to catch one’s breath, names the moment of interior gathering, a pause of attention and recollection in which one prepares to speak, to listen, or to act. This inhalation is not idle; it is a way of opening the self to receive what is given: from language, from others, from God. It is the very posture of prayer, of philosophical meditation, of poetic readiness. But Chrétien does not allow this moment to close in on itself. Each meditation ultimately gestures toward perdre haleine, losing one’s breath, which signifies not exhaustion but generous expenditure, surrender, and praise. The breath that is recollected in silence is given back in song, in blessing, in abandonment. The highest breath, Chrétien suggests, is not the one we keep, but the one we offer. This rhythm animates the entire progression of the meditations, from the elemental fragility of breath to the sharp exposure of the wound. Contemplation is not the opposite of action; it is its condition and its source. In this light, the book’s structure mirrors the logic of the gift: what is most interior becomes most truly itself when given away. In this, Chrétien articulates not only a phenomenology of prayer, but a vision of human existence grounded in receptivity and generosity: a life lived between the breath we receive and the breath we return.

It is fitting that the final meditation in the series is dedicated to blessure (wound). If souffle (breath) introduces us to our dependence, our need to receive life and meaning from beyond ourselves, blessure brings that vulnerability to its highest intensity. The wound is where the breath falters, where speech breaks, and where the self is opened, often involuntarily, to what exceeds it. Chrétien does not romanticize suffering, but neither does he treat the wound as merely a deficit to be healed. Rather, he sees in it a site of revelation and transformation. The wound is the mark of having been touched by love, by grief, by God, and it is often in the wound that the deepest form of prayer emerges: the silent cry, the sigh, the breath that can no longer be held. This final meditation gathers all the others by showing that every moment of attention, recollection, and blessing ultimately leads to a place where we are undone, not annihilated, but rendered porous to grace. The breath we have received and given finds its limit here, but also its completion. In the wound, Chrétien suggests, we are most exposed and most available to the divine. This is not the culmination of a dialectic, but the intensification of a rhythm: breath given, breath lost, self offered. The meditation on blessure thus brings the reader to the edge of voice, where silence is no longer absence but a form of communion—a shared fragility that opens onto transcendence.

Ten Meditations for Catching and Losing One’s Breath is not only a work by Jean-Louis Chrétien. It is also a translation of his work by Steven DeLay, a novelist and philosopher himself. Translating Chrétien is no small task: his prose is dense with theological, philosophical, and poetic resonances; his style favors nuance, rhythm, and allusion over clarity and conciseness. Yet DeLay manages to preserve the contemplative cadence of the original French while rendering the text in an English that is both faithful and fluid. His translation succeeds not only in accuracy but in tone, and it breathes with the same reflective pace and reverent attention that mark Chrétien’s voice. Moreover, DeLay’s editorial presence enhances the volume in subtle but significant ways. His editorial footnotes, which were absent from the original French edition, serve to clarify linguistic choices, point the reader to relevant works by Chrétien, and provide essential theological or philosophical context where needed. These notes are never intrusive; rather, they assist the reader in navigating Chrétien’s references and concepts without disrupting the meditative flow. Importantly, in the Translator’s Introduction, DeLay recounts how this project began with Chrétien himself, who, the first time they met in 2017, among almost thirty published works, selected Pour reprendre et perdre haleine as the book he most wished to see translated by DeLay. This personal invitation adds a layer of fidelity and responsibility. DeLay is not only the translator, but the one entrusted by Chrétien to carry this particular voice across into English. In this sense, DeLay’s work goes beyond translation: it is a form of interpretive accompaniment, making the text more accessible to Anglophone readers while preserving its depth and integrity. In doing so, DeLay not only brings this important work into the hands of English-speaking readers, but also contributes meaningfully to the growing reception of Chrétien as a central figure in contemporary phenomenological theology, one whose voice, now more audible across linguistic boundaries, continues to challenge, console, and inspire.

The volume also includes a brief but illuminating foreword by Emmanuel Housset, one of Chrétien’s closest students and collaborators. Housset situates the book within the broader arc of Chrétien’s life and thought, and reads it as a “reminder of philosophy’s indebtedness to words. For it is in words that we think, it is also words that make us think”. (p. ix)

Taken as a whole, Ten Meditations for Catching and Losing One’s Breath is not a loosely connected sequence of spiritual essays, but a tightly woven theological and phenomenological meditation on what it means to live a life of attention, receptivity, and self-offering. It exemplifies Chrétien’s distinctive voice within the landscape of French phenomenology, a voice that insists on the primacy of response over initiative, of listening over mastery, of vulnerability over control. More quietly than his overtly theoretical works, this book nonetheless enacts many of the central motifs of Chrétien’s philosophical project: the structure of call and response, the exposure of the self through the voice, the liturgical nature of human embodiment, and the ethical demand that arises from being addressed. The meditations are phenomenological not because they analyze phenomena as such, but because they dwell in the phenomena of prayer, praise, recollection, and fragility without reducing them to abstract categories. In doing so, Chrétien gives us a rare kind of writing, at once philosophical and poetic, theological and personal, rigorous and prayerful. It is a book that does not merely speak about the breath; it breathes. And in doing so, it invites us to breathe with it, to catch our breath in silence and contemplation, and to lose it in love and praise.

 

Bibliography

 

Chrétien, Jean-Louis. La Voix nue: phénoménologie de la promesse. Paris: Minuit, 1990.

Chrétien, Jean-Louis. La Joie spacieuse: essai sur la dilatation. Paris: Minuit, 2007.

Chrétien, Jean-Louis. Saint Augustin et les actes de parole. Paris: Presses Universitaires de France, 2002.

Bloechl, Jeffrey. Fragility and Transcendence : Essays on the Thought of Jean-Louis Chrétien. Lanham: Rowman & Littlefield, 2023.

Gonzales, Philip John Paul, and McMeans, Joseph Micah (eds). Finitude’s Wounded Praise: Responses to Jean-Louis Chrétien. Eugene, Oregon: Cascade Books, 2023.

Peruzzotti, Francesca. “Human Spirituality: Jean-Louis Chrétien and the Vital Side of Speech” in Religions n. 7, vol .12 (2021), p. 511.


[1] Andrew Prevot, “Praying with Jean-Louis Chrétien,” in Geffrey Bloechl (Ed.) Fragility and Transcendence, Rowman and Littlefield, pp. 117-129.

[2] Ibid, p. 118.

Daniele de Santis: Husserl and the A Priori

Husserl and the A Priori: Phenomenology and Rationality Book Cover Husserl and the A Priori: Phenomenology and Rationality
Contributions to Phenomenology (CTPH, volume 114)
Daniele De Santis
Springer Cham
2021
Hardback
XIII, 331

Reviewed by: Shuai Zuo (Fudan University)

 

It’s unusual to write a review of a book published four years ago. However, one research book doesn’t lose its value because it is in the past. The problem of a priori, and a series of concepts such as idea, eidos, essence, rationality etc., are apparently not as attractive as the concepts such as reduction, pure consciousness, time etc. This is understandable, since it seems that many discussions of the a priori revolve around metaphysical problems, which are speculative instead of descriptive. However, phenomenology doesn’t start with transcendental reduction, there are hidden motivations that lead Husserl step by step to transcendental reduction. To thoroughly study a priori truth is no doubt one of those motivations. Actually, we could find the structure of ontological concern – transcendental concern in Husserl’s important books, such as two volumes of Logical Investigation; the first Chapter and the others in Ideas I, the first half and the second in Formal and Transcendental Logic. We should take serious of Husserl’s “metaphysical” thought. There is a reason why Heidegger said ontology is possible only as phenomenology (cf. Heidegger 1967, 35).

What just said is corresponding to Santis’s ambition, which is clear in the very beginning of this book. Santis worries that if Husserl scholars have eyes only for present, phenomenology might lose its propria principia, and disappear in the future (cf. De Santis, 2021, 3-4). Maybe one of the examples of “present” refers to the frontier interdisciplinary research between phenomenology and other sciences. This kind of research is no doubt pivotal for phenomenology to keep alive. However, to what extent could it keep alive as itself? Only by understanding that question clearly could phenomenologists truly know their position and what they could contribute in the interdisciplinary trend. In this sense, Santis’s book is very inspiring. For example, it’s impressive to trace Husserl’s thought back to the rationalism, i.e., from Descartes to Kant (Part VI). What Santis has done is not only put Husserl in a historical line, instead, he points out the most profound contribution that phenomenology provides to philosophy, and that is the understanding of Rationalität/Vernünftigkeit.

This book is not a straightforward, step-by-step argument but rather resembles a circular labyrinth. The questions Santis raises at the beginning are only addressed at the end. He juxtaposes his thoughts in between, and those thoughts are also relevant. On the one hand, some parts of the argument have overlapping tasks, for instance, the discussions of essence, idea in the third part and the discussions of eidos in the fifth part. On the other hand, every part contributes to the understanding of the ultimate question: a priori. This is also the author’s interpretation of the system of the book through Schopenhauer’s mouth: a single thought must “preserve its most perfect unity. If, all the same, it can be split up into parts for the purpose of being communicated, the connection of these parts must once more be organic, that is, of such a kind that every part supports the whole just as much as it is supported by the whole” (8). It’s obvious that the whole and the part support each other, but in my view, this organic nature is still hidden in the fog and can be clarified by summarizing. Before the specific summary, let’s take a look of the basic theme and structures of this book.

The central question of this book is the relation between ontic a priori and constitutive a priori. Among the eight parts of the book, apart from the introduction in the first part and the conclusion in the last part, strictly speaking, only the seventh part deals with the constitutive a priori. Parts II to VI are all concerned with the ontic a priori. Santis provides the background of some crucial concepts by analyzing their historical development, especially in part III and IV. Accordingly, these parts tend to consider ontic rationality (Rationalität). In part VII, Santis starts discussing constitutive a priori in the perspective of genetic phenomenology. Santis tries to argue that the a priori laws have its resource in the self-constitution of monad. If Santis successfully finish this argument, we would understand Husserl’s position between realism and idealism. However, since Santis’s main concern is ontic a priori rather than constitutive a priori (8, 9), this problem is only touched upon and there left a space for further discussion. I would like to take the structure of ontic a priori – constitutive a priori, or the dichotomy between Rationalität and Vernünftigkeit as a main clue in this review.

I’ll start with Part III. If it’s proper to say that the book is a circular labyrinth, then the real circle starts in Part III. Part III is the longest part in the whole book, the first half of this part concerns why Husserl gradually replaced “idea” with eidos, which is actually the only meaning of a priori. The second half provides a detailed analysis of the development of concepts such as species, idea, essence, a priori, laws and necessity.

Let’s begin by stating that a priori is an adjective that describes nouns. The next question is: what kinds of nouns can it describe? Essences and ideas are certainly among them. Besides, some particular judgments could also be regarded as a priori. The key standard is foundation (Begründung). A proposition, a knowledge, or even a truth could be called a priori “means nothing else but stating its own specific Begründung” (126). The foundation is conceptual essentialities (126), pure essence (128-129). According to the first half of part III, pure essence is eidos, and they are both distinguished from species. Species is universal (Allgemeine), which is obtained by generalization, while essences are obtained by formalization. Husserl realized this in around 1905. In around 1912, pure essence or idea is gradually separated from the other two meanings of essence. Essence could still be intuited while pure essence couldn’t, instead, it could only be obtained through extrapolation (Herausschauung) (118). Just like geometrical concepts, pure essences are also ideal limit. (119)

To be more specific, pure essence are also foundation for a priori laws (138). That means, the pure essences in themselves have certain laws. If some particular judgments are necessary, the reason would be that they are the particularization of relevant laws. For instance, the proposition “this yellow must extend over one flat” is necessary, because the pure essence of color is independent of pure essence of extension.

Therefore, pure essence is the key concept. We are committed that there are pure essences and corresponding laws. Pure essences and laws could be particularized into individual judgments, and the latter could also be purged or retrieved to the former. Here we are first confronted with Rationalität and Rationalisierung. If we could successfully retrieve any particular judgments to laws governed by pure essences, then this judgment is rational. We could also explore pure essences and laws in phenomenological perspective. Then the question is on what acts does the pure essences and laws are grounded? In contrast with a posteriori empirical judgment, as Santis quoted, “essential judgments are characterized by the fact that they do not need perception and experience, yet still some intuition through which their states of affairs are given” (134; Hua V 42). Although Santis doesn’t explicitly mention, here concerns the problem of constitutive a priori. How does subjectivity constitute pure essence and laws? What does it mean by saying “still some intuitions are given”. Only solving this question could we understand phenomenological Vernünftigkeit, which refers to the acts that conform with pure essences and laws. We should keep this in mind, for it will be touched upon in detail in the seventh part.

The fourth part discusses three methodological variations through Logical Investigations to Ideas I, i.e., ideation, eidetic attitude and eidetic reduction. This part intersects with part III, since it discusses the method apprehending pure essences.

First method is ideation or idealizing abstraction. We could abstract some specific moment from other moments in some given empirical thing, besides, individuality should also be abstracted (De Santis, 2021,159). For instance, there is a red stone in front of me, I could abstract red quality from extension and other moments, and I could also abstract the idea red from “this-here”. I no longer grasp spatiotemporal thing, but the intemporal pure essence instead. Ideation or idealizing abstraction is categorical act, and it is founded on sensuous act. “Foundation” doesn’t mean that categorical acts must first intend the objects of sensuous acts, then to idea. As Santis summarizes as Ideation 7: “The act of ideation, or universal intuition, is a categorial act of the type that does not co-intend the objectuality originally given by the founding act” (163). Therefore, abstraction is not the proper term anymore. Categorical acts intend to idea or pure essences directly, there is nothing to be abstracted from.

The second method is eidetic or a priori attitude. According to what is discussed in part III, it is not difficult to understand a priori attitude. In empirical attitude, objectualities of existence (Daseinsgegenständlichkeiten) are given, while in a priori attitude, objectualities of essence (Wesensgegenständlichkeiten) (168). The distinctive feature of the a priori attitude is that, under this attitude, it is not only ideas that are given; rather, it is the ideal world itself that is emphasized as being given (168).

The third method is eidetic reduction in Ideas I. In analogy with transcendental reduction, we could distinct three steps of eidetic reduction.

  • A given individual lived-experience is … eidetically excluded, i.e., bracketed, as an individual existence, hence assumed as an exemplar.
  • Based on the given exemplar, a relevant pure essence is brought to consciousness and thus submitted per se to scientifc investigation.
  • “Application” of a relevant eidetic law to the previously excluded individual existence. (179)

In all these three stages, we can find one similar structure. In ideation there is founding sensuous acts and founded categorical acts. In the second stage, there is basing empirical attitude and based a priori attitude. In the third, there is exemplar as the beginning, and then the operation of reduction. We can summarize them as sensuous acts-categorical acts; empirical attitude-a priori attitude; exemplar-pure essence. In all of these three pairs, how could we obtain the latter from the former, and guarantee that the latter is eidetic? This is also the key problem between ontic a priori and constitutive a priori in the whole book. This clue is always implied in Santis’s arguments, although he doesn’t mention that.

Part V meticulously analyzes the first chapter of Ideas I, it is divided into three themes. First is to explain further what eidos is; then, based on the understanding of eidos, Santis analyzes eidetic science; finally, the complicated concepts “region” and “material ontology” are clarified. The first two steps are leading to the third, and material ontology plays a crucial role in part VI. We could even argue it is Husserl’s special material ontology that distinguishes him from the traditional rationalism.

In both part III and IV, eidos had already been discussed. It is different with species and individual essence. Part V clarifies the difference between eidos with essence once again. Essence is “the stock or set of predicates pertaining to an ‘individual object’ as an entity that is in such and such a way”, while eidos “comes under ‘truths’ belonging to ‘different levels of universality’” (188). That means eidos doesn’t affiliate to empirical objectuality, rather, it is a new kind of objectuality. It might be proper to distinguish two structures, essence-individual and eidos-exemplar. I hold that the latter structure is solid in the whole book from now on.

Based on the discussion of eidos, we can understand what eidetic science is. The task of eidetic science consists in “a systematic rationalization of the empirical”, and the paradigm is geometry (205). The process from exemplar to eidos is identified as an act of rationalization, then eidetic science designates a rational system of empirical realities. Here things become complex, because under the title of “eidetic science” there are two possibilities, one is pure formal sciences, such as pure logic; the other is material ontology, such as pure phenomenology. Remember in part III we take idea as Kantian limit concept, for instance, “2” and “the eidos red” are both limit idea. Now we should keep in mind that although we could use Rationalität and eidetic science to describe the process from two tables to “2”, and from red table to the “eidos red”, there are slightly differences between them. I’ll leave this for now and only focus on the third point of this part, i.e., region and material ontology.

In §9 of Ideas I, region is simply the highest material genus, while in §16, Husserl gave a more rigorous definition of region: “With the concepts ‘individuum’ and ‘concretum,’ the scientific-theoretical and fundamental concept of region is also defined in a rigorously ‘analytic’ way. Region is nothing else but the entire, supreme generic unity belonging to a concretum, i.e., the essentially united connection of the supreme genera that pertain to the lowest differences within the concretum” (Hua III, 36). This is the sentence that leads Santis’s exploration. Region is no longer highest genus. For instance, sensuous quality could be the highest genus of one particular red, but it is not region. Region is the unity of the highest genera. But not any highest genera could be held together, only those that belong to the lowest differences within the concretum could become a unity. Unlike abstractum, concretum or concrete essence are independent. Color essence, for instance, is abstractum because it can only exist with extension. By contrast, stone essence or computer essence are concretum, since they don’t need to be with others. However, stone or computer are not lowest difference yet, because they could further be subdivided to diamond, laptop etc. Below lowest differences there is no more species. Lowest differences could only be individualized through tode ti. If a concretum is individualized according to this path, then we obtain individuum. Others such as one ruby red is individual rather than individuum.

We can only understand region by this seemingly “tedious” explanation. But this is not some intellectual game invented by phenomenologist. Instead, this implies several crucial points. For example, it means that eidetic reduction always commences with individuum, and what’s more important, the laws mentioned in earlier part are exactly the “regional axioms”, i.e., “the highest synthetic and a priori ‘laws’ that rule over the genera and species subordinate to it” (220). It is also clear now why the laws are founded on genus, and strictly speaking, on region.

Therefore, there is solid eidos-exemplar structure. Through rationalization, exemplars could be retrieved to their laws, which are based on region. The laws in region are different with the laws governed by pure formal field such as pure logic. But they are both eidetic sciences. Before distinguishing these two kinds of eidetic sciences in detail, Santis put Husserl in the history of philosophy. This movement precisely responses his concern at the very beginning of this book. Instead of staring at present, he tries to focus on past and clarifies Husserl’s unique contribution to philosophy.

I take Part VI as the most impressive in the book. Santis put Husserl in the tradition from Descartes to Kant, presents the Husserl’s breakthrough of rationalism. The writing style may lead one to become engrossed in contemplating each individual philosopher’s questions, while neglecting the overall interest. I contend that there is one leading thread: from modern philosophy to Kant, all neglected material a priori.

Husserl belongs to the rationalism tradition, and he placed its historical origin in Plato (cf. 248). The belief of rationalism is reason (Vernunft), i.e., individual experience acts could be rational. Spinoza represented the first radical peak of rationalism, who argued that “the totality of being” is immanently rational (242). Husserl would agree with this, since the function of eidetic science is the rationalization of experiences. According to Santis, Husserl borrowed Spinoza’s term “sub specie aeternitatis” to describe this function (243). Sub specie aeternitatis can be interpreted as seeing something from the perspective of eternity, which, in fact, means adopting an eidetic attitude (237). Husserl’s use of Spinoza’s terminology was based entirely on his own philosophy. We must understand eternity in the structure of eidos-exemplar. That means Husserl only partly agree with Spinoza and other rationalist. Santis summaries it as follows: “Husserl agrees on the form but disagrees on the content; he embraces the very same philosophical aspirations of the old rationalists, yet he rejects the way in which their project was first understood and carried out” (245). What “content” didn’t Husserl agree on?

Santis traces the history of rationalism from Plato according to Crisis. In Plato’s ancient philosophy, idea and empirical things are not completely divided, empirical world are méthexis of the ideal world. Even in Euclid’s geometry, ideas can always be applied to the world of experience (252). Galileo followed but reshaped (umgestalten) this path, radically mathematizing nature and thus nature itself is idealized (ibid.). Galileo’s nature purified all real things into mathematical or physical expressions, so that every real had a mathematical index. Everything in the natural world, including psychological experiences, is seen as part of this grand universe dominated by causality. Modern philosophy, beginning with Descartes, adopted an understanding of rationality influenced by Galileo. In other words, modern philosophy pursues the path of formal a priori. Spinoza’s imitation of the geometry and Leibniz’s mathematica universalis are examples. Husserl criticized Leibniz for failing to recognize rationality within experience itself. Instead, Leibniz rationalized experience through thought (Denken), resulting in an experience that was reduced to being purely mathematical. Leibniz didn’t see the difference between formal a priori and material a priori (263); Wolff traced all experience back to the law of contradiction (264). Kant is an exception. Kant is opposed to an extreme logicism (264), since he argued “synthetic a priori”. However, Kant still failed to see the rationality inside the material, missing the real sense of the material a priori. Therefore, from Descartes to Kant, the neglect of material a priori is the content that Husserl disagreed with.

Besides the main thread of formal and material a priori, the analysis of modern philosophy is also accompanied by logical rationality (Rationalität) and transcendental reason (Vernunft). By idealizing nature, Galileo’s theory should be monistic, because psyche is also collected into causal nature. However, the dualism has already been prepared (254). Why? I think Santis implies that it wasn’t feasible to naturalizing psyche completely. We could indeed rationalize and study psyche in the way of natural science, however, modern philosophers also realized that there is transcendental reason. Descartes’s “I think” and Leibniz’s “monad” are proof. Unfortunately, modern philosophy has always failed to highlight this unique transcendental reason of psyche, and always confused it with naturalized psyche. This is the meaning of “misadventure of rationality” in the title of this part.

Only now could we understand clearly the two kinds of eidetic sciences, one is exact science such as pure logic; the other is descriptive science such as phenomenology. The whole modern science, and also Kant, emphasized exact science, hence only emphasized one kind of rationality. The particular rationality of material, which leads to material ontology, is missing.

Material ontology are explained in part VII by genetic phenomenology. According to the critical acceptance of modern science, now we could understand material a priori, it refers to the rationality immanent to empirical entities. Material has its own laws. Just like Husserl said, color is inseparable with extension, this is material a priori, instead of analytic a priori (cf. Hua XXVIII, 403). How two understand the unique laws belonging to material? Santis analyzes two similar laws according to the second version of the third logical investigation:

   a. example of formal law: There cannot be a king (master, father) without subjects (servants, children) etc.

  b. example of material law: A color cannot be without something colored, or A color cannot be without some space that it covers. (De Santis 2021, 275)

Husserl must prove that the latter is synthetic law. Both these two kinds of law are different with another kind:

   c. example of pure analytic law: A whole cannot be without parts. (275)

For our purpose, we can only focus on the first two. What’s the difference between the relation king-subject and color-something colored? They have different correlatives. Santis gives a final determination about correlative after solid research: “Two expressions are correlative when their relation is included in them as an implicit content, or, better, as an implicit meaning” (281). According to this determination, when we say “color”, the expression doesn’t implicitly include its relation with something colored. By contrast, the expression “king” or “father” actually implies its relation with “subject” or “child”. I think it need more research to reinforce this argument[1]. But I will accept it and turn to following constitutive a priori.

Until now, the discussion is confined in ontic a priori, formal laws and material laws are directly accepted. The analysis up to this point maybe serve as the strongest defense of Husserl as a realist. As for constitutive a priori, Santis analyzes it and its relation with ontic a priori by genetic phenomenology.

The structure of synthetic a priori disclosed above has its root in ego’s “form-system”. “[W]ith the genesis of the ego itself implying at the same time the ‘genetic development’ of the ontological structure in question” (289). In the constitution of egoic monad, the ontological structure is simultaneously constituted. Both formal a priori and material a priori are grounded in the constitution of monad. With this turn, “formal a priori” is changed to “innate a priori”, while “material a priori” to “contingent a priori”.

“Innate” (eingeborene) doesn’t mean people could find out formal laws in their head, instead, it means “the lawfulness that rules over the process of the intentional self-constitution of the monad” (291). There are laws in the self-constitution of the monad, only then the monad could be regarded as rational. Constitutive laws and ontological laws overlap each other. Which “comes first”? Is it legal to ask this question? Let’s turn to contingent a priori first and then ponder in this question.

Material a priori is synthetic, it designates laws pertaining to two different moments. This kind of law is also independent of empirical material, and also refers to universality. But it is restricted compare with the universality of formal a priori (cf. 297).

How to understand this restriction? If we turn to the perspective of subjectivity, then “material” is changed to hyle or hyletic. If subjectivity is constituted, various formal laws are required—such as the intrinsic formal laws mentioned earlier. Even hyle itself is a formal concept (p. 298), for subjectivity is inconceivable without perceptive capacity. However, what is perceived concretely, i.e., hyle, is entirely contingent (kontingent). For example, if a subject is affected by color, this is contingent; a person born blind has never been affected by color. Yet, once affected by color, the subject gains insight into the essence of color, such as the essential relation between color and extension.

Furthermore, the dimension of subjective genesis also triggers a change in the understanding of the temporality of “essence” or “idea.” In Logical Investigations, what stands in opposition to reality is the idea. Real entities are individuated and has spatiotemporal positions, whereas ideal entities are characterized by in-temporality. In genetic view, what opposes reality is no longer the idea but irreality, since ideas/irreality can fully participate in reality. The temporality of irreality is no longer in-temporality, but omni-temporalit instead. Being omni-temporal means irreality still has a form of temporality, which allows the irreality, such as idea, pure essence, eidos or essential relations, to establish a connection with subjectivity. This connection is twofold: on the one hand, the omni-temporal irreality can be reactivated (Reaktivierung) by the subject, undergo particularization, and enter into the mundane world. On the other hand, irreality inevitably undergoes subjective constitution (311).

In light of this argument, the a priori relations constructed by irreality—whether analytical or synthetic a priori—are embedded within the genetic constitution of the monadic ego.

If the earlier parts describe Husserl as realism, part VII describes Husserl as idealism. Santis also deals with this dichotomy in conclusion (319). Santis argues that there are two forms of intelligibility, we could call them ontological and transcendental rationality. These two must be combine together (ibid.). How to understand this combination in detail? This is not the main task of this book, as Santis claims more than once that the Vernunft and Vernünftigkeit is only hinted (such as 317). Also, Santis makes it clear that the task is not to explore how a priori is embedded in the monad (289). However, it could be questioned. How the formal and material a priori is embedded, or constituted in monad? Once we ask, there might be the risk of collapsing into psychologism.

We could ask, how does the innate laws, such as motivations, constitute formal laws? If the formal laws are traced back to the self-constitution of monad, and even rationality is defined by the innate laws. What’s the difference with psychologism then? Doesn’t it mean that ontological structure depends on the subjective structure? To avoid this, could it be that formal laws do not “embed” within the monad, whereas material laws do? Then could we distinguish realism Husserl with idealism Husserl according to different kinds of laws? I cannot explore it here but it might at least be a question worth to think.

Bibliography:

De Santis, Daniele. 2021. Husserl and the A Priori: Phenomenology and Rationality. Cham: Springer

Heidegger, Martin. 1967. Sein und Zeit. Tübingen: Max Niemeyer Verlag.

Husserl, Edmund. 1952. Ideen zur einer reinen Phänomenologie und phänomenologischen Philosophie. Drittes Buch: Die Phänomenologie und die Fundamente der Wissenschaften. Hrsg. M. Biemel. Den Haag: Martinus Nijhoff.

Husserl, Edmund. 1988. Vorlesungen über Ethik und Wertlehre. 1908–1914. Hrsg. U. Melle. Den Haag: Kluwer.


[1] Whether this is semantics analysis? Santis denies it in one footnote (276-277). But still, “color includes no other implicit meanings”, this sounds very semantical. To put it another way, when we perform fantasy variation starting with a single individual color, we arrive at ‘colored something’ as the invariable element; and when we begin with a specific individual, like a king, we arrive at the ‘subject.’ What is the difference between these two types of invariable elements?

Henri Bergson: Freedom – Lectures at the Collège de France, 1904-1905

Freedom – Lectures at the Collège de France, 1904-1905 Book Cover Freedom – Lectures at the Collège de France, 1904-1905
Henri Bergson. Edited by Nils F. Schott and Alexandre Lefebvre. Translated by Leonard Lawlor
Bloomsbury Publishing
2024
Hardback
272

Reviewed by: Kynthia Plagianou (Royal Holloway, University of London)

Introduction

This edition marks the first in a series of three English translations of lectures that Henri Bergson (1859-1941) presented from 1901 to 1905 at the Collège de France. As the editors of the series, Nils F. Schott and Alexandre Lefebvre, mention, the complete list of courses Bergson offered during his fourteen-year appointment at France’s most prestigious academic institution remains unknown (Schott & Lefebvre 2024: ix). Intriguingly, from the eleven known delivered courses, only four were preserved in writing out of sheer coincidence: Charles Péguy, a dedicated attendee of Bergson’s lectures, hired two stenographers to keep verbatim notes when a scheduling conflict prevented him from attending the lectures for four subsequent years. These four transcriptions, the only records of Bergson’s teaching style and material, eventually appeared in print by the Presses Universitaires de France between 2016 and 2019. With the first book on The Evolution of the Problem of Freedom (1904-1905) published in 2024, the other two of the four courses are scheduled to appear in English translation by 2027: The History of the Idea of Time (1902-1903) and The History of Theories of Memory (1903-1904).[1] Since the current edition introduces the series to prospective readers, I want to briefly comment on the project’s specifics before I provide an overview of Bergson’s lecture on the problem of freedom. It is worth noting that, for curious reasons, the English translations do not follow the courses’ chronological order. However, the editors do clarify why the fourth preserved course on The Idea of Time (1901-1902) is not included in the series: only the last sessions were transcribed, and the French edition is based on a reconstruction of the course thanks to surviving students’ notes (Schott & Lefebvre 2024: xiii).

The translations arrive in good time as the revived enthusiasm for Bergson’s thought has peaked in the past few years. In the English-speaking world, Bergson Studies flourishes, with new publications on different aspects of his thought and life appearing almost annually.[2] Edited and translated by leading Bergson scholars, the lectures at the Collège promise to attract a wide readership. For philosophers and intellectual historians, especially those working in the continental tradition, the lectures manifest the richness of Bergson’s philosophical vision. Perhaps the most important philosopher of the early twentieth century in France, Bergson revolutionised metaphysics and developed rigorous reflections on many topics relevant to contemporary philosophy, such as the nature of time, the relation between memory and perception, types of causality, and, of course, the possibility of freedom. Luckily, not only do we have the preserved transcripts, but these are devoted to the three central themes of Bergson’s thought until the 1910s: time, memory, and freedom. In his course material, Bergson recapitulates or anticipates the ideas developed in his three major works, Time and Free Will (1889), Matter and Memory (1896) and Creative Evolution (1907). The lectures read complementarily to the published works as they follow the historical evolution of each theme, looking at cardinal moments in Western philosophy when a thinker or a school of thought shifts the problem in a new direction. This engagement with the tradition in the lectures corrects the impression Bergson’s writings sometimes evoke, “that he springs from the ground as if without any predecessors at all” (Schott & Lefebvre 2024: x). Importantly, the lectures offer an accessible way into the Bergsonian universe for a general audience interested in philosophy and the history of ideas. Designed to appeal to specialists and non-specialists alike, the courses at the Collège were open to everyone without academic requirements, registration, or fees. In this regard, Bergson’s lectures can still play their part in disseminating complex ideas while conveying to the general audience the pleasures of “thought in the making”.

The Freedom Lectures

  1. Necessity and the origin of the idea of freedom in antiquity

Bergson’s course on the problem of freedom unfolds in twenty lectures over a period of five months (from 6 December 1904 to 20 May 1905). In the first lecture, instead of defining freedom directly, thus “favouring a particular theory and prejudging the solution”, Bergson sketches the constitution of freedom “as a problem” in the history of philosophy. Perhaps anticipating impatient listeners, he downgrades this introductory exposition, characterising it as invoking “vague generalities”, but in truth, it sets the tone for the entire course (Bergson 2024: 12, 21). His opening lines, “[…] no matter what theory (people) advance on the subject of freedom, there’s one point on which everyone agrees: freedom is a certain characteristic that is inherent, or that seems to be inherent to our action such as it immediately appears to us, such as it’s given to our immediate consciousness” (Bergson 2024: 12), condenses several assumptions, which Bergson unpacks into the following interrelated claims.

First, there are two primary faculties that differ in nature and function: “immediate consciousness” and “reflective thought”, reigning over “action” and “speculation” respectively. Second, freedom arises as a problem in the encounter of these two mutually exclusive faculties: “[i]t is the problem that our action poses for our speculation” (Bergson 2024: 12). Why is this so? Precisely because they work differently. Any voluntary act, Bergson continues, is “self–sufficient”: it exists in the thrust of a single intention. The intellect, on the other hand, operates through pairs of terms. While the will is expressed in one single tendency that translates into action, the intellect oscillates between two terms and, by establishing a causal relation, makes a synthesis for reflection. Even so, it is still unclear why the problem of freedom arises at this stage, and Bergson deepens his explanation, marshalling the concepts of time and duration. His third claim is that, while action necessarily unfolds in time, time “absolutely escapes the grip of reflective thought”. Summing up the gist of themes that appear in Time and Free Will and Matter and Memory and the drafts of Creative Evolution, Bergson makes a fourth claim: immediate consciousness proceeds via intuition and becomes the site for the unfolding of inner life, while the intellect proceeds via understanding, and has an altogether different role and relation to time. The intellect evades duration or the passage of time. It merely registers the results of this passage arrayed in fixed positions in space. Even if we introduce movement to simulate duration, this is composed of spatial elements, and as much as we narrow the intervals between points, we will not capture the flow of time.

According to Bergson, science and intellectualist metaphysics, relying precisely on a spatial conception of time, grasp only “what is already made” and eschew what exists “in the making”, namely action. Historically, they constantly upgrade their methods, advancing all the more sophisticated theories to determine causal relations and uncover natural laws, committing to an all the more rigorous determinism. However — with this point being the crux of this introductory exposition — the tighter our deterministic outlook becomes, the more the dissonance between our intellectual faculties and intuition increases. The inner feeling of agential freedom we experience when we act, and to which intuition testifies, persists despite our intellectual progress. Even though the will, with its practical orientation, harnesses the intellect and its capacity to establish necessary connections to navigate through a chaotic world, the intellect remains oblivious to the will’s freedom. Evolutionary speaking, action precedes speculation, and our intellectual faculties have developed to facilitate action. Increasingly, these faculties gained independence and instituted their own proper scientific and speculative domains. When the question of freedom is posed from within these domains, we necessarily adopt the deterministic framework that renders freedom a mere illusion. By contrast, starting from the practical domain of action and the perspective of the will, both freedom and determinism are rendered effectively explainable.

Turning to history, Bergson notes that there are good reasons why determinist views predominate and the freedomists are “always on the defensive”. Since all habits of thought, logic and even language conform to necessitarian thinking, the freedomists are “forced to appeal to an inner feeling”, which they can only articulate through ready-made concepts and in opposition to determinism. In that respect, notwithstanding the course’s title, “Evolution of the Problem of Freedom”, it is deterministic theories that have evolved, properly speaking. An early conjecture of necessity as a “rhythmic movement” that periodically brings back the same events is found in the Ionian philosophers. With the Stoics, the grid of causal connections tightens, and what was understood as a “vague regularity of nature” turns into a cosmological doctrine “of the universal interdependence of all things” (Bergson 2024: 19). Later, Plotinus, while rejecting the Stoic doctrine, refines it further. Deterministic thinking, as Bergson relates, evolves throughout the Middle Ages and the Renaissance until it finds its most rigorous expression in modernity. While in antiquity necessity was understood in qualitative terms, the effect manifesting a qualitative change induced by the cause, with the advent of modern science and the mathematisation of nature, causal relations become quantifiable, that is, relations between magnitudes expressed by functions. The scientific mechanisation of necessity will first enter philosophy with the Cartesian system and culminate in Spinoza’s and Leibniz’s absolute determinism.

If the idea of necessity is naturally prompted by our intellectual tendency to structure reality according to causes and effects, the idea of freedom arises in an altogether different manner. Stemming as a sentiment accompanying action, freedom grows and strengthens primarily outside philosophy. Progress in the ideas of freedom never occurs from speculation or science but rather “by an intrusion into philosophy of certain sociopolitical elements”, which are products of collective intuition. Bergson’s interesting thesis accounts for the discontinuous manner in which ideas of freedom surface and claim validity throughout intellectual history. The first “explosion” of the freedomist sentiment, according to Bergson, took place in the fifth century BCE in Pericles’s Athens, where social changes shifted notions about citizenship and ethico-political life. The collective experience of social upheaval found expression in Socratic thought. Even though Socrates did not explicitly interrogate the possibility of human freedom, his thought is impregnated with a latent intuition of freedom, which will become explicit in Plato and Aristotle.   

The lectures between December 16, 1904, and March 10, 1905 — the second to twelfth lectures in the current volume — present the evolution of determinism in antiquity: from early Greek thought to Neoplatonism, through to the Stoics and Epicurean atomism. As mentioned, Bergson argues that the ancient stream of necessitarian doctrines was disrupted by themes of freedom rooted in Socrates’s moral considerations. Bergson’s originality is easily seen in his interpretation of the Greek canon. Despite Socrates being treated by historians — including Aristotle — as a psychological and ethical determinist, Bergson argues that he is evidently a nascent freedomist: his focus on human action, his questioning of the scope of natural science, his resort to inward experience, and his propensity to mysticism are all traits of freedomist thinking. According to Bergson, the Socratic intuition of freedom is manifested in the possibility of choosing knowledge leading to virtue over ignorance. Plato dramatises this theme through his mythical and allegorical imageries: in the fall of the soul and the allegory of the cave, the good is a kind of light, and freedom consists in the choice of enlightenment. However, Platonic freedom is a concept that is not easy to circumvent, either. Depending on which dialogue we consider, Plato’s reflections on the human soul oscillate between determinism and freedom. In fact, in Timaeus, he posits two forms of necessity: one that guides action towards the good aligning with reason, and a blind, physical necessity of bare chance (anankē). The possibility of freedom lies between these two distinct causal orders in choosing the middle ground of aretē (virtue). As Bergson notes, Plato, like every great thinker of freedom, reveals its problematic nature: “[….] the moment we’re about to grasp it, we say to ourselves that now free will must be explained, that if we choose, we do so for a reason and for something. Then, as we articulate the choice, we see it vanish into thin air” (2024: 57-58).

Next, Bergson moves on to make some interesting remarks about Aristotle’s general methodology insofar as it takes the problem of freedom into an altogether new terrain. For Bergson, Aristotle is not a systematic thinker in the sense of constructing new problems; rather, he is a great analyst: his speciality is analysing existing ideas to their elements, clarifying them and pushing them to new ground. Regarding freedom, we will not find a definition or a theory in Aristotle, but rather a meticulously developed network of concepts, “chance, randomness, a general theory of contingency and the relation of the soul and pure intellect (nous)” that are all components of the problem of freedom. For Bergson, Aristotle is the first to acknowledge that the idea of contingency frustrates the mind’s attachment to necessary conditions, and he discusses in detail Aristotle’s solution to the problem of future contingents. The latter was originally formulated by the Megarian School, and then reconstructed by Aristotle in his Peri hermēneias (On Interpretation) in the following way: “out of two opposite propositions relative to the future one is (already) necessarily true; thus, there is no contingency and future is fully determined” (2024: 73). Aristotle rejects this formulation because experience and common sense inform us otherwise: logic cannot foreclose the actuality of the future, and tukhē (chance) remains open in the present. Instead, what qualifies as the truth of two opposite future propositions in the present is a disjunctive proposition that poses the two as alternatives (“Tomorrow there will be or there will not be a sea battle”).

According to Bergson, Aristotle’s analysis of the Megarian syllogism reveals the fallacy behind any form of determinist argument. Specifically, the rejection of contingency results from an arbitrary and illusionary negation of truth’s temporal character. Tricked by the intellect’s natural tendency to think mathematically, strict determinists understand all possible truths to be similar to mathematical propositions, namely eternal truths (the fact that even mathematical truths are discovered does not alleviate the fallacy). The intellect cannot accept a truth’s semi-eternity, the fact that it comes into existence: “[…] it seems to us that (a) proposition, which became true, has been true for all eternity. It’s one of the characteristics of truth, as soon as it appears to us as truth, to leap outside time and appear to us as timeless” (2024: 76).

Moreover, for Aristotle, contingency is an inherent defect of nature introduced by hylē or matter, which is a principle of indetermination. Freedom is a human privilege, precisely because it refers to a choice: to reverse the movement of nature towards indetermination, ascend towards nous or the pure intellect, and reconnect with what is essential and the immutable. This is contrasted with the modern humanist idea of freedom, which maintains absolute necessity with respect to matter, while contingency pertains only to questions of ethics and human agency (2024: 78). Prefiguring the conclusion of the course, Bergson challenges both accounts, arguing that contingency and freedom, understood as the “creation of certain unforeseeable actions” and “indetermination in relation to causes” are found “everywhere there is consciousness, and de jure, everywhere where there is organic life” (2024: 78).

The next school of thought discussed by Bergson is Stoicism, which introduced the doctrine of universal fatalism in its “most powerful expression” (2024: 93). For Bergson, the Stoic doctrine exemplifies the absorption and assimilation of ideas of freedom into deterministic presuppositions commonly found in history: “[w]e have here the first example of a fact we find throughout the entire history of philosophy. […] what I’d call the necessary chocking of the doctrines of freedom by speculations concerning the whole of nature” (2024: 93). Stoicism, in particular the Greek founders of Stoicism, aiming to “democratize” philosophy, modified certain aspects of Platonic-Aristotelian thought to make it more accessible. The most critical of these transformations is the substitution of the single principle of logos spermatikos (generative reason) for the duality of matter and form or Idea (hylē and eidos). The Greek word logos has different meanings (speech, discursive reasoning, theatrical practice), but they all designate “the idea or image of a double-sided reality”, “something that as multiple, as unrolled, as slackened or as extended, is material, and that, when considered as one, as taut in itself, as undivided, is something rational, intellectual, and even intelligent” (2024: 104). In Stoicism, the universe is at once matter and intelligence, both corporeal (all that is, is a body, sōma) and rational or intelligent.

According to Bergson, ancient philosophies tend to agree that if things were perfectly rational, there would be no place for contingency, indetermination and, consequently, human freedom. For Aristotle and Plato, things are not as they ought to be: the world is subjected to movement and change, and these processes degrade it. Movement is the tangible proof of imperfection in the world. For Aristotle, the fact of contingency makes human freedom possible, whose purpose is to compensate for the disruption of the rational order: “[t]he function of our will is to put things back in place, as much as that’s possible” (2024: 106). By contrast, in Stoicism, things are as they ought to be insofar as change and movement are not understood as imperfections; their very explanatory principle, logos, is something essentially mutable and in a constant state of unfolding. The principle of logos spermatikos entails movement, change and transformation; it is an intelligent and rational principle, and yet mobile. For Bergson, the Stoics do not perceive any breach between things as they are and things as they ought to be. The world is exactly as it should be (“sympathy of everything with everything”), and its perfection and absolute coherence exclude contingency and, consequently, freedom in humans.

Bergson devotes considerably less time to conceptions of freedom and necessity derived from ancient atomism, developed by the Epicureans and solidified by Lucretius. While he dedicates two lectures to all the other ancient doctrines, his discussion of Epicurus and his legacy is cut short to almost half a session. This is because, as he argues Epicurean “ideas on the subject of freedom did not evolve” (2024: 119). Nevertheless, Bergson emphasises the radical character of the atomistic theory of necessity, which is indeed close to modern and contemporary mechanistic determinism based on the idea of the material universe as an abstract field of mathematical points. Ultimate units or atoms, indestructible and unchanging, separated by the void, yet mobile, combine in different aggregates, changing their relative positions and generating all natural phenomena. Whereas in Stoicism universal interdependence posits a rational necessity that proceeds from the whole of the universe to its parts, like the image of an organism, in Epicureanism, necessity has no overarching meaning, and the universe emerges as the sum of the primary elementary necessities of the atomic combinations. Despite its deterministic kernel, Epicurean philosophy accounts for contingency and freedom through the notion of paregklisis (the Latin clinamen). To allow for the accountability of human action, Epicurus endows atoms with the ability to deviate slightly (paregklinein) from their preordained course, from the ‘path that destiny assigns to it’ (118).

Bergson concludes his discussion of ancient doctrines with Plotinus’s “synthesis of all ancient thought” (2024: 127). As Bergson states, Plotinus’s doctrine of freedom is “by far the most complete, the most highly constructed of what the ancients have bequeathed to us on this question” (2024: 127). Plotinus’s corpus, in general, is the most systematic philosophy in antiquity, and it has reached us intact. He produced a “perfectly coherent and unified” synthesis of all Greek thought, aiming to insulate it from the ideas of his time (third century CE), which he considered “barbaric”. This is particularly evident, for Bergson, in Plotinus’s theory of freedom, which integrates Platonic-Aristotelian and Stoic elements. Even if “he fought the Stoics, and the Stoics’ fatalism in particular”, Plotinus’s starting point, according to Bergson, is distinctly Stoic, for he accepts the “perfect regularity of the course of nature” (2024: 129). Bergson cites several of Plotinus’s descriptions, all of which are reminiscent of Stoic themes: for example, his conception of the universe as a living being composed of parts, separated in space yet contiguous, fulfilling a universal sympathy or intention; or his comparison of the material universe to the harmonious complexity of a dance, where “the dancer is not conscious of the multitude of movements”, but s/he simply wants to dance (2024: 129).

As Bergson notes, Plotinus articulates the quest for freedom with the greatest precision: “[i]t suffices to find a solution, that, on the one hand, preserves the principle of causality […] and that, on the other hand, will allow us to be something” (2024: 130). For Bergson, Plotinus’s particular novelty is to present the problem of freedom as a question of the origin of life, specifically human life. Extending the Platonic-Aristotelian teaching on the body-soul relationship, he provides a theory about how the human being both enters the order of nature as a living body and “breaks” it in exercising her will. Plotinus argues that, even if we can overcome the natural order and secure for ourselves the realm of action, true freedom rests on detaching from nature and retreating to the plane of the Intelligible (kosmos noētos). As Bergson explains, the Neoplatonic teaching that “freedom does not reside in action but in the intellect” and “[h]umans produce action when they are too weak for contemplation, action being only the shadow of contemplation” is the ultimate expression of the Greek belief that the faculties of action are inferior to the intellect. In modernity, under the influence of Jewish and Christian theology — Bergson mentions the debate between Scotus and Aquinas over the primacy of the will — this hierarchical relationship will be reversed: beginning with Descartes, modern philosophers acknowledge and affirm the miraculous power of the will to prevail over understanding, to multiply its power, and, in certain cases, to be the source of the intellect.

The first (thematic) half of the course ends with Bergson demarcating ancient and modern assumptions pertaining to the problem of freedom. So far, his discussion is systematic rather than simply historical and follows the interpretational lines announced in the first lecture: freedom marks the limit between the speculative and the practical domain. Occasionally, Bergson indulges in small digressions, which enrich the main exposition without affecting its structure and lucidity. For example, when he explains that necessitarians do not oppose theories of freedom but rather “absorb” them to assimilate freedom with necessity, Bergson does so with a comparison from geology: every intuition about freedom is a “geological eruptive force”, while theories of necessity are forces of “disintegration” and “sedimentation” that act upon intuitions and reshape them (2024: 21); or, when, in an illuminating digression, he discusses the ideas of moira (fate) and anankē (necessity) in ancient non-philosophical literature — from tragic and epic poetry to Herodotus — with the aim of elucidating the emotional and affective roots of fatalistic thinking (2024: 25-27).

2. Determinism and the problem of freedom in modern philosophy

The second thematic half of the course comprises seven lectures, from 17 March to 20 May 1905 (lectures thirteen to twenty in the volume). Bergson here follows the intertwining of necessity and freedom within the framework of Western modernity. As it was prefigured in the first lecture, the new parameter defining the relationship between the two notions from the early seventeenth century onwards is the advent of modern science. According to Bergson, the scientific framework mandates, on the one hand, that causal relations pertain to physical laws and that, on the other hand, the reality of these relations can be fully grasped by mathematics. In that respect, Bergson’s discussion follows the way in which philosophy grapples with scientific determinism, beginning with Descartes, Spinoza and Leibniz, through to Kant’s Copernican Revolution, with the discussion concluding with a brief but suggestive preview of Bergson’s position (introduced in “The Introduction to Metaphysics” (1903) and fully developed in Creative Evolution (1907)).     

While philosophical notions of necessity evolve vis-à-vis developments in science, philosophy always turns to questions of freedom when forced by developments in the social domain, and always via intuition. In the dawn of modernity, the second “eruption of freedom” is traced back to the transformations Christianity and Judaism initiated in social and psychical life. These themes, which persisted throughout the Middle Ages, were incorporated by Descartes’s voluntaristic philosophy and, from there, spread across modernity. The third explosion emerged from ‘ideas and feelings’ related to the 1789 Revolution as they appear in Rousseau and more thoroughly in Kant.

Bergson highlights several key aspects of Cartesian philosophy, the first of which refers to the “incontestable and profound influence” of Christianity in Descartes’s system. The most obvious influence is Duns Scotus’s ideas on the subject of divine and human will. Descartes’s freedomist doctrine rests on a series of creationist theses: God not only created the world but also created the truth and the good, and the criteria to judge his creation, by a “decree of his free will” (2024: 152). The idea of a creative God, a willful and active deity intervening in the world, is absent from ancient thought, in which contemplation and the intellect are superior to action and everything appetitive (2024: 151). By contrast, Descartes affirms that the human will is infinite, similar to the divine, and he ascribes to human beings an absolute faculty of choice. The difference between human and divine will is that, in humans, even if in principle infinite, factually the will is restricted by the intellect, which imposes its own time to judge and evaluate. Bergson sees as underlying Descartes’s voluntarism a theological motivation. Error and sin result from a lack of coordination between the will, infinitely invested in every act and operating fully in the present, and the intellect, which takes its time to deliberate. Thus, Descartes can account for the existence of evil through this discordance of the faculties, without tracing it directly back to God.

What is striking about Descartes, in Bergson’s view, is that he combines a rigorous determinism with the quest for freedom. While Cartesian metaphysics follows the mechanistic principles found in physics and analytic geometry, his moral intuition affirms the inner feeling of freedom manifested in action. In Descartes’s disciples — Spinoza, Leibniz, and the eighteenth-century physicians and scientists inspired by Cartesianism — the rational component of Descartes’s thought prevails. Specifically, Bergson sees in Spinoza and Leibniz a “partial return to the Greeks” as they seek “to provide a unified and simple, consistent and logical explanation of the totality of things” (2024: 175). Christian influences are superseded by an intention to unify Cartesianism, eliminate its subjectivist presuppositions, and provide a metaphysical ground. In doing so, Bergson holds that, even if not deliberately, they return to Aristotelian and Neoplatonic themes. Spinoza, for example, assumes the Aristotelian ideal of athanatizein, of allowing the human intellect to reconnect with what is purely intelligible and eternal. The difference is in the execution of the plan towards immortality. Broadly speaking, for the ancients, the essential, eternal forms or genera, the source of pure knowledge, lie more or less in “a beyond”, while in Spinoza’s metaphysics, which conforms to the new science, the intelligible, that is, natural, physical laws, are immanent to nature.

For Bergson, Spinoza transforms Cartesianism “from a doctrine of freedom that it was into a doctrine of necessity, and of the most radical and least flexible necessity that has ever been formulated” (2024: 178). Nevertheless, Spinoza’s interventions resolve Descartes’s inconsistency or discontinuity, as Bergson calls it, that is, the influence of the soul on the body, which remains inexplicable in Descartes and which disrupts the order of universal mechanism. Bergson focuses on the first two parts of the Ethics, and his discussion of the key moment of Spinoza’s doctrine is lucid and insightful: the difficulty with explaining the status of the attributes, the type of distinction pertaining to modes, and the symmetry of order between modes of different attributes. Bergson argues that everything in Spinoza’s system leads to a single goal: beatitude, what Spinoza calls true freedom as the liberation from servitude, an aspect of which is the illusory belief in free will. Rather, we partake in “the absolute freedom of God” when we apprehend what is necessary, the eternal reasons inscribed in nature expressing God.

Similarly, Leibniz aimed to eliminate the Cartesian rift between determinism and freedom, and he did so in the extreme. Bergson calls Leibniz a “pure intellectualist” much more assiduous than Spinoza: “he is convinced that reality can be fully resolved into ideas” (2024: 187). Both epistemological and metaphysical aspects of Leibniz’s determinism are equally inflexible and result from the reworking of ancient doctrines, modifying them to fit the new scientific framework: “[t]hus, by starting from the Aristotelian […] conception of science and by eliminating hylē, we arrive more or less at the doctrine presented in the Discourse on Metaphysics, just as, by taking Plotinus’s doctrine, his theory of the Intelligibles, and by eliminating hylē, we arrive at a doctrine analogous to the one presented in the Monadology” (2024: 192). First and foremost, Leibniz aims to erase the troubling idea found in Descartes that the soul can, somehow, interact with the body and change its movement. Developing this criticism, Leibniz will abandon the idea that matter is essentially extensive because extension results from an abstraction, a homogenisation of a fundamentally heterogeneous reality. From there, Bergson explains, Leibniz is led to posit indivisible elements that are “dynamic points”, or mathematical points, the center of forces that he calls monads or souls. Monads are isolated from each other, and each is a “state of mind”, a perception that fuzzily represents the totality of the universe and clearly only as a (point of) view of this totality: a “monad is a view of the universe; the totality of these complementary views make up the universe” (2024: 196). According to this theory, space is a projection made by the human mind, a symbolical order that allows us to represent the partial views or monads, that is, “purely qualitative differences, which alone are real”, as magnitudes (2024: 196).

Bergson maintains that, for Leibniz, this inelastic, fully saturated universe sustains not only human freedom in the Cartesian sense, but wholesale contingency. Leibniz breaks freedom down into three essential characteristics: spontaneity, intelligence and contingency, and he argues that, in his monadological universe, each substance maintains these three elements. Spontaneity characterises the monads to the extent that they are self-developing and self-determining, being totally insulated from each other. Intelligence as a condition of freedom “is realised by human souls”, and so the anthropomorphic notion of freedom is maintained. Finally, contingency is affirmed: even if actions are absolutely determined by the monads’ notion (its complete definition), these determinations are not logical necessities, since their opposite would not imply a contradiction. They are real possibilities, alternatives to what is actually the case. The latter, which “we call existence”, is akin to a highlighted contour among all the other possible sketches that remain unactualised. As Bergson remarks: “[f]reedom is power. An intellectualist like Leibniz cannot accept the idea of power, and so he spreads out all the possible actions, he turns them into so many accompaniments, as it were, of the action really performed” (2024: 211).

The last three lectures, on 5, 12, and 19 May 1905, comprise a second, much shorter semester. Bergson touches upon several important issues, but in places, due to the limited time, the discussion seems uneven. He begins with a summary of the main differences between ancient and modern notions of necessity, indeterminacy, causality and freedom, as they have been developed throughout the lectures. He also makes some interesting methodological remarks on how philosophical notions are displaced within scientific debates. For example, he sketches an acute criticism of reductive and eliminativist positions in psychophysiology, arguing that the misapplication of allegedly rigorous materialist commitments to mental phenomena results in a much less rigorous metaphysics, a weak variant and “simplification of Cartesian metaphysics” (2024: 219). This is why, Bergson stresses, “we have to distinguish very clearly between science and philosophy” and their respective methodologies, and that the philosophical question is “whether freedom can find a place” within the mechanistic explanatory framework. According to Bergson, this type of semi-scientific, semi-metaphysical determinism prevailed at the end of the eighteenth century, nourishing its own opposition as notably expressed in Rousseau’s moral and political philosophy. At the same time, in England, Berkeley’s immaterialist and nominalist ideas challenge the foundations of Newtonian and Cartesian science, based on the criticism that the mechanistic image of nature they presuppose is a mental or symbolic construction (2024: 228). While Rousseau’s motivations are moral, and while Berkeley’s are primarily theological, their criticisms halt the unbound mechanism prevailing at the time, creating a current of thought that puts freedom back in the discussion and prepares the third Kantian “eruption of freedom”.

For Bergson, “Kant’s stroke of genius” was that he realised that “if we put freedom in the very place of reality, we don’t for all that compromise scientific mechanism […]; on the contrary, we’re able thereby to found this mechanism, give it an unshakeable basis” (2024: 229). In the remaining one-and-a-half lectures, Bergson explains in what the Kantian solution consists, and how we should understand the notion of freedom that it entails. Already with Descartes, free will defies mechanism, and becomes a positive and creative power. Kant’s great invention, however, is to posit freedom’s creative power as the ground of the mechanistic, natural order itself. Beginning from a concept of nature that adheres to Newtonian science, Kant’s starting point in the Critique of Pure Reason is to establish the link between physics and mathematics: the problem of founding mechanism translates to a question of founding mathematics. Bergson provides an instructive summary of Kant’s transcendental epistemology, which renders nature coextensive with scientific consciousness and its transcendental apparatus, meaning that “nature and science are the same thing: nature cannot [not] be scientific because they’re the same thing” (2024: 233). As Bergson explains, the Kantian conception of nature, the realm of phenomena constituted by human intellect, becomes the seat of mechanism: “determinism exists, in short, only for our intellect, […], as a function of our knowledge” (2024: 234). Kant endorses freedom, but not as a possibility for the empirical self, locating it outside the causal order of knowledge. Kantian freedom, in Bergson’s description, refers to the transcendental perspective, from which the pure self initiates the unfolding of a moral character. Bergson stresses, that while our moral conduct is conditioned upon the transcendental position that the “intelligible self” creates for itself and occupies, yet it unfolds in a series of actions in time. It is questionable if such an unfolding of freedom can be integrated into the mechanistic order, as Kant claims it can. We must assume that our actions “carve out a surface from the rest of nature”, which necessarily depends on a certain flexibility granted by the causal order (2024: 236). For Bergson, this interdependence implies that the spontaneity and autonomy of moral conduct are compromised, and arguably, freedom, even if it is granted, cannot be sustained.

By the time the reader arrives at the final lecture, the problem of freedom arises as “the problem of the relationship between thought and action” (2024: 239). It is in the last lecture that Bergson speaks from the perspective of the present, and therefore, not as a historian but as a philosopher aspiring to transform the problem of freedom in his own right. For Bergson, Kant gave the modern problem of freedom its most precise and rigorous formulation, and consequently, any systematic intervention must begin there. Kant’s solution was so effective that, despite the nineteenth-century’s explosive developments in the sciences and in mathematics, there was no radical displacement of the problem of freedom. In this paradigm, knowledge is “a perfectly coherent system of mathematical relations” underlying natural phenomena, and action is a separate domain that precedes this order: “[a]ction is reality itself, and what we call science is something that gravitates around action”, which is “the foundation of science” (2024: 241). Therefore, freedom hinges upon how rigorously one upholds this primacy of action over knowledge. In Kant, the primacy of action is conditioned by universal consciousness, the impersonal, transcendental human mind that “insofar as it is free, it will launch phenomena into space and time that perfectly connect with one another, and insofar as it knows itself, it will present a nature in which everything is necessary” (2024: 242).

Bergson takes an issue with Kant’s solution based on universal consciousness because it renders philosophically irrelevant the inner feeling of freedom accessed by “empirical or psychological consciousness”. The latter, for Bergson, testifies to the complex conditions of action within what he calls “duration”. Kant does not, and could not, allow “jurisdiction” to empirical or immediate consciousness because he lacks an understanding of time as duration and treats time in spatial terms (2024: 244). Bergson’s critique of spatialised conceptions of time, as alluded to in the introductory lecture, concerns the discrepancy between the intellect’s spatial mode of knowing (giving coherence to distinct elements that remain external to each other) and intuition’s mode of access, which testifies to the qualitative change in the stream of inner experience, a type of knowledge that the intellect cannot register. Between the two, that is, “physical or discursive knowledge” and “intuitional knowledge”, Bergson sees intermediary forms, such as the systematicity corresponding to organic life (2024: 245). Between orders of knowledge, what changes is the density or tension of deterministic relations: “[i]n the physical world, causality means necessary determination, but to the extent that we go from the physical to the psychical, we see the connections between cause and effect becoming less and less tight. And when we reach the pure psychical, there’s almost no more connection at all, causality being not a relation but a being, a production […]. So we go by degrees, by an imperceptible transition, from what Kant called causality according to nature, physical causality, to what he calls causality by freedom, which is creation” (2024: 246). Bergson’s course on the problem of freedom ends with a statement of his philosophical project: to develop a kind of radical empiricism that is both scientific and takes into account intuition or internal experience, recasting thus the problem of freedom anew.

Conclusion

My aim in this review was primarily to inform potential readers about the contents of this publication. I offered some evaluations of the lectures’ general format and teaching aims, but I avoided criticisms of Bergson’s historical arguments as it would have necessitated an extensive reference to his monographs and other works. I want to conclude this task with some additional comments. First, the transcribed version of Bergson’s lectures might sound, at times, repetitive to the reader, but this serves perfectly the aims of the oral exposition, in which dramatising repetition creates cohesion and imprints the ideas on the audience. Ideally, Bergson’s lectures would be recited, perhaps, in the context of a study group, to reinvigorate the orality of this “thought in the making”. Second, readers interested in the history and historiography of philosophy should bear in mind that Bergson presents the ideas of the canonical thinkers in the form of a metanarrative, which serves the reconstruction of “the problem of freedom”. His reading is selective, and as he notes, sometimes he diverges from the standard interpretations and classifications of thinkers found in the scholarship. For example, Bergson’s presentation of Kant’s concept of freedom is based exclusively on the Critique of Pure Reason and its relation to transcendental idealism, and he omits the details of Kant’s moral theory. Finally, the contemporary reader cannot avoid noticing the patent Eurocentrism of Bergson’s discussion, which focuses exclusively on the Western philosophical canon. Without disregarding the time and context of the lectures, readers might think that Bergson could have acknowledged the limits of his presentation. But overall, and as I highlighted at the beginning of this review, both specialists and non-specialists will find Bergson’s Freedom lectures a rich and rewarding reading experience.

 

Bibliography: 

Bergson, Henri. 2024. Freedom: Lectures at the Collège de France, 1904-1905. Edited by Nils F. Schott & Alexandre Lefebvre. Translated by Leonard Lawlor. London-New York: Bloomsbury.

Alexandre Lefebvre and Nils F. Schott. 2024. “Series Preface” and “Introduction: Henri Bergson, Freedomist”. In Freedom: Lectures at the Collège de France, 1904-1905. Edited by Nils F. Schott & Alexandre Lefebvre. Translated by Leonard Lawlor, ix-xiv, 2-9. London-New York: Bloomsbury.

Alexandre Lefebvre, Nils F. Schott & Alan Shepherd. 2024. “Freedom Regained: Henri Bergson at the Collège de France, A conversation with Alexandre Lefebvre and Nils F. Schott”. In The Philosopher, Vol. 112, No. 2, 78-83. Available at https://www.thephilosopher1923.org/post/freedom-regained.


[1] See also ‘Freedom Regained: Henri Bergson at the Collège de France, A conversation with Alexandre Lefebvre and Nils F. Schott’, available at https://www.thephilosopher1923.org/post/freedom-regained.

[2] The most recent in publication order: Keith Ansell-Pearson, Bergson: Thinking Beyond the Human Condition, Bloomsbury (2018); Mark Sinclair, Bergson, Routledge (2019); Alexandre Lefebvre & Nils F. Schott, Interpreting Bergson: Critical Essays, Cambridge University Press (2020); Paul Atkinson, Henri Bergson and Visual Culture: A Philosophy for a New Aesthetic, Bloomsbury (2020); Mark Sinclair & Yaron Wolf (eds), The Bergsonian Mind, Routledge (2022); John Ó Maoilearca, Vestiges of a Philosophy Matter, the Meta- Spiritual, and the Forgotten Bergson, Oxford University Press (2023); Emily Herring, Herald of a Restless World. How Henri Bergson Brought Philosophy to the People, Basic Books (2024).

Maria Robaszkiewicz, Michael Weinman: Hannah Arendt and Politics

Hannah Arendt and Politics Book Cover Hannah Arendt and Politics
Thinking Politics
Maria Robaszkiewicz, Michael Weinman
Edinburgh University Press
2024
Hardback
232

Reviewed by: Samantha Fazekas (Trinity College Dublin)

In their book, Hannah Arendt and Politics, Maria Robaszkiewicz and Michael Weinman not only develop a comprehensive and rich account of Hannah Arendt’s conception of thinking and judging. But their analysis also constitutes an act of thinking and judging itself, as they employ Arendt’s “exercises in political thinking” (2023: 3) to understand the political crises of Arendt’s time as well as our own. Following the “Introduction,” which sketches Arendt’s elusive notion of “exercises in political thinking,” comes Part I, “Arendt and Politics: Thinking about the World as a Public Space,” which consists of three chapters: Chapter 1: “Action,” Chapter 2: “Between Human Action and the Life of the Mind,” and Chapter 3: “Exercises in Political Thinking.” Part I provides an excellent account of Arendt’s conception of politics, the human condition, as well as thinking and judging.

In Part II, “Arendt and Political Thinking: Judging the World(s) We Share,” Robaszkiewicz and Weinman offer up a wide variety of political (and social) topics for debate. In Arendtian fashion, they think about the crises that Arendt was confronted with herself, namely, the conflict between the philosopher and the polis (reflected in the Heidegger controversy) and the Eichmann trial, explored in Chapters 4 and 5 respectively. However, Robaszkiewicz and Weinman do not limit their analysis to the political concerns that Arendt sought to understand. Instead, they apply her exercises in political thinking to the crises and political concerns of our time. In Chapter 6, “The Earth, Education, and Human Action,” the authors tackle one of our most pressing political concerns: the climate crisis. By taking the Fridays for Future protest as a “case study” (2023: 199), Robaszkiewicz and Weinman emphasize the vital role that children play in shaping and changing the world.

Chapter 7, “Social Justice and Feminist Agency,” explores an appropriate way to politicize social concerns, thereby making feminist action possible within an Arendtian framework. Chapter 8, “Human Rights and Popular Sovereignty,” sets “political personhood,” not nationality, as the criterion for membership in a political community (2023: 157). Lastly, Chapter 9, “Thinking With and Against Arendt about Race, Racism, and Anti-racism,” exposes the blind spots in Arendt’s thinking about race, her Eurocentrism, and subsequently employs Arendt’s conception of enlarged mentality as a means for incorporating diverse perspectives into our own.

Robaszkiewicz and Weinman navigate between thoroughly sketching the secondary literature on each proposed topic, advancing their own original opinions, and maintaining the freedom of their readers to think and judge for themselves. The authors thus tease out and exemplify what it means to engage in exercises in political thinking. To this end, the “Introduction” sheds light on Arendt’s elusive and ambiguous notion of exercises in political thinking. As the authors point out, this notion appears as an “inconspicuous remark” because Arendt only mentions it in the title and “Introduction” of Between Past and Future: Eight Exercises in Political Thought (2023: 1). It is therefore no wonder that this notion has not been picked up in the secondary literature.[1]

However, Robaszkiewicz’ and Weinman’s novel contribution to the secondary literature is their contention that Arendt’s exercises in political thinking lie at the very core of her work. As they claim, “Arendt’s writings, regardless of their scope, specific subject matter, or the time they were written, can function as examples of such exercises” (2023: 1). Robaszkiewicz and Weinman thus establish a new and powerful approach to considering Arendt’s work. “Throughout her body of work,” the authors maintain, Arendt “never loses sight of her primary goal: to understand and judge the phenomena of political life” (2023: 1). It is generally acknowledged that understanding political events is Arendt’s main objective. However, Robaszkiewicz and Weinman shine new light on Arendt’s oeuvre by viewing it as an instantiation of exercises in political thinking, which is a means for gaining an understanding of the world.

The wide array of topics covered in Hannah Arendt and Politics thus serve as examples for how to think and judge about the world. By applying Arendt’s exercises in political thinking to the political crises and issues of our own time, Robaszkiewicz and Weinman illuminate the continued relevance of Arendt’s thought. “By examining more closely Arendt’s concept of exercises in political thinking,” the authors claim, “our work understands itself as an opening for further research into the practical applicability of her political thinking” (2023: 201). In this way, each chapter offers an example of a possible judgment on a given topic, from Arendt’s misjudgment of Heidegger to framing the Friday for Future protests as an example of the political capability of children to change the world. By exemplifying what it means to think and judge, Robaszkiewicz and Weinman thus equip their readers with a framework through which to think about the concerns and crises of our time.

At the same time, the authors remain true to Arendt’s thought, insofar as they do not prescribe how their readers ought to think about and judge political events. As Robaszkiewicz and Weinman maintain, “we also express our judgments and we do so in an explicitly Arendtian sense: not trying to tell our readers what they should think, but inviting them as dialogue partners to think and judge together about the world that we share” (2023: 71). Thus, the accuracy of their approach is that they remain true to the freedom involved in thinking and judging. Robaszkiewicz and Weinman could describe themselves in the way they describe Arendt: “perhaps like Socrates: a gadfly irritating the people of Athens to motivate them to thinking and better understanding of the world and themselves” (2023: 153). Like Arendt, Robaszkiewicz and Weinman inspire their readers to think and judge critically and freely, so that they reach their own judgments and conclusions. Hannah Arendt and Politics therefore truly embodies what the authors claim lies at the core of Arendt’s own work: exercises in political thinking.

In Chapter 1, Robaszkiewicz and Weinman proceed by accurately and succinctly sketching the core tenets of Arendt’s thought by following Arendt’s own unsystematic method, which is “nothing more than to think what we are doing” (Arendt 1958: 5). Since Arendt defines the activity of thinking as inconclusive or “resultless” (Arendt 2003a: 167), the authors thus paint the broad strokes of Arendt’s political thought. Not in “building block format,” but rather, they “pave Arendt’s conceptual paths in small steps, from one notion to the next, illuminating the fragile framing of her theory” (2023: 11). Accordingly, Robaszkiewicz and Weinman employ the concepts of “natality, plurality, action, power, freedom, the private and the public, and the social” as “guideposts” (2023: 12) to understand Arendt’s political thought.

Their method thus does not over-systematize Arendt’s thought, but rather establishes a red thread that twists and turns through paradoxes, weaving key concepts into a rich and colorful fabric that allows us to see Arendt’s thought as a whole. For example, the authors establish a link between the activity of labor and the realization of the political phenomena that Arendt cherishes, e.g., speech and action, plurality, and political freedom. In what is meant to be a summary of Arendt’s political thought, Robaszkiewicz and Weinman thus already make a novel contribution to the secondary literature. While they provide a standard definition of labor as responsible for maintaining the natural life cycle, they tease out the political implication of labor that Arendt seems to overlook herself.

Generally, labor is regarded as pre-political in the sense that it tends to necessity (Arendt 1958: 31), thereby setting persons up for political participation. What Robaszkiewicz and Weinman add however is that the body is the medium through which citizens speak and interact with each other. As they contend:

This description of labor might seem deflated but we must not forget that human embodiment is one of the central conditions for all activities we ever undertake. Without a body that we take time to nourish, care for, and cultivate, as subjects we would have no worldly reality (2023: 16).

In this way, embodiment can be regarded as the physical condition for the possibility of political action and the realization of all public-political phenomena. Without engaging in labor, neither political participation, natality, plurality, nor political freedom could unfold in the world.

In Chapter 2, Robaszkiewicz and Weinman correctly parse out three versions of thinking, which are often overlooked and conflated in the secondary literature. Namely, metaphysical or philosophical thinking; dialectical thinking (the Socratic two-in-one); and political thinking (enlarged mentality). I will focus on the first two versions and will return to the third later. Robaszkiewicz and Weinman rightly note that metaphysical thinking undergirds the conflict between the philosopher and the polis (city). This follows because the philosopher must withdraw from the world to pursue eternal and universal truths through contemplation. As such, the philosopher is fundamentally at odds with the polis and political involvement. Robaszkiewicz and Weinman thus convey the tension between the contemplative and active life as Arendt sees it: “thinking as such has little use for society” (Arendt 2006h: 190)” (2023: 39).

In contrast, Robaszkiewicz and Weinman frame the second type of thinking, namely, dialectical thinking, as relevant to the political community. They elucidate what Arendt means with dialectical thinking by turning to Socrates. While Socrates too withdraws from the world, “in his thinking he is alone, but not lonely” (2023: 40). Even though Socrates must retreat from the world in order to think, his internal conversation partner keeps him company. As such, dialectical thinking contains an inner form of plurality and intersubjectivity, insofar as it represents a dialogue between two people (Arendt 2003b: 90). This leads Robaszkiewicz and Weinman to the conclusion that dialectical thinking “turns out to be a thoroughly practical activity, even if of a very particular kind” (2023: 40). Similarly to other scholars, such as Berkowitz (2010), Fazekas (2024), and Topolski (2015), Robaszkiewicz and Weinman present dialectical thinking as world-oriented. Precisely because the internal dialogue between Socrates and himself mirrors public debate (Arendt 2017: 625-626).

Specifically, the authors argue that the political relevance of dialectical thinking is that it fosters moral character development, underlining political speech and action with moral responsibility (2023: 45-46). On the one hand, their claim squares with Arendt’s link between dialectical thinking and morality. As Robaszkiewicz and Weinman correctly observe, morality is “a by-product of the activity of thinking itself (SQMP 106)” (2023: 46), insofar as it is achieved by conversing with oneself openly and harmoniously. The authors explain that an honest internal dialogue therefore prevents self-deception and self-contradiction (2023: 45).

On the other hand, Robaszkiewicz and Weinman concede that their proposition appears to contradict Arendt’s stringent demarcation between morality and politics (2023: 46). Arendt upholds this division because morality is fundamentally subjective (Arendt 2003b: 97), which opposes the intersubjectivity and plurality that marks political debate. This follows because the golden standard that guides dialectical thinking, for Arendt as for Socrates, is being able to ‘live with oneself’ (Arendt 2003b: 78). Basing morality on internal harmony makes it subjective, seeing as what persons can live with is highly changeable. As Arendt admits herself, moral judgments “can change considerably and uncomfortably from person to person, from country to country, from century to century” (Arendt 2003b: 101).

Yet Robaszkiewicz and Weinman claim that dialectical thinking underscores political participation with moral responsibility. Thus, they suggest a link between morality and politics:

We may see the relation between them as an instance of the butterfly effect: as a by-product of thinking, the constitution of the person influences all her actions. Since action takes place between people, it always has a moral dimension (2023: 46).

While they point out that there is no guarantee that citizens will ignite and maintain an internal dialogue with themselves (2023: 47), the moral imperative is clear.[2] If citizens do not converse with themselves, they run the risk of contradicting themselves, and hence not being able to live with themselves.

Robaszkiewicz and Weinman unfortunately leave the precise connection between moral responsibility and political action implicit. There are three reasons that make it difficult to connect the dots. First, Arendt does not make it easy to link morality to politics, owing to her commitment to keep morality and politics entirely separate. Second, and as the authors acknowledge, “Arendt herself sees this connection as somewhat ephemeral” (2023: 46). Third, Arendt’s understanding of morality is self-referential and highly subjective, which presents difficulties when squaring it with the world-interest, plurality, and the intersubjectivity of the political world. However, the following questions remain: How is the “moral dimension” inherent in political action expressed in a way that makes it amenable to politics? What assures the world-orientedness of moral responsibility if Arendt’s golden rule is nothing other than being able to live with oneself? If political action is world-oriented, then it follows that moral responsibility (in a way) should be as well. Robaszkiewicz and Weinman seem to favor this interpretation when they hold that dialectical thinking “improve[s] both the moral and political competence of democratic citizens” (2023: 47).

Although this answer remains implicit in Chapter 2, it can be teased out in Chapter 5 by turning to Robaszkiewicz’ and Weinman’s analysis of Arendt’s “ironic tone” (2023: 96) in her judgment of Adolf Eichmann. In this chapter, the authors interpret Arendt’s irony in her assessment of Eichmann as a means for the public appearance of her personality (2023: 101). In this way, Robaszkiewicz and Weinman capture the importance of the delivery of judgments, as opposed to their “particular content” (2023: 101). As the authors rightly note, Arendt’s irony in delivering her judgment of Eichmann reveals who she is and how she sees the world in her own unique way.

Their interpretation squares nicely with Arendt’s insistence that the appearance of our personalities is a fundamentally public-political phenomenon over which individuals have no control (Arendt 1958: 179). It is against this claim that Robaszkiewicz’ and Weinman’s portrayal of Arendt should be read. For the authors argue that the tonality of Arendt’s characterization of Eichmann has been questioned and misunderstood (2023: 101). From Arendt’s perspective, perhaps it is the lack of control that persons have over their appearance that has caused a discrepancy in the way Arendt judged Eichmann and the way her verdict has been received. To substantiate their claim, Robaszkiewicz and Weinman focus on “how she wrote (and spoke) even more than what she did in judging Eichmann;” and how her “‘wildly ironic’” (2023: 101) tone has been misunderstood.

Accordingly, the authors take Gershom Scholem’s criticism of Arendt as an example of misinterpreting Arendt’s irony in response to Eichmann (2023: 98). As Robaszkiewicz and Weinman explain, Scholem found Arendt’s irony not only misplaced, but also indicative of her lack of love for her own people (Knott 2017: 203-204; 2023: 102). In response, Arendt contends that Scholem misunderstood her irony. She did not absolve Eichmann of culpability for committing crimes against humanity. Instead, Arendt believed she was simply recounting Eichmann’s statements in an ironic tone (2023: 102). Robaszkiewicz and Weinman thus clarify that Arendt’s irony was her unique mode of judging Eichmann.

The objection to Eichmann [the book], Arendt is saying, is actually an objection to her subjectivity: not really the particular content of her judgments, but the personality that comes across in her manner of expressing that content (2023: 101).

This leads the authors to claim that irony is not only a means for the public appearance of the who. But it is also a means for sustaining public debate when confronted with unprecedented political events (2023: 102). Irony is thus portrayed as a mode of judging that reinvigorates public debate, and hence preserves the political world.

Furthermore, uncovering Arendt’s irony as the only viable response to unprecedented political events could have provided Robaszkiewicz and Weinman with a more precise connection between morality and politics. Arendt’s ironic response to Eichmann thus clarifies the questions raised above: How is the “moral dimension” inherent in political action expressed in a way that makes it amenable to politics? What assures the world-orientedness of moral responsibility if Arendt’s golden rule is nothing other than being able to live with oneself? A potential answer could be that the moral imperative to externalize one’s internal dialogue sustains and preserves public debate, and by extension the political world. Arendt’s particular way of acting on this moral imperative was to frame Eichmann’s statements in an ironic tone.

Accordingly, what makes moral responsibility less self-referential and more world-oriented is perhaps the realization that expressing one’s inner dialogue has the potential to promote the continuity and integrity of the political world. Robaszkiewicz and Weinman seem to imply this when they claim, albeit in reference to political thinking, “the public performance of irony as the manner of passing reflective judgment is integral to enacting one’s sense of personal responsibility as a democratic citizen” (2023: 107).[3] This statement demonstrates why the connection between moral responsibility and political action remains somewhat unclear. While Robaszkiewicz and Weinman distinguish between dialectical and political thinking, this distinction becomes muddled in their analysis of Arendt’s response to Eichmann.

However, there is a way to account for a possible connection between moral responsibility and political action while maintaining a distinction between dialectical and political thinking. Realizing that expressing one’s internal dialogue has the potential to spark public debate is the moment when dialectical thinking turns into political thinking, thereby making moral responsibility less self-referential and more world-oriented. This squares with Robaszkiewicz’ and Weinman’s claim that reflective judgment ties moral responsibility to political action (2023: 107). This realization thus constitutes a bridge between dialectical thinking and political action, mediated by political thinking.

Moreover, the third form of thinking, namely, political thinking, is presented in Chapter 3. Robaszkiewicz and Weinman sketch political thinking conceived of as enlarged mentality, which Arendt plucks from Kant’s aesthetic reflective judgment. The most salient aspect of their account is that Arendt follows Kant by conceiving of enlarged mentality as a reflective ability. In contrast, many scholars, such as Disch (1993), Flynn (1988), Passerin d’Entrèves (1994), Pitkin (1981), and Young (2001), have misread Arendt’s version of enlarged mentality as a public ability. However, as Robaszkiewicz and Weinman make clear, enlarged mentality sparks a “speculative” plurality and “speculative community” (2023: 54), which occurs when persons think in the place of someone else. The authors thus proceed by teasing out the elements of reflective judgment that appeal to Arendt: the plurality incited by enlarged mentality (2023: 54); the intersubjective validity, impartiality, and communicability of aesthetic judgments (2023: 54-59).

Subsequently, Robaszkiewicz and Weinman introduce a valid point that problematizes the veracity of Arendt’s notion of enlarged mentality. They wonder, “[c]an we really think in place of someone else, let alone everyone else?” (2023: 55). This follows because we cannot truly know what it is like to judge from someone else’s perspective. The authors thus criticize Arendt’s choice of example when elucidating political thinking. Robaszkiewicz and Weinman explain, “she suggests a thought experiment, in which she imagines how she would feel living in a slum from the perspective of a slum dweller (SQMP 140), and she frames this example as if it was not a problem whatsoever to do so” (2023: 55). The issue is twofold. First, if one has not experienced what it is like to live in such a situation, then one cannot fully inhabit the perspective of someone who has. Arendt seems to suggest as much when she holds that “one trains one’s imagination to go visiting” (Arendt 1992: 43; 2023: 55).

While Arendt’s example fails, reading her reflections on enlarged mentality as a whole allows us to arrive at the type of exercise the authors believe is more accurate. As Robaszkiewicz and Weinman have it,

one can attempt to find a third perspective, in which the judging subject simultaneously remains herself and brackets her own position: the one in which she still judges as herself but, in doing so, she imagines multiple other perspectives, which are not her own, and thinks them through in a critical way (2023: 56).

Engaging in critical introspection, while not knowing exactly what it is like to think in someone else’s shows, is precisely the hallmark of Arendt’s version of enlarged mentality. While we can neither extricate ourselves from our own perspective fully, nor inhabit someone else’s perspective perfectly, what matters is that we ‘enlarge’ our mentality and aim for our judgments to be “more representative” (Arendt 2003b, 141; 2023: 55) of the political world.

This leads into the second point. As Robaszkiewicz and Weinman maintain, our ability to invoke possible perspectives, and hence our very ability to judge politically, is flawed. As the authors point out, we might not envision someone else’s perspective accurately, let alone know what it is truly like for them to see the world. Robaszkiewicz and Weinman thus hold, “[i]t is clear that in this process we might simply be wrong in our representation of other persons’ perspectives” (2023: 56). The authors link the failure of judgment up nicely with Arendt’s conception of opinion as partial, fleeing, and vulnerable. Arendt conceives of opinion, as the authors rightly note, in line with Socrates, namely, as “‘what appears to me’ (dokei moi)” (2023: 56). While opinions should always incorporate other possible perspectives, what Robaszkiewicz and Weinman home in on, is that opinions are nevertheless grounded in subjectivity.[4] That is, one can only ever engage in enlarged mentality from one’s own viewpoint. As such, political thinking and judging will always be limited, flawed, and sometimes completely mistaken. The novelty of their reading is that they present political thinking as “a very fragile practice, in which neither the journey nor the destination is certain” (2023: 56).

At the same time, Robaszkiewicz and Weinman maintain that political thinking is not an altogether futile undertaking. While we might fail in our thinking and judging, what motivates us to try again is to keep the political world alive. As the authors hold, “Arendt’s keenest and most lasting observation: the political, which is what makes us human at all, entails an ongoing practice of exercises in political thinking” (2023: 192). Robaszkiewicz and Weinman thus correctly observe that political thinking is a never-ending process of improving and correcting our judgments. On the one hand, this can be achieved by taking new perspectives into account when enlarging our mentality (2023: 200).

On the other hand, conceiving of political thinking as a “practice” means that “the potential exercise of political judgment is never fully actualized” (2023: 200). The open-endedness of political thinking thus ensures that persons continue to improve and correct their judgments – with the hope that they will learn to judge well and more accurately each time. We can therefore view Hannah Arendt and Politics as an open-ended, non-prescriptive yet loosely instructive, performative guide for thinking and judging through the political events that marked Arendt’s time, as well as the current and future political events of our time. As such, Robaszkiewicz and Weinman fulfill their aim of unearthing “the hidden treasure of [Arendt’s] political philosophy” (2023: 198).

Bibliography

  1. Arendt, Hannah. 1958. The Human Condition. Chicago: The University of Chicago Press.
  2. Arendt, Hannah. 1992. Lectures on Kant’s Political Philosophy, edited by Ronald Beiner. Chicago: The University of Chicago Press.
  3. Arendt, 2003a. “Thinking and Moral Considerations.” In Responsibility and Judgment, edited by Jerome Kohn, 159-192. New York: Schocken Books.
  4. Arendt, 2003b. “Some Questions of Moral Philosophy.” In Responsibility and Judgment, edited by Jerome Kohn, 49-146. New York: Schocken Books.
  5. Arendt, Hannah. 2006h. Vom Leben des Geistes. Munich and Zurich: Piper.
  6. Arendt, Hannah. 2017. The Origins of Totalitarianism. New York and London: Penguin Classics.
  7. Bar On, Bat-Ami. 2002. The Subject of Violence: Arendtean Exercises in Understanding. Lanham, MD: Rowman & Littlefield.
  8. Berkowitz, Roger. 2010. “Solitude and the Activity of Thinking.” In Thinking in Dark Times: Hannah Arendt on Ethics and Politics, edited by Roger Berkowitz, Jeffrey Katz, and Thomas Keenan, 237-246. New York: Fordham University Press.
  9. Bot, Michael. 2013. “Irony as an Antidote to Thoughtlessness.” Amor Mundi, July 10. https://hac.bard.edu/amor-mundi/irony-as-an-antidote-to-thoughtlessness-2013-10-07
  10. Disch 1993. “More Truth than Fact: Storytelling as Critical Understanding in the Writings of Hannah Arendt.” Political Theory Vol. 21, No. 4 (November): 665-694.
  11. Fazekas, Samantha. 2024. “Leaving PhronesisBehind: Arendt’s Turn to Kant,” in Works of Philosophy and Their Reception (WPR). Edited by Nicholas Dunn. Berlin: De Gruyter. https://www.degruyter.com/database/WPR/entry/wpr.28861265/html
  12. Flynn 1988. “Arendt’s Appropriation of Kant’s Theory of Judgment.” Journal of the British Society for Phenomenology Vol, 19, no. 2: 128-140.
  13. Gines, Kathryn T. 2014. Arendt and the Negro Question. Bloomington: Indiana University Press.
  14. Knott, Marie Luise, ed. 2017. The Correspondence of Hannah Arendt and Gershom Scholem. Chicago: University of Chicago Press.
  15. Koivusalo, Markku. 2010. “Hannah Arendt’s Angels and Demons: Ten Spiritual Exercises.” In Hannah Arendt: Practice, Thought and Judgment, edited by Mika Ojakangas, 105-150. Helsinki: Helsinki Collegium for Advanced Studies.
  16. Passerin d’Entrèves, Maurizio. 1994. The Political Philosophy of Hannah Arendt. London & New York: Routledge.
  17. Pitkin, 1981. “Justice: On Relating Private and Public.” Political Theory Vol. 9, No. 3 (Aug.): 327-352.
  18. Robaszkiewicz, Maria. 2017. Übungen im politischen Denken: Hannah Arendts Schriften als Einleitung der politischen Praxis. Wiesbaden: Springer.
  19. Robaszkiewicz, Maria, and Michael Weinman. 2023. Hannah Arendt and Politics. Edinburgh: Edinburgh University Press.
  20. Topolski, Anya. 2015. Arendt, Levinas and a Politics of Relationality. London/New York: Rowman & Littlefield International, Ltd.
  21. Young, Iris Marion. 2001. “Asymmetrical Reciprocity: On Moral Respect, Wonder, and Enlarged Thought.” In Judgment, Imagination, and Politics: Themes from Kant and Arendt, edited by Ronald Beiner and Jennifer Nedelsky, 205-228. Maryland: Rowman & Littlefield Publishers, Inc.

[1] Robaszkiewicz and Weinman list the following accounts that deal with Arendt’s exercises in political thinking: Bar On (2002); Koivusalo (2010); and Robaszkiewicz (2017); (2023: 1).

[2] The term, “moral imperative,” is used here in the loosest sense possible, seeing as moral decision-making, for Arendt, does not establish any rules for moral actions (Arendt 2003a: 78).

[3] Robaszkiewicz and Weinman cite Michael Bot (2013) as making a similar point (2023: 105).

[4] Robaszkiewicz and Weinman cite Gines (2014) as developing a similar point (2023: 192-193).

Michael Barber: Resilience and Responsiveness: Alfred Schutz’s Finite Provinces of Meaning

Resilience and Responsiveness: Alfred Schutz’s Finite Provinces of Meaning Book Cover Resilience and Responsiveness: Alfred Schutz’s Finite Provinces of Meaning
Contributions to Phenomenology (CTPH, volume 129)
Michael Barber
Springer
2024
Hardback
X, 228

Reviewed by: Daniela Griselda López (CONICET, Universidad de Buenos Aires, Universidad Nacional de Tres de Febrero)

 

Michael Barber’s Resilience and Responsiveness: Alfred Schutz’s Finite Provinces of Meaning represents a notable contribution to the study of Schutz’s provinces of meaning. Published on the cusp of the 80th anniversary of Schutz’s seminal essay On Multiple Realities, this book holds particular significance, both in light of Barber’s scholarly trajectory and the historical impact of Schutz’s work.

In the first chapter, Barber highlights resilience and responsiveness as central themes in Schutz’s approach, presenting them as pivotal to comprehending the full scope of his work. Although Schutz himself did not explicitly use these terms, Barber argues that the concepts and their implications serve as a powerful interpretive lens for examining his ideas as a whole. In addition, these concepts gain significance in the context of recent debates that address the confrontation between the Schutzian paradigm and other theoretical perspectives.

In this regard, the book engages with recent advances in the field of Schutzian phenomenologically oriented sociology (Chapter 2), which emphasize the notion of “imposed relevances” as a response to the interpretations of Jürgen Habermas, Pierre Bourdieu, and Zygmunt Bauman. These scholars argue that the Schutzian paradigm fails to address issues of coercion and power. Indeed, within the framework of these discussions, the notion of imposed relevances has been revitalized in recent defenses of Schutz’s social and political theory. Here, Barber brings renewed attention to the concept and demonstrates its pervasive and varied nature. Going further, he seeks to show “the often-unseen positive obverse of such relevances, namely, the multiple creative ways in which we come to terms with the panoply of imposed relevances.” According to Barber, reading Schutz does not evoke a prevailing sense of pessimism, as if we were weighed down or defeated by such imposed relevances. Instead, a different factor is consistently at play—one that aligns with the pragmatism Schutz sees as central to everyday life: resilience.

On Imposed Relevances and Resilience

Imposed relevances consist of the events, persons, or objects we encounter that upset our current systems of intrinsic relevances, that is, our preferred ranking of values, which, in conjunction with our systems of typifications, enable us to categorize, organize, and manage everyday life. When we encounter these imposed relevances, we are often compelled to engage with them reflectively in order to come to terms with their impact. Similarly, in political and social life, we continually confront policies, practices, and other human beings that challenge the projects dictated by our intrinsic relevances and impose constraints or limitations upon us. In this context, Barber approaches intrinsic and imposed relevances not as a dichotomy, but as a dialectic, highlighting the dynamic interplay between imposed relevances and what he identifies as resilience. This discussion suggests that imposed relevances must be understood in a broad sense.

The author elucidates this dialectic by examining the varied nature of imposed relevances, beginning with bodily and epistemological engagements with the world. Furthermore, imposed relevances manifest within the eidetic and ontological structures of both the natural and social worlds, as well as in efforts to assert mastery over everyday life. Notably, these imposed relevances encompass spatiotemporal distances and strata that are accessible through movement, interlocutors who are partially comprehensible despite differences, and the boundaries of the everyday life-world, which may be superseded by an attitudinal shift. Of particular interest is the level of coming to terms with the imposed transcendencies of other persons, where gaps between individuals are partially bridged through alternative forms of signification—a process that echoes Schutz’s reflections on the outgroup and the stranger. Culminating this analysis of different transcendencies, Schutz identifies finite provinces of meaning, which, unlike the transcendency of the other still anchored in the everyday life-world, pertain to worlds beyond everyday life.

When encountering imposed relevances, individuals are often compelled to reflectively come to terms with them. For instance, the COVID-19 pandemic forced humanity to confront decisions about how to work, which risks to take, and which preventive strategies to implement. Barber argues that adopting finite provinces of meaning in everyday life can be understood as a resilient response to such imposed relevances. For example, when everyday life becomes boring, individuals might enter the province of play; when tragedy strikes a community, they might turn to religious rituals to attribute meaning to their suffering; or when slavery dominates everyday life, oppressed people may resort to folkloric humor as a means to vent their anger against their oppressors. This allows them to resist succumbing to the despair, depression, or submission that slavery typically engenders in its victims. The creation of an institution parallel to slavery—folklore—surrounded by protections against the slave-owners’ desire to crush any resistance, represents a socio-structural way of coming to terms or confronting the institutionally imposed relevances of slavery. Barber asserts that the development of this “para-institution of folklore humor” exemplifies resilience in the face of one of the most brutal systems of control and domination ever devised. As such, the development and engagement with alternative finite provinces of meaning illustrate the intricate interplay between imposed relevances and resilient human responses.

All the provinces of meaning explored by Barber—play, music, ritual, and humor— are explicitly identified by Schutz as distinct realms of meaning. Regarding ritual and humor, Barber revisits his earlier project from his 2017 book, Religion and Humor as Emancipating Provinces of Meaning, with a renewed and focused emphasis on religious and spiritual ritual experiences, as well as African-American folkloric humor. Additionally, he provides a detailed account of two provinces that Schutz only briefly mentioned: play and music.

The Province of Play

After presenting play as a province of meaning in Chapter 3 and demonstrating how play uniquely instantiates the six features of the cognitive style of any province of meaning, Barber proceeds in Chapter 4 to draw out its implications for resilience, everyday life, and ethics. In this chapter, the author addresses the objections that Schutz’s theory of typifications may lead to ossification and “tunnel vision” unless supplemented by spontaneity. In response, Barber highlights Schutz’s comprehensive understanding of imposed relevances and resilience, as well as the role of play as a resource for resisting the sclerotic tendencies raised by this critique. In this regard, he argues that engaging in play itself becomes an act of resistance and resilience against the tendencies of everyday life to excessively regiment the self. The playful process of escaping the imposed relevances of everyday life, only to recreate variations of these relevances within play and subsequently exhibit a recurrent, restless resilience in coming to terms with these new layers of impositions, is also observable in everyday life.

Furthermore, this chapter asserts that play can lay the groundwork for ethical behavior by fostering interactive responsiveness among participants. According to Barber, rather than opposing ethics, Schutz’s view implies that play can serve as a precursor to ethical interactions, encouraging mutual attunement and collaboration as essential components for achieving shared ethical values​​. Barber emphasizes that play promotes a form of ethical sensitivity that, while not reaching the explicit “responsibility” described by Emmanuel Levinas, creates an environment of mutual engagement and attentiveness. Schutz views these interactions as arising from what he calls “imposed relevances”—the meaningful intrusions of others into one’s experience that invite cooperative responsiveness. In play, these interactions are not forced but naturally encourage individuals to attune to one another, fostering “collaboration in the struggle to realize aesthetic and other types of value together.”​ While Schutz does not equate play directly with Levinasian responsibility, Barber suggests that the dynamics of responsiveness in play lay a foundational structure for ethical behavior.

Intersubjectivity and the Experience of Music

Chapters 5 and 6 can be read together or in dialogue, as they complement each other in several respects. Chapter 5 begins with an exploration of the embodied, emotive, and affective aspects of musical experience, positioning music as a finite province of meaning characterized by its unique cognitive style. Building on Schutz’s essay, “Making Music Together,” which analyzes the social interactions inherent in the musical process, the chapter extends Schutz’s insights to deepen the understanding of intersubjectivity. Key implications include the irruption of the “Thou” into our pre-reflective experience, similar to how music affects us mimetically, and the immediate absorption in the other’s temporal flow, where a pure “Thou-orientation” becomes impossible. The chapter also addresses the asymmetrical focus on the other’s communication, both in music and in extended face-to-face interactions, and the difficulty of reflecting on the “we-relationship” without disrupting it. Additionally, it highlights the unique tuning-in to the other as well as the challenges of typifications in capturing the polythetic unfolding of the other’s experiences.

In Chapter 6, Barber builds on the understanding of social relationships developed in the previous chapter to explore a line of inquiry that Schutz himself did not pursue. Whereas Schutz typically describes provinces of meaning by examining each of their six cognitive features in isolation, Barber delves into how these features interact with one another, specifically by examining how non-social features—such as epoché, form of spontaneity, tension of consciousness, sense of self, and temporality—affect the dimension of sociality. Focusing on the provinces of music, play, and everyday life, Barber argues that non-pragmatic finite provinces of meaning foster a form of “responsiveness.” However, he contends that this responsiveness does not reach the level of Levinasian “responsibility.”

Barber notes, though, that certain instances, such as jazz performance, can illustrate the transition from responsiveness to responsibility, as he explores in the final section of the chapter. This possibility of responsiveness and responsibility coinciding, Barber argues, is fully consistent with Levinas’s thought, as he identifies ethical responsibility even in the most mundane situations. In jazz, musicians engage in spontaneous, pre-reflective interactions that go beyond technical responsiveness to each other’s cues. They exhibit what Barber describes as an ethical responsibility—such as when a musician steps in to support or cover for another’s unexpected silence or missed cue. This requires attentiveness and care for each other, reflecting a moral commitment rather than just an aesthetic or performance-based interaction. Jazz players display a unique blend of freedom and ethical attunement, balancing spontaneity with respect and responsibility toward one another. This attunement becomes a type of “jazz etiquette,” in which musicians prioritize the group’s harmony over individual performance, embodying a relational ethic that merges responsiveness with a deeper moral engagement.

Barber intertwines the themes of imposed relevances, resilience, and responsiveness, proposing that the other can function not merely as a disruptive imposition but as a “beneficent imposed relevance.” Drawing on Levinas’s ideas, Barber suggests that while encountering the other might initially seem to threaten one’s intrinsic relevances, it can ultimately promote self-empowerment and ethical growth. Figures like Martin Luther King and Gandhi exemplify this by transforming the threat of death into resilient commitments to justice. Barber extends Levinas’s idea, arguing that imposed relevances, including suffering, can break through self-centered perspectives and promote liberation, grounding one’s identity in ethical responsibility. Rather than viewing imposed relevances solely as threats, Barber encourages considering them as opportunities for reflection and freedom. In this light, even spiritual and communal experiences may act as liberating imposed relevances, guiding individuals toward ethical responsiveness and selfless service.

The Religious/Spiritual Ritual Province: Resil­ience and Responsiveness to Others

Chapter 7 illuminates how the religious ritual province can contribute to the resil­ience and responsiveness to others, which this book claims to be central themes for Schutz. As in previous chapters, Barber focuses on social relationships and extends this analytic method of examining sociality through the lens of other cognitive style elements unique to each province, specifically to the religious province. The chapter begins by comparing ritual to play, discussing similarities and distinctions as widely recognized in anthropology. Barber then focuses on Abrahamic religions, in which communication within rituals involves dialogic exchanges on a bodily level between a personal God and the religious community (the hallmark of ritual). This bodily engagement fosters a form of sociality that extends to relationships outside the ritual setting, promoting empathy and responsibility toward others. Barber highlights how the unique, non-social features of rituals (like bodily movements, symbols, and music) can deepen interpersonal relationships, even with those outside the community. He also examines how non-social features like sensory markers and ritual music create a distinct “province of meaning” that separates ritual from everyday life. He draws a comparison to Husserl’s epoché, noting that ritual symbols such as incense, music, and architecture signal a shift away from pragmatism toward a unique cognitive state that stimulates openness to divine and human interrelations. Ritual music, Barber argues, plays a critical role in shaping intersubjective experiences by synchronizing participants’ internal rhythms, which enhances collective attentiveness and empathy. Barber points out that music in the ritual realm helps effect a break from everyday life, guiding participants into a shared temporal experience distinct from typical social roles. He further explains that rituals create an environment where typical social roles and personal judgments are set aside. For instance, sensory experiences within rituals—like the sound of hymns or visual elements such as candles—help cultivate a shared consciousness, enhancing mutual openness and empathy among participants. In Barber’s words, rituals allow participants “to be touched, beneath the control of the ego” in a way that promotes “communication between interactors” through sensory cues.

Finally, Barber emphasizes how the values cultivated in ritual—humility, respect, and receptiveness—extend beyond the ritual setting, potentially shaping attitudes toward others outside the community. This quality of ritual, which Barber likens to music in its ability to cultivate “attunement to oneself and others,” prepares participants for ethical responsiveness in broader social contexts. A significant theme in this chapter is the anticipation of divine revelation, in which the ritualistic waiting fosters humility and respect. Barber suggests that this expectation can counteract forms of violence often associated with religious and cultural imperialism, as the act of waiting for revelation nurtures respect for all individuals. Additionally, Barber argues that the cognitive style of ritual, particularly through music, helps deepen the sense of resilience and responsiveness—a core theme Schutz associated with meaningful social interactions.

Humor Folklore as a “Counter-Institution”

Chapter 8 focuses on African-American folkloric humor as a response to the oppressive conditions of slavery. Barber explains how this humor, embedded within a distinct finite province of meaning, allowed enslaved individuals to confront the “imposed relevances” of slavery with resilience. Through oral folklore, conducted in a protected, informal space marked by an epoché that excluded slave owners, African-Americans cultivated a unique form of intersubjective responsiveness. Just as in the ritual province, this departure from everyday life—doubly reinforced through music and sensual ritual markers—serves to cut participants off from everyday reality and accentuates the differentiation between the ritual sphere and everyday life. In much the same way, African-American folkloric humor enacts this departure through a triple reinforcement: folkloric boundary markers, a fictional narrative structure, and the humor embedded within the narrative. This creates a protective boundary around the humor, allowing it to flourish within its well-defined province of meaning.

Barber illustrates resilience by examining specific folkloric tales, including one in which a slave humorously outwits his cruel master, symbolizing both resistance and ethical complexity. This humor is not only a mechanism of endurance but also a subtle, covert critique of the institution of slavery. The chapter highlights how such responsiveness in folklore can transition toward ethical responsibility, creating a space where resilience enables solidarity and sustains moral identity despite systemic dehumanization. Barber links this resilience to a Levinasian ethical responsibility, suggesting that humor allowed for a shared understanding and a reimagined sociality among enslaved individuals, even hinting at the ethical transformation of relationships between the oppressed and the oppressors. Humor offered a way to express indignation and create solidarity against the dehumanizing conditions they faced, with folklore acting as a “counter-institution” to the institution of slavery itself.

Phenomenological Intentionality and Looking-Glass Sociality

The conclusion provides a comprehensive synthesis of the book’s central arguments, grounded in Schutz’s phenomenology and his seminal essay “On Multiple Realities.” Barber engages with Schutz’s conceptualization of finite provinces of meaning, emphasizing their dynamic and interconnected nature, and how the non-social features of these provinces affect the social relationships within them, while addressing the relevance of this conceptualization to contemporary discussions on resilience, sociality, and ethics.

Barber highlights how finite provinces of meaning are not static domains but fluid spheres shaped by intentionality, bodily movement, spontaneity, and affect, alongside rationality and theorizing. The transitions between these provinces—such as work, play, dreaming, and religious ritual—demonstrate their interdependence and the transformative possibilities they offer, enriching human understanding through the interplay of cognitive styles and tensions of consciousness.

Central to Barber’s argument is the role of resilience in Schutz’s framework, which is grounded in phenomenological intentionality, demonstrating that imposed relevances do not causally determine our responses. He foregrounds Schutz’s concept of imposed relevances, which arise from external constraints or social interactions. These external factors are not determinative but instead invite individuals to engage in meaning-making processes, with the caveat that whatever imposed relevances impinge upon us, we are not always capable of “overcoming” them.  Resilience, in this sense, emerges as a hallmark of Schutz’s phenomenology, challenging the reductionism of “vulgar pragmatism” by recognizing the depth of conscious life and its capacity to navigate constraints with creativity and adaptability.

The conclusion further explores Schutz’s idea of a “looking-glass sociality.” Barber contrasts this with Sartre’s view, in which relationships often involve objectification, reducing one person to an object of the other’s consciousness. Schutz focuses instead on intersubjective mutuality, in which individuals engage in spontaneous and reciprocal interactions that reflect a shared world of meaning. Schutz depicts interactions more in terms of mutual responsiveness. One partner interacts quickly, spontaneously, and coopera­tively with another, as happens among players, musical performers, ritual participants, or folkloric humorists. Barber emphasizes that Schutz’s idea of “looking-glass sociality” is grounded in responsiveness and mutual understanding rather than domination or subordination.

As a whole, Barber’s work enriches the understanding of Schutz’s legacy by providing nuanced insights into the fluidity of finite provinces of meaning and their profound implications for human agency, resilience, and the ethical dimensions of social life.

 

Andrea Oppo: Antinomy and Symbol: Pavel Florensky’s Philosophy of Discontinuity

Antinomy and Symbol: Pavel Florensky’s Philosophy of Discontinuity Book Cover Antinomy and Symbol: Pavel Florensky’s Philosophy of Discontinuity
Andrea Oppo
Brill
2024
Hardback
228

Reviewed by: Thomas Nemeth

Andrea Oppo has given us an interesting and thoughtful book on a most unusual person. Pavel Florensky, part Russian, part Armenian, was born in Azerbaijan, schooled in Georgia, educated at Moscow University and then the Moscow Theological Academy, became an Orthodox priest in 1911. The closure of the Academy shortly after the Bolshevik Revolution made continuance of his teaching activities at the Academy impossible. However, he, like Gustav Shpet, but unlike many others chose to remain in the Soviet Union and was not forcibly deported. Undoubtedly, the Soviet authorities realized for a time that his technical skills could be put to use in service to the goals that they and he shared. Notwithstanding the sheer number of his writings on various esoteric topics and his ecclesiastic position, which he refused to conceal, he, as Oppo states, ‟enjoyed the trust of the [Soviet] government as an applied scientist and electrotechnical engineer” (p. 1). When in 1933 those authorities realized he was an implacable opponent of their fundamental viewpoint – or their patience ran out, he was summarily dispatched to forced-labor camps. Finally, despite increasingly difficult prison conditions, Florensky survived until his ‟number” came up in connection with the order to reduce the camp population in the autumn of 1937. In his case, the camp population was reduced by one in the simplest manner possible. His family was not informed of the exact date of his death until 1989.

Although there are substantial biographies – even in English – of Florensky, Oppo provides in the appropriate context relevant biographical information including recently unearthed material that helps illuminate his topical discussions of Florensky’s thought and that were unavailable to previous biographers. In bringing this material to the attention of Western audiences, Oppo has rendered a valuable service to those interested and capable of consulting these many Russian-language sources.

Clearly of the major figures in the history of Western philosophy Florensky was closest to Plato, whose works he began to read even before entering Moscow University. Notwithstanding his enrollment in the undergraduate course in mathematics there, Florensky read and re-read Plato allegedly in Greek and regularly attended student philosophical circles. In his third year of study, he helped organize a mathematics-physics circle and wrote an address he planned to deliver – but ultimately did not – at the opening of the circle (late October-early November 1902) in which he affirmed that mathematical laws are the laws of the universe. As such, those laws should guide us in understanding the world. Although from a contemporary Western viewpoint such a claim may sound promising, as an expression of the legitimacy of mathematical physics, of the marriage of the a priori of mathematics with the a posteriori of physical observations, Florensky had a different understanding of mathematics than we typically associate with mathematics today. We should add here that Florensky was initially disappointed or dismayed with the narrow focus of the courses typically available to students studying mathematics. He did manage, however, to overcome institutional obstacles, and already in his first year at the University he attended Sergei Trubetskoi’s seminar-course on ancient philosophy, for which he wrote essays on Plato’s Meno and The Republic. Additionally, he attended Lev Lopatin’s seminar-course on psychology, for which he wrote an essay on John Stuart Mill’s view of the inductive origin of geometrical concepts.

Florensky’s desire to extend mathematical reasoning beyond the confines of an abstract discipline was evident from his first years in Moscow. Oppo writes that Florensky’s undergraduate thesis reveals a shift on his part from pure mathematics with his discovery of discontinuity in geometry to seeing discontinuity in every natural phenomenon (p. 38). Clearly, Florensky already in his first years at the university had little interest in pure mathematics and mathematics for its own sake. His outlook was grander. As a first-year student in October 1900, he wrote his mother that he saw mathematics as key to a worldview in which everything is worth study. Through mathematics, nature can be united with ethics and aesthetics to form a whole, and religion obtains a new sense. Florensky’s publication in 1904 of two articles ‟On the Symbols of Infinity” and ‟The Idea of Discontinuity as an Element of a Worldview” surely was taken at the University as an indication of his great promise. Although offered a position to continue his work as a graduate student in mathematics, Florensky opted instead upon graduation to study theology at the Moscow Theological Academy.

Oppo writes that Florensky’s active engagement with Greek thought, particularly with Plato’s philosophy, occurred upon entering the Theological Academy and the start of the ‟Great War.” He is undoubtedly correct, but we must not understand that engagement as exclusive. As we shall see, his interests remained wide-ranging until the end. During that decade-long period, Florensky wrote much that concerned ancient philosophy, but these largely stemmed from lecture notes for a course on the history of philosophy that he taught for an extended period starting in 1908. (It was typical at the time at the theological academies for outstanding students to be retained to teach upon graduation, typically in the subject of their magister’s thesis. Oppo correctly gives Florensky’s graduation from the Academy as 1908 (p. 59f and p. 63) but a few pages later as occurring in 1910 (p. 67) – most likely a simple oversight. Oppo points out that Florensky’s notes clearly reveal an influence from Sergei Trubetskoi and that Florensky’s understanding of Plato’s thought underwent no substantial change afterward (pp. 59-60). Make no mistake, though, Florensky’s Plato was not the Plato of the Marburg neo-Kantians, a Kantian before Kant. His reading of Plato’s dialogues was one from a distinctly Christian, even mystical, viewpoint. As Oppo writes, Florensky’s ‟view of Platonism is integrated entirely within a Christian medieval context and, even beyond that, within a universal and extra-historical dimension” (p. 68).

In order formally to qualify for the teaching position at the Academy, Florensky had to present two lectures, which would meet with approval. The first of these was presented in mid-September 1908 and entitled – at least as given the following year in the published version – ‟The Universal Roots of Idealism.” It was Florensky’s first significant work centered on Plato, but a Plato portrayed as a ‟Christian before Christ” (p. 63). Oppo correctly provides Florensky’s claim in this lecture that only ‟magic” is capable of resolving the Platonic question, but just what is that question? Unfortunately, a plain and precise question, one not couched in vague, metaphoric language is not forthcoming. Oppo writes that theology and mathematics may appear to be concerned with two different worlds, but Florensky found Plato’s philosophy to be the bridge between the two. The difficulty here is that mathematics at least is a precise discipline that allows little ambiguity but offers a great deal of analyticity. There is little of the latter in Florensky’s lecture but a great deal of the former. What Oppo does not dwell on in Florensky’s lecture is the attempt there to make Plato a Solovyov-like prophet of integral knowledge and of ‟all-unity” more than two millennia before Solovyov and the Slavophiles. Rather as Oppo points out, Florensky attempted to assimilate Plato, on the one hand, to Pythagorean mathematics and, on the other hand, with the late Neoplatonism of Proclus (p. 108).

 The second of the two lectures, ‟The Cosmological Antinomies of Immanuel Kant,” demonstrated Florensky’s absorption not just with Kant, but also with Western idealism. It is surprising, then, given Solovyov’s fascination with Schelling, on the one hand, and the hold Hegel held on nineteenth-century Russian thought, on the other hand, that Florensky devoted so little explicit attention to the further development of German Idealism. This appears to be something generally overlooked by secondary studies. One also cannot overlook the curious absence in Florensky’s writings of references to the Marburg neo-Kantians, whose interests in certain respects was similar to his own, albeit from a different direction. Like Florensky, Cohen and Natorp were very interested in Plato, and like Florensky Cohen was interested in developing philosophy around a conception of the infinitesimal in mathematics. Oppo makes no mention of these similarities and differences but does note that Florensky displayed no interest in the Russian neo-Kantian movement that was arising as he himself was turning to Kant (p. 107). Oppo writes that Florensky’s Kant was a ‟Mach-like” Kant, the positivistic Kant presented in the early works of Alois Riehl. But apart from a mention by Vladimir Ulyanov (Lenin) in his highly polemical Materialism and Empirio-Criticism, which was intended as an intervention in a political dispute and was not an abstract philosophical treatise, Oppo presents no grounds for saying that Riehl’s works were well-known in Russia. Purely as an aside, we can note that of Riehl’s two-volume work Philosophical Criticism and Its Importance for the Positive Sciences only the second part of the second volume was translated into Russian. Apart from Peter Struve, who certainly could have known Riehl’s work in German, it was generally ignored by the Russian neo-Kantians and Kant-scholars, though these were few in number.

In his lecture on Kant, Florensky dealt with Kant’s epistemology as if it were the stark antithesis of Plato’s. In this he may have been consciously emulating Pamfil Iurkevich’s similar contrasting of Plato vis-a-vis Kant in an address he delivered at Moscow University in early 1866. However, whereas Iurkevich sketched Plato as starting where Kant had stopped his investigations, Florensky saw the philosophical ideas of Plato and Kant in sharp opposition. Florensky, not unlike many other theologically-oriented commentators on the first Critique, was chiefly concerned not with the ‟Transcendental Deduction,” but, as the title of his presentation indicates, with the cosmological antinomies. Oppo finds Florensky’s dissatisfaction with Kant to lie in the latter’s reasoning. Kant confused the conditions that he assigned to appearances with those he assigned to things in themselves (p. 85). Florensky also found a petitio principii in Kant’s placing conditions in the concept, not in experience. Oppo’s interpretation here could be greatly clarified. Are the conditions in the two cases identical or different? That is, Oppo fails to inform us as to just what these conditions in either case are so that the Kant-scholar can determine whether Florensky’s position is substantial or illusory. Just what are the conditions that Kant assigned to things in themselves? Is there a dichotomy in Kant’s epistemology between conceptual conditions and experiential ones? Florensky certainly rejected Kant’s strict distinction between appearances and things in themselves, but where does Florensky make the case for this rejection? For Kant, the basis for that distinction lies primarily in his ‟Transcendental Aesthetic,” and it is not his conclusions that are sophistical, but Florensky’s.

Oppo tells us that Florensky lectured for four years on Kant, presenting the latter’s Critical system, his scientific outlook, and even his biography. In this connection, Oppo writes that Florensky translated Kant’s pre-Critical Physical Monadology, which of course he did, but not in connection with his lecturing. Rather, it appeared in the house organ of the Moscow Academy, Bogoslovskie trudy, in 1905, although the original plan, as we see from Florensky’s letter to his mother from October 1902, was devised in conjunction with others in the university’s new mathematics society to publish such Kant-translations. Again, though only as an aside, Oppo refers to a 2020 edition of Florensky’s lecture notes on the history of philosophy, which includes a listing of Kant’s works in Russian. This listing, however, is quite unreliable. Vladislavlev’s translation of the Critique of Pure Reason is given as 1807 instead of 1867, and Florensky’s translation of the Physical Monadology is given as ‟1901 August?” note the question mark found in this listing. These lecture notes as published contain no critical apparati that would inform us of the ambiguities in deciphering Florensky’s handwriting and his ample use of abbreviations. Additionally, if the listing of Kant’s works was made by Florensky himself, how is it that he did not recognize the errors pointed out above? And if these errors were ones introduced by unnamed editors of these notes in deciphering Florensky’s handwriting, then must we not be suspect as well of any precise reading of these notes?

Oppo declares that his main objective consists in identifying Florensky’s philosophy as a ‟dialectical part” of the Western tradition. Thus, being such a part it can confront that tradition (vii). One is hard pressed, however, to understand how Florensky could be considered as part of a tradition – or at least that part of the Western philosophical tradition – that upholds the fundamental laws of logic. For Florensky was apparently comfortable with rejecting its most elementary law, namely that of non-contradiction. Florensky questioned ‟the idea of truth based on an absolute and dogmatic faith in the law of non-contradiction” (p. 89). Thus, Oppo clearly recognizes Florensky’s position but seeks not to question it. How can dialogue occur if one of the participants rejects the very possibility of being contradicted and thereby refuted? Are we to take Florensky’s statements at face value without question, i.e., dogmatically? Arguably in contrast to Oppo’s picture of Florensky here, Zenkovsky in his classic  history of Russian philosophy contended that Florensky made a sharp distinction between Russian philosophy and philosophy in the West. Turning to his criticism of Kant’s antinomies, Florensky held that contrary to Kant’s position the antinomies arise not from a misapplication of the cognitive faculties, in subjectivity. Rather, they lie in objective space and time themselves. Would it not be more accurate to say that Florensky saw himself as the antipode of the modern Western tradition? Could we not say that Florensky saw his thought as fundamentally an effort, as Oppo himself declares, ‟to demonstrate the profound value – both ancient and modern at the same time – of Russian-Christian culture” against the scientistic one offered by the West (p. 7)? Oppo writes that although Florensky and Husserl are antithetical figures in many senses, both shared the view that Western science has an essentially nihilistic character (p. 15). I will defer to Oppo concerning Florensky’s position, but Husserl in the early pages of his Crisis of European Sciences did not charge science with nihilism, with the denial of values, but with indifference toward them. Husserl exclaimed that fact-minded sciences make for fact-minded people, but he does not say that such people reject values and ethical goods.

Oppo holds that Florensky’s originality, presumably overall originality, lies in his philosophy of discontinuity, a philosophy or, rather, a conception that he believed could be extended to all of nature and human culture (p. 13). This idea came to him with his discovery of Cantor’s work while still an undergraduate in mathematics. We should also mention Florensky’s early recognition of the continuum hypothesis, which Cantor proposed but which Florensky saw utilized, albeit without the term ‟continuum,” in Aristotle and even the pre-Socratics. However, in Florensky’s revisionistic history of mathematics Galileo relying on Descartes’ mechanistic philosophy abandoned the continuum hypothesis. Florensky found discontinuity seemingly everywhere in physical laws and in the natural world, in human history and in human culture, even in language, words, and names. In fact, the term, as Oppo recognizes, appears almost everywhere in Florensky’s works. What it lacks in them, unlike in mathematics, is a precise definition. Rather, it is an operative term, the understanding of which is tied to its specific usage. In other words, Florensky assumes the widespread, if not universal, presence of discontinuity without concluding to it on the basis of evidence. It is disconcerting also that having claimed discontinuities can be found in mathematics and physics, all other sciences should assume discontinuities are present in their respective investigative fields of reality (p. 52). Nonetheless, Oppo writes that Florensky held discontinuity to be a general theory in which there is an unresolved opposition of two truths that form a self-contradiction (p. 29). Here, we surely have moved beyond Cantor’s innovations in mathematics. Whether the term ‟discontinuity” is, then, the appropriate one when speaking of unresolved oppositions remains unexamined. Is Florensky’s conception of ‟discontinuity” the same as that used today in mathematics when speaking of discontinuous functions? In any case, Florensky viewed this ‟tension” between the two ‟truths” in a discontinuity to be necessary in order for knowledge to be ‟alive and not dead” (p. 29). Can we really speak of knowledge as being ‟alive”?

Oppo tells us that Florensky’s conception of discontinuity sets it against the reigning positivistic conception which has knowledge evolving progressively and accumulatively (p. 30). But is that not what we would mean if we say that knowledge is ‟alive”? Do we not then have a contradiction in Florensky’s conception of knowledge? Or is this again a ‟discontinuity” and thus acceptable? If we look at, say, Hegel’s Science of Logic, do we not also see a progression, a progression following a dialectical circuit through discrete stages each of which arises through the development of the previous one toward the Absolute? Was Hegel, therefore, a positivist? Or does Florensky propose a discontinuous model of knowledge that includes transitional stages arising purely by chance and thus as unable to be predicted in any way beforehand? Or is the model far more subtle with shifting reigning paradigms as in Kuhn’s now-classic study of scientific revolutions? Regrettably, these issues are passed over in silence.

Oppo writes that after the original publication of his The Pillar and Ground of the Truth in 1914 Florensky turned toward the second dimension of the world, viz., natural reality including culture (p. 122). But we are not to take this as meaning there was a sharp break or radical turning point in Florensky’s interests. In Oppo’s eyes, this second period in Florensky’s philosophical oeuvre can be characterized as a rational attempt to justify certain symbolic theories of his own. This reading of Florensky sets it apart from and against Cassirer’s constructivist theory of the symbol, which sees the symbol as ‟arbitrarily produced to give meaning to the world” (p. 136), and it is this that Florensky combats. It is highly unlikely that Cassirer would have agreed with Oppo that symbols are ‟arbitrarily produced.” Oppo regrettably ceases his confrontation of Florensky with Cassirer at this point which would have aided an understanding of the former’s theory. Instead, the author pursues a connection, though again only briefly, with the medieval theologian Gregory Palamas. This turn to a medieval theologian marks another characteristic of Florensky’s thought, a concern not with having science and evidence lead the way, but religious belief, indeed a sectarian religious belief. To be fair, though, Oppo makes an admirable study of Florensky’s work, as he phrases it, from the perspective of the philosophy of discontinuity, tracing its development chronologically (p. 31). The final result of this ‟new” philosophy is a ‟scientific Neoplatonism” (p. 35). What are some of the features of this ‟scientific” outlook? Here, Oppo cannot help but remark that Florensky held ‟unorthodox conceptions” (p. 48). Without delving into details – perhaps Oppo believes his own English-language edition of Florensky’s Imaginaries in Geometry is sufficient – Florensky sought to resurrect the Ptolemaic view of the solar system! The result of this was that, as another scholar of Russian religious thought has commented, ‟scientific terms lost their physical meanings and started playing the role merely of religious-metaphysical metaphors” (Obolevitch, p. 106). What are the constraints, then, in the construction of such metaphors? Whereas conceivably we give Florensky the benefit of some ‟poetic license,” he himself thought that data supported the veracity of the Ptolemaic view over the Copernican! Florensky also concluded, for example, that the speed of light was not an inviolable speed limit and arguably most astonishing that the border between Earth and Heaven lies between the orbits of Uranus and Neptune. Are we to take Florensky seriously at this point?

Clearly, Oppo attempts to cover as many of the lines of inquiry that Florensky pursued as possible. A short review, such as this, cannot do justice to all of them. But we can, however briefly, mention Florensky’s foray into aesthetic realism. Oppo tells us that Florensky called Renaissance painting ‟fake art,” an accusation meant to be a provocation. He set himself against ‟a specifically Western and positivistic” nineteenth-century idea (p. 146). But as Florensky’s reflections were written in Russian, not German, French, or English, soon after the Bolshevik Revolution, a time when disturbances in the country were widespread, just whom did Florensky seek to provoke – the Bolshevik authorities? One cannot help but be suspicious of Florensky’s fundamental attitude. He, unlike his esteemed teachers never sought to journey, let alone study, in the West. He demonstrated a considerable facility with Western languages, but again unlike his teachers in mathematics and philosophy never thought to express his ideas in what was then regarded as the lingua franca for science. Why was this if he thought his ideas were true and be recognized as such?

Evaluating Florensky’s work is particularly difficult for the contemporary scholar, the Husserlian phenomenologist perhaps most of all, since, as alluded to above, it covers, on the one hand, such a wide range of topics in a quite peculiar, long forgotten style, largely dismissed as antiquated. On the other hand, it explicitly abjures logical reasoning, subjectivity, and manifest evidence. One contemporary scholar of Florensky’s writings, Michael Chase, has conjectured that no one, not even Leonardo Da Vinci, has made as many substantive contributions to a wide range of fields. The question remains, however, whether any of Florensky’s ‟contributions” were indeed substantive or nothing more than jottings of an overly zealous religious mindset. After all, Florensky’s various pursuits were in the interest of uniting all in a distinctly Russian Orthodox Christian worldview that owed so much to an idiosyncratic Platonism. To be sure, some have seen him as an obscurantist. Comparison with Solovyov – at least the later Solovyov – is misplaced. There is little of his ecumenical and internationalistic attitude in Florensky.

Oppo’s work remains a valuable contribution to the expanding literature on Florensky, the comments above notwithstanding. An understanding of Florensky’s wide-ranging thought, however flawed it may be from today’s perspective, can help illuminate the era, particularly its vying intellectual extremes, in which that thought, the consequences of which resonated around the world for decades. Oppo, as it were, presciently recognized the criticisms expressed here in writing that it can be hard to be objective with Florensky (p. 189). Whatever we may think of the object of Oppo’s study, it must not be confused with patience and diligence of the study itself.

 

Bibliography:

Obolevitch, Teresa. Faith and Science in Russian Religious Thought. Oxford University Press, 2019.

Joel Hubick: The Phenomenology of Questioning

The Phenomenology of Questioning: Husserl, Heidegger and Patocka Book Cover The Phenomenology of Questioning: Husserl, Heidegger and Patocka
Joel Hubick
Bloomsbury Academic
2023
Paperback
272

Reviewed by: Gabriel Popa (Independent Scholar)

In one of the most quoted introductions to phenomenology[i], Robert Sokolowski was asking about the need for a justification regarding the transition from the natural to the phenomenological attitude. Thus, equating phenomenology and philosophy, the above justification is said to stand for philosophy in general. The interrogation regarding the “why” of transitioning to phenomenology is the “why” of philosophical interrogation in general. Why do we ever need to employ something like a philosophical interrogation and way/s of inquiry? We have, on one part, mathematics and the “real” sciences, which deal with the most objective objectivities in general, and, on the other part, we have the less scientific rules of conduct that served us reasonably well in dealing with mundane activities. So why do we ever have to bother ourselves with something which is pretty much a way of confusing everything? Actually, this line of thinking is followed by any anyone unfamiliar with philosophical inquiry and may be tested by observing the common use of the term “philosophy”, especially its adjectival employment in folk parlance, when it is used to characterize something as lacking any use, as a mean to complicate the issues being discussed, as a distraction from “things that matter”. 

In some way, this may be a pretty accurate description or symptom of the completely non-usable character of philosophy during our average dealings with beings in general, to use a famous Heideggerian locution. Even the Cartesian suspension of belief preserved some idées reçues, mainly for conducting our daily behavior. Following Aristotle, philosophy and philosophical interrogation is considered to be prompted by a starkly uncanniness with the way things are, which has been rubricated as wonder. Wonder was elicited in Ancient Greece, when the usual explaining in terms of works of gods and their relationship with the mortals was considered as insufficient or at least worth inquiring. The main issue with this determination is that even if it may have served as the intellectual origin for delivering something like a philosophical way of interrogating, later translated to first principles and metaphysical inquiring, it seems unproductive for the latecomers. We pretty much know or believe that we know what philosophy is long after that an eventual wonder starts crippling our usual way of living. One’s turn to philosophical engagement is not necessarily prompted by an originar, that is genuine, wonder, but by some fascination with a specific way of treatment of some issues that may go from trivial one to insolubilia such as the world in general, life, human being or the divine. But it may be that our startling curiosity, since it starts that way, may be soon tranquilized by the high availability of ready-made answers, or it may be that the sheer amount of these answers, some of them opposed to each other, will prompt us to further the inquiry. In each case, nonetheless, the root of our inquiry is hardly the or a genuine wonder, while we have a lot of philosophical traditions and schools of thought to turn to, while, in time, we develop a preference for one or some of them, based on some reasons that will finally remain unidentified.

If we turn to Hubick’s Phenomenology of Questioning, when considering its title, it may seem that it sets the bar too high, while the task is one that would be impossible to deliver in just a little over than 200 pages, considering the generality of its topic, the tradition and complexity of phenomenological inquiry, even if reduced to Husserl, Heidegger and Patočka, along with the seemingly overextended contemporary range of phenomenological object domain. But actually, the topic itself and the historical considerations are pretty much streamlined to this: that phenomenology is, if not the only, but the most appropriate philosophical line of inquiry able to preserve this sense of originar wonder that may be so soon and so easily covered with predetermined and already worked out answers. By focusing on the interrogation itself instead of answering it as soon as we get a chance, phenomenology is seen by Hubick, both in itself and historically, as prompting, preserving and developing this very sense of a continuous reworking and reshaping of both our experience and its theoretical framing.

How is that phenomenology was and still is able to do such a thing is one of the main directions of the book. The other one is related to the very act of questioning, in a sense of an actual phenomenology of this act. Accordingly, Hubick’s book may be red in both of these ways: as a plea for phenomenology as a certain way of relating to experience while preserving the manifoldness of the objects that are given within it, but also as a reiteration of the acute importance of questioning in philosophy. At the same time, these are not to be understood as separate topics, since the historical dimension is mostly seen as being determined by the particular character of phenomenological research. Scholarship in phenomenology, if we consider only Heidegger and Patočka, is rubricated under the topic of a heretical understanding of Husserl’s phenomenology, where the heretics are the ones who were being able to both preserve the genuine phenomenological insights while departing, in one way or another, from the answers provided by Husserl. This departure is not necessarily seen by Hubick as providing different or even opposed answers, but as a departure from answering itself, as least from the risk of reification of the latter as a definite system of concepts, statements and validities. Not a system, but nonetheless systematic.

According to Hubick, questioning in Husserl is related to the very possibility of “returning, eliciting and reflecting” on our experiences. Accordingly, both experience and the interrogations it elicits should be constantly revisited, such as the answer provided, as “attempts to clarify the way experience operates”, are always, on some part, only preliminary. Phenomenology and phenomenological attitude, as envisaged by Husserl, is key to the possibility of both opening, but also and not least important, to preserve this openness of the field of experience, instead of covering it with a set of answers, being these a set of descriptions, conceptual framework or a systematics of arguments:

‘Husserl’s project of pure phenomenology is a way for philosophy and science to preserve and explore the ongoing openness of questions while keeping such an infinite procedure in check with the establishment, clarification and the systematic presentation of answers’ (67).

 Accordingly, the intentional feature of thought in general, determines not only the fundamental relatedness of consciousness to its objects, but also the fact that experiencing in general may be constantly revived, revisited and described, so as that one may verify on its own if and how descriptions are true to the objects described but also if is there something in the actual experience that has been left out of standard, traditional, depictions of it. An anticipable objections to this seemingly open-ended flux of experiences and the various ways the same object may be given and thus depicted within experience could be that, since phenomenology may value the same any experience as experience of something, any systematic or close to systematic way of relating to these is worthless. The most radical of these objections would follow the line arguing that since experience is always one’s own, it is fundamentally private and, thus, incommunicable, at least in its most relevant, that being private, features. In the best scenario, phenomenology would thus try to make sense of a collection of experiences, working inductively toward some insights that would somehow prompt at least a very general description of the main features of experience and its relatedness to objects, which will, nevertheless, remain short of an accurate depiction of both consciousness and objects. Intentionality as such is the answer that phenomenology would offer to this type of objectioning, as it shows that mind is outward bounded, that, notwithstanding some peculiar traits, consciousness is public by design, as it is oriented to things other than itself. In the same vein, intentionality is meant to answer another set of objections, which would make any object a representation, thus not an object for the mind but an object within the mind, or, at least, it would instill a serious doubt about any way of relating consciousness to something that has a different character.

The second objection has been traditionally posed as the question concerning the difference and relation between the way something really is and the way it appears to us, as being equipped with both intellectual and sensible means or perceiving things. The history of this question is the history of philosophy itself, but what phenomenology does, as devised by Husserl, is to seriously approach and engage with the issue or appearance, while focusing on the very character of this appearing. By its own name, as phenomenology, its main task would be to interrogate phenomena as such. This “as such” would best preserve the character of appearance as appearance, making it a dignified object of research, while, at the same time, approaching if differently, as no more bounded by trying to identify something of whose appearance this appearance is. At least, not first, not before the appearance by itself is made an object of inquiry. Now, this happens under the category of the phenomenon, which, preliminary, would entitle that some-thing, any-thing, is firstly considered as it appears itself (to a conscience, taken itself at the highest level of generality, as any conscience whatsoever), before any further thematization. In Husserl’s words, from the Logical Investigations (LI), as quoted by Hubick: ‘if higher, theoretical cognition is to begin at all, objects belonging to the sphere in question must be intuited’ (72). Maintaining the focus on the questioning side and the phenomenological ability to preserve it as such, Hubick makes here an interesting distinction, that is between the phenomenon as such, which is interrogated in the most proximate experience, and the further conceptualization of it. This openness or clearing if we want to follow Heidegger, of the experiential dimension, will trigger the manifoldness of the way phenomena are perceived (Husserl will say “intuited” in order to highlight its pre-theoretical feature).

In order to better clarify what the phenomenon of phenomenology is about, Hubick will follow through a distinction made by Husserl in his Inaugural Lecture, that is between “Objects in a pregnant sense of the world”, objects as logical predicates and phenomena. To summarize, the first, which are called “Objects in a pregnant sense”, are the natural objects, which are outside the perceiving conscience. The logical predicates may be any objects whatsoever, as long as they are treated as being attributable to some subject. The phenomenon is a higher level of generality, as it means a transitioning to the very way the previous types of objects are given to and within conscience. Moreover, this focusing on the side of “given” feature of the object as such, means that a considerable part of phenomenological inquiry should be devoted to the receiver’s part, that is the conscience and the way it “constitutes the object” (80). Now, the above-mentioned higher degree of generality should not be understood as going beyond what is actually perceived, as in pre-Kantian metaphysics, but neither in the Kantian sense of an inquiry into the (subjective) conditions of experiencing as such, even if Husserl will sometimes name the phenomenological move as transcendental. Transcendental, as in transcendental reduction, would here designate that it is, indeed, a move towards the conscience, but only since it breaks with the Cartesian tradition of an isolated, reified ego, which will only be able to overcome doubt and meet the external being that the world of res extensa or God) by means of some apriori, received truths. The phenomenological conscience, as in Husserl, is made an object of inquiry in such a way as to emphasize its critical relatedness and oriented feature, its “toward-something” dimension. Keeping close to Hubick’s focus on questioning and Husserl’s own programmatic statements, we are advised to constantly maintain the whole picture in front of us, such as transitioning back and forth from the manifoldness of the way objects appears to the modifications that are enacted by these to the way conscience perceive them. Accordingly, even the apodictical is made into an object of interrogation, in Hubick’s words: ‘as each new example of evidence appears and problematize previous understanding, it also provides a source for further reflection and consideration’, while ‘after the discovery of an essence, were a phenomenologist to forsake the original repetitive practices of questioning that yields it […] they would cease to be a phenomenologist and effectively become a metaphysician’ (82).

Let’s consider now the first presumable objection that was mentioned before, regarding the difficulty of delivering a systematic philosophy in a phenomenological matter, that may seriously damage Husserl’s project of a scientific philosophy. What Hubick does, without mentioning explicitly the doubt raised by such category of objections, is to delineate the systematic character of Husserl’s philosophy, while keeping it apart from “theoretical metaphysics or just another philosophical system” (86). Systematicity outside of a system is attainable, according to Hubick, by means of a “non-linear reciprocity”, that would undercut the traditional focus on conceptual analysis while focusing on the experience and its questioning correlate that has initially prompted an eventual conceptual framework that may be used for its understanding, but which, nonetheless has to undergo a continuous validation and re-validation through the works of others. Non-linearity supposedly means here that we will not build, “systematically” (as in a system) or more geometrico, from one set of truths to another, but we will constantly revise our base assumptions by trying to engage “with the things themselves”, keeping thus open the possibility of further confirmation, adjustment of even rejection.

Now, this distinction between system and systematicity is one which is very difficult to preserve, especially since, in Husserl’s own programmatic statements, phenomenology should always be understood in a scientifical sense, while the transition from LI to Ideas seems like building up a system based on previous, thus preliminary, research. According to Hubick, true to his attempt to emphasize questioning instead of answering, this would be the main contentious point between Husserl and Heidegger. The latter will read LI as fundamentally opening a way of doing philosophy whose aim is to destabilize traditionally provided answers, in this case the answers provided within general logic, a discipline whose reluctance to changing and developing is one of the most well documented. Destabilization does not mean here that phenomenology will search and eventually identify some weak chains in the conceptual and propositional architecture of an already constituted discipline, to emphasize their debatable character, even if it may happen to do so at some point. Destabilization is to be understood as reopening the space of experiencing which originated the solidifying of a particular discipline as a set of answers, concepts and propositions, more like an attunement to the instability of phenomena as such.

Instead of logic, Heidegger will turn to history and ontology in order to clarify the way the phenomenological method relates to their actual enactment as established, traditional disciplines. Following Hubick, Heidegger’s phenomenological reworking of history under the rubric of historicity (and temporality, not mentioned here) is meant to “elicit from experience the unstable phenomena via questioning that is then taken to be the ‘material’ worked upon by the ‘scientific work’ of stabilizing the material via answering” (105; italics and inside quotes are Hubick’s). Phenomenology turns into ontology, in the double sense as the meaning of being and Dasein’s fundamental ontology, and further turns into hermeneutics, while phenomenology is devised by Heidegger as a kind of propedeutics for what has been his main concern for the most part of his inquiries, being as such. As Hubick’s emphasizes, by illuminating the structure of the question itself, as Gefragtes, Befragtes and Erfragtes (110), as the what of the questioning, the object domain and what eventually will come up, one is already situated in the proximity of what one searches for. Accordingly, the radicality brought up by phenomenological inquiry is not necessarily that of developing new or original insights about conscience, but to clear and maintain open the space of the experiencing that firstly sourced the questioning, while further elaborating the structure of the latter will prompt the revisiting and clarifying of those experiences, paying attention and attempting to uncover their genuine possibilities.

Now, the way one addresses the question is fundamental for both the opening of the intended object domain as it is for the opening of the “subjective” or transcendental dimension, if we limit ourselves to understand by the latter that there is always somebody asking the question, with a specific, that being human, way of perceiving things, some-thing in general. What phenomenology does, not quite surprisingly considering its actual name, and what Heidegger’s analyses will take to its limit, is to double on the ontological status of appearance, which will no longer be relegated to the domain of “mere appearance” or falsehood. Actually, the latter is maintained as one of the possible ways some-thing appears, but the issue becomes increasingly complex[ii], while the instances of appearance are multiplied and made into a dedicate object domain for phenomenological inquiry. In very general terms, what appearance has always considered to do is to stand before perception and the things outside it, as a kind of inter-positioning that prevent or obturates the access to the very thing. Hubick’s analysis of the way Heidegger reworks this issue is one of the most promising in the book, even if not obviously related to its programmatic intentions, focusing on the fourfold dimension of appearance brough up by Heidegger in Being and Time (BT) but also, previously, in the lecture notes delivered in Marburg and collected as the History of the Concept of Time (HCT), as phenomenon, semblance, appearance and mere appearance (120). Moreover, it is in this light that Hubick restates the purpose of Heidegger’s interpretation of Kant, along with the latter’s residual Hume-ism, as emphasizing the proto-phenomenological dimension of the Critique of Pure Reason (CPR) since its main accomplishment would be the revealing of pure intuition as phenomena, thus a proper object for phenomenological inquiry, instead of grounding the very possibility of metaphysics.

Hubick continues to play on the different tones of Heidegger’s well documented, sometimes overstretched, terminological equilibristic regarding various terms such as truth, being, logos and phenomenon, while all the way trying to maintain or to remind the reader Hubick’s own general framework of inquiry, that being the opposition between questioning and answering, with a strong emphasis on the former. Such an example is provided by the analysis of Heidegger’s famous version of truth as unconcealment or aletheia, where it is made to stand for the actual experiencing of phenomena as opposed to the “stabilization of their original fluctuating correlates” delivered by the traditional understanding of truth as correspondence (131).

If Heidegger is the most obvious candidate for the phenomenological relevance of the act of questioning, since he made it into an actual topic during much of his writings, lectures and seminaries, Patočka is the most viable candidate for the idea of a heretical following of Husserl, again, since his he actually characterized (some of) his work as such. There are three main strands informing Hubick’s account of Patočka’s heretical encounters with the phenomenological path developed by Husserl. First, we have the idea of a “lifeworld”, as Husserl used it to denote the pre-scientifical, natural, or the naïve world as it stands facing a conscience which is yet un-informed by a critical approach and a scientific conceptual framework. It is life as it is given in average experiencing, which forms the background and backbone of any ulterior attempts at one’s taking into possession by means of understanding and explaining. But, for phenomenology in general, this explanation is always an “explaining away” of some originar encounter with worldly beings in general, losing touch with the experienced as such. The cornerstone of a phenomenological approach is to give an account of exactly this insight, that it is more into experience that grounding a buildup of a chain of reasoning allowing us to arrive at some definite and definitive statements about the way the world really is. If the latter is meant to dispense with the way the world appears, in order to climb the ladder up to a (more) scientific perspective, being if that of natural of social sciences, phenomenology will constantly drag us down, reminding us that the domain of appearances is not and could not be exhausted by natural and social regularities. Instead of developing vertically, in a Cartesian manner, phenomenology will develop horizontally, as a way on enlarging and renewing the very domain or appearance.

According to Hubick, Patočka revisits this issues that became standard for any phenomenology scholar, while, at the same time, preserving them as genuine interrogations. In this regard, Patočka operates a critical distinction between phenomenology and phenomenological philosophy or the phenomenological as such. While the former is a descriptive manner of referring to an already established way of conducting phenomenological researches, indebted to Husserl and to his already provided answers, the latter is considered as allowing a more nuanced approach, more balanced on the part of questioning. ‘Phenomenological philosophy’ will say Patočka in his Plato and Europe (PE) as quoted by Hubick (146), ‘differs from phenomenology, in that not only wants to analyze phenomena as such, but also wants to derive results from this activity; phenomenological philosophy is not an understanding or a kind of slipping away from the proper problem of the phenomenon as such. The phenomenon must remain the phenomenon’.  

For the phenomenological philosophy, the phenomenon must remain problematic, beyond or beside any attempt to thematize it, which, according to Hubick, will bring Patočka in close proximity to Heidegger’s focus on the being’s concealment, while also helping him furthering his own heretical way of practicing phenomenology. Since it is this latter, practical, dimension that will be used by Patočka in order to both emphasize, if not radicalize, the experiential feature of phenomenology and to employ the Heideggerian trope of “primacy of practice” (155, 157), an expression which, while not used by Heidegger, found its way in Heidegger’s scholarship to denote the analysis of the mundane in the first part of BT.

Accordingly, and this will constitute the second contentious, that is heretical, strand, Patočka seems to object to Husserl’s “objectification” of conscience in two ways: as to the possibility of the making conscience into an object of reflection but also as to the considering the conscience solely under its traditional, that is Husserl’s, intentional dimension. Akin to Heidegger, Patočka will ask if these modes of an objective apprehension of conscience and its objective correlates constitutes the actual way that objects are given in the most proximate experience.

While dispensing with the entire idea of conscience, Heidegger will turn these questions into his ontological-hermeneutical analysis in the first part of BT, focusing on Dasein’s average understanding of being which is for the most part some kind of a practical one. The so-called “primacy of practice” in Heidegger has proved itself to be both a promise and a locus of potential confusions, both on the part of scholars and Heidegger himself, while the hermeneutical dimension of Heidegger has somehow receded under the weight of his further inquiring into the history of being, not to mention the political record of his thought. Nevertheless, for both Patočka and Hubick, this approach is able to stimulate the furthering of questioning of the manifoldness of experiencing and appearing, while preserving the core assumptions, even if mainly methodological, of phenomenology.

The third strand of Patočka’s phenomenology, as accounted in Hubick’s book, is constituted by the former’s incursions in the phenomenology of history.  Time is divided, according to Patočka’s Heretical Essays (HE), in three main divisions, from the unhistorical to proper historical, interceded by a glimpse into history, the prehistorical. The main criteria for this division is the relation life, human life, has with itself an with the life of others. While, for the unhistorical, life is only concerned with its own preservation, appealing to an entire plethora of transcendent entities, the glimpse into proper history if offered by the imposition of others and the need for a structuring, if not yet regulating, of life in common. The critical component of the preservation of life is labor, while it is the latter’s transitioning into work (following Harendt) that best captures the irruption of the second category, the prehistorical.

The proper historical is only born at the intersection of political and philosophical thought, when living in the mode of polis develops alongside the abandonment, least in part, of the traditional insurance provided by the divine, thus bringing forth the shaking of the prehistorical naïve and absolute meaning (Patočka, HE, 3rd essay). While living within the polis transcends its orientation toward own preservation, philosophical interrogation and the ontological fracturing of the identity between meaning and being led to furthering the attempts to understanding and explicitation into the unsuspected and unforeseen (idem). This constitutes fertile ground for the reiterating Hubick’s main these, as questioning and mainly philosophical type is closely connected to the irruption of history as the shaking of previously agreed meaning. Proper, that is philosophical interrogation could only come about within the space/ clearing created by the loss of a total meaning, while, at the same time, meaning is preserved mainly as the horizon of the partial, localized attempts. It is within this dialectics between a complete loss of the total meaning and the push for constantly renewed attempts to recover fragments of it, as a polemical dialogue between day and night, uncovering and concealment, that life becomes problematic, prompting philosophical questioning as and open ended task, worthy of pursuing even within the ‘recognition of a very dire, even hopeless, situation, wherein one remains simultaneously fully cognizant of one’s bleak situation and yet persists to ask more questions and  remains undaunted by it’ (165).

The concluding chapter, focused on the logos of questioning,  streamlines the main findings of the previous historical considerations, while restating the general premises of the Hussein’s general inquiry, mainly the focus on the destabilizing dimension of questioning against the stabilization provided by answers, the preeminence of experience for phenomenological research and the particular place of the latter within the history of philosophy, as featuring both questioning and experience as prime movers. The constant return to experience, being able to overcome the burden of the already provided answers, may be seen as a kind of a remake of what originary prompted something like a philosophical inquiring, namely wonder and its truth-searching correlate. Moreover, in these terms, the relation between teacher and student/ master and apprentice is constantly reshuffled, while since the eventual answers and solutions provided by the former are nothing more than pushes for the latter to take over the attempt to validate the same experiences while, during the process, other facets of the same experiences or experiences previously unaccounted for may be considered and further thematized.

As an overall introduction to phenomenology, by stressing and, sometimes, overstressing, the role of questioning in phenomenology and philosophy, while sometimes undermining the specific difference between these, Hubick’s book may stand alongside more famous others. On the other part, for a more versed reader in phenomenology, its added value is mostly debatable, since, for the most part, it stops short of a more rigorous and thorough exegesis. Nonetheless, its particular stance and point of observation may prove valuable in redirecting the reader, any reader, to shake the dust off such a seemingly inconspicuous figure as questioning and reassess its role within the history of philosophy, being that phenomenology.


[i] R. Sokolowski. 2000. Introduction to Phenomenology. Cambridge University Press.

[ii] Of which Jean Luc Marion’s analysis of the given is probably the highest degree.

Lorenzo Girardi: Europe, Phenomenology, and Politics in Husserl and Patočka

Europe, Phenomenology, and Politics in Husserl and Patočka Book Cover Europe, Phenomenology, and Politics in Husserl and Patočka
Reframing the Boundaries: Thinking the Political
Lorenzo Girardi
Rowman & Littlefield Publishers
2024
Hardback
226

Reviewed by: Peter Shum (University of Warwick)

 

Introduction

Lorenzo Girardi’s wide ranging and highly informative book, Europe, Phenomenology, and Politics in Husserl and Patočka, explains the origins and nature of Europe’s contemporary “crisis”, and conducts its own enquiry into the significance of the catastrophes that befell Europe in the twentieth century. It investigates the limitations of rationality in the political sphere, and is sympathetic to the insights of agonistic political theory.

Girardi ends the introduction to his book on the same note on which he concludes the book itself, namely by warning us not to forget about the unprecedented catastrophes that befell Europe in the twentieth century. The admonition is apposite, since the book’s entire train of thought turns out to be, in a certain way, haunted by the hecatombs of the first and second world wars. It alludes not only to a peril associated with a fading of our collective memory, but also to a philosophical danger of failing to comprehend what it was that transpired in the first place, in the traumas that we now denote with terms like “The Great War” the “The Holocaust”. Indeed, I suspect that many readers will be prompted in the course of this book to wonder if the term “war” itself is due a metaphysical clarification.

Edmund Husserl predeceased those whose lives were cut short by the Holocaust, but by the time of his death in 1938 he was, to say the least, more cognizant than most of the nature of the crisis that seemed to be engulfing Europe. Husserl thought Europe was in crisis on the grounds that a naturalistic conception of the world cannot account for or support humanity’s existential needs. He saw rational discourse as a reliable path towards the reconciliation or convergence of opposing views, and wanted conflicting nations to embark on a political journey from their respective cultural life-worlds to a more universal life-world.

Girardi elaborates an important counterpoint to Husserl’s rationalist teleology, by introducing the thought of the Czech philosopher Jan Patočka. Girardi explores Patočka’s concerns about Husserl’s understanding of the root of Europe’s crisis, and about Husserl’s proposal to restore the ideal of reason in political philosophy. This turns out to be connected to potential philosophical problems that can arise when one tries to attribute a final or transcendent meaning to the world as a whole. This, in turn, is connected to phenomenological questions pertaining to how one attributes significance to experiences, and how one responds to situations of apparent meaninglessness. All of these considerations inform Patočka’s concept of problematicity, which is really the central theme of the three final chapters. Girardi goes on to consider the implications of Patočka’s notion of problematicity for the discussion about the future of politics in Europe, and how this discussion has been taken up by certain post-structuralist political thinkers. The interconnectedness of the topics of Patočka, problematicity, and politics will incline me to review the book’s final three chapters as a unit, in place of the chapter by chapter approach that I shall adopt for the rest of the book. Toward the end of this book review I shall offer three discussion points that I hope readers will find constructive.

The Idea of Europe and the Ideal of Reason

The main discussion of the book opens by drawing attention to the centrality of rationality in Europe’s sense of its own self-identity, and of its own relation to the rest of the world. The very notion of “Europe”, as something other than simply a geographical designation, advanced when “Europe” began to replace “Christendom” in diplomatic language to signify a collection of cooperating coordinate sovereign states with a shared heritage from Christendom. The distinguishing feature of this European civilisation was that it saw itself as based squarely and fundamentally on reason.

This European civilisation saw itself as superior to all others, and the capacity for reason was held to be constitutive of our humanity. Importantly, this involved seeing reason not only as a mode of enquiry but as a way of resolving disputes. According to the rationalist perspective, all fields of human life, including morality, and the organisation of society, were to be grounded in reason. Grounding everything in reason had the consequence that the world became “disenchanted”, since in principle everything could be mastered by means of calculation.

However, by the end of the nineteenth century, there were concerns that rationalism was undermining community and social cohesion. Weber observed that for all of rationalism’s successes, it didn’t seem to have much success in answering questions about the ultimate meaning of human existence. In a rationalist discourse concerning how to organise society, there isn’t typically much emphasis on accommodating a plurality of views. Sociologists like Ferdinand Tönnies regarded rationalist society as a complete inversion of community. Later in the twentieth century, the idea was put forward, by the Frankfurt School of critical theory amongst others, that rationalism contributed to, facilitated, or made possible the atrocities of the first and second world wars. Girardi points out that the extent of rationalism’s responsibility for these horrors remains a matter of dispute.

A Philosophical Sketch of the Contemporary Situation

Chapter 2 begins to explore some of the different currents in the ongoing contemporary debate concerning the philosophical direction that European political thought ought to be taking, and in particular how entangled with rationalism this direction ought to be. One pole of the contemporary debate argues that Europe needs to revert and reconnect to its Christian heritage. This view gained ground after the fall of the Soviet Bloc, when there was a resurgence of Christianity in many Eastern European countries. This became an important part of their national identity. At a European level, this reinforces the centrality of Christianity to contemporary European identity. Today, sceptics of the EU project are often proposing a culturally Christian Europe. They regard reviving Europe’s Christian heritage as a way of counteracting the disenchantment of the world that rationalism seemed to usher in, and re-enchant the world with some transcendent spiritual values. This position is not so much about completely rejecting rationality as keeping it in check and making space for a re-enchantment of the world. Girardi points out that Novalis (1772-1801) was a very early proponent of a version of this view, and that, more recently, Gianni Vattimo (2002) argues that European identity is inextricably enmeshed with Christianity.

A different pole of the contemporary debate argues that the way forward for Europe is to double down on rationalism. Proponents of this view argue that rationalism could have enabled us to rise above our small-minded human disputes over territory, natural resources, and cultural differences, and that if only Europe had been more rational, it would have avoided both world wars completely. In the rationalist’s view, the world wars were not a case of rationalism taking Europe in the wrong direction, but instead a bursting forth of an incomprehensible and lethal irrationalism.

The cogency of the pro-rationalism pole of the debate is difficult to deny, but Girardi observes that the main drawback is that it now seems to be leading us toward a bureaucratic European Union devoid of human existential meaning. The idea that rationalism was supposed to enable us to rise above our cultural differences seems to have been conflated with the view that it is improper to rate one culture more highly than another. This is to say that cultural relativism has acquired a strong foothold in political circles. This view informs the Universal Declaration of Human Rights. We now run into the problem where there is a tension between respecting what we deem to be universal human rights and respecting a foreign culture.

A second drawback stems from the fact that, understandably, those backing the EU project like to use the Holocaust for symbolic purposes. Yet Eastern European countries, and the UK, for instance, tend to be less willing than Germany to accept culpability for the Holocaust. For such nations, Holocaust culpability is not part of their national identity. In the end, observers of the contemporary debate about the future of Europe need to be cognizant of the fact that those who wish Europe to revert to its Christian heritage are liable to hold up the Holocaust as an admonishment against the dangers of unchecked rationalism, whilst their opponents hold up the Holocaust as an admonishment against the dangers of neglecting rationalism.

Rational Politics, the Liberal Consensus, and the Agonistic Critique

Girardi observes that it seems to be a characteristic of a purely rational or “universalist” rationalist discourse concerning how to organise society that there isn’t typically much emphasis on accommodating a plurality of views. After all, in a strictly rational society (if such a society were ever to exist) the function of reason would be to optimally redesign and reorganise society. This gives rise to concerns that this way of going about things is conducive toward totalitarianism.

Pluralist rationalism (as opposed to universalist rationalism) aims to address this concern by introducing a process of reconciliation between diverse attitudes and opinions. The two-fold aim of a pluralist rationalist society is mutual safety and individual freedom. Under pluralist rationalism, the state is neutral with respect to worldview. Liberal democracy has much in common with pluralist rationalism, but is not completely neutral with respect to worldview. Sometimes democratic procedure restricts individual rights. This is the tension between democracy and liberalism. This leaves room for a wide variety of versions of liberal democracy, and Rawls and Habermas each develop their own.

One of the features of a liberal democracy is the requirement that there should be a general consensus across all citizens about democratic procedure. This is called the liberal consensus. In searching for the liberal consensus, Rawls and Habermas both want to strike the right balance between universalism and pluralism. Habermas doesn’t want secularism to dominate public debate, and this means affording traditional worldviews the opportunity to participate in public political debate. Consonantly, people should have the right, in Habermas’s view, to contribute to public debate in their own religious language. This means Habermas could be said to be a post-secularist, something that Rawls is not.

After the discussion of Rawls and Habermas, Girardi turns his attention to the topic of the agonistic critique of rationalist political theory. Proponents of the agonistic critique advance a battery of objections stemming from the suspicion that the idealised conceptions that rationalist political theory employs do not correspond to reality. They tend to argue that rationalist political theory has invented a fictional political model using idealised conceptions of discourse, discussants, citizens, consensus, deliberation, and the discursive environment. Agonists are concerned that rationalist political theory ignores the possibility that some problems may be irresolvable in principle. They typically believe that (a) there is an irreducible plurality of values; and (b) when values come into conflict, it is a mistake to assume that the conflict can be resolved, or that it is necessarily possible to devise a comprehensive or overarching reconciliation procedure. They maintain that there is no political framework that can be devised a priori, that rationalist political theory marginalises people critical of the liberal consensus, and that it curtails the plurality of views.

Girardi proceeds to examine in more detail the respective positions of various agonistic thinkers, including Honig, Mouffe, Gray, and Connolly. In the course of this discussion, Girardi explores how they advocate resisting and disrupting the liberal consensus. Agonists like Gray and Connolly are proponents of a radical and ever-changing pluralism, which can involve a plurality of possible political frameworks. According to this kind of agonistic stance, illiberal views and illiberal political frameworks cannot be ruled out.

Husserl’s Europe as a Philosophical Project

Girardi draws attention to the important distinction between Husserl’s “idea” of Europe and his “absolute idea” of Europe. Husserl’s “idea” of Europe is a conception of European culture. It is so broad that it can be taken to refer to Western civilisation in general, including the colonial expansion of the British Empire, and the migration of European peoples to North America. It excludes, however, itinerant peoples such as the Roma. This “idea” of Europe is formed eidetically based on what is given in concrete empirical instances. Every culture or civilisation will have an equivalent “idea” or “spiritual shape” of this kind.

By contrast, Husserl’s “absolute idea” of Europe is not constituted eidetically on the basis of empirical instances. Instead, it is a self-standing ideal concept grounded in rationality itself. It is independent of, and in that sense transcends, actual human experiences. According to Husserl, the “birthplace” of this “absolute idea” of Europe was Ancient Greece. It is the idea of a completely rational human civilisation.

When Husserl speaks of a European “crisis”, he essentially means that Western civilisation has fallen short of, or fallen away from, its rational ideal, that is, its “absolute idea”. More specifically, Husserl believes that we have become so enthralled by scientific discoveries and technological developments that our understanding of the true remit of rationality has become impoverished and truncated. In the first part of The Crisis of European Sciences and Transcendental Phenomenology, Husserl scrutinises and critiques the way many people, including some scientists, tend to think about the hard sciences. He says they “take for being what is actually method”. By this he means that they think the idealised scientific world is the actual real world. Science has been so successful that one begins to think of the idealised mathematical world that the scientific method works with as the real world. The trouble is that we have forgotten that the sciences presuppose the world as we ordinarily experience it. Husserl observes that we still require philosophy to ground science, on pain of committing ourselves to the erroneous position of naturalism, which is the view that the only possible objects of knowledge are the objects of the natural sciences. Naturalism subtracts cultural properties from objects, and excludes all matters pertaining to value. Those caught up in naturalism overlook or ignore the fact that we still require philosophy to investigate the existential meaning of life and its value. Another way of looking at this is to realise that philosophy, for whatever reason, has failed to be a satisfactory foundation for the sciences. This amounts to a falling short of rationalism as a whole.

For Husserl, the fundamental distinction in political thought has to be between rationality and irrationality. Europe’s failure to understand the remit of rationality has led some citizens to seek existential meaning in irrational areas, such as ethno-nationalist politics, or develop an hostility to reason, and has led some European governments to pursue irrational foreign policies. Husserl believes that the catastrophe of the first world war revealed the irrationality, the “inner untruth, the meaninglessness” that had befallen European civilisation.

We have found, then, that philosophy itself is implicated in, and entangled with, the crisis that Husserl is describing. It is only when philosophers can understand the nature of the crisis that has engulfed them, and for which they are partly responsible, that they can begin to find a way out of it. The first step is to reassess what rationality really is, and what its remit is. Rationality should include what Girardi calls “existentially relevant questions”. Once we have revised our understanding of rationality, we must then recommit ourselves to it.

Husserl’s Reestablishment of the Ideal of Reason

Husserl believes that, in response to Europe’s “crisis”, there are a number of pressing reasons for exploring the “life-world”, which is constituted in one’s pre-scientific experience of the world. One of these reasons is the overcoming of naturalism, and the provision of a proper epistemological foundation for the sciences. Another reason is to investigate what Girardi calls “existentially relevant questions”, which includes enquiry into moral values. The life-world can disclose to us things that we pre-theoretically intuit to be morally right. An example of this is that when a group of people live in proximity to one another, we often find it morally appropriate to come together in a community of love, in which individuals are valued and loved in all of their uniqueness and particularity. Phenomenologically, it is an intrinsic property of moral values that they transcend time and space: they are applicable at all times and in all places. This brings us to the idea that an important reason to investigate the life-world is to uncover a universal sense of the world. Finding a world valid for everyone is relevant to the field of reconciliation between conflicting parties and nations. Indeed, chapter 5’s main concern is the problem of finding a universal life-world.

One and the same perceptual object may be understood to be amenable to being apprehended in separate acts located across a set of perspectival and temporal positions. The set of perspectival and temporal positions may be said to form an intentional horizon, and this is sometimes referred to as the object’s internal horizon. Yet in addition to an internal horizon, perceptual objects are also found to be embedded within an external horizon. Husserl describes the external horizon as “the openness of the world as an indeterminate horizon against which things can become determinate.” The internal and external horizons are both regulative principles ordering experience.

Every life-world partially “fills in” the indeterminate external horizon. The external horizon is pre-given and implicit in every life-world. Husserl calls this universal horizon the world in general. The world in general is the world in its universal sense. We find that objects belonging to the world in its universal sense are not only given horizonally (internally and externally) but also carry the sense “experienceable by everyone”, or “meant for all”.

It is important to note that in the life-world, perceptual objects belong to a wider cultural world of values that exceeds them. The life-world is always already embedded in one’s culture. So there is in this sense a plurality of life-worlds across the population of the world, since there is a plurality of cultures. Or to put it another way, the life-world of someone aware of the existence of other cultures is a plurality of cultural worlds.

This would seem to raise the aspiration of finding a universal culture. It is to this end that Husserl tries to find an account of the life-world that is consistent with rationality, and hence valid for everyone. Husserl seeks the rationalisation of culture, but not its deletion. This leads Husserl to consider the possibility that perhaps philosophy could take certain traditional beliefs and somehow restate them philosophically. We might cautiously draw some encouragement from the observation that there is already some commonality discernible between the various life-worlds. One reason for this is common biological needs across all humans. Another reason is sharing the same planet.

In the course of chapter 5, also Girardi raises some doubts about the prospects for Husserl’s rationalist teleology, and mentions a number of possible objections to it, including the agonistic critique.

Patočka, Problematicity, and Politics

Patočka’s relation to Husserl is a complex one, and ultimately ambivalent. Whilst Patočka agrees with Husserl that the life-world and the scientific interpretation of the world very often seem to be at odds with each other, he is doubtful on the question of whether such conflict can always be resolved. Husserl finds grounds for believing in the possibility of the resolution of such conflict in what he sees as the intrinsically teleological structure of experience. However, Patočka argues that there is no absolute grounding for the meaning of the objects that appear to us. The world as a whole is implicit in the meaning of the objects that appear to us, but it doesn’t make sense to ascribe a final meaning to the world as a whole. The world as a whole doesn’t have a meaning, but instead should be understood to be the horizon of all meaning.

Patočka’s criticism of Husserl suggests that we ought to look more carefully at the phenomenology of the life-world and how we go about attributing meaning to the objects we encounter there. Patočka thinks Husserl makes the mistake of striving for a philosophy that will be capable of deciding, or eventually converging upon, the final meaning of the world. By contrast, Patočka thinks the world as a whole has significance but not a final meaning. In fact, he maintains that significance precludes the possibility of a final meaning. So we must distinguish between significance and signification. The act of intuiting significance, for Patočka, means grasping the potential for a system of possible significations. Interestingly, this leads Patočka to the view that instances of apparent meaninglessness can have significance, on the grounds that they might harbour the possibility of finding meanings.

This brings us to Patočka’s concept of problematicity. Problematicity refers to an absolute indeterminacy in the meaning of an event or an experience. Patočka’s concepts of significance and problematicity can therefore be regarded as two sides of the same coin. Problematicity is always in relation to a fundamental moment of significance. Events and experiences that strike us as significant always seem to refuse a final meaning. We experience problematicity when we run up against the limits of meaning. The experience of problematicity subverts the sense of the world passed down by tradition, myth, ideology, and religion. Patočka thinks religions tend to make the mistake of bestowing a signification on certain instances of significance. According to Patočka, problematicity has always been part of human experience. The history of mankind is one of shaking the certitude of a pre-given meaning. Every life-world is intrinsically problematical. The disenchanted scientific world that rationalism ushers in is problematical, because there is a loss of transcendent meaning. In general, Patočka wants to postulate a problematical relationship, or an incongruence, between the empirical and the ideal. Patočka thinks we have in the end to regard problematicity as an objective insight, that is, that problematicity is to be regarded as a structural characteristic of human existence and the world in general. It is to be thought of as a feature of the world, not a deficiency in our understanding of it. Patočka’s account of problematicity renders his philosophy incompatible with both Husserlian phenomenology and Christianity. It precludes a rationalist teleology toward a unitary universal life-world.

Understanding Patočka’s concept of problematicity is one thing, but understanding its phenomenology is another. It makes sense to suppose that if one wished to explore the phenomenology of problematicity, then it would become most salient in situations involving a pronounced or unequivocal incongruence between the empirical and the ideal. This explains why Patočka finds encounters with meaninglessness to be particularly illuminating of the phenomenology of problematicity. Patočka wants to suggest that in the encounter with an instance of meaninglessness, one can be moved to bring meaning into the encounter oneself, by sacrificing oneself in some sense. One decides spontaneously to put oneself on the line, so to speak, without concern for, or clear knowledge of, the consequences for oneself or for others. Patočka’s “sacrifice” is an existential refusal of nihilism. It manages to eschew or stave off the Nietzschean response to the problem of nihilism, according to which the only way to produce meaning is through force, strength, and power. In Patočka’s sacrifice, then, we seem to have an experience of transcendence without a metaphysical positing of that transcendence. Patočka calls this Negative Platonism. It seems to be about demonstrating how strongly you are choosing to commit yourself to certain values. One experiences an absolute freedom in doing so.

This idea of discovering a meaning to life that reaches beyond one’s own survival, the satisfaction of one’s own appetites, and the mere perpetuation of human life is consonant with the Ancient Greek philosophical project of the “care for the soul”, which Patočka himself seeks to adopt and incorporate into his own philosophy. Patočka thinks freedom is crucial to the care of the soul. One chooses, in a  free act of the will, a project or a cause whose scope transcends the immediate parameters of one’s own life. Adopting such a project places one in a position to live a free, responsible, and thoughtful life in which one’s thoughts and actions should be in harmony with the project. Instead of constantly reacting to circumstances, one begins to think and act meaningfully and coherently in the world. In the confrontation with instances of apparent meaninglessness, Patočka’s notions of sacrifice and the care of the soul offer a way of escaping what he sees as an excessive reliance on rationality, and is conducive toward an existentially responsible shaping of one’s life. It is a path toward a deepening of the soul.

Committing to a cause that you have chosen for yourself motivates you to enquire, research, and work things out for yourself, instead of relying on pre-given answers that have been passed down by religion or tradition. This is why, for Patočka, the care of the soul is fundamental to politics. Part of Patočka’s politics is aimed at forging new forms of community outside of the traditional community. Such communities should always comprise diverse views and opinions. They prioritise debate, dissidence, and dialogue over the survival of the community. Patočka sees a parallel between a society’s dissidents and Plato’s “guardian class”. They demonstrate model characteristics for everyone else: public spirited, community minded, ascetic, sincere, admonishing, speaking inconvenient truths, self-sacrificing. Because of their integrity, they are well suited to running stable institutions for a society. We find, then, that Patočka’s political philosophy takes its inspiration from Plato’s notions of the care of the soul, and the just state.

Patočka’s ambivalent relation to Husserl therefore turns out to be highly relevant to the contemporary debate surrounding the theory of the state and the question of finding the right architecture for a pluralist political framework. The philosophical rationale behind such an architecture is multi-faceted. Firstly, just as the polis of Ancient Greece provided a framework for dissent and debate, Patočka desires a respectful political space in which conflicting views can be aired, scrutinised, and reflected upon. Patočka, together with other agonistic political thinkers who have taken up his thought, want to find ways of incorporating dissidence and problematicity into our political institutions. Yet Patočka also wants his philosophy to inform a constructive politics – a politics that is capable of effectuating change, as well as facilitating dissent and debate. The framework and space for such debate and discussion is what Patočka calls the sphere of the political. For Patočka, the sphere of the political is distinct from politics. The sphere of the political is essentially indeterminate with respect to ideology, because it is grounded in the concept of problematicity. Such a political sphere will be more likely to forestall tendencies toward totalitarianism, and make twentieth century atrocities such as the Holocaust less likely to recur.

Furthermore, Patočka wants to find a middle way between rationalism and relativism. Pluralism cannot be allowed to become pure relativism, on the grounds that activity within the polis must be subject to certain norms of conduct and procedure. On the other hand, Patočka also wants to avoid pure rationalism, because he believes pure rationalism can lead to a kind of intellectual cul-de-sac that neglects the care of the soul. One of the attributes of a just state is that it is possible for the one who cares for his soul to flourish. This is connected to a concern of Patočka’s that liberal democracies can be conducive to a kind of moral vacuity, and don’t sufficiently nurture human freedom.

Part of the task lies in navigating the inherent tension between freedom, as Patočka conceives it, and the state’s institutions. A step in the right direction has been taken by some liberal democracies to the extent that they have a separation of powers between different institutions. They separate powers between the government of the day, the law-makers, the judiciary, law enforcement, and so on. This is what is meant when it is said that democracy is an institutionalisation of conflict, and that a healthy democracy will have an absolute indeterminacy at its foundation. Additionally, state institutions can have an important role in protecting certain basic freedoms, such as  those of petition, association, publication, assembly, and speech. Subject to certain conditions, a healthy liberal democracy will actively encourage the expression of a diversity of views.

The desire to forestall relativism raises the question of whether there should be hurdles or entry criteria to the sphere of the political. The successful operation of Patočka’s political framework would not depend upon the possibility of a reconciliation between conflicting parties, but merely a mutual recognition of the essentially problematic nature of human existence. All parties should subscribe to a shared view of problematicity. Conflicting parties find themselves sharing a space of significance. One “prays for the enemy”, or at least tolerates him as a valid participant in the debate. This kind of tolerance is known as agonistic respect. Patočka calls it the “solidarity of the shaken”.

Patočka himself is pessimistic about the prospects for a widespread spiritual conversion to his doctrine of problematicity. It would require a transformation of political culture, a collective conversion to a new “civil religion”. But a new civil religion of problematicity, Patočka believes, would give modern human existence a meaning that it currently lacks.

Discussion Point 1 – Two Kinds of Optimism

One of this book’s key topics is reconciliation. This could mean reconciling the worldviews of two different cultures, reconciling two warring nations, or reconciling the agendas of two political parties. In this context there are two relevant senses of the term “optimism” (and similarly “pessimism”) in relation to the prospects for such a reconciliation. In some places, it is clear which sense Girardi has in mind, but in other places it is not always entirely clear.

Firstly, there is a teleological sense. For instance, one might believe that it belongs to the nature of rational discourse to arrive, sooner or later, at an agreement. Husserl believes that Western culture has an inborn teleology, a striving toward rationality and a life of reflective self-responsibility. When Girardi refers to “optimistic rationalism”, I infer that he is using “optimistic” in this teleological sense.

Secondly, there is a practical sense. For instance, one might believe, purely on the basis of what one knows about the world, human nature, and our political realities, that there are grounds for hope in relation to the prospects for reconciliation in certain areas. As Girardi points out, in this practical sense, Husserl himself is not entirely optimistic about our prospects. Husserl acknowledges that often history seems to be resisting and frustrating his goal. This is why Husserl describes his infinite task as “a struggle between awakened reason and the powers of historical reality.”

Two examples of where it is not entirely clear which sense is being used are: “Overall, however, Patočka is certainly less optimistic about Europe’s trajectory and the capacities of reason than Husserl was.” [94]; and “Although the possibility of a positive appropriation of problematicity is indicated here, Patočka is also pessimistic of the possibility of such a metanoia on a grand scale.” [122].

Discussion Point 2 – Habermas’s Shift to Post-secularism

Towards the end of chapter 5, Girardi points out some commonality and complementarity between Husserl’s and Habermas’s political philosophies, in that they both exhibit a faith in the process of reconciliation between different views. Girardi points out that Habermas “[…] attempt[s] a purely procedural approach to reconciliation”, and has “a faith in the rational transformation of particular views with an eye on their reconciliation” [89]. Girardi indicates that, according to Habermas, “all relevant views can meaningfully by reconciled with each other” [90]. Girardi argues that it is debatable whether Husserl’s and Habermas’s optimism with respect to the possibility of reconciliation between diverse views is justified, and that we need to consider the possibility that some views are not amenable to a process of rational reconciliation.

My concern here is that this particular discussion in chapter 5 doesn’t distinguish between Habermas’s earlier and later work. We have already learned in chapter 3 that “[i]n his later work, [Habermas] is no longer as committed to the secularisation thesis as he was in his earlier work” [39], and that in his later work Habermas sees liberal democracy as “a rationalisation, of communicative practices already present in more traditional worldviews, even if he no longer believes that these traditional worldviews can fully be replaced” [39]. Girardi also suggests in chapter 3 that when Habermas says he will not impose the condition of reflexivity on the worldviews of others, he comes close to “problematic relativism” [39].

Discussion Point 3 – The Holocaust

The Holocaust is pertinent to this book in a number of ways. Firstly, references to the Holocaust have an admonitory function. They serve to remind participants in the discussion about Europe’s political future of the imperative to avert a recurrence of something like the atrocities of the second world war. Indeed, the book’s closing sentence warns about the importance of not forgetting about them.

Secondly, the book is also concerned with enquiring into the complex web of causation behind the Holocaust. Girardi rightly points out that the extent of rationalism’s causal role behind the Holocaust remains a matter of controversy. [13] Yet the Holocaust would not have been possible without either advances in military and industrial technology, or systematic planning. So rationalism is certainly implicated in the web of causation, and Girardi is inclined to endorse Zygmunt Bauman’s idea of a “structural connection between the Holocaust and modernity” [19]. My observation about the phrase “structural connection” is that it could be taken to imply that modernity was somehow always going to entail something like the Holocaust. Perhaps such an implicit claim requires more justification than Girardi provides.

Thirdly, considerations about the web of causation behind the Holocaust lead on to questions about culpability. The egregious nature of the immorality of the Holocaust leads Girardi to believe that European civilisation itself bears some culpability for even making it possible. [150] It seems to me that laying a portion of blame at the door of European civilisation itself raises the following potential problem. What is to be said in this regard to Eastern European countries, for example, who tend to be less willing than Germany to accept culpability for the Holocaust? For them, Holocaust culpability is not part of their national identity. [26]

Fourthly, Girardi is also interested in how the Holocaust has affected our understanding of the broad sweep of European history, and the extent to which the Holocaust has dispelled a “Grand Narrative” of European cultural progress. There is no escaping the force of the observation that it would be a very strange “Grand Narrative” indeed that led up to something like the Holocaust. Yet Girardi also recognises that, after the Holocaust, the “Grand Narrative” did not disappear completely from the way historians thought about European history. [170]

As I reflect on the various ways in which the Holocaust haunts Girardi’s book, I find myself wondering if it might have been fitting for him to have said more about Patočka’s account of war contained in the sixth of his Heretical Essays. It is relevant to the question of causation, and, by implication, to the question of culpability, and provides an original metaphysical perspective on how we might understand the hecatombs of the first and second world wars.

Conclusion

As its title indicates, Europe, Phenomenology, and Politics in Husserl and Patočka is broad in scope, and covers a lot of historical and philosophical ground. What stood out for me was the way it raised and explored the question of the limitations of rationality, and the unsettling possibility that the worthy aspiration to eliminate conflict and hostility in world affairs could turn out to be metaphysically mistaken and futile. In that respect, I found the chapters engaging with the thought of Jan Patočka particularly valuable. In those chapters I was impressed by Girardi’s elucidation of the ways in which Patočka’s philosophy is informed by subtle echoes and motifs from Christianity, such as the ideas of sacrifice and praying for the enemy.

In addition to becoming acquainted with the philosophy of Jan Patočka, and agonistic political thought more generally, there are many other good reasons for studying this book. Some readers will be seeking to find out more about the diverse roots of European culture. Other readers will be aiming to improve their understanding of the philosophical motivations behind rationalist pluralism and liberal democracy. Yet others will be interested in Edmund Husserl’s account of Europe’s “crisis”, and how his concerns about Europe motivate his phenomenological project. Girardi’s fascinating book is a thorough enquiry into the main currents that inform the contemporary debate about the direction of European politics. It is an absorbing read from start to finish, and contains a treasure trove of insights for anybody interested in the intersection between philosophy and politics.

 

Kenneth Maly: A Refreshing and Rethinking Retrieval of Greek Thinking

A Refreshing and Rethinking Retrieval of Greek Thinking Book Cover A Refreshing and Rethinking Retrieval of Greek Thinking
New Studies in Phenomenology and Hermeneutics
Kenneth Maly
The University of Toronto Press
Hardback
xxxv + 288

Reviewed by: R.A. Goodrich (ACHE Chapter of the Society for the History of Emotions – University of Melbourne & ADI Philosophy & History of Ideas – Deakin University)

 

Kenneth Maly begins his pedagogical book, the seventeenth volume in the “New Studies in Phenomenology and Hermeneutics” series since 2006, by directly addressing his readers with a set of suggestions and guidelines (xi-xv). Only later does he announce that his “project” is written for those not necessarily possessing any “philosophical training” (17). In the course of retrieving ancient Greek thinking, readers will encounter “issues of translation, the core theme of change” and thereby “the dynamic … intertwining conditions” that enter “the more hidden way of thinking that is less logical” (17). To achieve such a retrieval, Maly nominates a pre-eminent hermeneutic pair, Friedrich Nietzsche and Martin Heidegger, whose earlier published and unpublished writings “shed light on how things ‘started’ in the early days of Western thinking” (xxviii; cf. xviii).

The Retrieval of Greek Thinking is divided into four main parts preceded by a personal “Preamble” based upon extensive dialogue about Maly’s “project” at the onset of the deadly SARS-CoV-2 plague (xvii-xxxv) and an “Interlude” introducing Heidegger’s “key words” and what they and their cognates “say-show” (3-16). The first part (17-92) surveys traditional, often ossified interpretations of ancient Greek thinking before several forays into alternative approaches of what the ancients “experienced, thought, and said” (17) including examples drawn especially from Nietzsche (47ff., 63ff.). The second part (93-163) delves into Maly’s framework centrally associated with Heidegger and his re-interpretations of, for instance, Anaximandros, Parmenides, and Herakleitos. Also contained within the second part are holistic analogies with David Bohm questioning quantum theory and with Lao Tzu evoking the Dao principle. The third part (165-288) explicates ten ancient Greek words, ten pivotal concepts ranging from khora, aletheia, and phusis to logos, psukhe, and nous, as reconstrued by Heidegger. The final part (289-319) closes by way of four questions or issues calling for further enquiry as well as a coda elaborating how “everything is connected, driven by potential” by which all of us “will be transformed” (314 & 319).

Given limits upon length, what follows will mainly probe the use made of Nietzsche and (whilst acknowledging the larger role played by Heidegger throughout the text) will concentrate upon the latter’s first book to appear in English, the 1935 Einführung in die Metaphysik [Introduction to Metaphysics], that is, before Heidegger’s lectures from 1936/1937 onwards began repeatedly yoking Nietzsche to the Greek-influenced poet Friedrich Hölderlin (apart from 1935, pp. 96-97). In keeping with Maly’s mode of presentation within the Retrieval of Greek Thinking, this review essay will conclude with the kind of apophatic discourse not only permeating Maly but also encountered in Nietzsche and Heidegger. This endpoint shapes the degree to which interpretations of crucial examples of extant writing or thinking attributed to centuries of Hellenic intellectuals from Thales of Miletos onwards remains open to debate. For instance, Heidegger laments how we become mired in “the terminology of linguistics,” in “technical instruments that we use mechanically to dissect language and establish rules” which “grew out of a very definite interpretation of the Greek and Latin languages” (1935, pp. 40 & 41). Without supplying evidence, it is not obvious that the long neglected Dionysos Thrax’s Tékhnē grammatikē (ca. 100 B.C.) and Marcus Terentius Varro’s De lingua latina (ca. 44 B.C.) respectively are candidates given their marked theoretical and practical differences as Daniel Taylor (1990) amongst others documents. Such contestability is not simply a debate over the interpretive use of textual contexts and intellectual allusions as Lara Pagani (2011) reviews. It equally derives from the presumption that adhering to the monistic if not holistic hypothesis that all that exists ultimately can be referred to one category (e.g. 301-303, 314-315) in opposition to upholding a duality of mind and matter. Or, in Maly’s words, apprehending the “It” is tantamount to attending to “what is happening beyond the physical and the measurable” (318). His “Meanderings” section (300-312) captures a multiplicity of ways to experience “It,” but “only with non-conceptual thinking and saying … that is poi-etic” (300) where the “poi-etic” involves “connotation rather than denotation” and is “open-ended rather than defining” (135). Ultimately, the “It”

is not a thing, even though things are one with it. It is not physical, even though physical things are one with it. It is not measurable, even though measurables are one with it. (318)

I

 

Having disclosed the direction of this critique, let us begin with Nietzsche’s incomplete 1873 manuscript Die Philosophie im tragischen Zeitalter der Griechen [Philosophy in the Tragic Age of the Greeks]. Maly praises it for its “groundbreaking insight” into “how to approach the Greeks, how to see and hear … uncluttered by inherited biases” (77) notwithstanding his overall goal of extending “Nietzsche’s intentions beyond even the steps he took”:

Nietzsche here is a springboard that takes us further … in a way he did not – and perhaps could not … [given] possibilities that were not yet available when Nietzsche attempted his history of ancient Greek philosophy. (73)

From Nietzsche’s perspective, Thales to Sokrates epitomized “an inherently insatiable thirst for knowledge” and they “controlled it by their ideal need for and consideration of all the values of life” (§1, 31). Moreover, he continues, “what they invented were the archetypes of philosophic thought” and formed not a “republic of scholars,” but a “republic of creative minds” (§1, 31 & 32). Yet Thales, the earliest acclaimed philosopher, leaves us in a quandary because he apparently began “with an absurd notion, with the proposition that water is the origin and womb of all things” (§3, 38). According to Nietzsche, there are three reasons for attending to this proposition:

First, because it tells us something about the primal origin of all things; second, because it does so in language devoid of image or fable, and finally, contained … if only embryonically, is the thought “all things are one.” The first reason still leaves Thales in the company of the religious and the superstitious; the second … shows him as a natural scientist, but the third makes him the first Greek philosopher. (§3, 39)

Even if the above-mentioned proposition was not actually stated as a “pure abstraction,” but instead functions as “a concrete expression of it,” even if the thought is “unprovable,” its “value” centres “precisely in the fact that it was meant non-mythically and non-allegorically” (§3, 42 & 41) — and, as Maly might add, non-scientifically (48).

Maly, revisiting Nietzsche’s 1873 manuscript, contends that it recognised amongst early Greek thinkers a realisation that “‘the way things are’ is a dynamic unfolding,” a “dynamic of interdependent conditions and not merely independent things/being” nor, for that matter, the presence of “a highest being or highest unchanging principle” (63). Their texts should not be regarded as “incomplete or failed attempts” at ordering neatly organized logical arguments, but as engaging in dialogue “intended to expand our ability to think, our ability to stay with the question” in all its “complexity” (64 & 65). However, before embarking upon an Excursus on “the word tragic” (65ff.), Maly declares that “Nietzsche’s truth – my truth – is not a dogma but rather an engagement in developing the mind … that goes beyond mere academic exercise.” By so doing, intellectual “gymnastics” should be rejected so that “thinking” instead becomes “conscious, critical awareness” without “reaching a ‘final completedness’” (64).

II

The Excursus rapidly dissects the meaning of “tragedy” and “tragic” as well as the Dionysian-Apollinian dialectic within Nietzsche’s Birth of Tragedy [Die Geburt der Tragödie aus dem Geiste der Musik] (2nd edn. 1874). For Maly, the term “tragedy literally means ‘goat song’,” although the connection between the two remains uncertain (65). Without providing readers details of possible connections, Maly basically recapitulates Nietzsche’s conflated aesthetic, epistemological and metaphysical speculations (66-69). Yet passing comments in the extant writing of Herodotos, Thoukydides, and Aristoteles – all of whom variously analysed the eventual dominance and significance of Peisistratos from 560/559 to 528/527 B.C. over Athens and the region of Attika – have long been used to rationalise a welter of possible genetic connections. For example, the term might refer to the goat sacrificed in rituals to the god Dionysios from which tragedy in theatre eventually developed; or, by analogy, to the sacrificial nature of the protagonist facing death within rituals and performances; or to the goat skin costumes of performers comprising the chorus; or, relatedly, to the use of a chorus of satyrs often depicted as half-goat, half-human. Equally conjectural are attempts to anchor the connection historically, notably, the first enactment of tragedy at Athens’ City Dionysia by the actor/playwright Thespis, ca. 534 B.C., the first one said to have initiated dialogue between an individual actor and the choric leader (khoragos) and to be awarded a goat.

Even a cursory reading of Nietzsche’s opening sections – a book he described to Friedrich Ritschl as “a manifesto” (Letter 40, 30 January 1872) – depicts tragedy as the Dionysian and the Apollinian “mutually augmenting one another” (§4, p. 47). Whilst Maly’s conclusion of his Excursus (70-71) mentions both the “contrast” and the “dynamic tension between the two,” the tripartite nature of perspectives embedded within Nietzsche is not fully clarified here for his readers. In brief, metaphysically speaking, the Dionysian is the “truly existent primordial unity, eternally suffering and contradictory” (§4, p. 45). For the ancient Greeks, “the greatest abstraction” beforehand had “kept running back into a person.” But Thales had purportedly said, “Not man, but water is the reality of all things” (§3, p. 42). Next, epistemologically speaking, only through a state of “intoxication” – Rausch akin to ekstasis (cf. §1, p. 36) – can the most “horrible truth” be glimpsed and, “once seen, man now sees everywhere only the horror or absurdity of existence” to the point where “now he understands the wisdom of … Silenus” (§7, p.60). In the words of Seilenos, legendary mentor and companion of Dionysos, so often echoed by poets and philosophers alike, “What is best of all is … not to be born, not to be, to be nothing. But the second best for you is—to die soon” (§3, p. 42). It is an understanding not merely affectively felt or experienced, but also able to be expressed or predicated in communicable language. Finally, aesthetically speaking, once our individual rational apprehension with all its “restraint and proportion” has “succumbed to the self-oblivion of the Dionysian states” associated by Nietzsche with dance and music initially, then “Excess” – Übermaß or that beyond measure or proportion – will have “revealed itself as truth” and contradiction (“the bliss born of pain spoke[n] out from the very heart of nature”) (§4, pp. 46-47).

The Apollinian is also expounded thrice. To continue drawing upon Nietzsche’s wording, metaphysically speaking, the “two halves of our existence, the waking and the dreaming states,” are “compelled” to uphold “the truly nonexistent” in the form of “a perpetual becoming in time, space, and causality,” that is, as “empirical reality” (§4, pp. 44-45). So, epistemologically speaking, when construing “our empirical existence, and that of the world in general, as a continuously manifested representation” of a postulated “primal unity,” we know little more than “a mere appearance of mere appearance” in dreaming states and “mere appearance” (Erscheinung) in waking states “as that which alone is lived” (§4, pp. 45 & 44). Aesthetically speaking, the arts for artist and spectator alike are “absorbed in the pure contemplation of images” (Bildern), and whose satisfaction in “minutest details” are akin to the “dreamer’s pleasure in illusion” – “together with its beauty” (§ 1, p. 36) – or are “projections” of one’s “self” (§5, p. 50).

Whenever the Dionysian and Apollinian interact in genuinely tragic artworks, Nietzsche declares, it is “only as an aesthetic phenomenon that existence and the world are eternally justified” (§5, p. 52). Towards the end of Birth of Tragedy, Nietzsche repeats his declaration, elaborating upon his “leap into a metaphysics of art” by conceding that there is “only one way to make it intelligible and grasp it immediately.” How? Through the “significance of musical dissonance” (§24, p. 141). As does tragic myth, music also possesses the “same origin,” a “common source,” in the Dionysian “primordial joy experienced even in pain” (§24, p. 141). Alternatively expressed, “artistically employed dissonances” reveal to us “the playful construction and destruction” of a world, such “world-building force” being comparable to a child at play building “sand hills only to overthrow them again” (§24, pp. 141-142). Here, Nietzsche has shifted from portrayals of the diurnal world, from portrayals of “an art degenerated to mere entertainment” or to “a life guided by concepts” (§24, p. 142). Instead, we enter “a sphere of art that lies beyond the Apollinian” (§25, p. 143) where

art is not merely imitation of the reality of nature but rather a metaphysical supplement of the reality of nature, placed beside it for its overcoming … [and] participates fully in this metaphysical intention of art to transfigure. (§24, p. 140)

III

In this penultimate section, let us briefly examine Maly’s attempt to guide his non-philosophical readers from the normal, traditional static duality we first inherit and upon which we first reflect (“the first beginning”) towards the retrievable “non-conceptual experience” of the dynamic non-duality (“the other beginning”) that he contends is “knowable beyond conceptualization and is sayable only in non-conceptual, poi-etic language” (169). As befits this lengthy third part of Retrieval of Greek Thinking, it adheres to “the transformation of thinking and language” undertaken by Heidegger as he journeyed towards the non-dualistic in pursuit of “the meaning or question of being” (169).

Maly seizes upon the “unresolvable tension” this question raises, translating the crux of Heidegger’s 1935 Freiberg lectures, the Einführung, as: “We stand between two equally unsurpassable limits: On the one hand, as we think and say ‘being “is,”’ we immediately make being [Sein] into a being [das Seiende] …. on the other hand, as long as we experience beings, we can never deny the ‘being’ and the ‘is’” (171). Heidegger (1935, pp. 23ff.) subsequently elucidates the distinction not only by examples of individual objects such as a piece of chalk’s characteristics, but also by way of institutional objects such as a school whose building both inside and outside has a multitude of specifiable features. Yet the being or existence as such (Sein) of chalk or of school which makes it a particular being rather than a non-being (nichtseiend) eludes us. In wrestling with this conundrum, Maly urges his readers to avoid “oppositional” thinking, thinking limited to oscillating between “differences” (175).

However, what Maly neglects to examine for his targeted readers’ consideration are the multiple meanings or uses of the “is” when predicating or categorizing something (“that creek is algae-ridden”), when identifying or defining something (“this pentagon is a plane shape with five equal straight sides each of whose interior angles measures 108º”), and when stating the existence of something (“there is a supreme being”). That being as such (Sein) is “in” or belongs to particular beings such as chalk and school might at first be regarded as feasible since when ascribing characteristics to objects or things – “chalk is fragile” or “a school is a place of learning” – their existence is usually presumed before the characteristics being attributed to them. Yet presuming existence is not tantamount to identifying existence in itself as the most basic characteristic of existing objects simply because existence in itself is not a characteristic or ground, ingredient or source of existing objects. In other words, if we emphatically state that “cheetahs and dragonflies do exist,” we are stressing that some things possess characteristics connoted by the words “cheetahs” and “dragonflies”; that is, that these sets of characteristics apply to certain things.  Similarly, if we state that “centaurs and unicorns do not exist,” then we are denying that anything possesses characteristics connoted by the words “centaurs” and “unicorns”; that is, that these sets of characteristics do not apply to anything notwithstanding our imaginative ways of picturing fictional entities. Heidegger’s disclosure of the paradoxical nature of being or existence as such (Sein) and his subsequent quest for pinpointing its tendency both to conceal and to reveal itself in particular beings (das Seiende) appear to be stymied from the onset.

For all its running commentary on key Greek terms, the third part of Retrieval of Greek Thinking gives little background about Heidegger’s response to and handling of pervasive turn-of-century phenomenological and hermeneutical analyses influencing his major writings in the decade before the 1939/1945 war (see, e.g., the Steven Crowell, Edgar Boedeker, and Cristina Lafont 2005 contributions). Two examples come immediately to mind. Firstly, by opposing the methodological division between mind and world, consciousness and its objects, with which to begin one’s philosophical enquiry, Heidegger began by refocusing upon indivisible being or existence as such and its meaning from which conscious and natural processes unfold in their turn. Secondly, when probing the fragmentary passages such as Herakleitos and Parmenides on logos (cf. 1935, e.g. pp. 96ff., 104ff.) up to Platon’s dialogue Timaios (ca. 360 B.C.) (cf. 1935, e.g. 50ff., 72ff., 137ff.), Heidegger often seems to be adapting a neo-platonic understanding of the metaphysical trajectory of early ancient Greek thinking and language (to be investigated in our concluding section).

Let us now end this section with the potential danger faced by Maly’s designated readers. In the attempt to defamiliarize traditional or reductive interpretations of pivotal notions including phusis and aletheia, do Maly and Heidegger all too frequently resort to neologisms that read as stipulations to be absorbed rather than debated? Consider the following passage about the “inner connection between Being and seeming”:

… we can grasp this connection fully only if we understand “Being” in a correspondingly originary way, … in a Greek way. We know that Being opens itself up to the Greeks as phusis. The emerging-abiding sway is in itself at the same time the appearing that seems. The roots phu- and pha- name the same thing. Phuein, the emerging that reposes in itself, is phainesthai, lighting-up, self-showing, appearing …

It would be instructive to clarify the naming force of this word through the great poetry of the Greeks, as well. Here, it may be enough to indicate that for Pindar, for example, phua is the fundamental characteristic of Dasein: to de phua kratiston hapan, that which is from and through phua is wholly and fully the most powerful (Olympian Ode IX, 100); phua means what one originally and authentically already is: that which essentially unfolds as having been (das Ge-Wesende), in contrast to the subsequently forced and enforced contrivances and fabrications. (Heidegger 1935, p. 77)

Now consider some of Maly’s glosses, for instance, when readers first encounter Dasein which ordinarily signifies “to be there” with its prefix da meaning “here” or “there” (3):

 In Heidegger’s thinking the word da indicates the “open expanse” in which one finds oneself … [and] always has an ecstatic character.

… from Sein und Zeit onward, it is a way of saying (1) being-in-the-world and (2) being in the opening-out (expanse) in which being itself emerges …. Thus, Dasein is the word for human existence in its ownmost and most proper way of being, that is, standing-out in the opening expanse … As such, the word Dasein describes the fundamental comportment or relationship that “humans” have – to the world and then to being as emerging – as “ec-static.” This names the fundamental shift, in Heidegger’s thinking, away from subjectivity and its objectifying, to the always already relatedness in the non-dual dynamic of no-thing and no-form “being” that cannot be objectified. (3-4)

Readers are also introduced to aspects of metaphysical being in itself (Sein). Aletheia is Greek for “truth,” the opposite of “falsity,” which “human judgement connects in concepts” that “corresponds” to “things” in the world (217). By contrast, Maly asserts, a-letheia contains the word lethe signifying the forgotten, the hidden, the concealed, the unseen where the negative prefix signifies “not” (217). After surveying phusis “beyond the traditional ‘reducing to the physical’” – including “nature”? – towards “growth, originating power, origin, force, birth” as signalled by its underpinning verb phuo (235-237), Maly gradually introduces “the playing field” (187) of phusis and aletheia, traced in Heidegger’s later seminars and essays especially on fragments of Herakleitos, by tabling the inner connections of being in itself and its manifestations or phenomena, and then noting:

I include φύσις here because it says the same as ἀ-λήθεια. Although the word emphasizes the action itself, it also shelters the no-form no-thing and dynamic withdrawing-concealing along with that which gets manifest or disclosed – all within the non-dual dynamic of radiant emptiness, aka beyng. There is no “third” aspect as such. Rather, by emphasizing this seemingly third aspect, we are empha­sizing movement from and to. But since all is one, this too is not separated from the non-dual one. (245)

To what extent can the anthropological, etymological, and ontological set of suppositions here unequivocally establish the veracity of Heidegger’s contention that “Being essentially unfolds as phusis” and is based upon “the unique essential relation between phusis and aletheia” (1935, pp. 77 & 78) as relayed by Maly?

IV

Despite sensitivity to the limitations of language and its translatability, the Retrieval of Greek Thinking and its emphasis upon Nietzsche’s and Heidegger’s hermeneutical approaches invites us to critically examine their deployment of apophatic discourse and thinking. When reflecting upon the Birth of Tragedy in his 1886 “Attempt at a Self-Criticism” [“Versuch einer Selbstkritik”], Nietzsche finds it “an impossible book” in an affective reconstruction of his authorial state of mind confronting the “what” was being expressed and the “how”:

I consider it badly written, ponderous, embarrassing, image-mad and image-confused, sentimental, in places saccharine … uneven in tempo, without the will to logical cleanliness, very convinced and therefore disdainful of proof, mistrustful even of the propriety of proof, a book for initiates …. What found expression here was anyway … a strange voice, the disciple of a still “unknown God” …. What spoke here … was something like a mystical, almost maenadic soul that stammered with difficulty, a feat of the will, as in a strange tongue, almost undecided whether it should communicate or conceal itself. It should have sung, this “new soul”—and not spoken! (§3, pp. 19-20)

Drafting a work during a period of relentless Prussian expansion especially at the expense of Austria and France by 1870/1871 and convalescing from illness contracted at the ten-week siege of Metz, Nietzsche concedes that “this questionable book” about the Greeks was “deeply personal” (§1, p. 17). Yet it obviously does not conform to an exercise in actual or fictional autobiography. Nor, as revealed above, is it a logical, provable argument; in fact, proof is not only scorned, but also seen as inappropriate if not surplus to the needs of readers initiated into Nietzsche’s realm of enquiry. Although better expressed in song than in speech, it becomes a realm expressible in the “strange voice” or “strange tongue” of a disciple of a yet-to-be known god, a disciple who appears to be struggling like “a mystical, almost maenadic soul” (§3, p. 20). By this stage, readers should have little difficulty sensing that female worshippers of Dionysios – the mainades – whose rites involving intoxicated dancing induced violent and enraged, frenzied and ecstatic states – are but a stepping stone into disentangling the question “what is Dionysian?” (§3, p. 20).

Birth of Tragedy provides a foretaste of apophatic discourse without recourse “merely by logical inference, but with the immediate certainty of vision” in which the Greek “terms Dionysian and Apollinian … disclose to the discerning mind the profound mysteries of their view of art, not, to be sure, in concepts, but in the intensely clear figures of their gods” emerging from “these art impulses of nature” (§1, p. 33; §2, p. 38). Between the “two art deities … there existed a tremendous opposition, in origin and aims, between the Apollinian art of sculpture, and the nonimagistic Dionysian art of music” but whose contrasting “tendencies run parallel to each other … till eventually, by a metaphysical miracle of the Hellenic ‘will,’ they appear coupled with each other” (§1, p. 33). When finally coupled in tragic myths, rituals, and the drama of Aiskhylos and Sophokles, the Dionysian is apprehended as “the eternal and original artistic power that first calls the whole world of phenomena into existence” and the Apollinian as “a new transfiguring illusion” that “becomes necessary in order to keep the animated world of individuation alive” (§25, p. 143). That this “should be necessary, everybody should be able to feel most assuredly by intuition” (§25, p. 144).

Needless to say, that language

can never adequately render the cosmic symbolism of music, because music stands in symbolic relation to the primordial contradiction and primordial pain in the heart of the primal unity, and therefore symbolizes a sphere which is beyond and prior to all phenomena (§6, p. 55)

continues to pose problems. For example, how can the “metaphysical intention of art to transfigure” and reveal itself as “a metaphysical supplement of the reality of nature” (§24, p. 140) when transcendental primal reality itself is “beyond and prior” possible experience? Granted, possible experience is patently not presumed by Nietzsche to follow the transcendental arguments and proofs of possible, systematically coherent experience developed by Immanuel Kant (1787, B.125ff. and B.756 & 813ff.). Furthermore, Nietzsche does not appeal to hypothetical counter-instances that appear as little more than cases of seeming experience. Instead, he actually appeals to his own experience of experiencing something of the transcendent when experiencing the third act of Richard Wagner’s Tristan und Isolde (1859) (§21, pp. 127ff.). But if the transcendental is beyond possible experience, then could whatever he purportedly experienced be an actual reportable experience of it? Other examples of what it is for the above-mentioned “cosmic symbolism of music” to reveal or intimate the transcendental brings us back to the vexed issue of what it is for the arts to represent anything. That, of course, returns us to Platon’s question about whether or not, in experiencing a work of art, we experience what that artwork represents (Politeia [Republic] (ca. 375 B.C.), Bk. X, 595b-602b).

Finally, apophatic discourse in arguably its most radical form can be located in the later neo-platonic text of Damaskios of Khalkis, Peri ton proton arkhon [On First Principles] (ca. 534). Damaskios exploits an aporia, namely, an impasse or conundrum, that in so far as the puskhe “divines that of all things, conceived in whatever way, there is a principle beyond all and without relation to all,” then “it should be called neither principle, nor first, nor before all, nor beyond all …; it must not be proclaimed, nor conceived, nor conjectured at all” (Part 1, §2, p. 24). Although “we can conceive nothing simpler than the One, the wholly one and only one,” any act of “predicating … categories” of it results in the “not knowable … not nameable” One being “made many.” Hence, such a predicated One, if “the cause of all and encompasses all,” impedes our capacity “to mount up beyond it” given that the “uncoordinated,” “circular” many “cannot form one cause” (Part 1, §2, p. 25). In brief, the One as the principle of all cannot be involved in any predicated characteristics or relationships because that would contradict its absolute transcendence. At best, the One is completely “ineffable,” completely “unsayable”:

And if it is necessary to indicate something, most useful are the negations of these predicates—that it is neither one nor many, neither productive nor infecund, neither cause nor deprived of causality—and such negations, I know not how, overturning themselves absolutely into infinity. (Part 1, §28, p. 39)

As his translator, William Franke (2004, p. 20) comments, to read Damaskios is to confront metalingual discourse driven to the very “limits of … intelligibility,” demonstrating where discourse “breaks down and yields to the ineffable”; exploiting “a style that is highly discursive and elliptical”; and deploying “the more skeptical-sounding vocabulary of reversal or turning around and against itself … of discourse that refutes and annuls itself”; yet “negatively register[ing] a vertiginous experience of radical transcendence.”

When Maly’s initial “Interlude” introduces Heidegger’s terminology of Dasein/Da-Sein, Seyn/Beyng, and Ereignis (and cognates), his focus is largely upon writings and lectures from 1936 to 1938 eventually assembled as Beiträge zur Philosophie (Vom Ereignis) [Contributions to Philosophy (From Enowning) in Maly’s neologistic co-translation]. Maly advises his basically non-philosophical readers that his suggestions for handling Heidegger here include “to be aware that the word Sein was central to Heidegger’s pursuit from the very beginning, where sometimes … what Seyn says was more hidden than at other times” and to “decide for yourself how to read those instances of Sein that are ambiguous, given that there is no logical proof for all of this” (8).

Although this critical review has been limited to Einführung, the 1935 volume already exemplifies many facets of apophatic discourse in train (not to be confused with phenomenological “apophantic interpretations” in Sein und Zeit (see, e.g., Boedeker (2005), pp. 159f. & 168ff.)). Witness how a concluding metaphor reverses the relationship between who and what can speak (if not switching, as Charles Taylor (1992) argues, from “instrumental” language in actual circumstances to “constitutive” language in possible ones):

Even the very act of asking about “the essence of language … regulates itself in each case according to what has become the prevailing preconception about the essence of beings and about how we comprehend essence. But essence and Being speak in language” (1935, p. 41).

Now witness how the shortcomings of logical analysis of being as such (Sein) demands removal from a sphere not available to logic and philosophical enquiry reliant upon it:

despite Kant and Hegel, logic has not taken a single step farther in what is essential and inceptive. The only possible step remaining is to unhinge it [that is, as the definitive perspective for the interpretation of Being] from its ground up. (1935, p. 144)

Again, witness two neighbouring examples of how etymologically grounded neologistic expressions, whether in Greek or not, repeatedly pervade a noticeably roving or seemingly discursive style, yet increasingly becoming, for philosophically untrained readers, semantically elliptical as if struggling with what cannot be fully said:

… the having-of-itself wherein the constant holds itself, is the Being of beings; it is what first makes a being be a being as opposed to a nonbeing. For something to take such a stand therefore means for it to attain its limit, to de-limit itself. Thus a basic characteristic of a being is its telos, which does not mean goal or purpose, but end. Here “end” does not have any negative sense …. “end” means completion in the sense of coming to fulfillment [Vollendung]. (1935, p. 46)

What we have said helps us to understand the Greek interpretation of Being … in our explication of the term “metaphysics”—that is, the apprehension of Being as phusis. The later concepts of “nature,” we said, must be held at a distance from this: phusis means the emergent self-upraising, the self-unfolding that abides in itself. In this sway, rest and movement are closed and opened up from an originary unity. This sway is the overwhelming coming-to-presence that has not yet been surmounted in thinking, and within which that which comes to presence essentially unfolds as beings. But this sway first steps forth from concealment—that is, in Greek, aletheia (unconcealment) happens… (1935, p. 47)

Turning to the closure of the Einführung, notice how being in itself (Sein) can only be approached by what it is not so that “talk of the indeterminateness and emptiness of Being is erroneous” when searching for the “meaning of a word” (unless, readers might wonder, when “the happening in which Being becomes word, was poetry” (1935, p. 131)):

The determinateness of Being was brought before our eyes by the discussion of the four divisions:

Being, in contradistinction to becoming, is enduring.

Being, in contradistinction to seeming, is the enduring prototype, the always identical.

Being, in contradistinction to thinking, is what lies at the basis, the present-at-hand.

Being, in contradistinction to the ought, is what lies at hand in each case as what ought to be and has not yet been actualized, or already has been…

… The determinateness of Being is not a matter of delimiting a mere meaning of a word. It is the power that today still sustains and dominates all our relations to beings as a whole … (1935, p. 154)

 

Finally, reflecting upon Sein und Zeit, Heidegger distinguishes it from the Einführung as “a title” that cannot be meshed with the above-mentioned negative “divisions” because it “points to a completely different domain of questioning”:

 

In such a meditation, “Being and time” means not a book but the task that is given. The authentic task given here is what we do not know; and insofar as we know this genuinely—namely as a given task—we always know it only in questioning.

Being able to question means being able to wait, even for a lifetime. But [our] age … takes questioning as … something that does not count as profitable. But what is essential is not counting but the right time—that is, the right moment and the right endurance.

For the mindful god

does detest

untimely growth.

—Hölderlin, fragment from the period of “The Titans” (1935, p. 157)

 

Ultimately, Heidegger, ever mindful of Sophokles’ Antigone (ca. 442/441 B.C.) (see 1935, pp. 113ff.), has broached the understanding of being in itself (Sein) as that which is the realm of the inexpressible, the unsayable. The supposedly first “violent,” “deep intimations” of Dasein and Sein experienced by the ancient Greeks “and placed poetically into its ground, remains closed off to understanding” and “a mystery” had they “hastily take[n] refuge in some moral appraisal” (1935, p. 125).

 

 

 

References

 

Boedeker, Edgar. 2005. “Phenomenology.” In A Companion to Heidegger. Edited by Hubert Dreyfus & Mark Wrathall, 156-172. Oxford: Blackwell Publishing.

Crowell, Steven. 2005. “Heidegger and Husserl: The Matter and Method of Philosophy.” In A Companion to Heidegger. Edited by Hubert Dreyfus & Mark Wrathall, 49-64. Oxford: Blackwell Publishing.

Damaskios. ca. 534. On First Principles / Peri ton proton archon. Edited by L.G. Wersterink; translated by William Franke, “Of the Ineffable: Aporetics of the Notion of an Absolute Principle,” Arion ser. 3, 12(1), 2004: 19-39.

Heidegger, Martin. 1927. Being and Time / Sein und Zeit. Translated by John Macquarrie & Edward Robinson. London: SCM Press, 1962.

Heidegger, Martin. 1935. Introduction to Metaphysics / Einführung in die Metaphysik. Translated by Gregory Fried & Richard Polt. New Haven: Yale University Press, 2000 [citations to the 1953 German pagination].

Heidegger, Martin. 1936-1938. Contributions to Philosophy (From Enowning) / Beiträge zur Philosophie (Vom Ereignis). Edited by Friedrich-Wilhelm von Hermann; translated by Parvis Emad & Kenneth Maly. Bloomington: Indiana University Press, 1999.

Kant, Immanuel. 1787. Critique of Pure Reason / Kritik der reinen Vernunft. Edited & translated by Paul Guyer & Allen Wood. New York: Cambridge University Press, 2006.

Lafont, Cristina. 2005. “Hermeneutics.” In A Companion to Heidegger. Edited by Hubert Dreyfus & Mark Wrathall, 265-284. Oxford: Blackwell Publishing.

Nietzsche, Friedrich. 1872. “Letter 40: To Friedrich Ritschl.” In Selected Letters of Friedrich Nietzsche. Edited & translated by Christopher Middleton, 93. Chicago: The University of Chicago Press, 1969.

Nietzsche, Friedrich. ca.1873. Philosophy in the Tragic Age of the Greeks / Die Philosophie im tragischen Zeitalter der Griechen. Translated by Marianne Cowan. Washington, DC: Regnery Publishing Co., 1962.

Nietzsche, Friedrich. 1874. The Birth of Tragedy Out of the Spirit of Music / Die Geburt der Tragödie aus dem Geiste der Musik, 2nd edn. In The Birth of Tragedy and The Case of Wagner. Translated by Walter Kaufman, 29-144. New York: Vintage Books, 1967.

Nietzsche, Friedrich. 1886. “Attempt at a Self-Criticism” / “Versuch einer Selbstkritik.” In The Birth of Tragedy and The Case of Wagner. Translated by Walter Kaufman, 17-27. New York: Vintage Books, 1967.

Pagani, Lara. 2011. “Pioneers of Grammar: Hellenistic Scholarship and the Study of Language.” In From Scholars to Scholia: Chapters in the History of Ancient Greek Scholarship. Edited by Franco Montanari & Lara Pagani, 17-64. Berlin: Walter de Gruyter.

Platon. ca. 375 B.C. Politeia. Edited by Giovanni Ferrari; translated by Tom Griffith, The Republic. Cambridge: Cambridge University Press, 2003.

Taylor, Charles. 1992. “Heidegger on Language.” In A Companion to Heidegger. Edited by Hubert Dreyfus & Mark Wrathall, 433-455. Oxford: Blackwell Publishing, 2005.

Taylor, Daniel. 1990. “Dionysus Thrax Vs Marcus Varro,” Historiographia Linguistica 17(1-2): 15-27.