Kenneth Maly: A Refreshing and Rethinking Retrieval of Greek Thinking

A Refreshing and Rethinking Retrieval of Greek Thinking Book Cover A Refreshing and Rethinking Retrieval of Greek Thinking
New Studies in Phenomenology and Hermeneutics
Kenneth Maly
The University of Toronto Press
Hardback
xxxv + 288

Reviewed by: R.A. Goodrich (ACHE Chapter of the Society for the History of Emotions – University of Melbourne & ADI Philosophy & History of Ideas – Deakin University)

 

Kenneth Maly begins his pedagogical book, the seventeenth volume in the “New Studies in Phenomenology and Hermeneutics” series since 2006, by directly addressing his readers with a set of suggestions and guidelines (xi-xv). Only later does he announce that his “project” is written for those not necessarily possessing any “philosophical training” (17). In the course of retrieving ancient Greek thinking, readers will encounter “issues of translation, the core theme of change” and thereby “the dynamic … intertwining conditions” that enter “the more hidden way of thinking that is less logical” (17). To achieve such a retrieval, Maly nominates a pre-eminent hermeneutic pair, Friedrich Nietzsche and Martin Heidegger, whose earlier published and unpublished writings “shed light on how things ‘started’ in the early days of Western thinking” (xxviii; cf. xviii).

The Retrieval of Greek Thinking is divided into four main parts preceded by a personal “Preamble” based upon extensive dialogue about Maly’s “project” at the onset of the deadly SARS-CoV-2 plague (xvii-xxxv) and an “Interlude” introducing Heidegger’s “key words” and what they and their cognates “say-show” (3-16). The first part (17-92) surveys traditional, often ossified interpretations of ancient Greek thinking before several forays into alternative approaches of what the ancients “experienced, thought, and said” (17) including examples drawn especially from Nietzsche (47ff., 63ff.). The second part (93-163) delves into Maly’s framework centrally associated with Heidegger and his re-interpretations of, for instance, Anaximandros, Parmenides, and Herakleitos. Also contained within the second part are holistic analogies with David Bohm questioning quantum theory and with Lao Tzu evoking the Dao principle. The third part (165-288) explicates ten ancient Greek words, ten pivotal concepts ranging from khora, aletheia, and phusis to logos, psukhe, and nous, as reconstrued by Heidegger. The final part (289-319) closes by way of four questions or issues calling for further enquiry as well as a coda elaborating how “everything is connected, driven by potential” by which all of us “will be transformed” (314 & 319).

Given limits upon length, what follows will mainly probe the use made of Nietzsche and (whilst acknowledging the larger role played by Heidegger throughout the text) will concentrate upon the latter’s first book to appear in English, the 1935 Einführung in die Metaphysik [Introduction to Metaphysics], that is, before Heidegger’s lectures from 1936/1937 onwards began repeatedly yoking Nietzsche to the Greek-influenced poet Friedrich Hölderlin (apart from 1935, pp. 96-97). In keeping with Maly’s mode of presentation within the Retrieval of Greek Thinking, this review essay will conclude with the kind of apophatic discourse not only permeating Maly but also encountered in Nietzsche and Heidegger. This endpoint shapes the degree to which interpretations of crucial examples of extant writing or thinking attributed to centuries of Hellenic intellectuals from Thales of Miletos onwards remains open to debate. For instance, Heidegger laments how we become mired in “the terminology of linguistics,” in “technical instruments that we use mechanically to dissect language and establish rules” which “grew out of a very definite interpretation of the Greek and Latin languages” (1935, pp. 40 & 41). Without supplying evidence, it is not obvious that the long neglected Dionysos Thrax’s Tékhnē grammatikē (ca. 100 B.C.) and Marcus Terentius Varro’s De lingua latina (ca. 44 B.C.) respectively are candidates given their marked theoretical and practical differences as Daniel Taylor (1990) amongst others documents. Such contestability is not simply a debate over the interpretive use of textual contexts and intellectual allusions as Lara Pagani (2011) reviews. It equally derives from the presumption that adhering to the monistic if not holistic hypothesis that all that exists ultimately can be referred to one category (e.g. 301-303, 314-315) in opposition to upholding a duality of mind and matter. Or, in Maly’s words, apprehending the “It” is tantamount to attending to “what is happening beyond the physical and the measurable” (318). His “Meanderings” section (300-312) captures a multiplicity of ways to experience “It,” but “only with non-conceptual thinking and saying … that is poi-etic” (300) where the “poi-etic” involves “connotation rather than denotation” and is “open-ended rather than defining” (135). Ultimately, the “It”

is not a thing, even though things are one with it. It is not physical, even though physical things are one with it. It is not measurable, even though measurables are one with it. (318)

I

 

Having disclosed the direction of this critique, let us begin with Nietzsche’s incomplete 1873 manuscript Die Philosophie im tragischen Zeitalter der Griechen [Philosophy in the Tragic Age of the Greeks]. Maly praises it for its “groundbreaking insight” into “how to approach the Greeks, how to see and hear … uncluttered by inherited biases” (77) notwithstanding his overall goal of extending “Nietzsche’s intentions beyond even the steps he took”:

Nietzsche here is a springboard that takes us further … in a way he did not – and perhaps could not … [given] possibilities that were not yet available when Nietzsche attempted his history of ancient Greek philosophy. (73)

From Nietzsche’s perspective, Thales to Sokrates epitomized “an inherently insatiable thirst for knowledge” and they “controlled it by their ideal need for and consideration of all the values of life” (§1, 31). Moreover, he continues, “what they invented were the archetypes of philosophic thought” and formed not a “republic of scholars,” but a “republic of creative minds” (§1, 31 & 32). Yet Thales, the earliest acclaimed philosopher, leaves us in a quandary because he apparently began “with an absurd notion, with the proposition that water is the origin and womb of all things” (§3, 38). According to Nietzsche, there are three reasons for attending to this proposition:

First, because it tells us something about the primal origin of all things; second, because it does so in language devoid of image or fable, and finally, contained … if only embryonically, is the thought “all things are one.” The first reason still leaves Thales in the company of the religious and the superstitious; the second … shows him as a natural scientist, but the third makes him the first Greek philosopher. (§3, 39)

Even if the above-mentioned proposition was not actually stated as a “pure abstraction,” but instead functions as “a concrete expression of it,” even if the thought is “unprovable,” its “value” centres “precisely in the fact that it was meant non-mythically and non-allegorically” (§3, 42 & 41) — and, as Maly might add, non-scientifically (48).

Maly, revisiting Nietzsche’s 1873 manuscript, contends that it recognised amongst early Greek thinkers a realisation that “‘the way things are’ is a dynamic unfolding,” a “dynamic of interdependent conditions and not merely independent things/being” nor, for that matter, the presence of “a highest being or highest unchanging principle” (63). Their texts should not be regarded as “incomplete or failed attempts” at ordering neatly organized logical arguments, but as engaging in dialogue “intended to expand our ability to think, our ability to stay with the question” in all its “complexity” (64 & 65). However, before embarking upon an Excursus on “the word tragic” (65ff.), Maly declares that “Nietzsche’s truth – my truth – is not a dogma but rather an engagement in developing the mind … that goes beyond mere academic exercise.” By so doing, intellectual “gymnastics” should be rejected so that “thinking” instead becomes “conscious, critical awareness” without “reaching a ‘final completedness’” (64).

II

The Excursus rapidly dissects the meaning of “tragedy” and “tragic” as well as the Dionysian-Apollinian dialectic within Nietzsche’s Birth of Tragedy [Die Geburt der Tragödie aus dem Geiste der Musik] (2nd edn. 1874). For Maly, the term “tragedy literally means ‘goat song’,” although the connection between the two remains uncertain (65). Without providing readers details of possible connections, Maly basically recapitulates Nietzsche’s conflated aesthetic, epistemological and metaphysical speculations (66-69). Yet passing comments in the extant writing of Herodotos, Thoukydides, and Aristoteles – all of whom variously analysed the eventual dominance and significance of Peisistratos from 560/559 to 528/527 B.C. over Athens and the region of Attika – have long been used to rationalise a welter of possible genetic connections. For example, the term might refer to the goat sacrificed in rituals to the god Dionysios from which tragedy in theatre eventually developed; or, by analogy, to the sacrificial nature of the protagonist facing death within rituals and performances; or to the goat skin costumes of performers comprising the chorus; or, relatedly, to the use of a chorus of satyrs often depicted as half-goat, half-human. Equally conjectural are attempts to anchor the connection historically, notably, the first enactment of tragedy at Athens’ City Dionysia by the actor/playwright Thespis, ca. 534 B.C., the first one said to have initiated dialogue between an individual actor and the choric leader (khoragos) and to be awarded a goat.

Even a cursory reading of Nietzsche’s opening sections – a book he described to Friedrich Ritschl as “a manifesto” (Letter 40, 30 January 1872) – depicts tragedy as the Dionysian and the Apollinian “mutually augmenting one another” (§4, p. 47). Whilst Maly’s conclusion of his Excursus (70-71) mentions both the “contrast” and the “dynamic tension between the two,” the tripartite nature of perspectives embedded within Nietzsche is not fully clarified here for his readers. In brief, metaphysically speaking, the Dionysian is the “truly existent primordial unity, eternally suffering and contradictory” (§4, p. 45). For the ancient Greeks, “the greatest abstraction” beforehand had “kept running back into a person.” But Thales had purportedly said, “Not man, but water is the reality of all things” (§3, p. 42). Next, epistemologically speaking, only through a state of “intoxication” – Rausch akin to ekstasis (cf. §1, p. 36) – can the most “horrible truth” be glimpsed and, “once seen, man now sees everywhere only the horror or absurdity of existence” to the point where “now he understands the wisdom of … Silenus” (§7, p.60). In the words of Seilenos, legendary mentor and companion of Dionysos, so often echoed by poets and philosophers alike, “What is best of all is … not to be born, not to be, to be nothing. But the second best for you is—to die soon” (§3, p. 42). It is an understanding not merely affectively felt or experienced, but also able to be expressed or predicated in communicable language. Finally, aesthetically speaking, once our individual rational apprehension with all its “restraint and proportion” has “succumbed to the self-oblivion of the Dionysian states” associated by Nietzsche with dance and music initially, then “Excess” – Übermaß or that beyond measure or proportion – will have “revealed itself as truth” and contradiction (“the bliss born of pain spoke[n] out from the very heart of nature”) (§4, pp. 46-47).

The Apollinian is also expounded thrice. To continue drawing upon Nietzsche’s wording, metaphysically speaking, the “two halves of our existence, the waking and the dreaming states,” are “compelled” to uphold “the truly nonexistent” in the form of “a perpetual becoming in time, space, and causality,” that is, as “empirical reality” (§4, pp. 44-45). So, epistemologically speaking, when construing “our empirical existence, and that of the world in general, as a continuously manifested representation” of a postulated “primal unity,” we know little more than “a mere appearance of mere appearance” in dreaming states and “mere appearance” (Erscheinung) in waking states “as that which alone is lived” (§4, pp. 45 & 44). Aesthetically speaking, the arts for artist and spectator alike are “absorbed in the pure contemplation of images” (Bildern), and whose satisfaction in “minutest details” are akin to the “dreamer’s pleasure in illusion” – “together with its beauty” (§ 1, p. 36) – or are “projections” of one’s “self” (§5, p. 50).

Whenever the Dionysian and Apollinian interact in genuinely tragic artworks, Nietzsche declares, it is “only as an aesthetic phenomenon that existence and the world are eternally justified” (§5, p. 52). Towards the end of Birth of Tragedy, Nietzsche repeats his declaration, elaborating upon his “leap into a metaphysics of art” by conceding that there is “only one way to make it intelligible and grasp it immediately.” How? Through the “significance of musical dissonance” (§24, p. 141). As does tragic myth, music also possesses the “same origin,” a “common source,” in the Dionysian “primordial joy experienced even in pain” (§24, p. 141). Alternatively expressed, “artistically employed dissonances” reveal to us “the playful construction and destruction” of a world, such “world-building force” being comparable to a child at play building “sand hills only to overthrow them again” (§24, pp. 141-142). Here, Nietzsche has shifted from portrayals of the diurnal world, from portrayals of “an art degenerated to mere entertainment” or to “a life guided by concepts” (§24, p. 142). Instead, we enter “a sphere of art that lies beyond the Apollinian” (§25, p. 143) where

art is not merely imitation of the reality of nature but rather a metaphysical supplement of the reality of nature, placed beside it for its overcoming … [and] participates fully in this metaphysical intention of art to transfigure. (§24, p. 140)

III

In this penultimate section, let us briefly examine Maly’s attempt to guide his non-philosophical readers from the normal, traditional static duality we first inherit and upon which we first reflect (“the first beginning”) towards the retrievable “non-conceptual experience” of the dynamic non-duality (“the other beginning”) that he contends is “knowable beyond conceptualization and is sayable only in non-conceptual, poi-etic language” (169). As befits this lengthy third part of Retrieval of Greek Thinking, it adheres to “the transformation of thinking and language” undertaken by Heidegger as he journeyed towards the non-dualistic in pursuit of “the meaning or question of being” (169).

Maly seizes upon the “unresolvable tension” this question raises, translating the crux of Heidegger’s 1935 Freiberg lectures, the Einführung, as: “We stand between two equally unsurpassable limits: On the one hand, as we think and say ‘being “is,”’ we immediately make being [Sein] into a being [das Seiende] …. on the other hand, as long as we experience beings, we can never deny the ‘being’ and the ‘is’” (171). Heidegger (1935, pp. 23ff.) subsequently elucidates the distinction not only by examples of individual objects such as a piece of chalk’s characteristics, but also by way of institutional objects such as a school whose building both inside and outside has a multitude of specifiable features. Yet the being or existence as such (Sein) of chalk or of school which makes it a particular being rather than a non-being (nichtseiend) eludes us. In wrestling with this conundrum, Maly urges his readers to avoid “oppositional” thinking, thinking limited to oscillating between “differences” (175).

However, what Maly neglects to examine for his targeted readers’ consideration are the multiple meanings or uses of the “is” when predicating or categorizing something (“that creek is algae-ridden”), when identifying or defining something (“this pentagon is a plane shape with five equal straight sides each of whose interior angles measures 108º”), and when stating the existence of something (“there is a supreme being”). That being as such (Sein) is “in” or belongs to particular beings such as chalk and school might at first be regarded as feasible since when ascribing characteristics to objects or things – “chalk is fragile” or “a school is a place of learning” – their existence is usually presumed before the characteristics being attributed to them. Yet presuming existence is not tantamount to identifying existence in itself as the most basic characteristic of existing objects simply because existence in itself is not a characteristic or ground, ingredient or source of existing objects. In other words, if we emphatically state that “cheetahs and dragonflies do exist,” we are stressing that some things possess characteristics connoted by the words “cheetahs” and “dragonflies”; that is, that these sets of characteristics apply to certain things.  Similarly, if we state that “centaurs and unicorns do not exist,” then we are denying that anything possesses characteristics connoted by the words “centaurs” and “unicorns”; that is, that these sets of characteristics do not apply to anything notwithstanding our imaginative ways of picturing fictional entities. Heidegger’s disclosure of the paradoxical nature of being or existence as such (Sein) and his subsequent quest for pinpointing its tendency both to conceal and to reveal itself in particular beings (das Seiende) appear to be stymied from the onset.

For all its running commentary on key Greek terms, the third part of Retrieval of Greek Thinking gives little background about Heidegger’s response to and handling of pervasive turn-of-century phenomenological and hermeneutical analyses influencing his major writings in the decade before the 1939/1945 war (see, e.g., the Steven Crowell, Edgar Boedeker, and Cristina Lafont 2005 contributions). Two examples come immediately to mind. Firstly, by opposing the methodological division between mind and world, consciousness and its objects, with which to begin one’s philosophical enquiry, Heidegger began by refocusing upon indivisible being or existence as such and its meaning from which conscious and natural processes unfold in their turn. Secondly, when probing the fragmentary passages such as Herakleitos and Parmenides on logos (cf. 1935, e.g. pp. 96ff., 104ff.) up to Platon’s dialogue Timaios (ca. 360 B.C.) (cf. 1935, e.g. 50ff., 72ff., 137ff.), Heidegger often seems to be adapting a neo-platonic understanding of the metaphysical trajectory of early ancient Greek thinking and language (to be investigated in our concluding section).

Let us now end this section with the potential danger faced by Maly’s designated readers. In the attempt to defamiliarize traditional or reductive interpretations of pivotal notions including phusis and aletheia, do Maly and Heidegger all too frequently resort to neologisms that read as stipulations to be absorbed rather than debated? Consider the following passage about the “inner connection between Being and seeming”:

… we can grasp this connection fully only if we understand “Being” in a correspondingly originary way, … in a Greek way. We know that Being opens itself up to the Greeks as phusis. The emerging-abiding sway is in itself at the same time the appearing that seems. The roots phu- and pha- name the same thing. Phuein, the emerging that reposes in itself, is phainesthai, lighting-up, self-showing, appearing …

It would be instructive to clarify the naming force of this word through the great poetry of the Greeks, as well. Here, it may be enough to indicate that for Pindar, for example, phua is the fundamental characteristic of Dasein: to de phua kratiston hapan, that which is from and through phua is wholly and fully the most powerful (Olympian Ode IX, 100); phua means what one originally and authentically already is: that which essentially unfolds as having been (das Ge-Wesende), in contrast to the subsequently forced and enforced contrivances and fabrications. (Heidegger 1935, p. 77)

Now consider some of Maly’s glosses, for instance, when readers first encounter Dasein which ordinarily signifies “to be there” with its prefix da meaning “here” or “there” (3):

 In Heidegger’s thinking the word da indicates the “open expanse” in which one finds oneself … [and] always has an ecstatic character.

… from Sein und Zeit onward, it is a way of saying (1) being-in-the-world and (2) being in the opening-out (expanse) in which being itself emerges …. Thus, Dasein is the word for human existence in its ownmost and most proper way of being, that is, standing-out in the opening expanse … As such, the word Dasein describes the fundamental comportment or relationship that “humans” have – to the world and then to being as emerging – as “ec-static.” This names the fundamental shift, in Heidegger’s thinking, away from subjectivity and its objectifying, to the always already relatedness in the non-dual dynamic of no-thing and no-form “being” that cannot be objectified. (3-4)

Readers are also introduced to aspects of metaphysical being in itself (Sein). Aletheia is Greek for “truth,” the opposite of “falsity,” which “human judgement connects in concepts” that “corresponds” to “things” in the world (217). By contrast, Maly asserts, a-letheia contains the word lethe signifying the forgotten, the hidden, the concealed, the unseen where the negative prefix signifies “not” (217). After surveying phusis “beyond the traditional ‘reducing to the physical’” – including “nature”? – towards “growth, originating power, origin, force, birth” as signalled by its underpinning verb phuo (235-237), Maly gradually introduces “the playing field” (187) of phusis and aletheia, traced in Heidegger’s later seminars and essays especially on fragments of Herakleitos, by tabling the inner connections of being in itself and its manifestations or phenomena, and then noting:

I include φύσις here because it says the same as ἀ-λήθεια. Although the word emphasizes the action itself, it also shelters the no-form no-thing and dynamic withdrawing-concealing along with that which gets manifest or disclosed – all within the non-dual dynamic of radiant emptiness, aka beyng. There is no “third” aspect as such. Rather, by emphasizing this seemingly third aspect, we are empha­sizing movement from and to. But since all is one, this too is not separated from the non-dual one. (245)

To what extent can the anthropological, etymological, and ontological set of suppositions here unequivocally establish the veracity of Heidegger’s contention that “Being essentially unfolds as phusis” and is based upon “the unique essential relation between phusis and aletheia” (1935, pp. 77 & 78) as relayed by Maly?

IV

Despite sensitivity to the limitations of language and its translatability, the Retrieval of Greek Thinking and its emphasis upon Nietzsche’s and Heidegger’s hermeneutical approaches invites us to critically examine their deployment of apophatic discourse and thinking. When reflecting upon the Birth of Tragedy in his 1886 “Attempt at a Self-Criticism” [“Versuch einer Selbstkritik”], Nietzsche finds it “an impossible book” in an affective reconstruction of his authorial state of mind confronting the “what” was being expressed and the “how”:

I consider it badly written, ponderous, embarrassing, image-mad and image-confused, sentimental, in places saccharine … uneven in tempo, without the will to logical cleanliness, very convinced and therefore disdainful of proof, mistrustful even of the propriety of proof, a book for initiates …. What found expression here was anyway … a strange voice, the disciple of a still “unknown God” …. What spoke here … was something like a mystical, almost maenadic soul that stammered with difficulty, a feat of the will, as in a strange tongue, almost undecided whether it should communicate or conceal itself. It should have sung, this “new soul”—and not spoken! (§3, pp. 19-20)

Drafting a work during a period of relentless Prussian expansion especially at the expense of Austria and France by 1870/1871 and convalescing from illness contracted at the ten-week siege of Metz, Nietzsche concedes that “this questionable book” about the Greeks was “deeply personal” (§1, p. 17). Yet it obviously does not conform to an exercise in actual or fictional autobiography. Nor, as revealed above, is it a logical, provable argument; in fact, proof is not only scorned, but also seen as inappropriate if not surplus to the needs of readers initiated into Nietzsche’s realm of enquiry. Although better expressed in song than in speech, it becomes a realm expressible in the “strange voice” or “strange tongue” of a disciple of a yet-to-be known god, a disciple who appears to be struggling like “a mystical, almost maenadic soul” (§3, p. 20). By this stage, readers should have little difficulty sensing that female worshippers of Dionysios – the mainades – whose rites involving intoxicated dancing induced violent and enraged, frenzied and ecstatic states – are but a stepping stone into disentangling the question “what is Dionysian?” (§3, p. 20).

Birth of Tragedy provides a foretaste of apophatic discourse without recourse “merely by logical inference, but with the immediate certainty of vision” in which the Greek “terms Dionysian and Apollinian … disclose to the discerning mind the profound mysteries of their view of art, not, to be sure, in concepts, but in the intensely clear figures of their gods” emerging from “these art impulses of nature” (§1, p. 33; §2, p. 38). Between the “two art deities … there existed a tremendous opposition, in origin and aims, between the Apollinian art of sculpture, and the nonimagistic Dionysian art of music” but whose contrasting “tendencies run parallel to each other … till eventually, by a metaphysical miracle of the Hellenic ‘will,’ they appear coupled with each other” (§1, p. 33). When finally coupled in tragic myths, rituals, and the drama of Aiskhylos and Sophokles, the Dionysian is apprehended as “the eternal and original artistic power that first calls the whole world of phenomena into existence” and the Apollinian as “a new transfiguring illusion” that “becomes necessary in order to keep the animated world of individuation alive” (§25, p. 143). That this “should be necessary, everybody should be able to feel most assuredly by intuition” (§25, p. 144).

Needless to say, that language

can never adequately render the cosmic symbolism of music, because music stands in symbolic relation to the primordial contradiction and primordial pain in the heart of the primal unity, and therefore symbolizes a sphere which is beyond and prior to all phenomena (§6, p. 55)

continues to pose problems. For example, how can the “metaphysical intention of art to transfigure” and reveal itself as “a metaphysical supplement of the reality of nature” (§24, p. 140) when transcendental primal reality itself is “beyond and prior” possible experience? Granted, possible experience is patently not presumed by Nietzsche to follow the transcendental arguments and proofs of possible, systematically coherent experience developed by Immanuel Kant (1787, B.125ff. and B.756 & 813ff.). Furthermore, Nietzsche does not appeal to hypothetical counter-instances that appear as little more than cases of seeming experience. Instead, he actually appeals to his own experience of experiencing something of the transcendent when experiencing the third act of Richard Wagner’s Tristan und Isolde (1859) (§21, pp. 127ff.). But if the transcendental is beyond possible experience, then could whatever he purportedly experienced be an actual reportable experience of it? Other examples of what it is for the above-mentioned “cosmic symbolism of music” to reveal or intimate the transcendental brings us back to the vexed issue of what it is for the arts to represent anything. That, of course, returns us to Platon’s question about whether or not, in experiencing a work of art, we experience what that artwork represents (Politeia [Republic] (ca. 375 B.C.), Bk. X, 595b-602b).

Finally, apophatic discourse in arguably its most radical form can be located in the later neo-platonic text of Damaskios of Khalkis, Peri ton proton arkhon [On First Principles] (ca. 534). Damaskios exploits an aporia, namely, an impasse or conundrum, that in so far as the puskhe “divines that of all things, conceived in whatever way, there is a principle beyond all and without relation to all,” then “it should be called neither principle, nor first, nor before all, nor beyond all …; it must not be proclaimed, nor conceived, nor conjectured at all” (Part 1, §2, p. 24). Although “we can conceive nothing simpler than the One, the wholly one and only one,” any act of “predicating … categories” of it results in the “not knowable … not nameable” One being “made many.” Hence, such a predicated One, if “the cause of all and encompasses all,” impedes our capacity “to mount up beyond it” given that the “uncoordinated,” “circular” many “cannot form one cause” (Part 1, §2, p. 25). In brief, the One as the principle of all cannot be involved in any predicated characteristics or relationships because that would contradict its absolute transcendence. At best, the One is completely “ineffable,” completely “unsayable”:

And if it is necessary to indicate something, most useful are the negations of these predicates—that it is neither one nor many, neither productive nor infecund, neither cause nor deprived of causality—and such negations, I know not how, overturning themselves absolutely into infinity. (Part 1, §28, p. 39)

As his translator, William Franke (2004, p. 20) comments, to read Damaskios is to confront metalingual discourse driven to the very “limits of … intelligibility,” demonstrating where discourse “breaks down and yields to the ineffable”; exploiting “a style that is highly discursive and elliptical”; and deploying “the more skeptical-sounding vocabulary of reversal or turning around and against itself … of discourse that refutes and annuls itself”; yet “negatively register[ing] a vertiginous experience of radical transcendence.”

When Maly’s initial “Interlude” introduces Heidegger’s terminology of Dasein/Da-Sein, Seyn/Beyng, and Ereignis (and cognates), his focus is largely upon writings and lectures from 1936 to 1938 eventually assembled as Beiträge zur Philosophie (Vom Ereignis) [Contributions to Philosophy (From Enowning) in Maly’s neologistic co-translation]. Maly advises his basically non-philosophical readers that his suggestions for handling Heidegger here include “to be aware that the word Sein was central to Heidegger’s pursuit from the very beginning, where sometimes … what Seyn says was more hidden than at other times” and to “decide for yourself how to read those instances of Sein that are ambiguous, given that there is no logical proof for all of this” (8).

Although this critical review has been limited to Einführung, the 1935 volume already exemplifies many facets of apophatic discourse in train (not to be confused with phenomenological “apophantic interpretations” in Sein und Zeit (see, e.g., Boedeker (2005), pp. 159f. & 168ff.)). Witness how a concluding metaphor reverses the relationship between who and what can speak (if not switching, as Charles Taylor (1992) argues, from “instrumental” language in actual circumstances to “constitutive” language in possible ones):

Even the very act of asking about “the essence of language … regulates itself in each case according to what has become the prevailing preconception about the essence of beings and about how we comprehend essence. But essence and Being speak in language” (1935, p. 41).

Now witness how the shortcomings of logical analysis of being as such (Sein) demands removal from a sphere not available to logic and philosophical enquiry reliant upon it:

despite Kant and Hegel, logic has not taken a single step farther in what is essential and inceptive. The only possible step remaining is to unhinge it [that is, as the definitive perspective for the interpretation of Being] from its ground up. (1935, p. 144)

Again, witness two neighbouring examples of how etymologically grounded neologistic expressions, whether in Greek or not, repeatedly pervade a noticeably roving or seemingly discursive style, yet increasingly becoming, for philosophically untrained readers, semantically elliptical as if struggling with what cannot be fully said:

… the having-of-itself wherein the constant holds itself, is the Being of beings; it is what first makes a being be a being as opposed to a nonbeing. For something to take such a stand therefore means for it to attain its limit, to de-limit itself. Thus a basic characteristic of a being is its telos, which does not mean goal or purpose, but end. Here “end” does not have any negative sense …. “end” means completion in the sense of coming to fulfillment [Vollendung]. (1935, p. 46)

What we have said helps us to understand the Greek interpretation of Being … in our explication of the term “metaphysics”—that is, the apprehension of Being as phusis. The later concepts of “nature,” we said, must be held at a distance from this: phusis means the emergent self-upraising, the self-unfolding that abides in itself. In this sway, rest and movement are closed and opened up from an originary unity. This sway is the overwhelming coming-to-presence that has not yet been surmounted in thinking, and within which that which comes to presence essentially unfolds as beings. But this sway first steps forth from concealment—that is, in Greek, aletheia (unconcealment) happens… (1935, p. 47)

Turning to the closure of the Einführung, notice how being in itself (Sein) can only be approached by what it is not so that “talk of the indeterminateness and emptiness of Being is erroneous” when searching for the “meaning of a word” (unless, readers might wonder, when “the happening in which Being becomes word, was poetry” (1935, p. 131)):

The determinateness of Being was brought before our eyes by the discussion of the four divisions:

Being, in contradistinction to becoming, is enduring.

Being, in contradistinction to seeming, is the enduring prototype, the always identical.

Being, in contradistinction to thinking, is what lies at the basis, the present-at-hand.

Being, in contradistinction to the ought, is what lies at hand in each case as what ought to be and has not yet been actualized, or already has been…

… The determinateness of Being is not a matter of delimiting a mere meaning of a word. It is the power that today still sustains and dominates all our relations to beings as a whole … (1935, p. 154)

 

Finally, reflecting upon Sein und Zeit, Heidegger distinguishes it from the Einführung as “a title” that cannot be meshed with the above-mentioned negative “divisions” because it “points to a completely different domain of questioning”:

 

In such a meditation, “Being and time” means not a book but the task that is given. The authentic task given here is what we do not know; and insofar as we know this genuinely—namely as a given task—we always know it only in questioning.

Being able to question means being able to wait, even for a lifetime. But [our] age … takes questioning as … something that does not count as profitable. But what is essential is not counting but the right time—that is, the right moment and the right endurance.

For the mindful god

does detest

untimely growth.

—Hölderlin, fragment from the period of “The Titans” (1935, p. 157)

 

Ultimately, Heidegger, ever mindful of Sophokles’ Antigone (ca. 442/441 B.C.) (see 1935, pp. 113ff.), has broached the understanding of being in itself (Sein) as that which is the realm of the inexpressible, the unsayable. The supposedly first “violent,” “deep intimations” of Dasein and Sein experienced by the ancient Greeks “and placed poetically into its ground, remains closed off to understanding” and “a mystery” had they “hastily take[n] refuge in some moral appraisal” (1935, p. 125).

 

 

 

References

 

Boedeker, Edgar. 2005. “Phenomenology.” In A Companion to Heidegger. Edited by Hubert Dreyfus & Mark Wrathall, 156-172. Oxford: Blackwell Publishing.

Crowell, Steven. 2005. “Heidegger and Husserl: The Matter and Method of Philosophy.” In A Companion to Heidegger. Edited by Hubert Dreyfus & Mark Wrathall, 49-64. Oxford: Blackwell Publishing.

Damaskios. ca. 534. On First Principles / Peri ton proton archon. Edited by L.G. Wersterink; translated by William Franke, “Of the Ineffable: Aporetics of the Notion of an Absolute Principle,” Arion ser. 3, 12(1), 2004: 19-39.

Heidegger, Martin. 1927. Being and Time / Sein und Zeit. Translated by John Macquarrie & Edward Robinson. London: SCM Press, 1962.

Heidegger, Martin. 1935. Introduction to Metaphysics / Einführung in die Metaphysik. Translated by Gregory Fried & Richard Polt. New Haven: Yale University Press, 2000 [citations to the 1953 German pagination].

Heidegger, Martin. 1936-1938. Contributions to Philosophy (From Enowning) / Beiträge zur Philosophie (Vom Ereignis). Edited by Friedrich-Wilhelm von Hermann; translated by Parvis Emad & Kenneth Maly. Bloomington: Indiana University Press, 1999.

Kant, Immanuel. 1787. Critique of Pure Reason / Kritik der reinen Vernunft. Edited & translated by Paul Guyer & Allen Wood. New York: Cambridge University Press, 2006.

Lafont, Cristina. 2005. “Hermeneutics.” In A Companion to Heidegger. Edited by Hubert Dreyfus & Mark Wrathall, 265-284. Oxford: Blackwell Publishing.

Nietzsche, Friedrich. 1872. “Letter 40: To Friedrich Ritschl.” In Selected Letters of Friedrich Nietzsche. Edited & translated by Christopher Middleton, 93. Chicago: The University of Chicago Press, 1969.

Nietzsche, Friedrich. ca.1873. Philosophy in the Tragic Age of the Greeks / Die Philosophie im tragischen Zeitalter der Griechen. Translated by Marianne Cowan. Washington, DC: Regnery Publishing Co., 1962.

Nietzsche, Friedrich. 1874. The Birth of Tragedy Out of the Spirit of Music / Die Geburt der Tragödie aus dem Geiste der Musik, 2nd edn. In The Birth of Tragedy and The Case of Wagner. Translated by Walter Kaufman, 29-144. New York: Vintage Books, 1967.

Nietzsche, Friedrich. 1886. “Attempt at a Self-Criticism” / “Versuch einer Selbstkritik.” In The Birth of Tragedy and The Case of Wagner. Translated by Walter Kaufman, 17-27. New York: Vintage Books, 1967.

Pagani, Lara. 2011. “Pioneers of Grammar: Hellenistic Scholarship and the Study of Language.” In From Scholars to Scholia: Chapters in the History of Ancient Greek Scholarship. Edited by Franco Montanari & Lara Pagani, 17-64. Berlin: Walter de Gruyter.

Platon. ca. 375 B.C. Politeia. Edited by Giovanni Ferrari; translated by Tom Griffith, The Republic. Cambridge: Cambridge University Press, 2003.

Taylor, Charles. 1992. “Heidegger on Language.” In A Companion to Heidegger. Edited by Hubert Dreyfus & Mark Wrathall, 433-455. Oxford: Blackwell Publishing, 2005.

Taylor, Daniel. 1990. “Dionysus Thrax Vs Marcus Varro,” Historiographia Linguistica 17(1-2): 15-27.

 

David P. Nichols (Ed.): Transcendence and Film: Cinematic Encounters with the Real






Transcendence and Film: Cinematic Encounters with the Real Book Cover




Transcendence and Film: Cinematic Encounters with the Real





David P. Nichols (Ed.)





Lexington Books




2019




Hardback $90.00




178

Reviewed by: Antony Fredriksson (Centre for Ethics as Study in Human Value, University of Pardubice)

One starting point for a new approach within philosophical film-studies during the past decades can be found in Stephen Mulhall’s book On Film (2002). In contrast to the traditional approach within aesthetics, Mulhall regards cinema as an art form that carries a philosophical task by itself. Films are, in this sense, not considered as examples or raw material for philosophical scrutiny, rather they are understood as works of philosophy in the medium of the moving image. The book provoked a long debate concerning this question (can films be considered as philosophy by themselves) that ran, among other forums, on the pages of the journal Film Philosophy during the year 2003.

David P. Nichols’ (ed.) anthology Transcendence and Film continues with this approach. It is a book that deals with philosophical issues through a discussion between philosophers and works within cinema. Dylan Trigg exemplifies this by describing his relation to David Lynch’s Mulholland Drive (2001): “Lynch is not a director who makes films in lieu of a philosophical voice; rather, his philosophical voice is indistinguishable from that of his films, such that the task falls to philosophers to meet Lynch on his terms rather than vice versa” (16). This approach, in which a clear hierarchy between philosophers and theorists in relation to artists and their works of art is dissolved into a reciprocal dialogue, offers a vital perspective. At its best, Transcendence and Film brings out how pressing philosophical questions concerning subjectivity, the limits of experience, and the status of representation of reality in art can be dealt with in the audio-visual language of cinema.

The ten essays by John B. Brough, Allan Casebier, Herbert Golder, David P. Nichols, K. Malcolm Richards, Frédéric Seyler, Kevin L. Stoehr, Dylan Trigg, Joseph Westfall, and Jason M. Wirth, permit the films to do the philosophical work regarding some key-questions with phenomenology and aesthetics. Some of the key theoretical underpinnings for the book come from Karl Jaspers’ phenomenology of liminal experiences and questions concerning the role of transcendence. With cinema, transcendence can refer to several different phenomena. The strict emphasis of this book lies, however, in the way the aesthetics of film can allude to the ineffable, i.e., how a certain work can open up vistas that change our ways of relating to the everyday perceptual world; how film permits us to rediscover the world of perception which we are immersed in. The phenomenological approach stands out as a strength in the theoretical literature on film, since cinema is considered, at its best, to be a reflection of the dynamics of the structures of our consciousness. Then mentioned films are not required to provide rational philosophical arguments. Instead, the emphasis is on how this language that uses the building blocks of our perceptual world can reveal some ephemeral aspects of our cognitive and affective processes.

Regarding the ethos of “film as philosophy”, Dylan Trigg’s essay The Dream of Anxiety in David Lynch’s Mulholland Drive, stands out in this collection. Trigg shows how Mulholland Drive articulates sophisticated questions concerning the ontology of self. Lynch’s film portrays a particular borderline state between dreaming, sleeping and waking. The characters Diana and Camilla experience traumatic events that infiltrate their everyday waking life, blend into it and distort it. In this sense, their subjectivity becomes apparent as singularity. It is the projections of the own self that blend into perceived reality and thus, the nightmarish and unfamiliar experiences are also necessarily a part of the self (19). Trigg shows how the horror of Lynch’s film consists of the realization within the main character that “the very concept of personhood is itself a sad illusion” (18). Lynch’s film language reflects a philosophy of the dynamics of our consciousness that also stems from his own practice of transcendental meditation. The forte of film as a medium is that it is a visual language and is thus able to portray how dreams and memories break into and influence our direct perception. Trigg shows how Lynch is a master of this kind of portrayal of the dynamics of our psychology of perception. In the context of the essay, transcendence denotes a passageway between different levels of consciousness. Lynch investigates both in his meditational practice and in his films, these limits between dreaming and waking, bringing them into sight for the viewers and helping us to observe the processes that at times can entail both anxiety and bliss.

A completely different kind of aesthetics that, however, carry similar goals of disclosing a specific liminal territory within our perception is present in the cinema of Yasujirō Ozu. In his essay, Transcendence in Phenomenology and Film: Ozu’s Still Lives, Allan Casebier, who is considered by many as a predominant scholar for introducing the tradition of phenomenology to Anglo-American philosophy of film, scrutinizes the connection between the phenomenology of Karl Jaspers and the Zen Buddhist aesthetics of film director Yasujirō Ozu. According to Casebier, the cinema of Ozu strives to disclose the ineffable. Here we are already dealing with a particular philosophical tension, since; if something is ineffable, how can it then be expressed? The aesthetics of Ozu are designed to work around this tension by using the concept of shibui. Casebier writes: “Shibui’s ever hidden aspect creates a lingering attraction for more since the object is so fashioned that it reveals only enough of itself to impel one to seek additional qualities of what has been found pleasing but which are not readily perceivable” (93). In this way, transcendence in the films of Ozu is achieved through allusion and through the dialectics of the seen and the hidden. It is up to the viewer’s imagination to initiate the movement towards the transcendental. In contrast, Ozu’s role is merely to invite this imagination through his minimal and still language of film.

Casebier relates this ineffability to Jaspers’ concept of “cypher”, something that hints at a beyond without ever disclosing it. The transcendent cannot, in this sense, become an object for our knowledge. For Jaspers, it resides at the boarders of the knowable. The ineffable has an impact on our experience, but it can never be fully delineated. In this way, transcendent films guide us to the borders of our normal, habitual perception. It alludes to a beyond that is never fully grasped. Transcendental cinema is, in Paul Shrader’s words, like a catholic mass; a ritual that prepares us for experiences that are contradictory to the conventional (93).

Although Casebier is able to point out a philosophically interesting aspect in the aesthetics of Ozu, the essay still feels like it falls short. Casebier writes in quite general terms, without referring to specific films of the director. For me, it is evident that there is a more mundane explanation for the minimalism and emptiness in Ozu’s images. The subject matter that was central to Ozu is a certain alienation. The challenging predicament of modern life, in which social relations become problematic due to the fast pace of urbanization and the breaking up of traditional social structures is often portrayed as tensions and challenging encounters between generations. The emptiness in his films is not purely aesthetic, but also descriptive of the loss of connection between generations and within family life. In this sense, the emptiness is a reflection of the loss of the social connectedness of the characters. Ozu’s minimalism caters to an existential undertone that alludes to, not only aesthetics of shibui, but furthermore to moral shortcomings and the challenges of alienation between the characters in his films. Perhaps this moral theme would have required a separate essay on the cinema of Ozu. To simply make his empty and minimal images into an aesthetical matter is somewhat a limited interpretation of these devices.

One constant shortcoming in philosophical texts on film is that philosophers tend to fail at describing storylines, narratives and the aesthetics of a specific film in a manner that helps the reader grasp the viewing experience. David P. Nichols is one exception. In his rendition of Martin Scorsese´s Silence (2016) Nichols’ beautiful portrayal is engaging and perceptive in its analysis. Nichols reads Scorsese´s aesthetics through the lens of Merleau-Ponty’s notion of the silence that enables us to grasp the flesh of the world. This is a continuation of the theme of the ineffable in the book. According to Nichols film is not a mirror that shows us how we appear to be, instead it is “like a mirror that reverses our ordinary sensibilities about who we are and what surrounds us” (134). When film succeeds in transcendence, it is able to point beyond “our ordinary linguistic abilities” (121). Like Trigg, Nichols points at the sedimentation in human perception, silence is something that is hard to grasp in linguistics, but at the same time, it is a prerequisite for language. Silence provides our language with rhythm. This is immensely important for the language of film. Through editing, sound and camera work film contains its temporality and rhythm. Through Scorsese´s mastery of pacing and rhythm, the film becomes a reality of its own that carries a certain mood (stimmung in Heideggerian terms) that alludes to monastic experience. Through rhythm, something invisible (mood, quality of experience) can be portrayed in a visual language.

Kevin L, Stoehr’s essay Ciphers of Transcendence in 2001: A Space Odyssey brings forth the question concerning post-humanism. Kubrick’s film starts with the event of the invention of primitive technology as the ape in the opening scene starts to use a bone as a tool. The quick jump to space technology and interstellar travel alludes to an immense transformation within a lifeform. The question then becomes what the next stage in this evolution might entail. Will humanity, in relation to technology, transcend some of the very fundaments of what we call being human? The aspects that we take for granted – like our corporeal embodied orientation in the world and our sense perception – will they always be essential facts of our lived life? Stoehr refers to Hubert Dreyfus’ concept of “disembodied presence” which describes a form of life spent mostly in cyber space in which the embodied sensory experience is tied to a technologically created interface, and thus the natural orientation of our body in a corporeal world is exchanged for a world of representations.

Kubrick’s film describes this kind of displacement. The main character Bowman is completely dependent on the spaceship and the computer HAL that controls Bowman’s living environment. This sense of disconnection and alienation enables the film to pose philosophical questions. The rational design of technology has transcended the belief in a universe with a natural order created by God. In addition, as human life becomes more immersed in the technological design, the coordinates given by our natural embodied lifeform possibly lose, or change, their significance. Stoehr writes: “But the director also summons us to consider the possibilities of an experience in which the natural body – as the active filter of one’s individualized experiences and as the fixed point of orientation for one’s material existence – is no longer primary. This is especially the case when our technology has increasingly gained the capacity of delivering a more indirect world, one in which our five senses play a minimized and mostly passive role” (157-158).

The reading of Kubrick’s 2001 as a meditation on transcendence in the history of the meaning of the concept of the human brings nicely together film and existential philosophy. Kubrick is portrayed as posing open-ended questions concerning the future of our lifeform. He does this by using aesthetics that deliberately dislocate the viewer’s sense of time and space. Bowman travels in our solar system but also goes beyond our understanding of space-time into other dimensions. He encounters forms of higher intelligence whose intentions are not decipherable for our understanding. Stoehr uses Jaspers’ concept of “cipher” (one of the key concepts of the whole book) that alludes to the ineffable, in order to describe Kubrick’s allegories of a future that is still indescribable.

Among the more traditional themes of film-theory represented in the book are Frédéric Seyler’s essay Pointing toward Transcendence: When Film Becomes Art and Joseph Westfalls’ ASA NISI MASA: Kierkegaardian Repetition in Fellini’s 8 ½. Both authors address what can be called the first questions of film-theory: Is film a proper art form, and does it add a unique form of expression in comparison with the other arts? That is, can cinema help us grow as subjects – do films challenge us to reflect upon our relationship with the world or are they simply objects for our consumption that caters to our escapism? Leaning on Jaspers, Bergson, and the radical phenomenology of Michel Henry, Seyler pushes the point that certain films, like, for example, Louis Malle’s  My Dinner with André (1981), can break free from the predominant mode of escapism of television and film. Film as art can help us grasp that which “escapes our ordinary attention” (83) and thus help us reach beyond our prejudices and even our desire for escapism.

Westfall drives the same point in his reading of Fellini’s 8 ½. He emphasizes the temporality that is essential for the performing arts, film, and music. The viewing experience unfolds in the present, but film also enables a play with temporalities of a future and a past. Thus, the world in film is not like the temporality of our lived life experience, as it in Cavell’s terms, uses the past recording of a scene, as material for the present viewing situation (110). This play with the building blocks of our consciousness enables the art form to tap into our perception and cognition. According to Westfall, this deliberate reorganization of temporality enables cinema to go beyond mere escapism and guide us in the processes of our consciousness.

In the essays mentioned above, there is a common thread regarding transcendence and film. By establishing, not a mirror image, but a counter-world to our common perceptual experience, cinema can help us attend to subtleties that we easily look past due to our ingrained conventions of perception. Similar claims have been made before, for example, by Malcolm Turvey in his book Doubting Vision (2008) in which he re-interprets the classical tradition of film-theory and work by Jean Epstein, Dziga Vertov, Béla Balázs and Siegfried Kracauer. All these attempts aim at liberating film-theory from the realist-idealist dialectics in order to show that film can be an art form and that it is able to refrain from falling into escapism.

Although the volume has its highlights – at their best, the essays demonstrate the transformational power that film can have on the subject – there are some shortcomings. The book reads more like a conference catalogue than a thoroughly edited anthology with an overarching aim. Even the better pieces are quite short, and as they introduce important philosophical themes, they still, in many cases, leave too much unsaid. Some of the less thorough work in the volume falls short due to extensive descriptions. K. Malcolm Richards essay on Cronenberg’s eXisntenZ (1999) poses the same kinds of questions as Stoehr’s piece on Kubrick, but the text is, to a large extent, just a rendition of the narrative in the film. The current and pressing question concerning how immersive technologies change our quality of experience deserves a more thorough and definitive treatment, and Cronenberg’s film has more to offer in this discussion than Richards’s essay can disclose. John B. Brough’s essay on Karl Theodore Dreyer’s La Passion de Jeanne d’Arc (1928) and Jason M. Wirth’s piece on Terrence Malick’s Badlands (1973) are weighed down by the same disproportion between extensive description of the film and brief analysis. Herbert Golder’s essay related to his collaborative work with Werner Herzog stands out for different reasons. It is in an anomaly in the collection since its focus is wide-ranging, stretching from classicist interpretation of Greek philosophy to biblical mythology to Karl Jaspers’ phenomenology. It is hard to find a focus in the text that would enable the reader to relate it to the general themes of the book.

These texts give further evidence to the interpretation that the book primarily is a collection of conference papers. Extensive editorial work and requirements of in-depth analysis would have made this book a more substantial companion to the discussion concerning the intrinsic philosophical qualities of cinema.

Bibliography

Mulhall, Stephen. 2002. On Film. London: Routledge.

Turvey, Malcolm. 2008. Doubting Vision – Film and the Revelationist Tradition. Oxford: Oxford University Press.

David Farrell Krell: The Cudgel and the Caress, SUNY Press, 2019






The Cudgel and the Caress: Reflections on Cruelty and Tenderness Book Cover




The Cudgel and the Caress: Reflections on Cruelty and Tenderness




SUNY series in Contemporary Continental Philosophy





David Farrell Krell





SUNY Press




2019




Hardback $95.00




340