Henri Bergson: Freedom – Lectures at the Collège de France, 1904-1905

Freedom – Lectures at the Collège de France, 1904-1905 Book Cover Freedom – Lectures at the Collège de France, 1904-1905
Henri Bergson. Edited by Nils F. Schott and Alexandre Lefebvre. Translated by Leonard Lawlor
Bloomsbury Publishing
2024
Hardback
272

Reviewed by: Kynthia Plagianou (Royal Holloway, University of London)

Introduction

This edition marks the first in a series of three English translations of lectures that Henri Bergson (1859-1941) presented from 1901 to 1905 at the Collège de France. As the editors of the series, Nils F. Schott and Alexandre Lefebvre, mention, the complete list of courses Bergson offered during his fourteen-year appointment at France’s most prestigious academic institution remains unknown (Schott & Lefebvre 2024: ix). Intriguingly, from the eleven known delivered courses, only four were preserved in writing out of sheer coincidence: Charles Péguy, a dedicated attendee of Bergson’s lectures, hired two stenographers to keep verbatim notes when a scheduling conflict prevented him from attending the lectures for four subsequent years. These four transcriptions, the only records of Bergson’s teaching style and material, eventually appeared in print by the Presses Universitaires de France between 2016 and 2019. With the first book on The Evolution of the Problem of Freedom (1904-1905) published in 2024, the other two of the four courses are scheduled to appear in English translation by 2027: The History of the Idea of Time (1902-1903) and The History of Theories of Memory (1903-1904).[1] Since the current edition introduces the series to prospective readers, I want to briefly comment on the project’s specifics before I provide an overview of Bergson’s lecture on the problem of freedom. It is worth noting that, for curious reasons, the English translations do not follow the courses’ chronological order. However, the editors do clarify why the fourth preserved course on The Idea of Time (1901-1902) is not included in the series: only the last sessions were transcribed, and the French edition is based on a reconstruction of the course thanks to surviving students’ notes (Schott & Lefebvre 2024: xiii).

The translations arrive in good time as the revived enthusiasm for Bergson’s thought has peaked in the past few years. In the English-speaking world, Bergson Studies flourishes, with new publications on different aspects of his thought and life appearing almost annually.[2] Edited and translated by leading Bergson scholars, the lectures at the Collège promise to attract a wide readership. For philosophers and intellectual historians, especially those working in the continental tradition, the lectures manifest the richness of Bergson’s philosophical vision. Perhaps the most important philosopher of the early twentieth century in France, Bergson revolutionised metaphysics and developed rigorous reflections on many topics relevant to contemporary philosophy, such as the nature of time, the relation between memory and perception, types of causality, and, of course, the possibility of freedom. Luckily, not only do we have the preserved transcripts, but these are devoted to the three central themes of Bergson’s thought until the 1910s: time, memory, and freedom. In his course material, Bergson recapitulates or anticipates the ideas developed in his three major works, Time and Free Will (1889), Matter and Memory (1896) and Creative Evolution (1907). The lectures read complementarily to the published works as they follow the historical evolution of each theme, looking at cardinal moments in Western philosophy when a thinker or a school of thought shifts the problem in a new direction. This engagement with the tradition in the lectures corrects the impression Bergson’s writings sometimes evoke, “that he springs from the ground as if without any predecessors at all” (Schott & Lefebvre 2024: x). Importantly, the lectures offer an accessible way into the Bergsonian universe for a general audience interested in philosophy and the history of ideas. Designed to appeal to specialists and non-specialists alike, the courses at the Collège were open to everyone without academic requirements, registration, or fees. In this regard, Bergson’s lectures can still play their part in disseminating complex ideas while conveying to the general audience the pleasures of “thought in the making”.

The Freedom Lectures

  1. Necessity and the origin of the idea of freedom in antiquity

Bergson’s course on the problem of freedom unfolds in twenty lectures over a period of five months (from 6 December 1904 to 20 May 1905). In the first lecture, instead of defining freedom directly, thus “favouring a particular theory and prejudging the solution”, Bergson sketches the constitution of freedom “as a problem” in the history of philosophy. Perhaps anticipating impatient listeners, he downgrades this introductory exposition, characterising it as invoking “vague generalities”, but in truth, it sets the tone for the entire course (Bergson 2024: 12, 21). His opening lines, “[…] no matter what theory (people) advance on the subject of freedom, there’s one point on which everyone agrees: freedom is a certain characteristic that is inherent, or that seems to be inherent to our action such as it immediately appears to us, such as it’s given to our immediate consciousness” (Bergson 2024: 12), condenses several assumptions, which Bergson unpacks into the following interrelated claims.

First, there are two primary faculties that differ in nature and function: “immediate consciousness” and “reflective thought”, reigning over “action” and “speculation” respectively. Second, freedom arises as a problem in the encounter of these two mutually exclusive faculties: “[i]t is the problem that our action poses for our speculation” (Bergson 2024: 12). Why is this so? Precisely because they work differently. Any voluntary act, Bergson continues, is “self–sufficient”: it exists in the thrust of a single intention. The intellect, on the other hand, operates through pairs of terms. While the will is expressed in one single tendency that translates into action, the intellect oscillates between two terms and, by establishing a causal relation, makes a synthesis for reflection. Even so, it is still unclear why the problem of freedom arises at this stage, and Bergson deepens his explanation, marshalling the concepts of time and duration. His third claim is that, while action necessarily unfolds in time, time “absolutely escapes the grip of reflective thought”. Summing up the gist of themes that appear in Time and Free Will and Matter and Memory and the drafts of Creative Evolution, Bergson makes a fourth claim: immediate consciousness proceeds via intuition and becomes the site for the unfolding of inner life, while the intellect proceeds via understanding, and has an altogether different role and relation to time. The intellect evades duration or the passage of time. It merely registers the results of this passage arrayed in fixed positions in space. Even if we introduce movement to simulate duration, this is composed of spatial elements, and as much as we narrow the intervals between points, we will not capture the flow of time.

According to Bergson, science and intellectualist metaphysics, relying precisely on a spatial conception of time, grasp only “what is already made” and eschew what exists “in the making”, namely action. Historically, they constantly upgrade their methods, advancing all the more sophisticated theories to determine causal relations and uncover natural laws, committing to an all the more rigorous determinism. However — with this point being the crux of this introductory exposition — the tighter our deterministic outlook becomes, the more the dissonance between our intellectual faculties and intuition increases. The inner feeling of agential freedom we experience when we act, and to which intuition testifies, persists despite our intellectual progress. Even though the will, with its practical orientation, harnesses the intellect and its capacity to establish necessary connections to navigate through a chaotic world, the intellect remains oblivious to the will’s freedom. Evolutionary speaking, action precedes speculation, and our intellectual faculties have developed to facilitate action. Increasingly, these faculties gained independence and instituted their own proper scientific and speculative domains. When the question of freedom is posed from within these domains, we necessarily adopt the deterministic framework that renders freedom a mere illusion. By contrast, starting from the practical domain of action and the perspective of the will, both freedom and determinism are rendered effectively explainable.

Turning to history, Bergson notes that there are good reasons why determinist views predominate and the freedomists are “always on the defensive”. Since all habits of thought, logic and even language conform to necessitarian thinking, the freedomists are “forced to appeal to an inner feeling”, which they can only articulate through ready-made concepts and in opposition to determinism. In that respect, notwithstanding the course’s title, “Evolution of the Problem of Freedom”, it is deterministic theories that have evolved, properly speaking. An early conjecture of necessity as a “rhythmic movement” that periodically brings back the same events is found in the Ionian philosophers. With the Stoics, the grid of causal connections tightens, and what was understood as a “vague regularity of nature” turns into a cosmological doctrine “of the universal interdependence of all things” (Bergson 2024: 19). Later, Plotinus, while rejecting the Stoic doctrine, refines it further. Deterministic thinking, as Bergson relates, evolves throughout the Middle Ages and the Renaissance until it finds its most rigorous expression in modernity. While in antiquity necessity was understood in qualitative terms, the effect manifesting a qualitative change induced by the cause, with the advent of modern science and the mathematisation of nature, causal relations become quantifiable, that is, relations between magnitudes expressed by functions. The scientific mechanisation of necessity will first enter philosophy with the Cartesian system and culminate in Spinoza’s and Leibniz’s absolute determinism.

If the idea of necessity is naturally prompted by our intellectual tendency to structure reality according to causes and effects, the idea of freedom arises in an altogether different manner. Stemming as a sentiment accompanying action, freedom grows and strengthens primarily outside philosophy. Progress in the ideas of freedom never occurs from speculation or science but rather “by an intrusion into philosophy of certain sociopolitical elements”, which are products of collective intuition. Bergson’s interesting thesis accounts for the discontinuous manner in which ideas of freedom surface and claim validity throughout intellectual history. The first “explosion” of the freedomist sentiment, according to Bergson, took place in the fifth century BCE in Pericles’s Athens, where social changes shifted notions about citizenship and ethico-political life. The collective experience of social upheaval found expression in Socratic thought. Even though Socrates did not explicitly interrogate the possibility of human freedom, his thought is impregnated with a latent intuition of freedom, which will become explicit in Plato and Aristotle.   

The lectures between December 16, 1904, and March 10, 1905 — the second to twelfth lectures in the current volume — present the evolution of determinism in antiquity: from early Greek thought to Neoplatonism, through to the Stoics and Epicurean atomism. As mentioned, Bergson argues that the ancient stream of necessitarian doctrines was disrupted by themes of freedom rooted in Socrates’s moral considerations. Bergson’s originality is easily seen in his interpretation of the Greek canon. Despite Socrates being treated by historians — including Aristotle — as a psychological and ethical determinist, Bergson argues that he is evidently a nascent freedomist: his focus on human action, his questioning of the scope of natural science, his resort to inward experience, and his propensity to mysticism are all traits of freedomist thinking. According to Bergson, the Socratic intuition of freedom is manifested in the possibility of choosing knowledge leading to virtue over ignorance. Plato dramatises this theme through his mythical and allegorical imageries: in the fall of the soul and the allegory of the cave, the good is a kind of light, and freedom consists in the choice of enlightenment. However, Platonic freedom is a concept that is not easy to circumvent, either. Depending on which dialogue we consider, Plato’s reflections on the human soul oscillate between determinism and freedom. In fact, in Timaeus, he posits two forms of necessity: one that guides action towards the good aligning with reason, and a blind, physical necessity of bare chance (anankē). The possibility of freedom lies between these two distinct causal orders in choosing the middle ground of aretē (virtue). As Bergson notes, Plato, like every great thinker of freedom, reveals its problematic nature: “[….] the moment we’re about to grasp it, we say to ourselves that now free will must be explained, that if we choose, we do so for a reason and for something. Then, as we articulate the choice, we see it vanish into thin air” (2024: 57-58).

Next, Bergson moves on to make some interesting remarks about Aristotle’s general methodology insofar as it takes the problem of freedom into an altogether new terrain. For Bergson, Aristotle is not a systematic thinker in the sense of constructing new problems; rather, he is a great analyst: his speciality is analysing existing ideas to their elements, clarifying them and pushing them to new ground. Regarding freedom, we will not find a definition or a theory in Aristotle, but rather a meticulously developed network of concepts, “chance, randomness, a general theory of contingency and the relation of the soul and pure intellect (nous)” that are all components of the problem of freedom. For Bergson, Aristotle is the first to acknowledge that the idea of contingency frustrates the mind’s attachment to necessary conditions, and he discusses in detail Aristotle’s solution to the problem of future contingents. The latter was originally formulated by the Megarian School, and then reconstructed by Aristotle in his Peri hermēneias (On Interpretation) in the following way: “out of two opposite propositions relative to the future one is (already) necessarily true; thus, there is no contingency and future is fully determined” (2024: 73). Aristotle rejects this formulation because experience and common sense inform us otherwise: logic cannot foreclose the actuality of the future, and tukhē (chance) remains open in the present. Instead, what qualifies as the truth of two opposite future propositions in the present is a disjunctive proposition that poses the two as alternatives (“Tomorrow there will be or there will not be a sea battle”).

According to Bergson, Aristotle’s analysis of the Megarian syllogism reveals the fallacy behind any form of determinist argument. Specifically, the rejection of contingency results from an arbitrary and illusionary negation of truth’s temporal character. Tricked by the intellect’s natural tendency to think mathematically, strict determinists understand all possible truths to be similar to mathematical propositions, namely eternal truths (the fact that even mathematical truths are discovered does not alleviate the fallacy). The intellect cannot accept a truth’s semi-eternity, the fact that it comes into existence: “[…] it seems to us that (a) proposition, which became true, has been true for all eternity. It’s one of the characteristics of truth, as soon as it appears to us as truth, to leap outside time and appear to us as timeless” (2024: 76).

Moreover, for Aristotle, contingency is an inherent defect of nature introduced by hylē or matter, which is a principle of indetermination. Freedom is a human privilege, precisely because it refers to a choice: to reverse the movement of nature towards indetermination, ascend towards nous or the pure intellect, and reconnect with what is essential and the immutable. This is contrasted with the modern humanist idea of freedom, which maintains absolute necessity with respect to matter, while contingency pertains only to questions of ethics and human agency (2024: 78). Prefiguring the conclusion of the course, Bergson challenges both accounts, arguing that contingency and freedom, understood as the “creation of certain unforeseeable actions” and “indetermination in relation to causes” are found “everywhere there is consciousness, and de jure, everywhere where there is organic life” (2024: 78).

The next school of thought discussed by Bergson is Stoicism, which introduced the doctrine of universal fatalism in its “most powerful expression” (2024: 93). For Bergson, the Stoic doctrine exemplifies the absorption and assimilation of ideas of freedom into deterministic presuppositions commonly found in history: “[w]e have here the first example of a fact we find throughout the entire history of philosophy. […] what I’d call the necessary chocking of the doctrines of freedom by speculations concerning the whole of nature” (2024: 93). Stoicism, in particular the Greek founders of Stoicism, aiming to “democratize” philosophy, modified certain aspects of Platonic-Aristotelian thought to make it more accessible. The most critical of these transformations is the substitution of the single principle of logos spermatikos (generative reason) for the duality of matter and form or Idea (hylē and eidos). The Greek word logos has different meanings (speech, discursive reasoning, theatrical practice), but they all designate “the idea or image of a double-sided reality”, “something that as multiple, as unrolled, as slackened or as extended, is material, and that, when considered as one, as taut in itself, as undivided, is something rational, intellectual, and even intelligent” (2024: 104). In Stoicism, the universe is at once matter and intelligence, both corporeal (all that is, is a body, sōma) and rational or intelligent.

According to Bergson, ancient philosophies tend to agree that if things were perfectly rational, there would be no place for contingency, indetermination and, consequently, human freedom. For Aristotle and Plato, things are not as they ought to be: the world is subjected to movement and change, and these processes degrade it. Movement is the tangible proof of imperfection in the world. For Aristotle, the fact of contingency makes human freedom possible, whose purpose is to compensate for the disruption of the rational order: “[t]he function of our will is to put things back in place, as much as that’s possible” (2024: 106). By contrast, in Stoicism, things are as they ought to be insofar as change and movement are not understood as imperfections; their very explanatory principle, logos, is something essentially mutable and in a constant state of unfolding. The principle of logos spermatikos entails movement, change and transformation; it is an intelligent and rational principle, and yet mobile. For Bergson, the Stoics do not perceive any breach between things as they are and things as they ought to be. The world is exactly as it should be (“sympathy of everything with everything”), and its perfection and absolute coherence exclude contingency and, consequently, freedom in humans.

Bergson devotes considerably less time to conceptions of freedom and necessity derived from ancient atomism, developed by the Epicureans and solidified by Lucretius. While he dedicates two lectures to all the other ancient doctrines, his discussion of Epicurus and his legacy is cut short to almost half a session. This is because, as he argues Epicurean “ideas on the subject of freedom did not evolve” (2024: 119). Nevertheless, Bergson emphasises the radical character of the atomistic theory of necessity, which is indeed close to modern and contemporary mechanistic determinism based on the idea of the material universe as an abstract field of mathematical points. Ultimate units or atoms, indestructible and unchanging, separated by the void, yet mobile, combine in different aggregates, changing their relative positions and generating all natural phenomena. Whereas in Stoicism universal interdependence posits a rational necessity that proceeds from the whole of the universe to its parts, like the image of an organism, in Epicureanism, necessity has no overarching meaning, and the universe emerges as the sum of the primary elementary necessities of the atomic combinations. Despite its deterministic kernel, Epicurean philosophy accounts for contingency and freedom through the notion of paregklisis (the Latin clinamen). To allow for the accountability of human action, Epicurus endows atoms with the ability to deviate slightly (paregklinein) from their preordained course, from the ‘path that destiny assigns to it’ (118).

Bergson concludes his discussion of ancient doctrines with Plotinus’s “synthesis of all ancient thought” (2024: 127). As Bergson states, Plotinus’s doctrine of freedom is “by far the most complete, the most highly constructed of what the ancients have bequeathed to us on this question” (2024: 127). Plotinus’s corpus, in general, is the most systematic philosophy in antiquity, and it has reached us intact. He produced a “perfectly coherent and unified” synthesis of all Greek thought, aiming to insulate it from the ideas of his time (third century CE), which he considered “barbaric”. This is particularly evident, for Bergson, in Plotinus’s theory of freedom, which integrates Platonic-Aristotelian and Stoic elements. Even if “he fought the Stoics, and the Stoics’ fatalism in particular”, Plotinus’s starting point, according to Bergson, is distinctly Stoic, for he accepts the “perfect regularity of the course of nature” (2024: 129). Bergson cites several of Plotinus’s descriptions, all of which are reminiscent of Stoic themes: for example, his conception of the universe as a living being composed of parts, separated in space yet contiguous, fulfilling a universal sympathy or intention; or his comparison of the material universe to the harmonious complexity of a dance, where “the dancer is not conscious of the multitude of movements”, but s/he simply wants to dance (2024: 129).

As Bergson notes, Plotinus articulates the quest for freedom with the greatest precision: “[i]t suffices to find a solution, that, on the one hand, preserves the principle of causality […] and that, on the other hand, will allow us to be something” (2024: 130). For Bergson, Plotinus’s particular novelty is to present the problem of freedom as a question of the origin of life, specifically human life. Extending the Platonic-Aristotelian teaching on the body-soul relationship, he provides a theory about how the human being both enters the order of nature as a living body and “breaks” it in exercising her will. Plotinus argues that, even if we can overcome the natural order and secure for ourselves the realm of action, true freedom rests on detaching from nature and retreating to the plane of the Intelligible (kosmos noētos). As Bergson explains, the Neoplatonic teaching that “freedom does not reside in action but in the intellect” and “[h]umans produce action when they are too weak for contemplation, action being only the shadow of contemplation” is the ultimate expression of the Greek belief that the faculties of action are inferior to the intellect. In modernity, under the influence of Jewish and Christian theology — Bergson mentions the debate between Scotus and Aquinas over the primacy of the will — this hierarchical relationship will be reversed: beginning with Descartes, modern philosophers acknowledge and affirm the miraculous power of the will to prevail over understanding, to multiply its power, and, in certain cases, to be the source of the intellect.

The first (thematic) half of the course ends with Bergson demarcating ancient and modern assumptions pertaining to the problem of freedom. So far, his discussion is systematic rather than simply historical and follows the interpretational lines announced in the first lecture: freedom marks the limit between the speculative and the practical domain. Occasionally, Bergson indulges in small digressions, which enrich the main exposition without affecting its structure and lucidity. For example, when he explains that necessitarians do not oppose theories of freedom but rather “absorb” them to assimilate freedom with necessity, Bergson does so with a comparison from geology: every intuition about freedom is a “geological eruptive force”, while theories of necessity are forces of “disintegration” and “sedimentation” that act upon intuitions and reshape them (2024: 21); or, when, in an illuminating digression, he discusses the ideas of moira (fate) and anankē (necessity) in ancient non-philosophical literature — from tragic and epic poetry to Herodotus — with the aim of elucidating the emotional and affective roots of fatalistic thinking (2024: 25-27).

2. Determinism and the problem of freedom in modern philosophy

The second thematic half of the course comprises seven lectures, from 17 March to 20 May 1905 (lectures thirteen to twenty in the volume). Bergson here follows the intertwining of necessity and freedom within the framework of Western modernity. As it was prefigured in the first lecture, the new parameter defining the relationship between the two notions from the early seventeenth century onwards is the advent of modern science. According to Bergson, the scientific framework mandates, on the one hand, that causal relations pertain to physical laws and that, on the other hand, the reality of these relations can be fully grasped by mathematics. In that respect, Bergson’s discussion follows the way in which philosophy grapples with scientific determinism, beginning with Descartes, Spinoza and Leibniz, through to Kant’s Copernican Revolution, with the discussion concluding with a brief but suggestive preview of Bergson’s position (introduced in “The Introduction to Metaphysics” (1903) and fully developed in Creative Evolution (1907)).     

While philosophical notions of necessity evolve vis-à-vis developments in science, philosophy always turns to questions of freedom when forced by developments in the social domain, and always via intuition. In the dawn of modernity, the second “eruption of freedom” is traced back to the transformations Christianity and Judaism initiated in social and psychical life. These themes, which persisted throughout the Middle Ages, were incorporated by Descartes’s voluntaristic philosophy and, from there, spread across modernity. The third explosion emerged from ‘ideas and feelings’ related to the 1789 Revolution as they appear in Rousseau and more thoroughly in Kant.

Bergson highlights several key aspects of Cartesian philosophy, the first of which refers to the “incontestable and profound influence” of Christianity in Descartes’s system. The most obvious influence is Duns Scotus’s ideas on the subject of divine and human will. Descartes’s freedomist doctrine rests on a series of creationist theses: God not only created the world but also created the truth and the good, and the criteria to judge his creation, by a “decree of his free will” (2024: 152). The idea of a creative God, a willful and active deity intervening in the world, is absent from ancient thought, in which contemplation and the intellect are superior to action and everything appetitive (2024: 151). By contrast, Descartes affirms that the human will is infinite, similar to the divine, and he ascribes to human beings an absolute faculty of choice. The difference between human and divine will is that, in humans, even if in principle infinite, factually the will is restricted by the intellect, which imposes its own time to judge and evaluate. Bergson sees as underlying Descartes’s voluntarism a theological motivation. Error and sin result from a lack of coordination between the will, infinitely invested in every act and operating fully in the present, and the intellect, which takes its time to deliberate. Thus, Descartes can account for the existence of evil through this discordance of the faculties, without tracing it directly back to God.

What is striking about Descartes, in Bergson’s view, is that he combines a rigorous determinism with the quest for freedom. While Cartesian metaphysics follows the mechanistic principles found in physics and analytic geometry, his moral intuition affirms the inner feeling of freedom manifested in action. In Descartes’s disciples — Spinoza, Leibniz, and the eighteenth-century physicians and scientists inspired by Cartesianism — the rational component of Descartes’s thought prevails. Specifically, Bergson sees in Spinoza and Leibniz a “partial return to the Greeks” as they seek “to provide a unified and simple, consistent and logical explanation of the totality of things” (2024: 175). Christian influences are superseded by an intention to unify Cartesianism, eliminate its subjectivist presuppositions, and provide a metaphysical ground. In doing so, Bergson holds that, even if not deliberately, they return to Aristotelian and Neoplatonic themes. Spinoza, for example, assumes the Aristotelian ideal of athanatizein, of allowing the human intellect to reconnect with what is purely intelligible and eternal. The difference is in the execution of the plan towards immortality. Broadly speaking, for the ancients, the essential, eternal forms or genera, the source of pure knowledge, lie more or less in “a beyond”, while in Spinoza’s metaphysics, which conforms to the new science, the intelligible, that is, natural, physical laws, are immanent to nature.

For Bergson, Spinoza transforms Cartesianism “from a doctrine of freedom that it was into a doctrine of necessity, and of the most radical and least flexible necessity that has ever been formulated” (2024: 178). Nevertheless, Spinoza’s interventions resolve Descartes’s inconsistency or discontinuity, as Bergson calls it, that is, the influence of the soul on the body, which remains inexplicable in Descartes and which disrupts the order of universal mechanism. Bergson focuses on the first two parts of the Ethics, and his discussion of the key moment of Spinoza’s doctrine is lucid and insightful: the difficulty with explaining the status of the attributes, the type of distinction pertaining to modes, and the symmetry of order between modes of different attributes. Bergson argues that everything in Spinoza’s system leads to a single goal: beatitude, what Spinoza calls true freedom as the liberation from servitude, an aspect of which is the illusory belief in free will. Rather, we partake in “the absolute freedom of God” when we apprehend what is necessary, the eternal reasons inscribed in nature expressing God.

Similarly, Leibniz aimed to eliminate the Cartesian rift between determinism and freedom, and he did so in the extreme. Bergson calls Leibniz a “pure intellectualist” much more assiduous than Spinoza: “he is convinced that reality can be fully resolved into ideas” (2024: 187). Both epistemological and metaphysical aspects of Leibniz’s determinism are equally inflexible and result from the reworking of ancient doctrines, modifying them to fit the new scientific framework: “[t]hus, by starting from the Aristotelian […] conception of science and by eliminating hylē, we arrive more or less at the doctrine presented in the Discourse on Metaphysics, just as, by taking Plotinus’s doctrine, his theory of the Intelligibles, and by eliminating hylē, we arrive at a doctrine analogous to the one presented in the Monadology” (2024: 192). First and foremost, Leibniz aims to erase the troubling idea found in Descartes that the soul can, somehow, interact with the body and change its movement. Developing this criticism, Leibniz will abandon the idea that matter is essentially extensive because extension results from an abstraction, a homogenisation of a fundamentally heterogeneous reality. From there, Bergson explains, Leibniz is led to posit indivisible elements that are “dynamic points”, or mathematical points, the center of forces that he calls monads or souls. Monads are isolated from each other, and each is a “state of mind”, a perception that fuzzily represents the totality of the universe and clearly only as a (point of) view of this totality: a “monad is a view of the universe; the totality of these complementary views make up the universe” (2024: 196). According to this theory, space is a projection made by the human mind, a symbolical order that allows us to represent the partial views or monads, that is, “purely qualitative differences, which alone are real”, as magnitudes (2024: 196).

Bergson maintains that, for Leibniz, this inelastic, fully saturated universe sustains not only human freedom in the Cartesian sense, but wholesale contingency. Leibniz breaks freedom down into three essential characteristics: spontaneity, intelligence and contingency, and he argues that, in his monadological universe, each substance maintains these three elements. Spontaneity characterises the monads to the extent that they are self-developing and self-determining, being totally insulated from each other. Intelligence as a condition of freedom “is realised by human souls”, and so the anthropomorphic notion of freedom is maintained. Finally, contingency is affirmed: even if actions are absolutely determined by the monads’ notion (its complete definition), these determinations are not logical necessities, since their opposite would not imply a contradiction. They are real possibilities, alternatives to what is actually the case. The latter, which “we call existence”, is akin to a highlighted contour among all the other possible sketches that remain unactualised. As Bergson remarks: “[f]reedom is power. An intellectualist like Leibniz cannot accept the idea of power, and so he spreads out all the possible actions, he turns them into so many accompaniments, as it were, of the action really performed” (2024: 211).

The last three lectures, on 5, 12, and 19 May 1905, comprise a second, much shorter semester. Bergson touches upon several important issues, but in places, due to the limited time, the discussion seems uneven. He begins with a summary of the main differences between ancient and modern notions of necessity, indeterminacy, causality and freedom, as they have been developed throughout the lectures. He also makes some interesting methodological remarks on how philosophical notions are displaced within scientific debates. For example, he sketches an acute criticism of reductive and eliminativist positions in psychophysiology, arguing that the misapplication of allegedly rigorous materialist commitments to mental phenomena results in a much less rigorous metaphysics, a weak variant and “simplification of Cartesian metaphysics” (2024: 219). This is why, Bergson stresses, “we have to distinguish very clearly between science and philosophy” and their respective methodologies, and that the philosophical question is “whether freedom can find a place” within the mechanistic explanatory framework. According to Bergson, this type of semi-scientific, semi-metaphysical determinism prevailed at the end of the eighteenth century, nourishing its own opposition as notably expressed in Rousseau’s moral and political philosophy. At the same time, in England, Berkeley’s immaterialist and nominalist ideas challenge the foundations of Newtonian and Cartesian science, based on the criticism that the mechanistic image of nature they presuppose is a mental or symbolic construction (2024: 228). While Rousseau’s motivations are moral, and while Berkeley’s are primarily theological, their criticisms halt the unbound mechanism prevailing at the time, creating a current of thought that puts freedom back in the discussion and prepares the third Kantian “eruption of freedom”.

For Bergson, “Kant’s stroke of genius” was that he realised that “if we put freedom in the very place of reality, we don’t for all that compromise scientific mechanism […]; on the contrary, we’re able thereby to found this mechanism, give it an unshakeable basis” (2024: 229). In the remaining one-and-a-half lectures, Bergson explains in what the Kantian solution consists, and how we should understand the notion of freedom that it entails. Already with Descartes, free will defies mechanism, and becomes a positive and creative power. Kant’s great invention, however, is to posit freedom’s creative power as the ground of the mechanistic, natural order itself. Beginning from a concept of nature that adheres to Newtonian science, Kant’s starting point in the Critique of Pure Reason is to establish the link between physics and mathematics: the problem of founding mechanism translates to a question of founding mathematics. Bergson provides an instructive summary of Kant’s transcendental epistemology, which renders nature coextensive with scientific consciousness and its transcendental apparatus, meaning that “nature and science are the same thing: nature cannot [not] be scientific because they’re the same thing” (2024: 233). As Bergson explains, the Kantian conception of nature, the realm of phenomena constituted by human intellect, becomes the seat of mechanism: “determinism exists, in short, only for our intellect, […], as a function of our knowledge” (2024: 234). Kant endorses freedom, but not as a possibility for the empirical self, locating it outside the causal order of knowledge. Kantian freedom, in Bergson’s description, refers to the transcendental perspective, from which the pure self initiates the unfolding of a moral character. Bergson stresses, that while our moral conduct is conditioned upon the transcendental position that the “intelligible self” creates for itself and occupies, yet it unfolds in a series of actions in time. It is questionable if such an unfolding of freedom can be integrated into the mechanistic order, as Kant claims it can. We must assume that our actions “carve out a surface from the rest of nature”, which necessarily depends on a certain flexibility granted by the causal order (2024: 236). For Bergson, this interdependence implies that the spontaneity and autonomy of moral conduct are compromised, and arguably, freedom, even if it is granted, cannot be sustained.

By the time the reader arrives at the final lecture, the problem of freedom arises as “the problem of the relationship between thought and action” (2024: 239). It is in the last lecture that Bergson speaks from the perspective of the present, and therefore, not as a historian but as a philosopher aspiring to transform the problem of freedom in his own right. For Bergson, Kant gave the modern problem of freedom its most precise and rigorous formulation, and consequently, any systematic intervention must begin there. Kant’s solution was so effective that, despite the nineteenth-century’s explosive developments in the sciences and in mathematics, there was no radical displacement of the problem of freedom. In this paradigm, knowledge is “a perfectly coherent system of mathematical relations” underlying natural phenomena, and action is a separate domain that precedes this order: “[a]ction is reality itself, and what we call science is something that gravitates around action”, which is “the foundation of science” (2024: 241). Therefore, freedom hinges upon how rigorously one upholds this primacy of action over knowledge. In Kant, the primacy of action is conditioned by universal consciousness, the impersonal, transcendental human mind that “insofar as it is free, it will launch phenomena into space and time that perfectly connect with one another, and insofar as it knows itself, it will present a nature in which everything is necessary” (2024: 242).

Bergson takes an issue with Kant’s solution based on universal consciousness because it renders philosophically irrelevant the inner feeling of freedom accessed by “empirical or psychological consciousness”. The latter, for Bergson, testifies to the complex conditions of action within what he calls “duration”. Kant does not, and could not, allow “jurisdiction” to empirical or immediate consciousness because he lacks an understanding of time as duration and treats time in spatial terms (2024: 244). Bergson’s critique of spatialised conceptions of time, as alluded to in the introductory lecture, concerns the discrepancy between the intellect’s spatial mode of knowing (giving coherence to distinct elements that remain external to each other) and intuition’s mode of access, which testifies to the qualitative change in the stream of inner experience, a type of knowledge that the intellect cannot register. Between the two, that is, “physical or discursive knowledge” and “intuitional knowledge”, Bergson sees intermediary forms, such as the systematicity corresponding to organic life (2024: 245). Between orders of knowledge, what changes is the density or tension of deterministic relations: “[i]n the physical world, causality means necessary determination, but to the extent that we go from the physical to the psychical, we see the connections between cause and effect becoming less and less tight. And when we reach the pure psychical, there’s almost no more connection at all, causality being not a relation but a being, a production […]. So we go by degrees, by an imperceptible transition, from what Kant called causality according to nature, physical causality, to what he calls causality by freedom, which is creation” (2024: 246). Bergson’s course on the problem of freedom ends with a statement of his philosophical project: to develop a kind of radical empiricism that is both scientific and takes into account intuition or internal experience, recasting thus the problem of freedom anew.

Conclusion

My aim in this review was primarily to inform potential readers about the contents of this publication. I offered some evaluations of the lectures’ general format and teaching aims, but I avoided criticisms of Bergson’s historical arguments as it would have necessitated an extensive reference to his monographs and other works. I want to conclude this task with some additional comments. First, the transcribed version of Bergson’s lectures might sound, at times, repetitive to the reader, but this serves perfectly the aims of the oral exposition, in which dramatising repetition creates cohesion and imprints the ideas on the audience. Ideally, Bergson’s lectures would be recited, perhaps, in the context of a study group, to reinvigorate the orality of this “thought in the making”. Second, readers interested in the history and historiography of philosophy should bear in mind that Bergson presents the ideas of the canonical thinkers in the form of a metanarrative, which serves the reconstruction of “the problem of freedom”. His reading is selective, and as he notes, sometimes he diverges from the standard interpretations and classifications of thinkers found in the scholarship. For example, Bergson’s presentation of Kant’s concept of freedom is based exclusively on the Critique of Pure Reason and its relation to transcendental idealism, and he omits the details of Kant’s moral theory. Finally, the contemporary reader cannot avoid noticing the patent Eurocentrism of Bergson’s discussion, which focuses exclusively on the Western philosophical canon. Without disregarding the time and context of the lectures, readers might think that Bergson could have acknowledged the limits of his presentation. But overall, and as I highlighted at the beginning of this review, both specialists and non-specialists will find Bergson’s Freedom lectures a rich and rewarding reading experience.

 

Bibliography: 

Bergson, Henri. 2024. Freedom: Lectures at the Collège de France, 1904-1905. Edited by Nils F. Schott & Alexandre Lefebvre. Translated by Leonard Lawlor. London-New York: Bloomsbury.

Alexandre Lefebvre and Nils F. Schott. 2024. “Series Preface” and “Introduction: Henri Bergson, Freedomist”. In Freedom: Lectures at the Collège de France, 1904-1905. Edited by Nils F. Schott & Alexandre Lefebvre. Translated by Leonard Lawlor, ix-xiv, 2-9. London-New York: Bloomsbury.

Alexandre Lefebvre, Nils F. Schott & Alan Shepherd. 2024. “Freedom Regained: Henri Bergson at the Collège de France, A conversation with Alexandre Lefebvre and Nils F. Schott”. In The Philosopher, Vol. 112, No. 2, 78-83. Available at https://www.thephilosopher1923.org/post/freedom-regained.


[1] See also ‘Freedom Regained: Henri Bergson at the Collège de France, A conversation with Alexandre Lefebvre and Nils F. Schott’, available at https://www.thephilosopher1923.org/post/freedom-regained.

[2] The most recent in publication order: Keith Ansell-Pearson, Bergson: Thinking Beyond the Human Condition, Bloomsbury (2018); Mark Sinclair, Bergson, Routledge (2019); Alexandre Lefebvre & Nils F. Schott, Interpreting Bergson: Critical Essays, Cambridge University Press (2020); Paul Atkinson, Henri Bergson and Visual Culture: A Philosophy for a New Aesthetic, Bloomsbury (2020); Mark Sinclair & Yaron Wolf (eds), The Bergsonian Mind, Routledge (2022); John Ó Maoilearca, Vestiges of a Philosophy Matter, the Meta- Spiritual, and the Forgotten Bergson, Oxford University Press (2023); Emily Herring, Herald of a Restless World. How Henri Bergson Brought Philosophy to the People, Basic Books (2024).

Peter Dews: Schelling’s Late Philosophy in Confrontation with Hegel






Schelling’s Late Philosophy in Confrontation with Hegel. Book Cover




Schelling’s Late Philosophy in Confrontation with Hegel.





Peter Dews





Oxford University Press




2023




Hardback £82.00




344

Reviewed by: David Gordon (Ludwig von Mises Institute)

Peter Dews has given us a work of great depth and detail, concerned especially to show the different ways in which Hegel and Schelling reacted to problems posed by Kant. Further, while fully recognizing the greatness of both Hegel and Schelling, Dews maintains that Schelling’s negative and positive philosophies of nature and history constitute a more adequate response to Kant’s problems than what he views as Hegel’s pan-rationalism, which struggles with difficulty to find a place for concrete events that are really new and are not just instantiations of the endlessly repeated categories of the Science of Logic.

In carrying out his project, Dews shows himself a master not only of the thought of the two notoriously difficult thinkers on whom he focuses but of analytic and existentialist philosophy as well; for example, he draws out with great insight the Schellingian resonances of Sartre’s Being and Nothingness. But unfortunately some obstacles confront the reader. Schelling’s thought is often difficult to follow, and I freely confess that I have found myself lost in its labyrinthine complexity. The task of understanding Schelling is even harder, because, as Dews shows in painstaking detail, Schelling often changed his views. In what follows, I shall endeavor to discuss a few themes in the book that strike me as of particular importance, though I fear I will not succeed in doing the book justice.

Kant’s successors agreed that his thought changed fundamentally the way one should regard human beings’ relation to reality.  “The new beginning in European philosophy marked by the appearance of the Critique of Pure Reason in 1781 can be summed up in the claim that Kant re-centered philosophical attention on the structure of the relation between the subject and the object of experience as such. The first Critique no longer asks how the mind can make cognitive contact with a reality assumed to subsist independently of it, or what it would mean to establish an accurate representation of such a reality.” (19) In Kant’s account, there of course remains a distinction between our minds and the objects given to us in experience, but this distinction is one within the phenomenal world, and we possesses no knowledge of the noumenal world. Kant is an empirical realist but a transcendental idealist. One question that Dews does not raise, but which might usefully have been addressed, is whether it is correct to deny that the mind represents a reality independent from it.  To the contrary, he takes for granted that the “Kantian turn” cannot be undone. It would not be a good reply to say that Dews is engaged only in a historical account of how the great post-Kantians reacted to the Critique, as clearly he is not; he wishes to show the greater reasonableness of some philosophical options over others. But this is by the way.

Kant’s new account of knowledge led to problems of its own, and two of these in particular were central to his successors. If we have no knowledge of the noumenal world, on what basis is it claimed that it exists and, in interaction with the categories of judgment and the intuitions of time and space, brings about the phenomenal world? And how is the “unity of apperception” present during this interaction related to the minds of individuals, which are perspectives on the phenomenal world, not the phenomenal world sans phrase? As Dews puts the latter problem, “Evidently, in this account, the I which carries out the combining cannot be equated with the identity of consciousness which results from the process, even though Kant insists that we could not formulate the thought ‘I think’—which is grounded in what he terms “pure apperception”—except as identical subjects of experience. The important point is that our status as subjects cannot consist simply in a formal unity which emerges through a contrast with what is constituted as the objective content of experience. There must also be an awareness of our spontaneity as thinkers, of which some explanation, or at least a plausible characterization, must be given.” (22-23)

How were these problems to be unsnarled? One path was taken by Fichte, who attempted to derive the world entirely from the I, though he constantly changed his views on how exactly this task was to be accomplished. Though Schelling and Hegel were greatly influenced by him, they soon turned away, in considerable part because, far from being a vindication of common sense, as Fichte claimed it was, his approach seemed to dissolve the world into hypotheticals: “At the same time, in the Sonnenklarer Bericht Fichte still tries to persuade his imagined reader and interlocutor that the meaning of statements regarding unobserved events —he gives the example of the movement of the hands of an unwatched clock, while the reader is sunk in reflection—should be given a strictly verificationist analysis . . . But why should this conception, in which the reality of objects and events must be cashed out in terms of counterfactuals confined to the subject-object nexus of experience, be any less an affront to common sense than the metaphysical conjectures which transcendental philosophy was supposed to have overthrown?” (31-32)

Schelling and Hegel came to embrace the opposite way of dealing with Kant’s problems to Fichte. They turned to the object rather than place exclusive stress on the subject, in this way reviving the metaphysical inquiry that Kant had declared impossible, though indeed not die alte metaphysik but a metaphysics in line with the transcendental turn.

Before Dews can proceed with his investigation, he needs to address a problem. An influential reading of Hegel does not take him to be a metaphysician at all, instead seeing him as trying to discover the necessary features of the “space of reasons.” Dews not only rejects this view but reacts vehemently to one of its principal defenders, Robert Pippin, who in the course of expounding his interpretation of Hegel, Dews alleges, is unjust to Schelling: “However, because of his insistence that the ‘problematic of German Idealism,’ as developed by Hegel, was the ‘transcendental problem of self-consciousness’ . . . Pippin had no option but to dismiss the Schellingian tenor of Hegel’s early writings as an unfortunate and misleading aberration. This he did partly by means of ad hoc historical and psychological suggestions to the effect that Hegel was somehow pressurized into adopting Schelling’s position; partly by means of a perverse exegesis of Hegel’s early publications, which tried to cast doubt on their commitment to a trans-subjective (and trans-objective) absolute that cannot be accessed through an abstraction from empirical consciousness in the Fichtean manner, since the result would then remain subjective and conditioned, but only through what Hegel himself terms ‘pure transcendental intuition’; partly by the simple expedient of rewriting Hegel, so that his ontological claims become epistemological ones.” (8) One awaits with interest Pippin’s reaction to this book.

Schelling’s turn to the object led him to a fundamental assault on the Cartesian starting point of modern philosophy. Descartes maintained that by applying his method of doubt, everything except the bare “I think” was uncertain; to regain knowledge of the external world, it was necessary first to prove the existence of God and then to contend that God would not deceive us about what was clearly and distinctly perceived. Schelling rejected this entirely: one’s certainty is not that thinking exists but that one’s body exists, and, further, that one’s body cannot be detached from the world, of which it is an organic part: “But whereas, according to its surface grammar at least, Descartes’ cogito suggests that my existence necessarily follows from the thought of my existence, Schelling proposes a performative analysis: my being is a precondition of my entertaining the very thought of it. As he points out, in the statement, ‘If I exist, then I exist,’ the truth of the consequent is presupposed by the thinking of the antecedent, even though the statement has the form of a hypothetical. Hence it is equivalent to an absolute assertion of existence: ‘I exist because I exist.’ Schelling concludes: ‘My I contains a being which precedes all thinking and representing. It is by being thought, and it is thought because it is; this for the reason that it only is, and is only thought, to the extent that it thinks itself’. . . Schelling both asserts an identity of thought and being, in line with the concept of intellectual intuition, and refers to ‘a being which precedes all thinking and representing.’” (34-35)

If Schelling regards thought and being as united in this way, is he not in danger of reviving the monism of Spinoza, who likewise saw thought and being as attributes of Deus sive natura?  Schelling responds that though Spinoza was on the right track in taking thought and being to be united in one entity, he erred in seeing their unity as mechanical rather than freely developing, changing and growing in a real and not illusory time: “All freedom is lost because, with the subject of being—the primordial possibility of ways of being—now occluded, philosophy can only understand its a priori task as being to track the unfolding of the necessary consequences of unknowingly objectified being-ness. For Schelling, Spinoza is the thinker who expresses this situation in the most stark and unerring way.” (125)

Freedom, then, does not in Schelling’s view arise only at the level of human decisions: to think that it does would be to recur to the Cartesian error. It is present in animal life and indeed in a whole series of potentials, which Schelling expounds in dizzying detail through a series of Potenz, a word that originally designates mathematical powers, as in squares or cubes of numbers, but later comes to mean potentiality. In explaining what Schelling has in mind, Dews makes creative use of the contemporary analytic philosopher Helen Steward. Like Schelling, she sees freedom as present in animals: “The views put forward by the British philosopher Helen Steward are especially relevant in the present context, since—operating strictly within the parameters of contemporary analytical philosophy—she arrives at many positions strikingly reminiscent of those proposed by Schelling in his philosophy of nature and freedom. For example, one of Steward’s main contentions is that philosophical discussions of freedom often begin at too elevated a level, where conscious decision-taking capacities and the exercise of the will are the focus of attention. . . In a challenge to this ingrained tendency, she argues that, to avoid human beings appearing, in the libertarian portrayal of them, as a strange metaphysical anomaly, a view which understandably calls forth deterministic reactions, we should focus rather on the notion of agency. On Steward’s account, agency cannot be a matter of consciousness intervening in a natural world separated from it by a metaphysical gulf, or of purely mental processes initiating physical ones; the applicability of the concept of agency extends quite far into the domain of non-human nature.” (198)

Dews conveys to readers his great admiration for Schelling as a thinker, but skeptical readers may well wonder, “Why should we believe any of this?” In answering this question, Schelling is at his most original and, in my judgment, at his best. He contends, in line with his stress on freedom, that by studying the history of religion and myth, and endeavoring to explain what we have learned, we can discover how God—taken not just as an idea in people’s minds but as a real entity— has developed in time. We could not have deduced this development a priori, but once it has happened, we grasp its necessity. “Schelling also contends, again anticipating Sartre, that speculation can at most seek abductively for optimal explanations.” (177-178) He applied this view in particular to the history of Christianity. “The focus of Schelling’s philosophy of revelation, then, is the historical fact of Christianity: ‘the philosophy of revelation cannot be dogmatic, but rather simply explanatory, just as it must set to work in general in a more investigative than assertoric manner.’ . . Schelling evidently takes what he regards as his uniquely comprehensive and theoretically coherent interpretation of mythological consciousness to have validated the objectivity of his principles, as a hermeneutic framework” (229, 231)

A metaphysical and ethical lesson Schelling takes his study of Christianity to have validated is the value of suffering. By freely accepting his death on the cross, Jesus disarmed cosmic power, symbolized, for reasons I shall not here enter into, as “B”; and thus the crucifixion has significance for the metaphysical development of the universe: “Only a complete renunciation of any claim to superiority or sovereignty on the part of . . .[the principle of unity] as a cosmic power could deprive B of the antagonist it dialectically required to sustain its own identity. . . This complete surrender of selfhood is enacted by Christ in his acceptance of arrest, torture and execution on the cross; only by voluntarily going to his death could he fully disarm B, and thereby bring about the reconciliation of the potentialities, whose tension (Spannung), in their guise as cosmic-psychic powers, obscurely dominated mythological consciousness.” (233)

To those who find Schelling’s ideas strange, Dews replies that they are not without parallel in recent philosophy. As I mentioned at the start, he finds Schellingian themes in the thought of Sartre, in particular the unity-in-difference between consciousness and being: “In order to bring Schelling’s approach to un-pre-thinkable being, and the problems which it raises, into focus, it may help to draw a comparison with a historically more recent and—no doubt to many—more familiar philosophical project which proposes a similar conception of being: that of Jean-Paul Sartre in his 1943 masterpiece, L’être et le néant (Being and Nothingness). ‘Being,’ Sartre states in the Conclusion of this work, ‘is without reason, without cause, and without necessity’ Sartrian being, then, which he further specifies as ‘being-in-itself ‘ (l’être-en-soi) or simply the ‘in-itself ‘ (l’en-soi), in contrast to consciousness or the ‘for-itself ‘(le pour-soi), cannot be regarded as the cause of itself, or as the necessary realization of its own thought possibility. Indeed, in Sartre’s view the notion of ‘causa sui’ is viciously circular.” (173) Schelling also rejects the notion of causa sui.

Schelling’s speculations are of great interest, though they will not be to the liking of those who, like W.V. O. Quine, “have a taste for desert landscapes”; but Dews faces a challenge. If Dews is right, Hegel also developed a metaphysical account of the world, one which attempted by strict logic—of a special kind, it is true—to deduce the essence of the world. Why should we prefer Schelling’s system to Hegel’s? One answer to this question is to deny that Hegel was a metaphysician; but, as we have seen, Dews rejects this with great vehemence. Another answer would be to find flaws in Hegel’s reasoning, but this is not the path that Dews takes.  Instead, he argues that because for Hegel the categories of his Logic proceed in a circle that is endlessly repeated, he cannot acknowledge the genuine significance of human actions. “Hegel’s Logic takes the form of a quest for the reconciled unity of the Idea, which proceeds through the repeated resolution of contradictions. However, the Idea—as Hegel presents it—unfolds with rational necessity: it allows no space for the other dimension of freedom: the possibility to be or not to be. This would not pose a problem if Hegelian logic were able to acknowledge its own limit, as negative philosophy—but this it is constitutively unable to do because it takes itself to have fully articulated, in the Idea, the structure of the immediate ‘being’ with which it began, but which, from Schelling’s viewpoint, is already an occlusion of being-ness as possibility.”

Schelling’s Late Philosophy in Confrontation with Hegel is a major contribution. It will lend support to those who agree with the great twentieth-century philosopher of history Eric Voegelin that Schelling was “one of the greatest philosophers of all times.” (Eric Voegelin, History of Political Ideas, Volume VII, University of Missouri Press, 1999, p.198.)

Christopher Erhard and Tobias Keiling (Eds): The Routledge Handbook of Phenomenology of Agency






The Routledge Handbook of Phenomenology of Agency Book Cover




The Routledge Handbook of Phenomenology of Agency




Routledge Handbooks in Philosophy





Edited By Christopher Erhard, Tobias Keiling





Routledge




2020




Hardback £133.00 eBook £27.99




436

Reviewed by: Florian Markus Bednarski (PhD researcher at Leipzig University and The Max Planck Institute for Human Cognitive and Brain Sciences)

The topic of this new Routledge Handbook is Phenomenology of agency. It is a very well selected topic and a nicely edited volume. The aim of a handbook should be to provide the reader with a selection of essays that cover the most important aspects of a given research focus. The editors must choose contributions carefully to achieve this goal. Before describing the structure and content of this volume in greater detail, some words about the subject of the book will be helpful to better understand the editors’ aim.

Very briefly, Phenomenology of agency is any kind of theorizing about and reflecting on agents’ experiences while performing actions. This theorizing and reflecting, or more generally philosophizing, can be either an attempt at achieving a better understanding of what actions are, or one might be interested in how it feels to act. Contemplating phenomenology of agency can thus lead to manifold findings for the interested reader. Further, the topic of this handbook has several anchor points in different areas of philosophy, among which philosophy of mind and philosophy of action feature most prominently, as well as being of interest for other research fields such as psychology, sociology, political science, cognitive and neuroscience.

Two aims of the handbook are specified by the editors (2). The first is to highlight writings of phenomenologists such as Edith Stein, Hans Reiner and Alexander Pfänder. All belong to a first generation of Husserl followers and worked mainly before 1940. Contributions presenting their work are to highlight the continuity of the phenomenological tradition after Husserl.  The second aim is to increase awareness of how significant phenomenology of agency is for any philosophical account of action. Several contributions discuss phenomenological influences on debates about intentionality, freedom, rationality and morality.

In the introduction, Christopher Erhard and Tobias Keiling not only provide an overview of the book but they also explicate some considerations behind the selection of the contributions. They describe three notions of the term phenomenology. First, the historical tradition founded by Edmund Husserl, second the philosophical method to prefer the “first-person-perspective” in the analysis of philosophical problems, and third the “what-it-is-like” notion of phenomenology. The editors admit that those differentiations might not be accepted without restrictions by every philosopher; however, the selected contributions are to include any of the three notions of the term phenomenology (2). And so, the reader will find chapters describing the work of Husserl and his companions, for example by Karl Mertens, who provides a good overview of Husserl and Pfänder’s writing on action theory (15-28). Besides the historic route, readers can explore methodological points of view on agency in several chapters, for example by Tobias Keiling on László Tengelyi’s discussions of first-person experience of action (235-259). A few chapters further widen the scope of this handbook to the experiential “what-it-is-like” notion of phenomenology, for example Shaun Gallagher’s contribution on phenomenological perspectives in cognitive science (336-350). Although the better part of contributions is concerned with historical or methodological rather than experiential notions of phenomenology, which is most widely spread in interdisciplinary research areas, the handbook does integrate all three perspectives.

Hence, in 27 Chapters and over more than 400 pages this handbook provides an overview of important figures, systematic disputes, and further aspects of the phenomenology of agency. The editors, Christopher Erhard and Tobias Keiling, both mainly interested in the philosophical tradition of phenomenology founded by Edmund Husserl, attempted to select authors and topics from a wide range of relevant areas in philosophy. The handbook is divided into two parts. Part I (5-259) introduces important figures and follows a mainly historical route through the landscape beginning with Franz Brentano. Part II is itself divided into two sections. The first (264-350) dealing with more general systematic questions and the second (352-413) highlighting further aspects such as freedom, morality, and rational action. The handbook also includes an index (415-424) of used terminology, which will be much appreciated by experienced users searching for specific references.

In the following, some chapters of each part will be reviewed to give the reader an impression of what to expect from this volume, beginning with the first chapter “Franz Brentano’s critique of free will” by Denis Seron (7-14). Franz Brentano never provided a full account of action, nor did he discuss the phenomenology of agency in greater detail. Phenomenology of agency is only mentioned in reference to how Brentano grounds his determinism in his radical empiricism. This is so because radical empiricism does not accept an ability to perceive possibilities. According to radical empiricism we can only perceive what is actual and not what is possible. This premise renders indeterminism necessarily false because indeterminism is based on the principle of alternative possibilities, which states that we can at least want to act otherwise. If the reader is interested in how this argument unfolds, chapter one of this volume is a well-crafted starting point.

Denis Seron contributed a short but concise chapter on Brentano’s critique of free will. For the reader it might be of great interest to learn more about Brentano’s radical empiricism. In particular, how he understands immediate consciousness and why he thinks that empirical arguments can only be given based on experience. Brentano’s assumption that one cannot perceive oneself doing otherwise opens up many questions about phenomenology of agency. How can humans be curious and creative in performing bodily movements (e.g. in dancing) if one is only able to perceive oneself doing what one is determined to do?

In a short and fast flowing chapter, Michael L. Morgan describes Levinas’ perspective on agency and ethics (147-157). Morgan’s central aim is to try and explain to the reader what Levinas meant when he wrote “to be a ‘self’ is to be responsible before having done anything” (as cited in Morgan, 2021, 148). In the course of the text, Morgan cleverly uses descriptive stories, such as the one of a judge in court, to clarify how Levinas understands freedom as given to the subject. Especially the notions of responsibility-for-the-other and radical disinterestedness are important to understand Levinas’ profoundly ordinary story about freedom of agency.

Michael L. Morgan delivers a precise text full of intuitively accessible argument. This chapter is especially interesting for readers interested in a perspective on phenomenology of agency that is not inherently fused with a subjective self. Levinas’ writing about agency is interested in the role of interpersonal responsibility and a societal dimension as opposed to viewing agency from a capacities and abilities of agents’ point of view. This chapter adds a further dimension to the topic of phenomenology of agency, highlighting once more the diversity of approaches to the debate.

In chapter fourteen, Thomas Baldwin provides a well-structured overview of Maurice Merleau-Ponty’s writings about agency (175-188). The significance of phenomenology of agency for any account of action in general becomes stringently clear in this chapter. Baldwin first summarizes Merleau-Ponty’s critique of traditional dualism, the body viewed as an independent physical entity which is moved by a will, which surmounts to a differentiation between an objective body and a phenomenal body. In what follows, Baldwin describes how this ambiguous view of the body helps Merleau-Ponty give an embodied account of agency: “Hence we should replace the conception of agency as the control of a physical body by an abstract mind, and view it instead as the interplay between the pre-personal being in the world of our organism and a personal self which uses this being in the world to understand and change it.” (181)

The next two paragraphs on agency and the will are intended to connect this embodied account to further issues, for example intentionality and rationality. In this context, it is useful that Baldwin directs us to further literature related to these questions, such as Davidson, O’Shaughnessy and McDowell.

In general, this chapter fits well into the context of this volume, and Merleau-Ponty is an important Philosopher whose work bridges some wider gaps between philosophical traditions. His thinking certainly originates in Husserl’s idea of phenomenology but never became a one-sided affair. His writing contains many references to empirical science and Philosophers from the analytic tradition. Finally, it is beneficial for the reader to gain insights not only into Merleau-Pontys main work ‘Phenomenolgy of Perception’ but also some rather unknown texts such as ‘The Structure of Behavior’.

This written dialogue between Martine Nida-Rümelin and Terry Horgan is a well-structured text in which two philosophers discover the precise details about their disagreement on satisfaction conditions of agentive phenomenology (264-299). The central debate between both concerns whether satisfaction conditions of agentive phenomenology can be formulated in alignment with a materialist metaphysics of mind. However, a rather intriguing aspect of this chapter is Nida-Rümelin and Horgans’ discussion about the precise understanding of each other’s view. It is a delight to read an argument in which participants consistently reflect on their opponent’s point-of-view and attempt to represent this viewpoint as accurately as possible before formulating any critique.

Henceforth, it is not surprising that Nida-Rümelin and Horgan discover that their main disagreement covers conflicting background assumptions. This chapter thus provides the reader with two learning possibilities. First, a densely packed debate about two opposing accounts of phenomenology of agency. Second, an expert lesson in how to take part in a philosophical debate.

Chapter twenty-one discusses how the will, the body and action are connected (314-335). Robert Hanna guides the reader through his own work while highlighting influential work by O’Shaughnessy, Frankfurt and Kant. Brian O’Shaughnessy explicated one of the most detailed embodied theories of the will and Robert Hanna is one of only a few philosophers’ who have extended their views on this foundation. He starts by introducing trying theories of action and shows how those theories can establish free agency as a natural fact of life. After having considered other options for theories of agency, for example causal theories, Hanna moves on to introduce his own account of the veridical phenomenology of essentially embodied free agency. One aspect of this account is that it entails that “we must not only have veridical psychological freedom, but also be at least fully disposed to believe, or actually believe, ourselves to have an unfettered, non-epiphenomenal, real causally spontaneous will.” (329) In fact, a central aspect of Robert Hanna’s theory about free agency is that phenomenology of agency is essentially an experience of free agency. The remainder of the chapter is committed to debunking strategies from defenders of hard determinism by showing that they themselves will not experience their actions as not-free, because if they did it would most likely cause them to lose their mind.

Hanna tells one of the most interesting stories of the whole volume. For beginners, it might be hard to follow parts of the argument because Hanna presupposes some basic philosophical knowledge. Nevertheless, this chapter is a well-chosen addition to the mostly Husserl influenced texts of the first part of this handbook.

The underlying structure of mechanisms and functions involved in bringing about the sense of agency has been the topic of cognitive science. Shaun Gallagher has greatly influenced this research in recent years. In chapter twenty-two of this volume, he takes stock of what has been achieved and where the research needs refinement and a new direction (336-350).

Three main areas of theoretical debate can be identified. First, defining phenomenology of agency in terms suitable for empirical investigation. Distinguishing between a sense of agency, the feeling of doing something and a sense of ownership, the feeling of owning a body has turned out to be useful but not uncontested. Second, identifying cognitive mechanisms responsible for the sense of agency and ownership. Empirical investigations have since provided extensive grounds for the assumption that some form of comparator mechanism gives rise to both senses. Third, the role of intentions for agency and the relation of both. This turns out to be the most slippery debate as several researchers still contest different notions of intention as well as agency.

Gallagher has an in-depth knowledge of the field and draws a well-structured picture of the status quo. Readers will find a surprisingly inspiring perspective in the last paragraph of the chapter. Here Gallagher points out some of the main challenges of empirical research on the phenomenology of agency. WEIRED (White, Educated, Industrialized, Rich, and Democratic) samples and few interdisciplinary exchanges have led to a one-sided picture painted by cognitive sciences so far. This might seem like a straightforward critique of the field, but Gallagher rather wants to point to a new direction for the years to come.

This chapter is a delight for the interdisciplinary motivated reader and one of the few outlining future directions for researchers to explore.

Galen Strawson explains in a dense and fast flowing chapter how the experience of freedom relates to the experience of responsibility (352-361). The reader might be surprised to see an author who himself defends a strict determinism point of view about agency write about the experience of the exact opposite. As it turns out, Galen Strawson believes that everything we do is determined and nevertheless we feel as if we are free to act otherwise.

The chapter follows a clear structure. First Strawson discusses whether experience of freedom involves only sense-feeling phenomenology or if it goes further and involves cognitive phenomenology as well. In the next part, he introduces his own notions of radical freedom and ultimate responsibility and shows how those terms help to clarify relations between experience of freedom and questions for responsibility. Finally, Strawson outlines how experience of freedom is included in compatibilist and incompatibilist positions. Most refreshingly, this chapter analyses one of the oldest philosophical questions in relation to illustrative content. Strawson adequately uses thought experiments, pathological case studies and empirical experiments to strengthen the expressiveness of his text.

Constructing large handbooks is a generally challenging undertaking. In the present case, Christopher Erhard and Tobias Keiling committed to an especially complex project, editing a handbook about a yet to be clearly defined research topic. Phenomenology of agency turns out to be a topic of great variety and yet the editors of this volume managed to select interesting contributions. The first part of the volume provides the reader with an overview of influential writers from the past, beginning with Franz Brentano. In the second part of the volume, the reader will find informative links between phenomenology of agency and action theory in general.

Overall, readers will discover well written essays from experts on specific topics related to a common theme. Given that the target group for handbooks is mostly students of philosophy and related fields, some critical aspects need to be mentioned.

Although all contributions included in these twenty-seven chapters have some connection to the topic ‘Phenomenology of Agency’, the novice reader might be surprised by the variety of perspectives represented here. Erhard and Keiling describe three notions of the term phenomenology in their introduction to this handbook. Both conclude that concerning this terminological query they “expect this volume to stir rather than settle a discussion of that question.” (2) Some contributors included a paragraph about their own position on the dispute in the beginning of their essays. This manifold of opinions about the topic ‘Phenomenology of Agency’ of this handbook makes it hard to find a larger common ground between the individual texts. For the reader it will be helpful to have a specific question or viewpoint of interest in mind when using this handbook. Thus, rather than introducing a research topic, the volume is a reference book for either historically interested readers or students with already formulated research questions.

While the contributions present a wide range of views on agency, one aspect that is essentially neglected throughout the volume is the close connection of agency and development. This aspect is probably one of the most overlooked perspectives in Philosophy and it has been missed by the editors of this volume as well. Developmental aspects of psychological phenomena are rarely given much attention in philosophical projects. This is the case for the 27 chapters of this handbook. Furthermore, the development of phenomenology of agency in infancy is neither mentioned nor discussed in any detail. Despite recent debates in developmental psychology and cognitive sciences (Jacquey et al., 2020; Sen & Gredebäck, 2021), developmental aspects are rarely recognized in philosophical debates today. Philosophers tend to disregard how fascinating questions about phenomenology of agency are inherently linked to early cognitive development. Including a chapter about the current states of these discussions would have increased the value of this book for students and experienced readers alike.

While reviewing this volume, a further aspect of the editing process became obvious: The selection of contributors for the individual chapters. The handbook has 27 chapters, of which twenty-two were written by male contributors and four by women. Chapter nineteen is a collaboration between Martine Nida-Rümelin and Terry Horgan. Further, the better part of contributors work in the Western Scientific Hemisphere. Only Genki Uemure from Okayama University in Japan stands out. This leads to a biased representation of views on the topic of this volume. Perspectives from researchers from South America, Africa and Asia would have been a valuable and unique addition to this book. The reader might be interested in learning about views of Buddhist Philosophers on the relation between agency, phenomenology, and non-self. Selecting contributors and topics with a more diverse background would display the debate taking place on a global stage.

The editors stated that Terry Horgan, John Tienson and George Grahams’ assessment of the neglect of phenomenology of agency in philosophy of mind (2003) encouraged them to take on the project of producing this handbook (1). The result of their efforts is a textbook that will encourage many discussions about a fascinating topic.

 

Acknowledgements

I thank Elizabeth Kelly for her careful comments and suggestions about the manuscript.

References

Horgan, T., Tienson, J. and Graham, G. 2003. “The Phenomenology of First-Person Agency.” In S. Walter and H.-D. Heckmann (eds.), Physicalism and Mental Causation: The Metaphysics of Mind and Action. Exeter: Imprint Academic, 323–340.

Jacquey, L., Fagard, J., O’Regan, K., & Esseily, R. 2020. “Development of body know-how during the infant’s first year of life.” Enfance (2): 175-192.

Sen, U., & Gredebäck, G. 2021. “Making the World Behave: A New Embodied Account on Mobile Paradigm.” Frontiers in Systems Neuroscience, Mar 1, 15:643526. doi: 10.3389/fnsys.2021.643526.