Nicolai Hartmann: Das Wertproblem in der Philosophie der Gegenwart. Aufsätze zu Wert und Sinn

Das Wertproblem in der Philosophie der Gegenwart. Aufsätze zu Wert und Sinn Book Cover Das Wertproblem in der Philosophie der Gegenwart. Aufsätze zu Wert und Sinn
Nicolai Hartmann. Edited by Moritz von Kalckreuth
Meiner
2024
Paperback
230, XLVIII

Reviewed by: Giulia Spagnolli (University of Padua)

 

In the field of ethics, reflecting on values is of utmost importance. This reflection gains significance due to the complexity of the multicultural environment in which humanity operates today, characterized by diverse value systems and the varying dominance of specific values across different times and cultures. Moritz von Kalckreuth notes that while the topic of values may seem ‘exotic’ today, it was quite popular at the beginning of the twentieth century, due to the belief that it could introduce a scientific aspect to discussions on meaning and normative evaluations. Within this context, Nicolai Hartmann stands out as one of the few prominent value theorists in German philosophy, and his writings presented here, also embody an existentialist spirit typical of the era. In Das Wertproblem in der Philosophie der Gegenwart. Aufsätze zu Wert und Sinn, von Kalckreuth presents a thematically arranged collection of essays by Hartmann, written between 1924 and 1929, all centered on the question of value. The first part of the anthology is specifically devoted to the concept of value, encompassing both moral and aesthetic dimensions, while the second part explores phenomena that cannot be fully explained through purely axiological considerations. These writings serve as a valuable complement to the already remarkable moral treatises found in Hartmann’s major works (Ethik and Das Problem des gesitigen Seins). Published in 1926, Ethik, as von Kalckreuth observes, follows two primary lines of argumentation. Firstly, it examines how values are apprehended, their ontological nature, and provides a detailed account of value phenomena, a topic deeply explored in the second volume (Moral Values). Secondly, it addresses the actions that serve as the practical counterpart to the ideality of values, through which values are actualized by the moral subject. In Das Problem des geistigen Seins, the study on values is situated within a cultural-historical framework, where morality is portrayed as a domain of the objective spirit, facilitating interaction among individuals. That said, Hartmann’s theory of values is deeply intertwined with the intellectual debates of the past century and is part of a broader philosophical endeavor aimed at revitalizing ontology by incorporating insights from other fields of knowledge, striving to establish a shared ontological foundation. It would be therefore incorrect to assume that Hartmann’s axiological theory is confined solely to his 1926 Ethik. As evidenced by his correspondence with Heinz Heimsoeth, Hartmann had already developed several theoretical principles underpinning his moral reflections, before the First World War. This assumption is plausible, given that the overarching structure of Hartmann’s philosophy is evident even in his early works. In particular, Hartmann’s axiology takes its starting point in the Grundzüge einer Metaphysik der Erkenntnis, where he lays out the gnoseological and ontological conditions of his theory of values, showing that the latter cannot prescind from ontology; indeed, reflection on moral phenomena is part of it as “a regional ontology, an investigation of the ontological structure of the person in its complexity as a multi-layered entity”[1]. As von Kalckreuth highlights, amidst the diverse voices shaping the debate on the question of values—such as Wilhelm Dilthey, Georg Simmel, Max Scheler, and Max Weber, among others—Hartmann, with his approach, seeks to unify philosophical research on values, which is otherwise marked by a tendency toward one-sidedness. If Ethik—which today’s reception is limited to—is not regarded as the sole text for understanding Hartmann’s axiological framework, the significance of von Kalckreuth’s collection emerges as a valuable contribution to the study of the philosophy of value.  

At this point, it may be helpful to outline the themes and questions that Hartmann engages with in the realm of a philosophy of values, where the solutions he developed continue to serve as essential reference points for axiological reflection. To better understand Hartmann’s stance within the debate of his time, it is interesting to examine his first essay, Das Wertproblem in der Philosophie der Gegenwart, which, despite its brevity, serves as a highly insightful declaration of his intentions and methodology. In it, Hartmann underscores that, despite the variety of existing doctrines, the issue of values has matured into a distinct philosophical problem that should not be conflated with the question of purposes. Additionally, there are key issues that no philosophy of value can overlook: the notion that life is rich with value, the call to honor the values inherent in the world, and the duty to actualize them—these latter two principles delineate the entire domain of ethics. Starting with the essence of the values, Hartmann identifies a series of issues, that are explored and addressed in this anthology. In the axiological theories developed between the nineteenth and twentieth centuries, questions surrounding pluralism and relativism of values took center stage. Hartmann directly challenges Nietzsche, who, by highlighting the variety of values and advocating for their transvaluation, rendered pluralism and ontology incompatible. Pluralism plays a central role in Hartmann’s reflections and stems from his unique phenomenological approach, which emphasizes a maximum focus on the given data and a minimum of metaphysics, rejecting any form of unilateral Standpünktlichkeit. This perspective also applies to values, as seen in Ethik, published nearly contemporaneously with Weber’s concept of a ‘polytheism of values’, which, at its core, arises from similar needs to those of the philosopher from Riga. Hartmann’s theory of values can be seen as addressing the questions left unresolved by Nietzsche. He manages to mantain an ontological framework while embracing the pluralism of values, driven by the ‘tension toward the universal’, that defines his philosophical inquiry. In this respect,  his approach might be referred to as an ‘ontology of values’.

Hartmann’s original theses engage with and confront tradition, and Nietzsche is not the only interlocutor in this collection. In Kants Metaphysik der Sitten und die Ethik unserer Tage, Hartmann aims to place his reflections within the broader context of the ‘Material Ethics of Value’, a framework pioneered by Max Scheler where Hartmann himself emerges as a prominent figure. This theory can be seen as a synthesis, combining Nietzsche’s discovery of the multiplicity of values with Kant’s apriorism and the author repeatedly highlights its innovative nature, emphasizing how it resolves several aporias, that earlier moral theories failed to tackle. In this essay, Hartmann underscores particularly the capacity of the Material Ethics of Value to handle the diversity of good—something that has become fundamental since Nietzsche. He acknowledges that while our preferences for accessing values may shift, there are laws that remain applicable a priori. This discussion unfolds, as the title suggests, in the context of a comparison with Kantian Ethics. Demonstrating a more accommodating stance toward the philosopher of Königsberg than many of his contemporaries, Hartmann acknowledges Kant’s achievement in addressing the ethical problem through the lens of apriorism. However, he critiques this perspective, which identifies the explanatory principle of moral phenomena as an intrinsic tendency of the subject, arguing that it succumbs to the subjectivism that deeply taints modern philosophy. The Hartmannian solution lies in rejecting the subjective origin of moral phenomena; this is achieved by affirming the existence of an “ideal realm of being, to which values intrinsically belong”. These values are apprehended a priori as “autonomous entities within this realm, entirely independent of  ‘experience’”[2]. Hartmann’s perspective closely aligns with that of Scheler, who criticized the formalism and intellectualism of Kantian Ethics. To move beyond intellectualism, both Scheler and Hartmann recognize the presence of an axiological sentiment (Wertgefühl), which serves as the primary locus of the givenness of values. This sentiment, inherent in every human decision, represents the true essence of moral phenomena. Regarding Kantian formalism, Hartmann, while resonating with Scheler, states: “Values themselves do not inherently possess the nature of laws or imperatives […] in relation to the subject, but rather exist as material and objective entities, although not as real ones”[3]. This is why ethics, building on Kantian apriorism, must evolve into a Material Ethics of Values. It is clear then, that Scheler’s remarkable contribution lies in revealing the existence of material and objective entities whose value is evident a priori. According to Hartmann, this discovery paves the way for an expansive field of inquiry into ethical apriorism, which had previously been insufficiently explored. Furthermore, it reveals that Kantian Ethics and Material Value Ethics fundamentally share the same trajectory.

Closely related to the issue of value pluralism is another crucial problem: reconciling the ‘ideal self-existence’ of values with relativism (an aspect, the second, that Nietzsche’s philosophy brought starkly into focus). As Hartmann observes in Vom Wesen sittlicher Forderungen, the flaw in nearly all moral systems throughout history prior to Nietzsche, lies in their tendency to elevate a specific value as an absolute good in itself. In contrast, it is essential to illuminate the relativity of values. What, then, is the source of this relativity? The questionable nature of values arises from their inability to independently determine human will. They exist autonomously, separate from their actual realization, and in relation to reality, they present only a demand—a call to what ought to be. The ideal nature of values necessitates a moment of mediation between ideality and reality, between moral experience and axiological objectivity. Here, personal being assumes a pivotal role as the mediator between the ideal realm of values and the realities that define world events and human existence. This being has the ability to bring ideal demands into the world and, within its capabilities, transform what already exists; it is entrusted with the responsibility of being a co-creator of the world. Thus, the issue of relativism can be reinterpreted as follows: it is not the values themselves, in their essence, that change, but rather their validity in relation to the moral subject and the axiological consciousness. This consciousness is distinct from theoretical consciousness and does not follow a linear progression of development.  At the individual level, value blindness, or Wertblindheit, which leads to favoring one value while disregarding others, results from a significant limitation of the axiological consciousness. The latter is gripped by the value and, in a way, compelled to respond to it. Each value tends to dominate individuals, often overshadowing other values—a phenomenon particularly pronounced in history, where a ‘one-sided ethos’ periodically prevails. Hartmann successfully bridges the intrinsic nature of values with relativism, through the concept of validity. Here, what emerges is a dynamic and adaptable validity, intrinsically tied to circumstances and aligned with evolving ways of life[4]. The moral demands that shape our lives and guide our will are intrinsically tied to real relationships and the lived world, rather than being mere flatus vocis. As Hartmann elaborates in the essay, these demands arise where instincts fail humanity; unlike animals, humans are not naturally equipped with the skills necessary for survival. Instead, they find themselves entangled in an “infinite chain of situations”[5], compelled to make free decisions at every turn. Only in these moments, do humans become truly capable of action. In contrast to the traditional systematic error, which separates what is given from what is ideally required, Hartmann’s proposed middle path—linking moral demands to real-world structures—finds an ally in Aristotle’s doctrine of situation types as presented in the Nicomachean Ethics.

In Die Wertdimensionen der Nickomachischen Ethik, Hartmann engages in a historical and systematic analysis of Aristotle’s theory of virtue, juxtaposing it with contemporary philosophy of value. He challenges “the notion that ethics of virtue merely involves advocating outdated virtues and applying them case-by-case”[6]. In light of Nietzsche’s concept of a multiplicity of values—contrasting with the unity proposed by Platonic and Kantian philosophies—the ancient doctrine of the multiplicity of virtues has regained significance. Aristotle focused on a value that is valid and recognizable to human beings. For him, the nature of value was defined by the structure of being in different areas of life, reflecting the natural link between value and reality. Aristotle did not entirely discard Plato’s concept of innate ideas of virtues or their autonomy. Instead, he illustrated their connection to the actual structures of human life. It is then the responsibility of individuals to determine how to navigate various situations, and it is the nature of these specific human contexts that dictates the range of possible behaviors associated with each virtue. The Aristotelian theory of value, aligning with the Hartmannian thesis and the Greek ideal of mesotes, addresses ethical relativism. Values are neither purely subjective nor unyieldingly absolute; they are influenced by the framework of human existence and the historical contexts that guide their development. The strength of this essay lies in its effort to tackle an unresolved question posed by Aristotle: “How can one identify the appropriate balance between the incorrect extremes, and what means does an individual possess in their life to ensure that their actions align with the ideal?”[7]. According to Hartmann, the sense of value identified by the phänomenologischen Wertphilosophie[8] serves as an example of orientation within various areas of existence and life, as it allows one to experience a value as either positive or negative.

Hartmann revisits the relationship between reality and ideality also in his 1938 writing, Zeitlichkeit und Substantialität. In this text, he only apparently departs from the axiological theme, in order to clarify the nature of values. The philosopher examines the history of Western thought, particularly its persistent quest to identify something permanent amidst the passage of time. From Parmenides to Plato, through Christianity, to Kant and beyond, time has been seen as destructive, leading to a preference for immutability. The highest values and meaning have often been connected to eternity. Hartmann emphasizes rather a real and ephemeral dimension of them, which has a “more important role than the ideal values that remain merely schematic”[9]. This raises the question of how to understand the definition of values as ‘ideal essences’ that Hartmann offers in Ethics.  Hartmann’s acknowledgment of values as ideal entities does not suggest an evasion from reality; like all ideal beings, values maintain a connection with the real world. Specifically, they serve not only as ‘principles of the ideal ethical sphere’ but also as ‘principles of the actual sphere’ and of the ‘practical sphere’[10]. The ethos of humanity is characterized by actions rather than being merely an ideal product. Therefore, the existence of values cannot be reduced to ‘mere essence’; as principles of ethos, their essence transcends the realm of ideal existence and integrates into the changing world of ethical acts. However, the challenge against the populär metaphysischer Substanzbegriff is not limited to values alone; it encompasses the entirety of existence, including personal and ethical beings in their spiritual dimensions. It is relevant, in this context, to connect the 1938 essay with Hartmann’s innovative considerations presented in Philosophie der Natur. Here, the philosopher examines how relative permanence manifests in reality, going beyond the notion of absolute duration. Hartmann differentiates between the concepts of subsistence (Subsistenz) and consistency (Konsistenz), as strategies of relative permanence employed by natural entities. Subsistence represents a static category predominant at the lower levels of natural existence, particularly concerning phenomena related to matter, the preservation of motion, and forms of energy—where inertia and mechanistic organization of formal entities dominate. In contrast, consistency is observed only at the most advanced levels of organic existence and is characterized as a dynamic concept. Because of this trait, living organisms do not rely on a static foundation but persist as procedural forms and are maintained by continuous reaffirmation activities, which enable them to change while preserving their identity. The permanence of the self and the moral person is seen as a specific form of consistency: “Das Ich ist nicht Substanz, aber er hat Konstanz im Wandel seiner Zustände, Akte und Inhalte”[11]. Within the framework provided by the ontology of nature, personal identity consists of two elements: a center of reaffirmation and time. At each moment of our lives, we are a present self that reaffirms its identity in relation to a set of past selves. In the non-spatial dimension of inner experience, the self can detach from any material element and achieve a higher level of freedom—moral freedom—by deciding the extent to which the present self should remain faithful to the past self. The personal being is not only capable of understanding the vast array of values and realizing them but also uniquely possesses free will, which distinguishes it from other entities. Without freedom, which is the fundamental premise of any ethical system, values would remain unexpressed and unrealized. Therefore, freedom is an essential attribute of the person, who acts as a mediator between values and reality. Hartmann identifies this uniquely human ability to attribute meaning to reality as an expression of human distinctiveness, dignity, and nobility. In this context, although humans may be physically insignificant in the vast universe, their impact is immense. They serve as vehicles “of a higher principle, creators of a reality which possesses significance and value (Schöpfer eines Sinn- und Wertvollen in der Wirklichkeit)”[12], and as mediators of the highest values in the world.

In Sinngebung und Sinnerfüllung, Hartmann highlights the complex relationship between metaphysical issues of meaning and value, reflecting the existentialist ethos of his time. By providing a comprehensive historical overview of the concept of meaning, Hartmann illustrates how humanity’s relentless search for meaning has driven individuals to transcend empirical boundaries, ultimately surpassing limits of comprehension and making any attempt to fully grasp or understand it unattainable. Hartmann suggests that value does not lie in a primary unit but in the ‘ontologically secondary’, within what is given. This sense of value emerges in the world through epigenesis rather than stemming from foundational principles. In this context, man is inherently tardy because, if meaning existed independently within the world, it could not belong to him. Therefore, humanity carries a profound responsibility, which is intertwined with the capacity to impart meaning. Consequently, a new metaphysics must emerge from the remnants of the old, reinstating mankind’s rightful claim to the world. To support this assertion, the author examines the philosophy of history. Contrary to Hegel’s rational and purposeful interpretation of history, individuals find their place in it through moments of senselessness and randomness. Despite these limitations, humans ascribe meaning to history, which is the process by which humanity unfolds its essence and achieves fulfillment through human actions. As von Kalckreuth states: “This gives an idea of how man’s creative role should be understood”[13]. In emphasizing the originality and significance of the philosophy of values and the paradigm shift it introduces, Hartmann contends that this approach would uncover a new dimension. The realization of meaning hinges on values, and society’s role is to achieve this through active individual participation.

The anthology edited by Von Kalckreuth, concludes with a discussion that focuses on value and individuality. Hartmann’s speech at the Primer Congreso Nacional de Filosofía in Mendoza, titled Das Ethos der Persönlichkeit, begins by distinguishing between person and personality. Personality, specifically the value of personality, is what makes individuals unique. It is an irreplaceable trait that contrasts with the concept of personhood, which is shared by all individuals who possess consciousness, the ability to think, ethical sense, and free will. The anthology’s proposal of this speech is noteworthy, as it seeks to revisit the concept of personality as discussed in Ethik. The origin of the value of personality can be attributed to Hartmann’s awareness of the limitations of the category of person; this category, as previously said, identifies human beings as mediators between the realm of values and reality. However, it seems overly broad and fails to capture individual uniqueness, while the concept of personality refers to what is “exceptional and unique in a person”[14]. Persönlichkeit differs from other values as it presents a normative instance applicable only to specific individuals, involving the personal synthesis each person makes of various values. Although personality possesses an ideal nature independent of the degree of achievement, this value is different from one individual to another. Its content does not apply uniformly to everyone; therefore, personality cannot be defined as universal. Strictly speaking, there is no concept of  ‘personality in general’; rather, it is more accurate to speak of ‘values of personality’. Hartmann faces the paradox that values associated with various personalities (which as ideal entities should be universal) are distinguished by their individuality. The philosopher’s solution emphasizes that the value of personality is both ‘subjectively universal’—meaning it applies to every individual capable of understanding values—and ‘objectively universal’—because the uniqueness of the value of personality lies not in the ideal nature of the value itself, but in its connection to reality. Ultimately, this value is not inherently individual but can be defined as such since it pertains to the person. This represents the “extreme case of the concretion and individualization of valuational matter”[15]. In Das Ethos der Persönlichkeit, Hartmann revisits the subject, indicating dissatisfaction with the solution he had proposed. Reaffirming the almost inscrutability of a concept that, nonetheless, cannot be unrecognized as true, the author states: “Where there is value, which is not common but which is only of an individual, it is difficult to say. However that it exists […] is not debatable”[16]. From Hartmann’s perspective, personality values are considered moral values that are indispensable and supreme as they elevate the autonomous character of individuals. In light of this view, Hartmann suggests a significant revision (Umkehrung) of Kant’s categorical imperative, highlighting the importance of respecting individual personalities. Moreover, the value of personality presents a challenge regarding our modes of knowledge; in this context, referring to an intuitive cognitive mode, as we do with other values, is not appropriate.  The value of personality, due to its individuality, stands apart from other values and complicates its aprioric knowledge; it is more sensed than learned, yet in every situation, it emerges as an intuitive guide for our feelings and actions[17]. Hartmann’s focus on the value of personality stems therefore from his deep commitment to the individual as the cornerstone of ethics. By highlighting each person’s unique and distinctive nature, Hartmann aims to move away from an impersonal ethical framework. He argues that individuality is fundamental in establishing the significance of this value and underscores its importance to the extent that he regards it as the supreme moral value and the core of moral life.

In conclusion, it is pertinent to examine the significance of von Kalckreuth’s editorial selection and how it fits into the ongoing philosophical discourse on values. The anthology revitalizes reflections on the theory of values, which remains highly relevant in an era characterized by widespread reevaluation and significant transformations. The path outlined by the editor effectively highlights the dual aspects of Hartmann’s axiological theory. On one hand, this theory accounts for the historical and cultural dimensions of value, wherein the individual contributes meaning within the flow of a non-teleologically ordered history. On the other hand, it does not overlook what defines a person’s uniqueness, namely the Persönlichkeit. Additionally, Das Wertproblem in der Philosophie der Gegenwart. Aufsätze zu Wert und Sinn addresses and even enhances key issues in the axiological debates of the nineteenth and twentieth centuries, where it tackles unresolved aporias from Nietzschean reflection, which Hartmann engaged with. Specifically, it explores the relationship between pluralism, relativism, freedom, and the ideality of value, as well as the nature of moral demands and the position of personal beings in relation to the cosmos of values. Within the framework of his Material Ethics of Values, Hartmann successfully conveys an ideal of values coexisting with their multiplicity and reinterprets the apparent relativism of values concerning their relativity to individual and historical axiological consciousness. Consequently, the philosopher upholds personal freedom—a fundamental prerequisite of ethics—realized through the capacity to actualize values and associated with the ability to impart meaning to the world. Focusing now specifically on today’s debate on values and phenomena associated with them, the importance of von Kalckreuth’s collection can be emphasized, based on some key points. Unlike contemporary literature, which often fails to precisely differentiate values, it is essential to specify which normative phenomena are considered values to avoid an ‘inflationary concept of value’[18]. In Anglo-Saxon discussions, it is generally accepted that moral values exist, but the question remains whether other types of values also exist, and if so, what they are. Von Kalckreuth also identifies a common approach in contemporary contributions on values, which often conceptualizes values based on the model of moral values. In this regard, Hartmann’s reflections are significant, as he outlines a system of various types of values, which is extensively discussed in the second volume of Ethics, titled Moral Values. A further point emphasized by the editor is that today’s philosophical thinking often lacks a comprehensive cultural, social, and historical frame. While social contexts are acknowledged as important, individual value concepts are frequently analyzed without incorporating cultural perspectives, treating value as a standalone aspect of the individual. Hartmann’s theory, however, suggests that values are connected to historical change and cultural diversity, that “our experience of value occurs within the objective spirit and is therefore influenced by socio-cultural factors”[19]. A third issue, highlighted by von Kalckreuth, regarding which Hartmannian’s reflections are pertinent in contemporary debate, pertains to the disciplinary classification of the theory of value. The author argues that it is limiting to categorize it solely as metaethics (as is commonly done today), and asserts that Hartmann’s axiology clarifies the broader scope of this theory. Through an analysis of Hartmann’s insights into the differentiation among various types of values, on the inclusion of a socio-cultural reference context for their emergence and on individual phenomena, it becomes evident that there exists “a much broader conception of the philosophy of value, which addresses fundamental issues in ethics, aesthetics, and political philosophy”[20], encompassing philosophical, cultural, and historical considerations. All things said, Von Kalckreuth’s work integrates Hartmann’s theory of values into contemporary discussions, illuminating its unique and original aspects. Hartmann’s strength lies in his ability to act as a mediator rather than positioning himself as an ‘elitist of values’. He demonstrates a commitment to intellectual honesty and an openness to the complexities of reality, which is a hallmark of his philosophical approach that prioritizes Problemdenken. Within this framework, his theory of value should be regarded, as von Kalckreuth notes, as a crucial reference point for any discourse on values.


[1]C. Scognamiglio, LA PERSONA. Etica e ontologia nella filosofia di Nicolai Hartmann, ebook version.

[2]N. Hartmann, Ethics, George Allen & Unwin, London, 1932, p. 165.

[3]Ivi, p. 179.

[4]See N. Hartmann, Ontologia dei valori, edited by Giuseppe D’Anna, Morcelliana, Brescia 2011, p. 43.

[5]M. von Kalckreuth, Das Wertproblem in der Philosophie der Gegenwart, cit., p.68.

[6]Ivi, p. 31.

[7]Ivi, p. 32.

[8]Ibidem.

[9]Ivi, p. 39.

[10]See N. Hartmann, Ethics, pp. 232-241.

[11]N. Hartmann, Philosophie der Natur. Abriss der speziellen Kategorienlehre, De Gruyter, Berlin 1950, p. 311.

[12]N. Hartmann, Ethics, cit., p. 243.

[13]M. von Kalckreuth, Das Wertproblem in der Philosophie der Gegenwart, cit., p. 36.

[14]Ivi, p. 263.

[15]N. Hartmann, Ethics, cit., p. 349.

[16]M. von Kalckreuth, Das Wertproblem in der Philosophie der Gegenwart, cit., p. 271.

[17]See P. Martinetti, «La filosofia morale di Nicolai Hartmann», in Rivista di Filosofia ANNO XXVI, Fratelli Bocca Editore, Milano 1935, pp. 1-46, here p. 18.

[18]M. von Kalckreuth, Das Wertproblem in der Philosophie der Gegenwart, cit., p. 42.

[19]Ivi, p. 45.

[20]Ivi, p. 46.

James Kearney: Shakespearean Ethics in Extremity: Phenomenology, Theater, Experience, Oxford University Press, 2025






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Bettina G. Bergo: Emmanuel Levinas: Essays on Phenomenology, Hermeneutics, and Jewish Thought, Brill, 2025






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Michael Barber: Resilience and Responsiveness: Alfred Schutz’s Finite Provinces of Meaning

Resilience and Responsiveness: Alfred Schutz’s Finite Provinces of Meaning Book Cover Resilience and Responsiveness: Alfred Schutz’s Finite Provinces of Meaning
Contributions to Phenomenology (CTPH, volume 129)
Michael Barber
Springer
2024
Hardback
X, 228

Reviewed by: Daniela Griselda López (CONICET, Universidad de Buenos Aires, Universidad Nacional de Tres de Febrero)

 

Michael Barber’s Resilience and Responsiveness: Alfred Schutz’s Finite Provinces of Meaning represents a notable contribution to the study of Schutz’s provinces of meaning. Published on the cusp of the 80th anniversary of Schutz’s seminal essay On Multiple Realities, this book holds particular significance, both in light of Barber’s scholarly trajectory and the historical impact of Schutz’s work.

In the first chapter, Barber highlights resilience and responsiveness as central themes in Schutz’s approach, presenting them as pivotal to comprehending the full scope of his work. Although Schutz himself did not explicitly use these terms, Barber argues that the concepts and their implications serve as a powerful interpretive lens for examining his ideas as a whole. In addition, these concepts gain significance in the context of recent debates that address the confrontation between the Schutzian paradigm and other theoretical perspectives.

In this regard, the book engages with recent advances in the field of Schutzian phenomenologically oriented sociology (Chapter 2), which emphasize the notion of “imposed relevances” as a response to the interpretations of Jürgen Habermas, Pierre Bourdieu, and Zygmunt Bauman. These scholars argue that the Schutzian paradigm fails to address issues of coercion and power. Indeed, within the framework of these discussions, the notion of imposed relevances has been revitalized in recent defenses of Schutz’s social and political theory. Here, Barber brings renewed attention to the concept and demonstrates its pervasive and varied nature. Going further, he seeks to show “the often-unseen positive obverse of such relevances, namely, the multiple creative ways in which we come to terms with the panoply of imposed relevances.” According to Barber, reading Schutz does not evoke a prevailing sense of pessimism, as if we were weighed down or defeated by such imposed relevances. Instead, a different factor is consistently at play—one that aligns with the pragmatism Schutz sees as central to everyday life: resilience.

On Imposed Relevances and Resilience

Imposed relevances consist of the events, persons, or objects we encounter that upset our current systems of intrinsic relevances, that is, our preferred ranking of values, which, in conjunction with our systems of typifications, enable us to categorize, organize, and manage everyday life. When we encounter these imposed relevances, we are often compelled to engage with them reflectively in order to come to terms with their impact. Similarly, in political and social life, we continually confront policies, practices, and other human beings that challenge the projects dictated by our intrinsic relevances and impose constraints or limitations upon us. In this context, Barber approaches intrinsic and imposed relevances not as a dichotomy, but as a dialectic, highlighting the dynamic interplay between imposed relevances and what he identifies as resilience. This discussion suggests that imposed relevances must be understood in a broad sense.

The author elucidates this dialectic by examining the varied nature of imposed relevances, beginning with bodily and epistemological engagements with the world. Furthermore, imposed relevances manifest within the eidetic and ontological structures of both the natural and social worlds, as well as in efforts to assert mastery over everyday life. Notably, these imposed relevances encompass spatiotemporal distances and strata that are accessible through movement, interlocutors who are partially comprehensible despite differences, and the boundaries of the everyday life-world, which may be superseded by an attitudinal shift. Of particular interest is the level of coming to terms with the imposed transcendencies of other persons, where gaps between individuals are partially bridged through alternative forms of signification—a process that echoes Schutz’s reflections on the outgroup and the stranger. Culminating this analysis of different transcendencies, Schutz identifies finite provinces of meaning, which, unlike the transcendency of the other still anchored in the everyday life-world, pertain to worlds beyond everyday life.

When encountering imposed relevances, individuals are often compelled to reflectively come to terms with them. For instance, the COVID-19 pandemic forced humanity to confront decisions about how to work, which risks to take, and which preventive strategies to implement. Barber argues that adopting finite provinces of meaning in everyday life can be understood as a resilient response to such imposed relevances. For example, when everyday life becomes boring, individuals might enter the province of play; when tragedy strikes a community, they might turn to religious rituals to attribute meaning to their suffering; or when slavery dominates everyday life, oppressed people may resort to folkloric humor as a means to vent their anger against their oppressors. This allows them to resist succumbing to the despair, depression, or submission that slavery typically engenders in its victims. The creation of an institution parallel to slavery—folklore—surrounded by protections against the slave-owners’ desire to crush any resistance, represents a socio-structural way of coming to terms or confronting the institutionally imposed relevances of slavery. Barber asserts that the development of this “para-institution of folklore humor” exemplifies resilience in the face of one of the most brutal systems of control and domination ever devised. As such, the development and engagement with alternative finite provinces of meaning illustrate the intricate interplay between imposed relevances and resilient human responses.

All the provinces of meaning explored by Barber—play, music, ritual, and humor— are explicitly identified by Schutz as distinct realms of meaning. Regarding ritual and humor, Barber revisits his earlier project from his 2017 book, Religion and Humor as Emancipating Provinces of Meaning, with a renewed and focused emphasis on religious and spiritual ritual experiences, as well as African-American folkloric humor. Additionally, he provides a detailed account of two provinces that Schutz only briefly mentioned: play and music.

The Province of Play

After presenting play as a province of meaning in Chapter 3 and demonstrating how play uniquely instantiates the six features of the cognitive style of any province of meaning, Barber proceeds in Chapter 4 to draw out its implications for resilience, everyday life, and ethics. In this chapter, the author addresses the objections that Schutz’s theory of typifications may lead to ossification and “tunnel vision” unless supplemented by spontaneity. In response, Barber highlights Schutz’s comprehensive understanding of imposed relevances and resilience, as well as the role of play as a resource for resisting the sclerotic tendencies raised by this critique. In this regard, he argues that engaging in play itself becomes an act of resistance and resilience against the tendencies of everyday life to excessively regiment the self. The playful process of escaping the imposed relevances of everyday life, only to recreate variations of these relevances within play and subsequently exhibit a recurrent, restless resilience in coming to terms with these new layers of impositions, is also observable in everyday life.

Furthermore, this chapter asserts that play can lay the groundwork for ethical behavior by fostering interactive responsiveness among participants. According to Barber, rather than opposing ethics, Schutz’s view implies that play can serve as a precursor to ethical interactions, encouraging mutual attunement and collaboration as essential components for achieving shared ethical values​​. Barber emphasizes that play promotes a form of ethical sensitivity that, while not reaching the explicit “responsibility” described by Emmanuel Levinas, creates an environment of mutual engagement and attentiveness. Schutz views these interactions as arising from what he calls “imposed relevances”—the meaningful intrusions of others into one’s experience that invite cooperative responsiveness. In play, these interactions are not forced but naturally encourage individuals to attune to one another, fostering “collaboration in the struggle to realize aesthetic and other types of value together.”​ While Schutz does not equate play directly with Levinasian responsibility, Barber suggests that the dynamics of responsiveness in play lay a foundational structure for ethical behavior.

Intersubjectivity and the Experience of Music

Chapters 5 and 6 can be read together or in dialogue, as they complement each other in several respects. Chapter 5 begins with an exploration of the embodied, emotive, and affective aspects of musical experience, positioning music as a finite province of meaning characterized by its unique cognitive style. Building on Schutz’s essay, “Making Music Together,” which analyzes the social interactions inherent in the musical process, the chapter extends Schutz’s insights to deepen the understanding of intersubjectivity. Key implications include the irruption of the “Thou” into our pre-reflective experience, similar to how music affects us mimetically, and the immediate absorption in the other’s temporal flow, where a pure “Thou-orientation” becomes impossible. The chapter also addresses the asymmetrical focus on the other’s communication, both in music and in extended face-to-face interactions, and the difficulty of reflecting on the “we-relationship” without disrupting it. Additionally, it highlights the unique tuning-in to the other as well as the challenges of typifications in capturing the polythetic unfolding of the other’s experiences.

In Chapter 6, Barber builds on the understanding of social relationships developed in the previous chapter to explore a line of inquiry that Schutz himself did not pursue. Whereas Schutz typically describes provinces of meaning by examining each of their six cognitive features in isolation, Barber delves into how these features interact with one another, specifically by examining how non-social features—such as epoché, form of spontaneity, tension of consciousness, sense of self, and temporality—affect the dimension of sociality. Focusing on the provinces of music, play, and everyday life, Barber argues that non-pragmatic finite provinces of meaning foster a form of “responsiveness.” However, he contends that this responsiveness does not reach the level of Levinasian “responsibility.”

Barber notes, though, that certain instances, such as jazz performance, can illustrate the transition from responsiveness to responsibility, as he explores in the final section of the chapter. This possibility of responsiveness and responsibility coinciding, Barber argues, is fully consistent with Levinas’s thought, as he identifies ethical responsibility even in the most mundane situations. In jazz, musicians engage in spontaneous, pre-reflective interactions that go beyond technical responsiveness to each other’s cues. They exhibit what Barber describes as an ethical responsibility—such as when a musician steps in to support or cover for another’s unexpected silence or missed cue. This requires attentiveness and care for each other, reflecting a moral commitment rather than just an aesthetic or performance-based interaction. Jazz players display a unique blend of freedom and ethical attunement, balancing spontaneity with respect and responsibility toward one another. This attunement becomes a type of “jazz etiquette,” in which musicians prioritize the group’s harmony over individual performance, embodying a relational ethic that merges responsiveness with a deeper moral engagement.

Barber intertwines the themes of imposed relevances, resilience, and responsiveness, proposing that the other can function not merely as a disruptive imposition but as a “beneficent imposed relevance.” Drawing on Levinas’s ideas, Barber suggests that while encountering the other might initially seem to threaten one’s intrinsic relevances, it can ultimately promote self-empowerment and ethical growth. Figures like Martin Luther King and Gandhi exemplify this by transforming the threat of death into resilient commitments to justice. Barber extends Levinas’s idea, arguing that imposed relevances, including suffering, can break through self-centered perspectives and promote liberation, grounding one’s identity in ethical responsibility. Rather than viewing imposed relevances solely as threats, Barber encourages considering them as opportunities for reflection and freedom. In this light, even spiritual and communal experiences may act as liberating imposed relevances, guiding individuals toward ethical responsiveness and selfless service.

The Religious/Spiritual Ritual Province: Resil­ience and Responsiveness to Others

Chapter 7 illuminates how the religious ritual province can contribute to the resil­ience and responsiveness to others, which this book claims to be central themes for Schutz. As in previous chapters, Barber focuses on social relationships and extends this analytic method of examining sociality through the lens of other cognitive style elements unique to each province, specifically to the religious province. The chapter begins by comparing ritual to play, discussing similarities and distinctions as widely recognized in anthropology. Barber then focuses on Abrahamic religions, in which communication within rituals involves dialogic exchanges on a bodily level between a personal God and the religious community (the hallmark of ritual). This bodily engagement fosters a form of sociality that extends to relationships outside the ritual setting, promoting empathy and responsibility toward others. Barber highlights how the unique, non-social features of rituals (like bodily movements, symbols, and music) can deepen interpersonal relationships, even with those outside the community. He also examines how non-social features like sensory markers and ritual music create a distinct “province of meaning” that separates ritual from everyday life. He draws a comparison to Husserl’s epoché, noting that ritual symbols such as incense, music, and architecture signal a shift away from pragmatism toward a unique cognitive state that stimulates openness to divine and human interrelations. Ritual music, Barber argues, plays a critical role in shaping intersubjective experiences by synchronizing participants’ internal rhythms, which enhances collective attentiveness and empathy. Barber points out that music in the ritual realm helps effect a break from everyday life, guiding participants into a shared temporal experience distinct from typical social roles. He further explains that rituals create an environment where typical social roles and personal judgments are set aside. For instance, sensory experiences within rituals—like the sound of hymns or visual elements such as candles—help cultivate a shared consciousness, enhancing mutual openness and empathy among participants. In Barber’s words, rituals allow participants “to be touched, beneath the control of the ego” in a way that promotes “communication between interactors” through sensory cues.

Finally, Barber emphasizes how the values cultivated in ritual—humility, respect, and receptiveness—extend beyond the ritual setting, potentially shaping attitudes toward others outside the community. This quality of ritual, which Barber likens to music in its ability to cultivate “attunement to oneself and others,” prepares participants for ethical responsiveness in broader social contexts. A significant theme in this chapter is the anticipation of divine revelation, in which the ritualistic waiting fosters humility and respect. Barber suggests that this expectation can counteract forms of violence often associated with religious and cultural imperialism, as the act of waiting for revelation nurtures respect for all individuals. Additionally, Barber argues that the cognitive style of ritual, particularly through music, helps deepen the sense of resilience and responsiveness—a core theme Schutz associated with meaningful social interactions.

Humor Folklore as a “Counter-Institution”

Chapter 8 focuses on African-American folkloric humor as a response to the oppressive conditions of slavery. Barber explains how this humor, embedded within a distinct finite province of meaning, allowed enslaved individuals to confront the “imposed relevances” of slavery with resilience. Through oral folklore, conducted in a protected, informal space marked by an epoché that excluded slave owners, African-Americans cultivated a unique form of intersubjective responsiveness. Just as in the ritual province, this departure from everyday life—doubly reinforced through music and sensual ritual markers—serves to cut participants off from everyday reality and accentuates the differentiation between the ritual sphere and everyday life. In much the same way, African-American folkloric humor enacts this departure through a triple reinforcement: folkloric boundary markers, a fictional narrative structure, and the humor embedded within the narrative. This creates a protective boundary around the humor, allowing it to flourish within its well-defined province of meaning.

Barber illustrates resilience by examining specific folkloric tales, including one in which a slave humorously outwits his cruel master, symbolizing both resistance and ethical complexity. This humor is not only a mechanism of endurance but also a subtle, covert critique of the institution of slavery. The chapter highlights how such responsiveness in folklore can transition toward ethical responsibility, creating a space where resilience enables solidarity and sustains moral identity despite systemic dehumanization. Barber links this resilience to a Levinasian ethical responsibility, suggesting that humor allowed for a shared understanding and a reimagined sociality among enslaved individuals, even hinting at the ethical transformation of relationships between the oppressed and the oppressors. Humor offered a way to express indignation and create solidarity against the dehumanizing conditions they faced, with folklore acting as a “counter-institution” to the institution of slavery itself.

Phenomenological Intentionality and Looking-Glass Sociality

The conclusion provides a comprehensive synthesis of the book’s central arguments, grounded in Schutz’s phenomenology and his seminal essay “On Multiple Realities.” Barber engages with Schutz’s conceptualization of finite provinces of meaning, emphasizing their dynamic and interconnected nature, and how the non-social features of these provinces affect the social relationships within them, while addressing the relevance of this conceptualization to contemporary discussions on resilience, sociality, and ethics.

Barber highlights how finite provinces of meaning are not static domains but fluid spheres shaped by intentionality, bodily movement, spontaneity, and affect, alongside rationality and theorizing. The transitions between these provinces—such as work, play, dreaming, and religious ritual—demonstrate their interdependence and the transformative possibilities they offer, enriching human understanding through the interplay of cognitive styles and tensions of consciousness.

Central to Barber’s argument is the role of resilience in Schutz’s framework, which is grounded in phenomenological intentionality, demonstrating that imposed relevances do not causally determine our responses. He foregrounds Schutz’s concept of imposed relevances, which arise from external constraints or social interactions. These external factors are not determinative but instead invite individuals to engage in meaning-making processes, with the caveat that whatever imposed relevances impinge upon us, we are not always capable of “overcoming” them.  Resilience, in this sense, emerges as a hallmark of Schutz’s phenomenology, challenging the reductionism of “vulgar pragmatism” by recognizing the depth of conscious life and its capacity to navigate constraints with creativity and adaptability.

The conclusion further explores Schutz’s idea of a “looking-glass sociality.” Barber contrasts this with Sartre’s view, in which relationships often involve objectification, reducing one person to an object of the other’s consciousness. Schutz focuses instead on intersubjective mutuality, in which individuals engage in spontaneous and reciprocal interactions that reflect a shared world of meaning. Schutz depicts interactions more in terms of mutual responsiveness. One partner interacts quickly, spontaneously, and coopera­tively with another, as happens among players, musical performers, ritual participants, or folkloric humorists. Barber emphasizes that Schutz’s idea of “looking-glass sociality” is grounded in responsiveness and mutual understanding rather than domination or subordination.

As a whole, Barber’s work enriches the understanding of Schutz’s legacy by providing nuanced insights into the fluidity of finite provinces of meaning and their profound implications for human agency, resilience, and the ethical dimensions of social life.

 

Oskar Kraus: Die Werttheorien. Geschichte und Kritik: Ausgewählte Werke. Band I, Springer, 2024






Die Werttheorien. Geschichte und Kritik: Ausgewählte Werke. Band I Book Cover




Die Werttheorien. Geschichte und Kritik: Ausgewählte Werke. Band I




Primary Sources in Phenomenology





Oskar Kraus. Edited by Thomas Binder, Hynek Janoušek





Springer




2024




Hardback




IX, 398

Arne Grøn: Thinking with Kierkegaard, De Gruyter, 2023






Thinking with Kierkegaard, De Gruyter, 2023 Book Cover




Thinking with Kierkegaard, De Gruyter, 2023




Volume 44 in the series Kierkegaard Studies. Monograph Series





Arne Grøn. Edited by Bjarke Mørkøre Stigel Hansen and René Rosfort





De Gruyter




2023




Hardback 134,95 €




Front matter: 52. Main content: 614

Robert Sokolowski: Pictures, Quotations, Distinctions: Fourteen Essays in Phenomenology






Pictures, Quotations, Distinctions: Fourteen Essays in Phenomenology Book Cover




Pictures, Quotations, Distinctions: Fourteen Essays in Phenomenology





Robert Sokolowski





Catholic University of America Press




2022




Paperback $34.95




340

Reviewed by:  Chad Engelland (The University of Dallas)

The fourteen essays in this volume are exercises in what the author terms “applied phenomenology” (ix) in contrast to the formal analyses found in his Presence and Absence: A Philosophical Investigation of Language and Being. The aim of both volumes is to recover the question of being by reclaiming the truth of appearances.

The essays in this book are attempts to describe various ways in which things can appear: as pictured, quoted, measured, distinguished, explained, meant, and referred to, and also as coming to light in moral conduct. The description of each of these forms is made more vivid and exact by being placed alongside the descriptions of the others. And because appearance always involves that which appears and the one to whom it appears, my essays are meant to be not only an analysis of appearance but also a venture into the question of being and a clarification of what we are. (xiii)

The fourteen essays, arranged in six parts, cover central topics of interest to students and specialists in phenomenology, philosophy of language, philosophy of science, and ethics. Sokolowski exercises a sovereign philosophical voice that plainly and without fuss lays bare the being of things—and in doing so infectiously invites us to do the same.

In the first part on representations in image and in speech, Sokolowski explores ways of referring to absent things as well as to beliefs other than our own. Picturing requires a unique intentional relation that makes present something that is absent. Naming, by contrast, targets something whether present or absent without making it present in any way. Quoting allows us to target things as intended by others so that we can toggle between our own present articulation of things and those of others without, however, necessarily adopting others’ views as our own.

In the second part on coping with intelligibility, Sokolowski reflects on the explanatory power of strategically distinguishing one thing from another: making sense is not principally a matter of argument or dialectic; it is principally a matter of elucidation by identification with the appropriate kind. For example, pictures are other than quotations and sense is other than reference.

In the third part, Sokolowski details the part-whole structure of time and space and considers themes that arise in the ambit of science concerning the intentionality of timing and of measurement. He also includes a rewarding essay on the relation between the complex world in which we live and the exact one arrived at through the idealizations of science.

In the fourth part, Sokolowski turns explicitly to the philosophy of language and develops, in a phenomenological voice, the difference between sense and reference. He argues that we should “exorcise concepts” as nothing more than a baleful prejudice that, while explaining nothing, generates a host of intractable pseudo-problems. Philosophy’s habitual appeal to concepts comes from a continual failure of nerve, a continual failure to realize that we can and do refer to absent things without the mediation of some sort of present mental entity; in fact, the positing of such an entity is a matter of falling prey to what Sokolowski calls a “transcendental mirage,” a matter of thinking something is there when it is not. Instead, we can handle everything about the phenomenon of language by positing a speaker, speaking about something, to someone. The speaker presents something to someone by means of a “slant” on things. Positing concepts undermines the intentional relation to things; slant-talk reestablishes the fact that speaking is at bottom an issue of the presentation of something to someone. Sokolowski’s analysis of referring nicely displays the advantages of the phenomenological method for exploring the intentionality of naming; it defends both the integrity of ordinary ways of reference and the value of philosophical idealizations of the sort operative in mathematical logic.

In the fifth part, Sokolowski attends to the part-whole structure of sentences and images. Grammar signals not only the thoughtful activity of the speaker but also the need for the listener to undertake the same activity to achieve understanding. Despite a surface similarity between words and pictures, they present things with different conditions of satisfaction.

In the sixth and final part, Sokolowski presents a phenomenology of ethical performance, which develops themes from his Moral Action: A Phenomenological Study. Abstraction stands in the way of moral understanding, which is by nature embodied in the very behavior of morally good agents: “To be able to respond to the natural law—indeed to let it become actual as law, to show by one’s actions what can be done, and thus to make others see what should be done—is to be a certain kind of person: not one who simply conforms to things set down, but one who lets the good appear, to himself and to others, in what he does” (291).

With Sokolowski, the practice of philosophy may be fruitfully understood as a matter of explaining or exhibiting intelligibility by means of carefully distinguishing one thing from another, and of doing so for ourselves and each other together. Hypothesized mental entities only gum up our understanding of language and being; exorcising them allows language to spring again to life so that the wonder-inducing operation of presentation and articulation can once again be registered and appreciated. Those who wish to follow concrete paths into the heart of being could not do better than to pick up this illuminating collection. Highly recommended.